$QWLELRWLFVXVHGIRU

1LWURLPLGD]ROHV
LQFOXGLQJGLPHWULGD]ROH
PHWURQLGD]ROHDQG
URQLGD]ROH

1RQ3HUPLWWHG'UXJ
1DPH

1RWDSSOLFDEOH
1$

1$

&DUEDGR[1RWFXUUHQWO\PDUNHWHGLQ&DQDGD

6SHFLHV,QGLFDWHGRQWKH/DEHO

%DQQHGE\UHJXODWLRQVIRUVDOHLQIRRG
SURGXFLQJDQLPDOVLQ&DQDGD
1RWDSSURYHGIRUYHWHULQDU\XVHLQ&DQDGD

([DPSOHVRI%UDQGRU&RPPRQ1DPHV

(/LVWRI9HWHULQDU\'UXJV1RW3HUPLWWHG)RU8VHLQ(TXLQH6ODXJKWHUHGIRU)RRG
ZLWK&DQDGLDQ%UDQG1DPH([DPSOHV0DUFK

,QWKHFDVHRIPXOWLSOHWUXFNORDGVDUULYLQJDWWKHVODXJKWHUHVWDEOLVKPHQWGXULQJDKRXUSHULRGIURPDVSHFLILHG
SUHPLVHWKHILUVWWUXFNORDGPXVWFDUU\DQGSUHVHQWWKHFXVWRPL]HGJURXS(,'WRWKHRSHUDWRUDQGWKH&),$IRU
UHYLHZDQGDFFHSWDQFHSULRUWRVODXJKWHUDVSHUDQWHPRUWHPSURFHGXUHV

7KHSURSRVHGVLQJOHORW(,'PXVWLQFOXGHDOOWKHLQIRUPDWLRQFRQWDLQHGLQERWKWKH,(,'DQG6/(,'6LQJOHORW(,'V
PXVWEHVHQWWRDVSHFLILHGVODXJKWHUHVWDEOLVKPHQWIURPDVSHFLILHG(TXLQH/RW3URJUDPSUHPLVHV

7KHRSHUDWRUPXVWVXEPLWWKHFXVWRPL]HGJURXS(,'WHPSODWHWRWKH&),$DQGREWDLQ&),$DSSURYDOSULRUWRXVH7KH
RSHUDWRUVKDOOSURYLGHWKH&),$ZLWKDVLJQHGDQGGDWHGOHWWHUVWDWLQJWKDWWKH\DUHZLOOLQJWRDFFHSWWKHSURSRVDO
IURPWKHGHVLJQDWHGSUHPLVHVWRIRUHJRWKHVXEPLVVLRQRI,(,'VDQG6/(,'VDQGWKDWWKHRSHUDWRUXQGHUVWDQGVWKDW
WKHUHYLHZDQGDFFHSWDQFHSURFHGXUHVSHUWDLQLQJWRDVLQJOHORW(,'PD\LQFUHDVHWKHSRVVLELOLW\RIKROGLQJRU
UHMHFWLRQRIJURXSVRIHTXLQHDQLPDOVSULRUWRVODXJKWHU

7KHRSHUDWRUPD\DSSO\WRWKH&),$IRUDQH[HPSWLRQWRWKHVXEPLVVLRQRI,(,'VDQG6/(,'VIURPDVSHFLILHGORW
RZQHUDVDERYHLQVWHDGVXEPLWWLQJRQHFXVWRPL]HG&),$DSSURYHGIRUPFRYHULQJDQLPDOVVHQWWRVODXJKWHURQD
VSHFLILFGD\



'

&

"
















$UVDQLOLFDFLG

$UVDQLOLFDFLG

$UVDQLOLFDFLG

$UVDQLOLFDFLG

$ULVWRORFKLDVSHFLHVDQG
SUHSDUDWLRQVWKHUHRI

$QWLELRWLFVXVHGIRU
JURZWKSURPRWLRQ
SXUSRVHVVXFKDV
RODTXLQGR[FDUEDGR[DQG
W\ORVLQ

$QWLELRWLFVXVHGIRU
JURZWKSURPRWLRQ
SXUSRVHVVXFKDV
RODTXLQGR[FDUEDGR[DQG
W\ORVLQ

JURZWKSURPRWLRQ
SXUSRVHVVXFKDV
RODTXLQGR[FDUEDGR[DQG
W\ORVLQ

1$

1RWDSSURYHGIRUYHWHULQDU\XVHLQ&DQDGD

3UR*HQ

3UR*HQ

+LVWRVWDW

&KLFNHQ7XUNH\

&KLFNHQ7XUNH\

7XUNH\

&KLFNHQ7XUNH\6ZLQH

6HYHUDODQWLPLFURELDOVHJ
EDFLWUDFLQEDPEHUP\FLQ
FKORUWHWUDF\FOLQHOLQFRP\FLQ
SURFDLQHSHQLFLOOLQW\ORVLQ
YLUJLQLDP\FLQHWFKDYHODEHOFODLPV
IRUJURZWKSURPRWLRQIHHGHIILFLHQF\
LQRWKHUIRRGSURGXFLQJDQLPDOVHJ
FDWWOHVZLQHSRXOWU\

7KHUHDUHQRDQWLPLFURELDOVDSSURYHGIRUXVH
DVJURZWKSURPRWDQWVIRUHTXLQHLQ&DQDGD
(TXLQHDQLPDOVWUHDWHGZLWKDQWLELRWLFVIRU
JURZWKSURPRWLRQUHDVRQVDUHQRWHOLJLEOHIRU
VODXJKWHULQ&DQDGD

1LWUR

1$

2ODTXLQGR[1RWDSSURYHGIRUYHWHULQDU\XVH
LQ&DQDGD

VWRSVDOHRUGHULQHIIHFW



'

&

"
















%HWDDJRQLVWVXVHGIRU
JURZWKSURPRWLRQ
SXUSRVHVLQFOXGLQJ
FOHQEXWHURODQG
UDFWRSDPLQH

%HWDDJRQLVWVXVHGIRU
JURZWKSURPRWLRQ
SXUSRVHVLQFOXGLQJ
FOHQEXWHURODQG
UDFWRSDPLQH

%HWDDJRQLVWVXVHGIRU
JURZWKSURPRWLRQ
SXUSRVHVLQFOXGLQJ
FOHQEXWHURODQG
UDFWRSDPLQH

%HWDDJRQLVWVXVHGIRU
JURZWKSURPRWLRQ
SXUSRVHVLQFOXGLQJ
FOHQEXWHURODQG
UDFWRSDPLQH

%HWDDJRQLVWVXVHGIRU
JURZWKSURPRWLRQ
SXUSRVHVLQFOXGLQJ
FOHQEXWHURODQG
UDFWRSDPLQH

9HQWLSXOPLQ6\UXS

9HQWLSXOPLQ6ROXWLRQ

3D\OHDQ

5DFWRSDPLQH
2SWDIOH[[3UHPL[

%DQQHGE\UHJXODWLRQVIRUVDOHLQIRRG
SURGXFLQJDQLPDOVLQ&DQDGD

&OHQEXWHURO

+RUVHVQRWLQWHQGHGIRUIRRG

+RUVHVQRWLQWHQGHGIRUIRRG

6ZLQH

&DWWOH

1$



'

&

"
















1LWURIXUDQVLQFOXGLQJ
)XUDOWDGRQH
)XUD]ROLGRQH
QLWURIXUDQWRLQ

0HWKDQGULRO

'DSVRQH

&ROFKLFLQH

&KORUSURPD]LQH

&KORURIRUP

&KORUDPSKHQLFRO

%ROGHQRQH

%HWDDJRQLVWVXVHGIRU
JURZWKSURPRWLRQ
SXUSRVHVLQFOXGLQJ
FOHQEXWHURODQG
UDFWRSDPLQH
+RUVHVQRWLQWHQGHGIRUIRRG

'RJ&DW

1$

1$
1$
1$
1$
1$

%DQQHGE\UHJXODWLRQVIRUVDOHLQIRRG
SURGXFLQJDQLPDOVLQ&DQDGD
&KORU
&KORU
&KORUDPSKHQLFRO2LQWPHQW
&KORU3DOP
$SSURYHGDVDYHWHULQDU\GUXJLQ&DQDGD
KRZHYHUFXUUHQWO\QRWPDQXIDFWXUHG
1RWDSSURYHGIRUYHWHULQDU\XVHLQ&DQDGD
1RWDSSURYHGIRUYHWHULQDU\XVHLQ&DQDGD
1RWDSSURYHGIRUYHWHULQDU\XVHLQ&DQDGD
1RWDSSURYHGIRUYHWHULQDU\XVHLQ&DQDGD
%DQQHGE\UHJXODWLRQVIRUVDOHLQIRRG
SURGXFLQJDQLPDOVLQ&DQDGD
)XUD]ROLGRQH1RWDSSURYHGIRUYHWHULQDU\

&DWWOH

(TXLSRLVH,QMHFWDEOH
(TXLSRLVH

=LOSDWHUROK\GURFKORULGH
=LOPD[0HGLFDWHG3UHPL[



'

&

"
















1LWURIXUDQVLQFOXGLQJ

1LWURIXUDQVLQFOXGLQJ
)XUD]ROLGRQH
)XUDOWDGRQH
QLWURIXUDQWRLQ
QLWURIXUD]RQH

1LWURIXUDQVLQFOXGLQJ
)XUD]ROLGRQH
)XUDOWDGRQH
QLWURIXUDQWRLQ
QLWURIXUD]RQH

1LWURIXUDQVLQFOXGLQJ
)XUD]ROLGRQH
)XUDOWDGRQH
QLWURIXUDQWRLQ
QLWURIXUD]RQH

1LWURIXUDQVLQFOXGLQJ
)XUDOWDGRQH
)XUD]ROLGRQH
QLWURIXUDQWRLQ
QLWURIXUD]RQH

QLWURIXUDQWRLQ
QLWURIXUD]RQH

1LWURIXUD]RQH

1LWURIXUDQWRLQ
(TXLIXU

1LWURIXU6ROXWLRQ

1LWUR2LQWPHQW

)XUDOWDGRQH1RWDSSURYHGIRUYHWHULQDU\XVH
LQ&DQDGD

XVHLQ&DQDGD
)XUR[$HURVRO3RZGHU7RSD]RQH$HURVRO
3RZGHU)XUDOOUHJLVWHUHGIRUYHWHULQDU\XVHLQ
WKH86$

+RUVHVQRWLQWHQGHGIRUIRRG

+RUVHVQRWLQWHQGHGIRUIRRG'RJ
&DW

+RUVHVQRWLQWHQGHGIRUIRRG

+RUVHVQRWLQWHQGHGIRUIRRG

1$



'

&

"
















3KHQ\OEXWD]RQH

(VWUDGLROIRUHVWUDGLRO
FRQWDLQLQJLPSODQWVVHH
VWHURLGDOKRUPRQHVEHORZ

(VWUDGLROIRUHVWUDGLRO
FRQWDLQLQJLPSODQWVVHH
VWHURLGDOKRUPRQHVEHORZ

(VWUDGLROIRUHVWUDGLRO
FRQWDLQLQJLPSODQWVVHH
VWHURLGDOKRUPRQHVEHORZ

1LWURIXUDQVLQFOXGLQJ
)XUD]ROLGRQH
)XUDOWDGRQH
QLWURIXUDQWRLQ
QLWURIXUD]RQH

1LWURIXUDQVLQFOXGLQJ
)XUD]ROLGRQH
)XUDOWDGRQH
QLWURIXUDQWRLQ
QLWURIXUD]RQH

)XUD]ROLGRQH
)XUDOWDGRQH
QLWURIXUDQWRLQ
QLWURIXUD]RQH

%XWD]RQH

8QL%RO

1RWH$OORIWKHSURGXFWVOLVWHG

+RUVHVQRWLQWHQGHGIRUIRRG

&DWWOH

+RUVHVQRWLQWHQGHGIRUIRRG&DWWOH
'RJ&DW

(VWUDGLRO&\SLRQDWHLQ2LO

(VWUXV

'RJ&DW

*HQHUDOXVH

3LQNDZD\3RZGHU

1LWURIXUD]RQH2LQWPHQW

1LGHUP2LQWPHQW



'

&

"
















6WLOEHQHVVWLOEHQH
GHULYDWLYHVDQGWKHLU
VDOWVDQGHVWHUVLQFOXGLQJ

6WHURLGDOKRUPRQDO
LPSODQWVXVHGIRUJURZWK
SURPRWLRQSXUSRVHV

6WDQR]RORO

5HVRUF\OLFDFLGODFWRQHV
LQFOXGLQJ]HUDQRO

%HHI
1RWHWKDWWKLVSURGXFWFDUULHVRQO\
DFDWWOHLQGLFDWLRQ
1$

1RWHWKDWWKHVHSURGXFWVFDUU\
RQO\DFDWWOHLQGLFDWLRQ+RUPRQDO
LPSODQWVFRQWDLQLQJHVWUDGLRORU
PHOHQJHVWURODFHWDWHVLQJO\RUWKH
FRPELQDWLRQVRIHVWUDGLRODQG
SURJHVWHURQHHVWUDGLRODQG
WHVWRVWHURQHHVWUDGLRODQG
WUHQERORQHDFHWDWHHWFVROGXQGHU
GLIIHUHQWEUDQGQDPHVIRUXVHLQ
FDWWOH
'RJ&DW

1RDFWLYHSURGXFWVIRUYHWHULQDU\XVHLQ
&DQDGD
(TXLQHDQLPDOVWUHDWHGZLWKVWHURLGFRQWDLQLQJ
KRUPRQHLPSODQWVXVHGWRSURPRWHJURZWKDUH
QRWHOLJLEOHIRUVODXJKWHULQ&DQDGD

%DQQHGE\UHJXODWLRQVIRUVDOHLQIRRG
SURGXFLQJDQLPDOVLQ&DQDGD

FDUU\DQLQGLFDWLRQIRUXVHLQ
HTXLQHEXWQRWHTXLQHLQWHQGHG
WREHVODXJKWHUHGIRUIRRG

=HUDQRO
5DOJUR

%XWD]RQH
%XWD]RQH&RQFHQWUDWH
%XWHTXLQH
%X]RQH&RQFHQWUDWH
3KHQ\OEXWD]RQH
3KHQ\OEXWD]RQH,QMHFWLRQ
3KHQ\OEXWD]RQH3RZGHU
3KHQ\OEXWD]RQH7DEOHWV
3KHQ\OEXWD]RQH7DEV



'

&

"













'RJ&DW

1$

6WLOEHVWURO7DEOHWV

$SSURYHGIRUXVHLQKXPDQV8VHLQDQLPDOV
ZRXOGEHXQGHUYHWHULQDU\FRQWUROEXW
DQLPDOVWUHDWHGZLWKWKHVHVXEVWDQFHVZRXOG
QRWEHHOLJLEOHIRUVODXJKWHU

'LHWK\OVWLOEHVWURO
6WLOEHVWURO

DDQ\DQLPDOLQWHQGHGIRUFRQVXPSWLRQDVIRRGLIDQ\SURGXFWFRQWDLQLQJDQ\GUXJOLVWHGLQVXEVHFWLRQKDV
EHHQDGPLQLVWHUHGWRWKHDQLPDO

1RSHUVRQVKDOOVHOO

$VSHU6HFWLRQ%RIWKH)RRGDQG'UXJ5HJXODWLRQV

DFKORUDPSKHQLFRORULWVVDOWVRUGHULYDWLYHV
EDQLWURIXUDQFRPSRXQG
FFOHQEXWHURORULWVVDOWVRUGHULYDWLYHV
GDQLWURLPLGD]ROHFRPSRXQGRU
HGLHWK\OVWLOEHVWURORURWKHUVWLOEHQHFRPSRXQGV

1RSHUVRQVKDOOVHOODGUXJIRUDGPLQLVWUDWLRQWRDQLPDOVWKDWSURGXFHIRRGRUWKDWDUHLQWHQGHGIRUFRQVXPSWLRQDV
IRRGLIWKDWGUXJFRQWDLQV

$VSHU6HFWLRQ&RIWKH)RRGDQG'UXJ5HJXODWLRQV

1$1RWDSSOLFDEOHDVWKHVHDFWLYHLQJUHGLHQWVDUHQRWDSSURYHGIRUYHWHULQDU\XVHLQ&DQDGD

7K\URVWDWVDQWLWK\URLG
DJHQWVDGPLQLVWHUHG
XQGHUDQ\FLUFXPVWDQFHV
IRUWKHSXUSRVHRIJURZWK
SURPRWLRQ

6WLOEHQHVVWLOEHQH
GHULYDWLYHVDQGWKHLU
VDOWVDQGHVWHUVLQFOXGLQJ
GLHWK\OVWLOEHVWURO

VDOWVDQGHVWHUVLQFOXGLQJ
GLHWK\OVWLOEHVWURO



'

&

"
















6HGDWLRQDQGSUHPHGLFDWLRQDQG

6HGDWLRQDQGSUHPHGLFDWLRQDQG
DQWDJRQLVP

6HGDWLRQDQGSUHPHGLFDWLRQDQG
DQWDJRQLVP

'UXJ8VH

'LD]HSDP

$WLSDPH]ROH

$FHSURPD]LQH

'UXJ

1RNQRZQPDQXIDFWXUHIRUYHWHULQDU\XVHLQ

$QWLVHGDQ

$FH
$FHYHW7DEOHWV
$FHYHW7DEOHWV
$FHYHW,QMHFWLRQ
$WUDYHWPJ,QMHFWDEOH
$WUDYHW6ROXEOH*UDQXOHV

&DQDGLDQ%UDQG1DPH([DPSOHV

:LWKGUDZDO3HULRG:LWK&DQDGLDQ%UDQG1DPH([DPSOHV

(/LVWRI(VVHQWLDO9HWHULQDU\'UXJV3HUPLWWHGLQ(TXLQH:LWKD0RQWK

DFKORUDPSKHQLFRODQGLWVVDOWVDQGGHULYDWLYHV
EDQLWURIXUDQFRPSRXQG
FFOHQEXWHURODQGLWVVDOWVDQGGHULYDWLYHV
GDQLWURLPLGD]ROHFRPSRXQGDQG
HGLHWK\OVWLOEHVWURODQGRWKHUVWLOEHQHFRPSRXQGV

7KHGUXJVUHIHUUHGWRLQVXEVHFWLRQDUH

EDQ\PHDWPHDWE\SURGXFWVHJJVRUPLONLQWHQGHGIRUFRQVXPSWLRQDVIRRGDQGGHULYHGIURPDQDQLPDOLI
DQ\SURGXFWFRQWDLQLQJDQ\GUXJOLVWHGLQVXEVHFWLRQKDVEHHQDGPLQLVWHUHGWRWKDWDQLPDORU
FDQ\PHDWPHDWE\SURGXFWVHJJVRUPLONWKDWFRQWDLQVDQ\UHVLGXHRIDQ\GUXJOLVWHGLQVXEVHFWLRQ



'

&

"