The National Reading Panel wishes to express its gratitude to the following individuals for their contributions
to its effort.
Introduction .................................................................................................................................... 1
Congressional Charge ............................................................................................................. 1
Establishment of the National Reading Panel .......................................................................... 1
NRP Approach to Achieving the Objectives of Its Charge
and Initial Topic Selection ..................................................................................................... 1
Regional Public Hearings........................................................................................................ 2
Adoption of Topics To Be Studied ............................................................................................ 2
Findings and Determinations of the National Reading Panel by Topic Areas ........... 7
Alphabetics .............................................................................................................................. 7
Phonemic Awareness Instruction ................................................................................. 7
Phonics Instruction ...................................................................................................... 8
Fluency .................................................................................................................................... 11
Comprehension ........................................................................................................................ 13
Vocabulary Instruction .................................................................................................. 13
Text Comprehension Instruction .................................................................................. 14
Teacher Preparation and Comprehension Strategies Instruction...................................... 15
Teacher Education and Reading Instruction............................................................................. 16
Computer Technology and Reading Instruction ....................................................................... 17
Reflections ....................................................................................................................................... 21
Addendum ..................................................................................................................................... 25
Methodology: Processes Applied to the Selection, Review, and
Analysis of Research Relevant to Reading Instruction ............................................................. 27
(Report of the National Reading Panel: Reports of the Subgroups provides complete and extensive descriptions
of information presented in this Report.)
Introduction
research literature relevant to the Panel’s charge to At the regional hearings, several key themes were
determine the effectiveness of reading instructional expressed repeatedly:
methods and approaches. A screening process was
• The importance of the role of parents and other
therefore essential.
concerned individuals, especially in providing
The Panel’s initial screening task involved selection of children with early language and literacy
the set of topics to be addressed. Recognizing that experiences that foster reading development;
this selection would require the use of informed • The importance of early identification and
judgment, the Panel chose to begin its work by intervention for all children at risk for reading
broadening its understanding of reading issues through failure;
a thorough analysis of the findings of the NRC report,
• The importance of phonemic awareness, phonics,
Preventing Reading Difficulties in Young Children
and good literature in reading instruction and the
(Snow, Burns, & Griffin, 1998). Early in its
need to develop a clear understanding of how best
deliberations the Panel made a tentative decision to
to integrate different reading approaches to
establish subgroups of its members and to assign to
enhance the effectiveness of instruction for all
each of them one of the major topic areas designated
students;
by the NRC Committee as central to learning to
read—Alphabetics, Fluency, and Comprehension. • The need for clear, objective, and scientifically
based information on the effectiveness of different
Regional Public Hearings types of reading instruction and the need to have
such research inform policy and practice;
As part of its information gathering, the Panel publicly
announced, planned, and held regional hearings in • The importance of applying the highest standards
Chicago, IL (May 29, 1998), Portland, OR (June 5, of scientific evidence to the research review
1998), Houston, TX (June 8, 1998), New York, NY process so that conclusions and determinations are
(June 23, 1998), and Jackson, MS (July 9, 1998). based on findings obtained from experimental
The Panel believed that it would not have been studies characterized by methodological rigor with
possible to accomplish the mandate of Congress demonstrated reliability, validity, replicability, and
without first hearing directly from consumers of this applicability;
information—teachers, parents, students, and • The importance of the role of teachers, their
policymakers—about their needs and their professional development, and their interactions
understanding of the research. Although the regional and collaborations with researchers, which should
hearings were not intended as a substitute for scientific be recognized and encouraged; and
research, the hearings gave the Panel an opportunity • The importance of widely disseminating the
to listen to the voices of those who will need to information that is developed by the Panel.
consider implementation of the Panel’s findings and
determinations. The regional hearings gave members Adoption of Topics To Be Studied
a clearer understanding of the issues important to the Following the regional hearings, the Panel considered,
public. discussed, and debated several dozen possible topic
As a result of these hearings, the Panel received oral areas and then settled on the following topics for
and written testimony from approximately 125 intensive study:
individuals or organizations representing citizens— • Alphabetics
teachers, parents, students, university faculty,
- Phonemic Awareness Instruction
educational policy experts, and scientists—who would
be the ultimate users and beneficiaries of the research- - Phonics Instruction
derived findings and determinations of the Panel.
In what may be its most important action, the Panel silently or orally. From the pool produced by the
then developed and adopted a set of rigorous research electronic searches of the databases, those studies
methodological standards. (See the methodology were selected that met the following criteria:
adopted by the Panel and printed as an addendum to
• Published in English in a refereed journal;
this Report.) These standards guided the screening of
the research literature relevant to each topic area • Focused on children’s reading development in the
addressed by the Panel. This screening process age/grade range from preschool to grade 12; and
identified a final set of experimental or quasi- • Used an experimental or quasi-experimental
experimental research studies that were then subjected design with a control group or a multiple-baseline
to detailed analysis. The evidence-based method.
methodological standards adopted by the Panel are Those studies meeting the above criteria formed the
essentially those normally used in research studies of set of studies subjected to further analysis. The next
the efficacy of interventions in psychological and step was to code each study for several characteristics
medical research. These include behaviorally based including the following:
interventions, medications, or medical procedures
proposed for use in the fostering of robust health and • Characteristics of study participants (age;
psychological development and the prevention or demographics; cognitive, academic, and
treatment of disease. behavioral characteristics);
• Study interventions, described in sufficient detail to
It is the view of the Panel that the efficacy of materials
allow for replicability, including how long the
and methodologies used in the teaching of reading and
interventions lasted and how long the effects
in the prevention or treatment of reading disabilities
lasted;
should be tested no less rigorously. However, such
standards have not been universally accepted or used • Study methods, with sufficient description to allow
in reading education research. Unfortunately, only a judgments about how instruction fidelity was
small fraction of the total reading research literature insured; and
met the Panel’s standards for use in the topic analyses. • Nature of the outcome measures and whether they
were described fully.
The research literature screening process proceeded
essentially as follows. For each topic, an initial pool of For each study meeting the above criteria, relevant
candidate studies was created by searching a minimum reported statistics were coded in a standardized
of two databases (PsycINFO and ERIC) for study format and analyzed. For several topics, the number
reports relevant to the topic. To be included in the of studies meeting criteria was sufficient to permit a
database, studies had to measure reading as an formal statistical meta-analysis, including calculation of
outcome. Reading was defined to include several effect sizes. For others, a full meta-analysis could not
behaviors such as the following: reading real words in be carried out. Where there were too few studies that
isolation or in context, reading pseudowords that can satisfied the Panel’s criteria to permit a meta-analysis,
be pronounced but have no meaning, reading text the Panel made a decision to conduct a more
aloud or silently, and comprehending text that is read subjective qualitative analysis to provide the best
possible information about an instructional reading
approach or program.
With this information as background, this Report is comprehension instruction, and teacher preparation
organized into sections to provide an overview of the and comprehension strategies instruction), teacher
major findings and determinations achieved by the education and reading instruction, computer
NRP in the areas of alphabetics (phonemic awareness technology and reading instruction, and next steps.
instruction and phonics instruction), fluency, This Report concludes with some reflections on the
comprehension (vocabulary instruction, text NRP process and products.
Types of Phonics Instructional Methods and initial electronic and manual searches identified 1,373
Approaches studies that appeared relevant to phonics instruction.
The sidebar depicts several different types of phonics Evaluation of these studies to determine adherence to
instructional approaches that vary according to the unit the general and specific NRP research methodology
of analysis or how letter-sound combinations are criteria identified 38 studies from which 66 treatment-
represented to the student. For example, in synthetic control group comparisons were derived. Data from
phonics approaches, students are taught to link an these studies were used in a meta-analysis, including
individual letter or letter combination with its the calculation of effect sizes.
appropriate sound and then blend the sounds to form
words. In analytic phonics, students are first taught The meta-analysis indicated that systematic phonics
whole word units followed by systematic instruction instruction enhances children’s success in learning to
linking the specific letters in the word with their read and that systematic phonics instruction is
respective sounds. Phonics instruction can also vary significantly more effective than instruction that teaches
with respect to the explicitness by which the phonic little or no phonics.
elements are taught and practiced in the reading of
text. For example, many synthetic phonics Findings and Determinations
approaches use direct instruction in teaching phonics The meta-analysis revealed that systematic phonics
components and provide opportunities for applying instruction produces significant benefits for students in
these skills in decodable text formats characterized by kindergarten through 6th grade and for children having
a controlled vocabulary. On the other hand, difficulty learning to read. The ability to read and spell
embedded phonics approaches are typically less words was enhanced in kindergartners who received
explicit and use decodable text for practice less systematic beginning phonics instruction. First graders
frequently, although the phonics concepts to be who were taught phonics systematically were better
learned can still be presented systematically. These able to decode and spell, and they showed significant
distinctions are addressed in detail in the Phonics improvement in their ability to comprehend text.
subgroup report. Older children receiving phonics instruction were
better able to decode and spell words and to read text
Questions Guiding the NRP Analysis of orally, but their comprehension of text was not
Phonics Instruction significantly improved.
The NRP examined the research literature concerning
Systematic synthetic phonics instruction (see sidebar
phonics instruction to answer the following questions:
for definition) had a positive and significant effect on
Does phonics instruction enhance children’s success in
disabled readers’ reading skills. These children
learning to read? Is phonics instruction more effective
improved substantially in their ability to read words
at some grade levels than others? Is it beneficial for
and showed significant, albeit small, gains in their
children who are having difficulties learning to read?
ability to process text as a result of systematic
Does phonics instruction improve all aspects of
synthetic phonics instruction. This type of phonics
reading or just decoding and word-level reading skills?
instruction benefits both students with learning
Are some types of phonics instruction more effective
disabilities and low-achieving students who are not
than others and for which children? Does phonics
disabled. Moreover, systematic synthetic phonics
instruction have an impact on children’s spelling?
instruction was significantly more effective in improving
To address these questions the NRP performed a low socioeconomic status (SES) children’s alphabetic
literature search to identify studies published since knowledge and word reading skills than instructional
1970 that compared phonics instruction to other forms approaches that were less focused on these initial
of instruction for their impact on reading ability. The reading skills.
Across all grade levels, systematic phonics instruction able to make use of letter-sound information, children
improved the ability of good readers to spell. The need phonemic awareness. That is, they need to be
impact was strongest for kindergartners and able to blend sounds together to decode words, and
decreased in later grades. For poor readers, the they need to break spoken words into their constituent
impact of phonics instruction on spelling was small, sounds to write words. Programs that focus too much
perhaps reflecting the consistent finding that disabled on the teaching of letter-sound relations and not
readers have trouble learning to spell. enough on putting them to use are unlikely to be very
effective. In implementing systematic phonics
Although conventional wisdom has suggested that
instruction, educators must keep the end in mind and
kindergarten students might not be ready for phonics
ensure that children understand the purpose of learning
instruction, this assumption was not supported by the
letter sounds and that they are able to apply these
data. The effects of systematic early phonics
skills accurately and fluently in their daily reading and
instruction were significant and substantial in
writing activities.
kindergarten and the 1st grade, indicating that
systematic phonics programs should be implemented Of additional concern is the often-heard call for
at those age and grade levels. “intensive, systematic” phonics instruction. Usually the
term “intensive” is not defined. How much is required
The NRP analysis indicated that systematic phonics
to be considered intensive? In addition, it is not clear
instruction is ready for implementation in the
how many months or years a phonics program should
classroom. Findings of the Panel regarding the
continue. If phonics has been systematically taught in
effectiveness of explicit, systematic phonics instruction
kindergarten and 1st grade, should it continue to be
were derived from studies conducted in many
emphasized in 2nd grade and beyond? How long
classrooms with typical classroom teachers and typical
should single instruction sessions last? How much
American or English-speaking students from a variety
ground should be covered in a program? Specifically,
of backgrounds and socioeconomic levels. Thus, the
how many letter-sound relations should be taught, and
results of the analysis are indicative of what can be
how many different ways of using these relations to
accomplished when explicit, systematic phonics
read and write words should be practiced for the
programs are implemented in today’s classrooms.
benefits of phonics to be maximized? These questions
Systematic phonics instruction has been used widely
remain for future research.
over a long period of time with positive results, and a
variety of systematic phonics programs have proven Another important area is the role of the teacher.
effective with children of different ages, abilities, and Some phonics programs showing large effect sizes
socioeconomic backgrounds. require teachers to follow a set of specific instructions
provided by the publisher; while this may standardize
These facts and findings provide converging evidence
the instructional sequence, it also may reduce teacher
that explicit, systematic phonics instruction is a
interest and motivation. Thus, one concern is how to
valuable and essential part of a successful classroom
maintain consistency of instruction while still
reading program. However, there is a need to be
encouraging the unique contributions of teachers.
cautious in giving a blanket endorsement of all kinds of
Other programs require a sophisticated knowledge of
phonics instruction.
spelling, structural linguistics, or word etymology. In
It is important to recognize that the goals of phonics view of the evidence showing the effectiveness of
instruction are to provide children with key knowledge systematic phonics instruction, it is important to ensure
and skills and to ensure that they know how to apply that the issue of how best to prepare teachers to carry
that knowledge in their reading and writing. In other out this teaching effectively and creatively is given high
words, phonics teaching is a means to an end. To be priority.
Knowing that all phonics programs are not the same phonics instruction should be integrated with other
brings with it the implication that teachers must reading instruction in phonemic awareness, fluency,
themselves be educated about how to evaluate and comprehension strategies to create a complete
different programs to determine which ones are based reading program. While most teachers and
on strong evidence and how they can most effectively educational decisionmakers recognize this, there may
use these programs in their own classrooms. It is be a tendency in some classrooms, particularly in 1st
therefore important that teachers be provided with grade, to allow phonics to become the dominant
evidence-based preservice training and ongoing component, not only in the time devoted to it, but also
inservice training to select (or develop) and implement in the significance attached. It is important not to
the most appropriate phonics instruction effectively. judge children’s reading competence solely on the
basis of their phonics skills and not to devalue their
A common question with any instructional program is
interest in books because they cannot decode with
whether “one size fits all.” Teachers may be able to
complete accuracy. It is also critical for teachers to
use a particular program in the classroom but may find
understand that systematic phonics instruction can be
that it suits some students better than others. At all
provided in an entertaining, vibrant, and creative
grade levels, but particularly in kindergarten and the
manner.
early grades, children are known to vary greatly in the
skills they bring to school. Some children will already Systematic phonics instruction is designed to increase
know letter-sound correspondences, and some will accuracy in decoding and word recognition skills,
even be able to decode words, while others will have which in turn facilitate comprehension. However, it is
little or no letter knowledge. Teachers should be able again important to note that fluent and automatic
to assess the needs of the individual students and tailor application of phonics skills to text is another critical
instruction to meet specific needs. However, it is more skill that must be taught and learned to maximize oral
common for phonics programs to present a fixed reading and reading comprehension. This issue again
sequence of lessons scheduled from the beginning to underscores the need for teachers to understand that
the end of the school year. In light of this, teachers while phonics skills are necessary in order to learn to
need to be flexible in their phonics instruction in order read, they are not sufficient in their own right. Phonics
to adapt it to individual student needs. skills must be integrated with the development of
phonemic awareness, fluency, and text reading
Children who have already developed phonics skills
comprehension skills.
and can apply them appropriately in the reading
process do not require the same level and intensity of Fluency
phonics instruction provided to children at the initial
phases of reading acquisition. Thus, it will also be Fluent readers are able to read orally with speed,
critical to determine objectively the ways in which accuracy, and proper expression. Fluency is one of
systematic phonics instruction can be optimally several critical factors necessary for reading
incorporated and integrated in complete and balanced comprehension. Despite its importance as a
programs of reading instruction. Part of this effort component of skilled reading, fluency is often
should be directed at preservice and inservice neglected in the classroom. This is unfortunate. If text
education to provide teachers with decisionmaking is read in a laborious and inefficient manner, it will be
frameworks to guide their selection, integration, and difficult for the child to remember what has been read
implementation of phonics instruction within a and to relate the ideas expressed in the text to his or
complete reading program. her background knowledge. Recent research on the
efficacy of certain approaches to teaching fluency has
Teachers must understand that systematic phonics led to increased recognition of its importance in the
instruction is only one component—albeit a necessary classroom and to changes in instructional practices.
component—of a total reading program; systematic
encourage large amounts of independent reading and of the role that vocabulary development and
improvements in reading achievement, including vocabulary instruction play in the understanding of
fluency. In other words, even though encouraging what has been read. Second, comprehension is an
students to read more is intuitively appealing, there is active process that requires an intentional and
still not sufficient research evidence obtained from thoughtful interaction between the reader and the text.
studies of high methodological quality to support the Third, the preparation of teachers to better equip
idea that such efforts reliably increase how much students to develop and apply reading comprehension
students read or that such programs result in improved strategies to enhance understanding is intimately linked
reading skills. Given the extensive use of these to students’ achievement in this area. Because these
techniques, it is important that such research be three themes serve as the foundation for understanding
conducted. how best to help teachers develop students’
comprehension abilities, the extant research relevant to
It should be made clear that these findings do not
vocabulary instruction, to text comprehension
negate the positive influence that independent silent
instruction, and to the preparation of teachers to teach
reading may have on reading fluency, nor do the
reading comprehension strategies was examined in
findings negate the possibility that wide independent
detail by the NRP. The major findings and
reading significantly influences vocabulary
determinations of the Panel for each of these three
development and reading comprehension. Rather,
subareas are provided next.
there are simply not sufficient data from well-designed
studies capable of testing questions of causation to
Vocabulary Instruction
substantiate causal claims. The available data do
suggest that independent silent reading is not an The importance of vocabulary knowledge has long
effective practice when used as the only type of been recognized in the development of reading skills.
reading instruction to develop fluency and other As early as 1924, researchers noted that growth in
reading skills, particularly with students who have not reading power means continuous growth in word
yet developed critical alphabetic and word reading knowledge (Whipple, 1925). Vocabulary is critically
skills. In sum, methodologically rigorous research important in oral reading instruction. There are two
designed to assess the specific influences that types of vocabulary—oral and print. A reader who
independent silent reading practices have on reading encounters a strange word in print can decode the
fluency and other reading skills and the motivation to word to speech. If it is in the reader’s oral
read has not yet been conducted. vocabulary, the reader will be able to understand it. If
the word is not in the reader’s oral vocabulary, the
Comprehension reader will have to determine the meaning by other
Comprehension is critically important to the means, if possible. Consequently, the larger the
development of children’s reading skills and therefore reader’s vocabulary (either oral or print), the easier it
to the ability to obtain an education. Indeed, reading is to make sense of the text.
comprehension has come to be the “essence of To determine how vocabulary can best be taught and
reading” (Durkin, 1993), essential not only to related to the reading comprehension process, the
academic learning in all subject areas but to lifelong NRP examined more than 20,000 research citations
learning as well. In carrying out its analysis of the identified through electronic and manual literature
extant research in reading comprehension, the NRP searches. From this set, citations were removed if
noted three predominant themes in the research on the they did not meet prespecified criteria: if they were
development of reading comprehension skills. First, not reports of research, if they were not reporting
reading comprehension is a complex cognitive process experimental or quasi-experimental studies, if they
that cannot be understood without a clear description
were not published in English, or if they dealt The findings on vocabulary yielded several specific
exclusively with learning disabled or other special implications for teaching reading. First, vocabulary
populations, including second-language learners. should be taught both directly and indirectly.
Comprehensive review of the remaining set of studies Repetition and multiple exposures to vocabulary items
according to the NRP review criteria identified 50 are important. Learning in rich contexts, incidental
studies for further evaluation. Further analysis and learning, and use of computer technology all enhance
coding of these studies indicated that a formal meta- the acquisition of vocabulary. Direct instruction should
analysis could not be conducted because there was a include task restructuring as necessary and should
small number of research studies in vocabulary actively engage the student. Finally, dependence on a
instruction dealing with a relatively large number of single vocabulary instruction method will not result in
variables. There are recent published meta-analyses optimal learning.
for some selected variables, and it was decided not to
While much is known about the importance of
duplicate those efforts. Also, a substantial amount of
vocabulary to success in reading, there is little research
published research on vocabulary instruction did not
on the best methods or combinations of methods of
meet NRP research methodology criteria. Because
vocabulary instruction and the measurement of
the Panel wanted to glean as much information as
vocabulary growth and its relation to instruction
possible from the studies identified in the searches, the
methods.
vocabulary instruction database was reviewed for
trends across studies, even though formal meta-
Text Comprehension Instruction
analyses could not be conducted. Fifty studies dating
from 1979 to the present were reviewed in detail. Comprehension is defined as “intentional thinking
There were 21 different methods represented in these during which meaning is constructed through
studies. interactions between text and reader” (Harris &
Hodges, 1995). Thus, readers derive meaning from
Findings and Determinations text when they engage in intentional, problem solving
The studies reviewed suggest that vocabulary thinking processes. The data suggest that text
instruction does lead to gains in comprehension, but comprehension is enhanced when readers actively
that methods must be appropriate to the age and relate the ideas represented in print to their own
ability of the reader. The use of computers in knowledge and experiences and construct mental
vocabulary instruction was found to be more effective representations in memory.
than some traditional methods in a few studies. It is
clearly emerging as a potentially valuable aid to The rationale for the explicit teaching of
classroom teachers in the area of vocabulary comprehension skills is that comprehension can be
instruction. Vocabulary also can be learned improved by teaching students to use specific cognitive
incidentally in the context of storybook reading or in strategies or to reason strategically when they
listening to others. Learning words before reading a encounter barriers to understanding what they are
text also is helpful. Techniques such as task reading. Readers acquire these strategies informally to
restructuring and repeated exposure (including having some extent, but explicit or formal instruction in the
the student encounter words in various contexts) application of comprehension strategies has been
appear to enhance vocabulary development. In shown to be highly effective in enhancing
addition, substituting easy words for more difficult understanding. The teacher generally demonstrates
words can assist low-achieving students. such strategies for students until the students are able
to carry them out independently.
The literature search identified 453 studies that • Story structure, where students are taught to use
addressed issues and topics relevant to text the structure of the story as a means of helping
comprehension since 1980. Studies published them recall story content in order to answer
between 1970 and 1979 were added if they were of questions about what they have read; and
particular relevance, resulting in 481 studies that were • Summarization, where readers are taught to
initially reviewed. Of these, 205 studies met the integrate ideas and generalize from the text
general NRP methodological criteria and were then information.
classified into instructional categories based on the
kind of instruction used. Application of the more Findings and Determinations
specific review criteria precluded formal meta- In general, the evidence suggests that teaching a
analyses because of the large variation in combination of reading comprehension techniques is
methodologies and implementations used. The Panel the most effective. When students use them
found few research studies that met all NRP research appropriately, they assist in recall, question answering,
methodology criteria. Nevertheless, the Panel question generation, and summarization of texts.
employed the NRP criteria to the maximum extent When used in combination, these techniques can
possible in its examination of this body of literature. improve results in standardized comprehension tests.
(See the Comprehension section of the Report of the Nevertheless, some questions remain unanswered.
National Reading Panel: Reports of the Subgroups.) More information is needed on ways to teach teachers
In its review, the Panel identified 16 categories of text how to use such proven comprehension strategies.
comprehension instruction of which 7 appear to have The literature also suggests that teaching
a solid scientific basis for concluding that these types comprehension in the context of specific academic
of instruction improve comprehension in non-impaired areas—for example, social studies—can be effective.
readers. Some of these types of instruction are helpful If this is true of other subject areas, then it might be
when used alone, but many are more effective when efficient to teach comprehension as a skill in content
used as part of a multiple-strategy method. The types areas.
of instruction are: Questions remain as to which strategies are most
• Comprehension monitoring, where readers learn effective for which age groups. More research is
how to be aware of their understanding of the necessary to determine whether the techniques apply
material; to all types of text genres, including narrative and
expository texts, and whether the level of difficulty of
• Cooperative learning, where students learn
the texts has an impact on the effectiveness of the
reading strategies together;
strategies. Finally, it is critically important to know
• Use of graphic and semantic organizers (including what teacher characteristics influence successful
story maps), where readers make graphic instruction of reading comprehension.
representations of the material to assist
comprehension; Teacher Preparation and Comprehension
• Question answering, where readers answer Strategies Instruction
questions posed by the teacher and receive
Teaching reading comprehension strategies to students
immediate feedback;
at all grade levels is complex. Teachers not only must
• Question generation, where readers ask have a firm grasp of the content presented in text, but
themselves questions about various aspects of the also must have substantial knowledge of the strategies
story;
themselves, of which strategies are most effective for students collaborate to form joint interpretations of
different students and types of content and of how text and acquire a deeper understanding of the mental
best to teach and model strategy use. and cognitive processes involved in comprehension.
Research on comprehension strategies has evolved Findings and Determinations
dramatically over the last 2 decades. Initially, The four studies (two studies for each approach)
investigators focused on teaching one strategy at a demonstrated that teachers could be instructed in
time; later studies examined the effectiveness of these methods. Teachers required instruction in
teaching several strategies in combination. However, explaining what they are teaching, modeling their
implementation of this promising approach has been thinking processes, encouraging student inquiry, and
problematic. Teachers must be skillful in their keeping students engaged. Data from all four studies
instruction and be able to respond flexibly and indicated clearly that in order for teachers to use
opportunistically to students’ needs for instructive strategies effectively, extensive formal instruction in
feedback as they read. reading comprehension is necessary, preferably
The initial NRP search for studies relevant to the beginning as early as preservice.
preparation of teachers for comprehension strategy More research is needed to address the following
instruction provided 635 citations. Of these, only four questions. Which components of teacher preparation
studies met the NRP research methodology criteria. are most effective? Can reading comprehension
Hence, the number of studies eligible for further strategies be successfully incorporated into content
analysis precluded meta-analysis of the data derived area instruction? How can the effectiveness of
from these investigations. However, because there strategies be measured in an optimal manner? Can
were only four studies, the NRP was able to review strategies be taught as early as grades 1 and 2, when
them in detail. The studies investigate two major children also are trying to master phonics, word
approaches: Direct Explanation and Transactional recognition, and fluency? How can teachers be taught
Strategy Instruction. to provide the most optimal instruction?
The Direct Explanation approach focuses on the
teacher’s ability to explain explicitly the reasoning and Teacher Education and Reading
mental processes involved in successful reading Instruction
comprehension. Rather than teach specific strategies, Recent developments such as class size reduction and
teachers help students (1) to view reading as a the writing of standards suggest the growing
problem solving task that necessitates the use of importance of teacher education on learning outcomes.
strategic thinking, and (2) to learn to think strategically In addition, the National Reading Panel decided to
about solving comprehension problems. For example, focus on this area because during its regional meetings
teachers are taught that they could teach students the speakers expressed intense interest in the quality and
skill of finding the main idea by casting it as a importance of teacher education.
problemsolving task and reasoning about it
strategically. In teacher education programs, preservice teachers
generally acquire knowledge through supervised
Transactional Strategy Instruction also emphasizes the teaching and through coursework in theory and
teacher’s ability to provide explicit explanations of methods. Continuing education for practicing teachers
thinking processes. Further, it emphasizes the ability comes from professional development, also called
of teachers to facilitate student discussions in which inservice education. The NRP analysis on this topic
was guided by three primary questions: How are
teachers taught to teach reading? What does research
show about the effectiveness of this instruction? How development? How can teachers optimally be
can research be applied to improve teacher supported over the long term to ensure sustained
development? The initial literature search by the Panel implementation of new methods and to ensure student
identified more than 300 articles. A total of 32 studies achievement? The relationship between the
met the methodological NRP criteria: 11 preservice development of standards and teacher education is
and 21 inservice. No meta-analysis was conducted also an important gap in current knowledge.
because the range of variables and theoretical
positions was too large for the limited number of Computer Technology and
studies. Reading Instruction
Until recently, computers were not considered capable
Findings and Determinations
of delivering reading instruction effectively. They could
As indicated by the NRP’s examination of the
not comprehend oral reading and judge its accuracy.
literature, only a small number of experimental studies
They also were unable to accept free-form responses
have been published about the effectiveness of
to comprehension questions, so their use had to rely
preservice and inservice teacher education. For
primarily on multiple-choice formats. Today, the
conclusions to be drawn about the effectiveness of
situation is much improved. New computers have
teacher education, information on both teacher and
speech recognition capabilities as well as many
student outcomes must be reported. Preservice
multimedia presentation functions. Developments in
research, however, only measured teacher outcomes,
the Internet, with possibilities of linking schools and
whereas ideally both short- and long-term teacher and
instruction, have further increased interest in
student outcomes should be observed. With respect
technology as a teaching device. Computer
to research on inservice education, only about one-half
technology is different from other areas the NRP
measured student outcomes as well as teacher
analyzed. It cannot be studied independently of
outcomes.
instructional content and is not an instructional method
Generally the results indicated that inservice in itself. Thus, computer technology must be examined
professional development produced significantly higher for its ability to deliver instruction, for example, in
student achievement. There were few studies of the vocabulary or in phonemic awareness.
long-term maintenance of the gains. While there were
Because this is a relatively new field, the number of
only a small number of studies, almost all of them
studies published in this area is small. Only 21 studies
showed positive effects on teaching. However, there
met the NRP research methodology criteria.
were too few studies on specific variables to allow the
Panel to draw specific conclusions about the content Findings and Determinations
of preservice education. Although it is difficult to draw conclusions from these
More information is needed in several areas. What is studies, it is possible to make some general
the optimal combination of preservice and inservice statements. First, all the studies report positive results,
education, and what are the effects of preservice suggesting that it is possible to use computer
experience on inservice performance? What is the technology for reading instruction. The seven studies
appropriate length of inservice and preservice that reviewed the addition of speech to computer-
education? What are the best ways to assess the presented text indicate that this may be a promising
effectiveness of teacher education and professional use of technology in reading instruction.
Two other trends show promise. The use of hypertext Research also is needed on the value of speech
(highlighted text that links to underlying definitions or recognition as a technology and the use of multimedia
supporting or related text, almost like an electronic presentations in reading instruction.
footnote), while technically not reading instruction,
In sum, the Panel is encouraged by the reported
may have an instructional advantage. Second, the use
successes in the use of computer technology for
of computers as word processors may be very useful,
reading instruction, but relatively few specific
given that reading instruction is most effective when
instructional applications can be gleaned from the
combined with writing instruction.
research. Many questions still need to be addressed.
Striking in its absence is research on the incorporation
of Internet applications to reading instruction.
Next Steps
As part of its Congressional charge, the NRP was checklists of important research opportunities for
directed to assess the effectiveness of various further analyses and evaluations of the kind conducted
approaches to teaching children to read and to further by the Panel on this first set of topics.
indicate the extent to which effective approaches were
It is the Panel’s fervent hope that future evaluations of
ready for application in classroom settings. The
important reading research topics will include an
instructional topics of alphabetics (phonemic
analysis and assessment of correlational, descriptive,
awareness and phonics), fluency, comprehension
and qualitative studies that inform our understanding of
(vocabulary instruction and text comprehension),
the developmental reading process, and a
teacher education and reading instruction, and
determination of what instructional implications can be
computer technology and reading instruction
drawn from them. Moreover, it will be critical to
addressed in this Report were selected by the Panel
understand better how quantitative, hypothesis-driven
from a candidate list of 35 topics generated from
studies can best be integrated with qualitative
Panel members’ own expertise, from the report of the
approaches to obtain maximum reliability and
National Research Council on Preventing Reading
ecological validity. Likewise, it will be critical to
Difficulties in Young Children (Snow, Burns, & Griffin,
identify the most important methodological features
1998), and from the input the Panel received in its
inherent in qualitative and descriptive research
regional hearings. Several additional factors
approaches that lead to the collection of trustworthy
contributed to the consensus decision to limit the
evidence. Thus, the Panel recommends that the
number of topics that could be addressed and to
evaluation of these types of qualitative research
evaluate the research literature relevant to these
approaches, methods, and evidence be guided by the
specific topics. These factors included (1) the
development of a comparable methodologically
hypothesized role that these topics play in reading
rigorous review process similar to that employed by
instruction; (2) the availability of well-designed
the NRP with procedures and criteria designated a
experimental or quasi-experimental studies of
priori and applied within an open and public forum.
instructional effectiveness for each of these topic areas
versus other topic areas; (3) the immensity of the With this information as background, it is clear to the
research literature in reading development and reading Panel that at least four major tasks remain in
instruction; and (4) constraints on time and Panel developing a science of reading development and
resources. reading instruction. First, where possible, there should
be meta-analyses of existing experimental or quasi-
The Panel regrets that it could not evaluate all of the
experimental research in topic areas not addressed by
reading instructional topics that were identified by
the NRP. Second, additional experimental research
Panel members as well as by parents, educators, and
should be conducted on questions unanswered by the
policymakers at the regional meetings. The Panel
Panel’s analyses of the topics it did cover. Third, there
emphasizes that omissions of topics such as the effects
should be an exhaustive and objective analysis of
of predictable and decodable text formats on
correlational, descriptive, and qualitative studies
beginning reading development, motivational factors in
relevant to reading development and reading
learning to read, and the effects of integrating reading
instruction that is carried out with methodological rigor
and writing, to name a few, are not to be interpreted
following pre-established criteria. Fourth,
as determinations of unimportance or ineffectiveness.
experimental research should be initiated to test those
Indeed, each of the reports of the subgroups identifies
areas for future research. These can serve as
Reflections
The findings and determinations of the NRP reflect a adds further knowledge about how those skills are
focused and persistent effort on the part of the Panel best taught to beginning readers who vary in initial
to contribute reliable, valid, and trustworthy reading-related abilities. The Panel identified a
information to the body of knowledge that is leading number of instructional approaches, methods, and
to a better scientific understanding of reading strategies that hold substantial promise for application
development and reading instruction. In carrying out in the classroom at this time. Specifically, the Report
its Congressional charge, the Panel was able to first of the National Reading Panel: Reports of the
develop, and then to apply a methodologically Subgroups includes specific findings that can be useful
rigorous research review process and protocol and to in helping teachers develop instructional applications
do so within an open and public forum. The a priori with students. Moreover, the Reports of the
establishment of research review criteria, the Subgroups provides extensive references that teachers
systematic evaluation process, and the openness to can locate for instructional ideas and guidance. In
public scrutiny at all times ensured that the evidence addition, the Panel identified areas where significantly
ultimately evaluated by the Panel met well-established greater research effort is needed, and where the
objective scientific standards. This process also quality of the research efforts must improve in order to
serves as a model for future evaluations of evidence determine objectively the effectiveness of different
obtained experimentally on other topics relevant to types of reading instruction. Significantly, the Panel
reading as well as for studies employing has reached a series of positive conclusions about
nonexperimental methodologies. several areas of instructional research through a
rigorous and open process. We are confident that the
The work of the NRP builds on existing knowledge
determinations made by the Panel in this regard will
about what types of skills children need to acquire to
benefit children, teachers, and educational
become independent readers. Specifically, the Panel
policymakers.
addresses the evidence about what those skills are and
References
Cooper, H., & Hedges, L.V. (1994). The handbook Snow, C. E., Burns, S. M., & Griffin, P. (Eds.).
of research synthesis. New York: Russell Sage (1998). Preventing reading difficulties in young children.
Foundation. Washington, DC: National Academy Press.
Durkin, D. (1993). Teaching them to read (6th ed.). Whipple, G. (Ed.). (1925). The Twenty-fourth
Boston, MA: Allyn & Bacon. Yearbook of the National Society for the Study of
Education: Report of the National Committee on
Harris, T., & Hodges, R. (Eds.). (1995). The Reading. Bloomington, IL: Public School Publishing
literacy dictionary (p. 207). Newark, DE: International Company.
Reading Association.
In an important action critical to its Congressional diverse subgroups to identify, screen, and evaluate the
charge, the NRP elected to develop and adopt a set relevant research to complete their respective reports.
of rigorous research methodological standards. These Moreover, the Panel also had to arrive at findings that
standards, which are defined in this section, guided the all or nearly all of the members of the NRP could
screening of the research literature relevant to each endorse. Common procedures, grounded in scientific
topic area addressed by the Panel. This screening principles, helped the Panel to reach final agreements.
process identified a final set of experimental or quasi-
experimental research studies that were then subjected Search Procedures
to detailed analysis. The evidence-based Each subgroup conducted a search of the literature
methodological standards adopted by the Panel are using common procedures, describing in detail the
essentially those normally used in research studies of basis and rationale for its topical term selections, the
the efficacy of interventions in psychological and strategies employed for combining terms or delimiting
medical research. These include behaviorally based searches, and the search procedures used for each
interventions, medications, or medical procedures topical area.
proposed for use in the fostering of robust health and
psychological development and the prevention or Each subgroup limited the period of time covered by
treatment of disease. It is the view of the Panel that its searches on the basis of relative recentness and
the efficacy of materials and methodologies used in the how much literature the search generated. For
teaching of reading and in the prevention or treatment example, in some cases it was decided to limit the
of reading disabilities should be tested no less years searched to the number of most recent years
rigorously. However, such standards have not been that would identify between 300 and 400 potential
universally accepted or used in reading education sources. This scope could be expanded in later
research. Unfortunately, only a small fraction of the iterations if it appeared that the nature of the research
total reading research literature met the Panel’s had changed qualitatively over time, if the proportion
standards for use in the topic analyses. of useable research identified was small (e.g., less than
25%), or if the search simply represented too limited a
With this as background, the Panel understood that proportion of the total set of identifiable studies.
criteria had to be developed as it considered which Although the number of years searched varied among
research studies would be eligible for assessment. subgroup topics, decisions regarding the number of
There were two reasons for determining such years to be searched were made in accord with
guidelines or rules a priori. First, the use of common shared criteria.
search, selection, analysis, and reporting procedures
would ensure that the Panel’s efforts could proceed, The initial criteria were established to focus the efforts
not as a diverse collection of independent—and of the Panel. First, any study selected had to focus
possibly uneven—synthesis papers, but as parts of a directly on children’s reading development from
greater whole. The use of common procedures preschool through grade 12. Second, the study had to
permitted a more unified presentation of the combined be published in English in a refereed journal. At a
methods and findings. Second, the amount of minimum, each subgroup searched both PsycINFO
research synthesis that had to be accomplished was and ERIC databases for studies meeting these initial
substantial. Consequently, the Panel had to work in criteria. Subgroups could, and did, use additional
databases when appropriate. Although the use of a If a study did not meet these criteria or could not be
minimum of two databases identified duplicate located, it was excluded from subgroup analysis and
literature, it also afforded the opportunity to expand the reason(s) for its exclusion detailed and
perspective and locate articles that would not be documented for the record. If the study was located
identifiable through a single database. and met the criteria, the study became one of the
subgroup’s core working set of studies. The core
Identification of each study selected was documented
working sets of studies gathered by the subgroups
for the record, and each was assigned to one or more
were then coded as described below and then
members of the subgroup, who examined the title and
analyzed to address the questions posed in the
abstract. Based on this examination, the subgroup
introduction and in the charge to the Panel.
member(s) determined, if possible at this stage,
whether the study addressed issues within the purview If a core set of studies identified by the subgroup was
of the research questions being investigated. If it did insufficient to answer critical instructional questions,
not, the study was excluded and the reason(s) for the less recent studies were screened for eligibility for, and
exclusion were detailed and documented for the inclusion in, the core working sets of studies. This
record. If it did address reading instructional issues second search used the reference lists of all core
relevant to the Panel’s selected topic areas, the study studies and known literature reviews. This process
underwent further examination. identified cited studies that could meet the Panel’s
methodological criteria for inclusion in the subgroups’
Following initial examination, if the study had not been
core working sets of studies. Any second search was
excluded in accord with the preceding criteria, the full
described in detail and applied precisely the same
study report was located and examined in detail to
search, selection, exclusion, and inclusion criteria and
determine whether the following criteria were met:
documentation requirements as were applied in the
• Study participants must be carefully described subgroups’ initial searches.
(age, demographic, cognitive, academic, and
Manual searches, again applying precisely the same
behavioral characteristics);
search, selection, exclusion, and inclusion criteria and
• Study interventions must be described in sufficient documentation requirements as were applied in the
detail to allow for replicability, including how long subgroups’ electronic searches, were also conducted
the interventions lasted and how long the effects to supplement the electronic database searches.
lasted; Manual searching of recent journals that publish
• Study methods must allow judgments about how research on specific NRP subgroup topics was
instruction fidelity was insured; and performed to compensate for the delay in appearance
• Studies must include a full description of outcome of these journal articles in the electronic databases.
measures. Other manual searching was carried out in relevant
journals to include eligible articles that should have
These criteria for evaluating research literature are
been selected, but were missed in electronic searches.
widely accepted by scientists in disciplines involved in
medical, behavioral, and social research. The Source of Publications: The Issue of
application of these criteria increases the probability
that objective, rigorous standards were used and that
Refereed and Non-Refereed
therefore the information obtained from the studies Articles
would contribute to the validity of any conclusions The subgroup searches focused exclusively on
drawn. research that had been published or had been
scheduled for publication in refereed (peer-reviewed)
journals. The Panel reached consensus that
determinations and findings for claims and assumptions studies be of moderate to high quality. When there
guiding instructional practice depended on such were too few studies of this type or they were too
studies. Any search or review of studies that had not narrowly cast or they were of marginally acceptable
been published through the peer review process but quality, then it was essential that the Panel have
was consulted in any subgroup’s review was treated substantial correlational or descriptive studies that
as separate and distinct from evidence drawn from concurred with the findings if a claim was to be
peer reviewed sources (i.e., in an appendix) and is not sustained. No claim could be determined on the basis
referenced in the Panel’s report. These non-peer- of descriptive or correlational research alone. The use
reviewed data were treated as preliminary/pilot data of these procedures increased the possibility of
that might illuminate potential trends and areas for reporting findings with a high degree of internal validity.
future research. Information derived in whole or in
part from such studies was not to be represented at Coding of Data
the same level of certainty as findings derived from the Characteristics and outcomes of each study that met
analysis of refereed articles. the screening criteria described above were coded
and analyzed, unless otherwise authorized by the
Types of Research Evidence and Panel. The data gathered in these coding forms were
Breadth of Research Methods the information submitted to the final analyses. The
Considered coding was carried out in a systematic and reliable
Different types of research (e.g., descriptive- manner.
interpretive, correlational, experimental) lay claim to The various subgroups relied on a common coding
particular warrants, and these warrants differ form developed by a working group of the Panel’s
markedly. The Panel felt that it was important to use a scientist members and modified and endorsed by the
wide range of research, but that the research be used Panel. However, some changes could be made to the
in accordance with the purposes and limitations of the common form by the various subgroups for addressing
various research types. different research issues. As coding forms were
To make a determination that any instructional practice developed, any changes to the common coding form
could be or should be adopted widely to improve were shared with and approved by the Panel to ensure
reading achievement requires that the belief, consistency across various subgroups.
assumption, or claim supporting the practice is causally Unless specifically identified and substantiated as
linked to a particular outcome. The highest standard unnecessary or inappropriate by a subgroup and
of evidence for such a claim is the experimental study, agreed to by the Panel, each form for analyzing studies
in which it is shown that treatment can make such was coded for the following categories:
changes and effect such outcomes. Sometimes when
it is not feasible to do a randomized experiment, a 1. Reference
quasi-experimental study is conducted. This type of • Citation (standard APA format)
study provides a standard of evidence that, while not • How this paper was found (e.g., search of named
as high, is acceptable, depending on the study design. database, listed as reference in another empirical
To sustain a claim of effectiveness, the Panel felt it paper or review paper, manual search of recent
necessary that there be experimental or quasi- issues of journals)
experimental studies of sufficient size or number, and • Narrative summary that includes distinguishing
scope (in terms of population served), and that these features of this study
2 . Research Question: The general selected from the population of those available
umbrella question that this study
- Convenience or purposive sample
addresses
- Not reported
3 . Sample of Student PParticipants
articipants
- Sample was obtained from another study
• States or countries represented in sample (specify study)
• Number of different schools represented in sample • Attrition:
• Number of different classrooms represented in - Number of participants lost per group during
sample the study
• Number of participants (total, per group) - Was attrition greater for some groups than for
• Age others? (yes/no)
• Grade 4 . Setting of the Study
• Reading levels of participants (prereading, • Classroom
beginning, intermediate, advanced)
• Laboratory
• Whether participants were drawn from urban,
• Clinic
suburban, or rural settings
• Pullout program (e.g., Reading Recovery©)
• List any pretests that were administered prior to
treatment • Tutorial
• List any special characteristics of participants 5 . Design of Study
including the following if relevant:
• Random assignment of participants to treatments
• Socioeconomic status (SES) (randomized experiment)
• Ethnicity - With vs. without a pretest
• Exceptional learning characteristics, such as: • Nonequivalent control group design (quasi-
- Learning disabled experiment), e.g., existing groups assigned to
- Reading disabled treatment or control conditions, no random
assignment
- Hearing impaired
- With vs. without matching or statistical control
• English language learners (ELL); also known as
to address nonequivalence issue
limited English proficient (LEP) students
• One-group repeated measure design (i.e., one
• Explain any selection restrictions that were applied
group receives multiple treatments, considered a
to limit the sample of participants (e.g., only those
quasi-experiment)
low in phonemic awareness were included)
- Treatment components administered in a fixed
• Contextual information: concurrent reading
order vs. order counterbalanced across
instruction that participants received in their
subgroups of participants
classrooms during the study
• Multiple baseline (quasi-experiment)
- Was the classroom curriculum described in the
study? (code = yes/no) - Single-subject design
- Describe the curriculum - Aggregated-subjects design
• Describe how sample was obtained: 6 . Independent V ariables
Variables
- Schools or classrooms or students were a . TTreatment
reatment V ariables
Variables
significantly from study to study?). Second, the Panel program is most and least effective. Within-group
compared the magnitude of a treatment’s effect under average effect sizes were examined as were overall
different methodological conditions, program contexts, effect sizes for differences from zero and for strength.
program features, and outcome measures and for The analytic procedures were carried out using the
students with different characteristics. The techniques described by Cooper and Hedges (1994).
appropriate moderators of a treatment’s impact were
drawn from the distinctions in studies recorded on the References
coding sheets. In each case, a statistical comparison Cooper, H., & Hedges, L. V. (1994). The handbook
was made to examine the impact of each moderator of research synthesis. New York: Russell Sage
variable on average effect sizes for each relevant Foundation.
outcome variable. These analyses enabled the Panel
to determine the conditions that alter a program’s Snow, C. E., Burns, S. M., & Griffin, P. (Eds.).
(1998). Preventing reading difficulties in young children.
effects and the types of individuals for whom the
Washington, DC: National Academy Press.