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I - Introduction
The first territory in Malaysia to come under British rule was the
island of Penang. During the second half of the eighteenth century
the British were looking for a suitable harbour for their trading ships
plying the Straits of Malacca. The island was considered suitable and
in 1786 after negotiations with the Sultan of Kedah1 a treaty was
concluded whereby the island of Penang was ceded to the East India
Company in return for the availability of British troops to Kedah to
assist the Sultan in repelling his enemies, the Bugis, and the
Siamese. In 1800 the East India Company entered into another
treaty2 with the Sultan whereby the Company obtained the cession
of a sizeable territory on the mainland opposite Penang, and this
territory became known as "Province Wellesley" and became part of
the Settlement of Penang (which earlier, upon, acquisition, had been
renamed "Prince of Wales Island").
The next territory to come under British rule was Malacca. In 1795
the British peacefully occupied all the Dutch settlements in the Far
East including Malacca. Britain and Holland were allies in the
Napoleonic wars and the understanding was that all these
settlements were to be handed back to the Dutch when the wars
ended. Accordingly these settlements were returned to the Dutch in
1818 under the Treaty of Vienna.3 Malacca, however, was ceded to
Great Britain by a treaty concluded in 1824 (Treaty of Holland).4
Penang from 1786 until 1805 was under the Presidency of Bengal. In
1805 it became a separate Presidency - the Eastern Presidency -
with a Governor and a Council. Singapore from 1819 to 1823 was
under the Presidency of Bencoolen (in Sumatra - now in Indonesia)
but from 1823 until 1826 was under the direct control of the
Governor-General of India. Malacca also was, from 1824 to 1826,
directly under the Governor-General of India. In 1826 Singapore and
Malacca were enjoined to Penang and became part of the Eastern
Presidency, but in 1830 the Eastern Presidency was abolished and
the Straits Settlements was again placed under the Presidency of
Bengal. Earlier, in 1823, the capital of the Straits Settlements was
transferred from Penang to Singapore. In 1851 the Settlements were
removed from the jurisdiction of the Bengal Presidency and placed
directly under the Governor-General of India. In 1858 the East India
Company was abolished and the Straits Settlements came under the
new Indian Government until 1867 when its administration was
transferred from the India Office to the Colonial Office in London in
response to agitation by the mercantile community in the Straits
Settlements who, for various reasons, were discontented with the
Government of India.
With the passing of the 1866 Act, the Straits Settlements became a
unitary Crown Colony. By Letters Patent13 of 1911 its government
was vested in a Governor assisted by an Executive and a Legislative
Council.14 The Letters Patent defined the Governor’s duties.15 The
manner in which his duties were to be carried out was set out in the
Instructions.16 He also received instructions from the Secretary of
State.17 The Governor convoked and prorogued the Councils,
initiated legislation and assented to Bills18 or reserved them for the
Royal pleasure.19 He was empowered to make and execute under
the public seal grants and disposition of land,20 to appoint Judges,
Commissioners, Justices of the Peace and other officers,21 to
dismiss or suspend certain officers22 and to remit fines and to grant
pardons.23
It will be noted that with the passage of time the judiciary was no
longer represented on the Legislative Council and that the official
seats were opened to the heads of important departments. A
notable development was the increased representation of educated
Asiatic English-speaking members to represent all communities of
British subjects. Another notable advance was the recognition of the
need for representation from the mercantile community.
The first criticism that can be made here concerns the fact that the
treaty purported to create a federation. A federation as is generally
understood by lawyers is a system of government in which there is a
division of powers between the Federal and State Governments, yet
under which each government is, in its own sphere, independent.52
Yet looking at the treaty one finds that it did not define the powers
of the Federation nor of each of the four component States. In fact,
in the first place, no proper Central Government was established
under the treaty. And, far from apportioning powers, the treaty, by
articles, expressly preserved all existing State rights. It was of little
surprise therefore when in the case of Ho Chik Kwan v. British
Resident Selangor53 the Court held that the treaty did not confer on
the "Federation" the status of a separate State having an existence
independent of the constituent States. The term "Federation" as
used in the treaty was, therefore, a legal misnomer. But be that as it
may, the treaty nevertheless did create some kind of a loose
Federation.
Yet whatever misgivings there were about the treaty, from the point
of view of constitutional history, it has its significance; for it is here,
in this treaty, that the concept of federation was first introduced to
the Malay States.
What were the effects of the Treaty on the States? In practical terms
the Federation affected the legislative function of the State
Councils. For the purpose of achieving uniformity of laws, a federal
officer styled "Legal Adviser" was appointed to draft laws for the
States. Draft Enactments were drawn up by the Legal Adviser in
consultation with the Resident-General and were then submitted to
the Governor (who in the following year after the signing of the
Treaty became, ex-officio, the "High Commissioner" of the
Federated Malay States) for approval and afterwards presented to
the State Councils for discussion and acceptance. In practice there
was really no free discussion as otherwise uniformity of legislation
throughout the Federation would have been difficult to attain.54 In
effect the State Councils were now nothing more but mere "rubber
stamps".
But there were also the advantages. Federation brought about co-
operation and co-ordination between the States and these led to
prosperity. Gradually Federal Departments grew up with uniform
powers, uniform regulations, and uniform terms of service. Under
the Federation were started the Railways Department, the Labour
Department, the Agriculture Department, the Forest Department,
and the Survey Department. British officers in the Malay States were
constituted into a unified civil service.55
The first Article established the Federal Council. Articles 2-8 dealt
with the membership and procedure of the Council. It was
composed of the High Commissioner, the four Sultans, their
respective Residents, the Resident-General and four nominated
members representing business interests.
Decentralization
With the administration gradually becoming more and more
centralized in the office of the Resident-General, and with the Rulers
voicing out their displeasure over this tendency, steps towards
decentralization were taken in order to appease them. In 1910 the
Resident-General’s title was changed to that of Chief Secretary with
a view to trim some of his powers. Further steps at decentralization
were proposed in 1925. The High Commissioner, Sir Lawrence
Guillemerd, suggested the abolition of the post of Chief Secretary,
whose powers would be transferred to the Residents. The States
were to have control over all Government Departments except
Railways, Customs and Excise, Post and Telegraphs which would
remain federal.65 The Rulers accepted these proposals, but they
were opposed by the business community. As a result there was a
compromise and only a limited instalment of decentralization was
introduced by granting the State Governments control over some
sources of revenue and greater freedom in the allocation of the
revenue grant received from the Federal authority.66
Further steps at decentralization were taken in 1933. The State
Councils, which had been in decay were reconstituted and non-
Malay interests were given representation on them. The powers of
the Chief Secretary were passed to the Residents and many
Departments, including the Agriculture, Education, Medical Services
and the Public Works Department, were transferred to the individual
States.67 In 1935 the post of Chief Secretary was abolished and in
its place the post of Federal Secretary, a post of lower status, was
constituted. By the time war seemed imminent in 1939-40 some
degree of decentralization had been carried out though the Federal
authorities still controlled most of the Departments. State
Governments had full control over the Medical and Public Works
Departments and partial control over the Agriculture, Education,
Forestry and Mining Departments. State Councils had also acquired
the power to legislate on certain subjects and had much more
initiative in spending revenue.68
The Constitutional Position of the Malay Rulers
Before moving on to the Unfederated Malay States it is proposed at
this stage to consider briefly the constitutional position of the Malay
Rulers. Before the British intervention in the administration of their
States they were undoubtedly absolute monarchs, and this was,
from time to time, affirmed by the Courts.69 The Rulers ruled by
their will alone without any executive or legislative Council.
Legislative and executive authority were vested in the Ruler alone.
The law followed were Islamic law and customary law.70 The more
important acts of the Ruler, whether legislative or executive, were
embodied in Royal Proclamations known as Titahs.71
But what effect did the various treaties have on the Sultans, in
particular, the introduction of the Residential System, the State
Councils and, later, the Federal Council? We have seen that as a
result of these treaties the Sultans ceased to be the de facto rulers
An Essay on the Constitutional History of Malaysia
Johore
The status of Johore after the 1885 Treaty came into question in the
well-known case of Mighell v. Sultan of Johore76 in which the British
Courts upheld the sovereign independence of the Sultan. In this
case the Sultan, who was sued for breach of promise, pleaded that
the British Courts had no jurisdiction over his sovereign person. The
lower Court requested the opinion of the Colonial Office as to the
status of Johore and was informed that "Johore was an independent
State and territory in the Malay Peninsula" and the Sultan exercised
the usual attributes of a sovereign ruler.
An Essay on the Constitutional History of Malaysia
Johore was the first Malay State to have a written constitution which
was granted by the Sultan in 1895.77 The Constitution provided for
the sovereign, his election and his State allowance and for
succession to the Crown. It also provided for the Constitution of the
Council of Ministers and Council of State, for the religion of the State
and for the basis of law to be administered in the Courts of justice. A
further Council was added in 1912 called the Executive Council. The
Council of Ministers acted as a Privy Council or cabinet. The
Executive Council which was presided over by the Sultan performed
functions similar to those of the Executive Council in the Straits
Settlements and initiated legislation. The Sultan might act contrary
to the advice of the Council but must record in writing the reasons
for so doing. The State Council was presided over by the Prime
Minister and acted principally as a legislative body. The force of its
Enactments was derived from the Sultan’s assent thereto, as
provided by the Constitution.
Kedah
In 1923 the Sultan of Kedah concluded a treaty78 with the British
Crown whereby the Sultan accepted a British Adviser on the usual
terms. Malay was made the official language and the State Council,
which had earlier been established in 1905 by an edict of the Sultan,
was to consist of the Sultan, as President, three other Malay
members and the British Adviser. The Sultan and the High
Commissioner could by mutual consent appoint additional members.
The powers of the Council included the passage of all legislation,
subject to the Sultan’s approval; the passage, on its own authority,
of all rules, regulations and by-laws; and the supervision and control
of the finances of the State.
In the case of S.K. Pillai v. State of Kedah79 Stevens J commented
on the juristic position of the Sultan of Kedah as follows:
Perlis
The agreement80 between the British Crown and the Raja of Perlis
for the appointment of a British Adviser was concluded in 1930. The
supreme authority of the State was vested in the Raja in Council.
The Council consisted of the Ruler (as President), the British Adviser,
a Malay Vice-President, and three other Malay members, usually the
heads of government departments. Its functions were to enact
legislation and to consider important administrative matters. In
practice, however, the administration of the State was in the hands
of the British Adviser whose function was to tactfully "advise" the
Ruler and his Council as to how to run the State.81
Kelantan
In Kelantan the agreement82 for the appointment of British Adviser
was concluded in 1910. The agreement required the Sultan to follow
the advice of the Adviser in all matters of administration other than
those touching the Muslim Religion and Malay custom.
The British Adviser and his staff actually ran the State while the
Sultan formally possess the Sovereignty which the British Courts
had stoutly upheld.83 In Duff Development Co., Ltd., v. Government
of Kelantan and Anor.84 the Secretary of State for Colonies then, Mr.
Winston Churchill, certified that the Sultan of Kelantan was the
sovereign Ruler of an independent State and therefore immune from
the jurisdiction of the English Courts. The control of legislation was
vested for practical purposes in the hands of the British Adviser.85
The State Council consisted of fifteen appointed members almost
exclusively Malay, under the presidency of the Sultan. The Advisor
was a member of the Council.
Trengganu
The agreement86 with Trengganu was also made in 1910. Provision
was made only for the appointment of a British Agent. The
appointment of a British Adviser with the customary powers was
effected by a supplementary agreement87 in 1919. Like Kelantan, it
was the British Adviser and his officers who held the commanding
positions while actual authority, theoretically, was vested in the
Ruler.88 The control of legislation, for all practical purposes, was in
the hands of the Adviser.89
Trengganu had a written constitution since 1911 and was the
second Malay State to have a written constitution.90 The
Constitution made provisions for the Ruler, his Ministers and a State
Council. The State Council’s functions were "to assist the Raja and
the Cabinet of Ministers in governing the country and its subjects in
the way of making, adjusting and adding to the laws and regulations
other than those concerning religion and the Mohammedan Law..."
The State Council consisted of fifteen appointed members, almost
all Malays with the Mentri Besar (Chief Minister) presiding. Though
the Adviser was not a member of the Council, he in fact attended
whenever possible all meetings of the Council and invariably was
asked to give his advice before any resolution was passed.91
An Essay on the Constitutional History of Malaysia
V. - Malayan Union
The Japanese invaded Malaya in December 1941 and with the fall of
Singapore in February 1942, the whole area came under Japanese
control until the surrender in 1945. When the British resumed
control the region came under the British Military Administration
until the creation of the Malayan Union.
During the Japanese occupation plans were made for the future
constitutional structure of Malaya after the cessation of hostilities. In
1946 two statements of British Government policy were
published.92 The statements proposed to establish a Malayan Union
comprising the Federated Malay States, the Unfederated Malay
States and the Straits Settlements of Malacca and Penang.
Singapore, because of its large entrepot trade and its special
economic and social interest, was to be made a separate colony.
There was also the proposal to extend citizenship to all persons born
in the Union or Singapore.
Under the Malayan Union Scheme the Federated Malay States, the
Unfederated Malay States and the Settlements of Malacca and
Penang were to be administered and governed together under a
Governor appointed by the British Government.93 The general
executive power would be exercised by the Governor who would be
advised by an Executive Council consisting of the Chief Secretary,
the Attorney General and the Financial Secretary, together with
seven other members to be appointed by His Majesty or in
pursuance of his Majesty’s instructions.94 The general legislative
power would be vested in the Governor acting with the advice and
consent of a Legislative Council consisting of the Governor, ex-
officio members, and official instructions of His Majesty.95
Legislative powers for the States and matters declared to be of a
purely local nature or other powers delegated by the Legislative
Council would be vested in the State Council consisting of the
Resident-Commissioner, ex-officio members, nominated official and
unofficial members appointed by the Governor and elected
members. The State Council would also have powers of
administration but only to the extent prescribed by law of the Union
or allocated to it by the Governor in Council. Any laws passed by the
State Council would require the assent of the Governor or His
Majesty; would be liable to repeal or amendment by the Legislative
Council; or would be void if repugnant to the laws of those passed
by the Legislative Council.96
In each Malay State there would be established a Malay Advisory
Council consisting of the Sultan as President and other members
appointed by him. The functions of the Council would be to advise
the Sultan on matters affecting the Muslim religion and on the
making of laws relating solely to the Muslim religion. No Bill,
however, would become law until it had received the assent of the
Sultan after approved by the Council of Sultans.97
The Council of Sultans would consist of the Governor as President,
Their Highnesses the Rulers of the Malay States, and the Chief
An Essay on the Constitutional History of Malaysia
11 Ibid., s. 2.
12 Ibid., s. 3.
30 Ibid.
37 Ibid., p. 36.
38 Ibid., p. 63.
42 Ibid., p. 101.
43 Ibid., p. 95.
76 [1894] 1 QB 149.
84 [1924] AC 707.
89 Ibid., p. 263.
94 Ibid., para. 4.
95 Ibid., para. 6.
96 Ibid., para. 9.
97 Ibid., para. 8.
98 Ibid., para. 7.
An Essay on the Constitutional History of Malaysia
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not passed by the Council within such time and in such form as he
considered reasonable and expedient should nevertheless have
effect as if it had been passed by the Council.114
Towards Self-government
and by the end of 1955 all the Legislature in the country had a
proportion of elected members directly representing the people.
Judiciary
The existing Supreme Court should be continued and should have
the function of interpreting the Constitution and protecting State
rights and fundamental liberties in addition to its ordinary
functions.134 A Judge should not be removed from office except by
an order of the Yang di-Pertuan Agong in pursuance of a
recommendation of a tribunal especially appointed to consider the
removal of the Judge from office.135
Conference of Rulers
The Conference of Rulers should also include the Governors of
Malacca and Penang and it should be the function of the Conference
to elect the Yang Di-Pertuan Agong and his deputy, and to consent
or withhold consent to certain laws. The Conference should also be
consulted on certain important appointments (eg. the appointment
of Chief Justice) and on any changes in policy affecting the special
position of the Malays or the legitimate interests of the other
communities which it is proposed to introduce by administrative
action.136
Fundamental Rights
The Federal Constitution should define and guarantee certain
fundamental rights and the Courts should have the power and duty
of enforcing these rights.137
Special Position of the Malays
The original treaties with the Malay Rulers recognized the special
position of the Malay community and this was reaffirmed from time
to time. The matters connected with special position of the Malays
were special land rights, preference in admission to public service
and in the granting of licences and permits to carry on certain
occupations, and preferences in the award of scholarships and other
forms of aid for educational purposes. The Commission was of the
opinion that these special privileges given to Malays ought to
continue since otherwise the Malays would be at a serious and
unfair disadvantage compared with other communities. The
protection of the privileges of the Malays and the legitimate
interests of other communities was made the responsibility of the
Yang di-Pertuan Agong acting on the advice of the Cabinet.138
Emergency Powers
While negotiations for independence were going on, a guerilla war
was still being waged in the jungle by Malayan Communist forces.
The Malayan Communist Party was composed almost entirely of
Chinese and had close association with the Communist Party of
China. During the Japanese occupation the Malayan Communist
Party led an effective resistance movement against the Japanese.
After the Japanese surrendered the Party attempted to overthrow
the British Administration.139
In view of the fact that emergency continued to exist, it was
considered necessary to make provision in the Constitution for
dealing with the existing situation, and to provide safeguards
An Essay on the Constitutional History of Malaysia
The North Borneo Letters Patent 1946 to 1955 provided for the
constitution of the office of Governor. The North Borneo Royal
Instructions 1950 provided for the establishment of an Executive
Council. The North Borneo Order-in-Council 1950 provided for the
establishment of a Legislative Council.
Sarawak was originally a dependency of Brunei and was ceded to
James Brooke in 1841.165 In 1946 it was ceded to the Crown and
became a Crown Colony.166 The constitutional documents forming
the legal basis of government were:
and
They are that the Malaysian Act will in effect abolish the
Federation of Malaya, that this is contrary to the 1957
Agreement, that in any event the proposed changes
require the consent of each of the constituent States,
including Kelantan, and this has not been obtained, that
the Ruler of the State of Kelantan should have been a
party, which he was not, to the Malaysia Agreement,
that apart from anything else there is a constitutional
convention that the Rulers of the individual States
should be consulted regarding any substantial changes
in the Constitution, and that in any event the Federal
Parliament has no power to legislate for the State of
Kelantan in respect of any matter regarding which the
State has its own legislation.179
Thus went the historic judgment and slightly more than twenty four
hours later, on 16 September 1963, Malaysia was born. Almost two
years later on 9 August 1965, Singapore separated to become a
fully independent republic within the Commonwealth.
Endnotes:
Kelantan -
Perak -
Trengganu -
List of Abbreviations
Selected Bibliography
Books
Allen, J. de V., Stockwell, A.J. and Wright, L.R., eds., A Collection of
Treaties and Engagements Affecting the States of Malaysia.
Articles
Malaysia as a Federation, Ahmad Ibrahim, Journal of Malaysian and
Comparative Law, 1974, p. 4.
Official Publications
Malayan Union and Singapore: Summary of Proposed Constitutional
Arrangements.
An Essay on the Constitutional History of Malaysia
Cmnd. 7171.