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The effects of periodontal treatment on

diabetes
GEORGE W. TAYLOR
J Am Dent Assoc 2003;134;41S-48S

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ABSTRACT
Background. Diabetes mellitus and
periodontal diseases are

The effects of common chronic diseases in


the United States. Peri-

J
A D A



odontal infection may
periodontal treatment

N
CON
adversely affect glycemic

IO
control in people with dia-

T
T

A
N

I
on diabetes
C
betes. This article reviews A U I N G E D U
R 4
the evidence regarding how TICLE
treatment of periodontal
diseases affects glycemic control.
GEORGE W. TAYLOR, D.M.D., DR.P.H.
Types of Studies Reviewed. The
review consisted of a MEDLINE literature
search to identify primary research reports
iabetes mellitus (type 1 and type 2) is a preva- on the relationship between periodontal

D
therapy and changes in glycemic control.

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lent chronic disease of adults and children in the
United States. Type 1 diabetes occurs predomi- The review identified three randomized
nantly in youth, although it can occur at any age. clinical trials and nine nonrandomized clin-
Type 2 diabetes is the most prevalent type of dia- ical follow-up studies.
betes in the United States, affecting approximately 90 to 95 Results. The strength, quantity and
percent of people with diabetes. Although most people with breadth of evidence are varied, precluding
diabetes who are older than 45 years of age have type 2 dia- clear-cut guidance for determining whether
betes,1 the prevalence of type 2 diabetes among adolescents treating periodontal infection has a benefi-
is increasing at an alarming rate.2 cial effect on glycemic control. Despite the
Periodontal diseases, including gingivitis and severe peri- variation and limitations in the literature,
odontitis, are also common chronic infections in the U.S. evidence supports the concept that peri-
population. More than 50 percent of U.S. adults have evi- odontal diseases can contribute to poorer
dence of gingivitis, 35 percent have some form of periodon- glycemic control in people with diabetes.
titis, and 7 to 15 percent have severe periodontitis.3,4 Although the evidence is not unequivocal, it
The characteristic metabolic disorder in provides sufficient support for additional
diabetes is hyperglycemia, and when poorly investigations of the effect of preventing
The evidence controlled, it has been well-documented as and treating periodontal infections on man-
aging glycemic control.
shows that the principal cause of the incidence and pro-
Clinical Implications. Sufficient evi-
periodontal gression of microvascular complications dence exists to incorporate oral examina-
(retinopathy, nephropathy and neuropathy)
diseases can tions and periodontal care in management
in people with diabetes. Results from sev-
contribute eral clinical trials have shown that inten- regimens for people with diabetes. It is pru-
to poorer sive glycemic control can prevent or delay dent to assess patients’ glycemic control
glycemic the onset and slow the progression of status and communicate the importance of
referring patients with diabetes for thor-
control microvascular complications associated
5,6 ough oral health evaluations and
in people with both type 1 and type 2 diabetes. necessary care.
An extensive body of evidence supports
with diabetes.
diabetes as a risk factor in periodontal dis-
ease.7 Also, indirect and direct evidence the ulcerated pocket epithelium may serve
supports the concept that periodontal infection adversely as a portal to the systemic circulation for
affects glycemic control in people with diabetes. Indirect evi- bacterial products and locally produced
dence supporting the biological plausibility of this link is inflammatory mediators. Hence, chronic
derived from studies of the relationship between insulin periodontitis, a predominantly gram-
resistance and the response to inflammation. Insulin resis- negative anaerobic infection, may serve as
tance has been observed in active inflammatory connective a focal source for sustained entry of bacte-
tissue diseases,8,9 other clinical diseases8-11 and acute infec- rially derived lipopolysaccharides, or LPS,
tion.12,13 The inflamed periodontium is highly vascular, and and host-produced inflammatory media-

JADA, Vol. 134, October 2003 41S

Copyright ©2003 American Dental Association. All rights reserved.


tors into the systemic circulation.14,15 Among the trolled type 1 diabetes at the time of enrollment in
inflammatory mediators produced in response to these studies. Periodontal treatment included
the bacterial challenge responsible for chronic peri- scaling, root planing, selected extractions and oral
odontitis are interleukin-1 beta, or IL-1ß; hygiene instructions. Some patients in the second
interleukin-6, or IL-6; and tumor necrosis factor- trial received extractions and endodontic therapy.
alpha, or TNF-α. These mediators have been The first trial included 31 participants (aged 16-40
shown to influence glucose and lipid metabolism. years) with type 1 diabetes who had gingivitis
TNF-α has been reported to interfere with lipid and/or no attachment loss exceeding 2 millimeters;
metabolism and to cause insulin resistance.16-19 the second trial included 22 participants (aged 20-
IL-1ß and IL-6 have been reported to antagonize 60 years) with type 1 diabetes who had evidence of
insulin action.20-24 Additionally, LPS has been advanced periodontitis. In both trials, the authors
shown to induce insulin resistance in rats.23,25 reported no improvement in metabolic control
More direct evidence comes from a small (as measured by a decrease in glycosylated
number of clinical studies26-38 that evaluated the hemoglobin, or HbA1c ) two months after periodon-
effects of treating periodontal infection on glycemic tal therapy.
control, and two epidemiologic studies39,40 that The third randomized clinical trial, conducted

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assessed the detrimental effects of periodontal dis- by Grossi and colleagues,28 assessed the efficacy of
eases on glycemic control. This article reviews evi- systemic doxycycline and topical antimicrobial irri-
dence from clinical studies that assessed changes gation accompanying ultrasonic bacterial curettage
in glycemic control after periodontal therapy. in the treatment of severe periodontitis associated
with type 2 diabetes. All of the 113 participants
METHODS (aged 25-65 years) had poorly controlled diabetes
This literature review identified relevant studies and severe periodontitis. Five treatment groups
using a comprehensive MEDLINE search of the made up the study population; three groups
post-1960 English language literature. The search received ultrasonic débridement and a combination
sought primary research reports of relationships of systemic doxycycline and irrigation with water,
between periodontal therapy and changes in povidone-iodine or chlorhexidine. Two groups
glycemic control in people with diabetes. The received ultrasonic scaling with either chlorhexi-
MEDLINE search was supplemented with inspec- dine or water irrigation and a placebo. The authors
tion of the indexed articles’ bibliographies to iden- reported statistically significant (0.52-1 percent)
tify additional references. reductions in the HbA1c concentration (that is,
The search also included inspection of reports almost 5-10 percent of the pretreatment concentra-
and bibliographies of observational studies that tion) in the doxycycline-treated groups at the
provided information on the periodontal health of three-month assessment after periodontal therapy.
people with diabetes to locate additional studies in The placebo groups had a smaller and nonsignifi-
which people with diabetes were followed up after cant diminution in HbA1c . This improvement
periodontal therapy. All of the reports reviewed accompanied a reduction in periodontal inflamma-
included a minimum of subgingival scaling as part tion, as measured by gain in attachment level, and
of periodontal therapy. The review encompassed a a reduction in periodontal infection, as measured
spectrum of periodontal diseases using the various by reduction in subgingival Porphyromonas gingi-
definitions and classifications provided by the valis. After three months, the HbA1c levels
studies’ authors (Table). increased, and at six months, all of the study
groups exhibited HbA1c levels comparable to the
RESULTS baseline levels. However, the investigators did not
The review identified three randomized clinical provide further periodontal treatment after the ini-
trials and nine nonrandomized clinical follow-up tial treatment session. The authors proposed that
studies involving periodontal therapy in patients the reduction in HbA1c in the groups treated with
with diabetes in which changes in glycemic control doxycycline may have been the result of doxycy-
could be assessed. The table summarizes these cline’s antimicrobial effect, its modulation of host
studies. Aldridge and colleagues26 conducted two defenses and possibly its inhibition of the nonenzy-
single-blinded clinical trials to study the effects of matic glycosylation process.
periodontal treatment on metabolic control in type Three nonrandomized clinical studies provide
1 diabetes. The patients had satisfactorily con- additional support for the beneficial effect of peri-

42S JADA, Vol. 134, October 2003

Copyright ©2003 American Dental Association. All rights reserved.


TABLE

EFFECTS OF TREATING PERIODONTAL DISEASE ON GLYCEMIC


CONTROL: STUDY DESIGN FEATURES AND OUTCOMES.
AUTHOR, STUDY DIABETES NO. OF SUBJECTS BASELINE PERIODONTAL METABOLIC EFFECTS ON
YEAR DESIGN TYPE PERIODONTAL THERAPY CONTROL OUT- METABOLIC
STATUS COME MEASURE CONTROL

Treatment Control
(Age (Age
Range in Range in
Years) Years)

Aldridge RCT* Type 1 16 15 Gingivitis, OHI,‡ SRP,‡ Glycosylated No effect on


et al: (16-40) (16-40) early adjustment of hemoglobin, change in
Study 1, periodontitis restoration mar- or HbA1c, HbA1c
199526 gins and reinforce- fructosamine
ment after 1 month

Aldridge RCT Type 1 12 10 Advanced OHI, SRP, HbA1c No effect on


et al: (20-60) (20-60) periodontitis extractions, change in
Study 2, endodontic therapy HbA1c

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199526

Christgau Treat- Type 1 20 20 Moderate-to- SRP, subgingival HbA1c No effect on


et al, ment and (30-66) (30-67) advanced irrigation with HbA1c
199831 study, type 2 periodontitis chlorhexidine,
non- OHI, extractions
RCT

Grossi RCT Type 2 89 24 Advanced Treatment groups HbA1c The three


et al, (25-65) (25-65) periodontitis received either groups
1996, systemic receiving
1997 27,28 doxycycline or doxycycline
placebo and and ultra-
ultrasonic bacteri- sonic bacte-
cidal curettage rial curet-
with irrigation tage showed
using water, significant
chlorhexidine or reductions
povidone-iodine (P ≤ .04) in
mean
HbA1c
at 3 months

Iwamoto Treat- Type 2 13 0 Gingivitis, Mechanical HbA1c A significant


et al, ment (19-65) chronic débridement of improve-
200137 study, periodontitis plaque and local ment of
non- minocycline in HbA1c
RCT each periodontal levels: sig-
pocket once a week nificant
for 4 weeks reduction in
circulating
TNF-α§
levels;
significantly
decreased
fasting
insulin
levels and
HOMA-R¶
in patients
not receiving
insulin

* RCT: Randomized clinical trial.


† OHI: Oral hygiene instruction.
‡ SRP: Scaling and root planing.
§ TNF-α: Tumor necrosis factor-alpha.
¶ HOMA-R: Homeostasis Model Assessment of Insulin Resistance.
Continued on next page

JADA, Vol. 134, October 2003 43S

Copyright ©2003 American Dental Association. All rights reserved.


TABLE (CONTINUED)

EFFECTS OF TREATING PERIODONTAL DISEASE ON GLYCEMIC


CONTROL: STUDY DESIGN FEATURES AND OUTCOMES.
AUTHOR, STUDY DIABETES NO. OF SUBJECTS BASELINE PERIODONTAL METABOLIC EFFECTS ON
YEAR DESIGN TYPE PERIODONTAL THERAPY CONTROL OUT- METABOLIC
STATUS COME MEASURE CONTROL

Treatment Control
(Age Range (Age
in Years) Range in
Years)

Miller Treat- Type 1 9 (not 0 Moderate-to- SRP†, chlorhexidine HbA1c, Decrease in


et al, ment given) advanced rinses, systemic glycated HbA1c and
199234 study, periodontitis doxycycline albumin glycated
non- albumin in
RCT* patients
with
inprovement
in gingival
inflamma-

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tion
(P < .01)

Seppala Treat- Type 1 38: 1 year; 0 Chronic SRP, periodontal Medical Reported an
et al, ment 22: 2 periodontitis surgery and history for improve-
1993, study, years‡ extractions baseline ment of the
199435,36 non- 26 PIDD§: control status, HbA1c
RCT 1 year (48 HbA1c and levels of the
± SD¶ 6) blood glucose PIDD and
12 CIDD#: for assessing CIDD
1 year (43 response to subjects
± 5) treatment (P < .068,
16 PIDD: t test)
2 years
6 CIDD:
2 years

Smith Treat- Type 1 18 (26-57) 0 Advanced SRP with ultra- HbA1c No statisti-
et al, ment periodontitis sonics and curettes, cally or clin-
199629 study, OHI** ically sig-
non- nificant
RCT change in
HbA1c

Stewart Treat- Type 2 36 36 Periodontitis Treatment group: HbA1c Significant


et al, ment (62.4 ± (67.3 ± Full-mouth SRP‡, reductions
200138 study, SD† 8.4) SD subgingival in levels of
non- 10.8) curettage, OHI§, HbA1c in
RCT*, extraction of unsal- treatment
quasi- vageable teeth with and control
experi- periapical radiolu- groups,
ment- cencies and/or suffi- 17.1% and
al cient periodontal 6.7%,
design destruction respec-
Control group: tively; dif-
Not treated by ference in
study team; medical the changes
records were between the
reviewed for HbA1c two groups
measures only statistically
significant
(P = .02)

* RCT: Randomized clinical trial.


† SRP: Scaling and root planing.
‡ Thirty-eight subjects were followed up for one year and 22 for two years.
§ PIDD: Poorly controlled insulin-dependent diabetes.
¶ SD: Standard deviation.
# CIDD: Controlled insulin-dependent diabetes.
** OHI: Oral hygiene instruction.

44S JADA, Vol. 134, October 2003

Copyright ©2003 American Dental Association. All rights reserved.


TABLE (CONTINUED)

EFFECTS OF TREATING PERIODONTAL DISEASE ON GLYCEMIC


CONTROL: STUDY DESIGN FEATURES AND OUTCOMES.
AUTHOR, STUDY DIABETES NO. OF SUBJECTS BASELINE PERIODONTAL METABOLIC EFFECTS ON
YEAR DESIGN TYPE PERIODONTAL THERAPY CONTROL OUT- METABOLIC
STATUS COME MEASURE CONTROL

Treatment Control
(Age (Age
Range in Range in
Years) Years)

Westfelt Treat- Type 1 20 20 Moderate Baseline OHI, SRP HbA1c Mean HbA1c
et al, ment and type (45-65) (45-65) periodon- followed by value
199630 study, 2 titis, periodic between
non- advanced prophylaxes, OHI, baseline and
RCT periodontitis localized 24 months
subgingival plaque not signifi-
removal, and cantly dif-
surgery at sites ferent from

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with bleeding on that between
probing and 24 and 60
probing pocket months
depth > 5
millimeters

Williams Descrip- 8 sub- 0.9 0 Gross Extractions, Insulin 7 of 9 sub-


and tive jects (20-32) evidence of scaling and requirement, jects had sig-
Mahan, clinical with periodontal curettage, diabetes nificant
196032 study type 1; disease gingivectomy, control (not reduction
for 1 systemic operationally in insulin
subject, antibiotics defined), blood require-
type not (intramuscular glucose levels ments and
specified penicillin noticeable
and streptomycin) reduction in
blood sugar
levels

Wolf, Treat- Type 1 91 0 Gingivitis, Scaling and Blood glucose, Study com-
197733 ment and (16-60) moderate intensive patient 24-hour pared 23
study, type 2 periodontitis home care; urinary subjects
non- periodontal glucose, who had
RCT* surgery; insulin dose improved
extractions; oral infec-
endodontic tion with 23
treatment; who had no
restorations; improve-
denture ment after
replacement or treatment
repair for oral
infection
and inflam-
mation;
subjects
with
improved
oral inflam-
mation and
infection
tended to
demonstrate
improved
control of
diabetic
symptoms
(P < .1)

* RCT: Randomized clinical trial.


† SD: Standard deviation.
‡ SRP: Scaling and root planing.
§ OHI: Oral hygiene instruction.

JADA, Vol. 134, October 2003 45S

Copyright ©2003 American Dental Association. All rights reserved.


odontal treatment with adjunctive antibiotic reported results of a study of periodontal treat-
therapy on glycemic control in patients with dia- ment among 91 insulin-dependent patients with
betes.32,34,37 Two reports included systemic antibi- type 1 and type 2 diabetes. The report is limited to
otics, and one included a locally delivered antibi- a comparison between 23 subjects whose oral infec-
otic with periodontal therapy. Williams and tion improved and 23 subjects whose condition did
Mahan32 reported that periodontal therapy led to not improve after treatment for oral infection and
reductions in insulin requirements and blood glu- inflammation. Subjects with decreased oral inflam-
cose levels for seven of nine patients at a U.S. Air mation and infection were more likely to have
Force hospital, who had “gross evidence of peri- improved diabetes control (as measured by
odontal disease” during a follow-up period of at decreased urinary glucose levels, blood glucose
least three months. Eight of the nine patients had levels and insulin dose) after eight to 12 months.
type 1 diabetes, and six of the nine were diagnosed Wolf considered the differences between the groups
with diabetes within the preceding seven months. to be “statistically indicative” (P < .1) of a benefi-
One caveat to interpreting these results is that cial effect.
most patients with type 1 diabetes demonstrate a Seppala and colleagues35,36 conducted a two-year
transient clinical remission phase early in the dis- study of the periodontal condition of two groups of

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ease.41 During this phase, lower doses of insulin adults (aged 35 to 56 years) with type 1 diabetes
may be required because of partial recovery of after providing periodontal treatment. One group
endogenous secretion of insulin, thus enhancing had poorly controlled type 1 diabetes (n = 26 for
the ability to attain glycemic control. one-year follow-up, n = 16 for two-year follow-up)
Miller and colleagues34 evaluated the effect of and the other had better-controlled diabetes
periodontal therapy in a pilot study of a group of (n = 12 for one-year follow-up, n = 6 for two-year
nine dental school patients with poorly controlled follow-up). The first of two reports of this study35
type 1 diabetes and moderate-to-severe periodon- documented improved HbA1c levels in subjects
titis. The patients were followed up for eight with poorly controlled diabetes and in subjects
weeks. The mean HbA1c level decreased from 9.4 with well-controlled diabetes during the two-year
percent before treatment to 9.0 percent after treat- period, showing a reduction in mean HbA1c from
ment (P = .11) for the nine patients. For the five baseline to two-year follow-up of 9.9 percent to
patients exhibiting consistent improvement in 9.6 percent in those with poorly controlled diabetes
periodontal bleeding response, the HbA1c level and 9.5 percent to 7.6 percent in those with well-
decreased from 8.7 percent pretreatment to 7.8 controlled diabetes (P < .068). However, a second
percent posttreatment (P < .01). Patients who report36 stated that the periodontal treatment did
showed no improvement in bleeding had no not significantly improve the HbA1c or blood glu-
improvement in HbA1c. cose levels in the group with poorly controlled dia-
Iwamoto and colleagues37 conducted a nonran- betes, while still reporting P < .068. Unfortunately,
domized clinical study using antibiotics and evalu- it was not possible to resolve the discrepancy in the
ated the effect of periodontal treatment on circu- results from the information provided.
lating TNF-α levels, insulin resistance and HbA1c Stewart and colleagues38 studied changes in
in 13 patients with type 2 diabetes and chronic glycemic control associated with periodontal treat-
periodontitis (12 patients) or gingivitis (one ment in a group of 72 adults with type 2 diabetes
patient). After three months, they found a signifi- and periodontitis. Baseline glycemic control ranged
cant reduction in HbA1c, from a mean of 8.0 per- from good to poor for the patients (n = 36 in the
cent before treatment to 7.1 percent after treatment treatment group, n = 36 in the comparison group).
(P < .007). This study also reported a significant The medical records of the comparison group of
reduction in serum TNF-α, fasting immunoreactive randomly selected patients invited for treatment in
insulin (a measure of circulating endogenous the investigators’ dental clinic but who did not
insulin in patients who were not receiving insulin respond to the invitation were reviewed for HbA1c
therapy) and a significantly reduced homeostasis measures and other relevant information. How-
model assessment index (an indicator of insulin ever, the investigators reported that the dental
resistance). status of the comparison group and the types of
Three nonrandomized clinical studies in which dental care received outside of the investigators’
antibiotics were not used suggest a beneficial effect clinic were not known. The authors reported statis-
of periodontal treatment on glycemic control. Wolf33 tically significant reductions in the levels of HbA1c

46S JADA, Vol. 134, October 2003

Copyright ©2003 American Dental Association. All rights reserved.


in both the treatment and comparison groups (17.1 irrigation of all pockets with chlorhexidine. The
percent and 6.7 percent, respectively). The mean investigators reported that, four months after the
time between the pretreatment and posttreatment second phase of periodontal treatment, subjects
HbA1c level measurement was 10 months. They with diabetes responded as well as did subjects
also found the difference in the changes between without diabetes in demonstrating significant
the two groups to be statistically significant improvements in periodontal health. However,
(P = .02). there was no significant change in HbA1c values at
Three nonrandomized clinical studies reported the four-month follow-up visit.
that periodontal treatment had no beneficial
effects on glycemic control. Smith and colleagues29 CONCLUSION
studied the efficacy of nonsurgical periodontal This review of the literature on the effects of
therapy in 18 patients (aged 26-57 years) with treating periodontal diseases on glycemic control
advanced periodontitis and well-controlled type 1 shows the variation and limitations in the quan-
diabetes. The investigators found no statistically or tity, breadth and strength of evidence on this topic.
clinically significant change in the HbA1c level or Several factors influence the interpretations of the
insulin dose from baseline to the two-month reports and limit the ability to form generalizable

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follow-up visit. conclusions.15,42 Perhaps the most striking limita-
Westfelt and colleagues30 conducted a five-year tion is the identification of only three published
longitudinal study to investigate differences in the reports of randomized clinical trials.26-28 This pow-
ability of patients with and without diabetes who erful experimental technique is recognized as the
were treated for moderate-to-advanced periodontal clearest method to determine the effectiveness of
disease to maintain a healthy periodontal status. an intervention.43 Other issues to consider in
Twenty patients with type 1 or type 2 diabetes and assessing the evidence include the following
20 controls without diabetes received nonsurgical sources of heterogeneity among the studies
periodontal therapy before the baseline examina- reviewed:
tion that was performed three months later. Fol- dthe type and number of diabetes-related factors
lowing the baseline examination, the investigators studied (such as type of diabetes, baseline glycemic
followed up the subjects every three months for control status, diabetes duration, type of diabetes
five years, providing a professional plaque control treatment);
program including tooth cleanings and surgical dbaseline periodontal disease status, periodontal
therapy in selected areas six months after the treatment protocols and methods used to assess
baseline examination. The investigators measured periodontal status;
HbA1c at each examination and reported no sig- dsample size and power to detect differences in
nificant difference in its mean value between the periodontal and metabolic response;
baseline-to-24-month and the 24-to-60-month dinclusion of control groups;
intervals for the patients with diabetes. dfollow-up time frame(s) for periodontal status
Christgau and colleagues31 compared the and glycemic control evaluation;
response to nonsurgical periodontal therapy in a dspecific hypotheses tested.
group of adults with type 1 or type 2 diabetes (aged Despite the variation and limitations, evidence
30 to 66 years) who had moderate-to-advanced supports the concept that periodontal diseases can
periodontitis. Twenty subjects had well-controlled contribute to poorer glycemic control in people with
diabetes (seven with type 1, 13 with type 2) and 20 diabetes and that treating periodontal infections
control subjects did not have diabetes. The baseline could have a beneficial effect on glycemic control in
level of glycemic control was good for 17 of the either type 1 or type 2 diabetes. The evidence is not
patients with diabetes and moderate or poor for unequivocal, but it is sufficient to support investi-
three patients. The periodontal treatment con- gating the effects of preventing and treating peri-
sisted of two phases. The first phase provided odontal infections as a way to contribute to
patient motivation, oral hygiene instructions, glycemic control in people with diabetes, particu-
supragingival scaling, emergency restorations, larly using the multicenter, randomized clinical
removal of overhanging margins, extractions of trial approach in diverse populations. Additionally,
hopeless teeth and splinting of mobile teeth. The sufficient evidence exists for clinical practitioners
second phase provided nonsurgical periodontal to consider it prudent to incorporate a thorough
therapy with subgingival scaling, root planing and oral examination and necessary periodontal care

JADA, Vol. 134, October 2003 47S

Copyright ©2003 American Dental Association. All rights reserved.


(prevention and treatment) in management regi- 19. Hotamisligil GS, Shargill NS, Spiegelman BM. Adipose expres-
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Dr. Taylor is an associate professor, Department of Cariology, 25. McCowen KC, Ling PR, Ciccarone A, et al. Sustained endotox-
Restorative Sciences and Endodontics, The University of Michigan emia leads to marked down-regulation of early steps in the insulin-
School of Dentistry, 1011 N. University Ave., Ann Arbor, Mich. 48109- signaling cascade. Crit Care Med 2001;29:839-46.
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