COMPANION TO
SHAKESPEARE
ON FILM
Second edition
EDITED BY
RUSSELL JACKSON
4
H A R RY K E Y I S H I A N
film; Joseph Mankiewiczs Julius Caesar (1953) as gangster movie in the mould
of Little Caesar; Reinhardt and Dieterles A Midsummer Nights Dream (1935)
as a combination of ornate escapist fantasy and dark vision suffused with
expressionist images; George Cukors ornate 1936 Romeo and Juliet as a typical
Hollywood period film; the acting in Welless Othello (1952) as suggestive of
formalist works like The Cabinet of Dr Caligari and Ivan the Terrible; and he
remarks on the similarity of Oliviers Richard III to the festive, carnival mode of
Vincente Minellis Meet Me in St Louis (!).
Unfortunately, books by film historians on genres and their evolution have
tended to omit works based on Shakespearean texts. Despite the obvious connection of Laurence Oliviers Hamlet (1948) with film noir, most film books on
the genre do not think to mention it. I propose, therefore, to write these films
into the histories of the genres of which they are examples. Only by placing them
in the cinematic traditions that make their production possible and that shape
and inform their meaning can we engage the actual film product before us, rather
than our preconceptions, based on knowledge of the Shakespeare text and its
critical and performance traditions.
When Shakespeare meets The Movies, two mighty entities converge. And
while Shakespeares texts are conceptually and linguistically powerful, and carry
with them a tremendous weight of critical commentary and literary/theatrical
tradition, their force is matched, and perhaps exceeded, by the power of film
its aesthetic, social and commercial power to create and convey meanings. I
think it can be said that when his plays are made into movies, Shakespeare adapts
to the authority of film more than film adapts to the authority of Shakespeare;
and this is not necessarily a bad thing.
In stressing the importance of genre I do not mean to slight the auteur theory,
which identifies the individual vision of particularly strong directors as the most
important element shaping their productions; or the influence of studios, which
(when they reigned) produced and financed movies according to definite artistic
and corporate philosophies; or the importance of movie stars, whose entire
careers might be built upon the repeated depiction of particular character types
that appeal powerfully to the public.
On the contrary, the Shakespeare projects of Orson Welles, evocative as they
may be of German Expressionist film and the Russian epic, are probably best
explained in terms of his personal body of work and his interest in personality
and power. And it seems clear that when Warner Brothers elected to produce A
Midsummer Nights Dream in 1935, it deliberately installed popular American
actors like James Cagney and Mickey Rooney to occupy a realm previously
reserved for classical performers: indeed, Kenneth Rothwell says, the film
was about the Americanization of Shakespeare by way of German
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Expressionism.4 MGM brought its own brand of spectacle and star power to the
casting and production of Romeo and Juliet in 1936, in which the mature Norma
Shearer and Leslie Howard played the teenage lovers.
Recent films have moved even closer to Hollywood forms. Franco Zeffirellis
Hamlet is, among other things, a Mel Gibson movie, with discernable connections to his earlier films. (The director has said that he cast Gibson in the role
after seeing his character contemplate suicide in the first Lethal Weapon film.)
Baz Luhrmanns William Shakespeares Romeo+Juliet is a Leonardo DiCaprio
vehicle, which was followed by another tale of great and doomed love, Titanic.
From a critical perspective, coherent analysis can follow from setting the
Shakespearean ventures of these actors into the context of their other films.
It is true, of course, that Shakespeare texts are themselves genre products.
Whether seen on stage or purchased as books, plays are thought of as belonging
to specific types, and are scarcely to be understood outside the conventions of
genre. Genre establishes particular areas of understanding specific subject
matters and settings, recurrent narrative patterns and themes, characteristic
techniques and tone. We speak of the novel and then we speak of sentimental
novels, crime novels, novels of manners and so forth; we speak of film; and then
of Westerns, screwball comedies, horror movies and so forth. Different films
genres suggest different settings: the drawing-room, the seedy office, the dusty
street, the country estate, the haunted castle; and we expect certain character
types, themes, situations and conflicts, and resolutions.
It is also true that in the absence of detailed knowledge of early modern
staging methods, or any assurance that they would please a later audience, all
theatrical productions of Shakespeare texts are shaped by existing traditions. In
our era, we have Shakespeare in modes Chekhovian, Pirandellian, Shavian,
Odetsian, Brechtian, Beckettian and so forth. But while the shaping of
Shakespeare texts by performance tradition is an old practice, the audience for
films is larger and the commercial pressures on film-makers greater than those
prevailing in theatre. Leo Braudy, an exponent of the importance of genre,
observes that the text, the screenplay, is at best the skeleton from which the film
grows, often unrecognizably; the film as experienced by audiences is the product
of a directors conception, a cinematographers vision, and my point here
genre conventions.5 Star actors and recognised auteurs are, we know, bankable;
so is genre, if well used.
Genres change over time, impelled by the imperatives of form, commercial
pressures or historic events, but they compose coherent and recognisable types
of literature with their own appropriate patterns (past ages might call them
rules) and traditions. Genre no less for us than for Shakespeare shapes
the form of the artwork and mediates its reception. It serves artists, audiences,
marketers and critics.
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Genre gives artists a shape and vocabulary for their work and constitutes a specific tradition to which they may contribute, by way of continuity or innovation
(usually both). More significantly, genre dictates the psychology and philosophy
of an artwork, and has a decisive influence upon its incidents and themes, moral
values, characterisation, plot outcome, treatment of gender, use of language and
degree of naturalism.
Genre films appeal by reminding us of other movies with which they share
conventions. Genre Shakespeare, too, reminds us of other kinds of movies. The
relationship of Oliviers Hamlet to film noir has often been noted, at least by
Shakespeareans. But it is a poor genre film that merely incorporates conventions.
Genres evolve Braudy speaks of their inner histories and may build on or
play out variations on their basic conventions. The primitive form evolves into a
classic one, which shifts on to various revisionist modes and finally becomes
parody self-conscious and self-referential unless and until the form is
reinvented and renewed. Western movies, over several generations, retained the
tradition of the climactic gun duel, but their protagonists manifested themselves
in many guises during that time from the singing cowboy of the early 1930s on
through the mythic figures of the 1930s and the post-war years, to the neurotics
and anti-heroes of later decades, the bumptious parodies of Mel Brooks and,
most recently, the frosty demigods favoured by Clint Eastwood.
I want to illustrate the relationship of Shakespeare movies to movie genre by
comparing four film Hamlets and their cinematic traditions: Oliviers film noir,
Zeffirellis action-adventure, Branaghs epic and Michael Almereydas mediasavvy, self-reflexive Indie take on the material. The characters and plot situations of Shakespeares large and open texts accommodate themselves to the
template of the genre in which each production is conceived.
Film noir is most easily identified in terms of its visual style and camera strategies: low key lighting, shadows and fog; a mise-en-scne that makes settings as
important as people; canted camera angles (expressing subjectivity), tight
framing (showing entrapment) and slow tracking shots (suggesting the unravelling of mystery). Conditions of entrapment and moral ambiguity abound in noir
films; taboos are tested and broken; a sense of destiny reigns. Typically, protagonists (the private detective was a favourite) face situations of existential solitude
in isolation from the legal order. A typical foil for the crime film protagonist was
the unreliable, often fatal, femme noire, a sultry figure representing a puzzle
related but secondary to the main murder plot. And noir was drenched in a
smouldering sexuality that energises such subsidiary passions as greed, revenge
and jealousy.
If we write Oliviers Hamlet into the history of film noir, we are likely to begin
with the obvious technical similarities extensive tracking shots through
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Kuhn notes, in noir films structured around crimes and their investigation by
detective figures, it is very common for a woman character to be set up as an
additional mystery demanding solution, a mystery independent of the crime
enigma.9
Hamlet also contains material for a Hollywood action movie, a natural format
for a star like Mel Gibson because it provides the occasion for enjoyable violence.
In action movies, especially those centring on revenge, the social institutions
charged with providing justice either dont exist, fail to function or have become
corrupt. The victims themselves may retaliate, or their cause may be taken up by
avengers who become champions of justice. Gibsons previous films tended to be
revenge entertainments, melodramas in which the line between villains and
heroes is clearly drawn. In Mad Max, the Gibson character tracks down the gang
responsible for killing his best friend and his family. In the Lethal Weapon movies
he plays an outrageous police detective whose sanity is in doubt.
Hamlet is entertaining, but it is not an entertainment: it is a revenge tragedy,
in which the protagonist manifests flaws that lead to his death. One of the challenges that Zeffirelli faced in joining actor and role was to assimilate an icon of
revenge entertainment into the format of a revenge tragedy, to combine optimal
Gibson with optimal Hamlet.
Daniel Quigley has observed that the semiotic noise created by the casting
of Gibson makes the actor himself part of the performance text and encourages the audience to see the Gibson that they have come to expect from his other
films. In evidence, he cites the way Hamlet confronts the Ghost. Olivier is
turned inward, concerned about his soul and the internal damage a potentially
evil spirit might inflict; he adopts a protective, defensive posture, holding his
sword in the form of the cross. Gibson, on the other hand, pursues the Ghost
with the point of the sword outward, ready to strike; his Hamlet does not
ponder the best way to act in a situation; he simply reacts, usually in a physical
manner.10
Other production choices also seem influenced by the presence of action-star
Gibson. For example, the careful unfolding of the mystery of the Ghost that
opens the playtext is replaced by a direct plunge into the HamletGertrude
Claudius relationship during the invented scene of King Hamlets funeral
service. To Claudiuss Think of me as of a father, Hamlet responds with a noncommittal nod, but he catches the exchange of glances between the sobbing
Gertrude (whose face reads, I need to be comforted) and the opportunistic
Claudius (Im here to comfort), which causes him to stride from the tomb. We
see at first hand what offends him and puts him on his guard.11
Nor does he suffer in silence: he is barely able to contain his feelings.
Gertrudes energetic run down the castle steps to join Claudius for a ride elicits
a truncated Oh that this too too solid flesh; Things rank and gross in nature
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visually include his mother, and he shouts after her through a window, though
unheard, Frailty, thy name is woman. This is accusation, not introspection.
Oliviers direction emphasises Hamlets entrapment; close-ups stress his inwardness and long shots make him seem diminished and isolated in the context of
Elsinore. Left to his own devices, Oliviers Hamlet would decline and die of grief.
Gibsons Hamlet snarls; low-angle shots and vibrant close-ups make him dominate each moment on screen.
Whatever else Zeffirellis film did, it aimed to satisfy fans who went to the
theatre to see a Gibson movie.12 Gibsons fans seem to take special pleasure in
the actors explosive moments his startling bursts of temper and flashes of violence. His Hamlet has an interesting way of reading a book, for example: as he
finishes each page, he tears it out and throws it away an existential gesture if
there ever was one. Later (words, words, words) he throws pages at Polonius
and pushes away the ladder on which he is standing. Still later, Hamlet kicks a
chair out from under an equivocating Rosencrantz and nearly strangles an
unmusical Guildenstern in the recorder scene. Olivier omits the recorder scene
(along with Rosencrantz and Guildenstern) and thereby robs himself of a very
good theatrical moment.
In a cinematic strategy that sharpens the revenge theme by encouraging us to
adopt the protagonists frame of mind, Zeffirelli lets his audience share Hamlets
vivid impressions of the decadence of Claudiuss court. Oliviers Hamlet got a
glimpse of the kings raucous feast while on watch with Horatio and Marcellus,
but Gibsons Hamlet gets a much better view, from a gallery above the dining hall
(The king doth wake tonight), while on his way to the platform; and when he
reaches the platform, he continues to see that irritating scene through a ceiling
grate, so that it is before his eyes and ours when he remarks the harm done to
national pride by the kings revels They clep us drunkards and the fragility
of fame How oft it chances.
Branaghs Hamlet (1996) seems, in terms of pacing, settings and scope, to follow
the cinematic model of the epic to court comparison to Ben Hur, The Ten
Commandments and Dr Zhivago. Epic films tend to be paced majestically,
prizing plenitude and variety over compactness and consistency of tone. Events
tend to be broken up into episodes that are linked but self-contained, and enacted
in a wide assortment of places. The movie epic, says Vivian Sobchack, defines
history as occurring to music persuasive symphonic music underscoring every
moment by overscoring it; it employs spectacular, fantastic costumes and displays an extravagance of action and place; its massive sets mythify the mundane
into imperialist and orientalist fantasies of History; the costs and difficulty of production, often stressed in promoting epic movies, elevate them into
a historical eventfulness that exceeds its already excessive screen boundaries.
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The use of recognised stars doubles the films temporal dimension; they serve
to generalize historical specificity through their own iconographic presence.
Stars are cast not as characters but in character as types who, however physically particular and concrete, signify universal and general characteristics.
Stars literally lend magnitude to the representation. She calls this conceptual
mimesis, cinematic onomatopoeia.13
Branaghs Hamlet participates in the epic tradition by several means. First, by
producing a full text Hamlet that runs over four hours, he required a commitment of audience time, and he required of himself a lavish production that
would supply a variety of incidents, an epic arc and pace, and above all a sense
of scope enough, in Geoffrey OBriens words, to bring back memories of the
early-Sixties heyday of blockbuster filmmaking, the days of Spartacus and
Lawrence of Arabia. He cautions us that streamline Shakespeare, while
achieving sharp narrative focus, also sacrifices the messy abundance that the
playwright offers: Hamlet is a much more interesting and surprising work and,
with its roundabout strategies and gradual buildups and contradictions of tone,
a more realistic one when all of it is allowed to be heard.14
Branaghs use of flashbacks adds to the effect: they bring many elements of
the Hamlet story into the Hamlet plot; they undertake, through flashback, to
explain what the play leaves unsettled (such as Hamlets affair with Ophelia)
and make elements of exposition explicit (the affection of Hamlet for Yorick).
The film is certainly visually opulent: Blenheim provides a lavish setting for
the action. The Elsinores of Olivier and Zeffirelli are not frugal, but the former
is filmed in austere black and white and the latter is more functional than decorative. Branagh impresses by the inclusion of luxurious exteriors and props (like
the miniature train that brings Rosencrantz and Guildenstern to Elsinore).
Hamlets sense of isolation is well dramatised by the very extravagance of the set
for Act i scene 2, culminating in the great shower of confetti that accompanies
the departure of Claudius and Gertrude. By showing soldiers training and providing other signs of a functioning bureacracy, Branagh suggests the practical
needs of a nation threatened by invasion. Indeed, the cast seems large enough to
be a small state.
Branaghs use of the statue of King Hamlet as an emblem of his reign to be
torn down to mark the advent of Fortinbras gives the film a sense of expansiveness by alluding to the cycles of history, making the individual story of Prince
Hamlet an episode in a larger process. (The motif also related clearly to the dissolution of the Soviet empire and the dismantling of its symbols.) As Sobchack
says of the film epic in general, such a treatment gives a sense not of individually being toward Death, but of social being in History.15
Branaghs casting of Hollywood stars in minor roles has been criticised
justly, sometimes from the point of view of performance quality. Such casting
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pattern may have diluted the tragedy of the Prince of Denmark, but it forwarded
the epics sense of a civilisation in turmoil through a historical era.
The films of Olivier, Zeffirelli and Branagh discussed so far have fit comfortably, I think, into familiar commercial genres. Michael Almereydas 2000 Hamlet
enters this mix with mischief on its mind, resisting easy categorisation. As an
Independent Film, Michael Almereydas work is the product of a movement
that often disregards Hollywoods genre system, potentially freeing creators to
fulfil their personal visions, adopt distinctive forms, and play imaginatively with
and against the expectations of commercial cinema. Sometimes, of course, these
efforts go on to great financial success, as happened to The Blair Witch Project,
but indies more generally create an alternative space for filmmakers to work
outside the system.
Almereydas film sets Hamlet in contemporary New York City, transforming
the state of Denmark into the Denmark Corporation, which, following the
death of its King and CEO, has passed into the hands of his younger brother.
For this setting, Almereyda has acknowledged the inspiration of another quirky
product, Finnish director Aki Kaurismkis 1987 Hamlet Goes Business, a satirical work, set in Helsinki, in which Hamlet- and Claudius-equivalents struggle
for control of a toy factory which the latter wants to turn into the worlds leading
manufacturer of rubber ducks. (Almereydas homage to Kaurismki comes when
a little rubber duck appears among the remembrances that Ophelia has longed
long to redeliver to Hamlet.) Almereydas film differs, however, by restoring
Shakespeares language and by largely eliminating Kaurismkis satire, opting
instead to respect the plays tragic spine.
It could be argued, of course, that a Hamlet who is an experimental filmmaker
with no interest whatsoever in controlling the corporation that is Denmark, with
no concern for the state or his duties as prince, is no Hamlet at all. But reduced
Hamlets have been around for some time, at least since the sensibilities of the
Romantics (Coleridge in particular) legitimated a purely private, inward formulation of the character and his dilemmas. Almereydas self-absorbed prince has
roots both in Hamlet-history and in film tradition, in which he shares iconic
space with James Dean and the young Marlon Brando.
Kenneth Rothwell and Douglas Lanier, among others, have associated
Almereydas work with film noir.18 Lanier sees Almereyda paying homage to the
noir form through
the films brooding atmosphere; its use of the city as a character; its images of an
oppressive, urban night-world of blue-lit neon, chrome, and asphalt; its emphasis
on systematic corruption, surveillance, and violence behind a faade of benign normalcy; and its characterization of the protagonist as a fallen innocent who struggles against his own impotence, alienation, and complicity with the system he
resists.19
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Lacking the black-and-white aesthetic of classic noir, the film is not fully comparable to Oliviers, but Lanier is correct to identify the urban settings of noir
films as most characteristic of the form. (Theres nothing urban about that
remote, stony Elsinore of the earlier film.) And, perhaps as a homage nod to
Oliviers earlier homage to noir, Almereyda too has his Gertrude (Diane Venora)
drink that fatal glass of wine in full awareness of its contents.
Neither of the critics seems fully satisfied with the identification of
Almereydas work with noir, however Rothwell settling for noirish and Lanier
wondering whether the elements he has identified might in the end be more a
superficial stylistic homage than a genuine parallel. More to the point, perhaps,
are what Lanier and Samuel Crowl20 term the works metacinematic aspects, its
persistent referencing and incorporation of film technologies, its reminders that
it is a movie about a person who makes movies, and about the tools he uses to
do so. Perhaps we would do well to think of Almereydas film as a metageneric
Hamlet, playfully aware of its place among cinematic forms. By turning Hamlet
into a filmmaker and showing him as a creator and consumer of video images
e.g., by setting the To be or not be soliloquy in the Action aisle of a video store
Almereyda wittily references the alternative world of commercial cinema
without participating in it.
Moreover, Almereydas Prince is an experimental filmmaker, a category of
artist that disdains even the limited commercial market cultivated by independents. Hamlets cluttered apartment contains various kinds of film and video
technology, used not as means to make a living, but as instruments of selfreflection and self-understanding. The film opens with Hamlets film of himself
expressing his personal misery (I have of late lost all my mirth) and his disillusionment with the world (A sterile promontory). In other clips, he rehearses
suicide or compulsively replays images of his parents and Ophelia. Yet other
images offer alternative Hamlets, Hamlets that have been, as in the clip of John
Gielgud with Yoricks skull, and near-Hamlets, as in the segments from the
Hamlet offshoot Crow II: City of Angels. Almereyda has himself noted the selfreferential quality of his film in his use of surveillance cameras (to see the Ghost,
to monitor Hamlet, etc.):
A lot of the play is about people spying on each other and being watched and
playing parts and being aware of themselves playing parts. And that corresponds
to contemporary reality where cameras are on the present and images within
images are on the present, at least in the city. So that seemed like a natural way of
mirroring things that were going on in Shakespeares text.21
Almereyda points out that in the screening of Hamlets film The Mousetrap: A
Tragedy what Almereyda has called the film within the film the audience of
the movie is watching an audience watch a movie. Its a hall of mirrors.
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8 Ibid., pp. 139, 140.
9 Annette Kuhn, Womens Pictures: Feminism and Cinema (London, 1982) p. 35.
10 Daniel Quigley, Double Exposure: The Semiotic Ramifications of Mel Gibson in
Zeffirellis Hamlet, Shakespeare Bulletin (Winter 1993), 389.
11 For a close reading of opening scenes in several productions of Hamlet, see H. R.
Coursen, Shakespeare in Production: Whose History? (Athens, OH, 1996), pp. 5473.
12 A colleague who saw the film in a theatre full of teenagers reports that a loud whoop
went up at the first appearance of the star, and a louder one at Gertrudes lingering
kiss at Let not thy mother lose her prayers.
13 Vivian Sobchack, Surge and Splendor: A Phenomenology of the Hollywood
Historical Epic, in Barry Keith Grant, Film Genre Reader II (Austin, TX, 1995),
pp. 281, 290, 294.
14 OBrien, The Ghost at the Feast, p. 15.
15 Sobchack, Surge and Splendor, pp. 2967.
16 Screenwriters speak of the three-act structure of movies: set-up, complications, resolution. In cinematic terms, Branaghs intermission sets up Act 3 of his Hamlet.
17 Kenneth Branagh, Hamlet By William Shakespeare: Screenplay and Introduction by
Kenneth Branagh (London and New York, 1996), pp. 167, 205.
18 Kenneth S. Rothwell, A History of Shakespeare on Screen and Film: A Century of
Film and Television (2nd edn, Cambridge, 2004); Douglas M. Lanier, Shakescorp
Noir, Shakespeare Quarterly, 53/2 (Summer 2002), 15780; 167.
19 Ibid., p. 160
20 Samuel Crowl, Shakespeare at the Cineplex: The Kenneth Branagh Era (Athens, OH,
2003).
21 Cynthia Fuchs, Interview with Michael Almereyda www.popmatters.com/film/interview/almereyda-michael.html.
22 Lisa S. Starks and Courtney Lehmann, The Reel Shakespeare: Alternative Cinema and
Theory (Madison, NJ, 20).
23 On this, and the films use of technology, see Alessandro Abbates To Be or InterBe: Almereydas End of the Millennium Hamlet, Literature/Film Quarterly, 32/2
(2004), 829.
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