Developmental Biology
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Review
a r t i c l e
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Article history:
Received for publication 13 January 2012
Accepted 13 January 2012
Available online 25 January 2012
Keywords:
Neural crest
Neural plate border
AP2a
Pax3
Zic1
Hairy2
Msx1
Xenopus embryo
Vertebrate gene regulatory network
a b s t r a c t
The neural crest is a transient and multipotent cell population arising at the edge of the neural plate in
vertebrates. Recent ndings highlight that neural crest patterning is initiated during gastrulation, i.e. earlier
than classically described, in a progenitor domain named the neural border. This chapter reviews the dynamic
and complex molecular interactions underlying neural border formation and neural crest emergence.
2012 Published by Elsevier Inc.
Introduction
The neural crest, a key feature of vertebrate embryos, is a population
of highly multipotent and migratory progenitors. Neural crest cells give
rise to the many types of neurons and glia of the enteric, sensory and autonomous peripheral nervous system. They also differentiate into a variety of pigment cells such as melanocytes or melanophores, iridophores
and xanthophores. Moreover, they form chromafn cells, participate in
heart outow tract formation in amniotes, and are major progenitors of
craniofacial mesenchyme and skeleton (Le Douarin and Kalcheim,
1999). Neurocristopathies are a large group of birth defects resulting
from alterations in the complex succession of events required for the
induction, proliferation, migration and nal differentiation of neural
crest derivatives.
The neural crest originates from the border between the non-neural
ectoderm and the neurectoderm
Neural crest (NC) cells have been dened morphologically, as they
emerge from the edge of the neural folds (His, 1868; Le Douarin and
Kalcheim, 1999). At trunk levels, neural crest cells exit from the closing
dorsal neural tube via a stereotypical epithelium-to-mesenchyme transition (see Theveneau and Mayor, 2012this issue) (Ahlstrom and Erickson,
2009; Cheung et al., 2005; Serbedzija et al., 1989). At head levels, the
Corresponding author at: Institut Curie, UMR 3347, Batiment 110, Centre Universitaire,
F-91405 Orsay Cedex, France.
E-mail address: anne-helene.monsoro-burq@curie.fr (A.H. Monsoro-Burq).
0012-1606/$ see front matter 2012 Published by Elsevier Inc.
doi:10.1016/j.ydbio.2012.01.013
cranial neural crest forms before neural folds fusion, resulting in two bilateral masses of premigratory neural crest cells lying on both sides of the
neural plate. Soon thereafter, cranial neural crest cells initiate migration
toward the craniofacial areas, either as individuals or via collective migration recently described by live imaging (Theveneau et al., 2007, 2010; for
further details on migration events, see Theveneau and Mayor, 2012this
issue).
At both head and trunk locations, premigratory neural crest progenitors can be dened prior to any morphological change, by their specic
expression of characteristic molecular markers that distinguish them
from the adjacent ectoderm and neurectoderm (also see Labonne and
Sauka-Spengler, this issue on neural crest specication). Many of
these molecules are involved in the cellular process underlying the
epithelial to mesenchymal transition. Among the earliest and most
specic neural crest markers, Snai1, Snai2 (previously called Snail
and Slug) and SoxE family members are common to all vertebrate species examined (see references in Table 1).
Using both morphological and molecular analyses to identify neural
crest derivatives, lineage tracing was performed at neural plate and
neural tube stages, to follow the progeny of single or small groups of
cells from neurulation until organogenesis. Most classical analyses
were performed in the closing trunk neural tube and demonstrate the
common lineage between dorsal neural tube and neural crest, in avians,
amphibians and mammals during neurulation (Ahlstrom and Erickson,
2009; Bronner-Fraser and Fraser, 1988; Collazo et al., 1993; Serbedzija
et al., 1994). However, when such labeling is performed on small groups
of cells at the end of neurulation in the trunk of avian embryos, i.e. after
neural tube closure and just prior to cell emigration, the neural crest
lineage seems segregated from the roof plate lineage (Krispin et al.,
2010). Earlier mapping around the neural plate during avian gastrulation provides evidence for an area posterior and lateral to the neural
23
plate where progenitor for epidermis, placodes, neural crest and dorsal
neural tube are still intermingled (Basch et al., 2006; Fernandez-Garre
et al., 2002; Streit, 2002). In the early frog gastrula, neural crest
Table 1
List of the main neural border and neural crest markers in various vertebrates.
Each ectoderm subdomain (i.e. the non-neural ectoderm, the placodes, the neural border and neural crest, the neural plate and neural tube) can be characterized by the co-expression of
a group of markers. Although these markers are mostly conserved in vertebrates, some species-specic changes have been recorded and indicate the need for a careful characterization of
each model organism. The white boxes indicate genes without a described homolog in a given species; or that have not been implicated in NC development in the given
species. Reference links: Aoki et al., 2003; Aruga et al., 2002; Avilion et al., 2003; Barrionuevo et al., 2008; Bell et al., 2000; Bellefroid et al., 1998; Bellmeyer et al., 2003; Bulfone et al., 1993;
Byrd and Meyers, 2005; Cheng et al., 2000; Cheung and Briscoe, 2003; Davidson and Hill, 1991; Dottori et al., 2001; Dy et al., 2008; Essex et al., 1993; Feledy et al., 1999; Hill et al., 1989;
Honore et al., 2003; Inoue et al., 2004; Jen et al., 1996; Jiang et al., 1998; Jostes et al., 1990; Kee and Bronner-Fraser, 2001a; Kee and Bronner-Fraser, 2001b; Kos et al., 2001; Kuhlbrodt et al.,
1998; Liu and Harland, 2003; Mansouri et al., 1996; Marin and Nieto, 2004; Martin and Harland, 2001; Martinsen and Bronner-Fraser, 1998; Matsunaga et al., 2001; Mayor et al., 1995;
Mitchell et al., 1991; Myat et al., 1996; Nagai et al., 1997; Nakata et al., 1997; Nakata et al., 1998; Nakata et al., 2000; Nieto et al., 1994; Niss and Leutz, 1998; O'Donnell et al., 2006; Pera and
Kessel, 1999; Perez-Alcala et al., 2004; Robinson and Mahon, 1994; Saint-Germain et al., 2004; Salzberg et al., 1999; Sanchez-Guardado et al., 2011; Sasai et al., 2001; Sauka-Spengler et al.,
2007; Sawai et al., 1990; Schepers et al., 2000; Shen et al., 1997 Smith et al., 1992; Su et al., 1991; Suzuki et al., 1991; Suzuki et al., 1997; Thomas et al., 2008; Tour et al., 2001;
Uwanogho et al., 1995; Warner et al., 2003; Williams et al., 1995; Yang et al., 1998. Abbreviations: NC: neural crest; pNC: premigratory neural crest; mNC: migrating neural crest;
NP: neural plate; NT: neural tube; NB: neural border; HH Hamburger and Hamilton stage. Xenopus stages refer to Nieuwkoop and Faber stage table.
A- NEURAL BORDER SPECIFIERS (AND SOME ADJACENT NEURAL AND ECTODERM MARKERS)
Xenopus
Chick
Mouse
Lamprey
Human
Mitchell et al.,1991
Hindbrain at HH st. 10
Neural plate/ectoderm
Delta A
ap2
Delta/notch
dlx3
dlx5
pNC at HH st. 10
Branchial arches
No described homologue in
chick
No described homologue in
mouse
No chick homologue
gbx2
Tour et al., 2001; Li et al. 2009
Hairy2
iro3
meis3
Salzberg et al., 1999
msx1
msx2
pax7
serrate
sox2
Hairy1/2A and B
MeisA and B
NC
NC at E9.5
Su et al., 1991
pax3
No described homologue in
lamprey
NT at HH st. 10
End of gastrulation :
prospective neurectoderm.
Dorsal NT at CS12
Thomas et al., 2008
No described homologue in
lamprey
24
Table 1 (continued)
zic1
zic2
zic3
id4
snail1
snail2
sox5
sox 8
sox 9
sox 10
zic 5
Lamprey
ZicA: Ectoderm of early
gastrula (E3), NP (E4)
Prospective NP in early
gastrula
NT HH st. 13
Prospective NP in gastrula
Human
Not described in human early
neural development
mNC
mNC at E8.5
Migrating NC
mNC at E8.5
Gastrula st 11,5
mNC at HH st. 21
Cephalic NC at E9.5
Gastrula st 12,5
No described homologue in
lamprey
id2
id3
Mouse
c-myc
foxd3
Chick
Embryonic mesoderm in
gastrula (E7), neurectoderm
(E7.25), dorsal NT and dorsal
mesoderm derivatives (E9.5)
End of gastrulation :
prospective neurectoderm.
NP, NB
migrating NC
NC
Dy et al., 2008
Gastrula st 11,5
Gastrula st 12
Mid-neurula st 14
pNC at E8.5
No described homologue in
chick
NP at E8, dorsal NT
progenitors were mapped across an ectodermal area and the lateral part
of the neural plate, lying adjacent to the dorsallateral marginal zone
(Steventon et al., 2009). Similar fate maps were obtained for mouse
(Tam, 1989) and chick embryos (Ezin et al., 2009). This posterior and
lateral ectoderm area is the site of key patterning events that will dene
the neural crest lineage from these adjacent fates and constitutes the
domain named the neural border (or the neural plate border) (Fig. 1).
The neural border (NB) could thus be dened as the broad competence domain, established between neural and non-neural ectoderm,
within which subtle and sequential cell autonomous and non-cellautonomous molecular interactions will progressively dene the neural
crest fate from adjacent dorsal neural fates. This chapter will describe
the current state of knowledge regarding neural border patterning during the course of vertebrate gastrulation and neurulation, the process of
25
anterior
Ectoderm
high BMP
Preplacodal
field
low Wnt / low BMP
Otx2
Anterior NF
Neural border
Medial NP
Midline
Late gastrula
Ectoderm
keratins
Preplacodal
field
eya1, six1
Anterior NF
anf1,
sox2
Neural border
pax3
Medial NP
pax3/snail2
Midline
Mid-neurula
posterior
Fig. 1. Schematic representation of the ectoderm at late gastrula and mid-neurula stages.The non-neural ectoderm (yellow) surrounds the neural border and the pre-placodal ectoderm (pink and green respectively), which themselves surround the neural plate (blue). At gastrulation stage, the main secreted inducers and key patterning transcription factors
expressed in these areas are indicated. At neurula stage, each domain can be dened by expression of a few characteristic markers (one is indicated, see text and Table 1 for additional information).
neural crest induction from neural border progenitors and link these
molecular events to the neural crest gene regulatory network.
A combination of secreted signals patterns the neural border
during gastrulation and neurulation
Molecular characterization of the neural border during gastrulation and
neurulation
The earliest detection of specic neural crest markers is reported
at mid-to-late gastrula stage in frog, and at 57 somites stage in
chick and mouse head neural folds stage (see references in Table 1).
This suggests that neural border patterning occurs prior to these
stages, namely during early- or mid-gastrulation. At similar stages,
neural patterning has also started (Puelles et al., 2005). In agreement
with its location at the prospective edge between neural and nonneural ectoderm, the neural border can be rst identied as the
overlap between two types of more broadly expressed markers:
genes also expressed in the lateral ectoderm (e.g. tfap2, hairy2,
msx1, msx2, dlx5) and genes also expressed in the more medial neural
plate (e.g. zic1, zic2, gbx2, meis3) (Fig. 1, see references in Table 1). More
specic neural border expression is described for pax3 and pax7 paralogs whose expression is initiated at early gastrula stage and can be
traced later to the dorsal neural fold and neural crest in both in frog
and chick embryos (Bang et al., 1999; Basch et al., 2006; de Croze
et al., 2011; Monsoro-Burq et al., 2005). Although mouse and human
pax3 and pax7 have been described in the dorsal neural tube, there is little information about their expression in the open neural plate (Betters
et al., 2010; Gerard et al., 1995; Goulding et al., 1991; Terzic and SaragaBabic, 1999). In summary, during gastrulation, the prospective neural
border encompasses a broad lateral domain (rather than a dened
line), comparable to the neural plate edge described at a similar stage
(Puelles et al., 2005; Rodriguez-Gallardo et al., 2005).
As the neural folds thicken and elevate, the neural border of vertebrate embryos is characterized by the enhanced co-expression of pax3/
7, msx1/2, zic1/2, tfap2a, iroquois1 (Xiro1) and hairy2, while it is outlined
by the expression of serrate and delta, as reported in chick, frog, zebrash,
lamprey, mouse and human (see references in Table 1). Simultaneously,
many of these NB genes are either down regulated or excluded from the
immediately adjacent ectoderm and the medial neural plate (e.g. msx1,
ap2a, hairy2, zic1, zic2). In contrast, the non-neural lateral ectoderm is
characterized by specic markers, such as dlx3 and ectodermal keratins
(Fuchs, 1995; Luo et al., 2001). Anteriorly, between the neural plate
(expressing pan-neural markers such as sox2 and sox3) (Iwafuchi-Doi
et al., 2011; Mizuseki et al., 1998; Rogers et al., 2008) and the nonneural ectoderm, the preplacodal markers (e.g. six1, eya1) mark the prospective placodal eld (Schlosser and Ahrens, 2004; Streit, 2002) (Fig. 1).
At mid-neurula stage, NC markers' expression is enhanced within the
neural border and overlaps with some NB markers such as pax3/7. In
contrast, other early NB markers are soon excluded from the prospective
neural crest domain (e.g. msx1) (Monsoro-Burq et al., 2005). In summary, the neural border can be dened molecularly as early as gastrulation,
26
Fig. 2. Neural border and neural crest patterning is a highly dynamic process which involves reiterated action of secreted signals. Several signaling pathways (BMP, WNT,
FGF, Notch) cooperate and dene the posterior neural border and the neural crest. Recently described novel modulators of these signals are activated during gastrulation or
neurulation. Collectively, their action is critical to achieve correct spatial and temporal
patterning.
27
28
or zic1 can be either increased of diminished in lamprey embryos subjected to similar knockdown experiments (Nikitina et al., 2008).
Species-specic differences can also exist in the differential deployment
of paralog genes (pax3 or pax7) as well as in redundancy between duplicated genes (ap2a and ap2c in sh) (Basch et al., 2006; Li and Cornell,
2007; Maczkowiak et al., 2010).
As a whole, these results indicate that the neural border is not
patterned and maintained normally after perturbation of any of the
NB speciers. Consequently all these manipulations result in the
lack of neural crest induction.
Neural border speciers cooperate to induce premigratory neural crest
NB speciers' activity is tightly regulated, both positively and
negatively to activate NC speciers. For example, Nichane and
colleagues have provided a detailed view of the complex interactions
taking place between the NB speciers Hairy2, Id3 and Stat3 in neural
crest induction. By loss and gain of function experiments followed by
NC markers detection (snail2, foxd3, sox10), they showed that Id3 is
required for Hairy2 to expand the neural crest, and that Hairy2 and
Stat3 act synergistically in NC induction (Nichane et al., 2008a,
2010). In particular, Hairy2 plays a dual role in NC specication:
through cell-autonomous mechanisms involving Hairy2 DNAbinding activity, Hairy2 promotes undifferentiated NC progenitor
survival and maintenance, while a non-cell-autonomous mechanism
involves Hairy2 binding to FGFR4/Stat3 complex leading to id3
activation. In turn, Id3 promotes neural crest proliferation and
differentiation (Kee and Bronner-Fraser, 2005; Light et al., 2005).
Stat3 plays a central role in regulating this balance. At low levels,
Stat3 activates hairy2, which will prevent id3 activation, via bmp4
inhibition (Nichane et al., 2008a, 2010). Conversely, at high activity
levels, Stat3 induces id3, which in turn down regulates hairy2 and
Stat3 signaling by disrupting the Stat3-Hairy2-FGFR4 ternary
complex (Nichane et al., 2010). Thus, low Stat3 activity maintains
prospective NC cells undifferentiated; high Stat3 activity induces NC
specication; respectively, Hairy2 and Id3 function as positive and
negative feedback regulators of Stat3 activation, allowing ne-tuned
control of the system.
Other NB speciers have been shown to cooperate in NC
induction. In particular, Pax3 and Zic1 play a key role in premigratory
NC induction. Pax3 and Zic1 co-expression induces ectopic ventral
snai2 expression in whole embryos, as well as snai2 and foxd3 expression in animal caps (Monsoro-Burq et al., 2005; Sato et al., 2005).
Over expressing Zic1 (or Pax3) cannot compensate for Pax3 (or Zic1
respectively) depletion (Sato et al., 2005). Balanced Pax3 and Zic1
levels are critical for allowing neural crest fate choice, at the expense
of other ectoderm fates (placodes or hatching gland in Xenopus embryos) (Hong and Saint-Jeannet, 2007). In parallel, Msx1 activates
pax3 cell-autonomously, while Pax3 activity is necessary for Msx1
to induce snai2, and Pax3 gain-of-function compensates for Msx1
knockdown (Monsoro-Burq et al., 2005). Finally, downstream of
Pax3 and Zic1 cooperation, AP2 plays another role: it is both required
to allow NC marker induction by Pax3/Zic1 in explants, and sufcient
to compensate for Pax3 or Zic1 knockdown in snai2 and foxd3
induction in vivo (de Croze et al., 2011). Together, these results
indicate hierarchical (i.e. epistatic) relationships between the NB
speciers. Future work will further validate these as direct or indirect interactions (Betancur et al., 2010).
NB speciers are essential mediators of secreted factors in NC induction
By their cooperative response, the NB speciers integrate the
multiple developmental cues provided by the tissues surrounding
the neural plate. Hairy2 and Msx1 act downstream of FGF and BMP
signaling to induce NB (pax3) and NC markers' expression (snai2,
foxd3) while Wnt signaling induces NC in Hairy2 and Msx1 morphant
29
affects the expression of the NC speciers sox9, foxd3 and snai2 but
not dorsal neural tube markers. Changes in H3K9me3, H3K36me3
and JMJD2A occupancy on NC specier genes (sox10, snail2) were
observed during chick development coincident with NC specication.
JmjD2A is responsible for derepressing sox10 by H3K9me3 demethylation (Strobl-Mazzulla et al., 2010).
Chromatin structure regulation is known to provide spatiotemporal control of stem cell maintenance, specication and differentiation. The discovery of a developmental role for epigenetic regulators in
controlling neural crest specication opens exciting avenues for novel
research.
Conserved evolutionary function of the neural border speciers
30
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