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62942 Federal Register / Vol. 66, No.

233 / Tuesday, December 4, 2001 / Rules and Regulations

2. A new temporary § 165.T07–108 is suspension of postal or other received but for the disruption or
added to read as follows: transportation or communications suspension, so long as the Office has
services on the Office’s receipt of actually received the material within
§ 165.T07–108 Security Zones; Crystal deposits, applications, fees, or any other one month after the disruption or
River, Florida.
materials, and the assignment of a date suspension has ended.
(a) Regulated area. The Coast Guard is of receipt to such materials. When the The Office has not promulgated any
establishing temporary fixed security Register of Copyrights has published a regulations relating to determination of
zones around the Florida Power Crystal determination that there has been a the appropriate date of receipt of
River nuclear power plant located at the general disruption or suspension of materials when a general disruption or
end of the Florida Power Corporation such services, persons who have sent suspension of postal or other
Channel, Crystal River, Florida. The materials to the Office and believe the transportation or communications
security zone for the Florida Power Office’s receipt of those materials has services has taken place. Until now, the
Corporation Channel encompasses the been delayed may submit evidence that Office has perceived no need for such
waters within the following points: 28° the materials would have been received regulations. However, recent events
56.87′ N, 082° 45.17′ W (Northwest in the Office by a particular date but for have, unfortunately, demonstrated that
corner), 28° 57.37′ N, 082° 41.92′ W the disruption or suspension. The Office such regulations are necessary.
(Northeast corner), 28° 56.81′ N, 082° may assign, as the date of receipt, the Concerns about anthrax in United States
45.17′ W (Southwest corner), and 28° date on which the materials would have Postal Service facilities in the District of
57.32′ N, 082° 41.92′ W (Southeast been received but for the disruption or Columbia have caused severe
corner). The security zone for the suspension. disruptions of postal service to the
Demory Gap Channel encompasses the DATES: The effective date of the interim Office since October 17.
waters within the following points: 28° regulations is December 4, 2001. Today the Register of Copyrights is
57.61′ N, 082° 43.42′ W (Northwest Comments should be submitted no later publishing a separate notice declaring
corner), 28° 57.53′ N, 082° 41.88′ W than January 3, 2002. that commencing on October 18, there
(Northeast corner), 28° 57.60′ N, 082° ADDRESSES: An original and 10 copies of
has been a general disruption of postal
43.42′ W (Southwest corner), 28° 57.51′ comments and reply comments should services to the Library of Congress. The
N, 082° 41.88′ W (Southeast corner). be mailed to: Office of the General Library continues to experience
(b) Regulations. In accordance with disruptions in its postal service. The
Counsel, Copyright GC/I&R, P.O. Box
the general regulations in § 165.33 of Register shall publish another notice
70400, Southwest Station, Washington,
this part, entry into this zone is when she determines that the disruption
D.C. 20024–0400. If delivered by hand,
prohibited except as authorized by the of services has ceased.
copies should be brought to: Office of The Office has already received one
Captain of the Port or his designated the Copyright General Counsel, Room
representative. The Captain of the Port request to assign a date of receipt for a
LM–403, James Madison Memorial copyright registration application that
will notify the public via Marine Safety Building, 101 Independence Avenue,
Radio Broadcast on VHF Marine Band was delayed due to the disruption of
SE., Washington, DC. postal services, and it is anticipated that
Radio, Channel 16 (157.1 MHz).
FOR FURTHER INFORMATION CONTACT: additional requests will be made. In
(c) Authority. The authority for this
David O. Carson, General Counsel, or order expeditiously to permit the
section is 33 U.S.C. 1226; 49 CFR 1.46.
Patricia Sinn, Senior Attorney, Office of application of section 709 to materials
(d) Dates. This section is effective at
the General Counsel, Copyright GC/I&R, submitted during the current period of
6 p.m. (EST) on November 21, 2001 and
P.O. Box 70400, Southwest Station, disruption of services, the Office is
will remain in effect until 6 p.m. (EDT)
Washington, D.C. 20024–0400. announcing interim regulations to
on June 15, 2002.
Telephone: (202) 707–8380. Telefax: govern such requests and the Office’s
Dated: November 20, 2001. (202) 707–8366. determination of the date of receipt.
A.L. Thompson, Jr., SUPPLEMENTARY INFORMATION: Section Assigning a date of receipt based on
Captain, U.S. Coast Guard, Captain of the 709 of title 17, United States Code the date materials would have been
Port. provides that: received but for the disruption is
[FR Doc. 01–30023 Filed 12–3–01; 8:45 am] In any case in which the Register of important in a number of contexts. The
BILLING CODE 4910–15–P Copyrights determines, on the basis of such effective date of registration of a
evidence as the Register may by regulation copyright is the date the application,
require, that a deposit, application, fee, or fees and deposit are received by the
any other material to be delivered to the Copyright Office. 17 U.S.C. 410(d). That
LIBRARY OF CONGRESS
Copyright Office by a particular date, would date can affect the copyright owner’s
have been received in the Copyright Office in rights and remedies, such as eligibility
Copyright Office due time except for a general disruption or
suspension of postal or other transportation
for statutory damages and attorney’s
37 CFR Part 201 or communications services, the actual fees. See 17 U.S.C. 412 (statutory
receipt of such material in the Copyright damages and attorney’s fees available
[Docket No. RM2001–7] Office within one month after the date on only for works with effective date of
which the Register determines that the registration prior to commencement of
Disruption or Suspension of Postal or disruption or suspension of such services has infringement or, for published works,
Other Transportation or terminated, shall be considered timely. within three months of first publication
Communications Services
In cases of disruptions or suspensions of the work). The date of recordation of
AGENCY: Copyright Office. of postal, transportation or a document can be crucial in
ACTION: Interim regulations; Request for communications services, section 709 determining priorities among conflicting
comments. permits the Register to assign, as the transfers. See 17 U.S.C. 205, 37 CFR
date of receipt for deposits, 201.9(c) (date of recordation is the date
SUMMARY: The Copyright Office is applications, fees and other materials when all elements required for
adopting interim regulations to address submitted to the Office, the date on recordation, including the prescribed
the effect of a general disruption or which the materials would have been fee, have been received in the Copyright

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Federal Register / Vol. 66, No. 233 / Tuesday, December 4, 2001 / Rules and Regulations 62943

Office). The date of recordation of a Requests relating to transfers of that there is good cause for the interim
notice of termination of a grant of a copyright or other documents submitted regulations to take effect immediately.
transfer or license can be crucial in for recordation must also be made no
Request for Comments
determining whether the termination is later than one year after the person
effective. See 17 U.S.C. 304(c)(4)(b) seeking recordation has received a The Office solicits comments from the
(notice of termination must be recorded certificate of recordation, but there is no public on these interim regulations.
in the Copyright Office before the requirement to wait until after the Comments are due 30 days from the
effective date of termination), 37 CFR certificate has issued. In fact, because it date these regulations are published.
201.10((f)(3) (date of recordation of is easier for the Documents Recordation The Office will consider these
notice of termination is the date when Section of the Cataloging Division to comments in preparing final
all of the elements required for correct the date of recordation prior to regulations.
recordation have been received in the recording the document, persons The Office also solicits comments
Copyright Office). seeking adjustment of the date of receipt concerning a related issue. The Office
Under section 201.8(a) of the interim of a document submitted for recordation was closed for business from October 18
are encouraged to submit requests as through October 24, 2001, because of
regulations, when the Register
soon as possible. concerns about possible anthrax
determines that there has been a general
Requests pertaining to any other contamination in the Library of
disruption or suspension of postal or
material submitted to the Copyright Congress. During this period, the Office
other transportation or communications
Office must be made no later than one could not receive any applications, fees,
services that has delayed the receipt by
year after the date the material is deposits or other materials, whether by
the Copyright Office of deposits,
received by the Office. mail, courier or any other means of
applications, fees, or any other
Section 201.8(d) provides that when a delivery. Because the Office’s inability
materials, the Register shall publish an
certificate of registration or a certificate to receive materials during this time
announcement to that effect. When the
of recordation has already been issued, period was due to the closure of the
state of disruption or suspension of such Library of Congress, and not due to a
the original certificate must be returned
services has ceased, the Register shall general disruption or suspension of
to the Office along with the request. If
publish an announcement to that effect. postal or other transportation or
the request is granted, the Office will
Section 201.8(b) provides that persons issue a new certificate with the revised communications services, it does not
who have submitted material to the effective date of registration or date of appear that section 709 provides any
Office, the receipt of which has been recordation. If the request is not granted, authority for the Register to assign a
delayed due to the suspension or the original certificate will be returned. date of receipt during that period for
disruption of services, may request that Section 201.8(e) provides that as any materials that would have been
the Register assign, as the date of receipt evidence that the material would have received by the Office on a day during
of the material, the date on which the been received on that date, the person that period but for the closure of the
Register determines the material would making the request must submit a Library. Thus, a person who attempted
have been received but for the receipt from the United States Postal to deliver an application for copyright
disruption or suspension of services. Service or a delivery service such as, or registration to the Office in person on
Section 201.8(f) states where such comparable to, United Parcel Service, October 22 would not be able to seek an
requests should be sent. Federal Express, or Airborne Express, effective date of registration of October
Section 201.8(c) sets forth when a indicating how and when the material 22, because the Office was not open on
request may be submitted. Requests was received by the Postal Service or that date.
pertaining to applications for copyright delivery service, and indicating Section 410(c) of 17 U.S.C. provides
registration must be made no later than sufficient information to determine that ‘‘[t]he effective date of a copyright
one year after the claimant has received when the Postal Service or delivery registration is the day on which an
a certificate of registration. Such service would have delivered the application, deposit, and fee, which are
requests ordinarily will not be permitted material to the Copyright Office but for later determined by the Register of
until after the claimant has received a the disruption or suspension of services. Copyrights or by a court of competent
certificate of registration. Exceptions are The Office will also accept other jurisdiction to be acceptable for
made for cases in which the Office is documentary evidence that it considers registration, have all been received in
communicating with a claimant about equivalent to such receipts, and it will the Copyright Office.’’ (Emphasis
the application for other reasons, or accept sworn statements from persons added). The only exception to the
other cases in which the Register finds with personal knowledge of the facts requirement that the effective date of
there is good cause to consider a request relating to the attempt to deliver the registration be the date of actual receipt
prior to issuance of the certificate. In material to the Office. is set forth in section 709, which does
general, permitting the submission of Section 201.8(f) provides for certain not address the unanticipated closure of
requests prior to issuance of the presumptions as to when material the Office.
certificate would impose unacceptable deposited with the United States Postal Moreover, a person who deposited an
burdens on the Office due to difficulties Service or a delivery service would have application addressed to the Office with
in locating the particular pending been received but for the disruption or an overnight delivery service on October
applications to which the requests suspension of services. 17, with an expected date of receipt in
pertain. But when the Office has already the Office of October 18, would not be
communicated with the claimant in Effective Date able to seek an effective date of
connection with an application, and the Because of the unanticipated nature of registration on October 18 because
claimant is responding to the the recent disruption in services and the section 709 only permits the Register to
communication from the Office, the necessity of providing a mechanism that assign as a date of receipt the date on
claimant may submit the request will immediately permit the Copyright which the material ‘‘would have been
because there should be no difficulty in Office to adjust the date of receipt of received in the Copyright Office in due
locating the application which is the materials in appropriate circumstances time except for a general disruption or
subject of the communication. due to that disruption, the Register finds suspension of postal or other

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62944 Federal Register / Vol. 66, No. 233 / Tuesday, December 4, 2001 / Rules and Regulations

transportation or communications application, fee or other material to the (i) The date on which delivery was to
services.’’ (Emphasis added.) In this Copyright Office but that receipt by the be made to the Copyright Office, or
case, the reason the Office did not Copyright Office was delayed due to a (ii) The period of time (e.g., overnight,
receive the application on October 18 general disruption or suspension of or 2 days) from receipt by the delivery
was not a general disruption or postal or other transportation or service to the date on which delivery
suspension of postal or other communications services, the Register was to be made to the Copyright Office;
transportation or communications shall assign, as the date of receipt of the
(3) Other documentary evidence
services; it was the closure of the deposit, application, fee or other
which the Register deems equivalent to
building that houses the Office. Thus, material, the date on which the Register
the evidence set forth in paragraphs
the earliest date of receipt that the determines the material would have
(e)(1) and (2) of this section; or
Office could assign to the application been received but for the disruption or
would be October 25, the next date on suspension of services, if the deposit, (4) A sworn statement from a person
which the Office was open. application, fee or other material was with actual knowledge of the facts
The Office would like to be able to actually received in the Copyright Office relating to the attempt to deliver the
offer relief to persons who were unable within one month after the disruption or material to the Copyright Office, setting
to deliver materials to the Office due to suspension of services has terminated. forth with particularity facts which
unanticipated closure of the Office (c) Timing. The request shall be made: satisfy the Register that in the absence
during normal business hours, but we (1) With respect to an application for of the general disruption or suspension
are aware of no authority that permits us copyright registration, no earlier than of postal or other transportation or
to grant such relief. We welcome any the date on which the claimant receives communications services, the material
comments providing citations to and the certificate of registration and no would have been received by the
analysis of authority that would permit later than one year after the date on Copyright Office by a particular date.
the Office to issue regulations governing which the claimant receives the (f) For purposes of paragraph (b) of
such a situation notwithstanding the certificate of registration; provided, this section, the Register shall presume
express language of 17 U.S.C. 410(c). however, that a request may be made that but for the general disruption or
prior to receipt of a certificate of suspension of postal or other
List of Subjects in 37 CFR Part 201 registration— transportation or communications
Communications, Copyright, Postal (i) If the Copyright Office has services,
service. communicated with the claimant
(i) Materials deposited with the
relating to the application and the
Interim Regulations United States Postal Service for delivery
claimant makes the request as part of a
by means of first class mail would have
In consideration of the foregoing, the response to the communication from the
been received in the Copyright Office
Register of Copyrights amends part 201 Office; or
(ii) If the Register determines that seven days after deposit with the United
of 37 CFR on an interim basis as States Postal Service;
follows: good cause exists to entertain a request
prior to the issuance of a certificate of (ii) Materials deposited with the
PART 201—GENERAL PROVISIONS registration; United States Postal Service for delivery
(2) With respect to a transfer of by means of Priority mail would have
1. The authority citation for part 201 copyright ownership or other document been received in the Copyright Office
continues to read as follows: submitted for recordation pursuant to 17 three days after deposit with the United
Authority: 17 U.S.C. 702. U.S.C. 205, no later than one year after States Postal Service;
2. Section 201.8 is added to read as the date on which the person submitting (iii) Materials deposited with the
follows: the transfer or document receives the United States Postal Service for delivery
certificate of recordation; by means of Express mail would have
§ 201.8 Disruption of postal or other (3) With respect to any other material,
transportation or communication services. been received in the Copyright Office
no later than one year after the date on one day after deposit with the United
(a) For purposes of 17 U.S.C. 709, which the material was actually States Postal Service;
when the Register has determined that received in the Copyright Office.
there is or has been a general disruption (iv) Materials deposited with a
(d) In cases in which a certificate or
or suspension of postal or other delivery service such as, or comparable
registration or a certificate of
transportation or communications to, United Parcel Service, Federal
recordation has already been issued, the
services that has delayed the receipt by Express, or Airborne Express, would
original certificate must be returned to
the Copyright Office of deposits, have been received in the Copyright
the Copyright Office along with the
applications, fees, or any other Office on the date indicated on the
request.
materials, the Register shall publish an (e) For purposes of paragraph (b) of receipt from the delivery service.
announcement of that determination, this section, satisfactory evidence shall (g) Requests pursuant to paragraph (b)
stating the date on which the disruption consist of: of this section shall be addressed to:
or suspension commenced. The (1) A receipt from the United States Chief, Copyright Office Receiving &
announcement may, if appropriate, limit Postal Service indicating the date on Processing Division, Copyright Office,
the means of delivery that are subject to which the United States Postal Service and if delivered by hand they should be
relief pursuant to section 709. Following received material for delivery to the brought to the Copyright Office Public
the cessation of the disruption or Copyright Office by means of first class Information Office, Library of Congress,
suspension of services, the Register mail, Priority Mail or Express Mail; James Madison Memorial Building,
shall publish an announcement stating (2) A receipt from a delivery service Room 401, First and Independence
the date on which the disruption or such as, or comparable to, United Parcel Avenue, SE., Washington, DC. If mailed,
suspension has terminated. Service, Federal Express, or Airborne the request should be addressed to
(b) At the request of any person who Express, indicating the date on which Chief, Receiving & Processing Division,
provides satisfactory evidence that he or the delivery service received material P.O. Box 71380, Washington, DC 20024–
she has attempted to deliver a deposit, for delivery to the Copyright Office and 1380.

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Federal Register / Vol. 66, No. 233 / Tuesday, December 4, 2001 / Rules and Regulations 62945

Dated: November 26, 2001. II. Comments received by EPA on our provides that publication of ‘‘a
Marybeth Peters, proposed rulemaking and EPA’s substantive rule shall be made not less
Register of Copyrights. responses. than 30 days before its effective date,
III. EPA’s final action. except— * * * (3) as otherwise
Approved by: IV. Effective date of EPA’s full approval of
James H. Billington, the Hawaii operating permits program.
provided by the agency for good cause
Librarian of Congress. found and published with the rule.
I. Background on the [District/State] Good cause may be supported by an
[FR Doc. 01–30013 Filed 12–3–01; 8:45 am]
Operating Permits Program agency determination that a delay in the
BILLING CODE 1410–30–P
effective date is ‘‘impracticable,
The Clean Air Act (CAA) unnecessary, or contrary to the public
Amendments of 1990 required all state interest.’’ EPA believes that it is
ENVIRONMENTAL PROTECTION and local permitting authorities to necessary and in the public interest to
AGENCY develop operating permits programs that make this action effective sooner than
meet certain federal criteria. The State 30 days following publication. In this
40 CFR Part 70 of Hawaii’s operating permits program case, EPA believes that it is in the
[HIO62–OPP; FRL–7111–5] was submitted in response to this public interest for the program to take
directive. Because the State’s program effect before December 1, 2001. The
Clean Air Act Full Approval of the substantially, but not fully, met the interim approved program expires on
Operating Permits Program; State of requirements of part 70, EPA granted December 1, 2001. In the absence of this
Hawaii interim approval to the program in a approved program taking effect on
AGENCY: Environmental Protection
rulemaking published on December 1, November 30, the federal program
Agency (EPA). 1994 (59 FR 61549). The interim would automatically take effect and
approval notice described the would remain in place until the
ACTION: Final rule.
conditions that had to be met in order effective date of the fully-approved
SUMMARY: EPA is taking final action to for the State program to receive full state/district program. EPA believes it is
fully approve the State of Hawaii’s approval. in the public interest for sources, the
operating permits program. Hawaii’s After Hawaii revised its program to public and the State to avoid any gap in
program was submitted in response to address the conditions of the interim coverage of the State program, as such
the directive in the 1990 Clean Air Act approval, EPA promulgated a proposal a gap could cause confusion regarding
(CAA) Amendments that permitting to approve Hawaii’s Title V operating permitting obligations. Furthermore, a
authorities develop, and submit to EPA, permits program on October 15, 2001 delay in the effective date is
programs for issuing operating permits (66 FR 52368). unnecessary because the State of Hawaii
to all major stationary sources and to II. Comments Received by EPA on Our has been administering the Title V
certain other sources within the permit program for seven years under an
Proposed Rulemaking and EPA’s
permitting authorities’ jurisdiction. On interim approval. Through this action,
Responses
December 1, 1994 EPA granted interim EPA is approving a few revisions to the
approval to the Hawaii operating EPA did not receive any comments on existing and currently operational
permits program. Hawaii revised its the proposed action, so this action program. The change from the interim
program to satisfy the conditions of the promulgates final full approval of the approved program which substantially
interim approval, and EPA proposed State of Hawaii’s operating permits but did not fully meet the part 70
full approval in the Federal Register on program. requirements, to the fully approved
October 15, 2001. EPA did not receive III. EPA’s Final Action program is relatively minor, in
any comments on the proposed action, particular if compared to the changes
so this action promulgates final full EPA is granting full approval to the between a state approved program and
approval of the State of Hawaii’s operating permits program submitted by the federal program. Finally, sources are
operating permits program. the State of Hawaii based on the already complying with all of the newly
EFFECTIVE DATE: This rule is effective on revisions submitted on September 21, approved requirements as a matter of
November 30, 2001. 2001, which satisfactorily address the state law. Thus, there is little or no
program deficiencies identified in EPA’s additional burden with complying with
ADDRESSES: Copies of the Hawaii
July 26, 1994 interim approval (see 59 these requirements under the federally
submittal and other supporting
FR 37957). In addition, the State has approved program.
information used in developing this
made other changes to its operating
final full approval are available for Administrative Requirements
permit program that are unrelated to the
inspection during normal business
changes made to correct interim Under Executive Order 12866,
hours at the following location: U.S.
approval deficiencies. EPA is not taking ‘‘Regulatory Planning and Review’’ (58
Environmental Protection Agency,
any action on these additional program FR 51735, October 4, 1993), this final
Region 9, 75 Hawthorne Street, San
changes in this notice. EPA will approval is not a ‘‘significant regulatory
Francisco, California, and Oahu: Clean
evaluate the additional program changes action’’ and therefore is not subject to
Air Branch, Department of Health, 919 review by the Office of Management and
and will take appropriate action at a
Ala Moana Blvd., Room 203, Honolulu. Budget. Under the Regulatory Flexibility
later date.
FOR FURTHER INFORMATION CONTACT: Act (5 U.S.C. 601 et seq.) the
Robert Baker, EPA Region IX, at (415) IV. Effective Date of EPA’s Full Administrator certifies that this final
972–3979 (Baker.Robert@epa.gov). Approval of the Hawaii Operating approval will not have a significant
SUPPLEMENTARY INFORMATION: This Permits Program economic impact on a substantial
section contains additional information EPA is using the good cause exception number of small entities because it
about our final rulemaking, organized as under the Administrative Procedure Act merely approves state law as meeting
follows: (APA) to make the full approval of the federal requirements and imposes no
I. Background on the Hawaii operating State’s program effective on November additional requirements beyond those
permits program. 30, 2001. In relevant part, section 553(d) imposed by state law. This rule does not

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