3G TR 25.832 V3.0.

0 (1999-10)
Technical Specification

3rd Generation Partnership Project; Technical Specification Group Radio Access Network; Manifestations of Handover and SRNS Relocation (3G TR 25.832 version 3.0.0)

The present document has been developed within the 3rd Generation Partnership Project (3GPP TM) and may be further elaborated for the purposes of 3GPP. The present document has not been subject to any approval process by the 3GPP Organisational Partners and shall not be implemented. This Specification is provided for future development work within 3GPP only. The Organisational Partners accept no liability for any use of this Specification Specifications and reports for implementation of the 3GPP TM system should be obtained via the 3GPP Organisational Partners' Publications Offices.

3G TR 25.832 version 3.0.0

3G TR 25.832 V3.0.0 (1999-10)

Reference
DTS/TSGR-0325832U

Keywords

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Copyright Notification No part may be reproduced except as authorized by written permission. The copyright and the foregoing restriction extend to reproduction in all media.
1999, 3GPP Organizational Partners (ARIB, CWTS, ETSI, T1, TTA,TTC). All rights reserved.

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3G TR 25.832 version 3.0.0

3G TR 25.832 V3.0.0 (1999-10)

Contents
Intellectual Property Rights ............................................................................................................................... 4 Foreword............................................................................................................................................................ 4 Introduction........................................................................................................................................................ 4 1 2 3
3.1 3.3

Scope ....................................................................................................................................................... 5 References ............................................................................................................................................... 5 Definitions, symbols and abbreviations .................................................................................................. 5

Definitions..........................................................................................................................................................5 Abbreviations .....................................................................................................................................................5

4 5
5.1 5.1.1 5.1.2 5.2 5.2.1 5.2.2 5.2.3 5.3 5.4 5.5 5.6 5.7

General Aspects....................................................................................................................................... 5 Manifestations of Handover .................................................................................................................... 6

Intra Node B.......................................................................................................................................................6 Intra Node B (intra cell) ...............................................................................................................................6 Intra Node B (inter cell) ...............................................................................................................................6 Inter Node B.......................................................................................................................................................7 Inter Node B (intra RNS)..............................................................................................................................7 Inter Node B (inter RNS, with Iur) ...............................................................................................................8 Inter Node B (inter RNS, without Iur) ..........................................................................................................9 Inter URAN (different URAN types) .................................................................................................................9 Inter CN (same URAN types) ..........................................................................................................................10 Inter CN (different URAN types).....................................................................................................................10 Inter CN (different CN/URAN types) ..............................................................................................................11 Intra CN (UTRAN-GSM/GPRS) .....................................................................................................................11

Applicability of the Scenarios ............................................................................................................... 12

History ............................................................................................................................................................. 13

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3G TR 25.832 version 3.0.0

3G TR 25.832 V3.0.0 (1999-10)

Intellectual Property Rights Foreword

This Technical Report has been produced by the 3rd Generation Partnership Project, Technical Specification Group RAN. The contents of this TR may be subject to continuing work within the 3GPP and may change following formal TSG approval. Should the TSG modify the contents of this TR, it will be re-released with an identifying change of release date and an increase in version number as follows: Version 3.y.z where: x the first digit: 1 presented to TSG for information; 2 presented to TSG for approval; 3 Indicates TSG approved document under change control. y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. z the third digit is incremented when editorial only changes have been incorporated in the specification;

Introduction
This paper describes the various manifestations of handover to be supported by the proposed UTRAN architecture. There are several reasons for doing this: to ensure that all scenarios have been captured and can be developed so that the requirements for the UTRAN/CN entities and interfaces can be defined to raise and discuss issues concerning the architecture

The mapping of the scenarios onto public/private domains is outside the scope of the document. Unless otherwise stated, the scenarios are supported by Release 99 of the standard.

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Scope

The present document identifies a number of handover and SRNS Relocation scenarios for UTRAN. It is intended to reflect and clarify the requirements on UTRAN, and to assist in the development of procedures and capabilities.

References
References are either specific (identified by date of publication, edition number, version number, etc.) or non-specific. For a specific reference, subsequent revisions do not apply. For a non-specific reference, the latest version applies. A non-specific reference to an ETS shall also be taken to refer to later versions published as an EN with the same number.

The following documents contain provisions which, through reference in this text, constitute provisions of the present document.

3
3.1

Definitions, symbols and abbreviations

Definitions

For the purposes of the present document, the following terms and definitions apply. Handover: the transfer of a users connection from one radio channel to another (can be same or different cell). SRNS Relocation: the change of Iu instance. It should be noted that SRNS Relocation was previously known as Streamlining.

3.3
BRAN BSS CN Ap DRNC FDD PLMN RNC RNS SRNC SRNS TDD UE UTRAN

Abbreviations
Broadband Radio Access Network Base Station Subsystem Core Network Access Point Drift RNC Frequency Division Duplex Public Land Mobile Network Radio Network Controller Radio Network Subsystem Serving RNC Serving RNS Time Division Duplex User Equipment UMTS Terrestrial Radio Access Network

For the purposes of the present document, the following abbreviations apply:

General Aspects

The scenarios show the relationship between radio interface mobility with Iu interface mobility.

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It should be noted that in all scenarios where the UE is connected to UTRAN, the connection can use Dedicated or Common channels, in either FDD or TDD mode. In Common Transport Channel state, only hard handover is possible, while in DCH state both hard and soft handover may be possible (depending on scenario). For handover between FDD and TDD modes, only hard handover is possible. Throughout the paper handovers are shown in both directions (i.e. the scenarios are symmetric). It is assumed that support of inter-PLMN soft handover is not required. All handover scenarios that are supported for Release 99 shall support simultaneous mode operation.

Manifestations of Handover

5.1 Intra Node B

5.1.1 Intra Node B (intra cell)
This scenario covers the case where the mobile does not change cell, but changes frequency/code. This scenario shall be supported by the UTRAN. Steps (i) & (ii) show the situation before and after.
(i)
N/Ap1 UTRAN SRNS SRNC CN(UMTS)

(ii)
N/Ap1 UTRAN SRNS SRNC CN(UMTS)

NodeB

NodeB

NodeB

NodeB

Intra Node B (Intra Cell)

5.1.2 Intra Node B (inter cell)

This scenario is the other case of the intra Node B handover, where the radio session is handed from one cell to another, both within the same Node B. In the case of a dual mode Node B, intra Node B handover may include a change of mode (TDDFDD). This scenario shall be supported by the UTRAN, for both hard and soft handover. For hard handover, step (ii) is omitted.

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(i)
N/Ap1 UTRAN SRNS SRNC CN(UMTS)

(ii)
N/Ap1 UTRAN SRNS SRNC CN(UMTS)

NodeB

NodeB

NodeB

NodeB

(iii)
N/Ap1 UTRAN SRNS SRNC CN(UMTS)

NodeB

NodeB

Intra Node B (Inter Cell)

5.2 Inter Node B

5.2.1 Inter Node B (intra RNS)

This scenario involves a change of Node B, so in a soft handover situation the uplink combining (or selection) occurs at the RNC. In the case of a dual mode RNC, intra RNS handover may include a change of mode (TDDFDD). Again, this shall be supported by the UTRAN for both soft and hard handover cases. For hard handover, step (ii) is omitted.
(i)
N/Ap1 UTRAN SRNS SRNC CN(UMTS)

(ii)
N/Ap1 UTRAN SRNS SRNC CN(UMTS)

NodeB

NodeB

NodeB

NodeB

(iii)
N/Ap1 UTRAN SRNS SRNC CN(UMTS)

NodeB

NodeB

Inter Node B (Intra RNS)

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5.2.2

Inter Node B (inter RNS, with Iur)

In this scenario, the handover still occurs within the UTRAN, but is now between cells under the control of different RNCs; it is outside the scope of this document what the implications of the access points (N/Ap) being in the same or different core network nodes are. The scenario can be split into two phases handover and SRNS relocation. For a particular UE, the SRNS Relocation phase is optional. It may be executed at any time by UTRAN (SRNC) in the case of a UE moving to a cell which belongs to a different RNC from the current SRNC. Inter RNS hard handover may include a change of mode (FDDTDD). This scenario will be supported by the UTRAN as both soft and hard handover. In the first set of figures (soft handover), steps (i) & (ii) show the UE entering the macrodiversity state; step (iii) shows the UE connected to a DRNC only. Either step (ii) or step (iii) can be the starting point for SRNS relocation (see below). However, for Release 99, the starting points for SRNS relocation may be restricted see below.
(i)
N/Ap1 UTRAN SRNS SRNC RNS RNC CN(UMTS) N/Ap2 UTRAN SRNS SRNC DRNS DRNC

(ii)
N/Ap1 CN(UMTS) N/Ap2

NodeB

NodeB

NodeB

NodeB

NodeB

NodeB

NodeB

NodeB

(iii)
N/Ap1 UTRAN SRNS SRNC DRNS DRNC CN(UMTS) N/Ap2

NodeB

NodeB

NodeB

NodeB

Inter RNS Soft Handover

In the hard handover figures, steps (i) & (ii) show the handover Step (ii) is the starting point for any subsequent SRNS relocation (see below).
(i)
N/Ap1 UTRAN SRNS SRNC RNS RNC CN(UMTS) N/Ap2 UTRAN SRNS SRNC DRNS DRNC

(ii)
N/Ap1 CN(UMTS) N/Ap2

NodeB

NodeB

NodeB

NodeB

NodeB

NodeB

NodeB

NodeB

Inter RNS Hard Handover

The SRNS relocation phase can either be initiated when the UE is only connected through one or more drift RNCs (iii), or when the connection is also using radio resources directly controlled by the Serving RNC (i). However, for Release 99, it may only be possible to support the case where all radio links are in a single DRNS and that DRNC is the target RNC (i.e. a special case of step (iii) where there is only one DRNC, as depicted). Steps (ii) and (iv) show the situation after the SRNS Relocation has occurred.

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(i)
N/Ap1 UTRAN SRNS SRNC DRNS DRNC CN(UMTS) N/Ap2

(ii)
N/Ap1 UTRAN DRNS DRNC SRNS SRNC CN(UMTS) N/Ap2

NodeB

NodeB

NodeB

NodeB

NodeB

NodeB

NodeB

NodeB

(iii)
N/Ap1 UTRAN SRNS SRNC CN(UMTS) N/Ap2

(iv)
N/Ap1 UTRAN RNS DRNC RNC CN(UMTS) N/Ap2

DRNS

SRNS SRNC

NodeB

NodeB

NodeB

NodeB

NodeB

NodeB

NodeB

NodeB

Inter RNS SRNS Relocation

5.2.3

Inter Node B (inter RNS, without Iur)

This scenario shows the case where there is no Iur interface between the RNSs. This scenario will be supported by UTRAN as hard handover only and may include a change of mode (TDDFDD). Steps (i) & (ii) show the situation before and after.
(i)
N/Ap1 UTRAN SRNS SRNC RNS RNC CN(UMTS) N/Ap2 UTRAN RNS RNC SRNS SRNC

(ii)
N/Ap1 CN(UMTS) N/Ap2

NodeB

NodeB

NodeB

NodeB

NodeB

NodeB

NodeB

NodeB

Inter RNS (Intra UTRAN) No Iur

5.3

Inter URAN (different URAN types)

This scenario is for handover between a UTRAN and another type of radio access (e.g. BRAN) both connected to a UMTS core network. This scenario will not be supported by UTRAN in Release 99. This scenario does not include the case of handover to/from GSM, as this considered as a separate scenario (see below). Steps (i) & (ii) show handover from UTRAN. Steps (iii) & (iv) show handover to UTRAN.

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(i)
N/Ap1 UTRAN SRNS CN(UMTS) N/Ap2

(ii)
N/Ap1 UTRAN RNS CN(UMTS) N/Ap2

SRNC

Other Radio Access (e.g. BRAN)

NodeB NodeB

RNC

Other Radio Access (e.g. BRAN)

NodeB

NodeB

(iii)
N/Ap1 CN(UMTS) N/Ap2 UTRAN RNS

(iv)
N/Ap1 CN(UMTS) N/Ap2 UTRAN SRNS

Other Radio Access (e.g. BRAN)

NodeB

RNC

Other Radio Access (e.g. BRAN)

NodeB NodeB

SRNC

NodeB

Inter URAN Different URAN Types

5.4

Inter CN (same URAN types)

This scenario shows the case where the handover is between two UTRANs that are connected to different UMTS core networks. An example of this would be inter-PLMN handover. This scenario will be supported by UTRAN as hard handover only and may involve a change of mode (FDDTDD). Steps (i) & (ii) show the situation before and after.

(i)

CN (UMTS) 1 N/Ap1 UTRAN SRNS SRNC

CN (UMTS) 2 N/Ap1 UTRAN RNS RNC

(ii)

CN (UMTS) 1 N/Ap1 UTRAN RNS RNC

CN (UMTS) 2 N/Ap1 UTRAN SRNS SRNC

NodeB

NodeB

NodeB

NodeB

NodeB

NodeB

NodeB

NodeB

Inter CN Same URAN/CN Types

5.5

Inter CN (different URAN types)

This scenario is a combination of the previous two, with the handover between a UTRAN (connected to one UMTS CN) and another radio access (connected to a different UMTS CN; the interface is out of scope of this document). This scenario will note be supported in Release 99. Steps (i) & (ii) show handover from UTRAN. Steps (iii) & (iv) show handover to UTRAN.

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(i)

CN (UMTS) 1 N/Ap1 UTRAN SRNS SRNC

CN (UMTS) 2 N/Ap1

(ii)

CN (UMTS) 1 N/Ap1 UTRAN RNS

CN (UMTS) 2 N/Ap1

Other Radio Access (e.g. BRAN)

NodeB NodeB

RNC

Other Radio Access (e.g. BRAN)

NodeB

NodeB

(iii)

CN (UMTS) 1 N/Ap1

CN (UMTS) 2 N/Ap1 UTRAN RNS

(iv)

CN (UMTS) 1 N/Ap1

CN (UMTS) 2 N/Ap1 UTRAN SRNS

Other Radio Access (e.g. BRAN)

NodeB

RNC

Other Radio Access (e.g. BRAN)

NodeB NodeB

SRNC

NodeB

Inter CN Different URAN Types

5.6

Inter CN (different CN/URAN types)

This scenario shows the case of UMTS-GSM handover. More generally this scenario is for inter core network handover with different URAN types. It will be supported by UTRAN as a hard handover only. It is assumed that there will be no direct UTRAN-BSS interface. Steps (i) & (ii) show handover from UTRAN. Steps (iii) & (iv) show handover to UTRAN.
(i)
UTRAN SRNS SRNC

CN (UMTS) N/Ap1

CN (GSM) N/Ap1

(ii)
UTRAN RNS

CN (UMTS) N/Ap1

CN (GSM) N/Ap1

GSM/GPRS BSS

RNC

GSM/GPRS BSS

NodeB

NodeB

NodeB

NodeB

(iii)

CN (GSM) N/Ap1 UTRAN RNS

CN (UMTS) N/Ap1

(iv)

CN (GSM) N/Ap1 UTRAN SRNS

CN (UMTS) N/Ap1

GSM/GPRS BSS

RNC

GSM/GPRS BSS

SRNC

NodeB

NodeB

NodeB

NodeB

Inter CN Different CN/URAN Types

5.7

Intra CN (UTRAN-GSM/GPRS)

This scenario shows handover between UTRAN and a GSM BSS. This will be supported by the UTRAN as hard handover only. It is assumed that there will be no direct UTRAN-BSS interface, so handover between GSM BSS and

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UTRAN is supported by switching in the core network. Steps (i) & (ii) show handover from UTRAN. Steps (iii) & (iv) show handover to UTRAN. Steps (v) & (vi) show an example of the special case of hard handover from GSM to a macrodiversity situation in UTRAN. The ability of the GSM system to support this scenario is for further study, and is out of scope for this report.
(i)
N/Ap1 UTRAN SRNS SRNC CN (UMTS) N/Ap2 UTRAN SRNS

(ii)
N/Ap1 CN (UMTS) N/Ap2

GSM/GPRS BSS

RNC

GSM/GPRS BSS

NodeB

NodeB

NodeB

NodeB

(iii)
N/Ap1 CN (UMTS) N/Ap2 UTRAN RNS

(iv)
N/Ap1 CN (UMTS) N/Ap2 UTRAN SRNS RNC

GSM/GPRS BSS

GSM/GPRS BSS

SRNC

NodeB

NodeB

NodeB

NodeB

(v)
N/Ap1 CN (UMTS) N/Ap2 UTRAN RNS

(vi)
N/Ap1 CN (UMTS) N/Ap2 UTRAN SRNS RNC

GSM/GPRS BSS

GSM/GPRS BSS

SRNC

NodeB

NodeB

NodeB

NodeB

Intra CN UTRAN/GSM

Applicability of the Scenarios

Handover between TDD and FDD mode (and vice versa) is a special case of the inter-cell, intra UTRAN or inter UTRAN hard handover scenarios shown above whenever the cells involved are of different modes (FDD or TDD). So, these mixed mode scenarios are already included in the relevant scenarios above.

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History
Document history
V3.0.0 October 1999 Approved at RAN #5. Under TSG RAN Change Control.

Editor for UMTS25.832 is: Richard Townend BT Tel.: +44 1473 605 429 Fax : +44 1473 623 683 Email : richard.townend@bt.com

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