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PHYS370 Advanced Electromagnetism

Part 5: Cavities and Waveguides


Cavities and Waveguides
In previous parts of this course, we have considered
electromagnetic waves in unbounded media, and
electromagnetic waves on plane boundaries between two media.
We have seen that electromagnetic waves are reected almost
completely from the surfaces of good conductors.
This suggests that we can use metal tubes to guide
electromagnetic waves from one place to another; and metal
boxes to store electromagnetic energy in the form of standing
waves.
Electromagnetic cavities (boxes) and waveguides (tubes) do in
fact have a number of important practical applications. In this
part of the course, we shall investigate the properties of these
devices.
Advanced Electromagnetism 1 Part 5: Cavities and Waveguides
History of Waveguides
1884 Sir Oliver Lodge detected electromagnetic waves from a
spark at the end of a cylinder, and found that the
amplitude did not fall o as 1/r
2
.
1897 Lord Rayleigh showed that two classes of waves are
possible, transverse electric (TE) and transverse
magnetic (TM). For each class, there is a minimum
frequency for propagation.
1936 Barrow-Southworth showed that for practical guides, the
attenuation in waveguides was much less than in wires or
coaxial cables.
Advanced Electromagnetism 2 Part 5: Cavities and Waveguides
An Application of Cavities and Waveguides
The Next Linear Collider Test Accelerator (NLCTA) at the
Stanford Linear Accelerator Center (SLAC), California.
Advanced Electromagnetism 3 Part 5: Cavities and Waveguides
Rectangular Cavity with Perfectly Conducting Walls
We consider rst a rectangular cavity with perfectly conducting
walls.
We assume that the interior of the cavity consists of a uniform,
uncharged dielectric with no electric currents. The wave
equation inside the cavity is:

E = 0 (1)
where is the permeability inside the cavity, and is the
permittivity.
Advanced Electromagnetism 4 Part 5: Cavities and Waveguides
Rectangular Cavity with Perfectly Conducting Walls
The boundary conditions at the walls of the cavity are:
E
t
= 0 (2)
B
n
= 0 (3)
where E
t
is the component of the electric eld tangential to
the wall, and B
n
is the component of the magnetic eld normal
to the wall.
Solutions to the wave equation must also satisfy Maxwells
equations.
Advanced Electromagnetism 5 Part 5: Cavities and Waveguides
Standing Waves
Plane wave solutions will not satisfy the boundary conditions.
However, the situation is analogous to mechanical waves on a
stretched wire.
On stretched wire, the wave equation for the displacement as
a function of position x and time t is:

t
2

1
v
2

t
2
= 0 (4)
On an innite wire, the solution is given by (the real part of):
(x, t) =
0
e
j(tkx)
(5)
where the frequency and wave vector k satisfy the dispersion
relation:

k
= v (6)
Advanced Electromagnetism 6 Part 5: Cavities and Waveguides
Standing Waves
If the wire is of length L and is xed at each end, we can
satisfy the boundary conditions:
(0, t) = (L, t) = 0 for all t (7)
with a solution of the form:
(x, t) =
0
sin
_
n
x
L
_
e
jt
(8)
The boundary conditions are satised if n is any integer.
Advanced Electromagnetism 7 Part 5: Cavities and Waveguides
Standing Waves
The standing wave solution (8) can be obtained from the
travelling wave solution (5), by superposing waves with equal
frequencies and amplitudes, travelling in opposite directions:
e
j(tkx)
e
j(t+kx)
2j sin(kx) e
jt
(9)
We can satisfy the boundary conditions on electromagnetic
waves in a conducting box in the same way...
Advanced Electromagnetism 8 Part 5: Cavities and Waveguides
Rectangular Cavity with Perfectly Conducting Walls
In free space, the wave equation for the electric eld had the
solution:

E(r, t) =

E
0
e
j(t

kr)
(10)
To satisfy the boundary conditions inside a conducting cavity,
we write a solution of the form:
E
x
= E
x0
cos k
x
x sink
y
y sink
z
z e
jt
(11)
E
y
= E
y0
sink
x
x cos k
y
y sink
z
z e
jt
(12)
E
z
= E
z0
sink
x
x sink
y
y cos k
z
z e
jt
(13)
Notice that we write a cosine dependence on the coordinate
corresponding to the component of the eld; and a sine
dependence on the other coordinates.
Advanced Electromagnetism 9 Part 5: Cavities and Waveguides
Rectangular Cavity with Perfectly Conducting Walls
Consider the x component of the eld:
E
x
= E
x0
cos k
x
x sink
y
y sink
z
z e
jt
(14)
This component is parallel to the walls dened by:
y = 0, y = a
y
, z = 0, z = a
z
(15)
For perfectly conducting walls, E
x
must vanish on these
surfaces.
Advanced Electromagnetism 10 Part 5: Cavities and Waveguides
Rectangular Cavity with Perfectly Conducting Walls
Since E
x
sink
y
y and E
x
sink
z
z, the requirement that E
x
vanishes on y = 0 (for all x and z) and on z = 0 (for all x and
y) is automatically satised.
This would not be the case if E
x
had cosine-like dependence on
y and z.
We also need E
x
to vanish on y = a
y
(for all x and z) and on
z = a
z
(for all x and y).
These requirements can be satised if:
k
y
=
n
y
a
y
, and k
z
=
n
z
a
z
(16)
for any integers n
y
and n
z
.
Advanced Electromagnetism 11 Part 5: Cavities and Waveguides
Rectangular Cavity with Perfectly Conducting Walls
Similar considerations apply to the other eld components, E
y
and E
z
.
Overall, the condition that the tangential component of the
electric eld vanishes at all the conducting walls imposes the
constraints on the components of the wave vector:
k
x
=
n
x
a
x
, k
y
=
n
y
a
y
, k
z
=
n
z
a
z
(17)
for any integers n
x
, n
y
and n
z
.
n
x
, n
y
and n
z
are called mode numbers: they specify the
dependence of the electric eld on the coordinates.
Note that at least two of the mode numbers must be non-zero,
otherwise the eld vanishes everywhere.
Advanced Electromagnetism 12 Part 5: Cavities and Waveguides
Rectangular Cavity with Perfectly Conducting Walls
We have seen that the boundary conditions on the electric eld
in a rectangular cavity can be satised by an electric eld of
the form:
E
x
= E
x0
cos k
x
x sink
y
y sink
z
z e
jt
(18)
E
y
= E
y0
sink
x
x cos k
y
y sink
z
z e
jt
(19)
E
z
= E
z0
sink
x
x sink
y
y cos k
z
z e
jt
(20)
if k
x
, k
y
and k
z
satisfy certain constraints.
To satisfy Maxwells equation:


E = 0 (21)
the wave vector components and the eld amplitudes must be
related:
k
x
E
x0
+k
y
E
y0
+k
z
E
z0
= 0 (22)
Advanced Electromagnetism 13 Part 5: Cavities and Waveguides
Rectangular Cavity with Perfectly Conducting Walls
To satisfy the wave equation:

E
1
c
2

E
t
2
= 0 (23)
the wave vector and the frequency must be related:

k
2
= k
2
x
+k
2
y
+k
2
z
=

2
c
2
(24)
Since the components of the wave vector are constrained to
discrete values (since the mode numbers must be integers), the
frequency is only allowed to take certain values:
= c

_
n
2
x
a
2
x
+
n
2
y
a
2
y
+
n
2
z
a
2
z
(25)
c is the speed of light in the cavity.
The possible values of are called the resonant frequencies.
Advanced Electromagnetism 14 Part 5: Cavities and Waveguides
Oscillation Frequencies in a Rectangular Cavity
In a cube-shaped cavity (a
x
= a
y
= a
z
= a), many of the modes
are degenerate, i.e. have the same frequency: see the top row
in the diagram above.
If two sides are of dierent lengths (middle row), or all sides
are dierent (bottom row) then the mode spectrum becomes
more complicated.
Advanced Electromagnetism 15 Part 5: Cavities and Waveguides
Oscillation Frequencies in a Rectangular Cavity
An oscillation mode is specied by particular values of the
integers n
x
, n
y
and n
z
. Dierent modes may have the same
frequency or dierent frequencies.
The lowest allowed frequency
min
is found by setting to zero
the integer n
x
, n
y
or n
z
associated with the smallest dimension
a
x
, a
y
or a
z
; and setting the other mode numbers to 1.
For example, if a
z
< a
x
and a
z
< a
y
, then:

min
= c

_
1
a
2
x
+
1
a
2
y
(26)
Advanced Electromagnetism 16 Part 5: Cavities and Waveguides
Magnetic and Electric Fields in a Rectangular Cavity
Given an electric eld in a particular mode, the associated
magnetic eld may be found from Maxwells equation:


E =

B (27)
To satisfy Maxwells equations at all times, the time
dependence of the magnetic eld must be the same (to within
a constant phase angle) as the time dependence of the electric
eld.
Therefore, equation (27) becomes:


E = j

B (28)
Advanced Electromagnetism 17 Part 5: Cavities and Waveguides
Magnetic and Electric Fields in a Rectangular Cavity
Since the spatial dependence of the electric eld

E is given by
real-valued trigonometric functions, it follows from equation
(28):


E = j

B (29)
that the electric and magnetic elds are 90

out of phase.
Taking the real part to nd the physical eld, if the electric
eld varies as:

E cos(t +
0
) (30)
then the magnetic eld varies as:

B sin(t +
0
) (31)
Advanced Electromagnetism 18 Part 5: Cavities and Waveguides
Energy Flow in a Rectangular Cavity
Hence, the Poynting vector at any point varies in time as:

S =

E

H cos(t +
0
) sin(t +
0
) =
1
2
sin2(t +
0
) (32)
At any given point in the cavity, the energy ux oscillates at
twice the frequency of the elds.
The time-averaged value of the Poynting vector is:

S
t
sin2(t +
0
)
t
= 0 (33)
There is no net energy ow within the cavity: the waves are
standing waves. Energy is transferred between the electric and
magnetic elds.
Advanced Electromagnetism 19 Part 5: Cavities and Waveguides
Example: (0,1,1) Mode in a Cube-shaped Cavity
The (0,1,1) mode is the mode with the lowest frequency in a
cube-shaped cavity. The wave numbers are given by:
k
x
= 0, k
y
= k
z
=

a
(34)
where a is the length of the side of the cavity.
The electric eld is given by:
E
x
= E
0
sin(k
y
y) sin(k
z
z) e
jt
(35)
E
y
= 0 (36)
E
z
= 0 (37)
Advanced Electromagnetism 20 Part 5: Cavities and Waveguides
Example: (0,1,1) Mode in a Cube-shaped Cavity
Solving Maxwells equation:


E =

B (38)
gives for the magnetic eld:
B
x
= 0 (39)
B
y
= j
k
z

E
0
sin(k
y
y) cos(k
z
z) e
jt
(40)
B
z
= j
k
y

E
0
cos(k
y
y) sin(k
z
z) e
jt
(41)
Notice that the magnetic eld is perpendicular to the electric
eld:

E

B = 0 (42)
Advanced Electromagnetism 21 Part 5: Cavities and Waveguides
Example: (0,1,1) Mode in a Cube-shaped Cavity
Electric eld (left) and magnetic eld (right) in the (0,1,1)
mode in a rectangular cavity.
Advanced Electromagnetism 22 Part 5: Cavities and Waveguides
Higher modes: (1,1,1)
Advanced Electromagnetism 23 Part 5: Cavities and Waveguides
Higher modes: (0,2,1)
Advanced Electromagnetism 24 Part 5: Cavities and Waveguides
Higher modes: (1,2,1)
Advanced Electromagnetism 25 Part 5: Cavities and Waveguides
Example: (0,1,1) Mode in a Cube-shaped Cavity
The stored energy in the cavity can be found by integrating the
energy density over the volume of the cavity.
The electric and magnetic energy densities (energy per unit
volume) are given respectively by:
U
E
=
1
2

E
2
(43)
U
H
=
1
2

H
2
(44)
First, consider the total energy stored in the electric eld:
_
U
E
dV =
1
2
E
2
0
_
a
0
dx
_
a
0
sin
2
k
y
y dy
_
a
0
sin
2
k
z
z dz cos
2
(t) (45)
=
1
8
E
2
0
a
3
cos
2
(t) (46)
Advanced Electromagnetism 26 Part 5: Cavities and Waveguides
Example: (0,1,1) Mode in a Cube-shaped Cavity
Now consider the total energy stored in the magnetic eld:
_
U
H
dV =
1
2
k
2
z

2
E
2
0
_
a
0
dx
_
a
0
sin
2
(ky) dy
_
a
0
cos
2
(kz) dz sin
2
(t)
+
1
2
k
2
y

2
E
2
0
_
a
0
dx
_
a
0
cos
2
(ky) dy
_
a
0
sin
2
(kz) dz sin
2
(t)
=
1
8
(k
2
y
+k
2
z
)

2
E
2
0
a
3
sin
2
(t) (47)
Since:
k
2
y
+k
2
z
=

2
c
2
(48)
the magnetic energy can be written:
_
U
H
dV =
1
8
1
c
2
E
2
0
a
3
sin
2
(t) =
1
8
E
2
0
a
3
sin
2
(t) (49)
where the last step follows from 1/c
2
=
Advanced Electromagnetism 27 Part 5: Cavities and Waveguides
Example: (0,1,1) Mode in a Cube-shaped Cavity
The total electric energy in the cavity at time t is:
E
E
=
_
U
E
dV =
1
8
E
2
0
a
3
cos
2
(t) (50)
and the total magnetic energy in the cavity at time t is:
E
H
=
_
U
H
dV =
1
8
E
2
0
a
3
sin
2
(t) (51)
The electric and magnetic energies are out of phase; as a result,
at any time t, the total electromagnetic energy in the cavity is:
E
E
+E
H
=
1
8
E
2
0
a
3
(52)
which is independent of time: the total electromagnetic energy
in the cavity is constant in time.
Advanced Electromagnetism 28 Part 5: Cavities and Waveguides
Example: (0,1,1) Mode in a Cube-shaped Cavity
As an example, consider a cavity with side length a = 0.5 m,
with a vacuum in the interior.
The lowest frequency mode is the (0,1,1) mode, which, from
equation (26), has angular frequency:
=

2
a
c (53)
so the frequency f is:
f =

2
=

2
2a
c 424MHz (54)
If the peak eld is 10 MV/m, then the stored energy is:
E =
1
8
E
2
0
a
3
14J (55)
Advanced Electromagnetism 29 Part 5: Cavities and Waveguides
Energy Dissipation and Quality Factor
Since the tangential component of the electric eld vanishes at
the walls of the cavity, there are no currents induced in the
walls by the elds, and no mechanism for dissipating the energy.
In practice, there will always be some currents induced in the
walls of the cavity, which will dissipate the energy.
The rate of energy dissipation is characterised by the quality
factor, Q:
E(t) = E
0
e

t
Q
(56)
Q is the number of cycles made by an oscillator, before the
energy falls by a factor 1/e.
The resonant modes (integer mode numbers) in a cavity will
have high Q values. Fields can exist in other modes
(non-integer mode numbers), but the energy will be rapidly
damped (low Q values), because the elds on the walls will be
large.
Advanced Electromagnetism 30 Part 5: Cavities and Waveguides
Practical Applications of RF Cavities
Cavity resonators display similar properties to LC circuits, but
at higher frequencies (GHz), and with high Q (quality) factors.
Cavity resonators have applications in:
microwave ovens
radar systems
particle accelerators
Superconducting cavities have very small losses, and can
achieve Q factors of the order of 10
10
; i.e. once excited, the
elds will make of order 10
10
oscillations before the energy is
dissipated.
Advanced Electromagnetism 31 Part 5: Cavities and Waveguides
Normal-Conducting RF Cavity in PEP-II
Advanced Electromagnetism 32 Part 5: Cavities and Waveguides
Superconducting RF Cavity for ILC
Advanced Electromagnetism 33 Part 5: Cavities and Waveguides
Electromagnetic Waves in Waveguides
Consider a perfectly conducting tube with rectangular
cross-section, of height and width a
x
and a
y
. This is essentially
a cavity resonator with length a
z
.
Advanced Electromagnetism 34 Part 5: Cavities and Waveguides
Electromagnetic Waves in Waveguides
The electric eld must solve the wave equation:

E
1
c
2

E
t
2
= 0 (57)
together (as usual) with Maxwells equations.
By comparison with the rectangular cavity case, we expect to
nd standing waves in x and y, with plane wave solution in z.
Therefore, we write a solution of the form:
E
x
= E
x0
cos k
x
x sink
y
y e
j(tk
z
z)
(58)
E
y
= E
y0
sink
x
x cos k
y
y e
j(tk
z
z)
(59)
E
z
= jE
z0
sink
x
x sink
y
y e
j(tk
z
z)
(60)
Advanced Electromagnetism 35 Part 5: Cavities and Waveguides
Electromagnetic Waves in Waveguides
Now we apply the boundary conditions. Consider the eld
component E
x
:
E
x
= E
x0
cos k
x
x sink
y
y e
j(tk
z
z)
(61)
This must vanish where it is tangential to a wall:
y = 0, y = a
y
(62)
Thus, we require, for any integer n
y
:
k
y
=
n
y
a
y
(63)
Advanced Electromagnetism 36 Part 5: Cavities and Waveguides
Electromagnetic Waves in Waveguides
Similarly, for the eld component E
y
:
E
y
= E
y0
sink
x
x cos k
y
y e
j(tk
z
z)
(64)
This must vanish where it is tangential to a wall:
x = 0, x = a
x
(65)
Thus, we require, for any integer n
y
:
k
y
=
n
y
a
y
(66)
Advanced Electromagnetism 37 Part 5: Cavities and Waveguides
Electromagnetic Waves in Waveguides
With the constraints on k
x
and k
y
:
k
x
=
n
x
a
x
, k
y
=
n
y
a
y
(67)
(for any integers n
x
and n
y
) the longitudinal eld component:
E
z
= jE
z0
sink
x
x sink
y
y e
j(tk
z
z)
(68)
always vanishes on the walls: there is no constraint on k
z
.
Advanced Electromagnetism 38 Part 5: Cavities and Waveguides
Electromagnetic Waves in Waveguides
As usual, we must satisfy Maxwells equation:


E = 0 (69)
for all x, y and z.
This leads to a relation between the amplitudes and the
components of the wave vector:
k
x
E
x0
+k
y
E
y0
+k
z
E
z0
= 0 (70)
Advanced Electromagnetism 39 Part 5: Cavities and Waveguides
Electromagnetic Waves in Waveguides
We must also satisfy the wave equation:

E
1
c
2

E
t
2
= 0 (71)
This leads to the dispersion relation:
k
2
x
+k
2
y
+k
2
z
=

2
c
2
(72)
where c = 1/

.
In a cavity, k
x
, k
y
and k
z
were all constrained to take discrete
values, so there were only certain resonant frequencies
allowed.
However, in a waveguide, there is no constraint on k
z
. This
means that there is a continuous range of frequencies allowed
in a waveguide.
Advanced Electromagnetism 40 Part 5: Cavities and Waveguides
The Cut-O Frequency in a Rectangular Waveguide
Although there is a continuous range of frequencies allowed in
a waveguide, there is still a minimum frequency allowed in any
given mode.
For a travelling wave, k
z
must be real. This means that k
2
z
0.
Hence, from the dispersion relation (72):
c
_
k
2
x
+k
2
y
= c

_
n
2
x
a
2
x
+
n
2
y
a
2
y
(73)
The minimum frequency for a propagating wave is called the
cut-o frequency,
co
:

co
= c

_
n
2
x
a
2
x
+
n
2
y
a
2
y
(74)
Advanced Electromagnetism 41 Part 5: Cavities and Waveguides
The Cut-O Frequency in a Rectangular Waveguide
It is possible for elds to oscillate in a waveguide at frequencies
below the cut-o frequency. However, such elds do not
constitute travelling waves.
If <
co
, then k
2
z
< 0, so k
z
must be imaginary:
k
z
= j (75)
The horizontal eld component (for example) in this case
would be:
E
x
= E
x0
cos k
x
x sink
y
y e
z
e
jt
(76)
Note that there is an exponential decay of the eld amplitude
in the z direction, rather than an oscillation.
The elds in this case constitute an evanescent wave.
Advanced Electromagnetism 42 Part 5: Cavities and Waveguides
Phase Velocity of Waves in a Waveguide
For waves above the cut-o frequency, the variation of E
x
with
longitudinal position and time is:
E
x
e
j(tk
z
z)
(77)
and similarly for all other eld components.
The phase velocity, v
p
is the speed at which a particle would
have to move along the waveguide to stay at constant phase
with respect to the elds, i.e.:
t k
z
z = constant (78)
Hence, the phase velocity is:
v
p
=
dz
dt
=

k
z
(79)
Advanced Electromagnetism 43 Part 5: Cavities and Waveguides
Phase Velocity of Waves in a Waveguide
Using the dispersion relation (72) we can write the phase
velocity:
v
p
=

k
z
= c
_
k
2
x
+k
2
y
+k
2
z
k
z
(80)
For a travelling wave, k
x
, k
y
and k
z
are all real. Hence:
_
k
2
x
+k
2
y
+k
2
z
> k
z
(81)
Therefore:
v
p
> c (82)
The phase velocity in the waveguide is greater than the speed
of light.
Advanced Electromagnetism 44 Part 5: Cavities and Waveguides
Group Velocity of Waves in a Waveguide
The phase velocity of a wave in a waveguide is greater than the
speed of light.
However, the energy travels with the group velocity, v
g
:
v
g
=
d
dk
z
=
k
z
_
k
2
x
+k
2
y
+k
2
z
c (83)
so we have:
v
g
< c (84)
Note that for a rectangular waveguide, the phase and group
velocities are related by:
v
p
v
g
= c
2
(85)
Advanced Electromagnetism 45 Part 5: Cavities and Waveguides
Group Velocity of Waves in a Waveguide
Equation (83) expresses the group velocity, for a given mode,
in terms of the longitudinal wave number, k
z
.
It is sometimes convenient to express the group velocity in
terms of the frequency.
Using the dispersion relation (72) we nd:
v
g
= c

1
c
2

2
_
k
2
x
+k
2
y
_
(86)
Advanced Electromagnetism 46 Part 5: Cavities and Waveguides
Group Velocity of Waves in a Waveguide
Energy in the wave propagates along the waveguide only for
>
co
(where
co
is the cut-o frequency).
Note the limiting behaviour of the group velocity, for >
co
:
lim

v
g
= c (87)
lim

co
v
g
= 0 (88)
Advanced Electromagnetism 47 Part 5: Cavities and Waveguides
Modes of Transmission
In practice, waveguides are often used so that either the electric
eld or the magnetic eld has no longitudinal component:
Transverse electric, or TE modes: E
z
= 0
Transverse magnetic, or TM modes: B
z
= 0
In the TE mode, E
z0
= 0, so it follows from equation (70) that:
k
x
E
x0
+k
y
E
y0
= 0 (89)
or:
E
y0
=
k
x
k
y
E
x0
(90)
Advanced Electromagnetism 48 Part 5: Cavities and Waveguides
Modes of Transmission: TE Modes
In the TE mode of propagation in a waveguide, there is a
phase dierence of between the horizontal electric eld
component E
x
and the vertical electric eld component E
y
.
The electric eld is given by:
E
x
= E
0
cos k
x
x sink
y
y e
j(tk
z
z)
(91)
E
y
=
k
x
k
y
E
0
sink
x
x cos k
y
y e
j(tk
z
z)
(92)
E
z
= 0 (93)
There is a standing wave pattern in x and y, and the wave is
travelling in the z direction.
The lowest mode has (n
x
, n
y
) = (0, 1) or (1, 0).
Advanced Electromagnetism 49 Part 5: Cavities and Waveguides
Modes of Transmission: TE Modes
The magnetic eld associated with the electric eld can be
obtained from:


E =

B = j

B (94)
We nd that:
B
x
=
k
z
k
x
k
y
E
0
sink
x
x cos k
y
y e
j(tk
z
z)
(95)
B
y
=
k
z

E
0
cos k
x
x sink
y
y e
j(tk
z
z)
(96)
B
z
= j
k
2
x
+k
2
y
k
y
E
0
cos k
x
x cos k
y
y e
j(tk
3
z)
(97)
Notice that the B
z
component is 90

out of phase with the


other components.
Advanced Electromagnetism 50 Part 5: Cavities and Waveguides
Modes of Transmission: TE Modes
The energy ow within the waveguide is given by the Poynting
vector,

S:

S =

E

H (98)
In a TE mode, E
z
= 0, and B
z
is 90

out of phase with respect


to the other eld components.
It then follows that the time-average values of the transverse
components of the Poynting vector vanish:
S
x

t
= S
y

t
= 0 (99)
On average, there is no energy ow in the transverse direction
in the waveguide.
The same is true for other modes (e.g. TM modes).
Advanced Electromagnetism 51 Part 5: Cavities and Waveguides
Modes of Transmission: TE Modes
The z component of

E

H has a non-zero time average:
S
z

t
=
k
z
2
E
2
0
_
cos
2
k
x
x sin
2
k
y
y +
k
2
x
k
2
y
sin
2
k
x
x cos
2
k
y
y
_
(100)
Hence, there is a net ow of energy along the z axis.
In the lowest frequency mode, TE
01
:
S
z

t
=
k
z
2
E
2
0
sin
2
k
y
y =
v
g
2
E
2
0
sin
2
k
y
y (101)
The total (time average) power transmitted along the
waveguide is:
W =
_
a
x
0
_
a
y
0
S
z

t
dxdy =
1
4
a
x
a
y
v
g
E
2
0
(102)
Advanced Electromagnetism 52 Part 5: Cavities and Waveguides
TE
01
Mode: Rectangular Waveguide Examples
The maximum power for a waveguide is limited by the
maximum electric eld that can be supported before the
dielectric inside the waveguide breaks down and starts to
conduct.
For dry air, the breakdown eld is approximately 3000 kV/m.
If we assume a maximum electric eld of around 1500 kV/m,
then we obtain the following estimates for the power that can
be transmitted in waveguides of typical dimensions:
Dimensions f
min
Typical f Power Rating
8 mm 16 mm 9.5 GHz 12 - 18 GHz 145 kW
34 mm 72 mm 2 GHz 2.6 - 4 GHz 2.8 MW
Advanced Electromagnetism 53 Part 5: Cavities and Waveguides
Field Plots for TE
01
Mode
Advanced Electromagnetism 54 Part 5: Cavities and Waveguides
Comments on Waveguides (in All Modes)
Lines of the magnetic eld

B form closed loops (

B = 0).
On the walls, lines of the electric eld

E start from positive
charges, and end on negative charges.
Lines of

E and

B are orthogonal.
Lines of

E meet a perfect conductor at 90

.
Advanced Electromagnetism 55 Part 5: Cavities and Waveguides
Comments on Waveguides (in All Modes)
As time increases, the eld pattern moves along the z axis
with the group velocity v
g
.
The charge distribution on the walls moves in response to
the changing eld pattern. This means that there is a
current ow, which leads to conversion of the
electromagnetic energy in the wave into heat.
The wall currents ow in a depth of the wall of order of the
skin depth. Coating or plating the inside walls of the
waveguide with a good conductor (e.g. silver) can help to
reduce energy losses.
We have not considered attenuation in detail. Typical
power attenuation lengths (for 1/e of the initial power) are
of the order of 40 m.
Advanced Electromagnetism 56 Part 5: Cavities and Waveguides
Comments on Waveguides (in All Modes)
In practice, waveguides are often constructed so that
a
y
2a
x
.
The terminal devices for transmitting and receiving signals
are constructed so that the conductors inside the waveguide
coincide with the lines of the electric eld

E in the desired
mode. The conductors then need to be fed a current of
the appropriate frequency for transmitting the wave.
By suitable design, a particular mode can be transmitted to
almost total exclusion of all others.
Advanced Electromagnetism 57 Part 5: Cavities and Waveguides
Dielectric Waveguides
Consider electromagnetic radiation at an interface between two
dielectric media.
Total internal reection occurs if the angle of incidence is
greater than the critical angle
c
, i.e. if:
>
c
= sin
1
_
n
2
n
1
_
(103)
where n
1
is the refractive index of the material in which the
wave is travelling, and n
2
is the refractive index of the material
on the other side of the interface.
Advanced Electromagnetism 58 Part 5: Cavities and Waveguides
Dielectric Waveguides
Hence, a rectangular block of dielectric can act as a waveguide.
However, there are some important dierences that result from
the boundary conditions.
We will not solve the general problem, but look only at some
specic cases.
Advanced Electromagnetism 59 Part 5: Cavities and Waveguides
Dielectric Waveguides
Points to note about dielectric waveguides:
Wave propagation is limited to modes for which >
c
.
There will be eects resulting from phase shifts on
reection.
In practice, dielectric waveguides are constructed with a
circular, rather than a rectangular cross section.
Advanced Electromagnetism 60 Part 5: Cavities and Waveguides
Example of a Dielectric Waveguide: Optical Fibre
Step index bre:
Note that 1 m = 1/1000 mm. Optical bres have very small
diameters!
To understand fully the wave propagation, we need to solve the
wave equation in cylindrical coordinates with boundary
conditions for two dielectrics. The wave equation in cylindrical
coordinates involves Bessel functions - we will not go into the
mathematics.
Advanced Electromagnetism 61 Part 5: Cavities and Waveguides
Example of a Dielectric Waveguide: Optical Fibre
Some bres have a graded refractive index.
Typically, n
1
n
2
0.01, and the variation of the refractive
index is roughly parabolic.
Advanced Electromagnetism 62 Part 5: Cavities and Waveguides
Comments on Optical Fibres
Optical bres are packaged using polymer materials, and do
not contain any metal. This means that there are no
pick-up problems: they are insensitive to external
electromagnetic noise.
Optical bres are waveguides operating at optical
frequencies, of the order 10
15
Hz. This means that there is
the possibility of a large bandwidth for carrying large
volumes of information.
By using high quality materials, attenuation can be very
small; optical repeater stations can be separated by up to
10 km. In the UK, phone and TV links between cities often
use optical bres.
Advanced Electromagnetism 63 Part 5: Cavities and Waveguides
Comments on Optical Fibres
Optical bres are cheap and small (< diameter of a human
hair). Their packaging is very compact, and they are easier
to install than conventional (metal) electric cable.
Optical bres are dicult to join if broken; this can be an
advantage in providing security (the bres are hard to
tap).
Advanced Electromagnetism 64 Part 5: Cavities and Waveguides
Spread in Arrival Time of Light Signals
A light pulse reects of the walls as it travels down an optical
bre. The time taken for the light to travel down the bre
depends on the path taken. Consider the case of a step-index
bre.
The minimum time between points A and B is:
t
min
=
l
c/n
1
(104)
The maximum time is determined by the critical angle:
t
max
=
1
sin
c
l
c/n
1
(105)
Advanced Electromagnetism 65 Part 5: Cavities and Waveguides
Spread in Arrival Time of Light Signals
The time dierence is:
t = t
max
t
min
=
l
c/n
1
_
1
sin
c
1
_
=
l
c/n
1
n
1
n
2
n
2
(106)
Assuming a dierence in refractive index (n
1
n
2
)/n
2
10
2
,
and n
1
= 1.5, then over a distance l = 1 km, the dierence in
arrival time of the two light pulses is 50 ns.
Advanced Electromagnetism 66 Part 5: Cavities and Waveguides
Spread in Arrival Time of Light Signals
Now consider the case of a parabolic-prole bre.
The refractive index decreases with distance from the centre of
the bre.
This means that the speed of light increases; so a light pulse
taking a long trajectory between two points along the bre
makes up some of the lost time by an increase in speed.
In addition, because the trajectory is smooth, rather than
having angular corners, the path length is reduced.
Advanced Electromagnetism 67 Part 5: Cavities and Waveguides
Spread in Arrival Time of Light Signals
When these two eects are taken into account, the dierence
between the maximum and minimum times to travel between
two points in a parabolic-prole bre is given by:
t =
l
c/n
1
_
n
1
n
2
n
2
_
2
10
4
l
c/n
1
(107)
where we have again assumed that (n
1
n
2
)/n
2
10
2
.
In this case, over a distance l = 1 km, the dierence in arrival
time of the two light pulses is 0.5 ns.
Advanced Electromagnetism 68 Part 5: Cavities and Waveguides
Summary of Part 5: Cavities
You should be able to:
Explain what is meant by modes in a cavity or waveguide.
Solve Maxwells equations with the appropriate boundary conditions to
nd the modes in a rectangular cavity or waveguide with perfectly
conducting walls.
Find an expression for the frequency of a given mode in a rectangular
cavity or waveguide, in terms of the dimensions of the cavity or
waveguide.
Show that, in a rectangular cavity with perfectly conducting walls, the
average energy ow at any point is zero.
Advanced Electromagnetism 69 Part 5: Cavities and Waveguides
Summary of Part 5 (continued): Waveguides
You should be able to:
Explain how the boundary conditions on the elds in a rectangular
waveguide lead to solutions that represent standing waves in the
transverse directions, and travelling waves in the longitudinal direction.
Derive expressions for the phase velocity and the group velocity in a
rectangular waveguide.
Explain what is meant by the cut-o frequency in a waveguide, and
sketch a plot showing how the group velocity in a waveguide varies with
frequency.
Explain the principles behind dielectric waveguides (optical bres),
and describe the structure of step-index and graded-index optical bres.
Describe some of the advantages of optical bres over conducting wires
for carrying signals.
Explain how graded-index bres can reduce the spread in arrival times
of signals transmitted along the bre, compared to step-index bres.
Advanced Electromagnetism 70 Part 5: Cavities and Waveguides

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