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338 David Canter

Canter, D., & Stringer, P. (1975). Environmental interaction New York: lnternational Universities
Press.
Canter, D., & Tagg, S. (1975). Distance estimation in cities. Environment and Behaviour, 7(1),59_
80.

Canter, D., & Wools, R. (1970). A technique for the subjective appraisal of buildings. Building
Science, 5, 187-198.
Canter, D., Breaux, J., & Sime, J. (1980). Domestic, multiple occupancy and hospital fires. ln
13
D. Canter (Ed.), Fires and human behaviour (pp. 117-136). Chichester: England: Wiley.
Canter, D., Brown, J., & Groat, L. (1985). A multiple sorting procedure for studying concep-
tual systems. ln M. Brenner, J. Brown, & D. Canter (Eds.), The research interview (pp. 79-
114) London: Academic Press.
An Environmental
Canter, D., Poweli, J., & Booker, K. (1987). Psychological aspects of informative {ire warning
systems. Borehamwood, England: Building Research Establishment.
Canter, D., Krampen, M., & Stea, D. (Eds.). (1988). Environmental perspectives. Aldershot
England: Avebury. '
Psychologist Ages
Canter, D., Comber, M., & Uzzeli, D. (1989). Football in its place: An environmental psychology of
football grounds. London: Routledge. M. POWELL LAWTON
Donald, r. (1985). The cylindrex of place evaluation. ln D. Canter (Ed.), Facet theory (pp. 173-
201). New York: Springer-Verlag.
Farr, R. M., and Moscovici, S. (Eds.). (1984). Social representations. Cambridge: Cambridge
University Press.
Furnham, A. (Ed.). (1986). Social behavior in contexto Boston: Aliyn & Baker.
I WASBORNIN ATLANTAIN 1923 and raised as a partial Southerner, despite having gone
Groat, L. (1982). Meaning in post-modern architecture: An examination using the multiple
sorting task. Journal of Environmental Psychology, 2(1), 3-23. to public school in Aliquippa, Pennsylvania, where my father worked in the steel indus-
Groat, L. (1985). Psychologícal aspects of contextual compatibility in architecture: A study of environ- try as an engineer. Although my parents were staunch "Rebels," that characteristic was
mental meaning. Unpublished doctoral dissertation, University of Surrey, England. expressed in other ways most unusual for their milieu. For example, my mother would
Groat, L., & Canter, D. (1979). Does post-modernism communicate? Progressive Architecture, typically insist on sitting in the back of buses long before the Civil Rights movement and
12,84-87. did her best to persuade blacks not to create a new color line behind her. At age 87, she
Hearnshaw, L. S. (1987). The shaping of modern psychology. London: Routledge. decided it would be nice to see us more often, and she moved from Atlanta to an
Keliy, G. A. (1955). The psychology of personal constructs. New York: Norton. apartment near us, doing ali her own packing.
Kenny, c., & Canter, D. (1981). A facet structure for nurses' evaluations of wards designs. I went to Haverford Coliege before and after World War lI, which I spent as a
Journal of Occupational Psychology, 54, 93-108. conscientious objector working variously in a mental hospital, as a guinea pig in an
Manning, P. (Ed.). (1965). Oftice design: A study of environment. Liverpool, England: Depart- infectious hepatitis experiment, and as a cowboy escorting animaIs to Europe right after
ment of Building Science. the war. Psychology came after returning to coliege, happily requiring me to attend Bryn
Omotayo, F. B. (1988). A cross-cultural comparison of space use in the Hausa, lbo and Yoruba families Mawr Coliege because at the time Haverford had a minimal department.
of Nigeria. Unpublished doctoral dissertation, University of Surrey, England. After serving as a VA trainee in New York while attending Teachers Coliege, Colum-
Peled, A., & Ayalon, O. (1988). The role of the spatial organisation in family therapy: Case bia, I went to the Providence VA Hospital in 1952 and then to Norristown State Hospital
study. Journal of Environmental Psychology, 8(2), 87-107. for a total of about 10 years as a clinical psychologist.
Powel1, J., & Canter, D. (1985). Quantifying the human contribution to losses in the chemical
As noted in my chapter, my career change to geropsychology carne in 1963, and I've
industry. Journal of Environmental Psychology, 5, 37-53.
been at the Philadelphia Geriatric Center ever since. Any latent plans for retirement
Quarantelli, E. L. (1957). The behavior of panic participants. Sociology and Social Research, 41,
187-194. were shattered by the receipt of a MERIT grant award from the National Institute on
Sommer, R. (1988). A better world not utopia. ln D. Canter, M. Krampen, & D. Stea (Eds.), Aging when I was age 64. This award can be renewed for up to 10 years.
New directions in environmental participation (pp. 144-152). Aldershot, England: Avebury. Division 20 (Adult Development and Aging) of the American Psychological Associa-
tion, the Gerontology Society of America, and EDRA have provided me with a superb
convoy of stimulating scientists and warm, supportive friends. I have done stints as
president of Division 20 and president of the Gerontological Society and have been the
fortunate recipient of the Distinguished Contribution Award (Division 20), the KIee-
meier Award (Gerontological Society), the Career Award (EDRA), and the Ollie Randali

M. POWELL LAWTON • Philadelphia Geriatric Center, 5301 Old York Road, Philadelphia,
Pennsylvania 19141.

339
340 M. Powel1 Lawton An Environrnental Psychologist Ages 341

Award (NortheasternGerontologicalSociety).I was founding editor of Psychology and causes was stimulated by the strong Quaker milieu at Haverford, and 1 have
Aging, the APAjournal. continued to be an active Quaker. Haverford has aIso been one of the smalI
My wife Fayis a remedial reading specialist at Greene Street Friends School and colIeges with highest academic standards. Thus as an undergraduate, the pulI
Bryn Mawr College'sChild Study Institute. She and I both might rather have been between the ideaIs of humanitarian service and the scholarly career were very
musicians,writers,ar somethingin that category.Our childrenhave obligedus by living evident. An early rush of sentiment occasioned abandoning a major in chem-
out our fantasies.Tomis a professionaljazz pianist, Jenny an art photographer (pan- istry for a major in psychology-certainly a good decision in retrospect but one
oramic photography),and Pamela a painter. Grandparenthood is great, too, thanks to made at the time under some internal compulsion to do good and therefore
Isabel and Leo.
suspect. That motive is still alive and still suspect.
The redirection of career goals found a natural home in clinical psycholo-
gy, which in the immediate postwar years was an extraordinarily flourishing,
INTROOUCTION
intelIectualIy euphoric activity. It is difficult to describe adequately the opti-
mism, the conviction that the answers were at hand, and the sense of social
Writing an intelIectual autobiography tempts one to smooth the edges, fit in mission among the early postwar clinicians.
pieces that began disparately, and tailor a retrospective philosophy that en- Fortunately what had to precede clinical training was a strenuous under-
compasses alI. The present chapter will try to avoid such a leveling processo graduate program whose results affirmed the principIes of primacy in learning
The best guarantee of preserving the complexity of one's field and assuring and of early experience in psychological development for long-term outcome.
that wicked problems remain wicked is to utilize the dialectical perspective, Although this first exposure to psychology carne during my early 20s, the
which among other attributes, construes alI scholarship as a continuous pro- nervous tissue or brain areas specific to psychology must have a very late
cess of problem definition and redefinition, with apparent solutions being period of maximum receptivity to external input because the intelIectual back-
either temporary or illusory. At the outset then, a particular debt is due the ground of my first two courses in psychology has remained to this day a major
genius of the late life-span psychologist-theoretician Klaus Riegel (1977) and component of my approach.
the senior editor of this series, who brought and elaborated the dialectic per- Introductary psychology (most of the psychology taught at that time was
spective into person-environment relations (Altman & Gauvain, 1981; Altman at Bryn Mawr ColIege rather than Haverford) was taught by Oonald MacKin-
& Rogoff, 1987). non, one of the illustrious group of students of Henry Murray at Harvard.
The dialectic perspective will be used (discursively, as befits the tone of MacKinnon managed to get his undergraduates to read Murray's Explorations in
this volume) to examine dilemmas that are very general but that do not neces- Personality (1938) and Lewin's Dynamic Theory of Personality (1935) and at the
sarily always have a confluence in the work of any one career. The dilemma of same time to respect Freudian psychology. By contrast, the central course for
knowledge in the service of people versus knowledge as a scholarly goal in its the psychology major was Harry Helson's experimental psychology. Helson
own right, or applied versus basic science, was my first dilemma in a chrono- had played a major role in introducing Gestalt psychology to the United States
logical sense and perhaps in overalI importance. A second source of tension in before the stream of population displacements brought Kõhler and Koffka
the practice of research is the degree to which theary directs scientific work themselves to our country (Helson, 1925). My time with Helson carne during
versus the degree to which empirical approaches predominate. Third, environ- the phase of his early development of adaptation leveI theory (Helson, 1964).
mental psychology's intrinsic dilemma is to define what is person and what is As a student and also a subject in some of his experiments on brightness
environment, or are they? These three dilemmas constitute paralIel threads matching (I once had the misfortune of producing an outlier response for
that bind this writer's intelIectual career, but to some extent, the order in which which 1 was chastised as an ungrateful apprentice) the real impact of adapta-
they have been named here is both their chronological arder and their order of tion leveI (AL) escaped me. Helson was a classical psychophysicist and at the
increasing differentiation. In shorthand form, they will be characterized as the time had little interest in the social and subjective aspects of psychology. His
basic versus applied dilemma; the theoretical versus empirical dilemma; and major theoretical contribution was in specifying the way sensory stimulation
the person versus environment dilemma. becomes perceived psychologicalIy. His own research demonstrated an extraor-
dinary variety of ways in which the three components of the stimulus situa-
tion-the focal stimulus, the contemporary context of the stimulus, and the
BASIC VERSUS APPLIEO: LOVE OF HUMANITY anchoring framework of earlier experiences with similar stimuli-determined
ANO LOVE OF KNOWLEOGE the transformation of the physical energy of the stimulus into the psychological
perception. For example, the judged brightness of a stimulus patch varied
Haverford ColIege was the nurturing environment for many young men depending, of course, on the physicallight properties of the patch but also on
who would spend lifetimes in the service of society. My own interest in social the lighting of the ground, the presence of other stimuli in the visual field, and
342 M. Powell Lawton An Environmental Psychologist Ages 343

the recent history of exposure to other patches and the order in which a series percept itself was formless ("a blob of blood") were pathological indicators
of patches of differing brightness had been introduced. regardless of which card or portion of a card elicited them. The application of
Helson .regretted t~e soft direction in which my interest led. On leaving this oversimplified interpretive approach to an assessment technique whose
Haverford, 1t was the fleld theory, personology, and psychodynamic concep- strength should reside in the justice it does to the individual bothered me. It
tions so welI taught by MacKinnon that formed the bridge to graduate study at led to my dissertation, which dealt with person-environment interaction, a
Teachers ColIege, Columbia, and a clinical internship in the early days of the fact that I discovered only some years Iater.
Veterans Administration clinical psychology programo Adaptation leveI theory The study was based on the hypothesis that the quality of a person's
was easy to leave behind. Learning how to perform psychological assessment projective response to a stimulus is a function both of the psychopathology of
and psychotherapy was totalIy consistent with the need to use knowledge for the responding individual and the gestalt quality of the stimulus. I constructed
humanitarian purposes. The philosophical approach of Carl Rogers was repre- a series of two-dimensional figures (cut out of black paper and applied to a
sented at Teachers College by Nicholas Hobbs. "Nondirective" or "client-cen- white background, eliminating the variations in color and shading that add to
tered" therapy (Rogers, 1942, 1951) was extraordinarily consistent with the the complexity of the Rorschach stimuli) and asked a panel of judges to rate
Quaker philosophy in its respect for the person and his or her potential for each of the 60 figures in terms of the ease with which something was suggested
growth. Research was valued in this system, but, not surprisingly, a distinctly by each formo This process resulted in five figures that consensus established
nega tive value judgment was attached to using the statistical norm as a basis as "highly structured," five figures that were very "poorly structured" (almost
for assessment, treatment planning, or judging therapeutic success. Indeed, everyone found it difficult to think of anything they were reminded of by the
"ipsative measurement" (that is, quantification of attributes in terms of their figure), and five that were of medium structure. Several indicators of response
relative salience within an individual) was the research methodology of choice quality commonly used in Rorschach interpretation were applied to the re-
in the client-centered approach of the day. Stephenson's (1953) Q-methodology sponses given by subjects who were asked to tell what each figure looked like.
of factor analysis was borrowed for purposes such as studying an individual's These indicators (the most important of which were form quality and con-
ranking of life goals or self-concept before and after counseling. Client-cen- gruousness of the percept with reality) were those whose nega tive aspects
tered research was aIso highly empirical. The system as a whole was a loose were associated with the diagnosis of psychopathology. Three subject groups
philosophy more than a theory. Theory in the traditional sense was viewed as a were recruited from patients in VA facilities: psychoneurotics, outpatient bor-
possible barrier to the growth of self-determination. Client-centered research derline schizophrenics, and hospitalized overt schizophrenics. The results
thus tended to seek through the exhaustive study of recorded therapy sessions were very clear in showing main effects of stimulus structure and psycho-
details of therapist-client interchange that might be associated with client pathology on response quality. An interaction effect was aiso seen such that
outcomes such as expressions of self-determination, self-regard, and self-dis- the maximum differences among the groups carne when the stimuli were most
covery. With the self being seen as the core of both problems and growth, the ambiguous. Yet, these very ambiguous stimuli elicited pathological responses
nonself was part of the picture only in phenomenological terms. This same from people of alI those degrees of pathology, which the most highly struc-
situation of obliviousness to the environment characterized many approaches tured figures were unlikely to do.
to clinical treatment of the time. A famous analyst (the source has slipped from I take space in this chapter to describe such a long-forgotten study (Law-
my memory at this point) once noted that good psychotherapy could take place ton, 1952, 1956) because it represented at the time an idiosyncracy. My faculty
in a pigpen. committee liked the neatness of the design but found the content uninteresting
Thus within late-1940s clinical psychology, the application of empirically because the intrapsychic phenomenon under study was diluted in significance
directed research based on the individual as a unit was the usual state of by its combination with the mundane concept of stimulus structure. Had I
affairs. Projective techniques were the assessment tools of choice, again with recognized it at the time, I should have framed the study within the framework
the uniqueness of the individual as the focus. In projective tests, the stimulus of person-environment interaction. As it was done, the research was meant to
configuration was made as ambiguous as possible in order to maximize the moderate the claims of psychodiagnosticians that intrapsychic productions
amount of idiosyncratic material elicited. I remember a fellow student's discov- could be interpreted in an· absolute sense without regard to the context in
ery of a new graded ambiguous stimulus test: typed nonsense sentences in which the production was elicited. The approach was totalIy empirical, de-
multiple onionskin carbon copies, where the fourteenth carbon (the smudge of signed to affect practice, not theory.
type was barely differentiated from the white paper) produced the perfect Ten years of clinical practice followed completion of the doctorate. It was
stimulus for personal preoccupations to emerge as one attempted to read! the opportunity to do occasional clinical research that gave 'spice to that period
The problem with the ambiguous stimulus was that responses to it inevita- and finally to the decision in 1963 to seek a fulI-time research job. Such a job
bly were interpreted normatively as well as ipsatively. Thus, on the Rorschach happened to become available at the Philadelphia Geriatric Center, a high-
test, responses where the form of the percept was poorly delineated or the quality service institution that had decided to build a research effort in the still
344 M. Powell Lawton An Environmental Psychologist Ages 345

first-generation scientific area of gerontology. This chapter is not about chance older people. These approaches involved the systematic observation of how
as a facet of the environment, but it certainly was a chance phenomenon to people distributed themselves among the spaces in the housing. Housing for
have run across a heretofore unknown institution with a creative executive the elderly was built with hallways, floor lounges, a lobby, social rooms, ac-
Arthur Waldman, who was willing to take a chance on me despite my totallack tivity rooms, laundry, physician's office, and so on. At the time, however, no
of background, knowledge and, initially, even motivation, for aging research. I one had bothered to ask how much such spaces were used, by whom, or for
think the last and determining aleatory event was the comment of my so- what purposes. Picking up on the clinical orientation toward observing behav-
ciologist friend Paul Hare that at age 40 I' d better accept this job offer because ior and developing empirical knowledge for use in solving a problem of the
"aging is the coming thing." moment, it was easy to see the benefits of simply finding out whether the
spaces that were so expensively produced were being used enough to justify
GERONTOLOGY: APPLIED ANO EMPIRICAL their cost. Through systematic, replicated behavior mapping it was easy to
determine, for example, that the roomy 12- x 40-foot lounges at the end of one
The clinical years had left Lewin, Murray, and Helson distant memories. hallway on each of the 10 floors of York House had mean population counts
The path that led eventually toward environmental psychology began inde- that approached zero over about 400 instances of observation. The usefulness
pendently of this background. The first years in a new field, almost a new of this information to sponsors and architects is obvious. Producing the infor-
career, revealed a nascent subdiscipline characterized by enthusiastic research mation required little theory, only the time and patience to do the counting.
and service experimentation. As it happened, one of the hot areas of service The continuatian of the research yielded anther small finding, rather insig-
development during the early 19605 was housing for the elderly. The first nificant in its own right, but one that led me back from empirics to theory. One
federal program of housing designed explicitly for older people (Section 202 aspect of the evaluation of the building was a sociometric survey of all 250
nonprofit construction program) had been authorized in 1959, about the time tenants 12 months after occupancy (Lawton & Simon, 1968). All tenants had
when age-segregated public housing began to be developed. In 1960, Arthur aIso received a physical examination by our own physicians, information that
Waldman and the Philadelphia Geriatric Center had initiated one of its many was used to make an overall health rating. We found the expected propinquity
innovative services, the first low-cost housing for older people that set out effect in naming friends; that is, people's friends tended to be neighbors on the
explicitly to provide supportive services as a part of the shelter package. This same floor rather than on other floors, and even within the same floor, the
housing was intended for a segment of the noninstitutional population who probability of being named as a friend was a linear function of the distance
were less independent than the usual tenants of housing for the elderly. This between apartments. What was more interesting, however, was that the pro-
model eventually became known as "congregate housing." A companion pinquity effect was moderated by the health of the person making the friend-
building, York House South, opened after I arrived at the geriatric center and ship choices. Tenants in better health ranged more widely throughout the
seemed to offer a natural opportunity for a traditional research evaluation, building in making their choices, whereas those in poorest health were likely to
which was done with little environmental contento name only their closest neighbors. It was clear that the environmental barrier
The intervening event that set the form for later evaluation strategies and of distance (defined physically but clearly experienced in psychological "life
for long-term development of the rest of my research career was the publica- space," Lewin, 1951)became more salient for those of reduced physical ability.
tion of the Journal of Social Issues monograph on the physical environment, The healthier people, with a larger pool from which to choose, thus had a
edited by Kates and Wohlwill (1966).The seminal article by Wohlwill (1966)that higher probability of finding pl10ple who shared values, interests, and sym-
related knowledge about the psychology of stimulation to environmental pathetic personality traits rather than simple proximity.
transactions reawakened the latent adaptation leveI in me, whereas Sommer's The generalization derived from this finding was more like a hypothesis
(1966)article illustrated to me how research designed to better the lot of people than a principIe. I framed the "environmental docility hypothesis" to suggest
could be better applied research if driven by theoretically meaningful concepts. that decreased personal competence led to a greater likelihood that one's be-
To my mind the publication of this monograph dates the beginning of environ- havior ar subjective state would be controlled by environmental factors, or
mental psychology. The same year saw Roger Barker's integrative award lec- alternatively, that a greater proportion of explanation for personal outcomes
ture to the American Psychological Association on ecological psychology (Bar- was due to environmental influence for less competent people. Later on, I
ker, 1965). reviewed other gerontological literature, for example, research on cognitive
The design of new research to follow the evaluation of York House South functioning and environmental relocation, to conclude that the environmental
afforded the opportunity to add some environmental elements to the usual docility hypothesis was upheld by other types of evidence for the selective
evaluation scheme. In particular I found some of the research techniques cen- effect of environment on the more impaired (Lawton, 1982).
tral to behavior setting analysis (Barker, 1968) and others detailed by Ittelson, Before moving on to the next chronological phase, let me pause to note
Rivlin, and Proshansky (1970) to have direct applicability for our research with explicitly where the core dilemmas fit into this early experience in gerontology.
346 M. Powell Lawton An Environmental Psychologist Ages 347

The occasion for there being a job opportunity at a center providing services to this alterna tive housing effort, and I had the good fortune of participating in it.
older people was the demand for applied research. The aged were just begin- Arthur Waldman and Elaine Brody were only the first of an extraordinary
ning to be recognized as a priority group for planned services. There was no succession of people at the Philadelphia Geriatric Center attracted to early
Medicare, no Older Americans Act, and perhaps 1,000 units of housing in work with older people. They knew a great deal more than I-Arthur with his
federal programs-programs that in 1989 account for welI over 1 million older lightning-quick ability to diagnose a need and Elaine with in-depth knowledge
people. But alI of these innovative programs already existed in the minds of of how real people think and act in situations that researchers tend to over-
foresighted planners, some of whom saw the need for evaluation as a compo- abstract. Over the years, in similar fashion, I had as colIaborators Mort Kleban
nent of the planning processo Basic research was never in this picture at alI. from whom to learn better statistics; Sandra HowelI for iconoclastic thinking
Theory in gerontology would slowly develop, but it was a latecomer. Chrono- about person and environment; LucilIe Nahemow for fortifying the social psy-
10gicalIy earlier and totalIy consistent with the applied thrust of the research, chological aspects of our research; and Tom Byerts and Bob Newcomer as
an atheoretical empirical approach to housing research was extraordinarily longer distance colIaborators and co-authors.
welI-suited to produce information that could be consumed by a waiting au- ColIective collaboration was just as important, the prime example of which
dience. Planners wanted to know the kinds of services potential clients would is the Environmental Design Research Association (EDRA), which I discovered
want. Administrators wanted to know how satisfied clients were with different at EDRA 2 in Pittsburgh. EDRA is the annual meeting that it is possible to love
design features. Architects wanted to know what features would be used most totalIy because its fun and stimulation are not, like those of larger organiza-
frequently or what would be associated with better outcomes. These applied tions, adulterated with overload and the primacy of politics. Tom Byerts and I,
issues addressed in this research demanded a head-counting, empirical ap- plus colIeagues that spanned both person-environment and gerontology
proach, but its results led to the docility hypothesis, a theoreticalIy relevant (HowelI, Nahemow, Pastalan, Regnier, Windley, and others), enlivened our
contribution. The final dilemma, person or environment, ended with a some- inner lives by thinking of ourselves as the gerontological Mafia of EDRA. In
what greater degree of synthesis than did the other two. After a highly person- fact, this effort was an environmental project of the Gerontological Society that
oriented clinical phase, the early gerontology phase produced the sociometric did affect the programming of EDRA for years and in return attracted a
research finding whose formal characteristics were exactly in the mold of the number of EDRA people to gerontology. One of these subprojects on theory
stimulus structure and psychopathology research: Person (older people in (Lawton, Windley, & Byerts, 1982) successfulIy promoted major contributions
good and poor health) and environment (unrestricted versus constricted geo- by nongerontologists like Ittelson, Rapoport, and Archea.
graphic range) interact in determining an evaluatable outcome (wide versus
narrow choice of friends, the wider choice presumably eventuating in greater
satisfaction). The appealing aspect of this finding was the position of relatively
equal importance given person and environment. MIDCAREER GERONTOLOGY: INTERACTION
As the gerontology phase matured, good fortune with grant funding and a
highly supportive environment of administrators, professionals, and a grow- The years from 1970 through 1985 produced a number of large-scale re-
ing body of research colIeagues made possible a succession of research projects search endeavors. There was a national study of federalIy assisted housing
that dealt with specialized housing, unplanned housing, institutions, and al- (Lawton, Nahemow, & Teaff, 1975, for example), the Weiss Institute evaluation
ternative supportive environments. (Lawton, Fulcomer, & Kleban, 1984), a folIow-up of the national assisted hous-
The executive of the Philadelphia Geriatric Center, Arthur Waldman, not ing sample (Nahemow, Lawton, & HowelI, 1977, for example), the analysis of
only created the first research institute located in a nonprofit home for the the early years' data on the older population from the Annual Housing Survey
aged, but the housing study described was only one of several research en- (Lawton & Hoover, 1979), Brody's evaluation of alterna tive housing (Brody,
deavors built around Arthur's visionary ideas. He foresaw by 20 years the need 1978; Lawton, Brody, & Turner-Massey, 1978), and a qualitative study of im-
to be concerned with providing a positive quality of life for Alzheimer's-disease paired older people receiving in-home services and the ways they used their
patients. A 5-year planning process was devoted to the social and physical homes (Saperstein, Moleski, & Lawton, 1985).
concept of the Weiss Institute, a building designed explicitly for this subject Throughout this time, not only the service-providing sector but the pol-
group. This process included assistance from person-environment researchers icymaking sector (Congressional committees, the Department of Housing and
such as Robert Sommer, Humphrey Osmond, Kyoshi Izumi, Robert Kleemeier, Urban Development-HUD-the Administration on Aging, the Farmers
Louis Gelwicks, Edward HalI, and Joseph Esherick. Alton DeLong spent a Home Administration, and even the White House) provided opportunities for.
summer doing valuable behavior observation. Another innovation of Waldman our research results to become visible. The work described has continued to
was the remodeling of a dozen inexpensive houses near the Center for the use influence such areas as national policy in congregate housing, design stan-
of relatively independent older people. My colIeague Elaine Brody evaluated dards for housing, and the design of institutions.
348
M. PowelI Lawton An Environrnental Psychologist Ages 349

The design of our research and the analysis of the data developed a style high
whereby ,;e typically.defined ~sycho~ogic~l and social outcome~ (for example,
psychologIcal well-bemg, housmg sahsfachon, or amount of socIal interaction)
and sought environmental correlates of these outcomes that remained signifi-
cant after controlling for the usual background and other personal factors that '-
o
.;;
might be associated with outcome. In this manner, we showed that such exter- COo
nal environmental features as high neighborhood age concentration (Lawton, -'"
'"0.Q
.r:

Moss, & Moles, 1984), low neighborhood crime rate (Lawton, Nahemow, & w ~'"
Yeh, 1980), and the presence of tenant-controllable heat (Lawton & Nahemow
u
z
'l;.~
",ti
W "0
1979) were associated with favorable outcomes, whereas project size was no~ f- ::::'1:'
00
00-
W ",o
(Lawton, Nahemow, & Teaff, 1975). Such empirical findings from our research a. c: E;
were in demand by the gerontological services community. ou
::;:;;

This style of research spoke to the third dilemma, person and environ-
ment. Most of our work, in showing that some environmental feature did
contribute to the outcome, provided repeated confirmation that environment
counts. Much environmental research has had that same intent, without hav- "et,' ~-i'o(
ing gone further to establish mIes to predict when that effect will be observed o\\"e o"e 'Oe~
(\e~ 6,09"
and when it will noto Thus it seems evident that new environmental features «\0\0:
will continue to be evaluated by asking the same simple question: Does the
low
feature contribute prediction to a desired outcome over and above that pre-
dicted by personal and social factors? weak ENVIRONMENTAL PRESS strong
The theory-relevant product from this phase, unlike that represented by Figure 1. An ecological rnodel of environrnent and aging.
the dissertation and the sociometric survey, did not come from a particu-
lar finding, however. Rather, a more encompassing theory development
carne about because Lucille Nahemow and I had to write a chapter for an BASIC RESEARCH, APPLIED RESEARCH, AND DISSEMINATION
American Psychological Association monograph on aging (Eisdorfer &
Lawton, 1973). Although by then many other geropsychologists had ad- One may well begin the discussion of the basic-applied dilemma with the
dressed environmental issues, our chapter was to be the first integrative reasonable question-Is there any research in environmental psychology
review of the new field that we called "ecology and aging" (Lawton & whose results do not have some application in practice?" Of course, it is partIy
Nahemow, 1973). She and I discussed for hours and days how best to concep- a matter of degree. Yet, the mere fact that most research of this kind has
tualize the field and in desperation tried to draw what we were talking. Our perforce represented the environmental aspect of the research with variations
diagram of "the ecological model" (Figure 1) put together the environmental that are, or could be, components of real living environments automatically
docility hypothesis, adaptation leveI, and the psychology of stimulation and makes easier a translation from laboratory to life-compare environmental
withdrawal into an interactional model where the person was represented research with research on the structure of affect, for example, in terms of lesser
by "competence" (White, 1959) and environment by "press" (Murray, possibility for immediate application.
1938). Because the purpose of this chapter is not to rehash this now very old Ideally basic and applied aspects merge and mutually reinforce one an-
mode!, it is appropriate only to make reference to later attempts to develop other. It is worthwhile citing at length one of the first and still one of the most
these ideas further (Lawton, 1982, 1989). For the present, the important points influential major research endeavors in housing for the elderly, performed by
to make are, first, that despite the applied, empirical focus of much of the sociologist Irving Rosow (1967). Rosow's research was performed in a
the housing and institutional research, a contribution to theory somehow fell number of apartment buildings in Cleveland that represented a broad range of
out of it. Second, person and environment in our conception were clearly age concentrations, from totally age-segregated to those with just a scattering
separated and found to interact nicely, as good P-E researchers would of older people. Although this research produced an immense amount of new
expect. knowledge, the findings for which the research is best remembered dealt with
The next three sections will turn to more extended discussions of the three
dilemmas. the relationship between the age concentration in an apartment building and
the social involvement and integration of its older residents. Briefly, Rosow's
350 An Environmental Psychologist Ages 351
M. Powell Lawton

data showed clearly that the amount of social integration was a direct function ent main effects: Independent housing showed enhanced outgoing social be-
of the number of age peers living in one's building. Although social inter- havior and continuation of interaction in the local neighborhood but no favor-
change between people in different age cohorts did occur, overall amount of able effect on psychological well-being. Congregate housing appeared to
social interchange involving older tenants was restricted in direct proportion to produce a relative improvement in subjective well-being as compared to inde-
the excess of younger residents in a given building. pendent housing but a relative restriction of social space. Thus we were able to
Coming as it did when the first age-segregated purpose-built federal hous- inform sponsors about some possible effects of the two types of housing. On a
ing was being produced, the impact of this research on later policy and practice theoreticallevel, the pattem of findings portrayed both the self-directive pro-
was major. Age segregation was, and to some extent still is, an emotionally un- cess of matching one's needs with an appropriate environment and the exis-
palatable idea to many. The continued production of this form of housing in the tence of a possible trade-off between contentment and excitement. Let me be
30 years that have followed was aided tremendously by these research findings. the first to point out both the post-hoc nature of this latter finding and at the
Yet, Rosow himself has steadfastly insisted (personal communication) that same time the legitimacy of making the most out of such unexpected results.
he never performed housing research! Rather, housing was the context for his The second praetice-directed research strategy is simply design-problem
testing a very carefully reasoned theory that our society did not provide a research done to provide guidance to those responsible for decisions regarding
structure that facilitated socialization to old age. The result was that roleless- the person-made environment. This type of research is so familiar that exam-
ness, strain, and isolation were risks for older people but risks that were pIes seem unnecessary. What does deserve comment is the intrinsic tension in
lessened where the social context could foster age-specific socialization the milieu composed of researcher and consumers of research information.
opportunities. This confluence best illustrates the wicked nature of the relationship between
Most research does not achieve such a perfect blend of goals as that of basic knowledge and practice. Synthesis is rarely a feasible goal in reaching an
Rosow. I shall propose two strategies for good, but not perfect, achievement of informed design solution because the demand for praetical solutions always
defensible goals for the person-environment researcher. Both begin with a outstrips the resources of basic science to deliver them. Thus the researcher
social need and thus are more likely to serve applied goals particularly well. faces the dilemma of communicating unsatisfyingly small amounts of knowl-
The first is post-hoc basic research, where research is formulated to answer a edge derived fram research that meets acceptable methodological standards or,
question relevant to a social need but the design is determined in such a way as on the other hand, going significantly beyond the data so as to provide con-
to add to the knowledge base in a form generalizable beyond the present social crete design assistance. Either way someone loses, the practitioner in frustra-
need. A classic example is the research Lewin (1952) performed on the then- tion over the limited amount of guidance available from the academic, or the
cogent environmental problem of getting people to accept offbeat types of meat researcher in risking a loss of integrity in going beyond the data.
rather than traditional steak and roast varieties during the wartime meat short- Since I began to do research in environment and aging, a significant por-
age. The results were useful in achieving the applied goal but also helped tion of my professionallife has been spent in translating knowledge regarding
develop the larger system that became the theory of "group dynamics." person-environment relationships to other professionals. This 25-year-long
On a much more modest leveI, research I performed to evaluate the impact "leeture tour has often been directed to multidisciplinary audiences but has aiso
of congregate, or service-rich, housing on older people produced results that included specialized groups of architeets, urban planners, social workers, oc-
helped understand better some of the personality dynamics of old age. Wheth- cupational therapists, nutritionists, administrators of long-term care, and
er supportive services such as on-site meals, homemaker, or physician services many other professionals. The clamor for knowledge is deafening. One always
should be a part of housing planned for older people who are clearly able to flirts with the temptation to make the rules sound simple, the applications
live outside an institution was a persistent issue in the early days of the na- general, the alternatives definitive. My conviction is that one should be willing
tional housing programs. Our research program first identified some of the to risk giving informed advice that is consistent with research- or theory-based
complexities in this questiono People were clearly sorting themselves nonran- knowledge but goes beyond what has been clearly demonstrated. One can find
domly into this type of housing. That is, the people who chose congregate in every group discussing a design problem someone much less informed than
housing were more impaired in a number of ways than those who chose oneself who is ready to assert an armchair opinion as scientific fact. Therefore,
noncongregate, or independent, housing (Lawton, 1969). After a year, the assuming that one has an edge on people of that type who purvey misinforma-
impact on tenants in the two types of housing was, indeed, different (Lawton, tion, the greater social good is clearly served by judiciously going beyond the
1976), even after accounting for the initial differences between tenants in the available data in order to speak relevantly to the design issue. There are several
two housing types. However, the difference was not as hypothesized; that is, roles that the researcher with a social mission can play-the sensitizer, the
favorable effects were not a function of the "correct" initial matching of tenants advisor, and the facilitator.
with most appropriate housing (Le., most-competent people in independent The sensitizer has a very rewarding function. Most practitioners, particu-
housing and least-competent in congrega te housing). Rather, there were differ- larly those outside the design professions, have never thought of the idea that
352 M. Powell Lawton An Environmental Psychologist Ages 353

the environment can influence well-being and that they are in a position to consumer group perceives that the knowledge being disseminated goes tao far
affect the way the environment functians. Naive peaple are thus ripe and from their everyday concrete problems of giving service. Thus the usual suc-
enthusiastic cansumers af some af the basic principIes af behaviaral designo cession of knawledge moves from the researcher taward the trend setters, the
"My lecture" has been given hundreds af times by naw. I introduce the basic vanguard of people in the practice arena who appraach their own work con-
ratianale for including the enviranment as a "member of the treatment team" ceptually and wha in turn translate these cancepts into the haw-ta terms of the
and the special reasans for the salience of environment in serving old people practitianers who wark for them. The sensitizer works best with the practi-
(i.e., the environmental docility hypothesis). When I anticipate some modicum tioner trend setter, often being perceived by line-Ievel practitioners as speaking
of saphistication in the prospective audience, I display the ecological madeI. over their heads. The advisor and the facilitator are usually not the primary
The meat of the lecture is a series af slides illustrating the potential effects of producers of research knowledge but have training in the methods that pra-
good and bad design features on the functional, social, and psychalogical welI- duce such knawledge and therefare bridge well the research and practice
being of the alder user. The moral is that many of these useful aids to adaptive arenas.
behaviar represent the results of applying cammon sense, once the otherwise To conclude this section, I repeat my convictian that basic and applied
design-naive service warker becomes sensitized. Enhancing sensitization is a reseárch feed one another and that dissemination of the knowledge gained
leveI af generality of disseminatian where I function most effectively. from both is a responsibility of the researcher. At the same time, it is a long
The advisory role might be seen as similar to that af a perfarming chef. chain beginning with basic research that moves on taward everyday practice.
Whatever the area af application of knowledge, scientists tend to be suspicious The most effective dissemination efforts span only a few links in the chain, nat
of the caokbook appraach. Yet 35 years ago Meehl (1956) effectively corrected the entire chain.
the course af clinical psychology by just the right amount when he argued that
what we need is a better caokboak, not subjective, clinical, artistry. A really
effective caokboak for behavioral design has not yet been written because Our THEORY AND EMPIRICS
experts are just beginning to organize the kind of knowledge that comes only
fram repetitive observatian of thousands of success and failures made by oth- Basic research is likely to be theory driven. Thus much that might be said
ers in the design processo A beginning of this type af compendium was made about theory has been covered in discussing basic and applied research. In this
in twa publications by Zeisel and assaciates (Zeisel, Epp, & Demos, 1978; sectian, I shall acknowledge once more the power of gaad theory to direct
Zeisel, Welch, Epp, & Demos, 1983), which callected the germinal knawledge basic research and ultimately practice but ga on to argue that descriptive,
and observations of people wha were mostly researchers in the persan-en- atheoretical research in environment and behavior is alsa necessary.
vironment area. I feel that such an advisary role is best performed by someone The subdiscipline of person-environment relations has woefully ne-
with credentials in one af the design fields, provided they have enough behav- glected the task of establishing the basic parameters that characterize the way
ioral science in their training to reinforce the necessary skepticism and respect people relate to their environments. Despite the genius of Roger Barker and his
for evidence that such a background canfers. In any case, there are a few students, his major accomplishments have not been fully integrated into the
people in this field wha go far beyond the sensitization functian as they lecture thinking of our subdiscipline. In recent years, it is the theoretical aspects of
ar consult with clients on the nitty-gritty elements af designo The sensitizer is Barker's work thathave caught our attention, for example, undermanning
not suited to work by the drawing board with the architect. The behaviorally theory (Barker, 1968). Few researchers have continued the task of specifying
trained architect in an advisory role is. the yardsticks by which person-environment transactions are measured by
Finally, the facilitator combines the technical expertise af the advisor with perfarming behavior-setting analyses and the other descriptive tasks advocated
rare human relatians skills to functian as a member of a multidisciplinary team by Barker. The comparison af Yoredale and Midwest (Barker & Schoggen, 1973)
working in a dynamic design processo All gaod design is the result of such a is not easily replicated on a large scale. Yet it amazes me that no one in alI the
pracess to some extent, but the facilitator is there to insure that all the peaple time since that study ar since the one repart from the study that dealt with age
with a stake in the product, in addition to the client and the architect, have a (Barker & Barker, 1961) has made any attempt to elabora te on that meth-
chance to interact and be heard. This early involvement clearly has lang-term odology to help understand how age affects the everyday life of bath the aged
cansequences in motivating staff to make a structure wark during the and of everyone else in a cammunity.
postconstruction phase. Most fields recognize better than do psychology the necessity for defining
The use af knowledge derived from basic research is decreasingly visible the usual as a beginning point for understanding variability and deviation.
as one moves from the sensitizing to the advisary to the facilitating role. It is Perhaps because descriptian is the first phase of developing a science, there is a
impartant to recagnize the limits of one's cansumer group's tolerance for mate- compulsion to prove one's sophistication by moving quickly beyand descrip-
rial that sounds academic. There is often an undertane of hostility when a tion toward explanatian and controI. Neither botany nor chemistry would ever
354 M. PowelI Lawton An Environrnental Psychologist Ages 355

have gone far, however, without the Linnaean classification or the periodic depends particularly on having some items that enable the cross-disciplinary
table. Granted that Linnaeus and Mendeleev were theoreticians of the highest analysis of data.
order, an immense amount of description led to the major conceptual break- r confess to a real enjoyment in counting. Stimulated by Barker and Bar-
throughs afforded by these taxonomic schemes. Of course the changing quality ker's (1961) and Ittelson et al.'s (1970) work, one component of my first multi-
of people, societies, and environments makes our field quite different from the ple-site housing research compared 12 housing sites by means of replicated
field of chemistry. Nonetheless it would seem that if we only had data on the behavior maps covering all their public spaces (Lawton, 1970).That is, without
means and variances of some of the Barkerian attributes of behavior settings distinguishing which people were observed, counts were made that identified
we should understand geographic, cross-national, or age differences much where people were at time-sampled intervals. Among other findings, these
better. data underlined the importance of common spaces for the less-mobile older
A neglected resource in what we might call person-environment demog- tenant: Housing sites with less healthy tenant populations were found to have
raphy is the American Housing Survey (formerly the Annual Housing Survey, a greàter proportion of their populations visible in public areas than was true
Office of Policy Oevelopment and Research, 1983). The fourteenth such na- for the sites with healthier tenants. One concluded that such on-site spaces
tional survey of the housing of samples of about 60,000 Americans is now were thus more salient to the quality of life of frail, older tenants than for the
under way, containing an immense amount of information regarding housing, more independent. ln all cases, the lobbies were the heavily used areas, even
neighborhoods, and the demographic characteristics of its occupants. Perhaps where they were restricted in space or tenants' use of them was hampered by
because these data sets are short on psychological variables, interest in these administra tive decree. The sites where open apartment doors were more fre-
data has generally been limited to economists and the housing development quently counted were those with higher levels of social life as determined by
sector, with some exceptions (Lawton, 1980b; Newman, 1985; Struyk & Soldo, sociometric survey. Further, those tenants with open doors were themselves
1980). more socially integrated by other criteria. We thus concluded that the open
Such large descriptive surveys have often been the basis for monitoring door was an active environmental manipulation performed by people who
national programs and ultimately for the development of policy. ln the case of wished to make a social invitation. ln sum, one can learn a great de aI about the
the American Housing Survey, for example, it was possible to identify the dynamics of person-environment relations from the right kind of head-count-
combination of rural residence in the South and being old and black as circum- ing data. The time budget is another type of descriptive research from which
stances defining a leveI of housing deficiencies about seven times greater than the returns have been great (Altergott, 1988; Lawton & Moss, 1986-1987;
that experienced by Americans 65 and over in general (Lawton & Hoover, Michelson, 1977; Szalai, 1972), although the potential for linking behavioral
1971). data with environmental data (i.e., the location of the behavior) has been
Were there more interest in such data it might be possible to mobilize infrequently recognized.
pressure on HUO or the Bureau of the Census to augment future housing Along with this confession of love for counting, I acknowledge an even
surveys with more social or psychological data items. Existing archives in fact greater transgression, that of having failed to publish some head-counting data
contain more data sets with both environmental and social psychological con- because it seemed inconsistent at the time with the greater glory to be derived
tent than is commonly recognized. Other opportunities to collect such para- from doing more theoretically relevant research. The housing research done
metric data have been systematically lost by agencies like HUO, who ought to with Nahemow represented the only research ever done that was able to study
be taking the responsibility for archiving data like those obtained in large-scale from a psychosocial perspective a nationally representa tive probability sample
studies of public housing management, older homeowner's repair activity, and of the two major planned housing programs for older people, 100 public hous-
congregate housing. lnstead, these data have disappeared. ing sites and 50 Section 202 sites (Lawton & Nahemow, 1975).A nested sample
I have written a detailed review of existing and lost data sets in housing of of 2,000 older tenants in these environments furnished a small set of basic data,
the elderly (Lawton, 1989). That chapter concludes with the recommendation and about half of them received an extended interview. Thus we had the
that a task force be established by organizations concerned with aging and wherewithal to produce an enlightening description of these important behav-
environmental services for the aging to derive a "minimum data set" on the ior settings as they existed in 1971. We chose not to put the time into such a
housing of older people. The purpose of defining the components of a short set report because, echoing the judgment of many of our scientific peers, we
of data items would be, first to insure that future surveys gather the most undervalued the worth of purely descriptive data. As an illustration of the
important items of housing information; second, that they do so in standard potential value of such description, however, we did pull out a small piece of
form; and, third, to make it easy to attach the most basic housing items to our descriptive data to contrast the extent to which the public housing program
surveys that focus on other content, such as health, income, or work. The served black elderly (well) with comparable data for the 202 program (infin-
chance that research on the explanatory leveI may be possible with any data set itesimally). This paper, published in an obscure journal (Lawton & Krassen,
356 M. Powell Lawton An Environmental Psychologist Ages 357

1973), nevertheless carne to the attention of HUD officials and occasioned a which it is encountered. The word "transaction" has been used to label such a
total review of how the federal progrqms reported their minority populations situation, for the word carries a double implication: One, all parts of the situa-
and ultimately contributed to strengthening the affirmative marketing require- tion enter into it as active participants; and two, these parts owe their very
ments for the 202 programo existence as encountered in a situation to such active participation-they do not
appear as already existing entities which merely interact with each other without
In conclusion, descriptive data contribute greatly to scientific knowledge affecting their own identity. (pp. 18-19)
as welI as to the monitoring of social programs and development of policy. As
mentioned earlier in the case of applied research, post-hoc analyses of the right EIsewhere Ittelson says, "the environment is an artifact created in man's
kind of descriptive data may utilize or lead to theoreticalIy meaningful con- own image" (1973, p. 18).
cepts. The best way to increase the probability that one's descriptive data are of More recently, Wapner (1987) stated that "the treatment of the person and
"the right kind" is to establish, through multidisciplinary consensus, a short his orher environment as separable, independent parts, which influence one
list of necessary environmental components that should be used in standard another, represents a partitive, elementaristic, and interactional analysis that is
form in environmental research and used to link environmental concepts to rejected" (p. 1440).
other concepts in research whose major purpose is in some area other than The views of Altman and Rogoff (1987)on transaction, rather than interac-
person-environment relations. tion, as the appropriate form for understanding person and environment may
be portrayed by a few of the section headings of their treatment of "world
views" in P-E relations: "Transactional research takes settings and contexts
PERSON, ENVIRONMENT, AND TRANSACTION into account" (p. 33); "transactional research seeks to understand the perspec-
tive of the participants in an event" (p. 34); and "transactional research empha-
In the beginning phase of environmental psychology, it was simply accept- sizes the study of process and change" (p. 34).
ed that person and environment were the dual foci of attention and that the Transaction thus moves beyond interaction to view person and environ-
neglected feature of psychological research was the interaction between the ment as inseparable and therefore must find a unit of analysis that subsumes
twO. Partitioning the amount of variance in some outcome (for example, social both. For Barker (1968), this metaunit was the behavior setting and for Altman
behavior) that was attributable to environment and that attributable to person and Rogoff (1987) the evento
was the favorite research strategy of the time. An exemplary research project These and other writers have found exciting ways to demonstrate the
was reported by Moos (1968), who found that behavioral responses to different interrelatedness, mutual causal patterns, and the hierarchical nature of differ-
psychiatric settings were significantly predicted by differences among subjects, ent scales of human action. I have found the greatest contribution of the
differences among settings, and by the differential effects of particular settings transactional world view to be the emphasis on the consistency among levels of
on particular people (i.e., the interaction between person and environment). meaning of phenomena of differing levels of complexity. Along with this multi-
As mentioned earlier, this P, E, P x E structure characterized my disserta- pIe layering of person-environment transaction has come the strong case for
tion research, where the ordered severity of psychopathology was the person qualitative research and analysis as the mode most appropriate to the study of
aspect and the ordered degree of stimulus structure the environmental aspecto transaction.
Similarly, the environmental docility hypothesis and its elaboration into the The last environmental research I have done was inspired directly by the
ecological model began with a study of the relationship between the personal transactional model (Lawton, 1985; Saperstein, Moleski, & Lawton, 1985). Phil-
characteristic of health and the environmental characteristic of location and adelphia's local area agency on aging sought our team to take a look at the way
distance between residences. It seems like stretching things very little to say highly impaired older people were managing to continue to live alone in their
that virtually alI empirical research in environmental psychology that has relat- community residences. The origin of this project lay in the wish to learn about
ed person and environment to some outcome has utilized the interaction deficiencies in the physical quality of the home and the way people coped with
paradigm. them. Thus once again an applied-research goal was the beginning point.
Put this fact together with another attribute of person-environment sci- The team that visited 50 homes consisted of a social worker, an architect, a
ence, that is, that the greatest minds in this field deny that environment can be psychologist, and an occupational therapist. Three products resulted from this
distinguished from the person, for example, Ittelson (1973): research. The first was a checklist of home deficiencies, which resulted in an
ability to talIy the most prevalent ones. For example, the hazardous rug and
The environment involves the' active participation of all aspects. Man is never extension cord were ubiquitous. The second was an inventory of interesting
concretely encountered independent of the situation through which he acts nor environmental solutions that the older people in colIaboration with their fami-
is the enVÍronment ever encountered independent of the encountering indi- lies had managed in order to compensate for their disabilities and vulnerabil-
vidual. It is meaningless to speak of either as existing apart from the situation in ities. As an example, one of the most prevalent measures taken was to use the
358 M. Powell Lawton An Environmental Psychologist Ages 359

dining table as a surface on which the display of objects would serve either as a Without the intelIectual encouragement in the writing of Altman, Wapner,
reminder of things to be done or as a way of making their retrieval easier and Ittelson, myreceptiveness to the control center phenomenon would prob-
(medicines; bills to pay; dishes, glasses, and pans). The third product of the ably have remained subthreshold. ln going back to the seminal literature in
research was on a different leveI. The entire person-in-context constelIation of person-environment relations while writing this chapter, it became increasing-
some of these people, through our qualitative observations, suddenly yielded a ly clear to me that 25 years of research in this area has made some of the gaps in
generalization describing this arrangement: the "control center." A number of the science wider, rather than bridging them. On transactionalism, where has
the least-mobile people had established an area of the living room where a this approach led? The answer is mainly toward theory development, through
great deal of their day was spent. From their position in the chair, their "sur- qualitative observation and conceptual creativity. This approach has fed every
veillance zone" (Rowles, 1984) included the front door and a view through the stream of application in the design professions because the levels of generality
living room windows of the exterior entrance and varying portions of the of transactional concepts are the same leveI of art practiced by planners and
sidewalk and street. Control over other types of incoming information was architects as they strive to operationalize means toward the achievement of
afforded by having the telephone, radio, and television in easy reach. Other human goals-that is, highly generalized and conceptuaI. The other side of
instrumental and affective stimulation was managed by the objects laid on this question is that transactionalism has not led us to much traditional social
surfaces within arm's reach: medicine, food, letters, photographs, reading ma- scientific research. To understand personal meaning and psychophysícal paral-
terial, and whatever else. lelísm (K6hler's early term to account for the ability of person and extemal
These three products illustrate welI the significance and the limitations of world to relate to one another) are knowledge-extending goals, but their ability
our methods for studying person-environment relations. The purely descrip- to lead toward the solution of concrete problems is not direct.
tive checklist, if we had a larger and more representative sample, could pro- Although one can argue about the overalI efficiency of yield of linearly
vide a guide to the local home maintenance and repair agency and the in-home conceived attempts to determine the contributions of single or multiple en-
social services agency regarding the major problems to be looked for in their vironmental attributes to personal welI-being, the fact is that practically alI
areas. Similarly, good ideas on the types of home adaptations that might be quantitative empirical P-E research has been of this type. largue further that
possible for older clients and their families to make were yielded by the case the planning and design process requires such linear, interactional research
examples observed in these homes. The observations that led to formulating every bit as much as it does the grander concepts of transactionalism. To name
the concept of the control center were useful at the theoreticallevel of under- a few types of such interactional research, demography, social area analysis,
standing the transactions that linked the person and his or her personal en- time budget study, human factors research, and program evaluation cannot be
vironment. That is, one could discern the paralIels among differing needs at performed without the concept of a desired outcome that can be affected by
different levels that were being served by the control center. Poor health and attention to some manipulable quality of the physical environment. Thus, I
reduced mobility shrunk the relevant physical space for the people. The re- come down squarely in the camp of the Sociely for Preservation of Person and
maining relevant space assumed greater salience. Their sensory and cognitive Environment as lnteracting Elements (sometimes) of a Causal Sequence.
functions, being focused on this reduced surveillance zone, achieved a higher
density of control over what went on in that zone. Social space, also restricted,
was fortified in compensatory fashion by heightened attentiveness to proxy PRESENT ANO FUTURE RESEARCH
means of social integration such as watching street behavior, watching televi-
sion, and using the telephone. One could spin out this picture of impaired Recent years have seen me return to more traditionalIy psychological re-
people doing the best they could, given their disabilities, by adapting to, and at search, dealing variously with the quality of the last year of lHe (Lawton, Moss,
the same time creating, a new living environment. & Glicksman, 1989), care-giving stress (Lawton, Brody, & Saperstein, 1989),
The point of describing the control center in such detail is to illustrate and depression (Parmelee, Katz, & Lawton, 1989). At present I am stilI working
some attributes of the transactional approach. The method best suited to P-E in each of these areas but aIso in a new area for me, and one relatively ne-
transactional study is qualitative. There was no focus on outcomes and their glected in gerontology-emotions in adult development. The grant from the
determination by causalIy prior events. ln transactional research, multiple fea- National lnstitute of Aging can potentialIy support a program of research over
tures of person and context require attention. The two results of this part of the a 10-year period and alIows interesting new ideas to be developed as they
study were, first, better understanding of the meaning of environment and self arise.
to the impaired person, and second, an illustration of the syntony among Early results from this research appear to affirm the idea that increasing
different levels (person, environment) and scale (aspects of proximal visual age involves some constraining of affective experience in both positive and
stimuli, the room, the neighborhood, the world) as person and environment negative directions. That is, our older people report that they are, thankfulIy,
exchanged and changed one another. free of the mood swings of earlier years. They aIso may experience fewer
360 M. Powel1 Lawton An Environmental Psychologist Ages

"highs." Although the latter may be regrettable, the trade-off for fewer "lows" AItrnan, L, & Rogoff, B. (1987). WorId views in psychoIogy: Trait, interactionaI, organismic,
is totally desirable. Further, many are very firm in seeing themselves to be the and transactionaI perspectives. In D. StokoIs & I. AItman (Eds.), Handbook of environmental
creators of this new maturity. psychology (VoI. I, pp. 7-40). New York: John Wiley.
50 far the research has not dealt with environmental issues. However AItman, L, & Werner, C. M. (1985). Home environments (VaI. 8). Human behavior and environment.
New York: PIenum Press.
within the next 2 years I plan to go back to some of the stimulating research o~
Barker, R. G. (1965). ExpIorations in ecoIogicaI psychoIogy. American Psychologist, 20, 1-4.
the meaning of home by Altman and Werner (1985), Rowles (1984), and Rubin- Barker, R. G. (1968). Ecological psychology. Stanford: Stanford University Press.
stein (1989) to explore further how affect becomes invested in the home by Barker, R. G., & Barker, L. S. (1961). The psychoIogicaI ecoIogy of oId peopIe in Midwest,
some and not by others. It is particularly interesting to wonder how those who Kansas, and YoredaIe, Yorkshire. Journal of Gerontology, 16, 231-239.
relocate into retirement communities and other positively chosen new contexts Barker, R. G., & Schoggen, P. (1973). Qualities of community life. San Francisco: Jossey-Bass.
deal with such pr,ocesses as attachment to and identification with home. Does Brody, E. M. (1978). Community housing for the eIderIy. The Gerontologist, 18, 121-128.
age-related constriction of affective experience make the change easier, ar do Eisdorfer, c., & Lawton, M. P. (Eds.). (1973). The psychology of adult development and aging.
Washington, DC: American PsychoIogicaI Association.
some people reinvest affect in a new home so readily that the relocation is not HeIson, H. (1925). The psychoIogy of GestaIt. American Journal of Psychology, 36, 342-370.
even bothersome?
HeIson, H. (1964). Adaptation levei theory. New York: Harper & Row.
In this turn back to environmental research there will no longer be Arthur ItteIson, W. H. (1973). Environment and cognition. New York: Seminar Press.
Waldman, who died, nor Elaine and 5teve Brady, who are about to retire. ItteIson, W. H. (1976). Some issues facing a theory of environment and behavior. In H. M.
Fortunately, my convoy of people who know more than I do continues in a Proshansky, W. H. ItteIson, & L. G. Rivlin (Eds.), Environmental psychology (2nd ed. pp.
younger cohort: Robert Rubinstein, Mark Luborsky, and 5teven Albert, cre- 51-59). New York: HoIt, Rinehart & Winston.
ative anthrapologists with real interest in enviranment; Pat Parmelee, a student ItteIson, W. H., RivIin, L. G., & Proshansky, H. M. (1970). The use of behavioraI maps in
environmentaI psychoIogy. In H. M. Proshansky, W. H. ItteIson, & L. G. Rivlin (Eds.),
of Irwin Altman, RacheI Pruchno with a lineage to Jack Wohlwill and Martin Environmental psychology: Man and his physical setting (pp. 658-668). New York: HoIt,
Faletti, and even younger people from Irvine (Paul Thuras) and City University Rinehart & Winston.
environmental psychology (Chris Hoffman and Doris Hunt). This future looks Kates, R. W., & WohIwilI, J. F. (Eds.). (1966). Man's response to the physicaI environment.
fantastically stimulating! Journalof Social Issues, 22 (WhoIe No. 4).
Lawton, M. P. (1952). Stimulus structure and psychopathology as determinants of the perceptual
response. UnpubIished doctoraI dissertation. CoIumbia University.
CONCLU5ION
Lawton, M. P. (1956). StimuIus structure as a determinant of the perceptuaI response. Journal
of Consulting Psychology, 20, 351-355.
The two threads of this chapter link basic research, theory, and transac- Lawton, M. P. (1969). Supportive services in the context of the housing environment. The
tionalism, on the one hand, and applied research, descriptive research, and Gerontologist,9, 15-19.
interactionism on the other. It is clear that most contributors to the science of Lawton, M. P. (1970). Public behavior of oIder peopIe in congregate housing. In J. Archea & C.
person-environment relations have their personal preferences for one ar the Eastman (Eds.), Environmental Design Research Association II (pp. 372-380). Stroudsburg,
PA: Dowden, Hutchinson & Ross.
other of these lines. My conclusion about the gaps that separate the basic from Lawton, M. P. (1976). The reIative impact of congrega te and traditionaI housing on eIderIy
the applied researcher, the theoretician fram the empiricist, and the transac- tenants. The Gerontologist, 16, 237-242.
tionalist from the interactionist is that they are real, representing dialectic Lawton, M. P. (1980a). EnvironmentaI change: The oIder person as initiator and responder. In
forces whose tension perhaps provides continuing motivation to seek new N. Datan & N. Lohmann (Eds.), Transitions of aging (pp. 171-193). New York: Academic
knowledge. In conclusion, my own major mission is to help in the solution of Press.
society's problems. Translating this goal into the arena of P-E, it is something Lawton, M. P. (1980b). ResidentiaI quality and residentiaI satisfaction among the eIderIy.
Research on Aging, 2, 309-328.
of a revelation for me to recognize belatedly that the practice of environmental
Lawton, M. P. (1982). Competence, environmentaI press, and the adaptation of oIder peopIe.
design is spoken to by both of these streams. The one characterized by transac- In M. P. Lawton, P. G. WindIey, & T. O. Byerts (Eds.), Aging and the environment: The-
tionalism deals best in purposes, goals, and innovations. The one charac- oretical approaches (pp. 33-59). New York: Springer.
terized by interactionism de aIs best with the mechanics of designo Lawton, M. P. (1985). The elderIy in context: Perspectives from environmentaI psychoIogy
and gerontoIogy. Environment and Behavior, 17, 501-519.
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363
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