www.elsevier.com/locate/nel
An assumed strain quadrilateral element with drilling degrees of
freedom
G. Pimpinelli
Dipartimento di Ingegneria Civile e Ambientale, Politecnico di Bari, Via Orabona 4, 70125 Bari, Italy
Received 10 June 2003; received in revised form 24 April 2004; accepted 18 May 2004
Available online 23 August 2004
Abstract
In the framework of the assumed strain method, we specialize the procedure proposed by Simo and Rifai (Int. J.
Numer. Methods Eng. 29 (1990) 1595) to the study of a four nodes quadrilateral membrane with drilling degrees
of freedom. The proposed numerical model is based on the minimization of the modied HuWashizu functional
where the enhanced strain and the enhanced rotation elds are included. By means of a convenient choice of the
enhanced displacement gradient in the isoparametric space, the patch test condition is satised a priori.
The stability and the convergence of the numerical method are discussed and the numerical examples show that
the proposed nite element exhibits good behavior for distorted coarse mesh under bending stress states. Then, the
proposed nite element is coupled to the DKQ element to provide an effective shell element.
2004 Elsevier B.V. All rights reserved.
Keywords: Quadrilateral nite element; Drilling degrees of freedom
1. Introduction
Numerical techniques based on nite elements with drilling degrees of freedomhave received attention
in recent years. In particular, the studied membrane elements have the advantage to be coupled with
bending elements to model a shell nite element endowed of six degrees of freedom: three displacements
and three rotations for each node.
In a pioneering work, Allman [1] proposed a triangular nite element equipped of drilling degrees of
freedom at the nodes by using conforming interpolating functions. As recognized by several authors, the
1(u, H
e
, S, W)=
1
2
_
B
C(
s
u + H
s
e
) (u
s
+ H
s
e
) dv
_
B
S H
e
dv
+
1
2
_
B
|
w
u + H
w
e
W|
2
dv
_
B
b u dv
_
*B
s
s u ds. (7)
Finally, minimizing with respect to S, one nds H
e
= 0 and the functional (7) reduces to (3).
3. The nite element approximation
In the nite element approximation of the problemdescribed by Eqs. (2) we are free in the choice of the
interpolating elds. Specically, we will assume the stress eld S orthogonal to the enhanced gradients
H
e
in order to eliminate the stress S from the functional (7), i.e.
1(u, H
e
, W)=
1
2
_
B
C(
s
u + H
s
e
) (u
s
+ H
s
e
) dv
+
1
2
_
B
|
w
u + H
w
e
W|
2
dv
_
B
b u dv
_
*B
s
s u ds. (8)
Since we are interested to the study the plane stress case, we shall denote by x =f() the isoparametric
map from the two-unitary domain onto the space of the nite element. Let J() = *f/* be the gradient
of the map and J() = det [J()] the Jacobian determinant. Next we denote by J
0
= J(0) and J
0
= J(0)
the map gradient and the Jacobian of the map evaluated at = 0, respectively.
Following an idea of Simo and Rifai [5] we dene the enhanced gradient H
e
in the physical space in
terms of the eld h
e
dened in the isoparametric space, as follows:
H
e
= J
T
0
h
e
J
1
0
,
H
s
e
= J
T
0
1
2
(h
e
+ h
T
e
)J
1
0
,
H
w
e
= J
T
0
1
2
(h
e
h
T
e
)J
1
0
(9)
in order to compute the enhanced strain eld
e
and the enhanced rotation eld
e
e
=
J
0
J()
H
s
e
,
e
= H
w
e
. (10)
Note that the evaluation of the gradient map J at = 0 in (9) and the introduction in Eq. (10)
1
of the
term J
0
/J() are necessary to enforce the satisfaction of the patch test.
In order to dene the explicit form of h
e
, we use the incompatible displacement eld proposed by
Wilson et al. [7]. In the isoparametric space, the components of the enhanced gradient are dened by
(h
e
)
p
=
*f()
*
*u()
*p
(11)
and, following Wilson et al. [7], we dene the incompatible displacement eld as:
u =
1
2
(1
2
)
1
+
1
2
(1 p
2
)
2
. (12)
G. Pimpinelli / Finite Elements in Analysis and Design 41 (2004) 267283 271
According to the common usage in the nite element method, in the following we use a matrix and
vector notation. For the two-dimensional case we set:
h
e
= [h
h
pp
h
p
h
p
]
T
,
h
s
e
= [h
h
pp
h
p
+ h
p
]
T
,
h
w
e
=
1
2
(h
p
h
p
),
s
u = [u
1,1
u
2,2
u
1,2
+ u
2,1
]
T
,
w
u =
1
2
(u
2,1
u
1,2
),
= [S
11
S
22
S
12
]
T
. (13)
Next, the bilinear isoparametric interpolation are dened by
x = x
T
N(),
y = y
T
N(),
N() = a
0
+ a
1
+ a
2
p + a
3
p,
= (, p) (14)
where x and y are the vectors where the coordinates of the nodal points in the local reference system of
the nite element are contained.
For denition, the covariant basis vectors associated to the isoparametric map are
g
=
_
x,
y,
_
=
_
x
T
a
1
y
T
a
1
_
+ p
_
x
T
a
3
y
T
a
3
_
= g
0
1
+ pg
0
3
,
g
p
=
_
x,
p
y,
p
_
=
_
x
T
a
2
y
T
a
2
_
+
_
x
T
a
3
y
T
a
3
_
= g
0
2
+ g
0
3
. (15)
By using Eqs. (11)(13) and (15) we can compute the components of the enhanced gradient eld.
Setting
= {g
0
1
1
g
0
2
2
g
0
2
1
g
0
1
2
g
0
3
1
g
0
3
2
}
T
(16)
we obtain
h
e
=
_
_
g,
u,
g,
p
u,
p
g,
u,
p
g,
p
u,
_
=
_
_
_
0 0 0 p 0
0 p 0 0 0 p
0 0 0 p 0 p
2
0 0 0
2
0
_
_
_
_
[
1
[
2
[
3
[
4
[
5
[
6
_
_
. (17)
The enhanced strain matrix and the enhanced rotation components are
h
s
e
=
_
g,
u,
g,
p
u,
p
g,
p
u,
+ g,
u,
p
_
=
_
0 0 0 p 0
0 p 0 0 0 p
0 0 p
2
p
2
_
_
_
[
1
[
2
[
3
[
4
[
5
[
6
_
_
(18)
272 G. Pimpinelli / Finite Elements in Analysis and Design 41 (2004) 267283
0 =
1
2
(g,
p
u,
g,
u,
p
) =
1
2
([
3
p[
4
+
2
[
5
p
2
[
6
). (19)
We observe that the expression of h
s
e
in (18) differs by that supplied by Pantuso and Bathe [8] for the
presence of the terms
2
and p
2
that were not considered in order to assure a priori the satisfaction of the
patch test. Indeed, as shown by Simo and Rifai [5], the satisfaction of the patch test requires by Eq. (10)
1
that
_
A
e
da =
_
A
J
0
2
(H
e
+ H
T
e
) d = 0, or, equivalently
_
1
1
dp
_
1
1
h
s
e
d = 0. (20)
We enforce condition (20) by setting [
6
= [
5
in Eq. (18), so that Eqs. (18) and (19) reduce to
h
s
e
=
_
0 0 0 p
0 p 0 0 p
0 0 p
2
p
2
_
_
_
[
1
[
2
[
3
[
4
[
5
_
_
, (21)
0 =
1
2
[[
3
p[
4
+ (
2
+ p
2
)[
5
]. (22)
Finally, in order to obtain the desired enhanced strain eld H
s
e
and the rotation angle O in the physical
space, by using Eqs. (9) and (10) we introduce the matrix F
0
F
0
=
_
J
2
11
J
2
21
J
11
J
21
J
2
12
J
2
22
J
12
J
22
2J
11
J
12
2J
21
J
22
J
11
J
22
+ J
12
J
21
_
=0
. (23)
In more compact form, we can write the component of the enhanced strain H
s
e
and the enhanced rotation
eld O
e
as
H
s
e
= E
e
=
J
0
J()
F
1
0
h
s
e
= G,
O
e
=
1
2
1
J
0
([
3
p[
4
+ (
2
+ p
2
)[
5
) =
[
. (24)
Note the novelty in the particular form of the rotation O
e
expressed directly in the physical space of
the nite element.
Furthermore, for the interpolation of the displacement eld u, the rotation O
u
and the independent
rotation O, we use the standard bilinear functions in order to obtain the straindisplacement matrix B,
the rotationdisplacement vector
d
and the rotation vector
0
, respectively
s
u = Bd,
O
u
=
d
d,
O =
0
(25)
where d is the vector of the nodal displacements and is the vector of the nodal rotations, respectively.
In particular, [
0
]
i
=
1
4
(1 +
i
)(1 + pp
i
) for i = 1, 2, 3, 4.
G. Pimpinelli / Finite Elements in Analysis and Design 41 (2004) 267283 273
Finally, the expression of the stiffness matrix is obtained rewriting the functional (8) and substituting
the rotation elds with the rotation angles, i.e.
1(u, H
e
, W) =
1
2
_
B
C(
s
u + H
s
e
) (u
s
+ H
s
e
) dv +
1
2
_
B
|O
u
+ O
e
O|
2
dv G
ext
(26)
where G
ext
is the virtual work of the external loads.
Substituting Eqs. (24) and (25) into Eqs. (26) and minimizing the functional
1, the stiffness matrix is
obtained. Thus, the discretized problem described by Eqs. (2) takes the form
_
_
k
dd
+
dd
d0
k
d[
+
d[
T
d0
00
0[
k
T
d[
+
T
d[
T
0[
k
[[
+
[[
_
_
_
d
_
=
_
f
m
0
_
(27)
where
k
dd
+
dd
=
_
B
B
T
DBdv +
_
B
T
d
d
dv,
d0
=
_
B
T
d
0
dv,
k
d[
+
d[
=
_
B
B
T
DGdv +
_
B
T
d
[
dv,
00
=
_
B
T
0
0
dv,
0[
=
_
B
T
0
[
dv,
k
[[
+
[[
=
_
B
G
T
DGdv +
_
B
T
[
[
dv. (28)
In Eqs. (28), D is the elasticity matrix that is assumed positive denite and, according to Hughes and
Brezzi [2], the penalty factor can be related to the material shear modulus G.
By Eq. (27), we recover the value of the vector in order to perform static condensation
= (k
[[
+
[[
)
1
[(k
T
d[
+
T
d[
)d
T
0[
]. (29)
Note that the proposed numerical procedure is somewhat computationally more efcient respect to
the method discussed by Ibrahimbegovic and Frey [4]. Indeed, the expression of the enhanced strain
H
s
e
and the rotation O
e
, respectively, are provided directly by Eqs. (24) and hence it is not necessary
to compute by Eq. (12) rstly the mean-enhanced strain matrix G
m
= 1/V
_
B
Gdv in order to obtain
the modied enhanced strain matrix G = G G
m
to be used in the formation of the element stiffness
matrix. Secondarily, by Eqs. (24), the expression of the enhanced strains H
s
e
and rotation O
e
are directly
expressed in the physical space of the nite element, thus it is not necessary to compute the cartesian
derivatives of (12) to obtain the desired results.
274 G. Pimpinelli / Finite Elements in Analysis and Design 41 (2004) 267283
4. Remarks on the stability of the proposed numerical method
In this section, we examine the stability conditions of the discretized problemdescribed in the preceding
section. We will show that the usual conditions on the positiveness of the elasticity matrix D and on the
penalty factor , respectively, lead to a unique value of [ in Eq. (29) and to the satisfaction of the patch-test.
We begin to observe that by Eq. (21), the columns of Gin Eq. (24)
1
are linearly independents and since
D and are positive denite then the matrix
L = k
[[
+
[[
=
_
B
G
T
DGdv +
_
B
T
[
[
dv (30)
is positive denite and invertible. The condition
T
L >0 for any {0} (31)
implies the invertibility of L, thus the expression of [ in Eq. (29) has sense.
Now we want prove the rst part of the patch test. Specically, we want to show that under an arbitrary
rigid displacement eld, the element is stress free, i.e. f =0 and m=0, where f and m are the nodal forces
and couples, respectively.
Let d and be, respectively, the nodal displacements and the rotation vectors consequent to a given
rigid displacement eld. Since Bd = 0 and
d
d =
0
then
(k
dd
+
dd
)d
d0
=
_
B
B
T
DBd dv +
_
B
T
d
d
d dv
_
B
T
d
0
dv = 0,
T
d0
d +
00
=
_
B
T
0
d
d dv +
_
B
T
0
0
dv = 0,
(k
d[
+
d[
)
T
d
T
0[
=
_
B
G
T
DBd dv +
_
B
T
[
d
d dv
_
B
T
[
0
dv = 0. (32)
Finally, by Eqs. (27), (30) and (31), L = 0 implies = 0 and contextually in Eq. (27) f = 0, m = 0.
We are now in position to prove the second part of the patch test. Namely, we want prove that under a
homogeneous displacement eld, the stress in the element is constant, i.e., = 0, m = 0 and f = k
dd
d in
Eq. (27).
We recall that a homogeneous displacement eld is a displacement eld of the form
u(x) = u
0
+A(x x
0
) (33)
where the point x
0
is given and the vector u
0
, and the tensor A are independent by x. Moreover, any
homogeneous displacement eld admits the representation
u = u
p
+ u
r
(34)
where u
p
=
1
2
(A +A
T
)(x x
0
) is called a pure strain from x
0
and u
r
=u
0
+
1
2
(A A
T
)(x x
0
) is a rigid
displacement eld. Clearly, on a homogeneous displacement eld, the stress in the element is constant
and m = 0, f = k
dd
d in Eq. (27).
G. Pimpinelli / Finite Elements in Analysis and Design 41 (2004) 267283 275
Thus, given a homogeneous displacement eld, the nodal displacement vector d admits the decompo-
sition d =d
p
+d
r
and =
r
, where d
p
is the nodal displacement vector correspondent to the pure strain,
and d
r
and
r
are the nodal displacement vector and rotation correspondent to the rigid displacement eld,
respectively.
Above, we have shown that under a rigid displacement eld, = 0, m = 0 and f = 0 in Eq. (27) and,
hence, by the linearity of the equation system in Eq. (27) we have only to consider the case d = d
p
and
= 0.
With this in mind, we consider the third equation in Eq. (27)
(k
d[
+
d[
)
T
d + (k
[[
+
[[
)
=
_
B
G
T
DBd dv +
_
B
T
[
d
d dv +
__
B
G
T
DGdv +
_
B
T
[
[
dv
_
= 0. (35)
Since the displacement eld is a pure strain, then
d
d = 0 and DBd = is a constant stress eld in
the interior of the element. By using Eqs. (21) and (24)
1
we observe that (
_
B
G
T
dv) = 0 and by the
positiveness of (k
[[
+
[[
) we conclude that in (32) = 0. By the second equation in Eq. (27) we nd
m =
T
d0
d =
_
B
T
0
d
d dv = 0 (36)
and by the rst equation in Eq. (27) we obtain f = k
dd
d.
Finally, it is to show that the element does not posses spurious energy modes (hourglass modes), when
it is constrained by a minimum number of conditions such that to eliminate every rigid motion. This
property will be shown numerically by performing the patch test on a single distorted element.
5. Numerical simulations
The present nite element has been coupled to the DKQ element proposed by Batoz and Tahar [6]
to provide an effective shell element. When the nite element is warped, then the projection method
illustrated by Zhu and Zacharia [9] can be adopted.
While in the plane behavior, the element is not too much sensitive to the value of the penalty factor
that can be assumed as the material shear modulus G, in coupling to the DKQ plate bending element, i.e.
when one wants study the three-dimensional structures, then it is necessary to choose an optimal value
of . By means of the numerical investigations, we have found convenient to assume = 0.05 G and the
following numerical simulations will be performed using such a type of value.
The element is fully integrated by using a four Gauss points scheme and it was implemented on FEM
code, named Solver, which runs on a personal computer. In order to check the behavior of the proposed
element, in this section we illustrate its performances in a number of numerical simulations. We begin
showing that the patch test, presented by Taylor et al. [10], is numerically satised and we continue by
showing the convergence property of the proposed nite element in a typical problem concerning the
dynamic analysis. Finally, the behavior of the element is tested in some benchmark problems and the
results are compared with those obtained by other authors.
276 G. Pimpinelli / Finite Elements in Analysis and Design 41 (2004) 267283
Fig. 1. The patch test.
Fig. 2. The convergence test.
5.1. The patch test
As well known, the patch tests proposed by Taylor et al. [10] are fundamental in verifying the theoretical
validity of the formulation. If the patch test is passed then the necessary condition on the convergence of
the numerical method is assured.
In Fig. 1(a) it is shown that the test performed on one skewed element that is xed with a minimum
of constraint such that all drilling degrees of freedom are left unconstrained. This test is used to check if
an hourglass mode exists in the element. The element is loaded by a couple of forces in order to obtain
a homogeneous stress state. The proposed nite element passes the test giving the exact solution with
different values of the Poisson ratio including the case of v = 0.499 that describes the behavior of an
isotropic material in the case of the nearly incompressibility.
In Fig. 1(b) it is illustrated the test performed on an arbitrarily distorted elements subjected to a uniform
stress state. Also in this case, the patch test is satised.
5.2. The convergence test
In this test, we consider a square plate, illustrated in Fig. 2, that is xed on an edge. By assuming
a unitary thickness and a unitary mass distribution, the analysis objective is to nd the fundamental
frequency of the structure. The aforementioned problem is analyzed in the cases of v = 0 and 0.25 and,
furthermore, we consider the case v = 0.499 in order to check the behavior of the nite element in the
case of the almost incompressible elasticity.
In order to show the convergence of the proposed numerical method, the mesh is rened regularly in
such a way that the new mesh contains in old mesh. Therefore, each side of the plate is subdivided in
N = 1, 2, 4, 8, 16 parts.
G. Pimpinelli / Finite Elements in Analysis and Design 41 (2004) 267283 277
3.00
3.50
4.00
4.50
5.00
5.50
6.00
6.50
7.00
7.50
0 10 11 12 13 14 15 16 17
N
= 0
= 0.25
= 0.499
1 2 3 4 5 6 7 8 9
hole
This is a popular test proposed by MacNeal and Harder [12] and studied by Ibrahimbegovic and Frey
[13]. It concerns a hemispherical shell (see Fig. 7) with an 18
hole
Mesh IF [13] Present Present S.I.
2 2 0.08577 0.03472 0.09569
4 4 0.09399 0.07572 0.09793
8 8 0.09315 0.09269 0.09479
16 16 0.09309 0.09341 0.09355
0.000
0.020
0.040
0.060
0.080
0.100
0.120
2 4 6 8 10 12 14 16
mesh subdivision
r
a
d
i
a
l
d
i
s
p
l
a
c
e
m
e
n
t
IF Ref.[13]
= 1
= 0.05
= 0.01
= 0.002
Fig. 8. Radial displacement vs. mesh subdivision.
The reference value for the radial displacement at the force applied point is 0.093 as it is well known
in the literature. Each side of the quarter shell was progressively discretized into 2,4,8 and 16 parts.
In Table 4, the analysis results in terms of the radial displacements are presented and, in order to
compare our results to those obtained by Ibrahimbegovic and Frey [13], a selective reduced integration
scheme was used for the rotational part of the functional (26). Note that the reduced integration does not
produce rank deciency of the element stiffness in global co-ordinates but the choice of the integration
kind becomes problem dependent.
The analysis results obtained by assuming a fully integration scheme are satisfactory and conrm the
appropriate choice of the penalty factor = 0.05 G.
In order to show the dependence of the problem solution by the assumed values for the penalty factor,
in Fig. 8 the curves radial displacement vs. the mesh subdivision are presented in function of the ratio
p =
G
.
By Fig. 8, we see that for = G, the convergence rate is slow and that in the case of eight mesh
subdivision, the optimal choice for the penalty factor can be = 0.05 G.
5.7. Pinched cylindrical shell without diaphragm
This is a cylindrical tube of radius R = 4.953, thickness T h = 0.01548 and length L = 10.35 that is
pinched with a pair of forces P =0.1 placed along its diameter in the middle of the length. The mechanical
properties are E = 10.5 10
6
and v = 0.3125.
282 G. Pimpinelli / Finite Elements in Analysis and Design 41 (2004) 267283
Table 5
The pinched cylinder without diaphragm
Mesh IF [13] Present
4 4 0.02194 0.02360
8 8 0.02381 0.02436
16 16 0.02439 0.02456
Table 6
The pinched cylinder with end diaphragm
Mesh IF [13] Present
4 4 0.6760 10
5
1.1429 10
5
8 8 1.3444 10
5
1.7116 10
5
16 16 1.7050 10
5
1.9970 10
5
Only a quadrant of the tube is examined by discretizing it by means of a uniform mesh. The reference
value for the radial displacement is 0.02439.
The analysis results are presented in Table 5 where they are compared with those illustrated by Ibrahim-
begovic and Frey [13]. Note the good performance of the proposed numerical method.
5.8. Pinched cylindrical shell with end diaphragm
This is a cylindrical tube of radius R = 300, thickness T h = 3 and length L = 600 that posses at the
ends two in plane rigid diaphragms. It is pinched with a pair of forces P = 1.0 placed along its diameter
in the middle of the length. The mechanical properties are E = 3.0 10
6
and v = 0.3.
Only a quadrant of the tube is examined by discretizing it by means of a uniformmesh and the reference
value for the radial displacement is 1.82488 10
5
.
This is a very severe test for a shell element performance as quoted by Ibrahimbegovic and Frey
[13] and in Table 6 the analysis results are presented and they are compared with those illustrated by
Ibrahimbegovic and Frey [13]. Also in this case, the performance of our element is good.
6. Conclusions
In the class of the assumed strain methods, we have presented a numerical formulation for a nite
element endowed of drilling degrees of freedom. The numerical model is based on the minimization of
the modied HuWashizu functional in which the enhanced strain and the enhanced rotation elds are
included.
The condition on the satisfaction of the patch test is assured a priori by means of a convenient choice
of the enhanced displacement gradient in the isoparametric space. The present formulation is simple and
computationally efcient. The theoretical discussion joined to the several examples analyzed, show that
G. Pimpinelli / Finite Elements in Analysis and Design 41 (2004) 267283 283
the formulation is stable and convergent and that the element does not posses spurious energy modes. The
behavior of the element is generally satisfactory also in the case of the almost incompressibility elasticity.
When the element is coupled to the DKQ plate-bending element, then a simple and effective shell
element is provided as well the numerical simulations show.
Furthermore, as a research line, the present element will be tested to substitute the assumed strain
quadrilateral nite element (without nodal rotations) used by Pimpinelli [14] to solve numerically the
equilibrium problem of solids constituted by materials with bounded tensile strength and subjected to
thermal strains.
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