Bond List as of 9/2/2013

Important Disclaimer
This is not a complete list of Bonds or other investment products available and is for your reference only. Citibank (Hong Kong) Limited, Citibank, N.A., Citigroup Inc., or any of its subsidiaries makes no warranty as to the accuracy or completeness of
information provided herein. This is provided for your information only and does not constitute any offer or solicitation or advice for the purchase or sale of any bond. Information in this document has been prepared without taking account of the objectives,
financial situation or needs of any particular investor. Accordingly, investors should, before acting on the information, consider its appropriateness, having regard to their own objectives, financial situation and needs. Any decision to purchase bonds
mentioned herein should be made based on a review of your particular circumstances with your independent financial adviser. This is an investment product. The investment decision is yours but you should not invest in this product unless the intermediary
who sells it to you has explained to you that the product is suitable for you having regard to your financial situation, investment experience and investment objectives. Investments referred to in this document are not recommendations of Citibank (Hong
Kong) Limited ("Citibank") or its affiliates. Information contained in this document are composed as of the date of the publication and are subject to changes from time to time without prior notice.
Bond investments are not bank deposits and involve risks, including the possible loss of the principal amount invested. Investors investing in bonds denominated in non-local currency should be aware of the risk of exchange rate fluctuations that may cause
a loss of principal. Unless specified, these investments are not obligations of or guaranteed by Citibank (Hong Kong) Limited, Citibank, N.A., Citigroup Inc., or any of its affiliates. Investment services are not available for U.S. persons and might only be
applicable to limited jurisdiction. Bond prices may go down as well as up. Citibank (Hong Kong) Limited, Citibank, N.A., Citigroup Inc., its subsidiaries or affiliates accept no liability for any direct or consequential loss arising from this document. There is no
guarantee on the existence of a secondary market for bonds. You should seek advice from your professional advisors as to your particular tax position, including but not limited to estate duty and withholding tax that might arise from investing in overseas
products.
The contents of this document have not been reviewed by the Securities and Futures Commission of Hong Kong or any other regulatory authority in Hong Kong. You are advised to exercise caution in relation to the offer. If you are in any doubt about any of
the contents of this document, you should obtain independent professional advice.
For any enquiries, please call our Investment Service Hotline (852) 2860 0111.

()Citigroup.Inc.

()()
()
Citigroup.Inc.()Citigroup.Inc.

(852) 2860 0111

Last Update: 9/2/2013

Please note and carefully read the Important Disclosure on the first page

Page 1 of 4

 Bond List as of 9/2/2013

ISIN

XS0904123535
XS0953132999
AU0000ATBHB2
AU0000ANZHA6
XS0805537064
XS0954928601
AU3CB0208775
AU3FN0013124
AU3FN0011334
AU3FN0012662
AU3CB0145241
AU3FN0010385
AU3FN0013181
AU3CB0204451
XS0493321144
AU300CGRP056
AU3CB0017036
AU3CB0204808
AU3FN0017786
XS0822418686
XS0412694647
XS0451694052
XS0497655687
AU3CB0126852
AU3CB0014843
XS0447814178
XS0747381928
AU300GCAF087
AU3CB0213098
AU3CB0175800
AU3FN0013132
AU300GSGI068
AU300GSGI076
AU3FN0017349
AU3CB0202414
AU3CB0211944
AU0000HKMHA5
AU3CB0144525
AU3FN0010252
AU3FN0017257
AU3CB0144442
AU3CB0172179
AU3CB0201366
AU3CB0208601
AU3CB0173342
AU3FN0012811
AU3CB0192417
XS0780192802
AU3FN0013199
XS0598237013
XS0819243097
XS0932235194
AU3CB0171726
AU3CB0189975
XS0831388664
AU3FN0017356
XS0939099171
AU3CB0118578
XS0876184390
AU3CB0162337
AU3FN0011797
AU3CB0152940
AU3CB0174241
AU000WBCHAJ0

Internal
Bond Code

CCY

AB19A
AB219
ASA16
FRN21
AN17A
AN19A
BA18A
FRN12
FRN36
FRN27
BN15A
FRN28
FRN29
BN18A
BP15A
CI16A
CI17A
CI18A
FRN41
CO18A
CB14A
CBA14
CB414
CO14A
EIB17
GE14A
GE17A
GE19A
GE20A
GS116
FRN07
GS16A
FRN30
FRN40
GS17A
GS18A
FRN14
HS15A
FRN03
FRN42
JP15A
JP16A
JP17A
JP18A
LT14A
FRN13
LT15A
MS17A
FRN26
MW16A
MS18A
M218A
NA18A
NA17A
NAB18
FRN39
NA19A
RA14A
SK17A
SG14A
FRN22
TEL20
WR18A
WST14

AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD
AUD

Issuer (English)

ABN AMRO BANK NV

ABN AMRO BANK NV
ASIAN DEVELOPMENT BANK
AUST & NZ BANKING GROUP
AUST & NZ BANKING GROUP
AUST & NZ BANKING GROUP
BANK OF AMERICA CORP
BANK OF QUEENSLAND LTD
BARCLAYS BANK PLC/AUST
BARCLAYS BANK PLC/AUST
BNP PARIBAS AUSTRALIA
BNP PARIBAS AUSTRALIA
BNP PARIBAS AUSTRALIA
BNP PARIBAS AUSTRALIA
BP CAPITAL MARKETS PLC
CITIGROUP INC
CITIGROUP INC
CITIGROUP INC
CITIGROUP INC
COCA-COLA AMATIL LTD
COMMONWEALTH BANK AUST
COMMONWEALTH BANK AUST
COMMONWEALTH BANK AUST
COUNCIL OF EUROPE
EUROPEAN INVESTMENT BANK
GE CAP AUSTRALIA FUNDING
GE CAP AUSTRALIA FUNDING
GE CAP AUSTRALIA FUNDING
GE CAP AUSTRALIA FUNDING
GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC
HONG KONG MTG CO
HSBC BANK PLC
HSBC BANK PLC
HSBC LTD, SYDNEY BRANCH
JPMORGAN CHASE & CO
JPMORGAN CHASE & CO
JPMORGAN CHASE & CO
JPMORGAN CHASE & CO
LLOYDS TSB BANK PLC-AU
LLOYDS TSB BANK PLC-AU
LLOYDS TSB BANK PLC-AU
MORGAN STANLEY
MORGAN STANLEY
MORGAN STANLEY
MORGAN STANLEY
MORGAN STANLEY
NATIONAL AUSTRALIA BANK
NATIONAL AUSTRALIA BANK
NATIONAL AUSTRALIA BANK
NATIONAL AUSTRALIA BANK
NATIONAL AUSTRALIA BANK
RABOBANK NEDERLAND AU
SK TELECOM CO LTD
SOCIETE GENERALE
SOCIETE GENERALE
TELSTRA CORP LTD
WEST RETAIL TRUST 1
WESTPAC BANKING CORP

Last Update: 9/2/2013

Please note and carefully read the Important Disclosure on the first page

Issuer (Chinese)

N/A
N/A
N/A
N/A
N/A
N/A
N/A

N/A

N/A

N/A
N/A
N/A
N/A

N/A

N/A
N/A
N/A

N/A

N/A
Westfield Retail Trust 1

Coupon Type

Coupon

(%)

Coupon
Frequency

Maturity
(MM/DD/YY)

(//)

S&P
Credit Rating

Moody's
Credit Rating

Industry

FIXED
FIXED
FIXED
FLOATING
FIXED
FIXED
FIXED
FLOATING
FLOATING
FLOATING
FIXED
FLOATING
FLOATING
FIXED
FIXED
FIXED
FIXED
FIXED
FLOATING
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FLOATING
FIXED
FLOATING
FLOATING
FIXED
FIXED
FLOATING
FIXED
FLOATING
FLOATING
FIXED
FIXED
FIXED
FIXED
FIXED
FLOATING
FIXED
FIXED
FLOATING
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FLOATING
FIXED
FIXED
FIXED
FIXED
FLOATING
FIXED
FIXED
FIXED

5.0000
5.2500
5.5000
5.5500
5.0000
4.7500
4.5000
6.3500
4.3300
4.0005
6.7500
3.9042
4.0305
4.7500
6.0000
6.0000
6.5000
4.7500
4.0875
4.5000
4.3750
6.6250
6.3750
5.7500
6.1250
7.5000
5.7500
6.0000
5.2500
7.7500
4.6300
6.3500
3.2700
4.5400
5.2500
5.0000
3.7500
6.7500
4.0325
3.6217
6.7500
7.0000
4.6500
4.1000
7.5000
5.0075
7.5000
8.0000
4.3992
7.6250
7.3750
4.7500
7.2500
6.0000
5.0000
4.7933
4.1250
6.7500
4.7500
6.7500
4.2100
7.7500
7.0000
7.0000

1
1
2
4
1
1
2
4
4
4
2
4
4
2
1
2
2
2
4
1
1
1
1
2
2
1
1
2
2
2
4
2
4
4
2
2
4
2
4
4
2
2
2
2
2
4
2
2
4
2
1
2
2
2
1
4
1
2
1
2
4
2
2
2

03/21/2019
07/23/2019
02/15/2016
06/20/2022
07/25/2017
08/06/2019
08/23/2018
05/10/2021
08/17/2015
02/24/2014
03/18/2015
03/18/2015
05/24/2016
02/01/2018
03/17/2015
03/22/2016
02/13/2017
02/05/2018
02/05/2018
09/06/2018
02/17/2014
09/22/2014
04/01/2014
09/16/2014
01/23/2017
09/01/2014
02/17/2017
03/15/2019
09/04/2020
11/23/2016
11/23/2016
04/12/2016
04/12/2016
11/29/2017
11/29/2017
08/08/2018
02/22/2017
03/12/2015
03/12/2015
11/16/2017
03/11/2015
03/16/2016
11/07/2017
05/17/2018
10/01/2014
10/01/2014
10/02/2015
05/09/2017
05/26/2015
03/03/2016
02/22/2018
11/16/2018
03/07/2018
02/15/2017
09/20/2018
11/28/2022
06/06/2019
07/03/2014
11/17/2017
10/20/2014
10/20/2014
07/15/2020
10/18/2016
08/18/2014

A
N/A
AAA
AAAAAABBB /*+
A
A
A+
A+
A+
A+
A
AAAAAAAA
AAN/A
AA+
AAA
AA+
AA+
AA+
N/A
AAAAAAAAAA
AAAAAAA
A
A
A
A
A
A
AAAAAAAAAAAAAAAAAA
A
A
A+
AA-

A2
A2e
Aaa
Aa3 /*Aa2
Aa2
Baa2 /*
Baa2 /*A2
NR
A2
A2
A2
A2
A2
Baa2 /*
Baa2 /*
N/A
N/A
A3
Aaa
Aa2
Aa2
Aaa
Aaa
A1
A1
A1
N/A
NR
N/A
A3 /*A3 /*A3 /*A3 /*A3 /*NR
Aa3
Aa3
Aa2
A2 /*A2 /*A2 /*A2 /*A2
A2
A2
NR
Baa1 /*Baa1 /*Baa1 /*Baa1 /*Aa2
Aa2
Aa2
Aa3 /*Aa2
Aa2
A3
A2
A2
A2
N/A
Aa2

BANK
BANK
SUPRA-NATIONAL
BANK
BANK
BANK
BANK
BANK
BANK
BANK
BANK
BANK
BANK
BANK
SPECIAL PURPOSE
FINANCIAL
FINANCIAL
FINANCIAL
FINANCIAL
INDUSTRIAL
BANK
BANK
BANK
SUPRA-NATIONAL
SUPRA-NATIONAL
FINANCIAL
FINANCIAL
FINANCIAL
FINANCIAL
FINANCIAL
FINANCIAL
FINANCIAL
FINANCIAL
FINANCIAL
FINANCIAL
FINANCIAL
GOVT AGENCY
BANK
BANK
BANK
FINANCIAL
FINANCIAL
FINANCIAL
FINANCIAL
BANK
BANK
BANK
FINANCIAL
FINANCIAL
FINANCIAL
FINANCIAL
FINANCIAL
BANK
BANK
BANK
BANK
BANK
BANK
INDUSTRIAL
BANK
BANK
TELEPHONE
FINANCIAL
BANK

Min Amount

80,000
80,000
80,000
80,000
80,000
80,000
80,000
100,000
200,000
200,000
80,000
80,000
80,000
80,000
80,000
80,000
100,000
100,000
100,000
80,000
80,000
80,000
80,000
80,000
80,000
80,000
80,000
80,000
80,000
80,000
80,000
80,000
80,000
80,000
80,000
80,000
200,000
100,000
100,000
200,000
100,000
100,000
80,000
80,000
100,000
100,000
150,000
80,000
200,000
100,000
80,000
80,000
80,000
80,000
80,000
80,000
80,000
100,000
80,000
80,000
80,000
80,000
100,000
100,000

Indicative
Offer Price

Offer YTM

Offer YTC

102.45 #N/A Field

4.49
Not Applicable
102.33 #N/A Field
4.78
Not Applicable
107.88 #N/A Field
2.17
Not Applicable
106.00
6.11
4.33
#N/A
104.78
Requesting
#N/AData...
Requesting Data...
102.42 #N/A Field
4.28
Not Applicable
101.43 #N/A Field
4.18
Not Applicable
N/A
N/A
N/A
103.71 #N/A Field
2.55
Not Applicable
102.46 #N/A Field
-1.21
Not Applicable
106.86 #N/A Field
2.18
Not Applicable
102.61 #N/A Field
2.03
Not Applicable
102.86 #N/A Field
3.33
Not Applicable
N/A
N/A
N/A
105.60 #N/A Field
2.22
Not Applicable
106.63 #N/A Field
3.26
Not Applicable
#N/A
108.67
Requesting
#N/AData...
Requesting Data...
102.40 #N/A Field
4.15
Not Applicable
N/A
N/A
N/A
102.67 #N/A Field
3.90
Not Applicable
102.71 #N/A Field
-1.54
Not Applicable
105.69 #N/A Field
1.12
Not Applicable
103.89 #N/A Field
-0.42
Not Applicable
#N/A
105.01
Requesting
#N/AData...
Requesting Data...
110.13 #N/A Field
2.95
Not Applicable
106.21 #N/A Field
1.15
Not Applicable
N/A
N/A
N/A
107.49 #N/A Field
4.46
Not Applicable
102.38 #N/A Field
4.84
Not Applicable
#N/A
111.95
Requesting
#N/AData...
Requesting Data...
104.03 #N/A Field
3.87
Not Applicable
107.35 #N/A Field
3.37
Not Applicable
N/A
N/A
N/A
#N/A
103.76
Requesting
#N/AData...
Requesting Data...
104.27 #N/A Field
4.14
Not Applicable
103.22 #N/A Field
4.27
Not Applicable
N/A
N/A
N/A
107.04 #N/A Field
2.02
Not Applicable
102.98 #N/A Field
1.91
Not Applicable
102.74 #N/A Field
3.72
Not Applicable
#N/A
106.78
Requesting
#N/AData...
Requesting Data...
109.41 #N/A Field
3.10
Not Applicable
#N/A
102.98
Requesting
#N/AData...
Requesting Data...
100.97 #N/A Field
3.87
Not Applicable
#N/A
106.35
Requesting
#N/AData...
Requesting Data...
#N/A
103.42
Requesting
#N/AData...
Requesting Data...
109.10 #N/A Field
2.94
Not Applicable
112.77 #N/A Field
4.21
Not Applicable
N/A
N/A
N/A
109.40 #N/A Field
3.65
Not Applicable
111.39 #N/A Field
4.49
Not Applicable
#N/A
101.58
Requesting
#N/AData...
Requesting Data...
#N/A
114.42
Requesting
#N/AData...
Requesting Data...
108.74 #N/A Field
3.29
Not Applicable
N/A
N/A
N/A
104.36
5.89
4.48
#N/A
100.31
Requesting
#N/AData...
Requesting Data...
105.05 #N/A Field
0.61
Not Applicable
#N/A
102.59
Requesting
#N/AData...
Requesting Data...
105.45 #N/A Field
1.82
Not Applicable
102.70 #N/A Field
1.64
Not Applicable
118.36 #N/A Field
4.60
Not Applicable
109.97 #N/A Field
3.59
Not Applicable
105.92 #N/A Field
0.74
Not Applicable

Page 2 of 4

 Bond List as of 9/2/2013

ISIN

AU000WBCHAI2
AU000WBCHAX1
AU0000WBCHA4
XS0916739328
HK0000142494
XS0813493631
XS0890073991
US056752AB41
US060505DP69
US06051GDX43
US06051GEE52
US06051GEB14
US06051GED79
US06051GEC96
US060505BS27
US06051GEM78
US06051GEU94
USY1391CAJ00
USY1391CDU28
XS0521073428
XS0700181521
US06739FFS56
US06739FGF27
US05567LT315
US172967CY55
US172967EV98
US172967FF30
US172967FS50
US172967FW62
US172967DM09
US172967GL98
XS0635017196
XS0846197019
XS0500330237
USG22004AB41
US2027A1DJ35
XS0858461758
US38141GEE08
US38141EA588
US38141GGS75
US38143USC61
US38141GRD87
XS0565475505
US40429CFN74
US40429CGD83
US404280AK50
US40428HPB23
USG4672UAA37
USG4673GAB17
USG4673GAA34
USG4690AAB38
USG46726AA63
USG46715AB73
XS0877604990
XS0701035676
US46625HJH49
XS0507821584
US50074KAA97
US539473AQ13
US53947PAB58
US55608RAA86
US55608RAB69
US59018YJ698
US594918AQ78

Internal
Bond Code

CCY

FRN11
WS17A
FRN38
WS19A
AIA23
ANZ22
BCM23
BDU22
BA17U
BAC18
BAC21
BAC15
BA15U
BAC20
BA115
BAC22
BAC23
BOC20
BOC16
BEA20
BEA22
BBC19
BBC16
BNP21
CI152
CIT19
CIT20
CIT16
CI173
FRN19
CI23U
CLP21
CLP23
CMT15
CNP22
CBA19
COS22
GSG16
GSG20
GSG22
GS16U
GS23U
HKF20
HSB16
HSB21
HB21U
HSB20
HUW19
HUW22
HW17U
HW22U
HU15U
HUW17
IDC19
IGL22
JPM23
KRC15
KCR19
LT17U
LT20U
MQ17U
MQ15U
MER17
MSF22

AUD
AUD
AUD
AUD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD

Issuer (English)

WESTPAC BANKING CORP

WESTPAC BANKING CORP
WESTPAC BANKING CORP
WESTPAC BANKING CORP
AIA GROUP LTD
AUST & NZ BANKING GROUP
AZURE ORBIT INT FIN
BAIDU INC
BANK OF AMERICA CORP
BANK OF AMERICA CORP
BANK OF AMERICA CORP
BANK OF AMERICA CORP
BANK OF AMERICA CORP
BANK OF AMERICA CORP
BANK OF AMERICA CORP
BANK OF AMERICA CORP
BANK OF AMERICA CORP
BANK OF CHINA HONG KONG
BANK OF CHINA HONG KONG
BANK OF EAST ASIA LTD
BANK OF EAST ASIA LTD
BARCLAYS BANK PLC
BARCLAYS BANK PLC
BNP PARIBAS
CITIGROUP INC
CITIGROUP INC
CITIGROUP INC
CITIGROUP INC
CITIGROUP INC
CITIGROUP INC
CITIGROUP INC
CLP POWER HK FINANCING
CLP POWER HK FINANCING
CMT MTN PTE LTD
CNPC GENERAL CAPITAL
COMMONWEALTH BANK AUST
COSCO FINANCE 2011
GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC
HONGKONG ELECTRIC FINANC
HSBC FINANCE CORP
HSBC FINANCE CORP
HSBC HOLDINGS PLC
HSBC USA INC
HUTCH WHAM INT 09 LTD
HUTCH WHAMPOA INT 11 LTD
HUTCH WHAMPOA INT 11 LTD
HUTCH WHAMPOA INT 12 II
HUTCHISON WHAM INT 09/16
HUTCHISON WHAMPOA FIN
IFC DEVELOPMENT CORP TRS
IPIC GMTN LTD
JPMORGAN CHASE & CO
KOREA RESOURCES CORP
KOWLOON-CANTON RAILWAY
LLOYDS TSB BANK PLC
LLOYDS TSB BANK PLC
MACQUARIE BANK LTD
MACQUARIE BANK LTD
MERRILL LYNCH & CO
MICROSOFT CORP

Last Update: 9/2/2013

Please note and carefully read the Important Disclosure on the first page

Issuer (Chinese)

N/A
N/A

N/A
N/A
N/A
N/A

N/A

N/A

N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A

TSB
TSB

N/A

Coupon Type

Coupon

(%)

Coupon
Frequency

Maturity
(MM/DD/YY)

(//)

S&P
Credit Rating

Moody's
Credit Rating

Industry

FLOATING
FIXED
FLOATING
FIXED
FIXED
VARIABLE
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
VARIABLE
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FLOATING
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED

3.6800
6.0000
5.3392
4.3750
3.1250
3.4500
3.7500
3.5000
5.7500
5.6500
5.8750
4.5000
3.7000
5.6250
4.7500
5.7000
3.3000
5.5500
3.7500
6.1250
6.3750
6.7500
5.0000
5.0000
4.7000
8.5000
5.3750
3.9530
4.4500
0.5443
3.3750
4.7500
2.8750
4.3210
3.9500
5.0000
4.0000
5.3500
5.3750
5.7500
3.6250
3.6250
4.2500
5.5000
6.6760
5.1000
5.0000
7.6250
4.6250
3.5000
3.2500
4.6250
7.4500
2.3750
5.5000
3.2000
4.1250
5.1250
4.2000
5.8000
5.0000
3.4500
6.4000
2.1250

4
2
4
1
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
4
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2

08/18/2014
02/20/2017
08/23/2022
04/16/2019
03/13/2023
08/08/2022
03/06/2023
11/28/2022
12/01/2017
05/01/2018
01/05/2021
04/01/2015
09/01/2015
07/01/2020
08/01/2015
01/24/2022
01/11/2023
02/11/2020
11/08/2016
07/16/2020
05/04/2022
05/22/2019
09/22/2016
01/15/2021
05/29/2015
05/22/2019
08/09/2020
06/15/2016
01/10/2017
06/09/2016
03/01/2023
07/12/2021
04/26/2023
04/08/2015
04/19/2022
10/15/2019
12/03/2022
01/15/2016
03/15/2020
01/24/2022
02/07/2016
01/22/2023
12/14/2020
01/19/2016
01/15/2021
04/05/2021
09/27/2020
04/09/2019
01/13/2022
01/13/2017
11/08/2022
09/11/2015
08/01/2017
05/21/2019
03/01/2022
01/25/2023
05/19/2015
05/20/2019
03/28/2017
01/13/2020
02/22/2017
07/27/2015
08/28/2017
11/15/2022

AAAAAAAA
AAN/A
AAAAAAAAAA
A+
AAA
A
A+
AAAAABBB+
AA
A
N/A
A+
AAN/A
AAAAAA+
A
AA+
AAAAAAAA
AA
A
A+
AAA
A
A
A
A
AAAA

Aa2
Aa2
NR
Aa2
N/A
Aa3 /*A3
A3
Baa2 /*
Baa2 /*
Baa2 /*
Baa2 /*
Baa2 /*
Baa2 /*
Baa2 /*
Baa2 /*
Baa2 /*
A1 /*Aa3
A3 /*A3 /*A2
A2
A2
Baa2 /*
Baa2 /*
Baa2 /*
Baa2 /*
Baa2 /*
Baa3 /*
Baa2 /*
A1
A1
A2
A1
Aa2
A1
A3 /*A3 /*A3 /*A3 /*A3 /*N/A
Baa1
Baa2
Aa3
A3
A3
A3
A3
A3
A3
A3
A2
Aa3
A2 /*A1
Aa1
A2
A2
A2
A2
Baa2 /*
Aaa

BANK
BANK
BANK
BANK
FINANCIAL
BANK
SPECIAL PURPOSE
INDUSTRIAL
BANK
BANK
BANK
BANK
BANK
BANK
BANK
BANK
BANK
BANK
BANK
BANK
BANK
BANK
BANK
BANK
FINANCIAL
FINANCIAL
FINANCIAL
FINANCIAL
FINANCIAL
FINANCIAL
FINANCIAL
UTILITY - ELEC
UTILITY - ELEC
SPECIAL PURPOSE
INDUSTRIAL
BANK
TITLE XI (SHIP)
FINANCIAL
FINANCIAL
FINANCIAL
FINANCIAL
FINANCIAL
SPECIAL PURPOSE
FINANCIAL
FINANCIAL
BANK
BANK
INDUSTRIAL
INDUSTRIAL
INDUSTRIAL
FINANCIAL
INDUSTRIAL
SPECIAL PURPOSE
FINANCIAL
SPECIAL PURPOSE
FINANCIAL
INDUSTRIAL
TRANS - RAIL
BANK
BANK
BANK
BANK
FINANCIAL
INDUSTRIAL

Min Amount

100,000
100,000
80,000
80,000
200,000
200,000
200,000
200,000
70,000
70,000
70,000
70,000
70,000
70,000
70,000
70,000
70,000
100,000
200,000
100,000
200,000
100,000
100,000
70,000
70,000
70,000
70,000
70,000
70,000
100,000
70,000
200,000
200,000
100,000
200,000
70,000
200,000
70,000
70,000
70,000
70,000
70,000
100,000
100,000
70,000
70,000
100,000
100,000
200,000
200,000
200,000
100,000
100,000
200,000
200,000
70,000
100,000
100,000
70,000
100,000
70,000
70,000
70,000
70,000

Indicative
Offer Price

Offer YTM

Offer YTC

102.82 #N/A Field

0.65
Not Applicable
108.75 #N/A Field
3.30
Not Applicable
N/A
N/A
N/A
101.94 #N/A Field
3.98
Not Applicable
#N/A94.23
Requesting
#N/AData...
Requesting Data...
102.80
3.73
2.69
95.58 #N/A Field
4.32
Not Applicable
94.03 #N/A Field
4.29
Not Applicable
#N/A
114.21
Requesting
#N/AData...
Requesting Data...
113.40 #N/A Field
2.58
Not Applicable
113.78 #N/A Field
3.71
Not Applicable
107.01 #N/A Field
0.04
Not Applicable
106.62 #N/A Field
0.35
Not Applicable
112.20 #N/A Field
3.59
Not Applicable
108.31 #N/A Field
0.37
Not Applicable
112.46 #N/A Field
3.94
Not Applicable
94.34 #N/A Field
4.03
Not Applicable
108.87 #N/A Field
3.97
Not Applicable
108.09 #N/A Field
1.15
Not Applicable
110.84 #N/A Field
4.28
Not Applicable
110.47
5.11
3.32
121.01 #N/A Field
2.75
Not Applicable
112.11 #N/A Field
0.96
Not Applicable
108.54 #N/A Field
3.66
Not Applicable
107.95 #N/A Field
0.11
Not Applicable
#N/A
128.85
Requesting
#N/AData...
Requesting Data...
113.23 #N/A Field
3.23
Not Applicable
107.86 #N/A Field
1.07
Not Applicable
#N/A
109.77
Requesting
#N/AData...
Requesting Data...
N/A
N/A
N/A
96.19 #N/A Field
3.86
Not Applicable
107.58 #N/A Field
3.63
Not Applicable
91.91 #N/A Field
3.89
Not Applicable
#N/A
106.48
Requesting
#N/AData...
Requesting Data...
99.87 #N/A Field
3.97
Not Applicable
113.69 #N/A Field
2.56
Not Applicable
92.93 #N/A Field
4.96
Not Applicable
110.71 #N/A Field
0.77
Not Applicable
111.09 #N/A Field
3.46
Not Applicable
111.72 #N/A Field
4.08
Not Applicable
106.80 #N/A Field
0.79
Not Applicable
#N/A96.61
Requesting
#N/AData...
Requesting Data...
105.61 #N/A Field
3.37
Not Applicable
111.45 #N/A Field
0.63
Not Applicable
115.79 #N/A Field
4.16
Not Applicable
111.41 #N/A Field
3.38
Not Applicable
108.05 #N/A Field
3.69
Not Applicable
122.92 #N/A Field
3.13
Not Applicable
104.60 #N/A Field
3.97
Not Applicable
105.61 #N/A Field
1.77
Not Applicable
94.45 #N/A Field
3.98
Not Applicable
108.75 #N/A Field
0.27
Not Applicable
121.12 #N/A Field
1.82
Not Applicable
94.93 #N/A Field
3.36
Not Applicable
109.02 #N/A Field
4.23
Not Applicable
95.20 #N/A Field
3.81
Not Applicable
106.57 #N/A Field
0.26
Not Applicable
114.04 #N/A Field
2.47
Not Applicable
108.58 #N/A Field
1.71
Not Applicable
114.77 #N/A Field
3.21
Not Applicable
110.18 #N/A Field
1.95
Not Applicable
#N/A
105.76
Requesting
#N/AData...
Requesting Data...
115.90 #N/A Field
2.21
Not Applicable
91.86 #N/A Field
3.15
Not Applicable

Page 3 of 4

 Bond List as of 9/2/2013

ISIN

US61747YCK91
US61747YCJ29
US6174467P85
US61744YAD04
US6174467N38
US61747YCT01
US61747YCG89
US61747YDT91
US61747YDD40
US61746SBQ12
US61747WAL37
US61746BDJ26
US63243MAB28
US69033DAA54
US71647NAE94
XS0702140756
XS0440041191
XS0520042416
XS0736418962
XS0803659340
XS0874014722
XS0748939880
XS0554846781
XS0744757526
XS0873639701
XS0359089512
XS0899374002
US87973RAA86
US87973RAC43
USG87572AD85
XS0742215568
XS0848710108
XS0643649956

Internal
Bond Code

CCY

MSD14
MS19U
MSD20
MW17U
MSD15
MS15U
MSD19
MS17U
MS16U
FRN24
MS21U
MS23U
NAC16
OCB23
FRN44
ICB21
STE19
SCB20
SCB22
SC22U
SCB23
SUM22
SHK20
SHK22
SHK23
SWP18
SWP20
TFL19
TFL23
TEN18
WFL17
WLB22
ZIJ16

USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD
USD

Issuer (English)

MORGAN STANLEY
MORGAN STANLEY
MORGAN STANLEY
MORGAN STANLEY
MORGAN STANLEY
MORGAN STANLEY
MORGAN STANLEY
MORGAN STANLEY
MORGAN STANLEY
MORGAN STANLEY
MORGAN STANLEY
MORGAN STANLEY
NATIONAL AGRICULTURAL CO
OVERSEA-CHINESE BANKING
PETROBRAS GLOBAL FINANCE
SKYSEA INTERNATIONAL CAP
ST ENGINEERING FIN 1 LTD
STANDARD CHARTERED BK HK
STANDARD CHARTERED PLC
STANDARD CHARTERED PLC
STANDARD CHARTERED PLC
SUMITOMO MITSUI BANKING
SUN HUNG KAI PROP (CAP)
SUN HUNG KAI PROP (CAP)
SUN HUNG KAI PROP (CAP)
SWIRE PACIFIC MTN FIN
SWIRE PROPERT MTN FIN
TEMASEK FINANCIAL I LTD
TEMASEK FINANCIAL I LTD
TENCENT HOLDINGS LTD
WHARF FINANCE LTD
WING LUNG BANK LTD
ZIJIN INTL FINANCE CO LT

Last Update: 9/2/2013

Please note and carefully read the Important Disclosure on the first page

Issuer (Chinese)

N/A

N/A
N/A
N/A

N/A

Coupon Type

Coupon

(%)

Coupon
Frequency

Maturity
(MM/DD/YY)

(//)

S&P
Credit Rating

Moody's
Credit Rating

Industry

FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FLOATING
FIXED
FIXED
FIXED
VARIABLE
FLOATING
FIXED
FIXED
FIXED
FIXED
VARIABLE
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
FIXED
VARIABLE
FIXED

4.2000
5.6250
5.5000
5.9500
4.0000
3.4500
7.3000
4.7500
3.8000
0.7481
5.5000
3.7500
4.2500
3.1500
2.4081
4.8750
4.8000
5.8750
5.7000
4.0000
3.9500
4.8500
4.0000
4.5000
3.6250
6.2500
2.7500
4.3000
2.3750
3.3750
4.6250
3.5000
4.2500

2
2
2
2
2
2
2
2
2
4
2
2
2
2
4
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2

11/20/2014
09/23/2019
07/24/2020
12/28/2017
07/24/2015
11/02/2015
05/13/2019
03/22/2017
04/29/2016
10/15/2015
07/28/2021
02/25/2023
01/28/2016
03/11/2023
01/15/2019
12/07/2021
07/16/2019
06/24/2020
01/25/2022
07/12/2022
01/11/2023
03/01/2022
11/02/2020
02/14/2022
01/16/2023
04/18/2018
03/07/2020
10/25/2019
01/23/2023
03/05/2018
02/08/2017
11/07/2022
06/30/2016

AAAAAAAAAAAAA
A+
BBB
A
AAA
A+
AAAA
A+
A+
A+
AAAAA
AAA
AN/A
N/A
N/A

Baa1 /*Baa1 /*Baa1 /*Baa1 /*Baa1 /*Baa1 /*Baa1 /*Baa1 /*Baa1 /*Baa1 /*Baa1 /*Baa1 /*A1
Aa2 /*A3
A1
Aaa
A1 /*A3
A3
A3
A1
A1
A1
A1
A3
A2
Aaa
Aaa
Baa1
N/A
A3
A1

FINANCIAL
FINANCIAL
FINANCIAL
FINANCIAL
FINANCIAL
FINANCIAL
FINANCIAL
FINANCIAL
FINANCIAL
FINANCIAL
FINANCIAL
FINANCIAL
BANK
BANK
FINANCIAL
SPECIAL PURPOSE
SPECIAL PURPOSE
BANK
BANK
BANK
BANK
BANK
FINANCIAL
FINANCIAL
FINANCIAL
FINANCIAL
SPECIAL PURPOSE
FINANCIAL
FINANCIAL
INDUSTRIAL
INDUSTRIAL
BANK
INDUSTRIAL

Min Amount

100,000
100,000
100,000
100,000
100,000
100,000
100,000
70,000
100,000
100,000
70,000
70,000
100,000
200,000
70,000
200,000
100,000
100,000
200,000
200,000
200,000
200,000
100,000
200,000
200,000
100,000
200,000
250,000
250,000
200,000
200,000
200,000
100,000

Indicative
Offer Price

Offer YTM

Offer YTC

#N/A
105.46
Requesting
#N/AData...
Requesting Data...
112.02 #N/A Field
3.41
Not Applicable
111.22 #N/A Field
3.64
Not Applicable
114.11 #N/A Field
2.48
Not Applicable
#N/A
106.49
Requesting
#N/AData...
Requesting Data...
#N/A
106.53
Requesting
#N/AData...
Requesting Data...
120.58 #N/A Field
3.30
Not Applicable
109.39 #N/A Field
1.99
Not Applicable
106.80 #N/A Field
1.18
Not Applicable
101.17 #N/A Field
0.19
Not Applicable
110.69 #N/A Field
3.91
Not Applicable
96.91 #N/A Field
4.15
Not Applicable
107.93 #N/A Field
0.90
Not Applicable
100.70
3.52
2.98
99.88 #N/A Field
2.42
Not Applicable
105.69 #N/A Field
4.06
Not Applicable
111.95 #N/A Field
2.59
Not Applicable
111.55 #N/A Field
3.92
Not Applicable
106.48 #N/A Field
4.75
Not Applicable
#N/A
102.66
Requesting
#N/AData...
Requesting Data...
94.50 #N/A Field
4.68
Not Applicable
#N/A
106.26
Requesting
#N/AData...
Requesting Data...
102.36 #N/A Field
3.62
Not Applicable
102.34 #N/A Field
4.17
Not Applicable
95.92 #N/A Field
4.15
Not Applicable
116.45 #N/A Field
2.46
Not Applicable
95.50 #N/A Field
3.53
Not Applicable
110.40 #N/A Field
2.46
Not Applicable
#N/A93.05
Requesting
#N/AData...
Requesting Data...
102.42 #N/A Field
2.80
Not Applicable
108.03 #N/A Field
2.18
Not Applicable
#N/A99.03
Requesting
#N/AData...
Requesting Data...
106.29 #N/A Field
1.95
Not Applicable

Page 4 of 4