William James on a phenomenological psychology of immediate experience: The true foundation for a science of consciousness?
Eugene Taylor History of the Human Sciences 2010 23: 119 DOI: 10.1177/0952695110363644 The online version of this article can be found at: http://hhs.sagepub.com/content/23/3/119
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William James on a phenomenological psychology of immediate experience: The true foundation for a science of consciousness?
Eugene Taylor Saybrook University, USA
History of the Human Sciences 23(3) 119130 The Author(s) 2010 Reprints and permission: sagepub.co.uk/journalsPermissions.nav DOI: 10.1177/0952695110363644 hhs.sagepub.com
Abstract Throughout his career, William James defended personal consciousness. In his Principles of Psychology (1890), he declared that psychology is the scientific study of states of consciousness as such and that he intended to presume from the outset that the thinker was the thought. But while writing it, he had been investigating a dynamic psychology of the subconscious, which found a major place in his Gifford Lectures, published as The Varieties of Religious Experience in 1902. This was the clearest statement James was able to make before he died with regard to his developing tripartite metaphysics of pragmatism, pluralism and radical empiricism, which essentially asked Is a science of consciousness actually possible? Jamess lineage in this regard, was inherited from an intuitive psychology of character formation that had been cast within a context of spiritual self-realization by the Swedenborgians and Transcendentalists of New England. Chief among these was his father, Henry James, Sr, and his godfather, Ralph Waldo Emerson. However, James was forced to square these ideas with the more rigorous scientific dictates of his day, which have endured to the present. As such, his ideas remain alive and vibrant, particularly among those arguing for the fusion of phenomenology, embodiment and cognitive neuroscience in the renewed search for a science of consciousness.
Corresponding author: Eugene Taylor, Graduate College of Psychology & Humanistic Studies, Saybrook University, 747 Front Street, 3rd Floor, San Francisco, USA. Email: etaylor@igc.org
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The problem was that James had become involved with the British psychical researchers and the physiologists and neurologists associated with the so-called French experimental psychology of the subconscious in the 12 years that it took him to write his Principles of Psychology. He came to believe that their work produced conclusive scientific evidence for the reality of multiple states of consciousness, all occurring simultaneously in the person, not just one single state within which all psychological phenomena occur. If true, he concluded, this meant that experimental psychology might not be anything more than a colossal elaboration of the ego, if these changing states were not taken into account. This also meant that the subject and the object of its perception were linked at more than one level. Waking rational consciousness may make it appear that subject and object were distinct, even constructing an entire psychology based on this idea, when in reality they may remain intertwined. This caused James to have second thoughts about his original, more positivistic conception of the stream of thought.
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expansion and contraction as the stream flows ever onward. The periphery or penumbra of waking consciousness leads inward to the hypnogogic state, a portal into subconscious states where the contents of consciousness are expressed as mental images. Beyond the hypnogogic state is a spectrum of possible states ranging from the psychopathic to the transcendent, waking consciousness being one of them, probably somewhere in the middle, its purpose being the preservation of the biological organism, which is the primary vehicle for the experience of these other states. On the one hand we have dissolutive states, leading to the breakdown of personality, and on the other we have evolutive states, higher states of consciousness indicative of where the human species could possibly develop in the future. Further, an emphasis on these states psychotherapeutically represents an appeal to the growth-oriented dimension of every personality and is a source of healing as well as the actualization of our highest ideals. These ideas remained largely unexpressed in print and appeared only here and there in unpublished correspondence and in shorter works, and James never went back to finish writing out the Lowell Lectures on Exceptional Mental States. Instead, he bequeathed their content to a younger generation of students, such as Gertrude Stein, Boris Sidis, E. E. Southard, William Healy, L. Eugene Emerson and others, while his attention was distracted toward the articulation and development of his doctrine of pragmatism, which was launched in 1898 and quickly became an international movement (James, 1898). Radical empiricism was at the core of his thinking and noetic pluralism, a dynamic psychology of the individual, represented the second of his tripartite metaphysics, but the further elaboration of these into a more formal system had to wait as well, as a spirited defense of pragmatism dominated his energies.
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he said, could be presaged by a simple insight. They could be represented by a series of experiences that lead to a major attitude readjustment. Or they could more obviously be recognized as a full-blown transformation of personality. In any event, they carried a sense of knowledge unplumbed by the discursive intellect and could even possibly be its very source. At the same time, a test for their efficacy lay not in where they come from, but in terms of their ability to influence the moral and aesthetic quality of daily living. As such, the Gifford Lectures constituted historically the clearest statement James was able to make before he died with regard to his developing tripartite metaphysics of pragmatism, pluralism and radical empiricism. They also represented the culmination of his search to understand consciousness as an object of scientific study. He had begun with a consideration of consciousness in the context of natural selection, which led him to the study of the object at the center of waking awareness. These studies took him to the periphery of waking rational consciousness, which is a margin that is continually changing, and into the psychology of the emotions and mental imagery, which leads to the domain of multiple states of consciousness across a spectrum from the psychopathic to the transcendent.
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radical empiricism, but as a means to put forward his own method rather than to tease out what James actually might have been getting at. Phenomenology for Giorgi is basic to all the sciences, but he does not see psychology as foundational to them. In this he is more in agreement with Peirce than James. Giorgi also does not acknowledge any kind of uniquely American lineage of phenomenological psychology. I, on the other hand, see James as precisely in this lineage, having inherited the intuitive psychology of character formation of the Swedenborgians and Transcendentalists which he transmuted into a psychology of individual differences, the scientific study of consciousness and a defense of the power of religious belief. His Varieties was clearly a phenomenological study and his tripartite metaphysics was grounded in the experience of pure consciousness in the immediate moment before the differentiation of subject and object. Hegel notwithstanding, this would rank James as a firstgeneration phenomenologist in psychology, along with other figures such as Brentano and Stumpf, suggesting that Husserl, who followed, had no exclusive purchase on the term. Jamess influence can be traced through a cross-disciplinary arc and included such figures as Carl Jung in the realm of depth psychology, Niels Bohr in quantum physics, Paul Tillich in theology, and Abraham Maslow, Carl Rogers and Rollo May in humanistic psychology. Rogerss point of view would be a moment in the tradition of a uniquely American, Jamesean interpretation of phenomenology. Giorgi, however, would not agree with such an interpretation.
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what he or she is experiencing. In this regard, Max Velmans goes a step further and argues for a reflexive element in every experiment in which the experimenter remains cognizant of his or her own biases, actions and interpretations at every stage of the experiment (Velmans, 2000).10 The key here is a focus on the phenomenology of the science-making process itself, suggesting that the solution to the Hard Problem might lie along the lines of a new understanding of the relation between the experimenter and the subject of the experiment. Recognition of the value of phenomenology may have to occur in the thinking of neuroscientists in general, but at the same time, the presuppositions underlying the way science is presently conducted may also have to undergo a change. Neuroscientists are not unaware of Jamess contribution to this discussion, as we see in the very different contemporary theories generated by such figures as Francis Crick and Francisco Varela who self-consciously borrowed from James to elaborate their own understanding of a modern science of consciousness (Varela, 1999; Crick and Koch, 1990).
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Notes
1. Chauncey Wright and Charles Peirce, close friends of Jamess, were interested in the problem as well. See Wright (1873) and Peirce (1878). Darwin had asked Wright directly to address the problem, while Peirce, though he remained ambivalent to Darwins ideas, nevertheless took them into account with regard to the application of the laws of natural selection to the evolution of language. See also Taylor (1981, 1990). 2. See also James (1865b). 3. See his preface, vol. 1; his chapter 1; and his chapter on The Stream of Thought. 4. See his chapter which he now called The Stream of Consciousness, p. 151. 5. See also chapter 2 in The Meaning of Truth (James, 1909), under the title of The Tigers in India. 6. See the preface in James (1897b). 7. See particularly his chapters on The Divided Self and its Unification and also his chapter on Mysticism. 8. Analyzed in Taylor and Coffman (2005). 9. See also Chalmers (1995). 10. Suppose, for instance, every scientific paper had a statement as to the authors philosophical epistemology? 11. James alludes to this link in Pragmatism (1907), where he discusses noetic pluralism and also the relation of the one to the many. 12. The overall point of this article was adapted from Taylor (1995), since that article fell on deaf ears when it first came out. See also Taylor and Young (1998).
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Biographical Note
Eugene Taylor holds a PhD in the History and Philosophy of Psychology. His primary academic affiliation is Professor of Psychology at Saybrook University. He is also a lecturer on Psychiatry, Harvard Medical School, and senior psychologist on the Psychiatry Service at the Massachusetts General Hospital. He is the author of, among other titles, William James on Exceptional Mental States (1982); William James on Consciousness beyond the Margin (1996); with R. Wozniak (eds), Pure Experience: The Response to William James (1996); and, forthcoming, William James and the Spiritual Roots of American Pragmatism.
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