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Interpretation
A

JOURNAL

A OF

POLITICAL PHILOSOPHY
Number 2

Winter 1994-95

Volume 22

157

Yuval Lurie

The Cultural Predicament in Biblical Narrative

181

Paula Reiner

Whip, Whipped,
Camus'

and

Doctors: Homer's Iliad

and

The Plague

191

John C. Kohl, Jr.

Design in the Iliad Based

on

the

Long

Repeated

Passages

215

Judith A. Swanson

The Political

Philosophy

of

Aeschylus's

Prometheus Bound

247

John C.

McCarthy

Pascal

on

Certainty

and

Utility

Discussion

271

Will

Morrisey

Strengthening
Justice
and

Social Contract Theory:


Modern Moral

Philosophy by
,

Jeffrey
Book Reviews

Reiman

283

Leslie G. Rubin

A Companion to Aristotle's

"Politics,"

edited

by

David Keyt

and

Fred D. Miller, Jr.

285

Will

Morrisey

The World of the Imagination: Sum Substance, by Eva T. H. Brann

and

289

Robert Sokolowski

Possibility, Necessity,
Abbagnano
and

and

Existence:

by
295
Stephen M. Krason

His Predecessors, Nino Langiulli

The American Presidency: Origins Milkis Michael Nelson

and

Development, 1776-1990, by Sidney M.


and

Interpretation
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Interpretation
Winter 1994-95

Volume 22

Number 2

Yuval Lurie Paula Reiner

The Cultural Predicament in Biblical Narrative

157

Whip, Whipped,
Camus'

and

Doctors: Homer's Iliad

and

The Plague
on

181
the

John C. Kohl, Jr.

Design in the Iliad Based Passages

Long

Repeated
191

Judith A. Swanson

The Political

Philosophy
and

of

Aeschylus 's

Prometheus Bound

215

John C.

McCarthy

Pascal

on

Certainty

Utility

247

Discussion

Will

Morrisey

Strengthening
Justice
and

Social Contract Theory:


Modern Moral Philosophy,

by
271

Jeffrey

Reiman

Book Reviews

Leslie G. Rubin

A Companion
David Keyt

to

Aristotle's

"Politics,"

edited

by
283

and

Fred D. Miller, Jr.


and

Will

Morrisey

The World of the Imagination: Sum Substance, by Eva T. H. Brann

285

Robert Sokolowski

Possibility, Necessity, and Existence: Abbagnano and His Predecessors, by Nino Langiulli
The American Presidency: Origins
and

289

Stephen M. Krason

Development, 1776-1990, by

Sidney

M. Milkis

and

Michael Nelson

295

Copyright 1995

interpretation

ISSN 0020-9635

The Cultural Predicament in Biblical Narrative


YUVAL LURIE
Ben-Gurion

University
to the Romans.
as

We

owe our concepts of culture and nature

They

set them

up
of

by

contrasting between two different realms,

in

reference

to two dissimilar

plots of

land,

one cultivated and

the other uncultivated. But the concepts


and

culture and nature are more more

multifarious,

the relationship between them is the historical


origin of

intertwined in in

and complicated.

Moreover,
deeper.1

this

dis

tinction in Western thought is


cepts
ways

much more

ancient,

and the roots of these con


what

our

thinking

penetrate much

In

follows I discuss two


as
on

which

the contrast between

what we

today distinguish
on a

"culture

and

nature"

was once predicament of

drawn in

ancient philosophical reflections


so

the cultural

human beings. I do

by focussing
narrative.

Biblical narrative,
consider which

discussing

first the

philosophical conceptions about the cultural predicament of

human beings

which emerge out of

this

I then turn to

the this

problem encountered when narrative

trying

to

bring

the form of

discourse in

is fixed back into

philosophical use.

I. TWO EDIFYING STORIES ABOUT THE FIRST HUMAN BEINGS

The
ture"

ancient

or

"nature."2

Hebrews lacked terms corresponding either to our term "cul They had one important word, however, which in English is
and verb

translated

"Creation,"

as

in Hebrew is

rendered as

briah:

a unique

Hebrew

word, derived from the

bara,

which

is

used

in the Bible to describe the


ex

way in
cept of
ture"

which

in the

beginning

God

created

things,

nihilo, out

of

nothing,

and which connotes all

Creation.*

of Creation that they turned to reflect on what we today refer to as "cul and it is in the context of this concept that they also con and
"nature,"

It is

against

the background of this con

templated what we are apt to call "the cultural predicament of human

beings."

Their

reflections on these matters were pursued


particular about

by thinking
be
what

about are.

being

and

becoming, in
led them to
and

how things

came to

they

This in turn

contemplate things on

to reflect

them

by

in terms pertaining to a creator and his creation, adopting a discourse having the form of a narrated
support one another

story.

Content

and

form tend to

in this kind

of

discourse.

For reflecting on things through the narrative of a story naturally leads to think ing about how they came to be what they are, while thinking about how things
came

to be

what

they

are

leads to telling

stories about

them.

interpretation, Winter

1994-95, Vol. 22, No. 2

158

Interpretation

The Plot Recast The story of creation, and of the told twice in the Bible: one time in
chapters
another.

creation of
chapter

human beings in particular, is

of

Genesis

and another time

in

and

of

that book. The two stories are quite different

from

one

The first story begins


and

literally

at the

beginning,4

with

God creating the

heavens
creation,

the earth on the first day. It continues up to the sixth


of what

day

of

telling

God

created on each

day. It tells how God

separated

light from darkness, land from water, how He made grass and trees grow on the land, how He stoked the water with living creatures and the sky with birds. On the sixth day, God made the earth give life to all sorts of animals. Finally,
contemplating all that He had done, God created human beings. Human beings, like all other creatures, were created sexed, male and female. Unlike all other
creatures,

however, human beings

were created

in God's

own

image. This

ends

the act of creation in the first

story.

From here time begins to unfold, and the way is open for human beings to do whatever it is that is natural for human beings to do: i.e., to act in accor dance
with

the

(human)
come

predispositions refer

bestowed

on

them

by

God. In the Bible So


to

what we

have

to

to

"nature,"

as

whether

the nature of a particular to God's Creation.


ways

creature or all of

nature, is

often

described

by
his

reference nature

that for a creature to act in accordance with

is to behave in

that

flow from the


act

predispositions

fixed

on

his kind

by

God. It is therefore
"character,"

also

in

ways

that may be described

as

fulfilling
to
call

what one was

destined to do
whether

by

one's creator.

Thus

"nature"

what we are apt

or

the nature
whole

or character of an animal or a particular reveals

human

being

or even a

people,

its destiny. The

destiny
on

(or nature)
them

of created

beings is
or

determined
a curse.

by

their creator and is bestowed

by

means of a

blessing

In this first story God blesses all creatures, telling them that they are to multiply and inhabit the earth. He blesses humans in the same way, adding that

they

are

to conquer the earth


ends with
seventh

and make use of

its

plentiful vegetation

for their

bounty. The story


the sanctity
of

God's
of

satisfaction at all week as

that He has created, and


of rest.

the

day

the

the

day

very different story is told. This is not a story that unfolds literally from the beginning of all things, but one that begins only after the creation of the heavens and the earth, which at this stage is said to be barren
chapters and a of all grass.

In

His

own

The story opens with God's creation of man. He creates him not in image, but as a single creature molded out of earth and into which He
plants a garden

breathes life. After that God

in Eden

and places man

inside it.

In this story (which places man's beginnings in what we have come to call "the Garden of Eden") God does not bless man. He commands him, telling him that he may eat from all the trees of the garden, save from "the tree of knowledge
evil."

about good and

Following

these events,

God

creates all

the different

species of animal

life,

and man gives

them names.

He then

constructs a woman

The Cultural Predicament in


out of

the

Bible

159

the man's rib. The end of the story is narrated in chapter 3. The snake entices the woman to eat from the tree of knowledge. The woman and the man

eat,

realize that

they

are

naked, and commence to clothe themselves. Subse


garden"

and attempt to hide. quently they hear "God's voice walking about the God admonishes them for having disobeyed His command and banishes them

from His garden, accompanying their departure about the hardships for which they are destined.

with various pronouncements

Edifying Narratives
The first thing that

And Their Symbolic Interpretations

should

be

noted

is that they
provide
whether

are a part of an

incorporated,

regarding the Biblical stories of Creation religious discourse which strives to

comprehensive
of

Weltanschauung.

Edifying

stories

of

this

sort,

in the form

myths, religious narratives, historical epics, allegories,


more expressive

fables,

and

parables, just like their rituals,

but less

articulate spiritual

relations,
wrapped

social

and religious

rites,

are cultural artifacts which come with

in

fanciful, illustrative
ideas

accounts,

bearing
human

them powerful images

and pivotal

about matters of ultimate

concern.

It is typical

of such

edifying
counts,

narratives

to embody their messages and insights in figurative ac


sometimes mundane

depicting

concrete,

but

more often

dramatic

and

stirring sequence of events. As these narratives tual heritage of a culture, the figures and the
them acquire
profound

are

incorporated into the into

spiri

events which are

described in

significance,
cherished

as

they

are rendered

symbols which and

provide sustenance

for

values,

shared

beliefs, hopes,

fears,

as

well as common attitudes and ways of who prize

them a

life. When this happens they framework of reference for beliefs supporting

offer

those

and values

from

they can confront the world, experience things, and find in course of events around them. the meaning for Thus, example, the figures depicted in the Bible throughout its various
within which

stories

become for those

various possible man nature are

who are brought up on them instructive prototypes of human beings. Through them several striking features of hu

displayed

by lending

them a tangible

incarnation through the


and

behavior

of concrete, three-dimensional

human beings. In this way worthy


manifestation,
representation:

abhorred traits of character are given a personified


values acquire a

and cultural

jealous

wife

and

very her

powerful and reaction

dramatic

e.g., Sarah

as the

Abraham

as the embodiment of

her rival, Hagar, and her son Ishmael; unquestioned human faith in God; Jacob as the
to

conniving who manipulates people for simpleton who is better at hot-tempered as the Esau hunting and gain; and reasoning. The political situations de than at family toiling in the field scribed in such a narrative become enlightening paradigms for thinking about
personification of someone clever and

personal

relationships

to parents, children, siblings, spouses,

friends,

compatriots,

and

160

Interpretation
e.g., Rebekah's
preference

adversaries:
ence of

for her

younger son and

Isaac's

prefer

for the older; Jacob's devoted love for Rachel, for hardship; the envy aroused in Joseph's older brothers

which

he

endures years

over
with

their father's love

for

him;

David's fear

of

his

son

Absalom,
examples

intermingled

his love for him.

The dramatic
wise

events which engulf and

these figures become insightful parables,

allegories,

instructive

for

determining

right and

wrong

ac

tion. Through them

present events are perceived and evaluated and morals are

drawn

about the ends of

responsibility for

killing

life: e.g., Cain's devious attempt to cast off personal his brother Abel in a fit of envious rage; the trials and
as

wanderings of a people

in the desert

the unavoidable route to the promised

land; Gideon's exemplary way of personally leading his men into battle; the way in which power corrupts as evidenced in David's lustful behavior toward
Bathsheba
other ways
and

his betrayal

of

her husband Uriah in battle. It is in these


come

and

that
.

such stories

eventually

to encapsulate in them a whole

Weltanschauung
connection with

Another striking way in edifying

which

human beings

make use of symbolization

in

narratives

is

by

seeking to interpret them. In this


view

capacity edifying

narratives offer

their users reflective points of


concern.

for

con

templating
perceived

matters of ultimate

human

When

so used

they

are often mean

by

those who

read

them to be

pregnant with

deep

and

hidden

ings,

which

they

then seek to uncover. It

is typical

of

the way in

which

the
all

Biblical

stories

are

read, just

perhaps

as

all ancient and sacred

texts of

people are whose

read, that

they

are perceived

to harbor in them important

messages of

meaning is
such

manifested

in the

events which are

described,

the nature

the

characters who

play

parts

in them,

and the specific words used

to tell about

them. As
voke

these stories acquire the role

of symbolic narratives which pro

in their

reflective

listeners

and readers a response


which

in the form

of

elaborate,
and

hermeneutical
symbolic
ing."

commentaries

in

these stories are interpreted

their

meaning is
of

displayed, in
also

what we

have
one.5

come to refer

to as a "read that

It is,

course,

typical

of

edifying,
than

symbolic narratives

they

can

be interpreted

or read

in

more ways

Edifying
as

narratives and their symbolic


and at

interpretations

go

hand in hand, just

hand in hand. The first endeavor, that laughing of relating an edifying, symbolic story, provides for a very powerful, tangible, primary mode of thinking; the second, that of interpreting it, provides for a
them go
and sophisticated form of reflection regarding those ideas. Together, edifying narratives and their symbolic interpretations may form a constantly expanding and shifting cultural discourse in which a interpretation" "rich is used to uncover a "deep In the case of the more

telling jokes

refined, articulated,

same

meaning."

Biblical

stories of

creation,

they

are

distinguished

by

providing

an

edifying, cosmos,

religious,

symbolic narrative

for thinking
and

about such topics as

God,

being, becoming, human


so

existence,

the relationships between all these. In

doing

these

stories

also offer reflective points of view

for contemplating

The Cultural Predicament in the Bible


what we
within

161

today

are apt

to refer to as

"the

cultural predicament of

human beings

the natural scheme of

things."

One

difficulty
reading

often encountered of

by

commentators

pretative

the Biblical

narrative of creation about

seeking to offer an inter is that it does not seem to

provide a

single, consistent narrative

the

creation of

two different ones. Faced with this

difficulty,

much

human beings, but hermeneutical ingenuity in

the

past

has

gone

into trying to

show

that the two stories of creation in the

Bible,
other. of

though seeming to contradict each other, actually complement one an One way of doing so is to read the first story as describing the creation human beings only in broad outlines, and the second as undertaking to fill in

the

details. While this way


of

of

way

reading

this narrative, there are certain

conjoining the two stories provides an ingenious inconsistencies between the two
for in this fashion. Moreover,
read
read

stories which are

difficult to

account

as

shall

show, it is philosophically two separate and different


creation of

more

insightful to
As I

the narrative as comprising

stories.

the Biblical narrative about the

each of which a

human beings, it provides two different philosophical stories, in different attempt is made both to understand and to account for
of

the human predicament in the context


can

God's Creation. Read this way they


beings"

be

seen to provide

two different

philosophical conceptions of what we

today
called

call

"the

cultural predicament of

human

and

"nature."

what we call

The two different


stories of

conceptions coincide with what and

its relationship to I have


told. It is

here the two different

creation,

they

are propounded and are

articulated

by

means of

the details through

which

these stories

therefore to the details

of each

story that we need to turn

first.

H. A READING FOR THE FIRST STORY

One striking feature about the first story is that, unlike the second, it ends (as it starts) on a contented note. God looks upon all that He has created and finds it good, even very good. This judgement which is attributed to God does not seem to express a moral evaluation, as it is pronounced even after the act of
creation on

the first

day,

when

only the heavens He has

and

the earth had been created.

I like to

see

in this

pronouncement upon what

the expression of an aesthetic attitude of


created and

satisfaction.

God looks

in

which

an artist might observe with satisfaction

in the way his finished artifact. The


good of art

finds it

analogy between God's Creation and a humanly created work a central feature in the philosophical conception of the human
comes out of this story. about

brings

out

predicament

that

It is that there is something aesthetically satisfying God's Creation. This aesthetic attitude of satisfaction on the part of God
Creation in
general and with

both

with

the creation of human beings in particu


to come across

lar may be

connected with a central point

from the first

story:

namely, that the first story deals

with

the human predicament

only in passing,

162
in the

Interpretation
context of a much

larger,

overall came

things came

into being. All things


nothing

story that is being told about how all into being in the same way: they were
specific modes of

created out of
stowed on

by God,

and

their

behavior

were

be

them

by

the grace of God.


assertion which

curious were

beings

puzzling feature in this story is the image."6 This metaphor, created "in God's
and

that

human

connection with mean

the

creation of

human

beings, has

often

is only used in been interpreted to


the earth, are en
under

that human beings alone, out of all the


with a

creatures of

dowed

divine,

spiritual essence which provides

them with both

standing and free will and so enables them to be either (morally) This interpretation of the story encourages those who put it forward to
conception which emerges

good or

bad.
the

view

from this story

about

the cultural predicament of


reason given

essentially a moral one. From the Biblical text for the creation of human beings in God's

human beings

as

being

in the

image, however, it
in the Bible is that

appears

that something

else

is

meant

by

it. The

reason given

in this way human beings will "replenish the earth, dominion over the fish of the sea, and over the fowl
earth"

and subdue of

it;

and

have

the air and over every


appears

living thing
created and

that moveth upon the

(Genesis

1.26) It

that to be

in God's image is to be
and subdue

endowed with an

ability to rule over the earth


seen a

dominate

its

creatures

in

way

to be similar to God's.
spiritual

Being

in God's image does

not

lend human beings

privileged, moral, the


rest of

essence that transcends what provides them

is bestowed

by

God

on all

Creation. It

only

with an

ability to dominate

all other

beings: to hunt

down,
the

conquer, subjugate,
of what

husband, domesticate,
for their

gather, pick,

harvest,
This

and make use

God

created

own needs and pleasures.

conception of

human

predicament coincides with the overall

hunting

and

food-gathering

per

spective on

human life
with

pictured

in this

story.7

From the

examples given

in the

text in connection
of techniques of nature. and

domination, it

seems

to stem

from the

creation and use

for mastering and controlling natural creatures as well as parcels We may imagine that these have to do with taming animals, hunting
strategies,
and
or with

fishing

techniques and skills

for making tools, fashion


and

ing ing
we

clothes, constructing To describe how human beings


them is to describe how

shelter. relate

to things
of

by subjugating

dominat

they do

so

tend to look upon as "the cultural


things"

wielding power. Thus, what predicament of human beings within the

in terms

natural scheme of

the

role

they

are

is described in the first story only in the context of destined to play in a power relationship of domination over
Human beings
are creatures created

things and other

creatures.

by

God

with an all

ability to

subjugate and

dominate

all other creatures and

to make use of

that

the earth brings forth for their own

power, to
grows and
within

conquer

desires. So that it is in the broad use of the earth, subjugate its creatures, and dominate all that
that the special, cultural predicament of

lives

on

it,

human

existence

the order of Creation is defined and the resemblance of


expressed.

human beings to

God is

The Cultural Predicament in the Bible


Maimonides'

163

Interpretation

One, very
tive is

suggestive and

very

different, way

of

provided
it.8

by Maimonides,
Maimonides'

who makes use of

reading this Biblical narra Aristotelian metaphysics to human him to


The

interpret beings
that
mean

In

reading, the two


parts of a

stories of creation of
unified story.

are

interpreted

as

being

single,

assertion

human beings

were created

in God's image is then interpreted


with an

by

that from the very

in

rational thought.

contemplative point
earth and

ability It is this ability to comprehend things from a rational, of view that distinguishes them from all the creatures of the
enables

beginning they were endowed

to engage

ultimately

them to transcend their natural existence and natu

ral perceptions about

the world

into

metaphysical reflections

that provide true


story"

understanding.

"the

story"

second

On this reading, both what I describe a state of human in the form

referred to as existence

"the first
prior

and

that is

to the emer

gence of social norms

of conventions and customs of

human

cul

tures. And what both stories provide is a


count which reveals
rational

single philosophical account: an ac

how human beings

were endowed

by

God

with

abstract,

thought,

and

they
have

created cultural

how they came to lose it through their social follies when customs for themselves. In this view, when social norms do
not cloud

in the form
a

of conventions and customs of

their minds,

human beings
an

unique, Godlike capacity


and universal

contemplating things from


sub specie aeternitatis ,

untainted,

abstract,
physical

perspective,

that allows meta

insight
of

ishment
thought

knowledge. The story about the ban human beings from the Garden of Eden tells about the replacement
and gives access

to true

in human lives
which

of rational

thought

by

conventions and customs.

The

result

is

is

clouded

by

the

influence

of social norms and a subsequent

loss
the
of

of

true

knowledge in the form


of

of metaphysical

insight

about reality.

On this reading

the text rationality is not an essential

ingredient in from

either
either

cultural or natural predicament of

human beings. It

stands apart

them. Therefore three

possible modes of existence

for human beings


And
while

can

now

be distinguished:

rational, natural, and conventional.

humans
in the

were once affiliated with

God in the first

mode of

being

and with animals

second, through their


themselves
only:

own social misdoings

they

created a third

one,

unique

for
to

a mode of

being

provided

for through

social norms

in the

form
as

of conventions and customs and through which much of what we refer

"culture"

takes shape.

By

adhering to social norms in the


an

form

of various

conventions and

by

making them
attain

integral

part of

their

thinking, human be
rational

ings lost the ability to


which, Maimonides

metaphysical

insight through

thought,

ing

their

believes, thinking from the influence


with

only true philosophers, who are capable of free


of

the conventions of their culture, may

still attain.

difficulty

this reading of the Biblical narrative


of

is that it

calls

for

very inventive interpretation

the text. The idea of rationality put

forward

through this reading, as a form of metaphysical contemplation, seems to have

164

Interpretation
common with

little in

the

concept of subjugation narrative

of other
to

creatures and

domi

nation which

is

used

in the

to describe the
required

cultural predicament of
explain

human beings. If
which

a concept of

rationality is

the way

in

humans
a more

manage

to dominate

natural creatures and master

their

environ

ment,
nal

fitting

concept would

be

an

instrumental

one which equates ratio

ability to devise proper means for attaining desired ends. It is tempting therefore to interpret the ability given to human beings by their creator to dominate their environment as an innate ability referred to by philos
thought
with an

In this way it may be easily identified with an innate talent for calculating or for perceiving the world from an instrumental perspective. In either account of rationality, however, this whole line of reason
ophers as

"Natural

Reason."

kind of thinking used by human beings to dominate tures is foreign to the form of the Biblical narrative. Explanations

ing

about the

other crea which seek

to place the cultural predicament of human beings in the context of fundamental


principles of

existence,

such as

those that

emerge

in the form

of natural

cause,

reason, and convention, are

inherently

metaphysical.

They

are grounded

in

form
as

of philosophical one considered

discourse

which supplements symbolic

narratives,
them.

such

the

here,

and so should not

be

confused with

A Power-Oriented Conception

An important distinction

which

does

emerge

from this

narrative

is

one that

differentiates between beings, being, and it does so in two


creation,
as when

rather

than between metaphysical principles of

particular ways.

One is through the


of all

concept of and created as

differentiating
between

between the Creator

beings

beings. Another is through the


when

concepts of subjugation and

domination,

differentiating

subjugated and

share with what we refer to as

"natural

creatures"

subjugating beings. Human beings a common feature, in that

They share a common feature with God, in that they occupy subjugating dominating posture in their relationship to some other their various beings through hunting skills and technological innovations. As God subjugates and dominates all beings by determining their behavior when He creates them, whereas human beings subjugate and dominate by the use of
they
are all created a
and

beings.

their skills, crafts, and technological


and

innovations,
explain
y

the concepts of subjugation

domination symbolize,

rather

than

the way in which


and

human beings

resemble

God. The

resemblance

drawn between them


perceived existence

God

suggests that the

cultural predicament of

human beings is
sort of

to constitute a state of exis

tence that transcends the


other

(natural)

that is created

by

God for

all

beings. Symbolization is both for

an

important

method

in this form in

of philosophi

cal reflection

displaying perceived differences between


differences. With the
provide a symbol

things and

also

for enhancing

perceived

case

point the concepts of

subjugation and

domination

both for the way in

which

human

The Cultural Predicament in the Bible


beings differ from in their ability to
perspective

165
God
are

other creatures and

for the way in


and

which

they

resemble

wield power.

Subjugation

domination,

it may be said,

a symbolic representation

for

a power-oriented relationship.

They

provide a

from

within which an

important difference is
to humans
and

perceived

between the
to

(cultural)

ways of existence given

the

(natural)

ones given

other creatures.

importance of first turns the relationship of subjugation and domination into a feature which is intrinsic to the relationship between God and all created beings, and then places
emphasize the
narrative

To

this difference the

human beings

on

the same side of this relationship

concepts of subjugation and

domination
and

are rendered

God. In this way the into a symbolic represen


as respective power relation
"nature."

tation for the place both of

God

humans in their

ship to

all created

beings, i.e.,
through

what we are apt

to call

Displaying
with

the

cultural predicament enhances

a concept which equates

human beings

God

the difference

perceived

and that of all other created

between their (cultural) mode of existence beings, as well as the importance of the distinction
provides a

thus made. At the same time it also


spective

striking,
to

power-oriented per

for the way in

which

human beings

relate

the way other creatures do. In so


on

doing

it

provides a within

things, in contrast with very insightful perspective


natural order of

the cultural

predicament of

human beings

the

things.

DI. A READING FOR THE SECOND STORY

A very different
underlies placed at

conception of

the cultural predicament of human beings

the second story. Unlike the the center of God's

first story, in this


as

one

human beings

are

Creation,

the creation of

man comes

before that
at

of all other

living creatures

or even of

vegetation, placing him in this way


animals are
will call of

the

very heart of the narrative. Moreover, when they are brought before man to see what he
creatures

finally

created

by God,
on of

this is final. One implication from this turn

them, and his decision events is that the division


perspective.

into different kinds is


in the
thus
a case of

oriented on a

human

Another is
or, as it is
land."

that

without man

there would be no point to the rest of plants, "without


man

Creation;

explained

there is no one to work the

The

reason

given and

the ordering of Creation in this way around

man

provide

for

domesticated
were

perspective on

both human life

and

Creation. It is

as

though both

being

reflected upon

from him

an agrarian point of view.

This

way

of

contemplating things is vividly


man's

exemplified

following

creation, God

surrounds

with a garden.

in the story by telling A garden is

how,
not a

raw and wild piece of nature.

It is

a parcel of nature

that has been subdued and

domesticated. Another telling difference between the two stories pertains to the way in which God creates. In the first story God creates by generating things into out of nothing, and He does so by word of mouth, thereby turning words

being

166

Interpretation
mentioned

into deeds. As
creation

earlier, the
second

word used what

to describe this
no

unique act of

is bora. But in the

story,

God does is

longer described
out of nothing.

through the use of the verb

bora,

as

generating things into


use of

being

Rather,
denotes

what a

God does is described through the


of

the

verb

yatzar,

which as

way

constructing things out of

basic

raw materials.

Sometimes,
her is

in

the case of the creation of man and animals, this is

out of man's

earth,

and

sometimes,
as

as

in the

case of

woman,

by by fashioning
used

done

molding them
out of
men

rib. Sometimes,

in the

case of

vegetation, no act
and

of creation

in this story are tioned, only that of planting. The imagery typical of those which are used to talk about work, mostly the kind of work which goes into agriculture and craftsmanship. The description given of the language
creation of

the Garden

of

Eden, channelling
upon

the flow
used

of water and

planting
animal

trees
goes and

and

vegetation, draws

the vocabulary

to talk about work that


creation of

human life is

into cultivating land. The description given of the reminiscent of how a good craftsman description
of an artisan who

both

goes about

his

work.

It

is

not unlike a

fashions

a vessel out of clay.

Another striking way in which this story differs from the first is that in it God does not bless human beings. Rather, He commands them to refrain from
certain

types of
not

behavior

and permits

them to

perform other

types of behavior:

namely,

to eat from the tree of knowledge


garden.

about good and

evil,

and

to eat

from

all

the other trees in the

destiny of creatures are conjoined God's blessing or curse, it would


certain

Given the way in which the nature and in the Bible and are given expression through
seem

that human

beings

are created with a


with

inherent deficiency: they

are not endowed

by

their creator

any

particular, inner, self-activating (human) nature, for the blessing (or curse) that God eventually bestows on them and which fixes their destiny for all times
comes

only

later,

after

they

are

driven

out of

the Garden

of

Eden. Instead, they

are provided with an

ability to obey commands. Now the ability to obey com


with regulations

mands, follow rules, comply


to

disobey

commands,

defy

rules,

evade

regulations) is

(just like its corollary, the ability not an ability that is


nature.

manifested

in the behavior
on

of wild creatures

in

For it is

an

ability

which

is dependent
compliance

and

acknowledging authority, and it is in an attitude of submission. To

manifested

in

a posture of

act on command

is to be

tamed, just as to follow regulations is to be domesticated. Animals in nature do not live by command or regulations. They live by their basic natures. Given the fact that in this story human beings require no breaking-in period or training to
obey God's command, it would seem that they are envisioned created as domesticated creatures from the very start. In this inclination to
nature submit to
as

having

been
the

conception

authority is

what

forms

an essential part of
of

human

present even as

in the

primeval existence

in the Garden
It is they

Eden

just,
human

apparently,

is the inclination to in this


story. with

defy

authority.
of

who are

the subju

gated creatures

This description

the predisposition of

beings

contrasts

sharply

the description given in the first story, where the

The Cultural Predicament in the Bible


prominent

167

trait to come across is the

possession and use of power

for

subjugat

ing

other creatures and

for

dominating

the

earth.

The Emergence of Ethical (Forms of) Life In Christian theology it is common to interpret the story about the banish ment of human beings from the Garden of Eden in connection with a "primor dial God which, supposedly, brought about the "Fall of in the context of the present discussion the "primordial Nonetheless,
against
sin"

Man."

sin"

de

scribed

in the story is the fall is the

of

human beings into

a cultural predicament
creation

through the creation of


of such norms
"ethical"

social norms of

behavior for themselves. The

creation of what

we,

following

the

Greeks,

are apt

to call

(forms of) behavior. It is

manifested

in the story

by

the

creation of

certain self-inflicted strictures of

dress, pertaining
are

perhaps to norms attempt

regarding

sexual

behavior. Although in the story human beings

to cover them

selves after cept of of

they

realize

that

they

naked, the two

go

being naked makes sense only in a context where being dressed. So that to realize that one is naked is an indication that one has a conception of what it is to be dressed. It is interesting to note that such
norms of

together; for the con it makes sense to talk

behavior

emerge prior also

to the banishment of human beings from the

Garden
of

of

Eden. It is

interesting

to

note

that the description of the Garden


contrasted with

Eden,

as a place of abundance and

security, is

the

descrip
human

tion of the world outside, as a place of misery and

hardships,

where

beings have to

toil and

leam to

use

their wits

and

develop

various skills and


one practical

crafts to survive.

Thus, in
the

contrast with the

first story, in this


after

skills and technological norms.

innovations

arise

only

the emergence of social


one:

This

view of

cultural predicament

is

developmental
and

basic

social norms

herald the

emergence of a cultural

predicament,

technological

innovations

and practical skills

then arise to support a mode of existence in it.

One way of interpreting the story about human existence in the Garden of Eden is to read it as a description of what the philosophers of the Enlighten
On this reading the ascent of human beings from natural (forms of) life into cultural (forms of) life results from their eating of the tree of knowledge about good and evil, an act which enables them
ment referred

to as a "state of

nature."

behavior. One difficulty with this reading of which existence in the Garden of Eden is de in the text is that in the way scribed, it appears to be a somewhat tamed state of existence, rather than a wild state of nature. In answer it may be said that human existence in the Garden of
to create and
adopt social norms of

Eden is described from the


nature.

perspective given

to human beings in such a state of

Lacking
and with

any

social

norms, they do
and

behavior

civilized

behavior,

distinguish between wild, savage thus do not see it as unruly. Another


not

difficulty

this reading of the

story is that

as

human

existence

in the Garden

168
of

Interpretation

Eden is

described, it is

not

devoid

of all norms of

behavior. Since
seems

man

is

able

to give names to animals

in this

state of

existence, it

that

it already innova

includes normative, linguistic practices. The cultural from this state of nature are social norms alongside
and

practices

that are missing

various practical

in agriculture, husbandry, craftsmanship, cooking, sewing tions clothes, constructing shelter and so forth, which in human (forms of) life often
skills

accompany Although in the Biblical story eating from the tree of knowledge about good and evil results in the creation and adoption of social norms, there have been different
ways of and

these.9

interpreting

the significance of the symbolism embodied

in

both this tree


of these

the act of eating

from it. Martin Buber has

argued

that

most

interpretations divide into three different

readings of what

human be

ings

gain

thereby: namely, the acquisition of sexual


and

desire,

the acquisition of
own

moral view

consciousness,

the acquisition

of actual

knowledge. In Buber's
the
world."10

the knowledge

of good and evil which

is

embodied

in this tree is "aware In the way in

ness of the opposites


which

inherent in

all

being

within of

read the

story, eating from the tree

knowledge

about good and evil

results

in the

creation and adoption of an ethical

fested in the
edge

emergence of social norms of sort of

(form of) life which is mani behavior. Thus, whatever knowl


makes

is in this tree, it is the


a of

knowledge that

it

possible to create

and adopt such norms.

There is

way

reading the story


promotes

about

about good and evil which

illuminates both

eating from the tree of knowledge what sort of knowledge is meant


and adoption of ethical

thereby,

as well as

how it

the creation

(forms

of) life through the emergence


create and adopt social norms

of social norms. seen

In this reading the ability to


result

is

in the story to

from the form

acquisition

by

human beings
the kind

of

deep

sentiments

toward each other in the


emotional ties.

of

affection,

respect,
sede and

and concern of

that breed strong


sexual attraction

These

sentiments super

raw,

that prevails between the sexes in nature,

it is they that underlie human, approved sexuality in cultural (forms of) life. In the Bible sexual intercourse between men and women is usually de
scribed as either

the latter

lying with a locution, as opposed


a sexual act
embodies

woman or

knowing

her. It has been

argued that

always) to signify
act

former, is used predominantly (though not which is sanctioned on ethical grounds. A sexual
to the

thus described

also a

strong

emotional

in it not only the discharge of lustful emotions, but bond between the partners and the exchange of deep
In this interpretation the
act of

sentiments toward each

other.11

tree of knowledge

about good and evil

is

a symbol

for

a sexual act

eating from the in which a The ability life to


each

of

strong emotional bond is invoked between the man human beings to experience such sentiments as
provides

and the woman. part of

their natural, sexual ties between

desire
other.

them
of

with a

richer

and more committed emotional

Emergence

deeper

sexual sentiments and stronger sexual

human beings than those typically found between the

sexes

in

nature makes

it

The Cultural Predicament in the Bible


both
possible and
of

169

dards
such

necessary to orient human (forms of) life toward ethical stan behavior in the form of social norms. In this reading it is the advent of
richer
emotional

stronger and

ties

between the sexes,

rather

than the

growth of

their

intellect

and their

ability to reason, that precipitates the emer

gence of
ascent

normative,
natural

from

social practices among human beings and enables them to (forms of) life into cultural (forms of) life.

The Emergence of Self-Consciousness

One way or another, the ascent of human beings from into cultural (forms of) life is symbolized in the story
ethical

natural

(forms of) life


emergence of

by

the

(forms of) life

which

is

exemplified

through the

creation and adoption of

social norms

regarding

nakedness.

preting the

connection made

A philosophically attractive way of inter thereby between the emergence of social norms

and awareness of

being

naked

is to

read

it

as a symbolic

illustration for the


are not and

appearance of self-consciousness.

In this reading human beings

ban

ished from the Garden


so

of

Eden

as much as

they

emerge out of

it,

they do

attaining self-consciousness through the realization that they are naked. There is an intrinsic but complicated relationship between self-consciousness
and

by

the culture-nature distinction. The intrinsic to be a form of


underlaid consciousness which

part

is that

self-consciousness related

seems

is

inherently

to

cultural

(forms of) life


self-conscious animals
can

by

social

norms, as it is not
of uninhibited

clear what would count as

behavior in the kind The

in

nature.

complication stems

(forms of) life given to wild from the fact that self-consciousness from functions to

be looked

upon as either a psychological phenomenon which results

the

emergence and adoption of normative practices or as one which

bolster

them up and render them accessible to


cover

in seeking to ability
this case

themselves with clothing,

humans. One way or the other, human beings demonstrate an


which

to operate with the culture-nature

distinction,

is

symbolized

in

by distinguishing
social norms of

between

being

adopting
the

behavior, they

cultural side of the equation over


shame and

By creating and demonstrate that they have chosen the natural side. Lastly, they demonstrate
clothed and naked. also

both through their

their subsequent behavior that

they

are well aware

of their affiliation with the natural species and thus of their true

nature,

which

they try
both
cultural

to hide behind the


and

clothes

doing

realizing
to
read

all

they devise for themselves and put on. By this they emerge out of natural (forms of) life into
from the tree
of

(forms of) life.


common

It is

this part of the story as though eating

knowledge
the form

about good and evil produces self-consciousness

that is expressed in

In this way both the emergence of self-consciousness and the emergence of human beings into cultural (forms of) life are accounted for through the phenomenon of shame. This is a very suggestive reading, but it
of shame.

170

Interpretation
difficulties. One

also poses a number of

actually say that eating from the tree of Another difficulty is that the Hebrew about
shame.12

is that the story does not knowledge about good and evil brings

difficulty

word used

to describe how

human beings knowledge


rassed, shy,

reacted

to their
can
which

being
be

naked prior

to eating from the tree of

yitboshasho

translated as either

feeling

ashamed,

embar
self-

or

bashful,

leaves it

open which of

these modes of

is actually meant. Unlike fear or anger, all of these are feelings manifesting forms of self-consciousness expressed as social inhibitions regard ing public exposure. Shame and perhaps also embarrassment are akin to guilt,
consciousness

however, in
dards
of

that

they

are

forms

of self-consciousness which arise

in

response

to

a self-inflicted

judgement

about one's

shyness,

behavior regarding how one they are forms of self-consciousness

transgressions, in the context of stan should (or should not) behave. Unlike
which are

intrinsically

related

to

awareness of oneself

in the

context of social norms of

behavior. The

difficulty

incurred
guilt

when

trying
of

to conceive

of natural creatures as

feeling

either shame or
which result

is that it involves thinking


awareness

of

them as succumbing to
on

feelings

from

transgressions

their part against norms which provide

standards of

behavior in

a social context.

This
with

suggests

two possible readings of the story about shame in connection


culture and nature. creation and

the relationship between that


underlies of

In

one

reading,

shame

is

an

emotion

both the

the acquisition

of social norms.

This reading
culture and

the story may be supported

non of shame plays

in

domesticating
its ways,
a certain

cultured we

learning
a

to adopt

noting the role that the phenome beings. When growing into a first leam to participate in such basic
and

by

cultural practices as

sitting in

posture, walking, grasping

handling

things, using

language,

as well as various strictures

dressing, basic, normative

and cleanliness.

It is only
and

after we

eating, regarding have learned to participate in such

ways of

practices,

only

when we are

further introduced into the


what

demanding
ashamed

ways

of social conventions

regarding human interactions

psychologists refer

to as

"socialization"

that we acquire the propensity to feel

them.

for mismanaging normative ways of behavior or transgressing against Shame is a social emotion. But it can spread through the soul so as to
all normative ways of

implicate
afflicts

behavior.

By functioning

as an emotion which

human beings with self-induced inhibitions, it tames them and hinders from transgressing against acquired norms. In so doing it chains them to their culture. It is thus an emotion which functions to support tradition, as it turns cultured beings who succumb to it into docile, conformative beings,
them
rather than

the

creators of new ways of

behavior.
normative ways of

Linking
behavior

shame

to

awareness

of transgressions against
of

accounting for the place of shame in the way about how understanding of the normative as read it narrative. It is to telling rather than how this form of behavior nature of cultural behavior comes about, itself comes about. In this reading, cultured beings are initiated into normative
suggests another

The Cultural Predicament in the Bible


patterns of

-171

behavior

by

kind

of

free-wheeling,

carefree childish

they

engage with their surroundings and their elders. cultural practices of

play in which This is how they leam the


and talking.

basic

sitting, walking, grasping things, eating,


are

Nonetheless,

in

so

doing they

acquiring

rudiments of normative

by learning
that

to submit to the personal authority of their educators.

behavior, Later, as
longer

submission to personal

authority

matures

into

social

conformity,
which

they discover
can no

they have been

chained to a

form

of

behavior

they

shake off without feeling ashamed. Shame, it may be said, is a very rudimen tary way in which the sway of normative patterns of behavior is felt and re

flected in the human


the
power and

soul as self-consciousness. of norms

It is

way

of

acknowledging

authority

by

means of emotions

and, thus, a very basic

way through which understanding of the is manifested.

normative nature of cultural practices

Hegel

and

Freud

on

Self-Consciousness reading the text in these may be

One

suggestive

way

of

ways

enhanced

through Hegel's discussion of the emergence of both self-consciousness and


social which
norms.13

In Hegel's discussion the idea

of subjugation and

domination,
way to
relate

in the first story of the Biblical narrative is used in represent how human beings relate to nature, is used with
and social connotation

a symbolic a

literal,
a

political,

to describe the basic way in

which

human beings become into

to one another. In this manner domination and subjugation


of

basic form

human interaction

out of which self-consciousness emerges


existence.

being

and

social norms come

into

The idea is that

when

human beings
place

allow

themselves to be
a subordinate

subjugated and

dominated

by

others,

they

themselves in

relationship of bondage to others and elevate those others to a stature of lordship. It is out of this relationship of subordination which is estab lished between human beings and in the context of the desire of some to subju
gate and the willingness of others

to submit, that

social norms emerge

into

being
way is

and are reflected

in forms

of self-consciousness.
social

Once this happens, the


of of

also open

for overcoming

transgression. In this view


existence which are

cultural

inhibitions through revolutionary acts self-creation and domestication are modes

dialectically

related

to one another, providing together for

the onward, spiritual,

epic movement of cultures. of

Another,
nection with

curiously similar, way


the

reading the

second

Biblical story in
of

con

emergence of self-consciousness
psychoanalysis.

in the

context of social norms

derives from Freudian


Garden
count

of

Eden

and subsequent

In this reading, the story banishment from it provides a beings is


we

life in the human


repre as

symbolic ac
of and

in

which

both the

ontogenetic and phylogenetic

development
entertained

beings from
sented.

natural

creatures

into

cultural

As

an ontogenetic

account

it tells how

come

into the

world

172

Interpretation
live only by desire; how, when trying to rebel against behavior laid down for us in the form of social norms, we incur our fathers; how we learn the meaning of authority and norms
which

creatures of nature who

the the

strictures of wrath of

through feelings of guilt and shame


against

arise

in

us

when

we

transgress
re

them; how,
are

press our natural


which

desires

fearing (creating in
and

the loss of love from

our

parents,

we

leam to

this way the very unconsciousness them through refined cultural


never

in be

they

submerged)

to

sublimate

havior;
was

how in
us a

doing

all this we are


of

banished,

to return again,

from

what

for

Garden

Eden:

a mode of pleasurable

existence,

not weighted

down As

by

the

social norms which are

incarnated in the

emergence of a superego.

a phylogenetic

account, the story is seen to

provide a symbolic narrative

which

tells about the


of

emergence of normative practices

in human

communities

as a

byproduct

the shame and guilt incurred from overthrowing the rale of


which

the primordial

tribal-father-leader,

in this story is

none other

than

God.14

The Wonder of Culture

Unlike the natural, power-oriented description of human life given in the first story, there is a dreamlike quality to the story about human beings and
their doings in the Garden of Eden.
surrounded

They

seem

to lead an enchanted life

there,

by

magical

trees, encountering extraordinary


a supernatural turn of cast out.

creatures with which

they

converse, partaking in
with

events,

leading

to a confron

It is very tempting, therefore, to read the being about from the forbidden tree of knowledge and the subsequent story eating banishment from the Garden of Eden as a magical narrative which undertakes
tation
and

God

to

to provide a

supernatural account of

the emergence of

humanly

created cultural

(forms of) life


magical,

out of

God-created

supernatural powers

(forms of) life. In this reading, the inherent in the tree of knowledge about good and
natural

evil are symbols which stand


non-natural

for

what

is

perceived

through this story as the

forces

embodied

in the very

concept of cultural norms

pertaining

to right and wrong


possible.15

out of which social customs and conventions are made shed off

In creating them human beings


not out of

their submissive behavior

and

take

on a creative role

norms of
of

behavior

God, in that they create entirely nothing. Their achievement in transcending the order
unlike that of creation
and adoption of normative

things created

by

God through the


perceived

patterns of

behavior is

herein to be

such a stupendous event that

it

merits a

magical,

supernatural account.

very

concept

of

normative

In this way the problem of how the behavior could have been envisioned prior to there

any norms is solved. Human beings create it unintentionally! By eating from the forbidden tree of knowledge, human beings are able to use the super

being

natural power of creation

that God possesses

so as

to

unintentionally

create

for

themselves a non-natural predicament in the form of normative ways of

life.

The Cultural Predicament in the Bible One

173

reading the story is that it tends to overlook the fact that eating from the tree of knowledge is an act of defiance on the part of human beings. It shows that they have already cast off their God-created

difficulty

with this

way

of

roles of

domesticated

creatures.

To

defy

the Creator

ings in
are

non-natural, self-creating

predicament.

already places human be Another difficulty is that from


self-creation which

the events narrated in the story, it

seems

to be an act of

they

lured into perpetrating through their God-given (natural) passions, curi osity, and cunning (which the snake symbolizes). It would seem that something
in the very
nature of

human beings,

as

they

were created

by God,

disposes
their
or

them to this way

of acting.

Whether God intended them to

revolutionize

initial

state of existence

whether against

this form

of

from the very start and to recreation is a revolutionary act


symbolizes the
are of

recreate of

themselves,
on

defiance

their part

their

Creator, it

way in

which

human beings become the

cultured creatures that

they
way

through their own doing.

A is to

more naturalized see

interpreting

the magical

feature
of

of

the narrative the


emer

in it

a symbolic representation cultural

for

an expression

awe at

gence of

normative,

tree of knowledge and


narrative

(forms of) life. In this reading, the story the expulsion from the Garden of Eden is a
the enormity
of

about

the

symbolic

from

within which

the transformation of human be

ings from

natural creatures

following

beings is

expressed and contemplated. attitude

into cultural, self-conscious, rule-creating and ruleIt is a way of reflecting on this


of wonder,
as a

transformation from an

kind

of awesome

transforma

tion, providing for phosis is a concept


regularly take
acquire
an place

an ontological metamorphosis.
of wondrous

The

concept of metamor

becoming. It
through

pertains

to transformations that
one

in

nature and

which

beings lose

identity

and

another, transformations which are awe


of wonder.

inspiring

when perceived

from

attitude

It is
prior

a concept of natural change

that belongs to a

concept of nature that or metaphysics.

is

to that which we acquire either through science


are transformations which are still perceived as

Metamorphoses

"the
tion

miracles of nature": the


at

dawn

of night

blossom opening in early morning, the transforma into daylight, the acorn which sprouts and becomes a

huge tree, the hot summer which turns into cold winter, the wild child who grows into a rule-following, cultured being, fresh youth that becomes wrinkled
old

age, life that is turned into death. All these

are natural changes perceived as


perspective

which,
of

when viewed

from
To

a perspective of

wonder, may be

instances

metamorphosis.

perceive natural change

from this
with

is to
of

perceive

the
as

miraculous not as

something which In this reading of the story, the

something which contrasts is an integral part of it.


wonder

the course

nature, but

of

becoming

that is

expressed

through

it is

a wonder at

the

emergence

(forms of) life:

a metamorphosis of

(forms of) life out of natural of human beings from created creatures into
cultural

self-creating

ones.

In this insight the transformation


cultural

of

human beings from


that

natural creatures

into

beings is

seen

to be

such a stupendous event

174

Interpretation
recreate affiliates

it is likened to utilizing the instruments of the Creator himself to selves. Such an act of recreation on the part of human beings
with

them them

the Creator

even

as

they

transgress against

him,

as

it turns them into

creators

in their

own

right,

i.e.,

the creators of human

cultures.

nature

in this way they become the self-creating,

cultural

In overcoming beings that they are.

IV. TWO ALTERNATIVE CONCEPTIONS OF THE

CULTURAL PREDICAMENT

The two

stories about

human beings

set out

in this Biblical

narrative provide

for two

fundamentally
and at what

different

philosophical conceptions of

the

cultural pre

dicament

looking
into the
or

prominent

its relationship to nature described as God's Creation. When joins these different conceptions together, three philosophically features stand out. The first is that they both seek to provide insight human beings

cultural predicament of

by distinguishing

it in

another

from

a noncultural predicament of all other created


conceptions

one way beings. The


and

second

is that both

draw

a resemblance

between human beings


domination
and

God: the first through the


ond through that of

symbols of subjugation and creation.

the sec

(self-)

conceptions of the cultural narrative.

The third is that, although different, both predicament of human beings are included in this

tural predicament of human

In summarizing the differences between these two conceptions of the cul beings, it may be said that the first focuses on the
of

ability

human beings to

master

their environment, whereas the second

fo

cuses on their

ability to both
on

adopt and create social norms of

behavior for

themselves, i.e.,
provide

technological skills and ethical practices, respectively. In this way on different aspects of human life which that two

deed, it is by focusing in
for the
through the symbols

cultural predicament

different
in

conceptions of

it
a

emerge
power-

of subjugation and self-creation.

As the first is
to a

oriented conception of

culture, it describes
other

culture

reference

God-given,
in this

innate ability to master The distinction between


conception

beings

and

to control parts of the environment.


nature"

what we call

"culture

and

is

exemplified of

between two different


within

postures

in

a power

tion. Thus human beings

their cultural predicament

relationship and God

domina
who

is

devoid
power
of

of

any

such predicament are

relationship

to created

the cultural

predicament

both characterized as standing in a similar beings. It is tempting to look upon this conception of human beings as somewhat naive, as a concep
normative

tion that is

not yet attuned

to differences between the

behavior that
their

human beings

engage

in

when

following
nature.

the

practices

and customs of

culture and the causal

interactions between things

and power

relationship be
in that it is
not

tween creatures that take place in


attuned

to the fact that skills need

It may also to be developed

seem naive and

technological innova-

The Cultural Predicament in the Bible


tions need to be

175
one
nor

discovered,

all of which

have then to be

passed on

from

generation to another through mative

training

and education.

Hence, they

too are

in nature, and they too emerge within rule-following practices which provide for a cultural tradition. But then it is also possible to look upon it as a very insightful conception,
nation symbolize one

in

which

the

concepts of subjugation and

domi

the ability of human beings to overcome their natural plight

by

shaping and transforming their environment into a cultural habitat. The second conception provides insight into the cultural predicament
on

by

fo

cussing It suggests that this is done in the form


ness.

the way a culture operates

inward,

on

the beings who partake

in it.

by

of social norms

providing its participants with ethical standards which determine behavior through self-conscious

It

also suggests

that the way a culture operates

inward,

on

the beings who

participate

in it, is a way of determining behavior that goes against the grain of (God's) Creation, as it determines the behavior of beings in a completely differ

ent manner

from that
a

allotted
of

to them

by

their

initial

creator.

As
of

such

it is

likened both to God


both It is
call

form

transgression against
which underlies

God,
a

and to a

way

emulating
the
matter which

as a creator.

The insight

this way of

looking

at

is that the

creation of a cultural predicament

is

form

of

self-creation,

is

an act of revolt on

the part of human

beings

and an act of
of

self-chaining.16

a revolt against

the rule of God set out in the ways


self-creation of

Creation (which

we

"nature"),

and

it is the

the rale of human beings through the


underlie
what

emergence of normative practices

(which

we call

"culture").

Both

come about

by

creating the

concepts of and

life in

cultural customs and

practices,

wrong which are given the emergence of both is symbolized


evil.

right

and

by

the act of eating from the forbidden tree of knowledge about good and
phylogenetic

Given this

reading

of

the

emerge out of a

(natural)
all

state of existence created

text, human beings for them


the

can

be

seen

to

by

God into (a
them

cultural)
selves

one

that is

their own
and

doing by
customs.

creation and adoption of norma so

tive practices, conventions, this time in their


on

In

doing they
conception

recreate

own

image.
tends to
creates.

Reflecting
attention on of

the cultural predicament from this


create

focus

the way humans

in

contrast with the

way God

For,

course, the way in which a cultural predicament is created by human beings is not the same way in which the natural predicament for all beings is created

by

God. The

creation of a culture

by

human beings is first


In the
conception of

of all

the

creation of

a cultural predicament

for

themselves.

God

which

is drawn

in this Biblical narrative, God stands in an external relationship to His creation. Human beings stand in an internal relationship to the social norms, conven

tions,
fined

shared

habits, linguistic
art, rituals,

rules,

practical

skills,

common

judgements,

re

practices of

and technological achievements which underlie

their cultures and which


nature

they both

create and observe.

Unlike the

creation of

by God,

the creation

of cultural practices

by

human beings is

always a
natu-

form

self-creation.11

of

Human beings

transform themselves

from created,

176

Interpretation
into self-creating,
reshape

ral creatures

cultural ones

by doing

things

which act upon

themselves so as to

themselves. For the

creation of cultural ways of

behavior behavior
As

by human beings by human beings.


before, both
human beings
and

is

always

also

the

adoption

of cultural ways of

noted

conceptions

differentiate between the


is

cultural predica

ment of

the

natural predicament of all creatures. unique

In both

of

them the

cultural mode of existence which

to human beings brings out


conception own

a certain resemblance

between them humans

and

God: in the first

through
so

God's
that

own

action,

as when

are created

by

God in His

image,

they

can subjugate all other creatures and

dominate the earth; in the


emulate

second

conception

through the attempt


of

of

human beings to

God, by eating
and

from the tree


to

knowledge

about good and evil created

by

God

forbidden

them,

and

then proceeding to recreate themselves

tion

of social norms.

powerful symbolism

by the creation and adop Either way, the association with God (coupled with the invoked by these stories about self-creation and domina
philosophical

tion)

provides

for

profound

insights into the

ways

in which,
so as

through their cultural predicament, human beings are set apart from all other
created creatures.

In

so

doing

this narrative

in both its

stories

functions
modes

to

articulate and enhance a perceived


which we

difference between two

of

being,

nature."

today

refer

to as "culture and

The Virtues of Diversity

As
nect

mentioned stories

earlier, there have been

various philosophical attempts

to con

these
on

into

single,

unified narrative. not commit

Nonetheless, it is
itself to
offers

worth re

flecting
on about

the fact that the Bible does


predicament of

a single perspective

the cultural

human

beings,

as

it

two

different

stories

it and,

hence,

two different insights into it.

Indeed,

other

than the fact

that these

stories exhibit a complete about

disregard for

each

other, the

most notewor

thy feature
to

them is that

they

are

drive home the

point that neither

both included in this narrative, as though suffices on its own to elucidate the cultural human beings merely in the

predicament of

human beings.
cultural predicament of context

To describe the
of

their ability to dominate all other creatures and their surroundings

is

of

course

to offer

very

partial and even

impoverished description

of culture.

It is

to

offer an

insight into the in nature,

cultural predicament which

the differences between the


of animals as

lives

of

completely disregards human beings within a culture from those


which a culture molds

it disregards the way in

the

lives

of

those

who partake who are

in it

the creatures
who partake narrative

by domesticating them. (Indeed it may be said that dominated the most by a culture are the human beings
even
as

in

it.)

Yet

it does so, this

neglect on

the part of the

does

not

fault it. For it is precisely

by disregarding

all other aspects

in

The Cultural Predicament in the Bible


the cultural predicament
of

ill

human beings if it

and

focusing

on

this aspect alone that to

this narrative acquires its forceful perspective and

manages

bring
also

an

impor

tant insight into sharp

focus,

even

misses much else not

that

is

true.

Being
the

only

a symbolic

story the

deficiency

is

deplorable. Other
as

stories about

human

predicament

in

a culture can

be told

well, for it is in the

nature of a

symbolic narrative

that it does not set out to

display
the

insightful

aspects

cultural predicament who partake

but merely to of it. Thus a completely different story is told when is contemplated by reflecting on how it affects the
exhaust

its

subject

beings
even

in it

and who are

immersed in its
as

normative practices.

Yet

here the story does not to go so far between what we call "culture and

to articulate the

difference

perceived

nature"

into

a metaphysical

difference in
metaphysical

kind,

as

it does

not

try

to explain it

by

recourse

to some abstract,

principle of

being.

Being

only

story, it merely

reveals and underlines the


natural and cultural

importance
of) life

of a

difference thus

perceived

between

(forms

by

providing it

with a profound and

highly

suggestive symbolic repre

sentation.

V. SYMBOLIC NARRATIVES AND PHILOSOPHICAL REFLECTION

All this said, the

claim

that the Biblical narrative

under consideration

har

bors in it profound philosophical insights may still be met with incredulity. For even if judged to be philosophical, it may seem to many today to provide a
reasons

very rudimentary effort in this direction. I believe that there are two main for not seeing in this narrative (as well as in other symbolic narratives)
a valid philosophical

discourse

which can

harbor in it

profound
with

insights. Both
method em

have to do
ployed

with

the nature of symbolic narratives and

the

in them to

articulate a

bring insight. Symbolic narratives, even when they strive to philosophical point of view, do so in a figurative and very oblique
a

fashion, by telling
division
which which

fanciful
strove

story.

They

are

forms

of

discourse in

which

the

Plato

to enhance between poetry and philosophy, and

today

underlies

the

philosophical

discourse in the West, is

not main

tained. Rather than


are

communicate

their insights through


such narratives

abstract claims which

backed

by

reasoned

arguments,
"pure"

fanciful
to us to

stories to express their philosophical


speak not with

rely on striking imagery and insights. In so doing they appear philosophy


cherishes

the

voice of reason which

but

with

that

of

the imagination. The second reason is that this narrative does the
cultural

not offer
are not of

any
to

metaphysical claims about reference

predicament, as
principles of

its insights
to

formulated in
explicate

to any fundamental
the cultural
seeks

being. Instead
recourse

trying

the

essence of

predicament

by

some

fundamental

principle

of

being, it

to

display
it,

a particular

aspect,

concrete and insightful providing in this way goal and in the method used to this striving for

perspective on attain

it. In both its

this form of discourse

178
is

Interpretation
to the way in which philosophy has evolved in the West in the form of the

alien

metaphysics.

And yet,
attempt

given

dissatisfaction

voiced

in

our

time

with metaphysics as an

to propound fundamental explanations, it may be worth while to reap praise the merits of the symbolic narrative as a way of both articulating and

gaining

philosophical

insight. For the


insight

nice

that,
ular,

unlike metaphysical

explanations,

thing they are

about symbolic narratives

is

not committed
and

to

telling

the

whole

truth.

They bring

by displaying

truth,

that from a very

partic

by

tangible, and, therefore, limited perspective. They promote understanding providing insightful descriptions into a philosophically perplexing issue, not unlike the way in which a good simile, a striking metaphor, or an entertaining

parable provide understanding.

They demonstrate,
so as all good

rather than

explain,

what
an

something is like, and they do insightful example to focus our


gain through so

demonstrations do,
the

by

using

attention on a particular perspective on

aspect, enabling us to
matter at

it

a unique and

illuminating

hand. In

doing, they further understanding in


to
capture all of

which aim

the truth through a

way in which metaphysical claims, fundamental explanation, do not.

Not trying to exhaust the truth about the cultural predicament, an insight articu lated in this way is only one among many possible insights. Symbolic narra tives do not commit those who are swayed by them to a single conception of
the matter. Before
provide

they
also

are turned

into

religious

dogma,

symbolic narratives

for
and

tolerant form of philosophical discourse

which allows

different

different conceptions, as well as different interpreta tions, to reside by each other. And yet, being symbolic narratives, and as such stories which aim to articulate important insights, they are not merely entertain
stories,

thereby

ing stories, just as


exhaustive of of view.

parables are not subject

their

matter,

merely entertaining stories. For although not they express an important and general point

Nonetheless, it seems that despite all its charm and insights, for most of us today this form of discourse no longer provides a viable avenue for reflective,
philosophical of the matter

insight
is that

about

the

cultural predicament of

human beings. The fact

most of us can no

longer

return without

embarrassment to reflect on the cultural predicament


stories.

The

difficulty
they

incurred in this

connection

any intellectual way of either of these does not derive merely from

by

the fact that

provide us with a

God-oriented

perspective on culture and used

nature, for the concepts


to

of self-creation and

domination,

in this

narrative

bring

insight into the


own rights.

nature of social norms and

technological skills, have


perception of

merit

in their

Nor does it derive from the fact that the

wonder at

the existence of cultural (forms of)


confounds
our

life

alongside natural

(forms of)
normative

life

no

longer

thinking. For it may be argued that what we


as a

apprehend through

metaphysics,

difference in kind between the

behavior

which underlies cultural

which underlie natural

(forms of) life and the causal interactions (forms of) life, is no more than a metaphysical way of
wonder.

giving

expression

to this very same perception of

The Cultural Predicament in the Bible


Our

179
a

difficulty

in

all

this is one of

form,
as a

not content.

It is

one of

using

symbolic

narrative,

of whatever

content,

form

of

discourse for
able

philosophi

cal reflection.

The fact is that

most of us

are no

longer

to pursue our

craving for philosophical insight by means of symbolic thinking, such as is given in mythical stories and allegories, regardless of their content. We are not
able

to do so any longer for the


comfort

same reason new ones.

that we are no longer able to

find
con

intellectual
nection

by

is

symptomatic of

creating fundamental
years,

The

difficulty

we

incur in this

changes

that have taken place in the

human

spirit through the

and as a result of which no amount of

inter

pretation of
seem

these narratives

can recharge

them

with

life for philosophy


and

as

they
re

to have outrun their usefulness in providing


our

philosophical

insight for

flective human beings in


ments,
we are not

day. For despite

all criticisms

disappoint

initially
satisfied

in philosophy with anything less than what really metaphysical explanations held in promise for us. Having tasted of
content

their powerful

brew,

our philosophical

by anything less,
worth

as we want

to

gain

craving for insight will no longer be insight and achieve understanding into the
essence

through a fundamental
matter.

and comprehensive explanation

of the

It is

remembering, therefore, that once,


what metaphysical explanations

when we were

settle

for less than

hold in

promise

willing to for us,

important

philosophical

insights

were still

gained.18

NOTES

1. Claude Levi-Strauss has


concepts underlies all cultural

claimed

that the contrast expressed and perceived through these


various

qualifications,

since we

(forms of) life. As I shall show, such a claim requires have inherited several but different distinctions in this context.

2. The Hebrew
a people.

word used

The Hebrew
word used

word used

today for culture, tarbut, is used in the Bible to mean the majority today for nature, teva, does not occur as such in the Bible.

of

3. A first

metaphoric use of this verb pertains to

4. The
word

creating things out of sheer imagination. in Hebrew, Brashit, connotes a beginning to which nothing is prior. It is the in the Bible, and like the word which follows it, bara, has no equivalent in English.
a

5. There is Coded

tendency

to

confuse symbolic narratives with coded messages.

This is

a mistake.

messages require without

derstood

before they can be understood. Symbolic narratives can be un interpretation. What the interpretation of symbolic narratives brings with it is a

decoding

deeper understanding of them. 6. The term used in Hebrew, zelem, may mean shadow, shape, or figure. 7. There is a tradition of interpreting the text here according to which it was only after the deluge that human beings began to eat meat. If accepted, it would be wrong to describe them at this hunters. 8. See Moses Maimonides, The Guide of the Perplexed, trans. S. Pines (Chicago: University of Chicago Press, 1963), part 1, chap. 2. Maimonides, of course, was not the first Jewish scholar to interpret the Biblical stories of creation by way of Greek philosophy. Philo of Alexandria preceded first the intelligible world when he explained that creation took place in two stages. In the
stage as

him,

corresponding to the Platonic logos


ated.

was created. of

In the
of

second stage

the visible world was cre

An

altogether

different tradition

interpretation

the stories of creation unfolds from Jew

ish

mysticism.

9. The
Bible
of

state of nature

described in Hobbes's Leviathan

resembles

the description given in the


social norms.

the Garden

of

Eden, in that both

are states of existence

lacking

Hobbes

also

180

Interpretation
as a state of war of

describes it description
resembles

between human beings

and of overall misery,


on

however. Rousseau's

Origin of Inequality Biblical description, save for the issue of language. He describes human beings in this state as wandering up and down the forests, without industry, speech, and home, strangers to war and to all ties. Locke, in his Essay Concerning the True Origin, Extent, and End of Civil Government, describes this state as including in it both linguistic and social norms.
existence a state of nature

human

in

in The Discourse

the

the

in On The Bible, Buber, "The Tree of York: Schocken Books, 1968), pp. 18-21. 11. Indeed, immediately following their dismissal from the Garden
engage

10. See Martin

Knowledge,'

ed.

N. N. Glatzer (New

of

Eden, human beings


bond between them

in

sexual

intercourse
referred

which

is described

as a

form

of

knowing. It is here that for the first

time the

woman

is

to

by

her name, suggesting

perhaps a more personal

than that which exists in a state of nature.

12. Earlier in the text it is


ashamed,
so this

said that although man and woman were

naked,

they

were not

reading seems reasonable. 13. See G. W. F. Hegel, The Phenomenology of University Press, 1977), pp. 111-19. 14. For
examples of an ontogenetic account see

Spirit,

trans.

A.V. Miller (Oxford: Oxford

The Standard Edition of the Complete Works of Sigmund Freud, don: Hogarth Press, 1963); also "The Sexual Life of Human

Sigmund Freud, Three Essays vol. 7, trans. J.


Beings"

on

Sexuality, in
(Lon
of

Strachey
vol.

and

"The Development
Moses
and

the

Libido

and

the Sexual

Organizations,''

in

Introductory
Totem
and

Lectures

on

Psycho-Analysis,
and

16. For

examples of a phylogenetic account see

Taboo,

vol.13,

Monotheism
a

(New York: Vintage 15. One


supernatural

Books, 1955).
can

difficulty with such an account is in seeing how cultural conventions being who is outside the realm of any particular culture.

derive from

16. The relationship between cultural self-creation through revolt has been noted in many dif ferent traditions: e.g., in Jewish mysticism of Kabbala, in Hegelian dialectics, and, lastly, in

Kuhn's

account of revolutions not

in

science.

17. It does

follow that

a culture

is

always conceived as a

human

creation.

The

original title

for The New Science of Giambattista Vico suggested that it sets natural law of Gentile nations, inasmuch as the cultural rules on founded Yotam
were given wish

out principles which

concerning the the Hebrew nation was

by

God.

18. I

to thank Ruthi

Manzur, Alan Zaitchik, Norton Nelkin, Haim Marantz,

and

my sons,

and

Guy, for

their helpful comments.

Whip, Whipped,
Camus'

and

Doctors: Homer's Iliad

and

The Plague

Paula Reiner
Butler

University
gives a

Albert Camus in The Plague


plague
conditions:1

pressing, pitilessly
a city.

clear

description
closed.

of

We

are

all

locked in

The

gates

are

The

plague rages

inside. The only


town of

question

is, Who

will

die first? This is the

situa

tion in

Camus'

Oran; it is

also the situation of the


life.2

Trojans in Homer's

Iliad. And

finally, it is
of such

the situation of human


what

In the face
ness of a

conditions,

to do? In

what would consist

the

worthi

human life? Camus


of

constructs an answer carefully.


one of

is

at

the core

The

Plague, is
it is
more

the conclusions
not

His answer, which which Homer invites in

the Iliad
ness of

one of

the conclusions, but than a

the only one. It

is

part of

the great
also

the Iliad that

moral

document,

although
at

it is

that.

If Homer decries the destractiveness


mire violence

of

violence, he can

the same time ad

for its purity and intensity. In The Plague Camus consciously outlines his
narrative.

the system of valuation which

underlies

This is something he

can

do

more

for he has the


out

legacy
a

of centuries of self-examination

easily than Homer, following patterns laid providing immedi


set of values

by Socrates,
for

and also

he is freed from the


audience.

necessities of

ate charm elucidated


of

listening
and

It is
the

illuminating

to use the

in The Plague to

examine

Whip, Whipped,
Camus'

Doctor
us

(Camus'

Iliad, especially the threefold division To fleau, victime, and


medecin).3

know

position

helps

to deepen
and to

our

understanding

of

the

miracle of

Achilles'

final

scene with
with

Priam

grasp why it is wholly

appropriate

for

the Iliad to end

the burial of Hector.


gives a

In The Plague Camus


narrative of what most

thorough

exposition of plague

conditions, a

happens to
an

some

individuals human

caught

in those conditions, and, in


plague

important,

examination

of

options

conditions, an

examination which provides a sort of moral


use

the term

"moral"

with and

underpinning for the narrative. I hesitation. Camus steers clear of such normative
"right"
"wrong,"

terms as
character

"good"

"bad,"

and

no

doubt because,

as

his

Tarrou

would put

it,

such

terms might provide ammunition


who

for the

host

of wouldbe executioners.

Dr. Rieu,

is

revealed as
job"

the narrator at the

end of the

151;

cf.

book, speaks simply of "doing pp. 120, 146) and of "human


"the decent

one's

(faire

son

metier,
p.

pp.

44,
are

decency"

(V honnetete ,
p.

151),

while

person"

Tarrou

speaks of

(I'honnete

homme,

228). The two

interpretation,

Winter 1994-95, Vol. 22, No. 2

182

Interpretation
Dr. Rieu disclaims any wish to be a hero and says that to combat the is simply a matter of human decency, which consists in doing one's job
emphatic about

equated.

plague

(p. 151).
Dr. Rieu is

trying

to be

human,

no more and no

less. When

later in the
that

narrative

he

seeks a sort of secular sainthood without

Tarrou brings forward the possibility of sainthood, saying belief in God, Dr. Rieu re
of

sumes

his disclaimer
as

heroism,

this time adding sainthood: "I have

no

taste,
ambi

I know, for heroism or sainthood. What interests me is to be To which Tarrou responds: "Yes, we seek the same thing, but I'm less
as

far

human."

tious"

cance.

(p. 230). There is humor in Tarrou's response, but It is harder to be fully human, without the bolstering

also of

deep being hailed

signifi
as

hero. Also, if we put the matter that way, there is less excuse for it down. It is one thing to say, "Not me, I'll not fight the plague, I'm turning no But it is another to say, "I'll not fight the plague, I'm no
a saint or
hero."
human."

Camus is trying to them irresistible. "Human but


the
a
on

present

his

values

in

such a

way that

all people will

find

decency"

consists

in

this one point he is truth


of

clear.

fighting the plague. Dr. Early on he states that he


it
yields

Rieu insists

on

little,

is

path of

"by fighting

is"

against creation such as

he is going on (p. 120). And later,


sure conclusion:

discussion
was

"it

Dr. Rieu, Tarrou, and friends necessary to fight the plague one way
to prevent
as

the

following

or another and not

bow down to
(p. 126).

it. The

whole question was not

many deaths

possible"

as

Dr. Rieu turns down it is in the


way.

only heroism and sainthood, but even knowledge if When Tarrou presses the doctor to continue exploring some
can't cure and

ideas, Dr. Rieu


cure as

responds, "You
as we can.

know

at

the same time. So let's


on

quickly
than
as

That's

pressing"

more causes

(p. 191). This insistence


admit

helping
human"

above all

is probably what himself (p. 188).


not

Tarrou to

that Rieu is "more

Hard

it is

to see this

"humanism"

as

the very

"heroism"

which

Rieu

disclaims, it is important to remember that ceeding but of struggling. Although Rieu speaks
fact the
normal condition was well

"humanism"

is

not a matter of suc

as

if he

can cure

(p. 191), in

for him to be

able not

to cure but merely to

diagnose (p. 176). It may


Camus'
"humanism"

gives

be the very hopelessness of the endeavor that its stature. To straggle when victory is absurd and
and

impossible is illusion

Don Quixote

the windmills. To straggle when vic

tory is beneficial and possible is simply rational. But when the victory would be most beneficial yet defeat seems inevitable, action becomes a bold, existen
tial

declaration,
puts

a self-affirmation

in the face

of emptiness.

Camus
which

his

system of

human

valuation

into

a philosophical

framework

is

offered

by

Tarrou
the

a metaphysical scheme which


possibilities of

is

meant to give an

exhaustive account of

long

conversation which

is

at the

heart

of

human life. This is developed in a the The Plague (pp. 222-30). Tarrou
plague"

begins
suffers

by telling Rieu that he has long since realized that the whole world and what he means by "the from "the is the causing of
plague,"

Whip, Whipped,
human death. (We
plains might enlarge this to
a

and

Doctors

183

include

his

own

background. As

young

man

human suffering.) He ex he had become sickened watching


all

his father,
side of

who was a

judge,

condemn a criminal to

death. He then took the


up involved in illegal him as
"plague-ridden"

the anti-judges, namely the radicals, but

wound made

secret execution. as

Ultimately
vowed to

he

realized

that this to

anyone,

and

he

do his

utmost

refuse ever

to be
us

"plague-ridden"

again.

According

to

Tarrou,
fall

the seeds of plague are


victim.

in

all,

and

it takes

constant vigilance not to

So far Camus has


third. At the
"flail"

mentioned

end of

Tarrou's

only two choices, but he soon arrives at a long account Camus introduces the image of the
a manual

"scourge"

or
"whips"

(le fleau
chaff):

threshing device, by
on earth

which

one

wheat

from

tims, and that one must, as important to Camus is this point that he has Tarrou
I say, there
are

"I say only that there are far as possible, refuse to

flails

and vic

side with the

flail."

So
so

repeat

it

soon after:

"And

flails

more."

and victims and

he

admits

the possibility of a third that


of

choice:

nothing "It

But

almost

immediately
there is

also a third category:

true

doctors."

be, for sure, that To be a true doctor, he


must

says, is

difficult,
229).

and

for this

reason

he has

chosen

simply to

side with the victims

(p.

It is clear that Rieu is a doctor not only in the literal sense that medicine is his profession, but in the larger sense that he has chosen to devote himself to alleviate human suffering. At the conclusion of The Plague, after finally reveal

himself to be the narrator, Dr. Rieu gives his reason for writing: to bear to what had to be done and to what, no doubt, would have to be done, against the terror and its relentless onslaught, by men who "not being able to be

ing

witness

saints and

refusing to be
to

flails,

nonetheless put their effort

into

being
shall

doctors"

(p. 279).
I
term
with with
Camus'

wish now
"Doctor"

apply for

threefold division to the Iliad. I

keep

his

(capitalizing
because it is

ease of

reference), but I
and

shall replace

his

"flail"

"Whip,"

more

familiar

far

more

vivid,

and

his

"victim"

"Whipped,"

because it is

more concrete and corresponds as passive to

the

active

"Whip."4

about

Before proceeding, I pause to remark on Dr. Rieu's mother: "She reminds me


most

a comment which

Tarrou

makes

diary. "What I loved Camus


seems

of my he writes in his in my mother was her self-effacement (p. 250). to be offering here a fourth option: to be self-effacing, to be a
.

mother,"

quiet support

for others,
and

which seems not quite

the same

as

any

of

the three

categories mentioned above.

It is

significant

that the position of self-effacement


rather

belongs to

women

is

not

developed, but

is

offered almost as

an

afterthought.

The Plague, like the Iliad, is

centered on

the roles and relation

ships of men.

The category of the Whip is fully developed in the Iliad. In fact it is present force from the first words and is the very essence of the excitement of full in

184

Interpretation

the entire Iliad. As Simone Weil recognizes to her

dismay,
of

and

Rachel
force"

Be-

her appreciation, the Iliad is a poem of statement, "The true hero, the true subject, the center
spaloff to

force.5

Weil

opens with

the

the Iliad is

(p.

3). She

remarks on

the

"bitterness"

of the spectacle

to "a picture

of uniform

Bespaloff,
yet note

on

the other

horror, hand,

of which

force is the

in Homer (p. 4), and (p. 27). sole


hero"

refers

can

lament the losses forward for

which

force

generates she

how Homer brings its


a

beauty

admiration.

Force,

says,

"reveals itself in
which
of

kind

of supreme

leap,

murderous
. . .

lightning

stroke, in

calculation, chance,

and power seem

to fuse.

Herein lies the


.

beauty

(p. 44). Speaking force, which is nowhere so well shown as in Homer of Achilles, she notes, "The perfect conformity of his nature to his vocation of destroyer makes him the least free person there is; but it gives him in return a
.

bodily
of

freedom

which

is in itself

spectacle"

a magnificent
Achilles'

(pp. 99-100). And

she goes on to
force"

say how Priam delights in (p. 100).


wrath which put

beauty,
upon

which

is "the

beauty

With "the
opening And soon
of

ten thousand pains

the

Greeks"

at

the very

the

Iliad,

we are

already in the
presence of

presence of one

Whip, Achilles.
many-

after we are

in the

another,

Apollo,

sender of the

arrowed pestilence.

But the

main

Whip,

whose presence can never

be forgotten
the entire

for

more than a

moment, is

Ares,

god of war.

And his

agents are

Greek army, who will be victorious. Were the Greek army merely the reluctant
which

agents of

war, it

would

be harder

to cast them in the role of Whips. But there is a clear

enthusiasm

for war,

part

is the very stuff of the Iliad. We must assume a relish for violence on the of Homer's audience (if not on the part of the singer) to account for the
attention shown

lavish
in the

to death and

injury

in battle. And the


"furious"

same relish

is there
your

numerous exhortations
valor!"

to battle throughout the Iliad. "Remember

furious
these

(VI 112). The very term


gives the clue.

throisko, to
or win

leap forward)
there
still

(Greek thouros, related to Although it could be suggested that


to Menelaus
or

warriors are

simply
All

out of allegiance

to

gain

booty

honor, simply by those


If the

there is

an eagerness who

for battle
forth"

which cannot

be

explained
embodi

motives.

"leap

to battle are willing

ments of the

Whip. Greek army is made of Whips, Achilles is its supreme if Achilles were denouncing the principle of the Whip (XVIII 107-8). But
even sweet anger

victorious

Whip. It
when

might seem as

he

wishes that strife and anger would perish

here he
a

remarks on

how

startling insight on the part of observation that humans are always

is, and how we nourish it in our breasts Homer, and one which may underlie Tarrou's
so
possessed

fact Achilles does


been
seen.

go on

to

become

ready to become Whips (p. 228). And in by a greater fury than has ever far from it. His ordinary
absorbed
of

Achilles does
anger over

not go on to make an end of anger

dishonor is dissolved, but only because its energy has been


anger,
a

into

greater

basic, annihilating

rage over

the

inescapable fact

Whip, Whipped,
death. If

and

Doctors

185

"leaping

to

battle"

is

a sign of

the

Whip,

there could be

no one more and

eager than

Achilles

after

the death of Patroclus. He turns down food

drink

saying,
and

"My

heart has

no care

the grievous groans of

men"

for these things, but for slaughter, (XIX, 213-14). like


a

and

blood,

Achilles becomes less


ground

and

less human. "There


the

was a clatter as
flame"

his teeth
365-

together,

and
as

his two
if he

eyes glowed

lightning
himself,

(XIX,

66). Finally, it is

were

god of war
death."6

or

rather, in Cedric
a climax of

Whitman's phrase, "the very slaughter, bloodying the river


you,
an evil

angel of with

We find him in
of

the bodies

those he kills:

"Die,

all of

death,

until you

pay for the


on

slaughter of
. .

Patroclus

and your

blight

(loigos,

sometimes used of

plague)

the Greeks

(XXI, 133-34).

Achilles is, in Tarrou's terminology, as as a human can be. Far from putting up any resistance to the plague, he is assisting it in every way he can. As Dr. Rieu remarks, "The soul of the murderer is (p. 124).
blind"

"plague-ridden"

Such is the
"payment"

soul of

Achilles. Even

after

to act the part of the

Whip, dragging
of

Hector's

he has killed Hector, Achilles continues body in a futile attempt to exact

for the death

Patroclus.

the supremely Whipped. He is old be taken, his loved ones killed or captured. Troy Yet he is not utterly defeated for all that. There are virtues which even a whip ping cannot take away: dignity is one, and courage another. Although Priam
supreme
and

If Achilles is the

Whip, Priam is
will

bereft. He knows that

has
and

rolled

in the dung,
and enters

when

he

comes

to Achilles he has the care of Hermes

Zeus

the admiration of Achilles.

When Priam

he takes the knees


and

of

Achilles

and

kisses his

hands,
his"

had killed many sons of mankilling, (XXTV 478-79). With this act the supremely Whipped appeals for pity from reaction goes beyond pity. In this final scene the supreme Whip. But
are

hands that

"fearful

which

Achilles'

between Achilles
heart. And
when

and

Priam, Homer
have

shows us a

true meeting,

meeting

of

the

two people
oneness.

such a

meeting,

with all veils

lifted,
Priam

what

they
awe,

experience oneness

is

This
as

is first indicated in
arrived as

a subtle way.

Achilles looks

at

with

if Priam had

an

exile,

having

murdered someone

in his

homeland (XXIV, 480-83). This subconsciously establishes a kinship, for it is Achilles who is actually the murderer. Achilles wonders as he looks on "god
like"

(theoeides) Priam (483), and Priam then addresses Achilles as (theois epieikelas, 486), the responsion of the two adjectives adding
impression
of oneness and mutual respect.
makes an overt appeal

"godlike"

to our

Priam then

if

not

to oneness then to
age

identification, by
end
re

reminding Achilles that


of

he, Priam, is like in

to

Achilles'

father. At the

his

speech

he

calls attention

to his position as supremely Whipped


what no other man

by

minding Achilles to the hand of the


Reminded

that

he has done
of their

has done,

put

his

mouth

one who slaughtered

his

children.
responds

by

Priam

bodily

alignment, Achilles

by taking

186
hold

Interpretation
of

Priam's hand

and

gently thrusting him

away.

The

hold"

"taking
taken

(hap-

samenos) puts Achilles


and

on a par with

Priam,

who

has just
of

hold

of

him,

is

one more

hint

at oneness.
reflects

The juxtaposition
ambivalence

"gently,"

eka,
never

and

apos-

ato,

"thrust
so

away,"

the

which

entirely leaves
never removed

Achilles,

that for

all

his

compassion and

from the possibility

of

acting the

Whip

compliance, he is (569, cf. 586).


the death of

Eventually
curled at over

the two give way to a passion of grieving, while Priam

lies
now

Achilles'

feet. Priam

sorrows over over

Hector, Achilles
a

the death of

Patroclus,
We

now

his father. There is


of

merging
there
vessels.

of sorrow.

are made

to feel the commonality

watery human grief, as if

kind

of

were one common ocean of sorrow

into

which we all

dip

our private

When Achilles

grieves when

like his father. But for Achilles form


and oneness of their

Achilles

for his father, sympathy is suggested, since Priam is grieves for Patroclus, oneness is suggested,
loss: the loss
of

Priam

share the same

their

most

beloved. The

"they

grieving is further suggested grammatically. There is the dual both (to de mnesameno, 509) and also the shared
remembered"

sound of
whole of

their grieving: "their


the
dwelling"

moan

(a

collective

singular)

rose

through the

(512).
point of

Their human

common

through Priam's eyes.

mourning softens Achilles to the He raises Priam up by the hand


of godsent suffering.

seeing himself
the the example of

and generalizes about gives

lot,

which

is full

He then

who had only one child who is not there to care for him, "since I sit here in Troy, far from my homeland, a trouble to you and your This is a key statement in the Iliad with regard to threefold division

Peleus,

children."

Camus'

of

Whip, Whipped,
in
caused

and

Doctors. The

shift

in

Achilles'

heart has

also

become

shift

consciousness.7

For the first time Achilles feels his


in siding

regret over

the loss he

has

the Trojans. It is as if he sees the plague


role
with

conditions upon which realization

Camus

elaborated and regrets

the Whip. This

by

Achilles leads us to the crowning realization offered by the Iliad: that Death is the only true Whip, and in the end we are all Whipped together. For Achilles this is the beginning of humanity. He no longer has the "blind
soul"

of a

murderer; he

the possibility

of choice.

least the
Iliad is

choice of not

clearly for the first time, and with clarity comes Though he may never be a Doctor, Achilles has at siding with the Whip. In this sense the ending of the
sees

"redemptive."

Seth Schein
ship)
as about
and

asserts that

the Iliad is as

Achilles'

much about

philotes

(friend
to

his

minis

(wrath).8

He

states

that the ending shows a

return

that Achilles offers Priam human solidarity "his philotes once humanity dominant" again (p. 99). But this is not a restoration of Achilles' old philotes.

His

original philotes was

in the

"us"

context of

versus
"us"

"them":

one enjoyed

his

strong friendship distinction between

(and

fairness) by being
"them"

in the

group.

In Book XXIV the


"us,"

"us"

and

is dissolved. All human beings

are

Whip, Whipped,
and

and

Doctors

187
of

Achilles has

a glimpse of a

the

pointlessness of

doing

violence

in the face
any

this truth. This is

fundamental change, the Iliad would be a lesser work. way,


So far
also the
we

a new vision.

If it

were

other

have

considered the of

Iliad in terms

of

Whip

and

Whipped. There is
of

category and Whip in order to grasp the full unity The Iliad begins with the word
Achilles'
wrath.9

Doctor. It is helpful to
"wrath"

understand

the relation

Doctor

of plot of

the Iliad.

(minis)
that

and

is

We
see

see

the birth

Achilles'

of

anger
wrath

a perfectly told tale of in his humiliation by

Agamemnon. We
embassy. and one

the

maintenance of

through the visit

by

the

And then

we see

the death of that wrath,

which

is

simultaneous

with,

with, the birth


of

the face

mightily
of
rather

as

larger wrath, the human, impotent wrath in death. This wrath, bom with the death of Patroclus, is maintained Achilles fights on the battlefields of Troy. Its death is the true death
of an even anger

wrath, because this time the

is

not supplanted

by

a greater anger

but

is truly, if precariously, dissolved.10 If the Iliad is a perfectly told story of


of
of

Achilles'

anger, why does it


who
ending.11

end with

the burial of Hector? For

those, like James Redfield,

find in Hector the true Hector is


not

hero focus

the

Iliad, his burial should make a fitting the Iliad, however. The story centers on Achilles,
for both his
excellence

the

who

as a model excellence.

in battle

and

his

passionate
of

may be taken insistence on that Camus:

Why, then, does

the Iliad end

with

the burial

Hector? I believe that


of
seen.12

the

answer

Hector is the

lies in Homer's intuitive grasp of the threefold division vessel by which his respect for the Doctor figure can be

Like Rieu, Hector is an active, positive, and responsible person. In Book VI, when the battle is going poorly, Hector goes to Hecuba to tell her to offer a robe to Athena. He turns down Hecuba's offer of wine lest it dull his fighting
capabilities and

leaves Helen because he Hector is

senses

his

soldiers'

need

for him. In
of a

Book XII he
sign.

refuses to accept

Poulydamas'

pessimistic

interpretation

bird

In

general

a resolute

commander,

dutiful son,

and a

loving

father his

and

husband. And his job


as a

what

is

all of

this if not Hector's "human

decency"

doing

human (faire
pleads with

son metier

d'hommef.
out of

When Andromache

Hector to stay

battle, Hector

shows

himself

a reluctant warrior:

These things
most

mean much

to me, lady. But I am ashamed,


women

terribly, before Troy's men and long-robed if I shrink back, far from battle, like a coward. And my
spirit

does

not tell me to

do this, for I've learned to be brave

(VI, 441-45)
It is
the
as

if Hector

rues

having

learned to be

hero because

now

he

cannot avoid

being

one,

although side of

"soft"

his desire is to stay with his wife and child. In this we see Hector, the part of him that has no taste for being a Whip.

188

Interpretation
continues with

Hector

his

well-known pessimism about the

Trojan

prospects:

For I know this


the
and

well

in my heart

and

my
will

spirit:

day

will come when sacred and

Troy

perish,

Priam,

the people of Priam of the great ash spear.

(VI

447-49)

And

later,
not

when

the

dying

Patroclus

does

deny

it but

responds with a

Hector's iniminent death, Hector knows?" noncommittal, "Who (XVT, 860).


predicts

Here, too, there is a link with Dr. Rieu. To the extent that Hector plays the role of Doctor, he fights neither for love of glory nor love of killing nor even in hope of victory. Like Rieu, he makes the straggle with full knowledge that his
efforts

may

come to nothing.
with

By
Hector
speak

ending

the funeral of

Hector, Homer is

able

to

set the and

seal on

as an admirable and cherished

human being. Andromache

Hecuba

mainly of the disaster that will come upon themselves as the result of Hector's death. But Helen, with less to fear, gives us a last piece about Hec
tor's character:
was

he

was

kind. She

says

that his

words were always gende and

he

the only person in

Troy

who was

kind to

her,

even

chiding

others who who

spoke
when

harsh

words

(XXIV 766-75). 13 In short, he

was a

Doctor,

healed

he

could.

If the human
est sense of

choice which

Homer holds highest is to be

Doctor in the broad

the term

to give one's all to alleviating human suffering, as one then

performs one's

human tasks

it is

tribute to the

man who most exemplified

surprising that he would end with a this quality. But is this a break in theme?
not and

Not being.
ate

at all.

For the Iliad is

about

the life

death

of anger.

It is the story

of

the transformation of

Whip heart, while being


a

Being

Achilles, from is the eclipse of


a

unconscious

Whip

to conscious human

human side, of one's compassion Doctor is its fullest expression. What more fitting way
one's

to end a story about eclipse than

by

paying tribute to the shining

of

the

sun?

NOTES
1

version of

this paper

was

delivered

at

the annual meeting of the Classical Association of

the Middle West and South in

Classical Text,
the
author.

and that

Columbia, Missouri, in 1990. The text of the Iliad is the Oxford of The Plague is La Peste, Gallimard edition, 1946. All translations are by
to

2. As
that"

a patient remarks

Rieu, "But

what
,

does it mean, 'the


there
are and

plague'?

It

means
of

life,

and that's

(p. 278). Irma M. Kashuba, S.S.J.

states that

three levels

plague:

(1) literally,

as a

disease, (2)

as a metaphor

for life,

(3)

as a

understanding the metaphor for the German

occupation of

France ("A Method

of

Teaching Camus's The Plague, edited ciation, 1985]). On level 1 we have resemblance to
where plague and war are

in Approaches to Presenting Albert Camus's The by Steven G. Kellman [New York: Modern Language Asso

Plague,"

Thucydides,
with

as

Kashuba

notes.

On level 3,
of

connected, there is
Camus'

kinship

Homer.
come

3. One

wonders whether

ideas

could

possibly have

from his reading

the

Camus

mentions passages of

the

Iliad, including Priam's

statement about

kissing

Achilles'

Iliad. hand in

Whip, Whipped,
Book XXTV, in his notebook of March 1942, at which time he debt to Greek sources in general, see Paul Archambault, Hill: University of North Carolina Press, 1972).
Camus'

and

Doctors

189

was

Camus'

working on The Plague. For Hellenic Sources (Chapel

4. Another

choice would

be

"scourge,"

whose

development

of

meaning
a

matches

that

of

fliau,
and

including
midecin

plague, famine

and war.

But

"scourge,"

like

"flail,"

is

bit

precious.

I believe that if

Camus had

used more vivid, common,


categories would

and

appealing terms

for

example

fouet, fouetti,

his

have become

part of popular speech.

PA: Pendle Hill

5. Simone Weil, The Iliad or the Poem of Force, translated by M. McCarthy (Wallingford, Pamphlets, No. 91, 1957), and Rachel Bespaloff, On the Iliad, translated by M.

(New York: Pantheon, 1947). 6. Cedric Whitman, Homer and the Heroic Tradition (Cambridge, MA: Harvard Press, 1958), p. 207.

McCarthy

University

York: Viking, 1990), Priam's point of introduction


8. Seth
and

7. As Bernard Knox states, in his introduction to The Iliad, translated by Robert Fagles (New p. 60, "That last phrase is a new view of the war; [Achilles] sees it now from
view."

(After completing the

original

draft

of

this paper, I read Bernard Knox's

found that it

Schein,

I had made.) The Mortal Hero: An Introduction to Homer's Iliad (Berkeley:


contained several points

University
and

of

California Press, 1984), p. 98. 9. As Seth Bernadete remarks ("Achilles


John's Review

and

Hector: The Homeric


not advance our

Hero,"

Parts I be

II, 5/.
his

[Spring

and

Summer 1985], Iliad


as

pp.

31-58, 85-114),

the Iliad

must

more

than the
and

Achilles'

story
wrath

of

wrath,

since so much of

it does

knowledge for
war:

of

Achilles

(p. 33). He

sees the

tracing

a progression of motivation

from

revenge over

Helen

(personal)

to the desire for fame (impersonal ambition), to revenge over Patroclus

(personal)

(p. 94).

10. This is
nent

not

change,
at

and

to say that Achilles will be a reformed man. For Tarrou insight made a perma he is ever more reluctant to play the Whip: "If I should become a Whip
...

myself,
return

least I don't

consent.

to his

old enthusiasm

I try to be an innocent for battle. And here Homer

murderer"

parts

(p. 229). But Achilles may well company from Camus. Achilles will

be

an

"innocent

murderer"

because his

killing

but then again, he has always been one, not because of reluctance but is natural. He kills with the innocence of a lion mangling its prey or an ocean
of

pounding the
spaloff refers

This is the "perfect conformity (p. 99).


shore.

his

nature

to his

vocation"

to which Be

University
ending.

11. James M. Redfield, Nature and Culture in the Iliad: the Tragedy of Hector (Chicago: of Chicago Press, 1975). Redfield states that he will consider the Iliad as the story of

Hector (p. 29), and so one would expect him to view the burial of Hector as the Iliad's natural But in fact he treats the ransom as the closing, and not the funeral. He distinguishes the
resolution of action

which

involves the

extinction of motives and

demands in the

characters

from the form, which involves completion on the aesthetic level. But where does the funeral fit in? Although Redfield has much of interest to say about funerals, this question is not answered. It seems that the motives are extinguished when Priam leaves shelter, and the form may be as well (pp. 219, 221-22). 12. This is a different reading of Hector than Benardete's, cited above. Benardete sees Hector
Achilles'

mainly as an Achilles He treats Hector's burial

as a

(and Achilles, double for his

by

the end, as a hero who

has fallen from heroism).


of

Achilles'

burial.

"
. .

Achilles becomes the image Hector is


mortal

Hector,
and

whose

funeral

own"

can represent

(p. 109). "The

corpse of

Achilles,

(p. 1 10). His presentation of Hector, while not it is he as well as Hector who is buried at wrong, is partial. Homer created in Hector a worthy antagonist for Achilles, yet a lesser man, and in this sense Hector is an Achilles manqui. But Homer also created in Hector a man of quiet virtues, who knew how to value peace. In this respect Hector surpasses Achilles and is worthy of burial in his own right. 13. For Hector's courtesy to Helen, see Iliad VI, 360-68. Compare the violence of "You greedy-hearted man, cloaked in words to Agamemnon (I, 149) and "You (I, 225) with Hector's mildness. Though drunkard, with the face of a dog and the heart of a he told his mother he wished the earth would swallow Paris (VI, 281-82), he addresses Paris with {daimonie, VI 326, 521), a term by which Hector and An nothing worse than "amazing dromache address each other (VI, 407, 486).
Achilles'
shamelessness"

Troy"

deer"

fellow"

Design in the Iliad Based

on

the

Long

Repeated Passages

John C. Kohl, Jr.


Thomas More College

Merrimack, NH

INTRODUCTION And just


as

in the
and

case of
under-

the

lodestone,

so also a

mighty

chain of choral

dancers,

masters,

teachers is

hung

down

with side

branches from the


we

Muse. And
name all of

some poets are

hung

from

one

Muse

and some

from another, but

them as

being
are

possessed, for it

resembles

that because each is held.

From the first from another,

of these

rings, the poets, others are suspended, some from one, some

and

they

inspired,

some and

the majority are possessed


and are possessed

by by Homer,

Homer

held

from Orpheus, some from Musaeus, but by him. Of which you, Ion, are one sing the
works of another

and when someone might

poet,

you go

to

sleep

and are at a

loss

what

to say, but when somebody might utter


your soul

the strain of this poet, straightaway you are awake,


able

dances,

and you are

to contribute something, for you say what you say not


of

knowledge

Homer but through divine dispensation

and

by by possession.

virtue of art nor

by

Ion, 536 A-C


In the
meric

Platonic dialogue Ion, one of the earlier surviving bits of Ho criticism, the rhapsode Ion is shown under Socratic questioning to have
short
of

little direct knowledge


not

any

of

the arts in

which

Homer's

poems engage us
nor of seaman

the art
nor

of

chariot-driving,

nor of

medicine,

nor of

fishing,

ship,

wool-spinning, nor even the

leading

of armies and

military

strategy.

Ion's ability comes not through art (techne), (episteme). Ion and other rhapsodes as well
mysterious chain of

whose
are

touchstone is knowledge

the

intermediate links in
the

iron rings,

so

Socrates likens them, running from Muse to

poet to

listener

and

held together

by

the magnetic
possession

power of

Muses,
and

whose

marks are

divine dispensation (moira),


effort

(katokoche),

inspiration

(enthusiasmos). Considerable how the Cycle


Muses'

among
which

magnetic power operated

preliterate societies
were

in

originally

crafted

has gone into reconstructing in Greek antiquity, particularly in we may suppose that the poems of the Homeric and dispensed. It is that in the original
modem

scholars

arguable1

oral or aeodic tradition of

these

epics

the

singers of

the poems, although from

interpretation, Winter

1994-95, Vol. 22, No. 2

192
the

Interpretation
standpoint of

tradition imitators and thus liable to

charges of thoughtless

repetition

by

a reflective

questioner,

exercised considerable

discretion in their
of metri

poetic recitations

by drawing
integrity
of

upon and

deploying

an

inherited treasury

cally

and

"formulae."

semantically

set phrases or was

By

this means, recitation of

the poem in its

combined with yet

a measure of with

flexibility in its
particular

recitation; the

work was

transmitted,
the Iliad and

imparted

the

stamp,

style,

and

distinction
texts

its individual

performer.

The

received

of

Odyssey
and

are

thus
as

marked

by

numerous

repeated phrases

(e.g.,

epithets), half-lines,

lines

the traces of this origi there are also longer

nal work of composition-recitation. repeated


where

But in both
or

poems

passages,

passages of

fourteen feet

more,

repeated at

the second passage

is

an exact

duplicate

of

the first or

least once, differs at most in

are 102 such repeats, metrically lines.3 in from length 3 to 36 The intrusion of ranging long blocks of verse to be rerecited verbatim later obviously narrows the scope of interpretative virtu one or two equivalent
words.2

In the Iliad there

osity

of

the

performer and suggests

that the presence of such repeated longer

passages might

have

an added significance

beyond the technical


the tales

requirements

and artistic possibilities of performance.

Such

a significance might

be traceable
ears of
mean

to the requirements

of

Homeric

interpretation;

as

sound

in the in

the listeners
ing.4

of

the poems,

aural associations

may

prompt associations

The

present

inquiry

seeks

to explore this question.


poet

In 45

of

these 102 repeated passages in the Iliad the

is speaking to
the

us

directly, they may be said, therefore, to comprise description of the poem. The remaining 57 parallels are
and

part of

narrative

portions of

speeches,

those

either of gods or of men.

Of these

repeated

dictions 41

are portions of

messages:

instructions

or

information

given

by

one person

(in two instances

by

the poet
or

himself) (in three instances)


These
even

which are repeated

by

another person

to yet a third person,


as a

are carried out verbatim

by

the second

direct

com

mand.5

message

(and/or

declaration)
listener

repeated passages are

easily recog

nized

by

the most casual

or reader.

They belong

generally among

the longest repeated passages in the

longest
of a

repeats are messages.

Iliad; eight of ten and thirteen of the twenty Secondly, the message is relayed within the space
of

few

verses of

its origin; 37
Achilles'

the 41

repeats are

found

within

the same

book her

of the poem. complaint to

When Thetis takes


son

Zeus

and asks

that

he do honor to
the

(I

493-516)

and the cloud-gatherer agrees

(I

517-530),

king

of

gods and men assumes

direction

below. It is
order, the 41

maintained

the events unfolding on the Trojan plain in this paper that when studied in their consecutive
of

repeated messages

dictate successively those

principal events

in

the plot of the Iliad whereby son is accorded honor. Thus it is affirmed that the action of the Iliad turns about these messages, particularly about those

Thetis'

originating

with

Zeus,
that

and

that within their context most

of

the other 61

long
an

repeated passages

in the
must

poem also

find their
and

places.

Accordingly,

it is the

message repeats

be investigated

to which we must

first turn if

Design in the Iliad interpretative


significance of
will

193

Homer's iterative
come

style

is to be located. This sig


Zeus'

nificance, conversely,

primarily

to light in

reflection upon

designs for Achilles

as a whole when

the plan is fulfilled.

A description of the message chronology follows. The 41 messages, origi nating in the first twelve books, books XIV through XVI, and books XVIII and XXIV of the Iliad, are grouped into 24 stages below. Forty-eight of the other repeated passages in the poem, both in diction and narrative, can be related to
the
plan established

through the messages, and

they

are

so related

in

each

appropriate stage.

STAGES IN THE NARRATIVE AND THEIR INTERPRETATION

First Stage: Two

significant passages
. .to

in the

poet's proem are repeated

by

Achilles later to Thetis: ".


som and

ransom

his daughter

bearing

boundless

ran

having

in his hands

garlands

from far-darting Apollo

with the golden

scepter, and he beseeches

all the

Achaeans, but especially


.
.

the two sons of

Atreus,
non,

the two commanders of the people

but it did
(I 13-16

not please
=

Agamem
I
22-

son

of Atreus,

and

he

badly

dismissed

him"

372-375;
of

25
ransom

I 376-379). This first for


a

stage

establishes a

basic theme

the poem,

its refusal, and Agamemnon's refusal, in the declaration of the Muses, now emerges on the originally sung prefatory lips of Achilles himself that is, within the drama and as an element within the

hostage

(homeros)

and

action of

the

poem as a whole.

The

continuance of this

theme in the

decisive, early
prayer

stages of

the tale is

revealed

by

the fact that


repeated

Chryses'

invocation in his
I

to Apollo to call off


and
you

the plague is
might to

in

part

in

Achilles'

Patroclos: "Once then


me and

when

honored

wish"

did greatly harm the XVI 236-238). The (I 453-455


=

give glory heard my word and Achaean people. Now also grant me prayed you

invocation to Zeus to

this

connection

between Apollo

ransom and and

the
of

rest of

the poem is
after

also revealed
Chryseis'

in that the

sacrifice to

feasting
as

the Achaeans

return

is described in the A

same words

the

Achaean
=

sacrifice

to Zeus and
=

feasting prior to
427-432).6

the renewal of

battle (1 458-461 is
also re

peated

II II 421-424; I 464-469 in describing the Argive feast


and

significant portion

after

the inconclusive single combat of


=

Ajax

Hector (I 317-320
and of

I 428-431

VII 317-320). The


are

petitions of

Chryses to Apollo
plague on

Achilles to Zeus here


now

ironically
rather

unfulfilled: the

the Argives continues,


which

through battle

than

disease, in
upon

lengthy
Argives fulfilled.

ordeal, in

Achilles becomes, in effect, the


Achilles'

"plague"

the
not

and whose relief will commence when

petition

to Zeus

is

Second Stage: Zeus

gives

a message

to

Oneiros,

who

then relays

it to

Agamemnon,

who, in turn, tells it to the

council of

Achaean leaders (II 11-15

194
=

Interpretation
=

II 28-32

II 65-69): ".
about the

bid

you arm with all speed the

Achaeans,

ones

with

head, because now you may seize the broad-aveflowing nued city of the Trojans, since the immortals having Olympian abodes no longer are divided in counsel, for Hera in beseeching has inclined all, and
hair
over the
Trojans."

doom hangs
which

Oneiros

adds a prologue

to this exhortation,
=

Agamemnon

also repeats

to the council
one

(II 23-27

II 60-64): "You
a man

sleep, son of Atreus,


counsel must not

horsetaming
night

of thoughtful mind, but


one to whom the people

bringing
I

sleep the

through,

have

given trust

and whom so much care

troubles, but let

you now understand me promptly.

am a messenger of Zeus to you, Zeus who, though being far away from you yet cares greatly and takes pity on And Oneiros will also add to Zeus's
you."

message

the short epilogue,


=

which

Agamemnon

repeats to

the assembled (II 33


mind."

[in part]
passages

II 70 [in

part]):

".

.from

Zeus, but bear this in


an

The three

taken together comprise a message,

exhortation

to renew the

Argive

offense on

the Trojan citadel, and this comes at a most

inopportune
assembly,

time,

since a rupture

has

occurred puts

between Achilles
an

and

Agamemnon. Not
general

unexpectedly, Agamemnon

this to

ironic test in the

expecting

a ratification

for the attack, the


"

reverse of what

he

advocates.

Third Stage: "Zeus, son of Cronos, Agamemnon laments to the Argives, "has greatly bound me in oppressive delusion (ate), Zeus less one,
an evil who

assembled

the merci

before

promised me return

and nodded me
again.

his

assent

that,

having

wasted well-walled

Ilium, I

home dear

But

now

he has

counselled me

deceit,

and

he bids infamous
as

me go to

Argos

after

I have destroyed

many

people.

Thus is it destined

to

Zeus,

the one with great might, who

has

unloosed the

supreme."

heads of many cities and will yet unloose them, for his rule is To this lament, an ironic one here but which will later appear un-

ironically

and

decisively
in both
us retreat

in the in

ninth

book (II 111-118 "But come, let


to our

non will also add


might say.

assemblies:
our ships
Troy"

us all

be

DC 18-25), Agamem convinced of what I


we will not

Let

dear fatherland, because


=

hereafter

seize

broad-avenued

(II 139-141

TX 26-28). Athena concerning Aga general have ap


=

Fourth Stage: Hera


memnon's counsel

will now utter a reproach to a retreat which

for retreat,

the Argives in
to

proved.

Athena, in turn,

will pass on
will

this

reproach

Odysseus (II 158-165

to their dear fatherland over broad back of the sea, and they will have abandoned Argive Helen for the boasting of Priam and the Trojans Helen, for whose sake many of the Achaeans are lost at Troy far from their dear fatherland. But come now to the the
people

II 174181): "So the Argives

flee homeward

of the bronze-clad Achaeans

and with your

kind

words restrain each

man and

do

not allow them to

drag

their versatile ships

into the

sea."

Odys

seus will then turn the minds of the

Argives back from thoughts

of withdrawal

to the

offensive.

Design in the Iliad


Fifth Stage: The
original causa

195

belli

reasserts

Alexander declares: "...

and put me

in the

middle with

itself. At Hector's chiding Menelaos, dear to

Ares,

to fight over

Helen

and all

the goods, and whoever of the two might


the woman to

be

victorious and seized the

the stronger, let

him lead

his home, he

having
Argives

goods."

Hector

will

then put this proposal verbatim to the


=

and

Trojans drawn up along the battle line (in 69-72 III 90-93). Alexander also continues: "And the rest, cutting friendships and credible treaties, let them

all

with

dwell in fertile Troy its beautiful

and those return to

horse-grazing

Argos

and

Achaia in

women."

Idaios

will
=

be dispatched to deliver this


IE 256-258).
and

proposal

so

many words to Priam (HI 73-75 There is a parallel between


and

Menelaos'

Alexander's
and

combat over

Helen

here in the third book


troclos'

that between Menelaos


=

Euphorbos

over Pacases

corpse
Menelaos'

in book XVH (HI 348-350

XVII 44-46). In both

adversary casts his spear first, "but the bronze did not break through but the point was bent back from him in the stout shield; and next Menelaos,
ther."

son

of Atreus, roused himself with the bronze, In the latter fray over the dead Patroclos

having

prayed to

Zeus the fa Alexander

we seem

to be reminded, how
and

ever over

briefly,
Helen.

of

the

original occasion

for the battle: Menelaos

Sixth Stage: Agamemnon in his


agreement above combat:

prayer

to Zeus at the
notion of

conclusion of of

the

has

a somewhat

different

the terms

the single

if Menelaos
and all

back Helen
He

slay Alexander, "then the Trojans are to have given the goods to the Argives and to make requital to the Ar
might
also turn out

gives, whatever is seemly and might


will repeat

seemly for

come."

men yet

to
=

these terms to the Trojans

after

the combat (III 285-287

III

458-460), prefacing them,


to

Ares, is
first

manifest

of the

sentence

significantly, with "The victory of Menelaos, dear (although nobody was killed) and changing the sense above to an imperative: "Give back Argive Helen and the

goods with

her.

Agamemnon has here

enlarged

the private

dispute,

what

had been
single

conceived as a contest over

the woman and goods to be settled

by

combat, into a public matter, a war; Agamemnon wants reparations to all the Argives. The enlargement of the combat is reflected in two parallels be tween the Menelaos-Alexander
encounter cases

in book IE

and that of

Ajax

and

Hec

tor in the seventh book. In both


proceeds

the contests are announced when Hector

openly to the middle of the ranks and stops the fighting with his spear VII 54-56). In both contests the Argive held in the middle (III 76-78
=

combatants miss

similarly

pierce

the

shields of
=

their Trojan antagonists and narrowly

wounding them (HI 356-360

VH 250-254).

Seventh Stage: Athena breaks the trace. She first-born

counsels

Pandaros, "Pray
Zelia."

to

Lycian-born Apollo, famed for the bow, to perform


sheep,

splendid public sacrifices

of

having

returned

to the city of sacred

In the

same

196
words

Interpretation
(IV 101-103
=

IV

119-121) Pandaros
Menelaos.

vows these things to

Apollo,

and

then he launches the arrow at

Eighth Stage: Agamemnon


chaon, the physician, "... in

commands
order that

the herald Talthybios to

summon Ma-

he

might see warlike


or

Atreus,
and

whom someone well

knowing
=

among the Trojans the bow, has hit: for him,

Menelaos, son of Lycians, having shot an arrow on the one hand, fame (kleos ); for
Machaon (IV
195
stricken

sorrow."

us,

on

the other,

Talthybios

relays this message to

197

IV 205-207),

who comes

to assist the

leader.

Ninth Stage: Athena


the war, you are to
challenge

counsels

Diomedes: "You

are not to fight

directly

with

the other immortal gods, yet


wound

if the daughter
with

her is

the sharp

of Zeus, Aphrodite, might come to bronze" Diomedes does, in fact,


Diomedes'

Apollo thrice
reflected

and

warned off.

threefold challenge of

Apollo is
=

later in

Patroclos'

threefold challenge of

Troy

(V 437-439

XVI 703, 705-706) and XX 445-448). (See also the

Achilles'

threefold challenge

of

Hector (V 436-439

remarks about

the twenty-third stage


sees

below.)
fight
130-

Diomedes then

retreats

before Ares. When Athena


repeats

the latter and con


are not to

fronts Diomedes, Diomedes

her

earlier counsel:

"You

directly
132
=

with

the

other

immortal gods,

yet

if

the daughter of Zeus,

Aphrodite,
(V

might come to the

war, you are to wound her with the sharp


will now rescind

bronze"

V 819-821). Athena
at

the earlier admonition and

join Diomedes

the

reins

Aphrodite. In both

cases

in the chariot, where he will wound both Ares and where Ares and Aphrodite are wounded through
Athena
=

Athena, Hera
second victim

alerts and arouses

with winged words

to go after the

been

and

(V 711, 713-714 XXI 418-420). In book V Aphrodite has Ares is about to be wounded; in book XXI Ares has been and Aphro
to be victimized

dite is

about

by

Athena.

Tenth Stage: As Hector (and Athena's temple

Diomedes'

a result of

Aeneas)
and

to persuade
"
...

Athena's exploits, Helenos urges Hecuba to gather the elder Trojan women at
and on the

delightful,

the

largest,
pity

to promise sacrifice to

seeming to her the most knees of the fairhaired Athena and her of twelve, ungoaded, yearling heifers in the temple,
to place a gown, one
and

dearest,

if

she

might take

on

the city,

wives,

and

infant

children and restrain


Ilium."

Tydeus'

son,
Helenos'

wild spearman and

message
-

bold deviser of rout, from sacred is delivered in these words by Hector to Hecuba (VI 90-97
to

VI 271-278).

Hector's
this I

foreboding
well

Andromache
and

know
might

in my

mind and

Ilium

be destroyed

after Athena's refusal: ". because in my breast: there will be a day when sacred Priam and the people of Priam, good with the
. .

ashen spear

repeats

Agamemnon's
and

oath of

destruction in book IV (IV

163-165

VI 447-449). Hera's

Athena's

oath not to

help

the

Trojans,

not

Design in the Iliad


even

197

if Troy is laid waste, is forced from Scamander under duress by Hephaistos in book XXI (XX 315-318 XXI 374-377). There is no longer
=

any way
will

out of the
and

conflict,

either

for

men or

gods;

one

side, Trojan

or

Argive,

prevail,

the other, conversely, will be destroyed. This clearcut alterna

tive comes to be represented

by

the scales

which

Zeus

will

Ida (see twenty-fourth stage, below); the sinking quite precisely by the rise of the other.
Eleventh Stage: Nestor
all parts struct

of one

hold up on Mount pan is accompanied

counsels the

Achaeans:

"Having brought

earth

from

of the plain,
ramparts,

we should raise a single tomb upon the pyre and con a protection for the ships and for ourselves.

lofty

And in them

we will make well-fitted gates so that through them there

is

traversed

by

chariots, and outside

near

it

we will

dig

deep

ditch"

way fit to be (VH 336-

341). Meanwhile, Priam advises the Trojans to speak with the Achaeans to leam if they might wish ". cease from ill-sounding war so that we might
. .to

burn

our corpses.

We

will fight again

later

so

that the

divinity (daimon)
other''

should

choose

among

us and grant

Priam's
as

proposal

(VH 376-378). victory to the one or to the is announced by the Trojan herald, Idaeos, to the Argives in
=

many words (VH 376-378 This allows Nestor's plan to be

VH

395-397),

and

the proposal is accepted.

carried

out, whose accomplishment is described


=

in nearly the same words in which it is proposed (VH 336-341 VH 435440). The mutual agreement thus permits the Argives to fortify themselves so
as

to

produce a

mutually complementary

situation:

two fortified

towns,

one of

ships and

the other of

houses,

will now

stand opposite one another on

the

Trojan

plain.

Twelfth Stage: Zeus

extracts

the promise from Hera

and

Athena

not

to

inter

fere in the war, but Athena

adds

"... but

on

the whole we
measure

lament the Danaan


evil

spearmen who should perish,

having
from

had the full


war as you

of an

doom. But
to the

truly

we will restrain ourselves


whatever

bid, but

we will suggest

Argives
at your

boule

will

benefit them, lest Athena

all

of them might
and

have

perished

grievance."

Hera

and

disobey, however,
(VIH 33-37
=

Hera is later in large

com

pelled

to

vow again

to Zeus not to interfere in the war, using


used earlier

part the

same words that

Athena

VIII 464-468). This dis


the Trojans
enter

obedience and continued evils and stratagems

hostility
are

to the Trojans is reflected in the fact that the

the two

goddesses mutter against

before break battle


of

ing

the truce in book IV


command

found
=

again

later

when

they

the

against

Zeus's

(IV 20-23
armies

VIH 457-460). The description


and after

the

initial
single

clashes of combat

the two
repeated chariot

before

the abortive settlement

by

is
the

(TV 446-451

VIH 60-65). The

preparation and mount

ing

of

by

the two goddesses in book VHI repeat those in their


=

previous entry into the battle in the fifth book (V 719-721 VHI 389-396). VHI 384-388; V 745-752 733_737
=

VHI

381-383; V

198

Interpretation
goddesses

When Zeus discovers the two


their chariot, he sends them the

following
will

secretly threat in

about

to

enter

the

a message relayed

fray in by Iris

(VHI 402-408
and for

VHI 416-422): "I

lame

the two swift horses to their


shatter

chariot and will strike them

from

their two-man car and

the chariot;

ten years the two of them will not recover from their

wounds which

thunderbolt might administer.

The

gleaming-eyed one

ought

to

my know better
say."

than to

fight

with

her father. At Hera I


is

am not vexed nor

do I
I

take anger as

much, because

she

always accustomed to

interrupt

what

might

Thirteenth Stage: With the


part

gods prohibited

by

Zeus from taking

an active

in the war, there is a resurgence of the Trojans under Hector. Having encouraged the Trojans with prospects of victory, Hector bids his troops retire for the
night:

"Drive

cattle and

goodly flocks from the city, furnish


words

wine

for

your spirits and

food from

wood."

your chambers and gather much

The

poet

describes the Trojans


as

doing

so

in these be

(VHI 505-507 later in the

VHI

545-547)
ex

they fulfill Hector's


The Trojan

command.

resurgence

here

will

echoed

poem.

Hector's

hortation to his troops, "Trojans and Lycians and close-fighting Dardanians, given here (VHI 172be men, dear friends, and call to mind furious
valor,"

174)

after

Diomedes has been brought to


more

stop
a

by

Zeus's thundering, is

re

peated

three

times,

each

time

after

Zeus-assisted triumph: Teucer's

after

Agamemnon is
(=

wounded (=

XI 285-287),

after

bowstring is

snapped

XV 485-487), and after Patroclos is killed (= XVH 183-185). Further invitation to Nestor in the eighth book to get in the chariot more,
Diomedes'

behind the

captured

horses

of

Aeneas

repeats

that of Aeneas

himself to

Pan-

daros

earlier

(V 221-223

VHI

the later invitation is not to attack but to flee.

105-107), but with Similarly,

a significant nine

inversion:
are

Argive leaders

described
tor's

as

earlier challenge not

answering Agamemnon's cry in the eighth book as they did Nes in the seventh book (VH 164-167 VHI 262-265), but
=

it is

in

answer

to Nestor's triumphant invitation to single combat


of

with

Hec

tor but the cry to stem the tide

the Trojan onslaught.

Fourteenth Stage: Another

council of

the Argives is called. We

note

in

pass

ing

that

both this
Nestor

council and

that in

book VH (see
same words

over

by

and

introduced in the
proposes

eleventh stage) are presided (VH 323-326 IX 92-95).


=

Here Agamemnon
where

gifts to
of
=

Achilles

and sends

an

embassy

to

him,

Odysseus

repeats

the list

riches

offered

by

the son of Atreus to the

Myrmidon leader (IX 122-157


. . .

IX 264-299):

seven unfired tripods, ten talents of gold, twenty fiery cauldrons, twelve firm, prize-winning horses who have gained trophies with their feet. A man should not be poor, one to whom so much has come, nor should he be poor in as much

gold,

as

these horses have

won

in

prizes.

And I

shall give seven women

works, Lesbian

women whom

I took from Lesbos

knowing

good

and who

have

won over others

Design in the Iliad


in
contests of

199

beauty. After them I did


not

also she whom with

I seized, the

maiden of

Briseus,
to

and

shall swear that

lie

her,

which

is just for human beings, both

men and women.

All these things I


of

shall

give,

and moreover

if the

gods grant us

sap the city

of

Priam

bronze,
my

and when we
after

its strength, let him heap up his ships with gold and divide up the Trojan women, let him take the twenty most
we should return

beautiful

Argive Helen. And if I


shall are

to Achaean

Argos, he

will

be

son-in-law.

opulence.

There

honor him like Orestes, my only-begotten son, dwelling in three daughters of mine in my well-wrought chambers:
of

Chrysothemis, Laodice,
wishes

for the house

Iphianassa, Peleus, offering


and

of whom

no

he may choose whomever he bride-price in return. And I shall endow


seven well-inhabited

her

with such as no man

has

yet endowed

his daughter:

cities,

Cadamyle, Enmope, Hire, abounding in grass, holy Pherae, Anthaea with its beautiful Aepeia, and Pedasos, rich in vines. All these cities are deep meadows, near the sea, and in them dwell men with many sheep and cattle, men who will
and

honor him like

a god with gifts and who will are

fulfill the his

conformable rights under

his

sceptre.

All these things


of

his, if he

ceases

anger

(cholos).
the order
of

The impressiveness starting


to
with

the

detail, the
size

enumeration,
most

and

the gifts,

the
the

smallest and splendor

progressing to the
of

magnificent,
award

are

designed
Achilles.

magnify Agamemnon had

and

Agamemnon's

to

prefaced
=

above, H 111-118
not

this offer by repeating the thought (see third stage LX 18-25) that Zeus counselled "an evil It has
deceit."

been

possible

for the

allied effort

to succeed against

Troy

without

Achilles.

Agamemnon,
on

who

has held
entire

his

part

holds the

Briseis captive, now finds that Achilles Achaean war effort hostage in return. Not only must dispute arose, be restored, but much more of importance. All of these things
Achilles'

Achilles'

the girl,
must

over whom given

the

original

be

in

addition

in honor

Odysseus

repeats

to

Achilles, changing only IX 134


either

to a more personal note:


of still

"which is just, lord,


more

women"

of

men or

of

(IX 276). 7 But it is Agamemnon for

importance

what

Odysseus does

Achilles'

not repeat of

benefit,

namely, Agamemnon's

words which subdued

immediately

follow his

offer

(IX
and

158-161): "Let him

[Achilles] be
he is
me, inasmuch

Hades indeed is implacable

unsubduable, wherefore
and

also the most as

hateful of all

the gods to mortals

let him
in

submit to
"

am the more

kingly and boast to

be the

older

years.

Fifteenth Stage: Achilles


sadors should

Agamemnon's offer, saying to the ambas Odysseus, Ajax, Phoenix, Odios, and Eurybates that he (Achilles) return to a long life without kleos rather than a short, glorious one.
refuses

"And I

ought to exhort others to sail

the end of
over

lofty

away homeward, since you won't learn of Ilium, because far-seeing Zeus much holds his protecting hand
heart."

it,

and the people

Agamemnon

by
in

of Troy take Odysseus upon his

These

sentiments are repeated


=

to

return

(LX 417-420 in

LX 684-687). his dear

Achilles,
him
"

concluding the embassy,


.
.

also asks

that Phoenix remain behind with


ships tomorrow to

'.

order

that

he

might

follow

me

200

Interpretation

fatherland
and

if he

(anangke).'

so wishes.

But I

won't

lead him

by force

Thus he

spoke, everybody became quiet, admiring his word in silence, for stoutly indeed did he speak These words of Achilles are also carried back to
out."

Agamemnon Agamemnon
earlier.

by

Odysseus (LX 428-431


his
council

LX 691-694),
silence as

and

they similarly

put

and

into admiring

they did the

ambassadors

These
which will

parallels point up the choices open to Achilles and the resolve to his wrath, his menis, forces him. No worldly offer of goods and honors now satisfy him; his wrath, provoked by the injustice of Agamemnon, is not

unbounded,

to be
return

satisfied.

In this he differs from

other mortals.

But does

he
of

or that simply his former allies, and with the detachment of a god? Neither is this course of action open to him. Menis, wrath, is directed against somebody. Here it is now
unconcerned about either

home,

the

fate

of

Troy

directed Argives
course:

against

Agamemnon

and

in its

unbounded extension against all

the

who are now seen

he

remains where

in complicity with him. Instead he follows a third he is, neither in the war but not apart from it either
which

an epitome of pression

his half-divine, half-human nature,

finds its

unique ex

in his menis, rooted in the affairs of men and directed at them, yet boundless and of godlike proportions. Achilles, who will receive the undying

kleos lives

of a of

god, finds himself

also

dependent for that fame, that kleos,

on

the

men.8

Sixteenth Stage: Both

sides now resort

to

trickery (dolos). Nestor

asks

the

Argives if there is any man willing to venture forth as a spy to leam of the Trojans "... what counsel they might have, whether to remain far off by the ships or to withdraw to the city, since they have beaten the Achaeans. Odys
"

seus will repeat

these words (X

208-210) later in questioning his


learn

captive.

At

the same time, in the Trojan camp Hector promises reward and honor to the
man who

is "...

to go near the swift-faring ships and

therefrom whether

the swift ships are guarded as


our

before,

or are

they,

hands, counselling flight among


do
words

themselves and,
them."

having having

now

been beaten
their

by

had

fill of

terrible weariness,

not wish to guard when questioned who

Odysseus'

captive will repeat

these
which

(X

308-312)

take
the

place on the same


other will

night, are

he is. The two spy missions, important; each side wants to leam
are whether

whether

retreat, the Argives to leam whether the Trojans

intent

on

driving
of

them into the sea, the Trojans to leam


out at

the Argives

intend to battle it
that both

the ships. That both camps have sent spies indicates

the questions above can be answered in the affirmative.


and

Diomedes

Odysseus,

as

spies

Dolon. With the deceptive


Dolon to declare to them his (X 208-210
tion
=

promise of
mission and

for the Argives, trap the Trojan spy, releasing him unharmed, the two get
same words

in the

he heard it from Hector

409-411)
they

to furnish them the answer to


same words

Nestor's
put

ques

(above),

which

put to

Dolon in the

Nestor

it to them

Design in the Iliad


(X 308-312
=

201

put a Greek pun, Dolon is now a slave (doulos). The only way out for a slave is to be ransomed, bought out by an exchange of goods. The trapped Dolon promises much ransom to Odysseus and

X 395-399). To

Diomedes in the Menelaos


will

same words

that the ensnared Adrastos had earlier beseeched


=

and

Agamemnon (VI 48-50 later


more

X 379-381).

Adrastos'

supplication
and Hippo-

be

repeated

lochos,

trapped

by

extensively by Agamemnon (VI 46-50


is that
ransom

the brothers Pisander


=

XI 131-135). In
and are

all

three cases
peculiar

the Trojan captives fail to persuade their captors

killed. The

dynamic

of

this

war

is denied:

none of

those

captured on of

the

battlefield

are ransomed.

Odysseus

also

tells Dolon that the horses

Achilles
will

he had been
remind

promised respond to no mortal save


of

Achilles
=

himself; Apollo
lured

Hector

this in the same

words

(X 402-404

XVH 76-78). Thus

Dolon has been

caught

in

trap (dolos) in
the enemy.

a twofold sense:

by

the unat

tainable and then trapped

by

Because
will

of

this stratagem

Dolon has indeed been


the exact locations
of

made

into

doulos: he

reveal, in fear for his


set

(dolos), life,

the Trojan

positions and

thereby

the stage for further

trouble

at

the hands of the two Argive warriors.

Seventeenth Stage: Zeus


sending the

now sets

in

motion

the next part of his design


=

by

following

message through
might see

Iris to Hector (XI 187-194

XI

202-

209): "While he [Hector]

Agamemnon,

the shepherd of the people,

rushing among the foremost fighters and killing ranks of men, so long then draw back and fight others and combat hostile men there in fierce battle. But
when

he [Agamemnon]
I
the

might

have leapt for his horses,

having
kill

been

struck

by

spear or arrow, then


reach

will grant

[Hector]

the command to

so that

he

might

well-oared ships and

the sun sink and sacred

darkness

come."

Zeus,
column

then, wants Hector unscathed at the head of a victorious Trojan beseige the Argive ships defended by leaderless men.
As
Iris'

to

a result of

message, Hector leaps from his

chariot

to the ground and,

brandishing his spear, goes everywhere about the camp rousing his troops for battle. Earlier Sarpedon and then Helenos had roused Hector to do the same (V
494-497
=

VI 103-106
side

XI 211-214). is
sent

On the Argive

Eris

now

to stand in the

center of

the Argive ships


=

XI by that of Odysseus where Agamemnon had once stood (VIH 222-226 5-9) and exhorts the Achaeans in part with words once used by the now-absent Athena (H 452-454
war and
=

XI 12-14): ".

in their hearts unceasingly to


war sweeter

make

to fight.

to their fatherland in their

became than to return And to them straightaway hollow Nevertheless, the Argives are beaten
ships."

back. Ajax's
of a

retreat and off

flight

at the

hands

of

Zeus

are

described in the

simile

lion driven

by

men and

hounds in the
=

Menelaos'

same words with which retreats at

retreat

is described later (XI 550-555


of

XVTJ 659-664). Menelaos


Patroclos'

the

behest
actions

Ajax to find Antilochos,


are

who will report

death to Achilles. All

here

thus traceable

directly

to the action of Zeus.

202

Interpretation
who

now sends

Eighteenth Stage: Achilles, forth his own


progress of

has

withdrawn to

his tent

during

the action,

"spy,"

Patroclos,

to leam

of

the Argive
and

wounded and

of

the

the battle. Like the night-spies Diomedes

Odysseus,
be

who

see without

being

seen,

so

here Achilles is

able to see yet not

present. and

Nestor tells Patroclos "... for the best lie in


Tydeus'

the ships

having been hit

son, Diomedes, has been hit, while Odysseus, famed for the spear, and Agamemnon have also been wounded, and Eurypolos has Patroclos will faithfully report these been hit in the thigh with an
wounded.
stout
arrow."

words

to Achilles later (XI

659-662

XVI 24-27). He

will also report what

Menoetios, Aktor's son, had suggested in the tent of the wounded Machaon: "If you would become a light to the Danaans, let him [Achilles] give you the
beautiful
armor

to wear, so that the


and the wornout respite

hold up from that there be


men

war,
a

Trojans, supposing you to be him, might Achaeans might recover their breath, so
You
untired ones should our ships and

little

from

war.

easily thrust
toward the
carries

having

toiled under the


=

battle-shout from
not

huts

city"

(XI 797-803

XVI 39-45).
step further:
will

Menoetios'

suggestion, then,

Achilles'

stratagem one

only

might

Achilles

see without

being
This

present, but he

might also appear

to others without actually

being
with

present.

development, see, death, the disappearance, of Patroclos, as discussed in the twenty-third stage below. Patroclos, arming for battle, is described in detail and in part in lines identi
as we shall carried

be

to its end

the

cal

to Alexander's arming before


=

combat with

Menelaos in the third book (HI

XVI 131-133, 135-139). Part of this arming descrip 330-332, 334-338 tion is also applied in brief to the arming of Agamemnon in book XI (HI 330-

332 XI 17-19) and will later figure in the arming of Achilles in book XLX (HI 330-332, 334-335 XIX 369-373). The first three men are subsequently destined to be vanquished in widely varying ways Alexander, rescued;
= =

Agamemnon,
tinction of
mate stage of

wounded;
a

Patroclos, killed. Only Achilles has


and

the

particular

dis

being

victor,

this distinction is explored

later in the

penulti

this discussion.

Nineteenth Stage: At the


came upon them while eagle

center of the poem

is

an apparition:

"for

bird

they

were

yearning to traverse

[the wall],

high-flying

enclosing the

people on the

left

and

bearing

in its

claws a monstrous

blood-red
words and gets
will

serpent alive

Polydamas
=

reports

this apparition in so many


serpent strikes the eagle

to Hector (XH 200-202

XH 218-220). The
Polydamas'

off, but Hector discounts similarly get off from the Trojans.
of

interpretation that

the Argives

Hector's denial

the

interpretation, "Polydamas,
are
"

things dear to me, and you know how to

no longer are you saying have another, better word in mind

(nous)

than this.

But

if you

really saying this in earnestness, then the

gods

have destroyed
suggestion

your

senses,

repeats

Alexander's

earlier
=

to return Helen to Menelaos (VH

357-360

Antenor's XH 231-234). Hector


of

denial

Design in the Iliad


will prosecute
clos'

203

the attack
ever

and will mind

later reflect,

upon

failing

to recover Patro

body,

"But

is the

(nous)
and

fight,
clos'

easily puts to flight a man of valor in words identical to those


"

of aegis-bearing Zeus stronger, who removes victory when he himself stirs to


the poet earlier describes Patro
=

with which

disobedience

Achilles'

of

instructions (XVI 688-690


we are

XVII 176-178).
reminded of

By
tion

the sign and its

deliberate ignorance Hector's


shame at

thus

doubly

the

power of
will

Zeus,

and

having

Polydamas'

rejected walls

interpreta
alone.

later lead him to

stand outside the

Trojan

to face Achilles

Twentieth Stage:
ships,

Menestheus,
Ajax

the Argive lookout from the tower

by

the

sends a message to
summon

by

way

of

Thootes (XII 344-350


this would

XH

357-

363):
down

Ajax, "or
leaders

rather

both, for

be best of all,

since a

great end will soon come


upon

here, because
also, then

the Lycian

leaders have

so weighed

us,

who come

forth furious in fierce battle. But

if toil
in

and

strife are great over there

let Telemonian Ajax


him."

come

alone,

and

let

Teucer, knowing
relation as

well the

bow, follow
the Trojans

This

passage stands

similar

the

eighteenth:

and

their allies under Hector and Sarwar

pedon continue to prosecute

the attack, and the Argives are desperate for

riors to
bos'

stem the tide.

be taken in

a chariot to

But Hector, now wounded by the summoned Ajax, has to the city in a description that repeats, in part, Deiphoafter

removal

from battle

his wounding

by

Meriones (XHI 536-538

XTV 430-432). Twenty-first Stage: Hera, desperate but undaunted, resorts to another strata gem: since the gods cannot escape Zeus's notice on the battlefield, Zeus him
self must

be

removed

from the love

scene

by

distraction

by

a seduction.

For this
am

purpose she extracts a

potion

from Aphrodite
Oceanos

by

telling her: "... for I Tethys,


genesis

going to the ends of the earth to see


gods, who raised me well
when
and

and mother

far-seeing

Zeus

set

brought me up [they having Chronos beneath the earth and barren

of the taken me from Rhea


sea].

am

going they have held back bed


cause anger

to see them and will

loose

their

and affection

indiscriminate strifes, for already now from one another for a long time, be
breasts."

Hera will repeat this tale (cholos) has fallen into their XTV 301-306) to Zeus (omitting the two lines, (XIV 200-202, 205-207 203 and 204, which refer to the casting out of Chronos).
=

As a result of Hera's seduction of Zeus, Poseidon is able to get back into the battle temporarily on the Argive side. In a curious inversion, Poseidon's depar ture in his chariot for the lower depths (whence he will issue forth to help the Argives) is described in the same terms as Zeus's prior departure from
Olympus to Ida to
oversee

the

war

(VHI 41-44

XHI 23-26). With Poseidon


across

back in

on the Argive side, the flight of the Trojans mirrors

the ditch and stakes

in reverse) the description of the surrounding the ships repeats in part (and XV 1-3). earlier flight of the Argives in the other direction (VEI 343-345
=

204

Interpretation

But the

king

of gods

and

men, awakening,
cease

sends

Poseidon

message

through Iris: "Command him to

from fighting
sea.

and war and

to go either

among the tribes of the


words and

gods or
.

into the divine


.

But

if he
to

will not

obey my

disregards
and

them

to remain, since I

claim

be

much mightier no concern

than

him in bia

by

birth

the first, then

his dear

etor

(heart) has
dread"

to claim
=

himself equal

to me, whom even the other gods


=

(XV 160-162

XV 176-178; XV 165-167 Hector reenters the battle in the Hera's trick


an

XV 181-183). With Zeus back in control, same simile of a horse bursting its stall applied
=

before to Alexander (VI 506-511


succeeds

XV 263-268).
glad

because Aphrodite is
and

to get rid of Zeus's consort,


potion.

when

ally he leams

of

her opponents,
of

willingly

gives

her the love

Zeus, then,
These de

Hera's

impending long

absence,

grows amorous.

furthermore, mm upon the fact that eros (love), on the one hand, is from and, indeed, secluded from eris (strife), which by nature is public. Zeus will cast a dense, golden cloud around their love-making so that Thus, none may see in, but conversely and by the same token, none may see out, and he becomes oblivious to the battle raging below, ultimately surrendering to sleep (hypnos). Hera's ruse, at best, can only be a temporary one, however;
vices,
remote

Zeus

will

eventually awaken,

and eros will

dissolve

again

to

eris.

On the

other

hand,
over

the

specter of another sort of comes

absence,

another sort of

remoteness, hangs
stage.

these passages, and it

to attention in the
cast out and

following hang

In the

case of the

gods, Chronos has been


and so also

down into deep,


of

faroff, black
the disobe

Tartarus dient

by Zeus,

does Zeus's threat


mortals

this

over

gods and goddesses. awaits.

For

Hades,

the

realm of

the unseen, sim

ilarly

Twenty-second Stage: The death


scribed

and

fall

of

Zeus's

son

Sarpedon is de
to
Asios'

by

the simile of the tree

felled

by
=

woodcutters earlier applied

fall before Idomeneus (XHI 389-393


erupts over

the

possession of

his body. Zeus

XVI 482-486), and a fierce battle commands Apollo: "Bearing him

very far away from them, bathe him in the streams of a river, rub him with ambrosia, clothe him in immortal robes, and deliver him to be borne by the
escorts, the twins, Hypnos and

Thanatos,

who will

speedily
as

set

him in the

rich

land of broad with which Zeus


Thanatos

Lycia."

The

poet will

describe this
=

done in the

same words

commanded

it (XVI 669-673

XVI 679-683).

(death),

the twin of

Hypnos, is

also remote

unlike the relaxation


no

in love

and

sleep, there is

no return

from Eris (strife), but in the case of death,


of

reentry to the battle. It is notable in passing that the manner Sarpedon, who is pierced through the midriff with a spear
remind us

slaying

of

by Patroclos,

may

briefly

of

the slaying
=

of

Phegeus

at

the

hands have
both

of

Diomedes in the

fifth book (V 16-18


(Zeus
and

XVI 478-480): both


and the

victims
of no

privileged parentage

Dares, respectively) (Apollo and Hephaistos, respectively)


ransoming takes
place.

bodies
that

are abducted

by

gods or

so

despoliation,

mutilation,

Design in the Iliad


Twenty-third Stage: Hera 41-43
prevent
=

205

will now send a message

by

Iris to Achilles (XVI

XVIH

199-201)

that Achilles show himself to the Trojan forces to


Patroclus'

the Trojan seizure of

body. It is

urged

for the

most part

in

the same words that Menoetios suggested to Patroclos and Patroclos to Achilles that Patroclos show himself (see the eighteenth stage above) with one signifi
cant change: eikontes

in XI 799

and

XVI 41 becomes hypodeisantes in XVHI


you, might

199. Thus: ".


the wornout

so that the

Trojans, fearing

Achaeans

might recover their

breath

hold up from war and The death of Patroclos


and

has

marked

the disappearance of the appearance of

Achilles,

Hera,

through

Iris, has
Here
above.

now removed we compare

his

actual presence.

the presence with the appearance in the eighteenth stage

The arming of Achilles is described in many of the same words used to describe the arming of Patroclos earlier (XVI 131-133, 135-136 XIX 369XI 17-19) and Alexander ( HI 373) and also the arming of Agamemnon (
= =
=

330-332,
also

334335). Achilles
of

in the arming

Pelian ash, Patroclos (XVI 141-144


wields the

whose

description

appears

XIX

388-391)
to
wield
heroes.9

with

the

specific point spear.

that,

unlike

Achilles, Patroclos is
apart

unable

the

ashen

The Pelian
a

ash

thus sets Achilles

from the

other

It is

dreadful

presence.

Dressed

neither

in his

old armor

(lost to Hector

by
in

Patroclos),
fire

nor yet

in that

which

Thetis

will request

from Hephaistos, but

with

the borrowed aegis of Athena thrown about his shoulders and transfigured
and a golden

cloud, Achilles shouts three times. The Trojan

ranks

are

thrown into

confusion

by

this man on fire. His cry penetrates the minds of the


Achilles'

Trojan horses themselves, who throw their chariots. What do shouts represent? A declaration of his wrath and vengence against the enemy, obvi ously, but also finally a realization now of the end which Zeus has designed for

him. is framed, so to speak, by the lament of Thetis, first to her Nereid companions, and later to Hephaistos (XVHI 56-62 XVHI 437-443): His
presence
=

"... outstanding among heroes and he shot up like a sapling; him I raised like tree on the knoll of an orchard and sent him forth with the crooked-beaked
Ilium to fight the Trojans, but him I
while shall not welcome

ships to

home
sun,

again to

the

house of Peleus. And

he lives

and sees the

light of the
him."

he

trou

The only help that bles me, but in going I am not able to be of help to Thetis can give her son, in fact, is to help accomplish the design that Zeus has
set

in As

motion

for him.
Hector
continues meet on

long

as

to enjoy the the

favor

of

Zeus,

Achilles'

attacks are

futile. When the two


Trojan
elaos and
with

mist,

as

battlefield, Apollo covers and rescues the Alexander during the combat with Men rescued Aphrodite
XX 442-444). Achilles
as
rashes at

(HI 379-381
upbraided

this cloud three times

is

by

Apollo

Patroclos

rushed at

the walls of

Troy
at

in book
=

XVI

and as

Diomedes did
=

at

Apollo himself in book V (V 436-439


Achilles'

XVI

703, 705-706
escape repeats

XX 445-448).
of

angry
Hector's
escape

and vain

boast

Hector's
=

that

Diomedes

at

in book XI (XI 362-367

206

Interpretation

XX 449-454).

Nevertheless, it is
of

now clear rather

that Achilles has been

granted

the
of

initiative
Achilles'

and

direction
of

the battle

than Hector. The

horrifying

image

horses trampling

corpses and

his

gore-spattered chariot repeat

the ear
534-

lier description 537


= Thetis'

Hector's horses

and chariot

in the

eleventh

book (XI

XX 499-502).
appeal

to Hephaistos for armor, therefore, is of a most

unusual

sort,

signalled perhaps

by
=

the greeting

which

both Charis

and

Hephaistos

give

her
and

(XVHI 384-386
spoke

XVHI 423-425): "And

she produced

her hand to hers


before.'

forth

a word and addressed you revered and

to

our

house,

her: 'Why, long-robed Thetis, do dear? You do not frequent us


threefold cry expressed his

you come
"10

Twenty-fourth Stage: If
rected against

Achilles'

new menis

di
and

Hector

and

the Trojans in vengeance of

Patroclos'

death

expressed also a

deep

awareness of

his

own

destiny,
is

then

it is

clear also

that the

former just be

now obscures

the

latter,

that his

wrath

blinding

him to the ultimately

Zeus. Now Zeus is angry and commands him by message to Iris (XXIV 1 13-1 15 XXIV 134-136) to release the mutilated body of Hector to
plan of
=

ransomed

by

Priam: "Tell him the

gods take anger at

him

and that

I,

out

standing
with

above all the senses

raging

immortals, have been put in anger (cholos), because (phrenes) he holds Hector by the crooked-beaked ships and
Achilles
relents.

has
".

him."

not released

Then to Priam

on
=

the other side Zeus

issues instructions delivered


.

by

Iris (XXTV 147-158


gifts which might warm go.

XXTV 176-187):

.to

bear

gifts to

Achilles,

alone, and let no

other man

among the Trojans


city the

An

his heart, you going older herald should

follow
should

you, one who should guide the mules and well-wheeled cart and who

lead back

again to the

corpse which

divine Achilles killed. Let because


an

not

death

nor fear

be of concern

to you in your mind,

escort, even
might

the slayer of Argus, will accompany you and will

lead

you until

he

have

drawn

you

near

Achilles. And
will not

when

he leads

you

Achilles
indeed

himself

kill

you and will prevent

into the hut of Achilles, all others from doing so,

because Achilles is
The justness
of

not without sense


heartily."

(phren),

nor

heedless,

nor wicked

but

will spare a suppliant

the outcome is indicated in three repeated passages surround

ing

the death

whether or not

ated

Hector in the twenty-second book. First, Zeus deliberates on impending death, just as he had deliber in book XVI whether or not to set Sarpedon free. Athena here, as did
of

to set Hector free from

Hera there,

responds against

it (XVI 441-443

XXH 179-181): it

would

be

contrary to the aisa of the mortal and would not be approved by the other gods. Next, Zeus takes out the golden scales, weighing the keres of Achilles against
Hector here
eighth
Achilles'

as

he

weighed

those of the

Argives

against the

Trojans in the

209-212); here Hector's side falls and rises, contrary to the earlier weighing. Finally, the departure to Hades of Hector's psyche, lamenting its fate, is described in identical terms to that of
=

book (VHI 69-72

XXH

Patroclos (XVI 855-858

XXH 361-364).

Design in the Iliad


But Hecuba is
a

207
eagle,

still unconvinced of

Zeus'

intentions: "Let him

send an

swift messenger, one of the eagles who is to


your mind

him the dearest

and whose

dominion
in

(kratos) is the greatest, on the right so that you yourself, marking him (nous) and with your own eyes, might go trusting in him to the
Danaans."

ships

of the fast-horsed 292-295 = XXTV 310-313).

Priam

will put

this request to Zeus (XXIV

Only
bought

when

at

the price of his

Achilles realizes, as he slowly does, that his kleos has been own life does he relent. The bargain with Zeus has
ago,
and

been

struck

Hector's focus.

long body is

there is no longer any further just cause for


Achilles'

menis.

ransomed,

and

own

debt to Zeus

now comes

into

Achilles'

psyche will enter

Hades. In

far deeper

and

darker

sense

beyond
over

Hades, Chronos is in Tartarus. Perhaps


Chronos into
a and

the significance of
while almost all

Zeus'

victory

his banishment there is that

things

inevitably
and

flow
the

misty,

lost, dark

vastness of

time

(chronos),

some yet persist against

current, immortal
sense

and ageless.

Such

are

the Olympian gods,

in

larger

the entire
generation

work of

the poet,

preserved

orally

and

in

written characters over

from

to generation,

is the very

celebration of

Zeus's victory

Chronos fame
wrath

and a memorial

to all the Olympians. Our story

gains significance

when we recall

(kleos)
hold

on one who

all

a tale in which Zeus confers a glorious and undying had been wronged, Achilles, by having Achilles in his the Argives hostage before the Trojans, resurgent under Hector.

that this

is

The Argives
against

are

released

from this for this


at

oppression

only
of

when

greater wrath

Hector

seizes

Achilles to
a price

avenge

the death

Patroclos. But Achilles

himself

will now

pay

by

meeting

an

early

death,

just

settle

ment which

he

realizes

fully

the end when

he

surrenders

Hector's

body

to

ransoming Priam. The


tion.

poem ends with

this

realization and with

this expecta

FINAL OBSERVATIONS AND CONCLUSIONS

To

execute

his

design, Zeus

must

intervene in the

events at a number of

decisive stages, first in moving Agamemnon to restart the war (second stage, above), next in allowing Hera and Athena to spur on the Argives and frustrate a

by prohibiting Hera, Poseidon from aiding the Argives in battle (twelfth and twentyfirst stages), next by advising Hector to allow the Achaean leaders to be wounded before starting his assault (seventeenth stage), by the sending of the
negotiated peace

(fourth,

seventh,

and ninth

stages), then

Athena,

and

omen of eagle and

snake, ignored
remove stage).

by

Hector (nineteenth stage), followed

instructions to Apollo to Patroclos (twenty-second


Achilles'

the

body
at

Zeus'

of

son

Sarpedon,

slain

by by

The interventions

continue with

Hera's urging

of

presence

before the Trojans


commandments and

the wall (twenty-third stage) and

conclude with

Zeus's

instructions regarding the ransoming

208
of

Interpretation

Hector's

body

(twenty-fourth

stage).

All

of

these interventions take the


central portion of
of

form

of messages

primarily from Zeus in


repeating
verbatim

which

the

the command

is

reported

by

the words of or sign

the divinity.
and

Zeus's

instructions, by

consequence,11

lead to Agamemnon's doubts


(third stage), the
and sixth stages

testing

of the success of

the Argive

mission

attempted resolu

tion of the conflict


ment of of

by

single combat

(fifth

above), the treat

the

wounded

Menelaos (eighth stage), the

unsuccessful

Trojan

petition

Athena (tenth stage), and the burial of the dead on both sides (eleventh stage). After Zeus has prohibited the gods from battle, there is the Trojan re
surgence

(thirteenth
and

and twentieth

stages)
the

and and

Agamemnon's

proposal of gifts

to Achilles
resort to
with

their rejection (fourteenth


at night with

trickery, first

spies

fifteenth stages), followed by the (sixteenth stage) and then by day


armor

the appearance

of

Patroclos in how

Achilles'

(eighteenth

stage).

These

consequences also other.

largely
have

take the form

of messages repeated

from

one to an

Finally,

we

noted

most of

the other

long

repetitions, the ma
rather than above.

jority

of which

belong

to the poet's

own narrative

description

to

portions of

dialogue,

are related

to the

principal stages as set

forth

From from
one

a general

standpoint, there is little latitude for relaying instructions

by an intermediary messenger except by repeating the party to instructions. Nor can the fulfillment of the commands of another be guaranteed
another

except actions

by

carrying them out as issued, in effect repeating them. If the principal in the Iliad leading to honor are dictated by Zeus through
Achilles'

intermediaries, then such tandem repeats pected. Here, however, we also see that
in the story to the essential initial directions and to the interpretation: that
actions

of

his instructions
of

are not to

be

unex

this mode

dictation

carries

through
Zeus'

dictated

by

others and

inspired This

by

narrative of their ramifications.

suggests an

find these repeats, a divine intention, and above the intention of must be at work. In fact, it would seem that the all, Zeus, manner by which Zeus specifically inserts his direction into the affairs of the
where we

tale is through messages


peated

and

signs,

whose emblem

is

a portion of verse re

exactly directions then divine


divine

and

in tandem. is

Secondarily,

Athena does

so as

well.

These
The

motivate a chain of events and speeches whose also signified

thread in the

plan of action

through portions of

repeated verses.

associations with such aural similes might not seem uncommon

if it is

recalled that the attentiveness with which served

the words in these passages are pre

intact,

en

bloc,

and uncorrapted mirrors

in human longer

speech of

that immor

tality

and agelessness which are

the principal characteristics


repetition of the
of

the gods them

selves.

The Homeric
of

style

in the

passages

is, then,

the

very imitation
thus icons
of

the penetration

the

divine into the

mortal and corruptible sense are qua

world of nature and of

human

affairs.

the

divine,
a

where the

Repetitions understood in this icon is a sign which by its quality


shares a

thing

deserves to become
represents.12

representamen; it

quality

with

that which it

Design in the Iliad


But there is
a

209
in the

dark

side

to these iconic
as

repetitions as well.

We

come

last book
action of

of

the

poem

the events

has Achilles, that Zeus has guided the to its final denouement and that the design of the whole has
to realize,

formerly
as

been

revealed

imperfectly

and

consequents, through which the action


to be the

only piecemeal. Each message and its has advanced, has therefore concealed
characters

much, if not more, than it has revealed. The emblem of divine origin also
mask of

proves

divine intention. That Homer's


such manner

may have

understood
of

these repetitions in some

is illustrated
where

by

the treatment

many

of

the repeated passages in those instances


accept

the actors in the


repeated passage

poem are

disinclined to

the

message at

face

value.

by its very integrity has a certain artificial materiality about it, something that has been put together and has a history. It does not stand on its own in its own
self-evidentiary nature and is, therefore, open to suspicion as such. There is a distance between artifice and artificer and hence the possibility for interpreta tion, reconsideration, and, indeed, deliberate deceit. Thus Agamemnon is sur
prised when

the

assembled

Argives interpret his dream


Odysseus'

as a

deceit (see third

stage,
offer

above).

Achilles, despite
refuses

(fourteenth stage),

diplomatic editing of Agamemnon's to be bought off; however, his threat to leave

Hium entirely (see fifteenth stage) is never carried out. Hector rejects the omen in book twelve (nineteenth stage). Hecuba in the last book (see twenty-fourth
stage)
wants assurances

requires

still

from Zeus that the ransoming is not a trap, and this further sign. Hera and Athena (see twelfth stage) and Hera
produce set speeches which

(twenty-first stage)
continue

belie their

real

intention,

to

to aid the Argives


over

In the fight

Patroclos'

directly body

in battle. Menelaos
warns
oppose

Euphorbos: "/ bid you,


me,

drawing back,
Even
a

to go into the crowd and

don't

lest

you suffer evil.

fool [nepios] knows what has been XX 196-198), warning to Aeneas (XVH 30-32
=

done."

Achilles Aeneas

will repeat will

this

and

answer, in

part:

[nepution],
things."

"Son of Peleus, don't hope to alarm me with words like a foolish one since I also know clearly how to utter cutting remarks and impious Hector
will
=

shortly give the same answer to Achilles (XX 200-202 XX 431-433). Throughout the Iliad the term nepios and its cognates, aside

from the
the

specific and a victim

literal

uses as applied and

to children,

emerges

metaphorically
not

to denote

hapless
which

defenceless because

of a

lack

of awareness of

circumstances which

in

he

or she

is

situated.13

nepios

does

know the
circum man

dangers in

he finds himself: he has ignored


He

or

has

misread

his

stances and situation.


unarmed

is, therefore,
use of

a potential

victim, equivalent to a

in battle
on

or

inept in the

his

armor and weapons.

As the threats

and

boasts

the battlefield

cited above

illustrate,

there

is

a general

hurling

of

words as well as of weapons on plain of phrase

both

sides

throughout the encounters on the

Hium. The

"winged

words,"

frequently implying

occurring (61 times in the


well-feathered arrows

Iliad)
that

and well-known

find their marks,

further brings to light the analogy between the

exchange of missiles

(belea),

on

210
the

Interpretation
one

hand,

and

that of

words

(eped),

on

the

other.14

The vulnerability
to
understand

of

nepioi comes

from their

inability
of

to handle the
of

words and

the
and

actions of war and their consequences that

lack

discernment

the possibilities,

intentions,

lie behind these

utterances and actions.

More generally, the patterning of exchanges in the battle scenes, whose typicality has been noted and extensively studied, may imitate the patterning of In this connection thirteen short exchanges in speech throughout the
poem.15

parallels of

four lines

or

less, including

the two of the Achilles- Aeneas-Hector

encounters

introduced above, have


with

come

to light. These repetitions


major

have

noth

ing

to

do

directly

those which have illustrated the

themes,
repeated

nor with

their

derivatives, but

pertain

directly

to the battle. In addition to the two boasts

already mentioned, there is one Odysseus,16 the Argive side by


occasions
men are

additional

boast

by

Sarpedon

later land
the

on

and one exhortation shouted on two


troops.17

different
of

by

an

Argive leader to his killed in


combat.18

The be

parentage and native


repeated

introduced in three instances descriptions

and will of

later

when

re

spective men are


repeated

All

the remaining

six parallels pertain

to

of various aspects of protection of

falling
To

upon the

earth, the

fighting: killing, evading missiles, stricken and fallen


warriors.19

return now

to the topic

with which we

began,

the poetics of the longer

repeated passages

principal stages of

in the Iliad, it is instructive to reconsider briefly the various Zeus's design in light of some of the observations on the
the exchanges made above. The demand for
ransom

deceptive

character of

(stage one) is never fulfilled; Achilles is not finally recompensed as he expected for his loss, and the attendant prayers, sacrifices, and other rites to call off the
plague
starts

bring

about

instead

different

plague of mortal

dimensions. Zeus

re

the

war

(second stage)

by deceiving Agamemnon,
react

who, in turn (third

stage), lies to his men, who, in their turn,


non's

intentions. This brings Alexander's


proposals

about

way opposite to Agamem the intervention of Hera and Athena (fourth


a

in

stage).

bat

and

(fifth stage) to resolve the conflict in single com Agamemnon's terms for its resolution are unfulfilled. The general bat

tle is restarted

by

Pandaras'

arrow, but

Pandaras'

counselled prayer to

Apollo

(seventh stage) goes amiss: Menelaus is wounded, not killed, and Machaon (eighth stage) is summoned to help heal the Spartan king. Athena's counsel to Diomedes (ninth stage) not to fight with the gods is disobeyed and finally
rescinded

by Athena,
entreated

who

joins the fight.

Helenos'

plan

(tenth stage) that

Athena be
refuses

to spare

Troy

is frustrated

by

the goddess

herself,
of

who

to grant the prayers, and, conversely,


and people

Hector's

foreboding

destruc

tion of the city

burial,

truce, (eleventh stage) are brought to pass, but the repeated pro mises of Hera and Athena to Zeus not to interfere in the war (twelfth stage) are lies and lead to threats by Zeus. Hector's repeated exhortations to his troops
and ramparts

turns out to be true. Nestor's plans for a

(thirteenth stage),

while

in the

short run

triumphant, in the long

run are

in

vain.

Design in the Iliad


The
repeated offer of gifts
and

211

to Achilles in

exchange

for his

help
to

(fourteenth
return

stage) is refused,

his

advice

because Zeus

won't allow

to Agamemnon. In the spy mission or Doloneia (sixteenth stage) both spies, Odysseus and Dolon, repeat their orders to one another, but Odysseus (the captor) to Dolon (the captive) uses a question
nix remain with and

him is

Troy duly reported

(fifteenth stage) that they to fall is false. But

ought

home Phoe

Achilles'

request that

Dolon

uses an answer

to Odysseus. In this subtle

reversal

Dolon, in

effect,

becomes the spy on his own comrades and allies. Zeus now directs the battle (seventeenth stage) through his intermediaries
Iris
and

Eris to further Trojan

victories.

Patroclos

as scout and messenger

to

Achilles (eighteenth stage) repeats the account of the principal Argive wounded to Achilles and repeats also the fatal suggestion of Menoetius, namely that he

(Patroclos)

might appear

in the

action

in

Achilles'

armor.

Patroclos thus bears


mark of

to Achilles the seeds of their own destruction.

At the high-water

the

Trojan surge, Hector (nineteenth stage) rejects the omen of the eagle and snake which Polydamas reports and interprets and continues the attack. Menestheus (twentieth stage)
wounds

sends a

hurried

message to

Ajax,

who responds and

Hector, temporarily halting

the Trojan

surge.

Hera

repeats a

eventually false story

(twenty-first stage) to Aphrodite and to Zeus in her seduction of the latter, and Zeus later recovers and commands Poseidon to cease aiding the Argives. Sar
pedon

is killed

by Patroclos,

and

the father

of gods and men commands

Apollo

(twenty-second stage) to remove the body, bathe and anoint it, and have it buried in its native Lycia. Hera now moves (twenty-third stage) the actual ap pearance of Achilles in battle, framed by the laments of Thetis that her son will
never return

home
and

alive.

Finally (twenty-fourth

stage)

we

have Zeus's

orders

to

both Achilles
of

Priam

and the attendant petitions and signs

for the ransoming

Hector's body.
It is
clear

that the

overall

design

of

have been

executed through a series of grand

Zeus involves and, in fact, could only deceptions. A good number of the

repeated statements above prove


and so on

empty

lies, false

promises,

rejected

offers,
short

statements whose collective consequences climax and glory.

in

Achilles'

life

and

long-lived fame

Repetition itself

emerges as emblematic of

the deceptive
of

character of

speech, for

imitation, including

the verbal imitation

only convince its witnesses of its facticity by the very mode of its re-presentation but also opens that ironic distance between imitator and imitated whereby misrepresentation and conscious deception may be put
repetition, may
not

These results, then, have a meaning for our interpretation Iliad's iterative style. The longer repeated passages, whose repetition

into

play.

of

the

seems

most routine and whose performance seems most routinized to

us,

serve

to set

their authors at
gest that

a remote are

distance. The

attendant possibilities

these

sleep but to

which we should

precisely the passages whose familiarity be most attentive and of which

for deception sug must not lull us to


we must

be

most

212

Interpretation
For this is
action
one of

suspicious. presents

the ways in

which a poetic tradition not

only

its

but

also

harbors its

originality.

The richness

of

the surprises

revealed continues

magnetically to

attract us and

fill

us with awe.

NOTES

1. The

shorter

collection of papers

formulae (half-lines, lines, etc.) by the late Milman Parry, The

are reviewed

in this

respect

in the

seminal

Making

(Oxford: Oxford
examined as

University Press, 1971), among other places. "typically'' (i.e., repeatedly) in the seminal study of Walter Arend, Die occurring typischen Scenen bei Homer (Berlin: Weidmann, 1933). The role of both formula and typical theme
in
epic

of Homeric Verse, ed. Adam Parry Whole scenes and their elements are

is

surveyed

by

Albert Lord in The Singer of Tales


of

(Cambridge, MA: Harvard University


Monro's text
used of

Press,

1960).

2. One hundred two in the 15,689 lines (Oxford: Oxford 113

Allen

and

the

Iliad, 3d

edition

University Press, 1920)


are supplied

which

has been
Greek

throughout and from which my


are transliterated.
edition

literal translations
other

here. Certain

key

words

(italicized)
of

An

repetitions of similar

lengths

are

found in the 12,111 lines

Monro's 2d

(Ox

ford: Oxford
Roman

University Press, 1917)


in Bekker's
oder editions of
alter

of the

Odyssey,
of

whose

books

are cited

here in lower-case

numerals

to distinguish them from those

the Iliad. An index to all repeated passages six


was compiled

feet

or greater

Iliad

and

Odyssey

by

Carl Eduard Schmidt in


Van-

Parallel-Homer derhoeck I
and

Index

homerischen Iteati in lexikalischer


the 1885
edition.

Anordnung (Gottingen:
and

Ruprecht, 1965), Dallas,


when

a reprint of

appreciate conversations on
of

this

paper with

Professors David Sweet


the College of

David Davies

of

the

University
Texas.

was associated with

St. Thomas More, Fort Worth,

3. I have included in this


match

collection

five

exceptions where exceptions

the two parallel passages would


=

exactly

save one

interpolated line. These

131-133, 135-139; III 330-332, 334-335 = XVI 703, 705-706; V 711, 713-714 XXI 418-420. 369-373; V 437-439 The distribution of the 102 collected parallels by line length is as follows: thirty-six
= =

include HI 330-332, 334-338 XIX 369-373; XVI 131-133, 135-136

XVI XTX

lines-

1;

twelve

lines-1;

eleven

lines-1;

eight

lines-6;
is
a

seven

lines-4;

six

25;

three

lines-45. In 97
one
are

cases of

the above, the repetition is a


"triplet"

lines-7; five lines-13; four lines(repeated once). Of the


"doublet"

remaining five cases, the four-line repeats XI 211-214


=

five-line

repeat

(II 11-15
=

II 28-32

"triplets"

(I 465-468

II 428-431 is

VTJ 317-320
=

and

EI 65-69); two V 494-497


=

of
=

VI 103-106);

one of the three-line repeats


"quadruplet"

"triplet"

(XI 799-801
=

XVI

41-

XVin 199-201) and one is a (VIII 172-174 XI 285-287 XV 485-487 XVII 183-185). 4. Some steps in an interpretative direction have recently been taken in Herbert Bannert's Formen der Wiederholens bei Homer: Beispiele fur eine Poetik des Epos (Vienna: Verlag des Oesterreichischen Akademie der Wissenschaften, 1988), as well as by Laura Slatkin (The Power of Thetis: Allusion and Interpretation in the Iliad [Berkeley: University of California Press, 1992] and
= =

43

Mabel

in Approaches to Homer, ed. Carl Mythology in the University of Texas Press, 1983], pp. 140-164. The comparisons of Bannert, following Arend, concentrate primarily on repeated scenes and actions; those of Slatkin and Lang figure mythological allusions. 5. There are four instances among the 41 messages where the same utterance is repeated by the same person or by two individuals on separate occasions (n 111-118 IX 18-25; III 139-141
and

Lang
and

("Reverberation

Iliad,"

Rubino

Cynthia Shelmerdine [Austin:

IX

instance where the same greeting is given by two different persons to the same person (XVm 384-386 XVHI 423-425). These five might best be characterized as proclamations or declarations rather than messages but have been included with the latter for the sake of simplicity of the presentation. The distinctions will become
and one
=

26-28; XTV 200-202, 205-207

XTV

301-306)

clear subsequently.

Design in the Iliad


6. I
note

213
the

that part of the

description
cattle

of

this sacrifice in the Iliad


=

is

repeated

in
=

describing
xii
=

disastrous

sacrifice of of

Helios'

in the

The description

feasting

is

also repeated
and

II Odyssey (I 459-461 in the Odyssey (I 467-469


all

422-424
=

359-361).
xvi 478-

II 430-432

480),

where

Eumaios, Telemachos,
may

the disguised Odysseus feast prior to their return to Ithaca. the more

7. The

personal note

remind

Achilles

directly

that Agamemnon's abstinence

from the
I,"

See Seth Benardete, "Achilles and Hector: the Homeric Hero. Part St. John's Review, 36, No. 2 (1985): 36. 8. As C. H. Whitman remarks, this is probably the most central issue of the Iliad,
maiden was admirable.
"
.

namely, the
status of

problem of

the individual

hero, isolated by his

own greatness and aspiration

to the

divinity,

versus

his

understanding"

maintain relevance and

University Press, 1982],


9. James [1958]:

p.

may (The Heroic Paradox, ed. Charles Segal. [Ithaca: Cornell 75). Wherever men aspire to be best, whether in battle, games or other
present.

need to remain a member of

humanity

so that

his

greatness

contests, the gods are manifestly

Armstrong

("The

Arming

Motif in the

Iliad,"

American Journal of Philology, 79

337-54) discusses the four arming scenes, in part, as follows: "Introduced in its simplest form in the arming of Paris, the formula is next expanded, thereby magnifying the arming of
Agamemnon
and at

the same time suggesting the tone of anxiety and discouragement pervading the to its basic

Achaean host. It
repeated and
mood. and

returns

form

with

Patroclus,

now with

the quasi-lulling effect of a

familiar

chorus

from

which

there is a carefully designed transition to a reversal of


armings."

The arming of Achilles is the climactic appearance of the formula. It derives its tone its meaning both from its context and from the inevitable association with previous 10. In the Odyssey Calypso gives the same greeting to Hermes, come to set Odysseus free:
you come to me,

"Why have
frequent
is to be
us

Hermes

with

the golden rod, you revered and

dear? You do
able to and

not

before.

Say

what you

have in

mind. v

My heart bids me wrap

it up

if I am
of

if it

up'-

wrapped

(XVUI 424-427
eleven

87-90). primarily to books EQ to VII


the

11. Stages three to


events which

here,

which relate

Iliad,

comprise

delay

the

main action of

the poem, centering on Achilles. Books in through VII

collectively

belong
and

unitary, cyclic structure and chronologically narrate events which seem to primarily to year one rather than year nine of the Trojan War (see C. H. Whitman, Homer the Heroic Tradition [Cambridge, MA: Harvard University Press, 1958], pp. 264-270; The
exhibit a

Heroic Paradox, p. 77). Dramatologically, however, these early books are not out of place where Homer has situated them. They thematize the motive of revenge (Helen) in the war; with the wounding of Ares (ninth stage, above) the principal motive for doing battle shifts to the winning of fame alone, and later back to revenge (Patroclos). See Seth Benardete, "The Aristeia of Diomedes
and

the Plot of the

Iliad,"

AGON, No. 2 (1968),

p.

38.
Signs,"

in The Philosophi C. S. Peirce, "Logic as Semiotic: The Theory of cal Writings of Peirce, Justus Buchler, ed. (London: Routledge and Kegan Paul, 1940; reprinted New York: Dover Publications, 1955), pp. 98-119. 12. In the
sense of

Griffin ("Homeric Words


used

13. See Susan Edmunds, Homeric Nepios (New York: Garland Publishing Co., 1990). Jasper Classical Quarterly, 106 [1986]: 36-57) finds the word and
Speakers,"

by

the poet himself to comment unfavorably on his characters and in the vocative
an unfavorable manner.
Words,"

by

the

characters themselves

referring to one another in 14. See J. A. K. Thomson, "Winged 15. See Bernard

Classical

Quarterly 30

(1936): 1-3.

Fenik,

Typical Battle Scenes in the Iliad: Studies in the Narrative Techniques

of Homeric Battle Description. Hermes. Zeitschrift fur klassische Philologie. Einzelschriften Heft 21 (Wiesbaden: Franz Steiner, 1968). XI 443-445: Sarpedon boasts to Tlepolemos: "But I say that here murder 16. V 652-654
=

and

black doom (ker)

will

be for

you from me on this

day,

and that you, subdued a

by my spear,
will

will

give me a triumph and will give

Hades,

renowned

for foals,
shouts

psyche."

Odysseus

later

make

this same boast to Socos. Both boasters

make good on

their promise.

17. V 530-532
will

XV 562-564. Agamemnon but of those fleeing,

the

same advice

to

his troops that Ajax


showing reverence,

later: "And let

you show reverence for one another

in fierce battle.

Of

men

more return safe


forth."

than are slain,

neither fame

(kleos)

nor valor

(alke)

is

roused

214

Interpretation
cases show

18. The first two

this pattern directly:


and

U 831-834
who

XI 329-332. Adrastos
and

Amphius

are

introduced

as

the twin sons of

Merops,

tried, unsuccessfully, to dissuade his sons from battle, because the keres of black death drove them on. This identification, first made in the catalog, is repeated verbatim just before they are killed by Diomedes in book XI.
knew divination

XHI 694-697 homicide is

XV 333-336. Medon's

identity as

the bastard son of

Oileus
slain

and an exile

for

given when we meet

him in book XIII

and repeated after

he is

by

Aeneas in book

XV.
In the third (nor do
we

case
of

the description is transferred from

a victim

to a second man who

is

not

killed

learn

his fate thereafter). XV 549-551. Teucer


slays

XIJJ 174-176
versatile ships

Imbrios,

who

lived in Pedaeum. "Yet

when the

like

son."

Danaans came, he went back to Troy and dwelt with Priam who esteemed him In book XV the same lines are said of Melanippos, an oxherd from Percote, whom
of the
=

Hector

chides and urges on.

19. IV 459-461

VI 9-11. Diomedes kills Acamas (book


and stuck the spear

VI) in

the same manner that


the ridge of
point

Antilochos killed Echepolos (the first death described in the Iliad): "Him he hit first in his helmet
with

its

bushy horsehair
=

in his forehead,
chariot

and the

bronze
and

traversed the

bone within, and darkness covered his VHI 122-125 VHI 314-317. Hector loses first

eyes."

one

driver

(Eniopeus)
of

later

another

(Archeptolemos) by Diomedes
grief

and

Teucer,

respectively.

The fall

the two

men and

Hector's

but

abandonment of
=

their bodies are described in identical terms.

XVI 412-414
stone,
and

XVI 578-580. Patroclos kills Euryalos

he falls

headlong
=

by cleaving his head in two with a in the dust. Later, in book XVI, Hector kills Epigeus in an identical
Aeneas'

description.
XVI 610-613
will

XVII 526-529. Meriones ducks


escape

and escapes

spear as

Automedon
a stone
at

later

and

identically
=

Hector's.
shouts and wields a stone at

V 302-304

XX 285-287. In book V Diomedes

Aeneas,

that two ordinary mortals could not lift. In book XX Aeneas will also shout and wield a stone

Achilles in the

same manner.
=

Vm 331-334

Xm 420-423. Antilochos bestrides


and

and protects with

his

shield

the

wounded

Alastor then bear the groaning man away to the ships. The same description is applied to Ajax's protection of Teucer, whom Mercisteus and Alastor also bear away to the ships in book XHI.

Hypensor,

and

Mercisteus

The Political

Philosophy

of

Aeschylus 's

Prometheus Bound:
Justice
as

Seen

by Prometheus, Zeus,

and

lo

Judith A. Swanson
Boston

University

Although the

view that

Aeschylus is

a retrograde religious playwright

has

largely
his
plored.

been One

put

to rest to the

contribution of

by arguments that he is a progressive philosophic poet, history of political philosophy has not been fully ex
exploration.1

the purposes of this article is to advance that


a poet of

Arguments that Aeschylus is


rational

ideas generally

contend

that he is a

humanist,
with

optimistic about the power of reason

to improve human life.

Compared
"the
most

Sophocles

optimistic"

rationality"

the cult of
etry,"

and Euripides he is, according to Walter Kaufmann, (p. 193), and Leon Golden calls Aeschylus "a priest of (p. 12). Like Plato's more critical "philosophical po

Acschylus's philosophical poetry aims, therefore, not merely to enter but to educate. Contrary to Hugh Lloyd-Jones's view that Aeschylus's tain, purpose is "not educative but and beyond E. E. Sikes and J. B.
dramatic,"

Wynne Willson's

opinion

that

Aeschylus

was

"a

teacher"

great religious

in his

time, Werner Jaeger, E. R. Dodds, Harold Chemiss, Leon Golden, and others, argue that Aeschylus's thought in particular and ancient Greek literature in
general

have universal, humanistic

relevance.

The

discovery

of

"the

essential
which

humanistic significance, universal in application, of that should be the ultimate goal of scholars, is made possible by "an

literature,"

essential conti

nuity of human experience from the Classical world to our Aeschylus's play Prometheus Bound is an example of literature from the Classical world that has humanistic significance because it raises universal hu
own."2

man questions. god who

By dramatizing
punished

the

ancient

Greek

myth of

Prometheus,

about a

is severely

by

the chief god


and

divine

privileges of

intelligence, fire,
the play

for giving the human race the the arts, Prometheus Bound questions
to
it.3

the nature of the divine


pological

world and man's relation signifies

The theological-anthro
content, inasmuch as

setting
or

of

its

philosophical nature of

theology
mate

metaphysics,

inquiry

into the

the

divine,

or of

the

ulti

cause, is the fullest


and

extension of

philosophy,

inquiry

into the

nature of

things

their

causes.4

Testimony
it.5

to the

philosophic content of

this theologi
and

cal-anthropological

drama is its

attraction

for

philosophers:

Plato, Marx,

Nietzsche, for example, discuss

interpretation, Winter

1994-95, Vol. 22, No. 2

216

Interpretation
philosophic content of political

While the
edged and
political

Prometheus Bound has been


and not

well acknowl

discussed, its

content,

particularly its philosophically


or perhaps even
relation of

content, have

not.

The drama is

only
the

about man's relation to each cerns

the

divine, but

about

primarily human beings to

other,

or

human community;
out

one of

the play's universal messages con

the ethical
of

requirements of government.

The

nature of

justice

the gods, turns

to be only one of three

kinds,

justice presented; the

question of man's relation

to the

divinity, or the dimensions, of divine becomes, as the


or

play develops, the question of the extent to which human beings should heed or While the essen incorporate that relation into their relations with each
other.6

tially political character of Aeschylus's poetry has been acknowledged since Aristotle, scholars have not explored the substance of that character as much as dimensions.7 In a survey of secondary literature on they have explored its other Aeschylus published during the years 1947-54, Alexander G. McKay con
had been done that is anthropological, moral, religious, psychological, statistical, technical, historical, poetic, and of the "new genre, "there is still need for closer scrutiny of the plays with refer
cluded

that although

much work

criticism"

ence

to

choral

behavior

and political
Thinker,"

"Aeschylus
...

as a

Political

footnote to his 1952 article, Franz Stoessl writes: "A complete inquiry
In
a
Aeschylus'

allegory."

plays, but into only into one or another political allusion in the way he puts political problems and tries to solve them in a general and
not philosophical

manner,

has,

so

far

as

1). Another survey by McKay of 1955-64 does not even include, as does his
on the

I know, not yet been Aeschylean scholarship


previous

made"

(p. 115

note

published

during

1947-54 survey,
and

a section

"political in the

thought"

of
sixties of

Aeschylus (p. 79; Stoessl). With the

increasing
fifties,
have
that
pro

acceptance

the view,

launched in the forties


note

Aeschylus is duced

a rational

humanist (see

2),

the last

thirty

years

considerable work on the political content of


on

the effort has been spent less

Aeschylus's work, though Prometheus Bound than on the other, more


and

overtly political,
on

plays

the

Suppliants, Seven Against Thebes,


interpretations
of

especially
are

the

Oresteia.'

Furthermore,
historical

most of

the political

Prometheus Bound figure

rather or more

than

they

are philosophical.

Such

political-historical or

interpretations hold that


active

each character represents a political which

party

during
own

the

age

in

Aeschylus lived,

and

that their interrelations

symbolize

from his
after

of that age. Presupposing that Aeschylus drew immediate experience, such treatments argue, for example, that spending time in Syracuse under Hiero's mle, he modeled Zeus after him,

the political dynamics

characterizing that ruling god as tyrannical. who supports Zeus is understood to be

Accordingly,
a

the character Oceanos


of

typical courtier

Hiero's,

and

Hermes, Hippias,

messenger of

Zeus,

a spy.

Yet
on

such

interpretations
on

also suggest that

Aeschylus based bis


and/or

portrait of

Zeus

the statesmen

Pericles, Peisistratus,
oligarch or Alex-

Xerxes; his

portrait of

Oceanos

Cimon the

Aeschylus's Political
ander

Philosophy

217

I;

and

Prometheus

Zeus

represents

on Protagoras Another interpretation puts forth that Cimon the oligarch; Prometheus, Themistocles the democrat;

and their gods

struggle, the

fifth-century

B.C.

political climate.

Stasis

amongst

the

in Prometheus Bound is thought to depict the Athenian


and so on.

revolution of 463-

61 B.C.,

The

results of efforts to match or connect art

to historical
case of

reality highly Prometheus Bound, those efforts


are apt more

to be

speculative, however. Furthermore, in the


are made more

difficult,

and

the connections

speculative,

by

the uncertainty about its years of production and date of


of

publication, to say nothing

the uncertainty about the


of

play's

authorship.9

The few

political

interpretations

Prometheus Bound that

are philosophical

fall into two categories, those that derive theoretical, universally valid infer ences from possible connections between the drama and the historical political
situation,
phy.10

and

those that
on

refrain

from suggesting
on

such connections

virtually

alto

gether and

focus

the text to ascertain

universal

insights

or a political philoso

The

method adopted

here focuses

the text of Prometheus


when

Bound,

making
tion.11

reference

to general historical developments only

the meaning of

the text suggests such a connection,

plausibly

bolstering
trying

the textual interpreta

Although this study

shares the goal of

to ascertain Aeschylus's
as will

philosophical or universal political

views, it does not,

be

noted

through

out, share all of the conclusions of existing tions. For example,


presented
some of

political-philosophical

interpreta

them argue that the central political problem


power and

in Prometheus Bound is that between


rather

intelligence
justice.12

or

knowledge,

than

The broad

aim of

this study

between competing forms or dimensions of of Prometheus Bound to ascertain its "political


mean

philosophy"

is understood, then, to

the

discovery

of

the universally

applicable ethical requirements of government

it

recommends.

INTERPRETATIONS OF PROMETHEUS, ZEUS, AND 10


IN THE LITERATURE

In ascertaining the meaning


conclusions about the about which what other

of

Prometheus

Bound,
the

scholars come

to various

significance of each of

personae.

Their

conclusions

the dominant persona,

Prometheus,

answer

the three main questions to

his circumstances, enchainment to a boulder by Zeus, give rise: (1) To extent is Prometheus guilty? (2) Of what, if anything, is he guilty? or, in
words, What sin, if any, does he over,
are
or submit
represent? and

(3)

Does he ultimately

prevail

to, Zeus, his


scholars

punisher?

There

interpretations that
not

argue

that Prometheus is guilty, and those that


about

argue that
wants

he is

guilty; to

disagree

how Aeschylus judges,


of

and

his

audience which

judge, Prometheus. The


not

most accepted view

Pro

metheus,

supports

mirability, is

put

adonly his innocence but his goodness and forth in its most developed form in Eric Havelock's The

218

Interpretation

Crucifixion of Intellectual Man. According to Havelock, and also to Jaeger and many others, Prometheus represents scientific intelligence and civilization. Aeschylus transforms the
"into the figure
of mythical

figure

of

the Fire-Stealer and

Fire-Giver

the great

inventor

and teacher and a

thinker"; Prometheus the

Thus, although searching he demonstrated compassion in giving the arts to man, the suffering Pro metheus himself deserves compassion. He is mankind's intellectual hero: his
no

huntsman "is

thief or

deceiver, but

intelligence."

struggle with

Zeus

represents

the

perpetual conflict

between

power and creative order

intelligence,
shared
mired

between brute

strength and genius.

Jaeger believes that "In

to make Prometheus impart his enthusiasm to us as he

does,

the poet must


and

have
ad

in these

lofty

aspirations

[to

progress and
genius."13

civilization]

himself

the greatness

Prometheus'

of

In this view, the greatness of Prometheus 's intellect is inseparable from its intractability. Prometheus is at once the eternal victim and the hero because he

does

not succumb

to Zeus. Some accounts confirm his triumph

the play foreshadows his liberation

by
as

by arguing that Zeus. In any case, according to this


the champion and giver of reason to

view, Aeschylus

presents

Prometheus
grateful.

whom mankind should

be

But there
who argue

are

that

those, such as Sikes and Willson and P. A. Vander Waerdt, Aeschylus does not present Prometheus in a favorable way.

Aeschylus

that Prometheus is guilty of much: (1) of theft from the gods, (2) of pride, willfullness, or arrogance (hybris), and (3) of trying to make man immortal, ah of which his rationality assists and encourages. The severe and indefinite, if not eternal, punishment he suffers is meant to suggest the con sequences of radical impiety, the source of which is lack of moderation (soph
shows

rosune)

or overconfidence

in the

power of

intelligence

or cleverness.

Aeschylus

is championing

not science and

civilization, but

moral character and religious

orthodoxy; the play

promotes conservative rather


now

than progressive ideals. In

less popular, interpretation, if Prometheus pre vails or is liberated, then it is because he sees the error of his ways and changes, and Zeus is A third, less common, interpretation, advanced by Gilbert Murray and An C. for identifies Prometheus 's chief Yu, trait as neither intel example, thony

this,

once

conventional,

merciful.14

lectuality

nor

willfullness, but compassion


real

or pity.

Prometheus is
or

the first phi

lanthropist. He is the first


gave mankind

Friend

the arts

of survival and

both practicing compassion and ence), Prometheus teaches compassion. Barbara Hughes Fowler points out that Prometheus 's greatest gift to mankind is not reason per se but the art of

by

simply mainly because he but because he suffered for us; progress, eliciting it from human beings (the audi
of

Man,

not

healing

(see especially how to wound,

174). Zeus, this third interpretation suggests, knows only not heal; Prometheus's inordinate suffering at the will of Zeus reveals the defect of divine justice. According to Yu, "no moral justification can be found for the treatment of Prometheus, because that punishment is a
p.

Aeschylus's Political
payment of evil
metheus moral

Philosophy

219

for

good"

to

be the immoral
of

or

(p. 34). Aeschylus, then, judges Zeus not Pro guilty party and holds out the promise of the
own
suffering.15

transformation

God through His

Although the text,


compassion or

as will

pity

more than

be shown, indicates that Prometheus represents he does intellectuality or pride, and that his
the defect of Zeus's

compassionate nature

highlights

justice, Zeus's

understand

ing

as well as the character Io's understanding of justice, Prometheus's sensibility to be excessive. The chief immoderation char acterizing Prometheus is not rationality or arrogance but, it will be shown, too of
shows much
pity.16

justice, in turn,

If Prometheus has

a character

flaw,

then Zeus's

punishment of

justified. The
not

question of

Zeus's justness is

complicated

by

the

him may be fact that he is

actually

a character

hearsay,
plays. and

and

in the play; everything the audience leams about him is the portrait painted differs from his portraits in Aeschylus's other
as

The Suppliant Maidens, for example, presents Zeus the protector of mankind; the Oresteia presents him at
morally
neutral and an

just,

merciful,
"saviour"

once as

and a

"accomplisher"; but Prometheus Bound


mankind.17

portrays

him

as

tyrannical

enemy to

Scholars have

offered three main theories to account

for Aeschylus's differ


pp.

ing

portraits of and

Zeus.

According

to Lloyd-Jones

(especially

64-67), J. D.

Denys Page (pp. xii-xvi) for example, Zeus simply exercises arbitrary power; he appears contradictory because, subject to no law or stan dards of justice, he may or may not uphold law or justice as he pleases. The

Denniston,

existence and power of

Zeus,

unlike

the existence and power of the Judaic-

Christian God, do

(especially
Hesiodic
and also

pp.

ultimately benefit man. According to Sikes and Willson xxiv-xxvii), J. A. K. Thomson, and Eirik Vandvik, for exam
not stem

ple, Aeschylus's Zeus is


and

but

not

arbitrary;

modeled on

the

traditional,
the guilty

Homeric,

portraits of

Zeus,
will

Aeschylus's Zeus

punishes

and rewards the

innocent. Zeus's

is thus

immediately

morally beneficial

ultimately good for man, in that under it he will meet a higher destiny. A third, large camp of commentators, including O. J. Todd, Gilbert Murray (especially pp. 80-110), Havelock (pp. 89-109), Finley (pp. 220-33), Dodds (pp. 28-63), A. D. Fitton-Brown,
and

Yu is

(especially
evident

pp.

31-42)

argue

that

Aeschylus depicts Zeus's


and

evolution

from tyrannical

just. Some

argue

that Zeus's

evolution

arbitrary to merciful in the Prometheus trilogy:


and

Prometheus Bound foreshadows


to release Prometheus in The

the moral transformation that motivates

Zeus
that

Unbinding

of Prometheus,

a transformation
although

human beings

celebrate

in Prometheus
on

the

Fire-Bearer,

the

theory is
extant.18

admittedly conjectural in While the evidence may be


the
second

that only fragments of the last two plays are

the side of the evolutionists, it also supports


not arbitrary.

view, that Zeus's mle is

In

other

words,

although

Prometheus Bound may foreshadow a future moral transformation in Zeus, it does not present him as immoral and unfathomable, a wholly primitive god. If,

220

Interpretation
changes

then, he
works

later in the Prometheus trilogy


this

or

in Aeschylus's is

other

a question

inquiry
out

will not pursue

that

change

not as radical as

the evolutionists make it

to be.
arise over

Other interpretive difficulties


who visits play?

the character

lo,
is

the mortal woman

Prometheus. To
studies of

what extent and

in

what ways

she

important to the

Few

Prometheus Bound

maintain

that lo is central to the play


studies
give

or a conveyer of

Aeschylus's

messages.19

Prometheus
attention

generally

give

some attention to no

lo, but

nowhere near works

the

they

to

Zeus,

who

has

lines to

analyze.

Both

that

figure lo centrally
main

and

those that do not

present one or a combination of


metheus

four

theories about her purpose

in Pro

Bound. The first is that her

punishment

by

Zeus

she was exiled

from

her home for refusing to submit to Zeus's lust further illustrates his tyranny and helps vindicate Prometheus. Second, her desire to know about her future from Prometheus
powers and
represents

provides

the opportunity for him to

show off

his

prophetic

knowledge, giving testimony


a

to the view that he champions and

the intellect. Since Prometheus predicts that a third

descendant
to

of

Io's

will

liberate him,
events eousness of
approach to

to come in the

theory trilogy

argues that and

her dramatic function is to foreshadow

her

philosophic popular

function,

reveal

the right

Prometheus. A
the
problem of

fourth, less
lo,

theory

takes

a psychoanalytic relation

arguing, for example, that her

to the

father focus

who was compelled on what

to exile her is oedipal. All


and what will
with

four

of

these theories
not on
all

has happened to lo

happen through her,


enhance

who she

is, in

the present, in her encounter


maintain

Prometheus.

Furthermore,

but the last theory


all of

that Io's
not

function is to
convey the

Prometheus. While lo.

these are plausible,

they do

substantive significance of

None of the theories explaining the purpose of lo gives her philosophically political weight independent of Prometheus The main purpose of this essay is to show that Aeschylus in fact endows lo with as much philosophically political
.

significance as

he does Prometheus

and

Zeus.20

of

In sum, my contention is that the text as it unfolds reveals that the chief trait Prometheus is pity, that the mle of Zeus does represent a higher destiny for
and

man,

that the figure

of

lo,

together

with

the figures

of

Prometheus
wants

and

Zeus,
lo,

conveys a universal message about

justice that Aeschylus


taken
alone.

his

audi and

ence to

heed. That

message conjoins

the perspectives of
when

Prometheus, Zeus,

which are shown

to be

deficient

THE OPENING SCENE

In the opening

scene of

Violence,
a

oversee

Hephaestus,
explains

Prometheus Bound, two servants of Zeus, Might and the god of fire and crafts, nailing Prometheus to
that Zeus has charged
god

boulder.21

Might

Hephaestus

with

the task

of

nailing Prometheus because he is the

from

whom

Prometheus

stole a spark

Aeschylus's Political
to give to mankind. The comment does
assign not explain

Philosophy
motive:

221

Zeus's

Does Zeus

keep

good guard over

Hephaestus the task because he wants to punish him, too, for failing to fire? Or to toughen Hephaestus? Or because Zeus be
victims execute

lieves that

anticipates or

justice best, because most passionately? If Zeus hopes that Hephaestus will execute the task with vengeance, then

the silence of the servant Violence in this scene is


supposed

justified;

Hephaestus is

to express violence. At the same time, Zeus may have sent Violence

to

remind

Hephaestus

of

the nature of his task,

fearing

that Hephaestus 's broth


will under

erly love for Prometheus


mine

they

are

both Titan

or old-order gods

the

passionate execution of

the deed. Aeschylus

does

not

here

provide sov

insight into the ereignty


of

motivations or mind of
not

Zeus. Perhaps he believes that the


In

Zeus is

to be

understood.

fact,

the

question of

the extent of
as

the god's

knowability

is

"hook."

a philosophical/theological

Although,

Mark

Griffith

points

theological

discussion"

out, Zeus in Prometheus Bound is "not an object of abstract (p. 251) he is, as R. P. Winnington-Ingram observes,
solved"

"a mystery to be investigated himself a problem to be (pp. 183 84. Snell remarks that in Aeschylus, "man begins to ponder the mystery of the divine," p. 109).
. . .

The
ment

audience

leams from Might that the


disposition"

purpose of
and

Prometheus's

punish

is

rehabilitative:

to teach him "to endure

and quit

his man-loving

like the sovereignty of Zeus (10-11). Raised now is the political/theo


indifference to
"philanthropos"

logical
world.

question of whether

love

of god necessitates

man or

this

Furthermore, Aeschylus
"human-lover"

"man-lover"

or

sonality

or ethical

meaning describe Prometheus, as if to identify a per type in preparation for its critical examination. Immediately
to
"philanthropy"

coins

the

word

not toward his divine noteworthy is that Prometheus directs his equals but toward radically inferior beings, suggesting that he is motivated by The sight of Prometheus being nailed to a rock at the command of Zeus
pity.22

If god does not condone the expression of pity toward human beings? Equally, though, the audience is compelled to mankind, question the justice of Zeus; How just can god be if he punishes greater beings
thus raises the
question:

should

for

helping

lesser

ones?

If there is divine

justice, it

appears

to be harsh

and

tough.

After Might speaks, Hephaestus observes that "the command of Zeus has its perfect in Might and Violence (12-13). The remark heightens the
fulfilment"

Zeus: Is force Zeus's objective, or the means that perfects, in the sense of realizes, his objective? To use Aristotelian terminology, Is force only the efficient cause, or the first cause and end, of divine mle? Hephaestus ex

mystery

of

plains to of

Prometheus that he (29). Might


all"

suffers

because he did

not

fear the
god

anger

(cholos)
gods

the

gods

concurs

that Prometheus

is the

"whom the

hate

most of pleases

and reminds

Hephaestus that Zeus Zeus is


free"

can express that

hate in any

way he

because

"only

(37, 50).

Throughout the play, the


times that Prometheus is

personae,

including

Prometheus

himself,

repeat nine

222

Interpretation

the enemy of the gods

(67-68, 119, 159, 864, 920-22, 973, 975, 978, 1042).


punishment and

The
thus

explanation

for Prometheus's
passion.

the

essence of

Zeus's

mle

seems

to be

On the

other

hand,
. .

the opening scene provides other

clues

to the essence or

objective of

divine
.

mle.

"you,
which

god,

gave

Speaking in disbelief to Prometheus, Hephaestus says, honors to mortals beyond what was just \pera
Might
grasps and

dikes]"

(29-30). The
his

otherwise mindless

defends the

principle

by

master governs and

pitying

remark about see

he himself benefits. Responding to Hephaestus 's Might Prometheus, "You see a sight that hurts the
eye," epaxion]"

retorts, "I

dently
thy
of

(69-70). Zeus evi getting his deserts [ton rules according to the principle of desert. Judging human beings unwor divine privileges, he is punishing Prometheus for giving them to man.
this
rascal

(Might's

acute

jealousy

of

divine privileges,

expressed

in his

anger

toward

Prometheus

Hephaestus for pitying Prometheus, may be due to his awareness that only his immortality separates him from mankind [36-38, 8287]. Lest Hephaestus question his worthiness, the insecure Might, before exit
and toward

ing,

points out

that Prometheus's alleged

cannot extricate

him from his


to be

predicament.

forethought [the meaning of his name] Might is worth something.)


to use

What Zeus

appears

passionate about and

the principle of desert. Like Hesiod's and Homer's


presents

Zeus,

force to effect, then, is the Zeus Aeschylus

is angry and harsh, and in these respects primitive and anthropo morphic, but his mle is not arbitrary. Nor, therefore, is it mysterious, at least not entirely. The principle of desert is comprehensible. Contrary to Irwin, the
Zeus
of

Prometheus is

not

like the God

of

Job. (I

suggest as
.
.

later that Zeus's

justice

might

be partially

obscure

to man.)

Possibly,

Benjamin Farrington
.

speculates,

"[Aeschylus's]

purpose

in the Prometheia
would not

was to offer

to the the

Athenian Ionian

public a conception of

Zeus that

be incompatible
observes

with

enlightenment"

(p. 70).
a

Anthony
p.

J. Podlecki

that Aeschylus
science and

thereby
religion

prepared

the way for

new, democratic

synthesis

between

(Political Background,
to suggest

may

want

114). More to the point, perhaps, Aeschylus that the intelligibility of divine justice indicates its rele
as

vance or salutariness purpose climate


and
. . .

to political mle. In sum,


contemporaries out of

Dodds explains, Aeschylus's


religious

is to lead his

the dark and oppressive

by casting doubt on its reality through intellectual moral argument, but by showing it to be capable of a higher interpretation transformed into the new world of rational justice" (p. 40. See also
.

"not like Euripides

Jaeger, Paideia,
selves

pp.

338-39

on

the historical moral and that human


of the

intellectual

climate.).

Prometheus's implicit
worthy
of
skepticism of

prediction or trust
and

beings
gods,

will prove

them

divine gifts,

thus

friends

contrasts with the

Zeus, who cares more for justice 27). Aeschylus, like Plato but in contrast to the
makes clear
god.23

than for

friendship
hope for
mle

(cf.
of

226-

author of

the Gospel

Mat

thew,
with

that the human race should not hold out


passions are not soft

friendship
an

Zeus's

but hardened

by

their alliance with

unbending

mind that enables

him to

resist appeals and

thus to

according to

Aeschylus's Political
the principle of

Philosophy

223

Prometheus
shall

mercy and compromise. As Hephaestus informs him: shackling "Many a groan and many a lamentation you but utter, they shall not serve you. For the mind (phrenes) of Zeus is hard
without
while
mler

desert,

to soften with prayer and every

is harsh

whose mle

is

new"

(33-35,

cf.

1 60-68).
time.

This is the first


or

speculation

that Zeus might

"evolve"

mellow or

with

After this hint


perennial and

hope that divine

mle might

mellow, Aeschylus

poses

the

dilemma, familiar

to the Greeks through myths, between

kin, loyalty familarity with Prometheus hold him back from


Hephaestus's dilemma
to Prometheus
appears of

to the gods and state. Hephaestus claims that


the

loyalty to kinship and


feel

job

at

hand (39). Yet

to be more complicated; he seems to their


"blood"

less because

ties

their

divine Titan

loyalty kinship
must

than because of their

"philosophical"

ties

their shared view that


p.

justice

be

rooted

in

compassion

(see

also

Hogan,
vain?"

277).

When Might

asks

Hephaestus, "Why
always

are you

pitying in
of

pitiless,

always

full

ruthlessness"

Hephaestus responds, "You are (36, 42). Later Hephaestus alludes


save

to his shared philosophy

with

Prometheus: "No one,

Prometheus,

can

that is, only Prometheus can justifiably judge him a justly [endikos] blame hypocrite (63). When Hephaestus declares to Prometheus that he groans for his

me,"

enemies of

groaning for the be day may pitying (66-68). Through Hephaestus, then, Aeschylus may hold out the hope or pro mise that Zeus will mellow by incorporating pity in his rale, lessening the
sufferings, Might

barks, "Are
a

you

pitying
some

again?

Are

you

Zeus? Have

care, lest

yourself'

you

conflict

between

loyalty

to

kin,

and

loyalty

to gods and the

state.

THE APPEARANCE OF THE CHORUS

Appearing
nymphs, the

shortly

after

Hephaestus
upon

and

Might leave is the

chorus of ocean

seeing Prometheus, announce themselves as friends and feel both frightened and sad (126-29, 144-48). Expressing conflict between loyalty to Zeus and pity for Prometheus, their speech weaves lamenta tion with chastisement. Although they go on to scold Prometheus, as if Zeus
who,
were

Oceanids,

shortcomings.

in the right, they note Zeus's nature and mle, The new customs (neochmois nomois)

as

if to

acknowledge

his

by

which

Zeus

rules are

not yet established who

(athetos),
mind

feels

no sorrow over

Zeus is the only one, the Oceanids claim, Prometheus's pain; he "malignantly always cher
and

ishes"

his unbending
159-66).25

(nous),

which

is passionately determined to he
claims

mle

(149-50,
need

The Oceanids first

scold

Prometheus
that

after

that someday Zeus will

him,

to foretell the

events

conspire

to depose Zeus (168-88). Pro


reciprocal or equal

metheus almost
of needs:

declares here that justice is the

fulfillment
needs

he

will not tell

Zeus

what

is fated

until

Zeus fulfills his


The Oceanids

by

freeing

him

and

compensating him for his

suffering.

are shocked

224

Interpretation
challenge

by
a

Prometheus's
will

to divine authority. He
will soften

acknowledges as

that Zeus
said

has

firm

but

assures

them that he

it,

apparently,
to

he

earlier,

suggesting Zeus's vulnerability: join in amity and union with me

by

"hastily he'll come one day he shall


justice.

meet

come"

my haste, to (189-95). Pro

metheus seems convinced that confrontation with one's own possible neediness compels one

to see the true

nature of

After asking Prometheus to tell, and hearing, his side of the story, the Oceanids again express sympathy with his suffering, and he acknowledges their

friendship

(196-248). Although ih&


prefaces

chorus asks with

predicament, Prometheus

it

the

only for the story behind his history of his relationship with

Zeus, explaining that,


joined Zeus's
rather

when

the Olympians challenged the to no avail to


mother persuade

Titans, Prometheus
use guile

side after

trying
far

the Titans to

than

force, because his


even goes so

had

prophesied that guile would win.


of

Prometheus
were

as

to point out the ingratitode

Zeus: "These

the

services

rendered

to this tyrant and these pains the payment he has


relates

given me

in

requital."

He then

Zeus's intention to

destroy

mankind and

his apportioning powers only to the gods. Won over, at least momentarily, the Oceanids express their pity. Prometheus sighs, "to my friends the sight is Pity thus seems to be the defining sentiment of both justice and
"Yes,"
pitiable."

friendship, according to Prometheus. Indeed, much as friends give each


sowed

other consolation or

hope, Prometheus
of

"blind

hopes"

in human beings.

Blinding
the

man

to the nature
a

death is
to man,

the ultimate

expression of pity.

Calling

gift of

hope

"great

help"

the Oceanids may, like tension


of

Prometheus, pity do, then they recognize that a notion of justice based on pity is at odds with divine justice, for, after hearing Prometheus declare that he pitied human beings more than himself, they ask, "Did you not perhaps
regard such extreme as a part or ex

justice, ff they

transgress yes, he

even somewhat

beyond this

offense?"

to which Prometheus says,

audience would
after all

man (240-53). In other words, he gave as the Greek have known from myth, the only thing left in Pandora's jar the evils had escaped into the world (noted, with reference to Hesiod's

gave

hope to

Works

and

Days

96, by Rose,

p.

262,

and

by Hogan,
not

p.

284). The giving

of

hope

to man suggests that

Prometheus does
solve man's

have

complete confidence

in

the power of

intelligence to

woes,

and that

his pity for

man over

rides that

confidence.

Yet Prometheus does not subsequently, as Michael Gagarin (p. 134) and Richmond Lattimore (p. 53) argue, admit the failure of his own intelligence when he stole in order to help mankind. Nor does the choms, as H. J. Rose from passing moral judgment and only tell Prometheus imprudent. Aeschylus poses in the next lines, through the exchange between Prometheus and the choms, not only the moral conflict between divine jus
argues

(p.

263),

refrain

that he was

tice

and

the

(Promethean)
regard

intelligent to

for human progress, but the question divine justice as opposed to human progress
wish of

of whether

it is

or well-being. choms

Pursuing

the theme

the extent

of

Prometheus's transgression, the

Aeschylus's Political
tells him in effect

Philosophy
as to give

225
them

that,

since

he
of

pitied

human beings
relieved

so

far

hope, he himself has

no

hope

being

by

Zeus from his

suffering:

"What hope is there? Do

wrong 60). The choms also denounces Prometheus later, when it is once again alone with him after Oceanos leaves, perhaps exhibiting its own justice or pity in chastising Prometheus
Oceanids'

you not see

/ that

[hamartia]?'

you were

(259-

when

no

one

else

is

seeming
right, making the
response

self-righteousness raises
reader undecided about

around. At the same time, the doubts that they are in the moral Prometheus and eager to hear his

to the accusation of wrongdoing.

He

replies:
man

"I knew

when

I transgressed
on

[hamartia]

nor will

deny

it. / In
out,

helping

I brought my troubles
or
eyes"

me"

(266-67). As Rose

points

Prometheus scornfully with open "I


'erred'

sarcastically quotes the choms 's language, as if to say (p. 263). In other words, Prometheus believes that
"erred"

his

actions were

perspective of

morally right; he divine authority. As Sikes

from confessing himself in the laws of conventional


conceptual and

wrong."

only from the and Willson note, "Prometheus is far He "admits having transgressed the
or

"acted

mistakenly"

orthodoxy,"

which

he believes

are unjust
and

(p. 84). The

linguistic distinction between law

(nomos)

justice

(dike)

that the ancient Greeks made allows Prometheus to believe that he is morally

right

and

thus to

admit

meant either positive manmade

his transgression. In the fifth century B.C., nomos law, or divine or religious law (see Ostwald,
pp. of

Sovereignty,
scene when

pp.

84-136, especially

87, 91, 110, 133). Prometheus


divine law. Both before
and after

can

thus raise the question of the justness

this

Prometheus indicates his belief that malice, not justice, motivates Zeus, he calls Zeus's bondage of him spiteful or shameful (aeike) (97, 525). In
under

the scene

consideration, Prometheus complains, just


the severity
of

after

admitting his
not think

transgression,
with such

about

his

punishment:

"but

yet

I did

that

tortures / 1 should be
malice motivates

cliffs,"

wasted on

his belief that

anticipate the costs of


of

correctly his actions, then might he also not misperceive the nature Zeus? Far from portraying Prometheus as a master of forethought or intel
raises

these airy which Zeus (268-70). If Prometheus did

accords with not

lect, Aeschylus

doubts
makes

about

bis judgment.
in
which each

In sum, Aeschylus

his

audience witness an exchange

party believes it has

right on

its side,
right.

indicating
The

that both

suggesting that

neither

is in the

choms and

be right, and Prometheus may both be


cannot

wrong because, in taking sides the they believe that divine and human may
not

one

with, the

other against

divine

order

order are

two opposed sides. Zeus's mle

be contrary to justice

and

the interests of human beings.

THE VISITOR OCEANOS AND THE CHORUS

The father

next

scene, between Prometheus

and

Oceanos,
myth

moves the philosophical

content of

the play in

the direction of theological

conservatism.

Oceanos, both

of the

Oceanids and, according to Greek

but

not reported

by

Aes-

226

Interpretation
grandfather of

chylus,
to

Prometheus,
than

appears, like

members of older

generations,

be

more conservative

his

grandson and even

his

Zeus-fearing daughters.

Unlike his daughters, he is respect for Zeus. He does


metheus and metheus

not

torn between his love for Prometheus and his


a

not see

conflict

between his devotion to Pro

his

obedience

to divine authority, apparently because he sees Pro


who

less

as an

individual

philosophy

of

justice than

as a

is challenging divine authority with a new descendant and thus part of the divine world.
to divine authority as is loyalty to has apparently come to terms with the line. He advises Prometheus to recognize the

Loyalty
recent

to Prometheus is as
a

much

loyalty

Zeus. Oceanos is

integration

of

"family his family

man,"

who

new order and


ways"

himself

as a part of

it: "Know

yourself and reform your ways

to

new

(309-10).
even offers to appeal to

Oceanos

Zeus to free Prometheus.


me."

Rejecting

this

help, evidently because Oceanos respects Zeus's authority, Prometheus snaps, "Now let me be, and have no care for Prometheus, the no no does not include wants false care that caregiver, care, sympathy for his beliefs. In other words, he does not want to be loved as a Titan or grandson, out
counsel and offer of of

lieves that his

familial obligation, but for his convictions. This younger-generation Titan be grandfather does not care what he thinks, and so does not care about
same

justice. At the

in his anger, keep himself from caring and says, "take care lest coming here to me should hurt (332-36). softened his offer to go to Zeus, Pro Apparently by repeating

time, he

cannot,

even

you"

Oceanos'

metheus

thanks him for his

loyalty

and answers conflict and

that, for

Oceanos'

own and own

good,

he

should not get

involved in the

between him

Zeus (337-98).

Advertising his
metheus says

compassionate
would

nature,

his belief in his

innocence, Pro

that he

became

"unlucky"

be bogged down in pity and heartache if Oceanos too. Although Oceanos says that he is undeterred by the

risk, he gives up trying to persuade Prometheus to let him ask Zeus for mercy when Prometheus assures him that that would only make Zeus angry at Oceanos. Oceanos is perhaps then induced to leave by what induced him to
prospect of

come, namely,

respect

for "him that

now sits on

the throne

power,"

of

for

divine justice (299).

Following
the

Oceanos'

departure is the
that Zeus mles

second of three private exchanges

be

tween the choms and Prometheus. Although the choms 's first strophe
earlier observation
with

repeats

it does not, as 149-50). The

his own, new laws (idiois nomois), David Grene's translation states, call Zeus a "tyrant" (403-6, cf.

seem using any form of the word careful not to impugn Zeus's justice but rather lament the consequences of Prometheus's violation of it. As Everard Flintoff comments, "at no point do

Oceanids,

not

"tyrannical,"

they

even

vaguely

suggest

that there is anything

illegal,

or even

unjust,

about

Zeus'

possession of or exploitation of power.

Zeus is

all-powerful and ever use

deserves

respect
or

If anything, the reverse. To them just because of this. At no point


...

do they

the words turannos

turannis."76

Aeschylus's Political

Philosophy

227

In the remaining five stanzas before Prometheus responds, the choms as sures him that the whole world the people of Asia, Colchis, Scythia, Arabia,
and even

the sea, rivers, and Hades

to

man.

Perhaps Aeschylus

omits

laments his suffering and the honor lost the Greeks from the list because he hopes

through Prometheus Bound to encourage them to

deliberate, independently
an excessive

of

the world, the


pitier

ethics of

pitying
next

an excessive

(Hogan

notes the absence of

pitier, especially Greeks from the list, p. 288).


as

self-

Indeed, Prometheus's
world, begins
myself

speech,

if to

exploit the

pity

of

the whole
see

with an expression of

insulted he

as

am"

and

self-pity "my subsequendy details the


that he found
men

heart is

eaten

extent of

away to his

"goodwill"

to

man

(436-71).

Recounting

"mindless

and gave

them

minds,"

makes a point of

explaining that he is not

man, "but to set forth the goodwill of


goodwill gifts.

[his]

gifts."

telling Apparently,

this to reproach

the depth

of

his

is

function

of

the extent to

which mankind was

In

other

words, Prometheus seems

inadvertently
was.27

to expose the

undeserving of his belief that


witless-

gifts or privileges should go to ness goes to show

the deserving. The fact

of man's utter

just how
provides

generous

he

This implicit

recognition of

the

principle of
metheus and

desert
Zeus.

some grounds

for

a reconciliation

between Pro

In

addition to minds,

Prometheus

also gave

human beings

fire, both
words,

of which

enabled
and

them to invent things

and arts

endlessly it
all:

numbers and

carriages

boats,

agriculture, carpentry, mining, medicine,


one short sentence understand

and prophesying.

Thus, he
who

boasts: "In

every

art of mankind comes

from

Prometheus"

(254-56, 439-506). By distributing

the arts to men,

lived primitively, in poverty, Prometheus gave them the resources or means to help themselves. Apparently, in his view, a just god perceives and attends to
neediness,
as

if justice is the fulfillment


gave

of needs or gifts

the equalization of means.

Unselfish Prometheus

human beings

why give the needy gifts? What, in other fined as the fulfillment of needs? The premise of,

because they were needy, but words, is the premise of justice de


or rationale

for,

such

justice
"I
give

is,

apparently,
to

compassion or pity.

Prometheus

explained

his

actions earlier:

gave

mortal man a precedence over myself

in pity

[oiktoi]"

(241). To

privileges out of

mankind,
ardly,"

who

pity under Zeus is daring; according to Zeus's rules of desert, "dragged through their long lives and muddled all, haphaz

would

beings

extends

have had to be destroyed (448-50). Prometheus's pity for human so far that he gave them not only self-sufficiency but hope

preventing them from foreseeing death or Hades (250-52). If Pro metheus esteems intelligence or forethought above all, then why did he circum scribe man's forethought and allow himself to be motivated by pity? According

itself,

to

Havelock,

Prometheus

was not motivated

by

sentiment

but

by

science.

Aes

chylus's point

is to dramatize that philanthropy is


the
expansion of altruism realm.

the product of

forethought.
of

Science

compels

beyond the boundaries

Christian

charity, to the public

Prometheus is

a proponent not of sentimental or

228

Interpretation

intuitional philanthropy, but of utilitarian ethics. While this explanation accords with Greek ethics, it does not explain Prometheus's self-pity. Furthermore, if,
as
of

Havelock contends, Prometheus gave hope to man to raise him to the level the gods, then Prometheus the alleged scientist gave man a nonrational mo

tive for rationality (pp.

53-54,
at

90-94).

Prometheus less for privileging the undeserving than for privileging them with mind or the power of reason. For mind enables the perception of regularity, such as that of the days, seasons, number, and lan Zeus may be angry
guage, and
plan. with such perception as

comes

the ability to anticipate, order, and


points

Moreover,

Martha C. Nussbaum

out, the ability to

measure

is

the foundation

of ethics: good

"what is
. . .

measurable or commensurable as there

is graspable,

knowable, in

order,

insofar

practice, there is grasp, therefore

precise

control;

where

is numbering and measuring in numbering fails there is vagueness of


mankind can govern

guesswork."28

With reason, then,


gives

itself,

effectively usurping Zeus. Furthermore, because reason


selves

choices,

men can choose

to govern them

in

way

antithetical

to divine justice. The perception of number yields


of

the perception
men can

not

only, for example,


order

proportionality but

also of

equality;

therefore choose to

themselves not according to their

differences

but according to their similarities they can distribute power democratically. No wonder Zeus is angry. He entrusted Prometheus with Mind and Prometheus
gave

it to

fledgling

race without experience

in self-government,

a race

that

could not
note

know the essentiality of hierarchy to order. Lloyd-Jones is correct to that "the fifth-century Zeus was not a democratic god, who could never,

of losing his job, do anything not in the best interests of the human (p. 65). Nonetheless, while Zeus does not care about man, the principle of justice about which he does passionately care yields order and can thus serve

for fear
race"

man

if he

makes

it the basis

of political order.

resist

Zeus may be angry as well because mankind now has not only the ability to the dictates of divine justice, but the confidence to ignore the gods alto If
men

gether.

become self-sufficient, they

will

become

possessive of their self-sufficiency.

stop worshipping the gods and The paradox of acts of unselfish


require, and thus encour

ness such as

age,

selfishness.

Prometheus's is that they Givers need takers.

presuppose or

During
choms

Prometheus's

long

speech a

about

the

benefits he has

gave

man, the

interjects that he is "like


cure

bad

doctor"

who

not yet of

discovered the
self-

drugs to
sacrifice

his

own

disease (472-75). The disease

Prometheus is
not

(507-8). His

act of self-sacrifice committed

injustice

only

against
gave

himself, however, but


us

also against

human beings. After all, he

knowingly

By putting into our possession goods stolen from the gods, Prometheus put us in a morally uncomfortable position toward the gods. Con trary to Havelock's characterization, Prometheus is not "a Greek Adam"; he
"hot
goods."

Aeschylus's Political
knew that he
was was

Philosophy

229
the

stealing

precious goods

he himself

was endowed with

intelligence he
of sin more severe

giving away (p. 52). As Nietzsche observes, the Semitic idea is passive, the Aryan, ff guiltier than Adam, then he deserves a
active.29

punishment,

not

death but

eternal pain.

Furthermore, Adam

was not of

acting justice

altruistically. as

Aeschylus

appears to anticipate the

Socratic understanding
good.

minding

one's own

business,

which

is

predicated on the argument that

selflessness and

total devotion to

others causes more of

harm than

After counseling Prometheus to think hope that he "will be no less strong than
as always

himself,
after

the choms expresses the


release

Zeus"

his

(510-11). Tom
as

between Zeus

and

Prometheus,
matters of

the choms
of view

representing,

tradi

tional scholarship argues, the Athenian point


sion

perhaps wants compas

to play as

much a role

in

justice

as

does desert. Aeschylus thus


to compassion

raises and

the problem of how

political order can give equal weight

desert,

making the audience anticipate a resolution later in the play.


offended

Seemingly

by

the choms 's

hope that Zeus

will retain

power, Pro

metheus reminds

them that Zeus is weaker than Fate and


response

indicates that he
I

knows Zeus's fate (511-25). As if in


choms now
you

to Prometheus's arrogance, the


shiver when see

highly

praises

Zeus

and criticizes
all

Prometheus: "I
you

wasted with ten

thousand pains, /

because

did

not

tremble / at the

name of
mortal

Zeus:

your mind

was

yours,

not

his,

and at

its

bidding
not

you regarded

/ too high, choms 's chastisement. Aeschylus


men

Prometheus"

(539-43). This is

the

last

of

the

makes certain

that his audience questions

Promethean justice

and considers

the wisdom of obeying


audience was
festival"

Griffith claims,

"every

Athenian in the

familiar
and

divine justice. If, as with Prometheus

as a cult-figure and as

the patron of the torch

"they hardly

needed

to be told that he had regained

his

position of respect

they
of

might need

their

enthusiasm of

among the Prometheus tempered (p. 249). A

gods,"

then
purpose

Prometheus Bound may be to induce

critical reflection about a cult

figure

and the

policy that opened wide Closing Prometheus's second


are

Athens'

doors to needy foreigners.


choms, Aeschylus
anger

private exchange with the

also gives a clear

justification for Zeus's

toward

beings

too short-lived and

feeble to be
choms

able

to

Prometheus: human repay divine favors, even if reciprocity


the human to the aid
of

they

were

inclined to do

so.

The

thus seems to assume that

or a measure of self-interest

is built into divine justice. Proof


of

inability
of

to repay divine favors is the failure


cannot

human beings to

come

Prometheus: "Kindness that

in that, my friend? What succor Prometheus's failure to perceive the doubts


about

be requited, tell me, / day?" / in creatures of a The


nature of

where

is the

help

choms also notes

human

beings, raising further


held in
as

bis judgment: "You did


a
prisoner?"

not see

/ the feebleness that draws its


the race / of man is

breath in gasps, / bondage, a blind


what

dreamlike feebleness

by
be

which

(544-50). Perhaps Prometheus's judgment


should not

to

is just

and

unjust, then,

accepted uncritically.

230

Interpretation

THE VISITOR 10 AND THE CHORUS

The
seven

character

lo, Prometheus's
in the

third visitor, asks the

most questions of

the

speaking
asks

characters

play:

Hephaestus

asks

none; Hermes (the last

visitor)
speak one

choms, eighteen;

two; Oceanos, four; Kratos, eight; Prometheus, seventeen; the and lo, twenty-five. Furthermore, Prometheus and the choms
have far
more

in

all eight scenes and

lines than

lo,

who speaks

scene, meaning that she is much more


ask a question.

likely

than

they,

when she

in only does

speak, to

At

one

point, she fires ten in

a row at

Prometheus,

who answers each relative

in

one sentence

before

she asks

the next (757-74). Io's

inquisitiveness is

even greater

than these numbers

indicate, inasmuch

as the questions of the other characters tend to

be

rhetorical more often than

hers,

and she also requests


me,"

information

or explanations

saying "tell

for

example

(583, 607, 608, 618,


words and

in the imperative, often 622, 625). Io, then, is a


more

relentless seeker of

information. Her
to the usual
nature

actions,

obviously than

Prometheus's, contrary
As if to impress Io's

interpretations,
on

champion enlightenment.

immediately
of
see

the audience, Aeschylus makes

her

enter

the

scene with a

barrage

questions,

beginning

with:

"What land is
bondage?"

this?

what race of men? who

is it / 1
can

here tortured in this rocky

(560-62). Before Prometheus


mation and explanations.

answer, she

makes nine requests

for infor

She

wants

to know not only her

whereabouts and

Prometheus's identity, but why she is being chased all over the earth by a stinging gadfly. She assumes that she has done something to offend Zeus: evi
understanding that desert is central to divine justice, she asks, "Son of Kronos, what fault, what fault / did you find in me that you should yoke me /

dently

to a harness

of

driven in fear
able

of

misery like this, / that you should torture me so to madness / Her lack of knowledge of her sin is more unbear the
gadfly?"

to her than

for

answers

tortures; she begs the (577-84). Perhaps trying to rival the god to
are physical

"King"

to grant her prayer

whom

Io is appealing,
of

Prometheus lets her know that he knows

who she

is: the

(mortal) daughter

Inachus, lusted after by Zeus and driven over the earth by the hatred of Zeus's wife, Hera. Io's curiosity, at any rate, aroused, she fires more questions, but this time at Prometheus: Who is he? What does she still have to suffer? Pro
metheus, characteristically, obliges, explaining that he is Prometheus
who gave

fire to

men and will

tell

her

all she wants

to

know,

"as it is just to

open

lips to

friends"

by Aristotle, who quickly treat others as friends, despite the fact that friendship takes time (Nicomachean Ethics 1156b24-32). He is at any rate betraying his "philan
his propensity to treat
mortals as
subscribes of

(589-612). Prometheus is clearly among those, identified

thropy"

to complete openness among

friends. Furthermore, he clearly friends, indicating another dimension


punished

his liberality.
Io
next asks

Prometheus why he is

being

(613-14). After Pro


she repeats

metheus says

that his

being

nailed

to the cliff was

Zeus's plan,

her

Aeschylus's Political
question, this time more
punishment?"

Philosophy
for
which

231
this is

precisely:

"What

was

the

offense

Even if Io infers

that Zeus must have


of

considered men undeserv

ing of fire

and

Prometheus undeserving

the authority he

assumed

in giving it

to them, she evidently does

not think that

Zeus's justice

gives sufficient reason

for punishing Prometheus's benevolent deed. If incredulous that Prometheus is being punished for helping man, then she too may believe that justice consists
of

taking pity on the needy and fulfilling their needs. She is, in her ignorance her sin, after all more needy than Prometheus and seeks his pity in soliciting his knowledge of her fate. She regards his granting of her request not as a
of matter of

justice

or

right,

however, but
as

as a

favor

or gift

(dorea)

(616). More

over,

when

Prometheus says,

if

having
it

second thoughts about

tell her all she wished to


extent of should

know,

that

would

be better for her

not

agreeing to to know the

suffer"

her future suffering, Io insists: "Do not hide from me what it is fated I (624-25). He says that he is not unwilling to grant her favor, but her
mind
(phrenes).30

fears

breaking
of

Apparently
the extent of

not

unfortunate should

be

pitied even to

sharing his view that the keeping them ignorant of the


more

gravity have be

their condition, she instructs: "Do not care for me

than I would

you"

(626-29). Io, then,

unlike

the Oceanids and


or

a partisan of either

Zeusean, desert-based,

Oceanos, seems not to Promethean, pity-based jus


he
gave

tice. She thought Prometheus blessed mankind

when

them fire appar

ently because he
In

not so much gave

because he fulfilled

a need of

theirs,

or provided

charity, but

them a gift of

illumination. led to her


in
present

response

to the choms 's request to let Io explain what


about

"sickness,"

before Prometheus tells

her

future, Prometheus
fortune"

concurs, but
to "win
a

tells Io that "To sorrow and make wail tear from those who

for [her] ill

order not

listen,

/ is

worthwhile."

well

If he does

believe that

Zeus listens to self-pity, then (and the audience)

perhaps

will comfort

Io

when

he hopes that pity won from the choms he tells her her difficult fate. Seem
responds:
want

ingly
not
me"

owning up to her own standard of accountability, Io how I should distrust you: clearly you shall hear all you (631-42).

"I know

to know from

Responsive to Prometheus's urging, Io includes in her story appeals for pity. She notes, for example, that she is bitter about the min of her beauty (642-44). The
and
comment

evokes,

at

the

same

time,

distinction between her


soul.31

appearance

her being; Aeschylus indicates, in effect, that Io has a the audience sees a cow-faced figure her lack of beauty
tion on her
even
speech.

Furthermore,
is

concentrates atten

Io is

a woman of substance whose speech


self-pity.
chamber"

important,

if

she

laces it

with

Promethean-style

She

explains

that at home
that

in her "maiden
was

she was

haunted nightly
and

by

a voice

telling her
in

Zeus

stricken with

lust for her

that she

should appear

a meadow and not

her dreams he, "seeking God," as Io later seeks illumination,

disdain him. After telling her father about to discover what deed or word of his might please the
sent embassies to

Pytho

and

Dodona.

232
After

Interpretation

hearing

many

riddling
orders

oracles, Inachus

finally
as an

obeyed

threatening
compels

to cast Io out of
see

understood and reluctantly his home (645-83). Aeschylus

thereby

us, the audience, to


herself.32

Io

individual,

who must

take

responsibility for Perhaps Io's forced autonomy explains her insistent questions, directed first at Zeus and then at Prometheus: in order to take responsibility for herself, she
needs enlightenment and make sense of

information

about

her

situation

and avoid

her past, present, and future, to repeating her mistake. Although she

might surmise that

Zeus had

grounds

to punish her

by

exile

because,
from

as

king

of

the gods, he deserves

whatever

he wants,

she cannot surmise

what she

has

been told why may

she now

seek an account of and alone

Wandering
me,
and

a cow and has a gadfly pursuing her. She Prometheus's suffering to gain insight into her own. now, unable to depend on her father, enlightenment is

looks like

more precious to

her than

ever:

"If

you can

tell me what remains

do

not out of

me than words offer me not

pity cozen with that to be kind must


then withhold

kindly
lie"

lies: there is

no sickness worse she pleads:

for me, tell for


"Do
not

(683-86). Later

the

it"

gift and

(775-77). She

wants

the honest

truth,

paternalistic,

pity-filled refer

lies from Prometheus.


a virgin

By having
signals
symbol of

Io

to herself as

(588, 608, 646, 648), Aeschylus


source and or

the incompleteness of her perspective. Her virginity is both

her

naivete.

If

she

felt herself,

knew through experience, the

power of sexual

then she
might

would

desire (as did Helen) and of jealousy (as did Clytemnestra), not insist on an explanation of her punishment by Zeus, and
the cause of the min of her beauty.
innocence"

figure

out

According

to Jacquelin

Duchemin, Io's "total


her

and perfect

her

unblemished character and

makes Zeus's and Hera's treatment of her seem nothing (p. 6, my translation). But to refuse to satisfy lust, and particularly the lust of a god, is a provocation, as is beauty, especially in the eyes of a wife (see also Havelock, pp. 45-46: The provocation has been given

having

provoked

all the more odious

by

the dangerous attraction

of

her

sex").

Io's

naivete

is

almost unbelievable.

In

sum,

by

asking for

a rational explanation of

rance of the nonrational and thus the

incompleteness

her situation, Io reveals her igno of her perspective.


remains,"

choms expresses disbelief of, and sympathy for, the extent of Io's Prometheus "Wait till you hear what as if all pain suffering, says, should be disclosed (687-97). If justice is the fulfillment of needs or the cessa

When the

tion

of

pain, then needs,

or

pain,
pain

must

be

made

known,

less

of

how

much

further

the

disclosure itself
may
suggest

apparently regard causes. That Io herself


extent of

and

pressed to
ment

hear

about

her remaining

pain

the

her

commit she

to accountability and of her self-knowledge. What if she leams that

is

aimlessly for life? Without knowledge of her future she at least has hope. Her preference for enlightenment over hope suggests what her
sentenced to wander

judgment

of

Prometheus's

gift of

hope to

man might

be:

such an expression of

pity deprived human beings

of complete self-responsibility.

To blind human

Aeschylus's Political
beings
gift of

Philosophy

233

with

hope

was an act of paternalistic

intelligence

and preempted

lightenment. Thus, Although Prometheus


can

pity that diminished Prometheus's his playing the role of the champion of en Aeschylus gives the role to the far-traveling Io.
claims

that he

will

tell Io about her

fate

so

that she

know the limits

of

her journey, his

detailing

the agonies of the


and

journey

seems

intended

more to prove the unjustness of


completes

Zeus

thereby

to vindicate

Prometheus (700-735). 33 Prometheus

the first part of his prophecy

by

calling Zeus a hard, indifferent tyrant who has even more in store for Io (735-41). When Io cries out in response, Prometheus scolds, as if to make her
the horror of divine
will:

confront

"Again

you

cry out,

again you

lament? What
to the
sea of

then /

will you

do

when you

leam

sufferings?"

your other

In

response

chorus's

disbelief that there


min,"

are

which makes agony and that Prometheus has made Io and the

more, Prometheus guarantees "a wintry Io feel suicidal: "Better at once to


choms see the

die."

Now

harshness

says

that Io has it easier than he since she has the refuge of


set

divine will, he death. There is no


of of

limit

for his pain,


pity
seems

save when

Zeus falls from

power

(742-56). All

Pro

metheus's

into self-pity; at any rate, he does not appear able to sustain the level of pity he once showed mortals. Convinced now that she suffers from Zeus, again revealing her susceptibility to Prometheus and a possible liaison between her and Pro
coalesced
"cruelly"

to have

metheus's

views, Io helps Prometheus rum the conversation to Zeus's fated


the subsequent exchange,

demise. be

During

Io

seeks assurance

that Zeus

will not

able to preempt

against

his doom, and Zeus's will. To find out if


gives

wants to she

know

who will

free Prometheus
seems,
or

is indeed
about

as won over as she

Prometheus

her the

choice of

learning

the rest of her

journey

the

identity
that, if
But
of

of

the descendant of hers

she

is

convinced of

free him: Prometheus may predict Zeus's wickedness and has no hope for herself, she
who will

will want

to hear

about who will

help

make possible

the vanquishing of Zeus.

such a prediction assumes not enlightenment.

that Io wants to hear about her


who

future in

search

hope, Zeus, lost hope for herself,

It is Prometheus
and

is hopeful that Io has indicted

hopes only for the fulfillment of his needs. become Before we can leam if Io has exemplary of Promethean justice, the Io's fate, to her, and his deliv choms asks Prometheus to tell both stories
erance, to them. Prometheus obliges, proceeding first with the remainder of Her travels will be no better in Asia than Io's "sad wanderings, rich in
groans."

in Europe. Though Prometheus mentions that Io will eventually return to her homeland, he does not dwell on her future happiness but instead proceeds to
tell the details of her
past
wandering

but again,
of

perhaps also

to

complete

allegedly to prove his power of insight, his condemnation of Zeus. The remainder
that Zeus will one

Prometheus's last
which will

speech

to Io

relates

day

touch her with

his hand, her. Evidently, Zeus


make

both

relieve

her

of

her induced

madness and

impregnate
approach grounds

will either change or

simply try

different

to

her his. In any case, he

makes

her

rational

again, establishing

for

234

Interpretation
between them. From the
be
a girl who son

an alliance
which will

Io bears

will come

chooses,

out of

love,

not

to

generations, among kill her incestuous lover as


of

have

generations of women raped

by

their kin (the story

Hypermestra in
them will

Aeschylus's Supplices). From this free Prometheus. Prometheus love Prometheus


showed
will

union will come

kings,

and one of
of

defy Zeus,

then, because
violates

the same

kind
and

of

human beings: love that


news

divine law

the

integrity

of

the beloved. The

that selfless Promethean

justice

will prevail

because of irresponsibility may be what drives Io away in a frenzy (757-886). If Io deems Promethean justice lacking in accountability, then Aeschylus
may want his audience to appreciate her insight and thus realize the importance if not centrality of accountability to justice. On the other hand, does not Aes
chylus
mad?

undermine, rather than affirm, Io's perspective


madness

Her

indicates that
to the

she

does

not even

by portraying her as hold her own, let alone


with

triumph. Her

failure to hold her

own or remain of

in

dialogue

Prometheus,

however,
points

contributes

tragedy

Prometheus Bound. As Alain Moreau

out, Io's

cosmic chaos without

madness represents not only internal but external disorder, or (p. 110), but more precisely, the chaos that results in a world accountability. Aeschylus suggests the importance of accountability to

justice, then, by indicating


In
other

that the absence of accountability is tragic.

words, Io is

an

Apollonian figure

who

turns Dionysian (and back


nature which

again, though not within Prometheus Bound). The


attributes

dual

Nietzsche
more

to Prometheus is
resembles

more

accurately
and of

attributable

to Io.

Io,

than

Prometheus,

the god Apollo:

beautiful, morally
just

pure, self-knowing,

and an exemplar

"of individuation

boundaries"

(p. 72). In Pro

metheus's charitable

tice,

reached out

bequest to mankind, he disregarded the boundaries of jus to man, and sought to bring together into one community,
gods and men.

rather than cover the

to separate,
of

Io,

alienated and

alone, seeks to dis

as an indi meaning vidual, distinct and apart from all ties of family and friendship. Her Dionysian delirium is especially tragic to a Western audience because, although she is

justice through

speech and account

for herself

non-Greek,

she embodies

the ideals

of self-awareness
it.34

and self-reliance.

She

knows

she needs

knowledge
and

and she seeks

After Io leaves entirely innocent


eous, the

thus behind her back

the choms hints that


up."

she

is

not

that she aspired to that

"marry

Characteristically
the bed of a god
or escape

self-right

choms says

they

would never share

and

believe

that partners should


god

be

"equal,"

since one cannot

fight

the

anger of a

some truth in the chorus's remarks: perhaps Io hard to get, miscalculated the outcome and consequences, and is now portraying herself as the innocent victim. On the other hand, perhaps the

(887-906). Perhaps there is

played

Oceanids
their

are

through the choms

just envious, prudish, or both. In any case, by raising doubts about Io's self-knowledge and honesty, Aeschylus indicates
accountability.

importance to

The

choms next expresses shock at

Prometheus's declaration that Zeus

will

Aeschylus's Political
suffer more not afraid

Philosophy
responds

235
he is

than he

when

he falls from
the choms

power.

Prometheus

that

to say such things because he is immortal

and expects

to withstand

even greater
pers of

pain, to

which

can

only mutter, "Wise are the worship

Adrasteia"

ship him, / for balance

Zeus"

(the Inescapable). Untempered, Prometheus mocks: "Wor pray; flatter whatever king / is king today; but I care less than nothing (907-46). Prometheus does not pity the pitiless. In a just world, the pity
when

pitiless will not receive


of neediness.

they

themselves need

it, for justice is

the

THE VISITOR HERMES AND THE CHORUS

Prometheus's last

visitor

is the

god

Hermes, Zeus's

messenger,

who claims

that Prometheus's obstinacy led to his "self-willed


an ordered

anchorage."

calamitous

In

world, according to

Hermes, only

resistance

brings

calamity.

By
ad ob

contrast, according to Prometheus, not to resist order is slavery. Hermes vises trust and passivity, assuming that justice will exist unless willfully
structed.

Prometheus

advises

distrust
must

and

action, assuming that injustice pre

vails unless

corrected; justice

be

constructed.

Preventing

Prometheus from

acting, the

gods are

obstructing justice, returning "ill for


mad

good."

From

Hermes'

perspective, only the


whereas

interfere

with order and advocate such

interference,

(944according to Prometheus, obedience to divine order is childlike 88). Prometheus's pride, according to Hermes, keeps him in foolish ignorance

of

the

wisdom of subjection
with

to the highest

new

broken,

the bit / clenched in

its teeth,

divinity (999-1013): "You are a colt fighting against the reins, / and

bolting. You

are

obstinacy / standing
not possessed

far too strong and confident / in your weak cleverness. For alone is the weakest of all things / in one whose mind is
the role of prophet, proceeds to tell

wisdom."

by
Prometheus that he
punished

Hermes, assuming
will

be further

again

in Hades for his obstinacy before he sees the light (1014-35). The choms agrees with Hermes that Prometheus is obstinate, Hermes
orders

but

when

the Oceanids away, their piety prevents them

from

deserting
Oceanids'

one of their own

kind, however impious he may be (1036-70).


allows

Somehow divine desert-based justice


conduct

for

personal

loyalty. Perhaps the pity


or com

implies that divine justice does

accommodate
"strangers."

passion as

long
and

as

it is directed toward
kin is
consistent are criteria of since

"friends"

not

Compassion
as

toward friends

and

with

desert-based justice inasmuch

kinship friendship According to Hermes,


vine

desert.

Prometheus knows that he has transgressed di

order, he

can

challenge

divine

order.

only blame himself for his troubles, like all activists who Thus he points out the moral lesson to the choms and
you are you

the

audience:

"when

that Zeus has brought

don't blame fortune: / don't say to calamity / that you could not foresee: do not do
trapped

by

min

236

Interpretation
yourselves"

this: / but blame

champions accountability.

(1072-76). Hermes, then, messenger of Zeus, Through Hermes, Aeschylus thus exposes the neces

accountability to desert-based justice: worthiness entails accountability. Io, then, prepares the way for Hermes: she underscores the importance of ac countability to justice, of character to accountability, and Hermes suggests that sity
of exposes the

accountability is integral to desert-based justice. Hermes thereby inadvertently shortcoming of his master. Adherence to the principle of desert
mandates accountability.

Despite
metheus's

Hermes'

counsel, and as if to drive home his

own

character, Pro
are self-pitying:

final

words amidst a violent


unjustly"

earth-breaking storm,

"how I suffer, how

(1093).

CONCLUSION

In sum, by way of his portraits of a pitying Prometheus, a judgmental Zeus, inquisitive Io, Aeschylus presents three perspectives of justice, their merits, defects, and the bases for their harmony. Prometheus teaches that with
and an out

pity, the

weak

may
must

perish and

survive, then pity

only the gods survive; if the human race is to be integral to the notion of justice by which it abides.

Zeus, by judging
crimes,
reveals

punishing and rewarding individuals for their merits and the basis for an understandable moral order: the principle of
and

desert. Regulative principles, or laws, preempt chaos and do so more effec tively if they have a moral rationale. The persona of Io teaches that without knowledge
of
pede

one cannot account


such as

for

oneself and act responsibly.

knowledge, then,

the refusal to account

for

one's

The withholding actions, can im

the accountability of others. Responsible conduct, and thus any


accountability.
s view of
persona'

kind

of

justice, is impossible without a measure of Aeschylus presents the defects of each

justice in

part

by

juxtaposing
methean

the

views.

Next to Zeus's
the

principled

justice, Prometheus's
on

pity-

based justice
pity Prometheus's

appears arbitrary.

Next to Io's insistence

accountability, Pro

seems

forgetful

of

integrity

of

the self and of others. In

turn,

sense of justice

induces the

audience to notice that

Zeus's

rational

desert-based justice does


of

not accommodate

pity,

and

Io's

speech-based notion

justice

makes us notice

that Zeus

never

speaks,

never of a

himself

explains

the

justice

by

which

he rules,
the

depriving

human beings

full

account of

divine

justice. In light
on

of

partial mysteriousness of

divine

justice, Io's insistence

even

accountability looks naive, as if human beings can command accountability from the gods. Finally, Prometheus's exposure of the vast inequality of
among beings
suggests

means and of attributes

that Io's ideal

of complete ac

countability may the best possible Aeschylus

not

bring

about perfect

justice. Aeschylus thus


all

suggests that

conception of

justice integrates

three perspectives.
or reconciliation of

gives

dramatic

grounds

for the integration

the

Aeschylus's Political
three perspectives
of justice.

Philosophy

237

desert
on

by indicating
human
race.

the vastness of the

Prometheus betrays sympathy with the principle of liberality he showed by bestowing gifts
the
giver

the

He

also reveals ethical potential as

to

man of

the

capacity to

measure.

Zeus,

through the

Oceanids'

loyal

support of

their Titan
worthy.

kin,

shows evidence of

shows a

ciple of

Io allowing pity for in and a for the prin capacity pity self-pity capacity understanding divine justice in her quest to leam what she has done wrong. Finally,
or compassion

toward the

Prometheus's prophecy that Zeus will allow may symbolize the hope that all three notions
the same

descendant justice
will

of

Io's to free him

of

be harmonized. At
and underscor

time,

by

raising doubts

about

Prometheus's judgment hope for

ing

through Io the importance of speech and accountability, Aeschylus may that human beings not simply
wait and a

recommend strive to

harmony, but

bring

it

about

themselves. the human


or political effort

Perhaps to

encourage

to harmonize the three

perspectives of

justice, Aeschylus

reveals also

their philosophical and practical

intersections. As Prometheus understood, meting out justice according to the principle of desert in a human context requires confrontation of the fact of the imbalance
calculus.

of means.

While

absolute neediness

Justice according to desert must figure neediness into its is an observable fact, pity or compassion

may enable its perception in practice. If the integrity of the principle of desert is to be preserved, however, then desert must not be redefined as neediness.

Only

reason,

not

compassion,

can

distinguish between

need and

desert. The

test of the justness of a system that proposes to compensate for neediness and
maintain

the principle "to each according to his


and reward can

merit"

compensation

be rationally

accounted

is, then, whether acts of for, in speech. Only


in
matters of

through accountability can pity

legitimately

play

as much a role

justice

as

desert.

By

placing Io,

the mortal and champion of accountability and

speech,
speech

near

the end of the play, Aeschylus may suggest that accountable


means

is the only

to a complete

notion of

justice,

and

thus the essence

of our ethical nature.


nature segregates as a

As Hegel it

explains:

"Tragedy
order not

its inorganic

nature

(in

in this, that ethical to become embroiled in it),


consists

fate,

and places

outside

itself;
is

and

by

struggle against
both"

it,

ethical nature

reconciled with the

acknowledging this fate in the Divine being as the Io


use speech

(p. 105). unity of An examination of how Zeus,

Prometheus,

and

indicates that

only Io, putting about her character,


nality.

aside

her susceptibility to Prometheus

and other reservations or alliance with ratio and

preserves speech's ethical

integrity

All

who understand

that "it is a dangerous


of

divine justice, like Hephaestus thing to treat the Father's words

Hermes, know
for "the
mouth

lightly,"

know how to lie, but every word brings to (17, 1032-33). From the point of view of divine justice, the only legitimate speech is that which declares Zeus's will. Conversely, all other speech is suspect and Zeus does
not should not

fulfilment"

be taken

seriously.

Actions

should

be trusted

over speech.

Oceanos

238

Interpretation
Prometheus's urging him to leave by suggesting that Prometheus freely for one who is enchained, and explains that he takes his
not words as

responds to

gives advice too cue

from deeds
"sin in
of

(338-39;

cf.

295-99). The

choms

hopes that it
the

will

word"

never

Prometheus does

(526-36, 933). Not only

authori-

tativeness
ommends
metheus's

Zeus's speech, but the possibility of his overhearing speech, rec reticence. The theme of Oceanos 's only speech, for example, is Pro

boastfulness; he

warns

Prometheus three times that Zeus

will

hear

his angry and arrogant words, and exhorts: "do not talk so (301-31). Oceanos thus abides by his belief that words should be used only to correct a vain tongue or doctor a diseased temper (379-80).
much"

While divine justice


methean

encourages on

reticence

and

suspicion of

speech, Pro

justice depends
in
of

liberality
be

of speech

for its

execution.

The fulfill

ment of needs requires needs to

made

known. Prometheus's but

own speech and and

the speech he
clarative

urges

others

is, then,

not responsive

declarative,

de

especially fortune" tion, that I would have you hear") and encourages Io to declare her "ill (442-43, 637-39). Perhaps he gave mankind the art of writing, the ability to "hold
all

injustice. He declares

man's neediness

("man's tribula

in

memory,"

to encourage the recording of all

injustice (460-61). In

any case, before telling Io why he is

being punished, he says that it is just to speak openly to friends, suggesting perhaps that justice depends on friends sharing grievances (609-1 1). Speech can also serve justice, even in the form of
lies, by showing or eliciting pity or concern. Prometheus shows concern for Oceanos by telling him to leave, for Io by eliciting pity for her, and for human beings by, in effect, lying to them about death. He is also tempted to conceal or
lie
about

Io's fate to

avoid

deranging

her.

Unlike Promethean justice, Ionian justice depends on speech not to declare injustice, but to give and seek accounts, or to enlighten and seek enlighten
ment.

Io

exchanges accounts with

Prometheus
not

and seeks account

from Zeus.
search

She its

complains about

her circumstance,
not
give or

to

declare it unjust, but to

for

cause.

She does is

seek

metheus not to cozen


of speech must

her

out of

pity

with

pity through speech, instructing Pro lies. In her view, because the purpose
render accounts or

not

to judge or assuage, but to

enlighten, it

be honest, direct, dispassionate,

and reasonable.

Such

speech presupposes

equanimity and the ability to reason. Thus, Io's punishment, which includes her ignorance and her madness, is unbearable. Being left in ignorance of one's
own alleged crime
vous god.

god

is unjust, the work, in her view, of an arbitrary, mischie that does not answer or enlighten must be unreasonable, for a defend himself. A
commitment to enlightenment thus

god with reason would

indicts
will

speech

that obfuscates or conceals. The oracular obfuscation of than her madness, which makes

divine
at

frustrates Io only less

her lose,

her

departure, mastery of her speech: "I run / out of my course by the madness driven, / the crazy frenzy; my tongue ungoverned / babbles, the words / in a muddy flow strike on the waves of the mischief I hate, strike wild / without aim
sense"

or

(883-86).

Aeschylus's Political
As Aeschylus's
other

Philosophy

239

rational speech as a means

works, notably the Oresteia, convey his advocacy of to justice, Prometheus Bound continues to explore

the ethical capacities


ethical

and

limitations

of speech.

Aeschylus discovers that the

function

of speech

is to

reconcile

the quintessentially

human,

and

the

quintessentially divine,
reconciliation can
sophical poetry.

notions of place

take

in the polis, his

justice. While his hope may be that such gift is that reconciliation in philo

NOTES

1. For the

view

that Aeschylus merely endorsed


and

ancient religious orthodoxies

see, for example,


an
avantIdeas"

Welcker, Solmsen, Lloyd-Jones,


garde poet of

Denniston

and

Page. For the


chap. who

view

that Aeschylus is

ideas see, for example, Gilbert Murray, esp. (which explains that Aeschylus is "one of those [poets]
philosophical

3, "Aeschylus as a Poet of derive their inspiration in a large


of
3-

degree from their

beliefs

speculations"

or

[p.

72]); Jaeger, Paideia: The Ideals

Greek Culture, pp. 237-67; Snell, esp. pp. 94-112; Dodds, pp. 28-63; Gladigow; Golden, pp. 30 for a summary of the debate over Aeschylus's achievement; and Kaufmann, pp. 191-227. 2. For the
characterization of

Plato's

works as philosophical

poetry, see

Stanley Rosen's
pp.
"Zeus,"

excep
p.

tional The Quarrel Between

Philosophy
Sikes

and

102-18. For Lloyd-Jones's


and

and

and

Poetry: Studies in Ancient Thought, esp. Willson's remarks, see their respective,
page pp.

1-26, 66,

In

The Prometheus Vinctus of Aeschylus, p. xxiv. Quoted remarks are from Praise; pages 21-30 discuss Jaeger, "Classical Philology and pp. lOff; and Cherniss, pp. 289ff. See also Jaeger's Paideia, p. 239.
If Aeschylus did indeed
might
write philosophical

22

of

Golden's

Humanism,"

371ff; Dodds,

poetry, then Plato

and some of

the Presocratics

be in his debt. For the

(Paideia, Plato, or
cludes

Aeschylus influenced Parmenides, see Capizzi. Jaeger pp. 239, 248-54) and especially Snell (pp. 94-112) suggest Aeschylus's influence on on the development of philosophy. In opposition, Lloyd-Jones observes that Plato in
argument that condemnation of pioneered an

Aeschylus in his

the poets in Books II and m of The

Republic,
would

and

speculates

that had Aeschylus

influential

philosophical

rationalism, Plato
even

have
in

acknowledged

the fact "with gratitude and

admiration''

(pp. 64-65). But

if Plato is

correct

his

assessment

poets,
epic

failing

that Aeschylus's Zeus is nonrational, he may have unfairly lumped together the to see the advance toward philosophy that the playwrights, in contradistinction to the
made.

lyricists,

As Snell

explains:

concrete situation.

The human

situations which or

"In tragedy myth severed its connexion with a particular it expresses are no longer, as in the archaic lyric,

fixed in time
this

and place
of

by

victory, marriage,
marks a

broadening
the

the perspective

they are tendency toward


cult;
concern of

universal situations.

It is

evident

that

philosophical generalization.

Before

long

problem of

human

action which

is the

tragedy

was

to become a matter for


of

intellectual cognition; Socrates insists on solving the problem through knowledge is the ultimate abstraction of the real, its transformation into a teleological

the good. That

concept"

(p. 112).

Similarly, Jaeger
myth

writes:

"Until the

appearance of
and

tragedy

no

type of poetry had ventured to use

merely as the fitness for that


the

vehicle

for

an

idea,
p.

to

choose or neglect myths

in

accordance with

their

purpose"

(Paideia,

253).
marshaled against

3. Considerable
myth was

evidence

has been

the assumption that Hesiod's

rendition of

Aeschylus's source; see Duchemin, who argues that the myth originated from an epic time, called the Arimaspees, by a little-known writer, Aristeas; poem, well known in see also Seated (pp. 1-26) who argues that the myth was shaped primarily by ideas put forth by the Presocratics. In light of this evidence, I try neither to resolve the debate nor to examine the
Herodotus'

Aeschylus allegedly altered the Hesiodic version of the myth of Prometheus. remarks that "tragedy can be appreciated only if we start with the conviction that it is the highest manifestation of a type of humanity for which art, religion, and philosophy still form an It seems as if poetry, which the Greeks were the first to raise to such a indissoluble unity.
ways

4. Jaeger

difficult height

of technical excellence and spiritual

significance, had

wished

to reveal all

its

beauty

240

Interpretation
before it left this
earth and

and power and wealth once more


p.

journeyed back to

Olympus"

(Paideia,
notes

246).
that than
still
more

"Poets

5. See Plato, Protagoras 320c-323c; Marx, p. 15; Nietzsche, pp. 69-72. Jaeger and philosophers of all nations have for centuries loved Prometheus Bound far any other Greek drama, and they will always love it, as long as a spark of
soul"

Prometheus'

fire

burns in the human

(Paideia,

p.

263).

6. In light
ular attention

of

tragedy's universalization of human problems (see note


problem of

2)

and

Aeschylus's

partic as
or

to the

justice,

courses on

the early

history

of political

plausibly begin

with

Aeschylus
often

the Oresteia or Prometheus Bound

as

philosophy might with the Presocratics


speak

Thucydides,

as

they

do.
where

7. See Poetics 1450b7,


not rhetorically.

Aristotle

says

that characters of early

tragedy

politically,

8. This
corded ceased

assessment

is

made on

the basis of my

perusal of

the publications on Aeschylus re

in

L'

Annie Philologique

during

the twenty-year period 1971-91. The

Classical World

the publication of its

9. See, for example, About Davison,


technique."

bibliography, with helpful surveys such as McKay's, in 1978. Deratani, Davison, Stoessl, Baglio, Meautis, and Thomson, pp. 317-46.
"Few
are as prone

McKay

writes:

to find contemporary allusions so

directly

ex

pressed and personal

identifications

on such a scale seem more appropriate

to comic than to tragic


never shirks

About Baglio's work,

McKay

exclaims:

"This

radical

inquiry

historical

(p. 82)! There is a body of secondary work attachment, however misty or elusive the on the controversy surrounding the date and authenticity of the Prometheus trilogy, the most per
connection"

suasive of which argues for its authenticity and production circa 457 B.C., making it Aeschylus's last work; thus I will not trace interpretive difficulties to these uncertainties. 10. In the first category are Stoessl; and Podlecki, The Political Background of Aeschylean

Tragedy,
Waerdt. 11 ideas
upon
.

pp.

101-22; in

the second are

Havelock; Finley,

pp.

220-33; Fowler; Ewans;

and

Vander

of

As Lionel Pearson remarks, "It would be absurd to pretend that the ethical and religious Aeschylus are a mere reflection of popular morality, and yet it is equally wrong to look
time"

(p. 90). At the same time, isolated individual completely independent of his just because he wrote during a particular age does not mean that he was compelled, somehow

him

as an

unconsciously, to include the ideas


exists p.

of

that age in his work;

he

was an artist and

"a

work of art

independently

of

its

author and of

the accidental circumstances of its


"justice"

production"

(Cherniss,
The

289).
12. See Havelock
and

Stoessl; Stoessl does

not mention

once

in his

article.

view

that the essential than Aeschylean.

conflict

between Prometheus

and

Zeus is that

of wit and power

is

more

Hesiodic

13. Yet Jaeger


science, and
against the

and

Havelock believe that Aeschylus


Jaeger
remarks

was not

entirely

uncritical of

rationality,

civilization.

that Prometheus is

gods, but

responsible

deep

tragic

imperfection."

for giving a gift While Jaeger suggests that intellectualism


not

merely guilty of a property offense the benefit of which is "connected with some

not

authority
reason

of the

divine, may
but to
as a

be wholly

good

to

impiety

power and

the uses

or rationality, in rejecting the for man, Havelock does not trace the corruption of to which it puts reason. That Aeschylus presents the

Prometheus drama
wiser

tragedy

not a romance

indicates, Havelock

notes, that he

was

"not

little

among the modern philosophers, the Positivists, the Marxists, or the Instrumentalists" who link scientific knowledge directly to prosperity, liberty, and equality. For the quotations from Jaeger see Paideia, p. 264; see also pp. 262-67 and p. 241, which characterizes
counterparts

than his

but also "self-renunciation, only "soaring aspiration and The preceding quotation from Havelock is on pp. 15-16 of Intellectual humility, Man; quotations from Havelock in this paragraph are on pp. 15, 52, 56; see also esp. pp. 86-87, 104-9. Another proponent of the view that Prometheus is the champion of intellect, technology,
as not
reverence."

the "spirit of

Aeschylus"

power"

and

and civilization

14. As Sikes
unmerited

is Golden, esp. pp. 18-19. and Willson point out, "The


would

spectacle of a

wholly

good man

adversity

have been

repugnant

to

Greek.

According

to

Aristotle,

struggling against the ideal tragic


not

hero is

one whose general character

is noble, but

who

has fallen into misfortune,

from

vice or

Aeschylus's Political
depravity, but from
Poetics 1453a). See 15. See Gilbert
some also

Philosophy

241

fatal

frailty

error"

or

(p. xxvi;

see also pp. xxiv-xxvii and

Aristotle's Zeus

Vander
pp.

Murray,

Waerdt, esp. pp. 35-36. 89-110; Murray suggests

in

contrast to

Yu that the

rule of

may nonetheless be good for man in a way man cannot discern (likening Zeus to the God of Job). Fowler reveals the connections between medical and political theory in the play and shows that Prometheus as well as Zeus is sick or imbalanced. In accordance with the third interpretation
summarized

here, Finley

notes without

developing

that "Though

[Prometheus]

has become
of

figure
was

of mind,

he is in fact

largely

figure

of

feeling. His

loyalty
view

to man, the source

his pains,

impulse"

such an emotional

(p. 224). in the literature the


that Aeschylus

16. I have

not come across

both

condemns

Pro

metheus, as the second

sion,

as

interpretation holds, the third interpretation holds.


observes that of all of

and presents

Prometheus's

chief attribute as compas

17. Lloyd-Jones
metheus

Bound supply the

most evidence about

Aeschylus's works, the Supplices trilogy Zeus (p. 57).

and

Pro

18. See also Ewans, p. 11, and Vander Waerdt, esp. p. 29. Other evolutionists are Ludolph Dissen, U. von Wilamowitz-Moellendorff, M. P. Nilsson, and A. J. Festugiere, cited in LloydJones, p. 56. Golden summarizes the controversy over Aeschylus's Zeus and puts forth his own evolutionary theory on pp. 100-126. 19. Of
all

the publications about Prometheus Bound

recorded

in

L'

Annie Philologique

during

twenty-year period, from

four-year

period

in the title, all were published within a 1971-91, only five contain (1976-79), and none is in English; only two other publications, appearing in
enough
"Io"

"Io"

1985-86, feature Io prominently


thermore,
one of

to warrant mention of her in the UAnnie abstract. Fur

the five works with

in the title is

Prometheus Bound but investigates the

sources of

not primarily an interpretation of her Aeschylus's knowledge of the myth of

role

in
an

Io,

investigation Danaids

only by the Prometheus Io, but by the Suppliant Woman Io. The figure centrally in that play are her fifth-generation descendants (see Duchemin). In my view, Io is as important, albeit in a different way, in Prometheus Bound as she is in Suppliant Women, which makes puzzling the lack of a book on Prometheus Bound comparable to Robert
motivated not
who

Duff Murray, Jr.'s The Motif of Io in criticism of Murray, that "the allegorical
parallel

Aeschylus'

"Suppliants."

My

aim

is to

counter

A. F. Garvie's

use of

the myth of Io as the central motif has no real


evidence

in the

plays"

other extant

(p. 71). Additional

indicating
Women,"

the general lack of

atten

tion to Io in Aeschylus studies


which gives one sentence

is

"Aeschylus'

an article entitled

by Anthony J. Podlecki,

to the subject of Io (p. 43).

about Io; the first three Bound, the remaining works are in chronological order: Albini; Masaracchia; Moreau, esp. p. 110; Kitto, pp. 61-63; Irwin, pp. 91-92; Havelock pp. 45-46, 61-62; Baldry, The Unity of Mankind in Greek Thought pp. 18-19; Yu, p. 29; Griffith, p. 248; Duchemin, p. 6. For psychoanalytic interpretations of the character and myth of Io, see Kouretas; Devereux, pp. 26-56; Gourevitch, pp. 263-79. Ewans offers other specula tions about Io; comparing her to both Cassandra and Odysseus, he suggests that she represents the

20. The

following

works advance one or more of the

first three theories

articles

devote the

most attention

to Io in the Prometheus

tenacity
Dindorf

of

humanity

(pp. 11-12). Prometheus Bound


used

21. The Greek


reprinted

version of

in

preparation of

this article

is the text

of

in The Prometheus Vinctus of Aeschylus. All quotations are from David Grene's translation in Aeschylus II. Citation numbers refer to lines, not pages, and all emphases are mine. 22. Aristotle was the first to coin the abstraction philanthropia to mean mutual fellow feeling
between
and p.

equals
on

(Nicomachean Ethics 1155a20). See Le

Deaut, especially

pp.

256-57

on

Aeschylus

280

Aristotle. "though the Zeus


of

23. Snell
retired

remarks:

Aeschylus is

an unassailable guardian of

justice, he has

pressing realities. Instead of guiding the course of events through his actions or his words, he has as it were attained to the status of an ideal: Zeus and the (p. 108). idea of justice are about to merge into
to
a plane

high

above the world of

one"

24.

According
and

to David

Sansone,

the characteristic

functions

of

the phrenes are cognition, thumos

intellection,

speech, though Aeschylus sometimes uses the term

loosely when

(spirit)

or

kardia (heart)

would

be equally

appropriate

(esp.

pp. 16-25).

William G. Thalmann, however,

goes

242

Interpretation

further than Sansone, arguing that in Aeschylus phrenes "nearly always carries the notion of ratio nal thought and intellectual and that the passages in which Sansone says the term is
understanding"

ambiguous passage

"make

sense"

good

when read with

this stricter

connotation.

The Prometheus Bound


not comment on

in

question seems

to support Thalmann's case. See esp. pp. 491-94.


pp.

25. Martin Ostwald (Nomos, Ostwald's


establish)
proper earlier

43-44)

and

Everard Flintoff (who does


"athetos"

work)
of
and

make

compelling
associates contradict

cases

instead

"athesmos"

(lawless)

at

drawn from for reading line 150. Ostwald translates


"nullification."

tithemi (to

"athetos"

"without

enactment,"

Flintoff

the word with their later

that Zeus rules

lawlessly, they
"ordered

[harmonia]."

translation)
note

or rule as

24)

again suggests

that he does not

description, at Furthermore, Zeus's unbending rule haphazardly; Thalmann notes

If the Oceanids say at 150 551, of Zeus's law (Grene's


nous

(or phrenes,

see

that Aeschylus rarely


as opposed

uses nous and uses emotional

it always,
or all

with perhaps one

exception, to signify a mental

to

disposition

faculty

(p. 510).
of the characterizations of and

26. As Flintoff notes, Prometheus. The two


word are

but two
324"

Zeus

as

tyrannical come

from

from Kratos
cf.

Oceanos

the latter "who seems to have caught the


"nothings"

from Prometheus in 305


also notes

(p. 370).
to show the depth of
compassion

27. Yu

that Aeschylus depicts human beings as


argues

Promethean compassion, but 38-39).

that Aeschylus

fully

endorses

Prometheus's
of a

(pp.

28

She

continues:

"This Platonic

argument
. . .

is the

natural

development

long tradition of reflec


(pp. 107-8).

tion about the arts and human progress

developed in the Prometheus


notion

Bound'

from the Semitic, according to Nietzsche, is the dignity the Aryan confers on active sin, which he calls "the characteristically Promethean Regarding Prometheus as symbolic of defiant, artistic genius, Nietzsche explains that, with
virtue."

29. What further distinguishes the Aryan

the sublime view of active sin,

"the

ethical

basis for

pessimistic

tragedy has been found:


entails"

the

justification

human evil, meaning both human guilt and the human suffering it (p. 71). In my reading, the active sin of Prometheus is against man as well as god, inasmuch as it promotes the kind of selfless slave morality Nietzsche finds in Christianity and attacks in his "On the Geneal
of

ogy

of

Morals."

30. Grene translates

"spirit,"

phrenes
"mind"

but this

seems

to be another instance that supports

Thalmann's
(see is
note still

argument

that reading
notes

for phrenes in

some passages

in Aeschylus

makes sense

24). Sansone

that articulate speech

of which

Io, despite her

proclaimed

madness,

requires the phrenes (pp. 51, 82-83). clearly capable 31. Snell observes that Aeschylean drama marks the beginning soul

of the acknowledgment that the

human
of

life (p. Ill; see also Thalmann, p. 510). 32. Dodds notes that "the liberation of the individual from the bonds of clan and family is one the major achievements of Greek (p. 34, see also pp. 45-48; Dodds cites G. Glotz,
real seat of
rationalism"

is the

La Solidariti de lafamille
of world pp.

en

Grece,

pp.

403ff, 604ff).
have proposed, be demonstrating his knowledge See, for example, Jaeger, Paideia,

33. Prometheus may also,


geography,
one of

as several scholars

the achievements of civilization.

252, 262-63; Baldry,


. .

pp.

18-19. Havelock

writes:

"This

geographic motif also supplies one of

the reasons why the dramatist included Io in the play at all"; "Her role when examined is not really hers at all. The main point is that she is not an actor at all, but a symbol of persecution and a
prediction"

vehicle of

(pp.

46, 61).
that an inlet of a sea will be called
perhaps notes
"Ionian"

34. Prometheus
of

reveals as

as

"a

memorial

to all men

[Io's]

journeying,"

honorary
Persians

if to say Greek (839-41). Jaeger

that she will be remembered in

Greece,

or considered an

that Aeschylus makes self-knowledge a major theme in The

(Paideia,

p.

257). Snell

points out that

Aeschylus's heroes, in

contrast to

Homer's,

are

self-reliant agents

(pp. 103-4).

REFERENCES Aeschylus. Prometheus Bound. In Aeschylus II. 2d Chicago:

ed.

Translated

by David

Grene.

University

of

Chicago Press, 1991.

Aeschylus's Political
The Prometheus Vinctus of Aeschylus,
and
edited

Philosophy

243

by

Dindorf. London: Williams

Norgate, 1870.
Prometeo."

Albini, Umberto. "La Funzione di Io


studi antichi

nel

La Parola del
Ellenica

passato:

Rivista di

163 (1975):278-84.
'Prometeo'

Baglio, Gaetano. //
sione

di Eschilo

la

storia

Persiana fino

all'inva-

Persiana di Atene. Rome, 1959. Baldry, H. C. The Unity of Mankind in Greek Thought. Cambridge: Cambridge Univer sity Press, 1965.

Capizzi, A. "Eschilo
(1982):1 17-33.

Parmenide: Del
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dei

comparti-

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No. 41

Cherniss, Harold. 'The Biographical Fashion in Literary University of Cali fornia Publications in Classical Philology 12 (1933-34): 289 ff. Transactions and Proceedings of the Davison, J. A. "The Date of the
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American Philological Association 80 (1949): 66-93.

Deratani, N. F. "La Figure du


rendus

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enchaine'

d'Eschyle."

Comptes

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and

Denniston, J. D.,
1957.

Denys Page. Aeschylus: Agamemnon. Oxford: Clarendon Press,

Devereux, George. Dreams in Greek Tragedy: An Ethno-Psycho-Analytical Study. Berkeley: University of California Press, 1976. Dodds, E. R. The Greeks and the Irrational. Berkeley: University of California Press,
1959.
Humanism
and

Duchemin,
1-54.

Jacquelin. "La justice de Zeus de le destin d'lo: Regard

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proches-orientales

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mythe

Revue des

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Roman

Ewans, Michael. "Prometheus


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Bound."

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and

Farrington, Benjamin. Science and Politics in the Ancient World. 2d ed. New York: Barnes & Noble, 1965. Finley, John H., Jr. Pindar and Aeschylus. Cambridge: Harvard University Press, 1955. The Journal of Hellenic Studies 79 (1959):52Fitton-Brown, A. D.
"Prometheia."

60.

Flintoff, Everard. "Miszellen Athetos

at

'Prometheus

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Hermes: Zeitschrift
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Fowler, Barbara Hughes. "The Imagery

of

the Prometheus

Bound."

University of California Press, 1976. Supplices: Play and Trilogy. Cambridge: Cambridge Univer Garvie, A. F. sity Press, 1969. Archiv fiir Geschichte der Philosophie 44 Gladigow, B. "Aischylos und
Aeschylus'

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(1962):225-39.

Glotz, Gustave. La Solidarite de lafamille dans le droit criminel en Grece. New York: Arno Press, 1973. Golden, Leon. In Praise of Prometheus: Humanism and Rationalism in Aeschylean Thought. Chapel Hill: University of North Carolina Press, 1966. Gourevitch, D. and M. Histoire d'lo: L Evolution psychiatrique. Toulouse: Privat, 1979.

244

Interpretation
of 'Prometheus
Bound.'

Griffith, Mark. The Authenticity versity Press, 1977. Havelock, E. A. The Crucifixion

Cambridge: Cambridge Uni

of Intellectual Man. Boston: Beacon Press, 1951. Hegel, G. W. F. Natural Law: The Scientific Ways of Treating Natural Law, Its Place in Moral Philosophy, and Its Relation to the Positive Sciences of Law. Translated by T. M. Knox. Philadelphia: University of Pennsylvania Press, 1975. Hogan, James C. A Commentary on the Complete Greek Tragedies. Chicago: University of Chicago Press, 1984. Transactions and Proceedings of Jaeger, Werner. "Classical Philology and
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the

American Philological Association 67 (1936): 371 ff.


Paideia: The Ideals of Greek Culture. 2d University Press, 1945.
Prometheus."

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Translated

by

Gilbert Highet.

New York: Oxford

The Journal of Religion 30 (1950):90-108. Irwin, William A. "Job and Garden City, NY: Anchor Books, 1969. Walter. and Philosophy. Kaufmann, Tragedy H. D. F. Greek Tragedy: A Study. 2d ed. London: Methuen & Co., 1950. Kitto, Literary personnage d'lo dan les Suppliantes et le ProD. "Le complexe oedipien du Kouretas,
d'Eschyle."

methee able.

Revue franqaise de

psychoanalyse

13 (1949):

page nos. unavail

Lattimore, Richmond. The Poetry of Greek Tragedy. Baltimore: Johns Hopkins Univer sity Press, 1958. Le Deaut, Roger. "Philanthropia dans la litterature grecque jusqu'au Nouveau Testa
ment."

In Melanges Eugene Tisserant I. Citta del Vaticano: Biblioteca Apostolica


Aeschylus."

Vaticana, 1964. Lloyd-Jones, Hugh. "Zeus in


(1956):55-67.

The

Journal

of Hellenic Studies

76

Marx, Karl. "Contribution to the Critique of Hegel's Philosophy of Right: In The Marx-Engels Reader, edited by Robert C. Tucker. New York: W. W. Norton &Co., 1972. Quaderni urbinati di Masaracchia, Agostino. "Per l'interpretazione del Prometeo.
II."

Introduction."

cultura classica

50 (1985): 15-26.

McKay, Alexander G. The Classical World Bibliography of Greek Drama and Poetry. New York: Garland Publishing Co., 1978. Meautis, George. UAuthenticite et la date du Promethee Enchatne d'Eschyle. Geneva: Universite de Neuchatel, 1960. Moreau, Alain. "Transes douloureuses dans le theatre Cahiers du groupe
d'Eschyle."

interdisciplinaire du

thedtre antique

4 (1988): 103-14.
Aeschylus' "Suppliants."

Murray, Gilbert. Aeschylus: The Creator of Tragedy. Oxford: Clarendon Press, 1940. Princeton: Prince Murray, Robert Duff, Jr. The Motif of Io in ton University Press, 1958. Nietzsche, Friedrich. "The Birth of Tragedy Or. Hellenism and In The
Pessimism."

Birth of Tragedy and the Case of Wagner. New York: Vintage Books, 1967. Nussbaum, Martha C. The Fragility of Goodness: Luck and Ethics in Greek Tragedy and Philosophy. Cambridge: Cambridge University Press, 1986.

Ostwald, Martin. From Popular Sovereignty to the Sovereignty of Law: Law, Society, and Politics in Fifth-Century Athens. Berkeley: University of California Press, 1986.
Nomos
and the

Beginnings of

the

Athenian Democracy. Oxford: Clarendon

Press, 1969.

Aeschylus's Political

Philosophy

245

Pearson, Lionel. Popular Ethics in Ancient Greece. Stanford: Stanford University Press,
1962.

Podlecki, Anthony J.

"Aeschylus'

Women."

Helios 10 (1983):23-47.

The Political Background of Aeschylean Tragedy. Ann Arbor: Michigan Press, 1966.

University

of

Rose, H. J. A Commentary

on the Surviving Plays of Aeschylus. Amsterdam: N. V. Noord-Hollandsche Uitgevers Maatschappij, 1957. Rosen, Stanley. The Quarrel Between Philosophy and Poetry: Studies in Ancient

Thought. New York: Routiedge, 1988. Sansone, David. Aeschylean Metaphors for Intellectual Activity. Wiesbaden: Steiner,

1975.

Seaford, Richard. "Immortality, Salvation,


sical

and the

Elements."

Harvard Studies in Clas

Philology

90 (1986): 1-26.

Sikes, E. E., and J. B. Wynne Willson. The Prometheus Vinctus of Aeschylus. London: Macmillan, 1912. Snell, Bruno. The Discovery of the Mind: The Greek Origins of European Thought. Translated by T. G. Rosenmeyer. Oxford: Basil Blackwell, 1953. Transactions and Proceedings Solmsen, Friedrich. "The Erinys in
Aischylos'

Septem."

Stoessl, Franz. "Aeschylus


(1953): 113-39.

of the American Philological Association 68 (1937): 197211. American Journal of Philology 73 as a Political
Thinker."

Thalmann, William G. "Aeschylus's Physiology

of

the

Emotions."

American Journal of

Philology

107 (1986):489-511.

Thomson, George. Aeschylus and Athens: A Study in the Social Origins of Drama. 2d ed. New York: Haskell House, 1967. Harvard Thomson, J. A. K. "The Religious Background of the Prometheus Studies in Classical Philology 37 (1920): 1-37. Prometheus Classical Quar Todd, O. J. "The Character of Zeus in
Vinctus."

Aeschylus'

Bound."

terly 19 (1925).
Vander Waerdt, P. A. "Post-Promethean Man and the Justice Studies in Greek and Roman Literature 6 (1977): 26-47.
Zeus."

of

Ramus: Critical

Vandvik, Eirik. The Prometheus of Hesiod and Aeschylus. Oslo: Norske Videnskaps Akadimi, 1942. Welcker, F. G. Die aeschylische Trilogie Prometheus und die Kabirenweihe zu Lemnos. Darmstadt, 1824. Winnington-Ingram, R. P. Studies in Aeschylus. Cambridge: Cambridge University Press, 1983. Yu, Anthony C. "New Gods and Old Order: Tragic Theology in the Prometheus Journal of the American Academy of Religion 39 (1971): 19-42.
Bound."

Pascal

on

Certainty
University

and

Utility

John C. McCarthy
The Catholic of America

In
come

what was

to have been An the

Apology for
father

the

Christian Religion, but has


useless and uncer

down to This

us as

Pensees, Pascal
of the

writes

"Descartes:

tain.'"

mordant

dismissal

of modem

Descartes'

cent of
cogito

own mentions

treatment of his predecessors.

philosophy is reminis Just as the teacher of the

so

rarely Pascal leaves

the ancient and mediaeval traditions


unstated

he

seeks

to replace,

largely
a

the substance of his quarrel with Descartes: to his opponent in the entire
relation

there are
oeuvre of
so

perhaps

dozen

explicit references

Pascal. Little wonder, then, that Pascal's

to Descartes should

frequently
The

have been

a subject of

principal reason

for

Descartes'

scholarly hesitation to

concern. speak

openly

and at

length The

against

his foes

was

his desire to

avoid

controversy,

which would

have im

peded

both the

private execution and

the public acceptance of his


seems

project.2

relative absence of philosophic

disputation in the Pensees

to have been
and an

due to
death

more accidental considerations.

As is

well

known, illness

early
other sister

prevented and

hand,

Pascal from realizing his designs for that work. On the despite his youthful delight in polemics, we know from his
reasons

Gilberte Perier that for dialectical


moreover,
ample evidence

he

came

to distrust eristic. There

is,

from the Pensees themselves that Pascal thought it

indirection.3 The orderless necessary to make his case to the nonbelievers by order that has resulted (532/373) suggests the following methodological princi ple. The fragments Pascal left to posterity must not be read in a fragmentary

way;

so

far

as

is possible,

each must

be interpreted in light

of all

the rest (cf.

199/72). Accordingly, Pascal's


quarrel with

we are required

to consult a wide range of texts in order

to make sense of those explicitly devoted to Descartes. A reconstruction of

Descartes is

unavoidable.

No contemporary scholar questions the necessity of approaching the Pensees in this way. Nevertheless opinion is far from unanimous as to how Pascal's
case against

Descartes is to be
was

assessed.

In the

main scholars

have
have

agreed
argued

that
that

Pascal's intention Pascal


ments was closer

fundamentally
about

anti-Cartesian.

But

some and a

to Descartes than
advanced

he, Pascal,

realized;
of

variety

of argu

have been
which

the degree

their kinship. The scholarly

debate,
view of

has

gone on

for the better

part of a

century, has

yielded nu

merous precisions.
Descartes'

Yet

Pascal have generally taken too restrictive a intentions. Consequently the full range and depth of Pasreaders of

interpretation, Winter

1994-95, Vol. 22, No. 2

248
cal's
cause

Interpretation
dispute
with

Descartes has

remained somewhat

hidden from
neglected

view.

Be been Sim
with

Descartes'

rare statements of purpose

have been

there has
useful.

little

attempt

to specify

what

Descartes himself
Descartes'

understands

to

be

ilarly,

commentators

have

construed

method rather

narrowly,

the result that the


obscurity.

precise

meaning

of

In short,
of

comparisons of opposition

Pascal

Cartesian certainty has been left in some and Descartes have, typically, un And this limitation has
of

derstated
vented

Descartes'

to his

predecessors.

pre

students

Pascal from considering many fragments


Descartes'

the

Pensees
has

relevant which

to the question of his stance towards his compatriot. The extent to


call philosophic revolution

the Pensees

into

question

not

been sufficiently There should


remark.

appreciated."

never and

have been any doubt


"certainty"

about the

sweep

of

Pascal's wry
most

"Utility"

are

the two

Descartes'

watchwords of

programmatic

writing, the Discourse


the

on the

Method. Indeed if Hegel is correct,

"Enlightenment"

they

characterize

whole period of condemn

Descartes helps inaugu


root and

rate.5

Surely

Pascal intends to

Cartesianism

branch. But in
third

order

to evaluate that

condemnation we must confront yet a

often

overlooked, besides the

fragmentary

and

indirect

style of the

difficulty, Pensees,

and the need

for

an accurate

first to last the Pensees That is to say, his


markably

are stamped

understanding of the position Pascal rejects. From by Pascal's experience of Christianity.


not altogether

Apology is
bis

Socratic. Since Descartes is


man6

re

properly theological investi gations would he that he be more than a it would require, says, they seem obvious why Pascal should have been so hostile. As most commentators
candid about
unwillingness

to pursue

have noted, for Pascal the meaning of and God of Abraham, Isaac, and Jacob. Apart from His measure,
"figure" "folly"

"certainty"

"utility"

are set all else

by

the

is

either

or

(cf. 267/680). One is then his adversary

compelled to wonder whether

Pascal

ever meets

on common ground.

Is their

logomachy

of

anything more than doxographical interest? The Pensees abjure any philosophical defense fidei.

of

the traditional
to

praeambula

Philosophy

in that

sense

has

ceased to

be

a protreptic

theology,

as

it

had been for the form

great medieval

theologians. Thus the nearest


nor

literary

precursor

to the Pensees is neither the


of
"confession."7

disputatio,

the summa;

it is the Augustinian

In keeping with this form Pascal is ever mindful that he God's abiding presence (99/536, 627/150, 931/950), so much so that at times he even presumes to speak on God's behalf (149/430, 919/553). Like Augustine before him, he posits his own life as a clue to the
writes

in

and out of

whole

(418/233). In the
and

(418/233, 689/64), and so does not hesitate to lay bare his heart same breath, he insists that his person be forgotten (396/471), would cultivate a love of hidden virtue (643/159, 719/788). Yet precisely
the Pensees prove to be the work
mean
of

as confession
cf.

the "whole

man"

(848/806;

12/187).

They thereby

to

leave

out of account no

experience.

It is in this way that they

prove

to

important human be addressed to believer and

Pascal
unbeliever alike.

on

Certainty

and

Utility

249
this

From the

standpoint of unaided

reason, then,

what unifies

Apology

is

an old question:

What is it to be

human being? The fragments

Pascal left to posterity have aptly been described as an anthropologia ancilla theologiae^ in this respect Pascal continues the line of inquiry initiated by Socrates
pends,
after
all.9

But

Descartes'

teaching
on

finally,

on

biographical
"method"

form

his understanding of of the Discourse


a

utility and certainty also de the human things. As the peculiar auto
on

the

Method Descartes

indicates, Cartesian
the
can and

derives from

comprehensive,

premethodological reflection on
with

human

situation.

In sum, Pascal's debate


of

indeed

must

be interpreted in light
The
present

their common anthropological question.


Descartes'

account of

essay falls into two parts. The first proposes that utility issues from a revision of the traditional view of the human
speaking, that
revision

good.

Loosely

involves

a reconsideration of the relation


opposition

between
tion are
and

mind and

body. Although

Descartes'

echoes of

to the tradi
of mind understand

found in the Pensees, Pascal ultimately rejects the body implicit in the Cartesian doctrine of the good. In Pascal's
to address the real split in our the essay

"dualism"

ing, Cartesian utility fails


"soul."

being,

which occurs

within
Descartes'

The

second part of

begins

with

the observation that


the relation between
prin

method presupposes a novel mind and world. ciples and cure certain

understanding

of

Human intelligence is

displaced;

the availability of "first

causes"

"foundations"

is thrown into doubt. Method, accordingly, is meant to se in the absence of any natural access to the being of
as aware as

beings. While Pascal is

Descartes

of

the

difficulty

we

face in

knowing
problem.

the things

themselves, he disavows any methodical solution to the His teaching on the is meant to indicate the way to such
"heart"

certainty
anticipate

as

is

available

to us. But the heart's promptings can only be taken

seriously if the human

soul

is, for

all

slightly, then,
view of

we

hope to

show

its divisions, disclosive of the whole. To that for Pascal Descartes is useless
and uncertain

because his standing


of

the good
useless.

is uncertain,

because his

under

the tme is

No
to

reader of

Descartes

could

fail to

observe

that he proposes to

replace

"the

speculative philosophy taught in the


make

schools"

with a

"practical

one"

its

adherents useful

"masters

nature."

and possessors

of

promising Cartesian science

pledges to

be

enabling has Discourse asserts, penses with final causality.


"nature"
men,"

us to put all of nature to use.

in the highest degree, useful like no other teaching, by This is possible because, as Part V of the
no real uses of

its

own:

Cartesian "the

physics

dis

"Utility"

now comes

to

mean

general good of

all
of each

and

this

good common

to all is understood to be the private interest

in

pleasant,

healthy

and

lengthy

life. At

stroke, the "common

good"

250
has

Interpretation
ceased

to be common in the old sense. This is not to say that the interest that moved Descartes to think and to publish wholly coincides with the interest the public
makes

has

or ought

to

have in reading him. As Part VI


the
charter statement of as

of

the Discourse

clear, the

public and

philosophical uses of reason are at

best

mum-

ally beneficial. That said, the scribes the "laws of

mechanics"

the

"important"

most

Cartesian philosophy de truths discovered by looks to be


practical

the method, so even the substance of

Descartes'

science

in

bearing. For surely mechanics cannot elevate the knower in the way traditional philosophy had claimed to do, namely, by enabling him to contemplate the first and highest things, the divine things. Quite consistently, then, the Discourse
characterizes reason as a

"universal

instrument."10

Pascal

agrees with

Descartes that the

scholastic approach to nature

is gravely
with

flawed. His

own scientific writings

frequently betray

his impatience

the

tendency found in the Schools to


observation of natural phenomena. over
of

substitute speculative

dicta for thoughtful in the controversy

Witness his
all

engagement

the

vacuum.11

Nevertheless, he is

but

silent about

the practical potential

his

own mathematical and physical writings.

particular mathematical

discovery

"useful,"

as

Once in passing he refers to a but its utility is clearly no more

than

heuristic.12
Descartes'

like

In any event, there is nothing to be found anywhere in Pascal proclamation of a universally beneficent science. On the other
Descartes'

hand,

blanket

condemnation of

practical

intentions is

also absent

from his

writing.

In

fact,

we

know that Pascal

approved of

the application of

theoretical principles to practical problems. Throughout his life


siderable

he devoted his

con

energy

to various attempts to make human life easier;


efforts.13

celebrated

is only the first of many such In order to gain an accurate understanding of Pascal's argument against Cartesian utility it is there fore necessary to join the issue at a deeper level. That in mm requires consid
calculating
machine eration of an
shall mon

important
accepts

point of agreement

between the two thinkers. As


Descartes'

we

see, Pascal
good."

in

large

measure

rethinking

of

the "com

The mastery of nature teaching, tists alike, involves a two-pronged


conceived,
phers.

addressed as

it is to

scientists and

nonscien-

critique of

the

good as

it had hitherto been

a critique of conventional

Against the

philosophers

genuinely
the

common good of

morality Descartes argues that they have never known a because they have never held anything in common:
a

and a critique of the philoso

history

philosophy is

history

of endless

disputation. Should
one would

one

inquire

into the
pride,

ground

of philosophical
parricide"

differences

find "insensibility,

parading as noble theorizing. The possibility of a of an interest in truth for its own sake, is cast into suspicion. But does not such suspicion poison the well for Descartes' own philosophy? Not at all: the promise of utility both affords an indisputable crite rion for scientific and shows how it is possible for an interest in the
all
"success,"

despair, or philosophic detachment,

truth

and self-interestedness

to meet in

one.14

Descartes'

argument against common

life is

similar.

According

to the

self-

Pascal

on

Certainty

and

Utility

251

understanding of all premodern regimes, not narrow self-interest, i.e., the ac quisition of honor or external goods, but some articulation of justice is the
proper measure of whole nor were

the polity and its citizens. Granted that neither the city

as a

in its

parts acts with perfect

justice,

the city's origin and continuance


of

thought ultimately to depend

on some

divination

the good

beyond

mere

utility.

In this The

philosophers after effect of

citizens.15

Descartes'

variety of moral and political are a function of purely arbitrary


tive nearness to or
can count on

ordinary hyperbolic doubt, which stresses the great opinions, is to intimate that all such differences
convention and not of a given regime's rela a

Socrates had tended to

agree with

distance from
With

truly just
always

political order.

The only thing


or at

one

is that human beings

vainly

suppose their own opinions

to

be the right

opinions.

prescientific opinion

thereby dispatched,

least

disarmed,
points useful

informed polity Descartes to in the Discourse, Part VI. To conclude, Cartesian science will be to the ordinary citizen despite or rather because it ignores the ordinary
good.16

the way is cleared for the scientifically

citizen's

understanding of the Pascal is close to Descartes


like

on

both

counts.

As

regards

is,

Descartes,
and again

struck

by

the number of

different

moral codes

ordinary morality, he found in the

world;

trariness
change
all

like Descartes, he takes this variety to be a sign of the arbi "[W]e see nothing just or unjust that does not in character with a change in climate. Three degrees of latitude reverses
of political authority. a meridian

jurisprudence;
range of

decides the

truth."

He

mentions

the view that

common or natural

it: the

laws may be seen to underlie such differences only to reject actions deemed moral by the world is too extreme (60/294). He

concludes with a candor


warrant

his Port Royal

editors

found

shocking17

for

obedience
just"

to the

law is that it is customary


cf.

and

that the only "not because it is

reasonable or announces

(525/325;
what

9/29, 25/308, 51/293, 61/309). He hereby


utters
guardedly.18

for

all

to hear

Descartes

only

And this dif

ference is instructive. For


the strictures

while

Descartes is
until

prepared

of conventional refuses value

morality

his

scientific reform

provisionally to accept is fully in

place, Pascal
an

to see in any merely

moral or political arrangement even


good.19

instrumental Pascal is

also

in realizing the tme human more forthcoming than Descartes his


criticisms are

about

the failure of philoso

phy,

although again

for the

most part

the same. Several times


a

he

observes

that "the
cf.

philosophers

split

themselves into

thousand different

sects"

(281/613;
"sect"

76/73, 456/618, 479/746, 507/363). It is

tme that he

some

times attributes their

inability

to reach some common

understanding to the fact


reality
at

that

each

overemphasizes some particular aspect of

the expense

(127/415, 131/434, 398/525, 449/556). This explanation will prove to mark an important divergence from Descartes, as we shall see. In the end, however, Pascal appears to accept the Cartesian reduction of philosophical dif of the philosophers (142/463, 627/150); they are as ferences to the
of another
"vanity"

much governed

by

base interests

as anyone else

(145/461). Cartesian utility means, to

Still

more

striking is

another point of agreement.

252

Interpretation
promotion

repeat, the
terested

by

science of

theorizing
to
seek a

or civic virtue.

bodily well-being rather than either disin The Discourse on the Method may therefore
Descartes'

be

said

liberation

of self-interest.

cessors, human beings


must

need
an

For according to prede to be educated in a kind of self-forgetting; they


political and suprapolitical whole when such

be taught to take

interest in both the


even or rather

of which

they

are

members,

especially
being.20

interest is

at

the expense of their individual or


Descartes'

bodily

well

What is decisive

about

utilitarianism, then, is the

suggestion

that the

interest
the

of

the human
parts not

whole

is furthered precisely

by

advancing those interests

of

human

concerned with

the whole. As Leo Strauss describes this


good or rational political

the career of self-interest, the

dramatic peripety in order is now seen to be


"All

brought hate
of

about

by

forces he

which

do

not

themselves tend toward the good or the


men

rational.21

Surprisingly,
another,"

Pascal

seems to endorse this notion.

naturally
principle
con

one

observes quite serenely.

Accepting
adds

the

leading
The

cupiscence as

Cartesian utility best


"use"

as an accomplished we could

fact, he
serve

that "[w]e have used


good."

to

make as

it

the public

result of political

this

of concupiscence

is not,

the ancients may

have supposed,

(210/451). And far from being scan fragmentation, but "an image of dalized by such arrant Machiavellianism, Pascal describes its workings as proof of man's greatness (106/403, 118/402, 211/453). Nowhere else does the Pencharity"

sees come so close

to approving

Descartes'

view of

the

"common"

good,

and

therewith, Cartesian utility. Yet it is precisely at this juncture that Pascal's


gins to come

opposition

to Descartes be

into

view.

Enlightened
a

concupiscence

charity but it is, manifestly,


why.

"false

image"

may well be an image of (210/451). We must now consider

As the textbooks instruct us, Cartesian mind is strangely disembodied, out side the world. On closer inspection, the separation of mind from body, never
"metaphysical" satisfactorily defended by Descartes in exactly what is required by mathematical physics, which
terms,22

proves to

be
or of

can explain

body,
the

nature, only

apart

from

soul and

its

purposiveness.

Hence the dismissal

formal
physics

and

final

causality. service

is, by its

to

reunion of sorts

between
and

by bodily needs and desires, able to effect in turn a human body and human soul. Prompted by the "teach
new our of pleasures and

The

rational conquest of nature achieved

ing
To

nature,"

of

its language
order

pains, mathematical physics

dissects human life in


speak somewhat and soul
lem"

to

benefit the

composite or whole

human

being.23

in

order to

hyperbolically, Descartes radicalizes the overcome it. This understanding of the


Descartes'

is

duality of body "mind-body prob


saying
natu
es-

at

the

nerve of

teaching

on utility.

The Pensees
that

Pascal

in precisely the opposite direction. It distinguishes soul from body (108/339,


move also stresses

goes without

115/349,

418/233). But he
ral,

161/221,
no

their unity. "The nature

of man

is entirely

omne animaF

(630/94;

cf.

664/94b,

372/483). There is, therefore,

Pascal
caping
our embodiment and all

on

Certainty

and

Utility
mean

253
that

that it entails. Yet this does not

rationality is subjugated to the body. To the contrary, reason necessarily ele vates human bodiliness beyond worldly categories. In his celebrated turn of
phrase, "Man
...

is

reed"

thinking

(200/347). The human

being is

thus a

being between,
must not

worldly being believe that he is equal


a

not explicable

wholly in worldly terms. "Man to the bmtes or to the angels, nor be ignorant

of

either, but he must know

both"

(121/498;

cf.

522/140). It follows that hu

man what

life

be lived in tension, in the stretch between what is above us and is beneath us (678/358). Any attempt to overcome or even reduce this
must
will result
humanity"

only in a distortion or destruction of the human being. "To depart from the middle is to depart from (518/378). util
tension
Descartes'

itarian

account of

the goal of science must, for

Pascal, be just

such a

departure,

aiming nism is

at once too
"useless."

high

and

too low. It is for precisely this reason that Cartesia-

Not that Pascal


reasons we sense

advocates a

full-scale

restoration of

the theoretical life. For

have already indicated, he doubts whether philosophy in the ancient is able to perfect the human being (cf. 926/582, 545/458). Nevertheless
of reason never prompt as

the limits

mental;

he
cf.

(759/346;
scured

him to reduce rationality to something instru it is reason that "constitutes man's repeatedly, 756/365). Nor is the dignity of the human being ob 111/339,
says

greatness"

by

the baser aspects of our nature. Awareness of how low we can sink

only
of

underlines our

inherent

grandeur.

Otherwise stated, it is only in the light

the high that the low can be understood as such


author of not

(53/429, 117/409, 470/404,


only

526/408). For the something given,


pineal

the

Pensees, then,
and

the unity of soul and

achieved;
appeal

it is

explicable

by

soul,

not

body is by the
(cf.

gland,

nor

by

to the

teaching
of

of our

natural

appetites

957/512). It is
also soul which explains the
supposes

duality

the

to Descartes. When Pascal

that human

"nature"

human being, again contrary is irreducibly dual he


body. He
means rather

is

not

referring to
or

division between

mind and

the

duality
or

of nature as our end or perfection and nature as

the principle of the class

kind

multitude,

i.e., how
of we

149/43). "This
who

duplicity

ordinarily find ourselves to be (127/415, the human being is so visible that there are those
we
souls"

have thought that

have two

means pulsed

for Pascal that

we are at odds with

(629/417). To say that we are dual ourselves, both drawn to and re


whether

by

our

tme

good.24

The abiding
passions most

duality

of

the human
submit

being

leads Pascal to doubt


scientific

those

polity can be taught always to prevail over other, more volatile, human urges. "The sweetness of fame is so great that, to whatever object we join it, even death, we love
disposed to
to
it"

Descartes'

(37/158;
love

cf.

470/404).

Indeed, "[a]ny
strong
and so

opinion

natural"

of which appears so

may be preferable to life, the (29/156). Of course, Descartes

was well aware of

the dangers

associated with

the passions, and seems to

have

254
called

Interpretation
for
a sentimental

education, for the correction

of passion of

by

passion.25

Pascal, however, is
more

much

less

sanguine about

the possibility

reforming

our

truculent impulses.
of our us

Accordingly, he

expresses grave reservations about


marvelous

the

ment

dependability for blinding

self-interest, at one point calling it "a


fashion"

instru

in

an agreeable

(44/82). To

sum

up,

although

he

that society may well be founded upon concupiscence, he insists that human life both individually and communally is permanently feverish, alternat ing between sweats and chills (27/354, 771/355, 56/181). Descartes, then, was
concedes
mistaken
good.26

to

identify bodily

health

as

the

"first"

because the
Pascal's

most

basic human "diver

The "reason for these


sion."

effects"

surfaces

with

remarks

on

These

remarks suggest

that the subordination of science to the passions

is

self-defeating.

Without simply

dismissing

the desire for a pleasant,


problem would

healthy

brought

only be into of such life. focus the attainment a His argument sharply by is not simply that human desire is restless (362/472); Descartes was well aware of the potentially infinite character of the Rather, he considers the at
and more
will.27

lengthy life, Pascal believes

that the true human

tempt to satisfy the


tion

from their

real significance.

explained not

by

in the terms they themselves dictate as an abstrac Most human appetites are ultimately to be their putative objects but as a means to avoid something else,
passions

namely,

an

unsettling

emptiness no

worldly

object could ever

fill.28

We do

not seek that soft and peaceful employment which permits us to think of our
. . .

unhappy condition diverts us. (136/139;

but the bother

which steers our

thinking away from it

and

cf.

70/165b, 137/142, 139/143)


to
and consequent

The

state

both

antecedent

from diversion in its


would compel us

manifold

forms is

"boredom"

which, were it confronted,


existence.29

to raise dis

concerting
enment

this aspect of the human problem.

Yet surely Descartes was aware of could be argued that the Enlight Indeed, that looked back to him was designed largely to keep the people dis
questions about our

it

tracted and to

keep

controversial, that is to say, theological questions

at

bay.30

Still, if Pascal's
Enlightenment

critique of enlightened

could never

be

more

hedonism is correct, the victory of the than Pyrrhic. On his reading even the most

consuming diversions are only temporary. Unease continually breaks in upon us (410/413). Moreover, it is by not means clear why peaceful distraction
should

be

preferred

to the

diversionary
Descartes

charms of war
over

(cf. 136/139).

contingency in human be had from overcom "fortune" (552/107): Despite his admiration for ing this or that aspect of our Epictetus, Pascal was no Stoic. He even professes admiration for the "extraor
affairs.

Pascal is

also at odds with

the place of
pleasure to

With Descartes he acknowledges the

dinary
greeted

soul"

greatness of cf.

necessary to

perform rare

deeds

of good and evil

(526/408;

157/225).

sympathetically

Nevertheless, by the author of the Pensies

the bid to overcome

is not (788/486). His restatement

all of nature

Pascal
of

on

Certainty

and

Utility
to

255
com

the doctrine of a cyclical fortune

(27/354, 705/180) is
as

not enough

mand

acquiescence,

of

course, because

Descartes had observed, it is surely

unwise

to submit to unhappy circumstances before we have made a rational


of what

determination

is in

our

power.31

(750/176)
action

and

Cleopatra's

nose

Similarly, Cromwell's kidney stones (413/162) prove only that traditional political
reversal;

is particularly
of

susceptible to accidental

they do

not prove

the

fragility

the new, practical philosophy. More pertinent is Pascal's observa


moral and

tion that our


upon others colored

intellectual formation is to
also
of our earliest
years.32

high degree dependent


our

(814/6). But Descartes

knows that

judgments may be it
with

by

the influences

Pascal's

position comes more

clearly into

view when we compare

the

teaching on self-mastery advanced especially in the third part of the Discourse on Method, Part IV of the Meditations and the last part of The Passions of the
Soul. This
in
obscure

doctrine
virtue

culminates

in

"generosite,"

an account of

dis

tinctively Cartesian
ments secured
mitment
cartes'

an audacious new

combining Aristotelian, Stoic and Epicurean ele whole. We have indicated that the common goods
Descartes'

by
to

the scientific mastery of nature do not explain

own com
account

his

project.

The

expansiveness of generosite
others"

does

for Des
the

willingness

to "do good to

by initiating

the public

works of

Enlightenment,
enjoy.33

works

the many fruits of

which

he knew he

would not

live to

In the end,

however,
his

generosite proves

to be essentially self-regarding,

the

excellence of a man who and power of

takes pleasure in esteeming the

freedom,
he may

resolu

tion,

good will even apart


science
fortune."

Viewed in this light, "beyond the power of

Descartes'

from any manifests his

actions

perform.

self-satisfaction

in

being
condi

His

virtue

appears, then, to be both the

tion for and the conclusion of the attempt to master nonthinking nature. Not for

nothing does Descartes write that the self-mastery of generosite "renders us in a To summarize, generosite is the most powerful embodiment of way like
God."

Cartesian
to be

"wisdom,"

"use"

whose principal

is

said

in The Passions of the Soul

that it teaches us to render ourselves

master of our passions

to such

to manage them with such adroitness, that the evils


and even that we

they

cause are quite

degree, and bearable,

derive

joy

from them
stratum of

all.34

Here,

surely, is the deepest


one

Cartesian

"utility."

Were

to

search

the Pensees for a counter to the radical


struck

generosite,

one would

be

first

by

autonomy of Pascal's insistence that "it is not in our


means

power to control our

heart"

(100/467). He

by

this

not

primarily that

our

desires take
means

us places we

would not go

only or even (149/430). More

fundamentally, he

that human beings

are

bom

into,

or constituted

by,

longing longing
"hateful

which would
me"

is

on

that account not of their own choosing. This unalterable


us

lead

(597/455) behind. Although its very

beyond ourselves, to transcend ourselves, to leave the existence is a sign or trace of

256

Interpretation
which would

that alone

satisfy

our

hearts, it

cannot of

itself

assure our satisfac


"outside"

tion; consequently it
us

spells our essential

dependence

to

complete us

(136/139, 143/464). Secondly,


than would
says of

something Pascal believes that

on

of
even our

thoughts

are more adventitious

be

allowed

by

Cartesian

self-mas

god"

tery. "What an absurd turbed

he

the creature whose reasoning

is dis
no

by

fly buzzing
humble

round state

his

ears

(48/366). Less
even our of

egregious

but

less
to

indicative

of our

is the fact that

best thoughts

come

to us
so

largely

unbidden, and, owing to the

fallibility

memory, are

likely

depart (542/370, 656/372). Finally,


gent character of our sufficient ever.

and most

decisively,

the radically contin

is

selfvery being persuades Pascal that the desire to be delusion. The rhetoric of his argument can be misleading how

Consider the

following

passage:

When I
comes

consider the short

duration
the

of

my life,

absorbed

in the eternity

which

before

and after

...

tiny

space which

I fill

and even see swallowed

up

in the infinite

immensity

of

the spaces of which I know nothing and which know

nothing of me, I am unnerved and astonished to see myself here rather than there, because there is no reason at all why here rather than there, now rather than then.

(68/205;
Fragments
enough

cf.

135/469, 154/237, 194/208, 198/693, 201/206)


as

such read

this are

scattered

throughout the

Pensees,
awaken

and

it is easy
readers'

to

them as a symptom of neurotic anxiety. On closer analysis


proves

Pascal's intention

to be dialectical: he seeks to
quite

in his

minds questions which


with our
contingency.35

he believes follow

Cartesian self-mastery,

no matter

naturally from a confrontation how successful in the

term, could never overcome the obscurities attending our being in time. Seen from Pascal's perspective, Descartes is to be faulted for having silenced
short

prematurely what are legitimate because unavoidable human questions. This brings us to the nerve of Pascal's quarrel with Descartes about The Pensees do
alternate our good not

utility.

really

oppose the

Cartesian teaching

on the good with an

theory. Pascal

holds,
we

rather, that

while an adequate

is truly needful,

do

not possess such an understanding.

understanding of The prob

lem is twofold, involving a failure both of intellect and of will. Specifically, we neither know what is truly in our best interest nor, by and large, do we make
much of an effort

to find

out.36

In effect, the

problem

is

not

for Pascal that

human beings

excessively self-interested. Rather, we are not self-interested enough (418/233, 427/194, 749/456). Should it be objected that some human beings at least have caught a glimmer of the good, and do strive to attain it,
are

Pascal

would

reply that it is do

nevertheless not

in their

power to secure

it for

themselves
claim

(141/509, 148/425, 269/692). The


we

evidence

he

adduces

for his

that

not possess the good

falls

under

the general rubric of "mis

ery,"

aspects of which we stitutes a ratio

dubitandi for the

have already discussed. Human misery in turn con goodness of the Cartesian project. If Pascal's
at all

analysis of our condition

is

plausible, then

on

Descartes'

own

terms

we

Pascal
ought not
uncertain

on

Certainty

and

Utility

257
is
to

to accept the Cartesian doctrine of utility:

a science whose purpose would seem

is

unscientific

in

decisive

sense.

To conclude, Pascal

have
less"

shown

that the mastery of nature is useless because it is


a neutral term

uncertain.37

"Use

is

hardly

Descartes'

ness

philosophy is a it diverts us from the


We begin to
see

in Pascal's vocabulary, however. In his eyes terrible distraction. In the guise of offering us happi
urgent task of should

discovering
resolved cf.

and

pursuing

our

tme

good. who

why Pascal

have

"to

write against

those

deepen the

unduly"

sciences

(553/76;

23/67, 164/218, 496/714,

687/144).

Pascal
man as

provides reasons

for

doubting

whether

Cartesian

science

truly

serves

he is, to say nothing of man as he ought to be. But the charge of project; uncertainty is meant not only to impugn the goal or goals of it also expresses Pascal's dissatisfaction with means. In a word,
Descartes'

Descartes'

Pascal

questions

the

Descartes'

"method."

worth of much greater cannot

What is

at stake

in this

quarrel,

however, is
Method

than the proper


understood

"technique"

to be

employed

by

science.

itself be

methodologically.

Because
the rela

Descartes'

teaching

on method
and

issues from

a sustained meditation on

tion between the knower


once again to concern

the world, Pascal's disagreement with him proves


of

the nature and place

the human being.

It is in
some of

Descartes'

Regulae,

unpublished

during

his
of

lifetime,

that

we

find
be
to

his

most suggestive remarks on the


"rales"

meaning

the new method. The

first

several

explain argues

why

methodical

direction

of the mind should of

required.

Descartes

that

while as

the "natural
shown

light"

the

mind

is

able

attain simple and certain

truths,
of

is

nevertheless the

"intuitive"

power of

the

mind

paradigmatically by mathematics, is naturally hobbled by our man


and

ner of proceeding.

Instead

moving patiently

truth, "blind in the absence


ence"

curiosity"

prompts us of methodical

to venture too quickly

assuredly from truth to into obscure matters;

discipline,
such

we set our course our respect

by

vague

"experi

and

hasty "conjectures";
on

is

excessively
made to

"the

ancients"

writings of

the

for authority that we rely despite their manifest failure to


such

advance systematically.

For

all

these reasons,

discoveries

as

have been

date

must

be

considered a matter of

dumb luck. Method,


science's

by

the

mind's native

ability to grasp truth,


we
inward.38

will eliminate

ordering dependence

upon

fortune. As

have already indicated, the mastery


Descartes'

of nature

doctrine

looks both
The

outward and

method is the claim, evident al startling premise of that first in the thinking may rightly be ordered independently of ready mind to the sun the Regulae upend the traditional the its objects. In likening most
"mle,"

solar metaphor

for knowledge:

not

being but

mind

lights up the way to the truth

258

Interpretation
known.

of the things recourse

By

supposing that the


the
world

mind can possess truth without

to the

world's

self-disclosure, the

method

is

able to

bypass the

seem

ingly

obvious articulation of

into kinds. This

means

in mm that

method almost

is universal, the same for all of study. Thus Descartes is able, miraculously, it must have seemed, to establish method on a scientific
method

"objects"

footing
lished,
will ple of

wholly in advance of any scientific is itself able to certify any

encounter with the world.


such an encounter.

So

estab

the Discourse on the Method propose Descartes himself as


philosophy."39

Not for nothing "the first princi

A be

reader of

Pascal

who confined

himself to De V esprit

geometrique might

pardoned

for

believing

that Pascal accepted the notion of a universal method

modelled on mathematics. ever.

The Pensees

compel a

different conclusion, how


work embodies could not

To the

extent that the

literary

character of

the

Pascal's
to

intentions,

a more anti-Cartesian style of consider

investigation

be imagined

(cf. 532/372). Or
conserve or

the claim that there is no thoughts

"art"

available either

to

acquire our

(542/370);

or

again, that the "ethics [mo


noted

rale]

of the

mind"

is "without

rales"

(513/4). " Also to be may


not a well

is Pascal's
with
sub-

insistence that
missiveness, it

an act of

intellectual

"submission"

be in

keeping

the demands of reason

(167/269, 170/268, 173/273, 174/270, 188/267):


saying, is

goes without

Cartesian
to

virtue.

By

extension,

Pascal
tion

must reject

the idea

of a single method suited

all objects of

investiga

(511/2, 512/1). Hence


but in
would

the demand that we "not judge nature in accordance


it"

with us

accordance with call the

(668/457). At

a stroke

Pascal

rejects what

Kant

later

"Copernican
guided

revolution."

This heralds Preface

willingness to

be

by

nature's

self-presentation quite aware that


or as

by

no

means

a return to prescientific naivete.


us and

Pascal is
rules"

"nature
puts

often

deceives

pour

obey its own le traite du vide, "the secrets


not

does

(660/91);

he

it in the

hidden"

of nature are

(532). More
obstacles of

over, he readily concedes that our very constitution creates manifold to the investigation of nature. One cannot read the Pensees without

thinking

the critiques of natural consciousness found not only in Descartes, but in all the early modem philosophers. Not the least of our troubles is our blindness to our

deficiencies. As he
of man

writes

in De V esprit geometrique, "[i]t is


directly"

to believe that he possesses the truth


mean

Pascal

by "judging
most

in

accordance with nature"?

malady (585). What, then, can And how is such judg

a natural

ment possible?

Among
fragment

the

important

of statements on nature
man."

entitled

"Disproportion

of

tesian science for the very reason method, namely, the fact that we do whole, the
or more

in the Pensees is the In that fragment Pascal opposes Car that could be said to have motivated the
not

presently

possess

knowledge

of

the

precisely, knowledge

of the principles of

the whole. Pascal puts

difficulty

in the

following

way.

Pascal
Since
all

on

Certainty

and

Utility

259

things are caused


and since

and

causing, supported and supporting, mediate and

immediate,

imperceptible

chain which

everything is mutually sustaining by a natural and joins the most distant and the most different things, I
parts without

hold it impossible to know the


whole without

knowing

the whole, or to know the

knowing

the parts in detail.

(199/72;

cf.

927/505)

To be sure, Pascal is scarcely the first to have stated the problem in these terms. All the same, this passage goes a long way towards explaining his doubts about
Descartes' "certainty."

As is

clear

from the
in the

context

in

which

this

aporia

appears, Pascal's
uses

purpose

is

not

sceptical

strict sense.

awaken self-knowledge

To the contrary, he in his readers: he would have us


are we

the aporia to

see the paradoxical


of

limits

of our

they

come

ability to know. These limits into view only to the extent that

paradoxical,

course, because

have in

some measure overcome

them.
cause

We

can

know that
of

our

knowledge is in
some

of

the whole
available

is

fragmentary

knowledge

the

whole

way
a

to us.

only be Otherwise stated,


who qua

the human

being

is

"disproportionate,"

knower is

aware

of,

and

hence

open

to completion

consciously finite being by, the infinite.


the universe

Easily
ment of

overlooked

here is the

conception of

informing

this state
upon a

the problem. In the


of

divination
to

the

wholeness a

first place, Pascal's argument depends of the whole. In the Pensees nature is
shards,
a

neither

monolithic nor make

is it

heap

of

"bad

tragedy."

Diverse beings

are seen

up

causally

unified world order.

And if this is

true then we are

required to take
particular

seriously the self-presentation of the parts,


show

beings themselves
individual
of

up

as relative wholes.

i.e., the fact Consequently,

that
the

way

a part appears

for Pascal the


can on

part

in

question reason

being

or an

inspection be
the
whole.

may be either a kind of for revising one's initial


of part and

formulation
whole also

the

wholeness of

Yet the interdependence

implies that
of

some prior awareness of the whole

is indispensable for

the investigation
a vindication of and

the wholeness of the part. Pascal's aporia


"experience"

leads therefore to

"experience,"

where ground of all


understanding.41

means

both the

determining
estimation

determined

One
tion

aspect of this

defense

of

experience, rarely

discussed, is his

of opinion. of

Earlier

we mentioned

Pascal's
and

affinities

to Descartes in his repudia the philosophers. On

both

conventional

morality
that

the

ambitions of

the

other

hand,

Pascal

admits

prephilosophic

opinion,

faulty

though it

is,

expresses a genuine apprehension of mount a qualified rescue of philosopher as

the truth; for this reason, he is prepared to

wise, he is

much more
now

it (520/375). Similarly, although he venerates no willing than Descartes to give the philos
to one
now

ophers their
tion.42

due, appealing
whereas

to another in support of

his

posi

Thus,
to

Cartesian
a

method proposes

to set aside received opinion

linear fashion from certainty to certainty, Pascal be lieves that understanding can only advance in a fashion, moving dia-

in

order

proceed

in

"zig-zag"

260

Interpretation
from simplicity to to be partial, in their
that
sophistication to corrected

lectically
truths

knowing
of a

simplicity

as

partial

are seen

in light

fuller

understanding, and

appreciated anew

partial

truthfulness

(90/337, 91/336, 92/335, 93/328).


celebrated

It is in

such terms

we should

interpret his
(513/4).
put

aphorism, 'To mock

philosophy is truly to The preceding contrast


Descartes'

philosophize"

could

be

in

another way.

As is generally

ac

cepted,

method

involves

a curious amalgamation of skepticism and


severest sceptical

dogmatism. Experience is
emerges unscathed ment

subjected to the

scruples; what

is to

"foundations"

provide

for

a true or certain advance

in learning.

According

to

Pascal,
know

this procedure does both too much and


enough not to suppose skepticism

too little. Too much, because

we

to be

wholly reasonable; too


matic

assurance

little, because nothing we know can be stated with dog (109/392, 131/434, 406/395, 655/377). In Pascal's opinion
certainties, but there
are

there are no
each

"simple"

innumerable

partial

truths. "Here

(905/385). Consequently all demon thing is true in part and false in strations involve some degree of circularity (527/40). Pascal's unswerving ad herence to the twilight state between dogmatism and explains the
skepticism43

part"

generally derisive tone he adopts when referring to Descartes. The title of Des 1644 manual, The Principles of Philosophy is (199/72); opinions on matter and space are a "reverie approved by pigcartes'

"ostentatious"

Descartes'

headedness
mance of

[entetement]"

(1005);

the Cartesian philosophy as a


of

whole

is

"ro

nature,

quite

like the story

Don

Quixote"

(1008). " It is
science.

not so

much

that Pascal is troubled

by particular aspects

Descartes'

of

Rather,
his

it is the imperiousness
"certainty,"
Descartes'

of the method that offends

him.

Notwithstanding

definitive

pronouncements on the nature of nature ex


worse

ceed

the evidence available to


him.45

him;

still,

nature

supplies evidence to

contradict

But is it
nature?

not tme

that Pascal accepts the Cartesian mathematicization


physics

of

While he distinguishes

something homogeneous or moving through it (603ff). And when he


space as

from geometry (376), he also treats absolute, indifferent to the kind of being
writes

Our

soul

is

cast

into

body

where

it finds number, time, dimensions; it

reasons

thereupon
cf.

and calls

this nature, necessity, and can believe nothing else

(418/233;

420/419, 110/282, 583)


not

it is impossible
observed.

Descartes, as numerous commentators have have regularly taught that he accepts the Carte sian equation of the laws of nature and the laws of mechanics could have been predicted. Nevertheless they are mistaken. To be sure, Pascal did entertain the animal-machine hypothesis (105/342, 107/343, 738/341). Yet the evidence that
That Pascal
scholars

to think of

he

rejected global mechanism

is in

plain view. own

example of an automaton was

Pascal's

fitting contemporary calculating machine, but the only


most

The

Pascal
time he refers to it in the Pensees it
volition

on

Certainty

and

Utility

261

is in
is

order

to contrast

machines with animal

(74 1/340).

"*

That

mechanism

untenable also

follows from Pascal's


well

estimation of

the logic of parts and


the attempt to
reduction of

wholes.

have
sider

endorsed

mathematicize

To conclude, while he may nature, he certainly did not

con

Descartes'

body

to extension to

have

saved

the appearances

(cf. 84/79, 686/368, 958/75). Although Pascal does not say

as much on

the subject as one might wish, his


proceeded

own mathematicization of nature would

have

along

rather classical

lines,

as

is

suggested

by

a remark made

in

a short mathematical

treatise

entitled

Potestatum
in

numericarum summa.

At the

conclusion of

that work

he

writes

a continuous

quantity,
add

whatever quantities of some

kind

are added

to a quantity

of a

higher kind

nothing to it. Thus

points add

nothing to

lines, lines nothing


...

to surfaces, surfaces nothing to solids;


commensurate with

nor

in the

case of numbers

are roots

squares,

squares with

cubes, cubes with numbers of the fourth

power, etc.

Hence, inferior

grades are not to

be considered,

since

they

are

beings

of no significance.

That

is,

lesser

"being"

order of mathematical

prefigures

but

never yields

the

greater

order,

which

may be
order
of

said to contain

it. Pascal

goes on to explain that

he

has
of

subjoined this remark, which should

be "familiar to those

who are students

indivisibles,"

in

that "the

connection never

sufficiently admired,

by

which

nature, lover

unity, assigns to a one those things


(171).47

which seem most

remote"

be better

appreciated

ber
of

points

him in the direction


and

of what

In short, Pascal's understanding of num has been called the "arithmos structure

being,"

one cannot ysis

away from explain what is distinctive


Descartes'

mechanism.48

According

to such an understanding,

about a given

being

merely through

anal

method would have it. Once again, and as into its elements, as Pascal's mathematical inclinations confirm, the lower must be read in the light of the higher. In contrast to the homogeneous universe of mathematical

physics, Pascal believes that the


nature

experience of number supports the view that

is

hierarchically

ordered

unity

of

diverse kinds. In

keeping

with

this

view, the Pensees

call attention and

to the astonishing variety present in nature

(65/115, 558/114, 782/266)

insist that this

diversity

is

not a random multi

plicity because "nature imitates itself (698/119; cf. 541/120, 663/121). That nature is drawn together into an analogical unity is, for Pascal, most evident in one being, the human being. The human being manifestly contains
what

is beneath him

and prefigures what

is

above

him. As

a paradoxical union

of apparent

opposites, this

being

provides

for Pascal

an emblematic

display

of

the

wholeness of

the whole; at the same

divided

or

fragmentary

time, the fact that human beings are indicates to him that the natural whole is not ultimate or
preoccupation

self-contained.

Hence Pascal's

in the Pensees

with

the human
renuncia-

experience of the

human is

not

narrowly anthropological, it is

not a

262

Interpretation its
his

tion of his earlier scientific efforts. Pascal comes to see that human life in all

ambiguity is the key to a genuine science of the whole. And investigation of the human things is his teaching on the What the Pensees tell
to
Descartes'

at

the

center of

"heart."

us about

the heart

constitutes

Pascal's

real alternative

method.

For the human heart


to

is, in Pascal's

reckoning,
about

both the

principal obstacle and our surest access

knowing

the truth

the world.

Now,

although

the

romanticist

repeating that by The term is, of course, in the Pensees


attest.

"heart"

of

reading he does not mean anything in the least sentimental. Biblical provenance, as numerous Scriptural citations
use of

of

Pascal has been discredited, it bears

But Pascal's

the term is not exclusively or even

primarily theological. A survey of its


derstanding"

appearances

indicates that it
"will."

names a

or "un hendiadys. In Thomistic vocabulary, Pascal's (as opposed to ratio or "reason") and voluntas or general refusal to employ two terms for what are, after all, two distinct powers

"heart"

designates both intellectus

of

the soul may involve their dramatic


of

some

loss

of precision. and

Yet he thereby

maintains

in

view

unity.

Taken singly
"heart"

in their

being

together these two


to Cartesian

moments

his teaching
writes

on

offer a powerful challenge

certainty.

When Pascal
ing"

"The heart has its


mind

reasons of which reason

knows

noth we

(423/277) he has foremost in


glance"

the fact that

much of what we

know

or know nondiscursively; that is to say, some knowledge is given "all at Pascal "at a uses the metaphor (512/1, 751/3). Following the tradition,

once"

of sight to what

describe this
calls

noetic capacity.

The

proper objects of

this power are

Pascal

"principles";
in Pascal's

these would appear to be the grounds of the

wholeness of

the whole
and

and of

its parts; they

often mark subtle

differences

between things;
standing
certain

account

they

are almost

innumerable. Notwith
allows that

formulations
"heart"

of

the

issue,

the author of the Pensees does not

"reason,"

simply oppose because of the limits cursively


which

and of our noetic

however. For example, he


we sometimes come

abilities,
available

to truths dis

are

in

principle

"only

to a certain

degree"

can reason

bring

intuitively (110/282). That said, us to those things already known


that noetic apprehension does
and

through the heart (512/1). We should also


not eliminate

note

the need for

further investigation through both discursive


De V esprit
geometrique makes plain

nondiscursive

means,

as a glance at

(cf.

580-82). Nor does Pascal

ever suggest err

that the heart is

infallible. He

considers
"heart"

it,

rather,

all too prone

to

essentially dependent on the rities in things that cannot be

(131/434, 530/274). Finally, Pascal's givenness of the thing known. There are
cleared

is

obscu

up,

no matter

how

clear

the mind's eye

(449/556). It is the thing known that 49 session of it (cf. 255/758, 7/248). Of course, it
must

provides

the evidence for the

heart's

pos

be

admitted that
use

tirely

"rational."

If the frequent

of

for Descartes, too, thinking is in the Regulae is


"intuition"

not en

not an

entirely

accurate gauge of

his

subsequent

intentions,

still, appeals to the "clear

Pascal
distinct"

on

Certainty

and

Utility

263

and

do

truth or

other.50

something like an immediate apprehension of some All the same, it is obvious that Pascal accords much greater
suggest
"heart"

authority to his
what we

than Descartes ever

would.

His

claim

is that

much of

we

know, indeed among the most important and most know, simply is not subject to methodical discipline. On the
contrary to

"scientific"

things

other

hand,
not

and again afford

Descartes,

the heart's apprehension of


distinct"

principles

does

the certainty of "clear


awareness

and always

ideas. As
subject

we

have observed,

the heart's
correction.51

is, for Pascal,

to refinement and even

Although the intuitive dimension


must

"heart"

of of

is

prominent

be

said

that Pascal's discussion

heart

as

the seat of

in the Pensees, it volition dominates for the truth.


will

the analysis. Here again,

however,

the issue is primarily noetic, concerning as


and promote our search

it does the

ways our

desires both impede


presentation of
heart"

At the forefront
concern that

of

his

the heart as an organ of the


are clouded

is his

"the

eyes of

the

(308/793)

by countless

spurious

interests. Our ability to lay hold of the proper starting points for understanding is by corrupt inclinations (136/139). "How the heart of man is hol
"poisoned"

low

and

filled

dung"

with

(139/143;

cf.

310/801, 427/194, 470/404, 821/252,


vivid rhetoric

978/100). Yet

we must not permit possible

Pascal's

to obscure
even

his inten

tion. He does believe it

for

us

to desire the

truth,

to desire it

wholeheartedly (149/430, 150/226, 427/194); the human being is not utterly depraved. It would be more accurate to say that our hearts are (924/498). So it is that two different people will construe the same experience in two
"torn"

fundamentally

different ways, the

one's

heart

disposing

him to

see

the

thing

as

it is, the other's misdirecting him (503/675; cf. 539/99). His principal point, then, is that there is a deeply moral basis to all cognition. And this becomes especially significant when we are confronted by truths the evidence for which is equivocal (835/564). Indeed, given the fact that "everything here is partly that all knowledge is provisional or partial, it follows that all true, partly
false,"

science must

be

moral science.

Once again,
the

Descartes'

method

does

not con

front the One integral


in

most serious obstacles to

acquisition of genuine science.

might

object,

however,

that equally for Descartes the will plays an truth. As introduced in the Discourse on the
"resolve."

role

in the

attainment of

Method the
the

method

depends

at crucial

junctures

on

its

author's

And

Fourth

of

his Meditations he is
needed

explains

that error

has its
which

origin

in the fact
a

that "the
willful

will extends

further than the

intellect,"

from

it follows that
to
what

disciplining
of

of will

in

order

to limit

our affirmations

is

truly
of

clear and

the necessity

not suffice.

could counter that precisely because context of in the obscurity restraint and resolve do thinking The burden of numerous fragments of the Pensees is to show that

distinct.52

Pascal, however,

the only

guarantor of our

right place; where be drawn to and to

moving in the right direction is that our heart be in the certainties are not available we must be rightly disposed to
receive

what

truth there

is;

that

is,

we

are once again

264

Interpretation
"outside"

us. If the Pensees are correct, then, no something sum up, for methodically disciplined volition can correct our errant ways. To and will. intellect of no permanent of Pascal there is the circle overcoming

dependent

upon

There is only the constant reconsideration discern how things stand with the

of our own stance

in every
on

attempt

to

world.53

Both the

noetic and

the

moral aspects of

Pascal's teaching

the heart are

implicit in his
I
cannot

censure of

Cartesian "theology"54:
would

his philosophy, to do without God; but he could not prevent himself from granting to him a flick of the finger in order to set the world in motion; beyond this he had no use for God. (1001) forgive Descartes: he

like, in

all

The deism
to

Descartes'

publications

helped from

Pascal, 191/549, 463/243). Pascal's


almost as
apart

far

removed

decisively to inaugurate is, according Christianity as is atheism (449/556; cf.

complaint

Quite
under

from the

claims of

is anything but sectarian, however. Revelation, he is troubled by a science which,


the genuine traces
of

the banner of certainty,


world.55

would obscure

God

present

in the
their

Admittedly,

the Pensees

must

themselves seem curiously


a scholastic argument

defi
given

cient not

to say insouciant

when viewed

from
an

perspective,

inability

or unwillingness

to
no

marshal

for God's

existence

drawn from
and

nature.

But there is
an

disputing
of

that Pascal understood the world

everything in it to be
of

image

God.56

If he did

not

supply

a natural

his own, this was in part because Descartes had shown him that theology such arguments do not necessarily serve Christianity. In general, he seems to
have thought that ordinary scurity
stances

scholastic arguments

failed to do justice to the sufficiently

ob

of the

subject,

and

that

in

which such efforts

they did not would be most


even apart

attend useful.

to the circum
with

Especially

the

recent

developments in physics, but very hard to


of a proof
"see"

from them, Pascal

expressed

hesita

tions about the properly theological the Biblical

worth of

God,

ordinary natural theology; it is God who hides himself (242/585,


those
most

427/194, 449/556,

463/243). And Pascal


existence are

was convinced that

in

need
see

for God's

least disposed to

appreciate

its force. "I

by liever's]

reason

and experience

that nothing is more suited to arouse [the unbe


religion"

contempt

than the usual proofs for

(781/242;

cf.

3/244,

190/543). To the "more than


to
a

extent that Descartes does engage in

man,"

for his

god tells us

nothing

about

theology, he is indeed our humanity. According

Pascal, we could not possibly make use of such "certainties." The teaching on the heart restores us to our point of departure. For if Carte

utility is useless because it is uncertain, it now appears that his certainty is dubious because it is not useful. Just as the problematic character of the good
sian or goods

Cartesian

science

is

meant

to achieve calls the


Descartes'

utility

of

that science

into question, so, Pascal seems to argue, genuine certainty because it does not properly human

method must
confront the

fail to

reach

being,

and

therewith the divided

heart,

that which

disproportion of the makes all knowledge

Pascal
both
possible and problematic.

on

Certainty

and

Utility
comes

265
to the

Just

as we cannot gain scientific access

good apart sight see

from

a sustained reflection on

the true, so the tme only


good.

into
us

through

a prolonged meditation on

the

The Pensees

would

have

that a science that departs from the human


us

experience of

the human will

divert

from both the

good and

the

tme.57

NOTES

Pensies

sur

la

religion et sur quelques autres

sujets, ed. Louis Lafuma (Paris: Editions du


citations

Luxembourg, 1951),
Lafuma 's
the

vol.

1, Textes, fragment 887. All further


the fragments. For ease
of reference

to the Pensees

will

enumeration of

I have

added

the fragment

number

employ in

Brunschvicg edition (in the present instance, 78). Translations of Pascal are my own. 2. Discours de la mithode, 5th ed. Etienne Gilson (Paris: Librarie philosophique J. Vrin, 1976), 23, 41, 60, 66, 68. That Descartes made Ovid's motto bene vixit bene qui latuit his is

commonly acknowledged, but seldom brought to bear on Cartesian studies; see the letter to Mer senne of April 1634, in Oeuvres (henceforth AT), ed. C. Adam and P. Tannery (Paris: Cerf, 1897-

1913),

vol.

1, 286. For
a more

an

iconoclastic

Descartes'

presentation of
Descartes,"

Caton's "Analytic 273-94. For


Descartes'

History

of

Philosophy: The Case


cf.

of

art of writing consider Hiram Philosophical Forum 12 (1981):

MeditationsT'

scholarly assessment, in Essays on

Descartes'

Louis E. Loeb, "Is There Radical Dissimulation in ed. A. O. Rorty (Berkeley:


"Meditations,"

UCLA Press, 1986), 243-70. David R. Lachterman, The Ethics of Geometry: A Modernity (New York: Routledge, 1989), 1-7, conjectures that the reasons for
about

Genealogy

of

Descartes'

reticence

his

predecessors are not prudential

merely, but

concern

the very substance of his teaching,

i.e., its

modernity.

3. "La

vie

de Monsieur

Pascal,"

in Blaise Pascal, Oeuvres completes,

ed.

Jacques Chevalier
the
see

(Paris: Bibliotheque de la Plerade, 1954), 19. All references to writings of Pascal other than Pensees will be to this edition, and will be cited by page number. For Pascal's art of writing,
Pensies
also

55/111, 91/336, 308/793, 529/105, 532/373, 542/370, 701/9, 737/10, 927/505, 934/460;
lettre,"
persuader,"

"Fragment d'une 525-26, "De l'art de 4. The literature on this question is too extensive to
provides a
sur

594-602.

Descartes (Paris: A. G. Nizet, 1971), Baudin, Etudes historiques et critiques

here. Michel Le Guern, Pascal et brief summary of the debate. Both he and E.
cite

la

philosophie

de Pascal,

vol.

1: Pascal

et

Descartes

(Neuchatel, Switzerland: Editions de la Baconniere, 1946) argue that Pascal was heavily indebted to the philosophy he so openly rejects. Earlier, Leon Brunschvicg had suggested that the disagree ment between the two could be traced to their common debt to Montaigne; cf. Descartes et Pascal: Lecteurs de Montaigne (New York: Brentano, 1944). More recently, and in defense of the view
that the two figures
were

antithetical, is Pierre Magnard's "Descartes inutile

incertain,"

et

Revue

des

sciences philosophiques et thiologiques

75 (1991): 63-80. Magnard


pour

represents

when

he

claims

that

"inutile"

means

"inutile

le

salut."

Descartes'

"uncertainty"

many others is generally

thought to

concern either particular errors

Pascal locates in
once

Descartes'

physics, or the

inability

of

Cartesian
"Doute

science

to deliver the certainty,

et certitude chez

Descartes

Pascal,"

et

"salvation"; see Genevieve Rodis-Lewis, Europe 59, 594 (October 1978): 5-14.
again,
of
revolution

The failure to

appreciate

the scope of

Descartes'

is

not a new phenomenon. one of

Antoine

Arnauld,

one of

Pascal's
warnings

colleagues at

Port Royal

and

subsequently

despite Pascal's
providence"

to the contrary, that

Descartes'

writings were

his editors, believed, "a singular effect of God's late towards irre

serving to

"stop

the dreadful inclination

shown

by

many

persons of

Nadler, Arnauld and the Cartesian Philosophy of Ideas by (Princeton: Princeton University Press, 1989), 30, n. 24. 5. Phenomenology of Spirit, trans. A. V. Miller (Oxford: Oxford University Press, 1977), 355. For Hegel's assessment of Pascal see Introduction to the Lectures on the History of Philosophy, trans. T.M. Knox and A.V. Miller (Oxford: Oxford University Press, 1985), 162-63.
ligion
and

libertinage.''

Cited

Stephen

266

Interpretation

6. Discours de la methode, 8. 7. On the meaning of Augustins Begriff der

"confession"

see

confessio,"

Revue des

Joseph Ratzinger, "Originalitat und Uberlieferung in etudes augustiniennes, 3 (1957): 375-92; Thomas
X,"

in Recapitulations: Essays in Prufer, "Notes for a Reading of Augustine, Confessions, Book Philosophy (Washington, D.C.: The Catholic University of America Press, 1993), 27-32; Ann Hartle, Death and the Disinterested Spectator (Albany: State University of New York Press, 1986),

85-87.
8. Hans Urs
von

Theological Style:

Balthasar, The Glory of the Lord. A Theological Aesthetics, vol. 3: Studies in trans. Andrew Louth et al. (San Francisco: Ignatius Press, Lay Styles,
"Pascal,"

1986), 190. 9. Compare,

e.g., Phaedrus 230a

with

130/420, 477/406.
with
Nature,"

10. Discours de la methode, 61ff., 41, 57; also the "Conversation and see Richard Kennington, "Descartes and the Mastery of

AT 5, 165; Organism, Medicine and

Berman,"

Metaphysics,
thinks that

ed.

11. "Preface

pour

Descartes'

S. F. Spicker (Dordrecht, Holland: D. Reidel, 1978), 201-23. 400. Notably, Pascal le trait6 du 529-32; "Lettre a M. le defense of the plenum is in its own way a scholastic error.
vide,"

Pailleur,"

12. As A. W. S. Baird

notes

in his Studies in Pascal's Ethics (The Hague: Martinus Nijhoff,


.

1975), 13. See


13. For
a

De V esprit giomitrique, 577 list of Pascal's inventions cf. Pierre


also

Humbert, L'Oeuvre

scientifique

de Pascal (Paris:
arithmetique,"

Editions Albin Michel, 1947), 62-66. Rene Taton, "Sur l'invention de la machine in P. Costabel et al., L'Oeuvre scientifique de Pascal (Paris: Presses Universitaires de France, 1964), 207-28, offers a more cautious assessment of Pascal's practical achievements.
14. Discours de la methode, 8, 9-10. 15. See, e.g., Politics 1280al0, 1283a24.

16. Discours de la mithode, 1, 10, 16, 23. 17. Mara Vamos, "Pascal's Pensies and the Enlightenment: the Roots

Misunderstanding,"

of a

Studies
edition,

on

Voltaire

and the

editorial work and

done

by

Pascal's Port Royal


that

Eighteenth Century, 97 (1972): 7-145, provides a valuable study of the editors on the first edition, the deficiencies of that
on

the influence of these defects

the Enlightenment reading of Pascal.


not

18. In Pascal's

defense,

we note

he does

intend to

preach subversion.

He is

aware that

if

such thoughts were made


a move

66/236). In

widely known the existence of all regimes would be imperilled (6/294, reminiscent of Hobbes, he claims that precisely because convention, sustained ordinary human life
we can

by force,
laws
or

is the
apart

great guide to

have

no reason either

to contest existing
resolve

to incite the many to disobedience

(103/298, 525/325). Is

there any way to

this

difficulty,
of

of philosophic

from appealing to the unfinished state of the Pensiesl Pascal was certainly aware irony (260/678, 276/671 , 279/690, 533/331). Given his censure of the Jesuit practice

equivocation,
obedience

however, the law,


one

extent

to

which

he himself

would

have

resorted

to such practices is not

clear

(cf. Lettres provinciates


to the

no.

9, 760-61). We hasten
sanctioned

to add that

he does
on

offer a second argument

for

long

by Christianity
a useful

(cf. 14/138

with

Romans 13:2).
Law,"

19. Discours de la mithode, 22-24. A. J. Review of Politics 46 (1984): 212-43, offers

Beitzinger, "Pascal

Justice, Force,

and

summary of Pascal's political thought. Jacques Maritain, "The Political Ideas of in Ransoming the Time, trans. H. L. Binsse (New York: Charles Scribner's Sons, 1948), that Pascal was a "Christian A more serious difficulty is raised by Leo Strauss, The City and Man (Chicago: Rand McNally, 1964), 18, when, in light of such fragments as 60/294, he

Among

other

things, he

answers the charge made

by

Pascal,"

cynic."

claims that

Pascal "while admitting that there


unassisted man

are

things which are


sin."

by

nature

just

denies that his


case

they

can

be known to

owing to

original

That Strauss

overstated

is

81/299, 148/425, 149/430, 374/475, 402/230, 421/477, 454/619, 482/289, 540/380, 905/385, Lettres provinciales no. 14, 819-32. As these texts indicate, Pascal
suggested

by

the

following

texts:

believed that
actualization

some

knowledge

of

the

by

unassisted man of a

naturally just was indeed available; what he doubted was the truly just political order. In short, those passages in the

Pensies

of a also

257/684;
103.

radically conventionalist hue are not entirely representative of his position. See Phillipe Sellier, Pascal et Saint Augustin (Paris: Librarie Armand Colin 1970) 98-

Pascal

on

Certainty

and

Utility

267

20. Politics 1337b27; Nicomachean Ethics, 1141a22; 1143b20; 1177b25. 21. Natural Right and History (Chicago: University of Chicago Press, 1953), 315. Strauss this "the principle of modern political
economy."

calls

Kraus, "Mens humana: res cogitans and the Doctrine of Faculties in Des Philosophy 18 (1986): 1-18. 23. See Jacob Klein, "Modem in Lectures and Essays, ed. Robert B. William son and Elliot Zuckermann (Annapolis, MD.: St. John's College Press, 1985), 58-59; and espe Review of in Soul cially Richard Kennington, "The 'Teaching of
cartes'

22. See Pamela A.


Meditationes,"

International Studies in

Rationalism,"

Nature'

Descartes'

Doctrine,"

Metaphysics 26 (1972): 86-117.

24. Compare Les passions de I'dme


en soi aucune

a.
.

diversity de
ses

parties.

48: "il n'y a en L'erreur qu'on

nous qu'une seule


a

ame,

et cette

ime

n'a

commise en

lui faisant jouer divers

personnages, qui sont ordinairement contraires

les

uns aux autres ne vient que

de

ce qu'on n'a pas

bien distingue
etre

fonctions d'avec de I'dme,

celles

en nous qui repugne a passions aa.

du corps, auquel seul on doit notre (AT 11, 364-65).


raison"

attribuer

tout ce qui

peut

25. Les

48-50, AT 11, 366-70.

26. Compare Discours de la mithode, 61-62 with 139/143, 146/350, 470/404, 638/109. 27. Meditationes de prima philosophia, IV, ATI, 56-62. 28. Descartes
objects; but
orientation

allowing the passions free reign to determine their proper only corrects the course of the passions, it does not call their fundamental into question (Meditationes VI, AT 7, 84-90; Les passions de I'dme aa. 138-48, AT 1 1
also cautions against
reason
,

430-43).
Strauss: Writer

Nietzsche cites approvingly. See Unmodern Observations, Part I: David Confessor, ed. William Smith (New Haven: Yale University Press, 1990), 46; also 36/164, 414/171, 622/131. 30. Discours de la mithode, 8, 11-12, 31, 39; "Conversations with AT 5, 176. The
observation and
Berman,"

29. An

political
and

theology

of the

Enlightenment has been treated

at

length

in the Thought of Thomas Hobbes (Ithaca: Cornell 31. Discours de la mithode, 27-28.

Modernity

by Robert P. Kraynak in History University Press, 1990).

32. Discours de la mithode, 12-13. 33. Principia philosophiae, Preface to the French edition, AT lib, 20. 34. Us passions de I'dme, aa. 152, 187, 212; AT 11, 445, 470, 488. See G. Kriiger, "Die Herkunft des philosophischen Logos: Internationale Zeitschrift fiir Philoso
Selbstbewusstseins,"

phie

der Kultur 22 (1933) 225-72, esp. 251-61; Political Philosophy, 2d. ed., ed. Leo Strauss

and

Richard Kennington, History of and Joseph Cropsey (Chicago: Rand McNally, in the
mouth of an

"Descartes,"

1972), 395-414,

esp.

406-9. fragment 427/194


the
vacuum
character of

35. Hence the


ridiculous?"

long

puts similar words


make

interlocutor. See
and more

958/75 "What is there Pascal. A

about

that could

them fear? What could

be baser

On the dramatic

Pascal's

rhetoric consider
"Provinciales''

P.

Topliss, The Rhetoric of


"Pensies''

Study of His Art of Persuasion in the Leicester University Press, 1966), esp. 274-304. Balthasar,

and the

(Leicester:

The

Glory

observes that

"[t]he spatially infinite is for him a pointer (which even 36. Cf. J. H. Broome, Pascal (New York: Barnes and Noble, 1965), 76-77; 28/436, 75/389, 76/73, 119/423, 149/430, 401/437, 427/194, 905/385. 37. Richard Kennington, "The

of the Lord, 2, the dim-witted can

94-95, 2/227,

grasp)."

and

'Teaching
212.
ed.

Nature'

of

in

Descartes'

Soul

Doctrine,"

116; "Des

cartes and the

Mastery
ad

Nature,"

of

38. Regulae

directionem ingenii,
Descartes'

1966), 3-21;
The Thematic

also

Discours de la mithode,
Regulae,"

18-22;

Giovanni Crapulli (The Hague: Martinus Nijhoff, and see Pamela A. Kraus, '"Whole Method':

Unity

of

Modern Schoolman 63 (1986): 83-109.

39. Regulae, 2-3, 40-45. Pascal," in Mithodes chez 40. On fragment 513 cf. Buford Norman, "L'idee de regie chez Pascal: Actes du colloque tenu a Clermont-Ferrand 10-13 juin 1976 (Paris: Presses Universitaires de France, 1979), 87-99; also Thomas More Harrington, Veriti Pascal (Paris: J. Vrin, 1972), 82. 41. On
"experience"

et methode

dans le

"Pensies"

de

see

111/339, 125/92, 128/396, 365/496, 403/174, 427/194, but especially

268

Interpretation
pour

"Preface

le

traite' vide,"

du

530, 535. A. W. S. Baird,


overstates

who provides an otherwise excellent

discussion
and

of

Pascal's

views on

nature,

the tension between Pascal's experimentalism


of

his desire for demonstrative


Knowledge,"

arguments.

Consider his "Inconsistencies in Pascal's Conception


and

Scientific

Aumla 24 (1965):

220-38;
I'

"Pascal's Idea

297-320. In fact, it is
cal

clear even

from De

esprit giomitrique

Isis 61 (1970): that for Pascal science is hypotheti


of

Nature,"

through

and

through.

For

an

invaluable treatment
also

of this and related and

Glory

of the

Lord, 2, 188-95. See

Strauss, Natural Right

themes see Balthasar, The History, 122-26, for a discus

sion of

the Socratic approach to part and whole, an approach Pascal


Saci,"

here

emulates.

573-74. 42. This is especially evident in "L'entretien avec M. de 43. On Pascal's reckoning, this middle way perdures even in the life of faith (cf. 926/582). Had Erich Przywara considered that fragment he might not have described Pascal's theological
position as

and
and

in his otherwise suggestive "St. Augustine "epistemological [i.e., Cartesian] World," in M. C. D'Arcy, et al., A Monument to Saint Augustine (London: Sheed the Modern Ward, 1945): 249-58.
scholars
at

Jansenism"

have occasionally noticed, Descartes himself advises his readers to read his level, as a piece of fiction: Discours de la methode, 4, 42 and Principia, AT 1 lb, 12. "Preface to the French 44. As
work,

least

on one

Edition,"

45. See the "Reponse


also

au

tres bon reverend pere

Noel,"

373-76; "Lettre 313-16;


also

M. Le

Pailleur,"

387;

161/221.
points out
n.

46. As Baird
the

in his "Pascal's Idea

Nature,"

of

Balthasar, The Glory of


remarks on

Lord, 2, 190,

55. how
mathe

matical

47. De V esprit giomitrique, 587-92, also advances some suggestive kinds are to be conceived as both discrete and continuous.
48. See Jacob
and

Lectures

in Klein, "The Concept of Number in Greek Mathematics and Pascal's understanding of Essays, 43-52, for a brief statement on "eidetic mathematics is discussed by Leon Brunschvicg in his Blaise Pascal (Paris: J. Vrin, 1953), 127-58. Cf. also Jean Guitton, Pascal et Leibniz. Etude sur deux types de penseurs (Paris: Aubier, 1951), 29-60. Ren6 Taton notes in "L'oeuvre de Pascal en g6omerrie 49, that in the Traiti des sections coniques, known to us through extracts and through a summary by Leibniz, Pascal
numbers." projective,''

Philosophy,"

Desargues'

successfully employs by Descartes by other


49. I do
of noetic not mean

means

geometry to in his Giomitrie.


projective

solve the same

"Pappus

problem"

tackled

to

imply

that Pascal's

teaching

on

the heart
I'

fully

restores

the

ancient

theory
are we
"heart"

he has written, the argument here is undeveloped. Nor claiming that his vocabulary is entirely consistent. In De esprit giomitrique, for example, appears to have a somewhat more restricted meaning than in the Pensies; cf. 592-94.
so much else

intuition. Like

50. Regulae 7-8, 19, 22, 28, 37, 47,

51-58, 57; Discours de la

mithode,

33, 38; Medita

further difference between Pascal and Descartes on the question of argues for the separation of intuition from sensation and especially imagination, Pascal "expressly affirms that self-evident principles or axioms can derive from either the senses or the reason ("Inconsistencies in Pascal's Conception of Scientific 223).
a
"intuitive"

tiones, IV, AT 1, 58-59. 51. Baird points out

knowledge. Whereas Descartes

Knowledge,"

52. 15, 18, 22ff., 41, 60; AT Vn, 58ff. See Hiram Caton, "Will and Reason in Journal of Philosophy 72 (1975): 87-104. Theory of 53. Cf. 21/381, 558/114. Even the definitive correction of the heart's wayward tendencies, which comes from and which Pascal, following St. Paul,
Descartes'

Error,"

"above,"

Deuteronomy,

calls

"circumcision

of

the

heart"

following Jeremiah, following (268/683, 270/670, 288/689, 453/610), does not

eliminate all obscurities.

54. The theme has


preuves m&aphysiques

most recently been treated in Vincent Carraud, "Le refus Pascalien des de 1 'existence de Dieu," Revue des sciences philosophiques et thiologiques attitudes

75 (1991):
tence de

Dieu,"

19-45, and Francis Kaplan "Deux ibid., 81-95.

face

au probleme philosophique

de

l'exis-

Pascal
55. Note that
world.
"intentions."

on

Certainty
from

and

Utility

269
the

Descartes'

"proofs"

various
mechanism and

never proceed

some order perceived within nature expresses no

The turn to

away from teleology implies that


Pener,"

divine

tien avec M. de

56. See 934/580; "Lettre UI Saci," 571. 57. I


am grateful

Mme.

484; "Lettre V

Mile, de

Roannez,"

51;

"Entre-

to

Robert Kraynak, Jean DeGroot,


of this essay.

and above all

Thomas Prufer for their

comments on earlier

drafts

Discussion

Strengthening

Social Contract

Theory
Yale Uni

Jeffrey Reiman, Justice and Modern Moral Philosophy (New Haven: versity Press, 1992), xiv & 322 pp., $35.00 cloth, $16.00 paper.
Will Morrisey

Instability bedevils modem moral philosophy. Whereas Aristotle lends no bility to materialism, ballast to religions, Machiavelli debases the one and poi
sons the

other,

yet ends

in

self-deification.

Machiavelli's morality

offers

the

moral

yoked to overweening ambition. In modem philosophizing every Hobbes has his Rousseau, every Hume his Kant, every Hegel his Marx, every Schopenhauer his Nietzsche. With contradictions so acute, syntheses need to be jerrybuilt in unending succession, as hopes for spectacle of reductive
salvation chase an

'realism'

ever-receding horizon
shares

'growth.'

called materialist naturalism and of of

Jeffrey

Reiman

philosophers'

the

modem

political atheism.

He

rejects

the irrationalism

the modems who come after

Marx, insisting

that "the

most

important truths
of

the natural reasoning faculties

human

beings"

morality can be identified by (p. ix). Without rationalism,

"right becomes indistinguishable from


salvific at

might,"

one synthesis that cannot


portion of

be

least for

morality.

Justice is the

morality that morality

entails

requirements, obligatory

force; it

therefore both undergirds and enjoys primacy

among "other
the

ideals"

moral

(p. ix).

Morality binds;
a

rational

replaces

binding

that
s

is

religion.

Reiman'

investigations discover
one well worth

tougher
and

version

of

Rawlsian

social

contract

theory,
of

considering

far

superior

to many of its
'idealistic'

now-fashionable competitors

relativism, the airier


of

distortions

Marx

and

democratic distortion
not

Kantianisms, Nietzsche, pragmatisms dap

pled and motley.

Reiman's theory is
and are not
depend"

free

of

problems, but these issue from

modernism

itself

"[A]ll

moralities

easy to overcome. upon the difference between might and

right; "if
around"

know that the very project of trying to get we cannot know this, our fellows to act morally is anything more than just pushing people (p. 1). Subjugation is pushing people around, "any case in which the judgment
then we cannot
of one person prevails over the

contrary judgment

of another

simply because it

interpretation, Winter

1994-95, Vol. 22, No. 2

272

Interpretation
should"

can and

thus

without adequate

justification for

believing

it

(p. 2). Such

justification
in the in
of end

can only come from reason. Unreasonable beliefs can do nothing but fight it out, appeal to might (if in the guise of providence). The elimination of subjugation is "the inner wisdom of the social contract tradition
thinking"

moral

(p.

2),

tradition requiring

government

by

consent

instead

by Accordingly,
and

force be

fraud. justice is "the for


all

would

reasonable

regulating behavior that it human beings to accept to best protect themselves


set of principles

against

the threat

of subjugation each poses

to the

others"

(p. 4). Natural justice

applies always and everywhere

human beings exist,

whether or not

they belong

to the same

civil

society;

social

justice

applies wherever people work cooper

atively to
restraint

produce

self-restraint and social restraint

benefits. Justice in both forms requires, involves reasons for in circumstances when desires con
arises on

flict. The

need

for justice

the

grounds

so

forcefully

described

by

Hobbes: Different individuals have conflicting desires and judgments; they act to execute those desires and judgments; therefore, they need a set of principles
upon which

they

can

agree, for

safety's sake.

"What they do

not

differ in

is their desire to live according to their judgments, no matter how different"; "only appeal to the principles that it would be reasonable for all to adopt as
protection against

having

their

judgments thwarted

can answer

the call for justi


with

fication
horizon

subjugation"

and

thus overcome the suspicion of thought generally, this line of reasoning

(p. 6). As
will

'early
the

modem'

moral of

hold,

within

the moral

tradition,

so

long

as

thinkers do not propose a more ambi


coexistence"

tious moral program whereby personal safety or "peaceful

(p. 7)

begins to

seem a poor substitute

for the

radical

transformation of human nature,


right,"

collectively (Marx) or in certain individuals (Nietzsche). In "polic[ing] the border between might and justice's "task is to de
termine the things that
can

be done in the
a

beliefs"

name of other moral


way"

(p. 8). only


the

"Only

reason can require

in

nonsubjugating

(p.

8);

reason

is

not

logic, "the capacity

to make correct inferences from

propositions,"

it is

also

ability "to size up facts for what they are and what they imply, and to identify the best means to some end, and, in general, to. distinguish what we should believe from what we merely do believe" (p. 9). What we call a free or nonsubjugated
an act

is "the capacity to reason about how one should act and to perform because this reasoning indicates that this action is what one should
will
do"

(p. 10). Justice


this

provides

the

foundation

of all

further

moral reasoning.

Without

foundation,
as seen

social contract

theory floats in
Rawls.

the air and can be made to

crash

in the many

refutations of

Justice

as reason's answer
,

to subjugation is unique as a contractarian


we

[Reiman observes] because


situation as an

theory

do

not start

by characterizing
back to
current
start

the

imaginary

place and then work

contracting reality [as seen in


current

modern moral philosophers

from Hobbes to Rawls]. We

from

reality

Strengthening
and

Social Contact
from the

Theory
13)

213

derive the features

of the

contracting

situation

conditions

necessary to

pose

the question of whether subjugation is occurring

currently.

(P.

The

problem of subjugation entails recognition of


morality"

the "subterranean
sight of

political

dimension

of

(p. 14). Reiman

never

loses

the need

for indi

vidual and political

liberty,

neither of which
which

implies

anarchy.

"A true morality

spells out

the conditions under

human

beings"

(p. 14). To Reiman,


assent,

as to

human beings may rightly govern other the American founders, consent al
to

ways means reasoned

assent to coherent conceptual constraints and

the

physical constraints

derived from them.


of modem moral
with

Reiman believes Descartes to be the founder


the thinker
who replaced

philosophy,

the "I

am"

of the

Biblical God

the human "I

think,

therefore I thinker's

am."

Cartesian doubt
Descartes'

replaces

faith,

as

"his

own reason

be
not

comes a

highest

authority"

(p. 25). Perhaps because Reiman does


predecessor, he does
not see

acknowledge

Machiavelli

as

that Carte
as

sian method replaces with

human doubt

not so much with authoritative

discovery

Godlike production, a willful quasi-creation known because the creator best knows and best rules his own creation. This is so to speak the princely or tyrannical aspect of modem moral philosophy, and it gives modernity its hardedged carapace as

distinguished from its

soft and wellfed underbelly.

Be this
to rational

as

it may, Reiman understands Cartesian method as primarily a road assent. Modem social contract theory, inaugurated by Hobbes, at
this principle of rational assent to politics (p. 27). The problem
a sovereign

tempts to
with

bring

Hobbes's theory is its recourse to to the rational judgment of his


sovereign thus vitiated

"whose

power

is

not subject

subjects"

becomes
recourse

a remnant of

(p. 32). Locke's objection, that the the state of nature, an agent of war, is
a recourse

by

bis

to

Christianity,

be

a sincere

"reliance
the

revelation"

on

35). This is

not

place

to squabble
of

Reiman overhastily takes to invalidated by Descartes (p. previously with Reiman's Locke scholarship; suffice

it to say that the image


such scholars as

the pious Locke


and

Robert Horwitz

has been seriously questioned by Nathan Tarcov. The more important ques

tion for
course?

our purposes

here is to ask,

Why did

Locke have

need

for

such re

and pious of

If he merely wanted to guard himself against attacks by the powerful his day (he was not entirely successful), then what does this need

(and his middling success in meeting it) tell us not only of his own historical circumstance but of political circumstances always and everywhere? Could it be
that
rationalism

in

politics

has distinct

practical

limits,
of all

that political atheism to the atheist? Or did


self-preserva

therefore has

some serious

disadvantages,

not

least
to

Locke intend something tion? Could he have viewed

more

by

his

recourse

Christianity than
likelihood

with skepticism

the

of a general enlight

His plans for educating the class of plans for educating others: temporary expedient and his from differed gentry first step on the road to universal enlightenment, or permanent arrangement?
enment or popular political rationalism?

274

Interpretation
method

Because he takes Cartesian

to be a

means of

discovery,
philosophy
natural

not of will aims at an

ful production, Reiman can assume that impersonal moral authority independent
is the
state of moral

modem moral

of

the one

who makes

moral asser
context"

tions. His equivalent of the state of nature

he

calls

it "the

doubt,

of

"doubt[ing]

the validity of claims to moral au

thority"

extent of

(p. 42). He distinguishes very sharply between might and right to the distinguishing moral duties or requirements from moral recommenda
example of a moral recommendation

tions. An

is, 'Be

courageous!'

an

imper

ative that cannot

be strictly

binding

because its

enforcement would undermine


overlooks
'force'

its very

nature as

cative role

rationally willed risk-taking. This that force often plays, however. Rigors
the
reverse

the morally edu

courage

(or

cowar

adage, "Power shows the dice) If your family or country is endangered, is courage not a duty? Sensitive to the moral dimension of political liberty, and far from heedless of the moral
out of people side of

the

old

man."

dimensions
This

of

restraint,

including

political

restraint, Reiman is uneasy

with the

moral underpinnings of
comes

(immediately)

nonmoral acts such as physical restraint.

accept

from his thoroughgoing moral rationalism, his habituation as a valid moral enterprise.
the

stalwart refusal

to

...

Cartesian

challenge seems to

hurl

us

into

an endless circle:

We

need

authority because we cannot depend on people's rational judgments [as in the Hobbesian state of nature], and we can only depend on political authority as if
political

it is

subject to people's rational


on people's rational

judgment. The way


upon

out

lies in showing that

we can

depend

judgments to hit

the structure of valid moral

authority.

(P.

35)
ground'

There is
the

Tow but

solid

that is

also

underlie a workable social contract consented

fully rational, a ground that will to by all. Cartesianism requires

ascent

sweeping away of all habits, opinions, and conventions, not the rational from them. Cartesianism distrusts habits, opinions, and conventions as

sources of rational
whether political or

thought,

albeit

imperfect

sources.

The

modem

founding,

'intellectual,'

requires a tabula rasa upon which to con

struct new modes and orders. project and

Reiman may

underestimate the willfulness of this

therefore overestimate its rationality.

Consider, for example, his own recourse to existentialism. Reiman takes it as fact that human beings have foreknowledge of their own eventual deaths and that this knowledge "transforms living into a life" that is, requires us to distin
a
guish

between

living

well and

living
on

poorly, goads
the other

us

to live a life that "com


of course

pensates

for the

endless

darkness

side"

(p. 43). This is

the Aristotelian distinction between totle filtered through Heidegger

mere

life

and the good

life. But it is Aris

and somewhat

the worse for the strain. Andr6

Malraux,
senses,
poignant

who spent

his life thinking

about

concluded that the question of

the meaning

if

man were

immortal,

although

death in its variety of occasions and of life would be no less death does give the question some

Strengthening
urgency. novel

Social Contact

Theory
most

275

Life,

not

death,

poses

the

question.

Malraux borrows his

famous

title, La
about

condition

individuality
ral

and reason

(as defined
live"

humaine, from Montaigne and Pascal; not death but broadly by Reiman) account for the "natu
possession

fact

human beings": their

of a

"sovereign

interest"

in

"liv[ing]
reason.

tarism that now gets

life they want to (p. 49). Notice the typically modem volun into Reiman 's teaching, which had subordinated the will to Mistakes in identifying one's sovereign interest are not objective but
the

only incorrect predictions about what will best satisfy the person as judge of his own desires and author of his actions. "[C]oerced actions cannot really serve (p. 53). my sovereign interest unless I come to embrace them as my
own"

Evidently, reason can identify justice, the moral condition of the rest of moral ity, but it cannot identify a hierarchy of ends consonant with a human nature or and way of life. Citing Aristotle, Reiman declares that "reasoning is being (p. 57), that the sovereign interest is the that that "reasoning is our commands our (p. 58), the core of subjectivity, the fact that "spans
free" being" "is"
"oughts"

the

fact-value

divide"

outside of social and

(p. 18). Because this reasoning is political life (thanks to the Cartesian

so

to speak situated that


requires

method

the mental elimination of conventions and opinions),


of

human

nature

is foundational

only.

conformity to reason, not violation of reason's authority is limited to an egalitarian

it"

however, the rationality "As the Greeks well knew, freedom is (pp. 70-71), but the natural scope of
guard against
interest"

subjugation,

against

"limit[ing]
and

people

in the

pursuit of

their sovereign

limited externally only by the requirement resulting from it do not interfere with the sovereign interests
senses the problem

(p. 72), self-defined that its definition and the actions


of others.

Reiman

wisdom,

here, adding that the Platonic and justice) "amount to the conditions
desires"

virtues
. .

(courage,

moderation,
everyone

that best enable

to lead the life he judges that he

(p. 82). But this may be

rather more
who

ambitious, because
not expect a polis

more

egalitarian, than the formulation in

Plato,

does

full

of such prodigies of moral achievement.

Reiman's
victim of

egalitarian optimism own

is

at

the center of

his

critique of

Hobbes,

the

his

"assumption
Hobbes'

the war

of all against all.

"[W]e

can undermine

(p. 87), resulting in This assumption, Reiman contends, is self-fulfilling. argument if we can replace the assumption of
of natural moral
agreement"

discord"

natural moral

discord

with

that of

natural moral

(p.

88)

roughly,

Rousseau's project, but


reason provides

with reasonableness potential solution

substituting for
candidates

compassion.

Only

both the

to conflicting moral assertions and the sentiment of


as

the

rigor of requirement

morality

needs.

Other

benevolence,
a means
call all

the

greatest good of

the greatest number, the

desire for justice

to happiness

or the perfection of

the individual's

natural

capacities, the

for

collective self-interest, and

the Kantian criterion of

lack teeth.

They

cannot require anyone

to desire

what

universalizability he does not imme

diately

desire (and

so prevent

cheating

around

the edges).

Or, in

the case

of

Aristotelian perfectionism, it

presumes a

well-articulated, stable human nature

276

Interpretation
not

that does

exist; human

tial purposes or
self-chosen and

beings, in Reiman 's view, simply do not have essen functions, only reason, which is instrumental to individual's
sovereign

defined

interests. Kantian universalizability is


a philosopher could

even

flimsier: ".
a
thing"

[A]s if

guilt at

mitting (p. 112).

logical

self-contradiction.

immorality Only

were no more than regret over com

believe

such a

The reasoning that constitutes morality is recognizes the fact of the sovereign interest
cognitive

more

than

not

by

logic. Moral reasoning logical analysis but by the


into
other

(not sentimental)
one

act of

imagining

oneself
even

human subjects,
is
reason's pas
other

equally interest differs from


sion"

all of which

share a sovereign

interest

if

each particular sovereign

human

subject to another.

"Morality

(p.

113),

that

is,

a rational eros

that enables us to enter


ourselves

into

human
"The in
an

subjects and

know them to be beings like

in this

crucial respect.

plurality
person

of persons

implies that there


with

are

facts

one can

only

comprehend

undistorted

way

by identifying
of other

experiences"

human

by imaginatively having the "firstsubjects, by "feeling the sovereignty of the


reasonable

them,"

interest"

other person's sovereign

(p. 1 15). To be

involves logic
whose

and

"acting
the
pation

as

far

as

can

in light
can

of

the real nature of the

facts,"

nature, in

case of

"respect"

only be approached through imaginative partici in their subjectivity (p. 116). Reiman calls this act of moral reasoning (p. 116). It is a democratic or egalitarian argument: human

beings,

Those who, like Nietzsche, think that without God there is no morality fail to see that without God there is still human reason. Without the judge, the jury of peers
remains.

(P. 118)

But
say,

without
a

God

or a natural

hierarchy, how
of

might one skulls

jury

of peers and a peer?

jury

pears, that

is,

full

distinguish between, of mush that judge in


Reiman'

Socrates to be their
why
should

More pertinently because this imaginative identification with

more

others'

sovereign

s terms, interests an

one's own

identification that, Reiman quickly remarks, does not make those interests "make me want to act in light of what matters to us (p. 118)? "I endorse the ends of others for them just beyond the boundary of my own of my own sovereign interest (pp. limiting "the imperious 119-20). But why does this induce me to approve of their claims or, for that matter, my own? Why is the "natural equality of all human seen in
both"
ends," claims"

subjects"

the "equal urgency of

(p. 120)? Contentless urgency may not much impress me, particularly if I concede in advance that the various contents are unjudgeable, except insofar as they
with which

all

the sovereign

interests

identify"

might

tend to subjugate others.

"Endorsing
right"

the truths of

others'

personal
am

imper
of of

atives
want

is endorsing the truth

of moral

(p. 124): Yes, but

not

likely to

something more than an assurance that moral something so indefinite as the results obtained by

right exists

in the form

perceiving the universality

moral urgency?

Strengthening
With this
salizability.

Social Contact

Theory

277

argument

Given the

nature of

in hand, Reiman revives Kant's criterion of univer human beings as ends-in-themselves, embodi

ments of particular sovereign

interests, it

now makes sense

to say that the test

of

duty is

whether

the maxim of our

action can

be

stated as a universal

law

without self-contradiction.

am quite sure

that Kant's categorical imperative

cannot

be redeemed,

even with

Reiman 's

proviso.

It is

of course

tme that the

maxim, "Thou shalt not

steal,"

is

perfectly

universalizable maxim.

Unfor

tunately,

so

is

the

maxim, "Thou

steal."

shalt

Reiman

argues

that to permit

stealing would be to permit others to steal from me, and this "would bring my will into contradiction with itself (p. 134). Not at all. To say, "Thou shalt
steal,"

is

not

to say, "Thou shalt prevent others from stealing from to rival the highest flights of communist
morality:

thyself."

Rather, it is
steal."

"From

each

to

according to his inability to protect his property, to each according to his ability I have heard that cadets at one of the American military academies
one another's of

routinely steal lized imitation

hats,

and

have

great sport at

it

perhaps a civi

the plunderings Spartan boys

were encouraged

to undertake.

Without endorsing Nietzsche's suggestions that the war of all against all might be a great and species-improving joy, one can say that it could surely be a

logically

consistent

one, especially
much so:

interests. Perhaps too


them,"

unanimity Reiman says, "One

given

of respect

for

sovereign

can respect one's adver

having sympathy for their ends or actively for the other to promote his ends rather than adopting by "making way by actively promoting them oneself (p. 136). But if the ends of the other make him my enemy, why should I make way? And if his ends are innocuous, why
saries or even one's enemies without
would

he be my enemy,
or

or even

my

adversary?
his"

"[Rjespect is

a certain

honor

paid

to the other's values because

they

are

(p. 136).

Why

is this

a reason
"value"

to respect

honor

something?

Why does

the

mere possession of a

require anyone to

honor it

even

the possessor? those principles all individuals would

The

social contract consists of

be

rea

sonable to

accept,

not all

those

they do in fact
the

accept.

The

social contract

therefore limits

our actions

"at that

point at which all can pursue same

their sovereign

interests to the
42). It
ends,"

maximum compatible with

for

everyone"

(pp.

141 of

enables

human beings to
union

establish what

Kant

calls the

"kingdom
laws"

"the

systematic

of rational

beings through

common

(p.

144). The Golden Rule in

either

its

negative or positive

morality"

universally Hobbesian
placed"

accepted
challenge:

test of

The trust
thing. It

upon of

formulation is "a nearly (p. 147), and this fact "answers the which human society is based is wellReiman's ripostes, only
more a philosopher on

(p. 153). To borrow


such a

one

could

believe

is surely

likely

that social trust rests

natural needs
man

for child-rearing, food-gathering,


rather

and self-defense

from

other

hu

societies,

than on some

maxim of

morality that
name of

real people

too often

admire

from

afar.

This

abstraction

from

nature

(albeit in the

nature) leads Reiman to

278

Interpretation
of

overemphasize

liberty. This may be seen in his description five "principles of natural (p. 157), "compatible
justice"

the first of

his

liberty."

Compatible degree
of

liberty liberty
once

combines noninterference

each allows

in

others

the same

he

wants

for himself

with self-defense against violations of noninter

ference. One

might suppose

this prohibits abortion, inasmuch as adults,


cannot

having
But,
as

been bom themselves,


emphasized of

consistently

deny

that

right to

others.

having
the

the

possession of a consciously-held sovereign

interest

foundation
of

morality, Reiman

awareness"

their own lives

fems 's life is

not and cannot

(p. 166); it has arrived at no Consistent with this, Reiman admits that infants too have no "natural moral life" right to (p. 169), although in their case he generously hastens to think of
some social reasons not to allow them

argues that only those who have a "caring enjoy the right to life (p. 165). "The loss of the be a loss of something that matters to the sovereign interest and is therefore not a person.
fetus"

to be killed. To claim that a human life

is

valuable

because

an

individual
would

embodies certain valuable

gues,
ad

will not

do. We then
not

have to increase the but


individual
of

number of

traits, Reiman ar human lives


sexual absti

infinitum, banning
We

only

abortion

contraception and

nence.

also could replace an


with no protection.

with one of equal

value,

leaving

individuals

Neither
as

these contradictory arguments with that the mass proliferation of

stands a moment's

examination,

it is

obvious

human beings
way to
also

would result

in deaths

sooner or

later,

and

there is no precise

establish

that any one human

advocates euthanasia

for

recalling the fact that fetuses therefore might well not be treated like those
Reiman'

being is of equal value to another. Reiman "the irretrievably (p. 169), a point and infants are not irretrievably comatose and
comatose"

who are.

s realistic.

treatment of the

other

four

principles of natural

justice

are more

"Private ownership

of

the

body

is the

liberalism"

nerve of

hence

liberals'

of privacy.

long

as

rejection of sumptuary laws, corporal punishment, and Of external things, possessions supporting the needs of the body, as those things do not injure bodies, are justly protected. The
others'

(p. 171); invasions

principle of trustworthiness
ereign
vent

is

essential

to enabling everyone to pursue his sov

lie to an evildoer in order to pre him from violating the sovereign interests of the innocent. The principle of intergenerational solicitude, obligating us to care for the young and the old,
although permissible to

interest,

it is

rests on our
old age.

debt to those

who cared

for

us

in It

childhood and will care

for

us

in

Finally,

and most

impressively, Reiman describes


retributivist.
combines

the principle of just


with

punishment,

which

is sternly

the lex talionis

deterrence. No
done
unto you.

sentimental

enforcement arm of the

humanitarian, Reiman calls the lex talionis "the law Golden (p. 195) doing unto others as they have
Rule"

Only

retribution

"can

restore

lasting relations of mutual

respect"

between the

by annulling "the criminal's assertion his subjugation of "his (pp. 193-94). authority Social justice poses difficulties that parallel those of natural justice.
criminal and victim
over" victim"

his

of

Society

Strengthening
consists of a set of which

Social Contact

Theory

279

legal, political, and economic structures, "channels into individual] must fit his normally rationally self-interested (p. 214). These are forms of force, and therefore to be suspected of subjuga
[the
tion.
agree

behavior"

Just

social structures are

those "it

would

be

reasonable

for

all people

to

to in the natural

context"

(p. 213). human beings have the ability


con

Social

contractarianism assumes that

sciously
goals"

to change society. This assumption comports with the modem opinion

that "all of nature

[is]

a great machine

to

be

made over

in the

service of

human
not

(p. 226). Cartesian

method applies

to society, and
with

reform

begins

with

thought about existing institutions but

thought that escapes these

in

stitutions:

exposing
about

society-as-second-nature as conventional and

changeable,
a

then

thinking

how

natural

justice

can

best be brought into

social

context.

Natural justice

cannot

be

'socialized'

intact. The

Any

social contract

legislates
a social

for

a particular

society,

not all mankind.

restrictions

imposed

by

contract will go

beyond those
the

of natural

justice, but,
be

to be

just,

restrictions

must compensate citizens with

benefits

not available

in the

state of nature.

The

negative

liberty
of

of

natural condition will

supplemented

by

the positive

liberties

the

social condition.

Reiman

concentrates on economic

structures, evidently regarding the best


most

legal

and political structure to

be, in

instances, "constitutionally limited


avail some

majoritarianism"

(p.

236)

of one sort or another.

able economic structures much

He finds the currently less satisfactory and discusses them at

length. Neither contemporary capitalism nor contemporary socialism comes sufficiently close to natural justice and avoids subjugation. His "labor theory of
value"

moral

states that

"economic distributions

should

first be

considered nei

ther as
gone

distributions of goods or money but as distributions of the labor that has into producing those goods, to which money then gives the bearer (p. 244). The moral dimension here is that labor is "life itself (p. 246),
title"
spent"

and

therefore a
offers

major element of each of

individual's

sovereign
not

interest. Capital
practice

ism

freedom

commodity

exchange

but does

in

liberate
state

individuals from subjugating


socialism.

social relations.

Neither, in
socialism

practice, has

Capitalism is Marx himself


the

"unprecedentedly
admits

liberating"

in the

struggle against
much

nature,

as

(p. 257). State

has been

less

impressive, fouling
poorer services.
are

environment more while

Socialism

would

be

superior

producing fewer goods and to capitalism "if and when people

actually

capable of

public control of private

controlling their political agencies so effectively that property does not become a means of worse oppression than
'participatory'

control"

(p. 257). Reiman accordingly


than now exists

endorses a more

form

of

democracy
weakens

anywhere.

This

again comports with

his

Enlightenment
Reiman

egalitarianism.

his

argument on economics

value'

theory

of

'surplus

(pp. 248-49),

which

accepting Marx's absurd claims, in effect, that capitalists

by

280
do

Interpretation
labor
and which

not

ignores the

experience embodied

in business

structures

and practices

followed
to

by

capitalists.

Precisely

these

structures and practices

enable capitalism

work

better than less

state socialism.

To his credit, Reiman


Reiman
conceives as a

leaves it

open as

to

whether a

coercive economic system could exist.

All existing modified form

systems

fall

short of social

justice,

which

of

John Rawls's "difference inequalities


are

principle."

The difference

principle

holds that any social least advantaged. "An


cannot

be improved

inequality by increasing
into

justified only insofar as they benefit the is only justified if the shares of the worst off
it"

(p. 262). The difference


veil of

principle wins

consent asks us

by

Rawls's famous thought-experiment, "the


an

ignorance,"

which
which we

to imagine ourselves

"original

condition"

in

do

not

know

what our own

convictions, abilities,

and class will we will

be

within civil

society;

without

own survival

knowing by positing
Rawls's

these

things, Rawls claims,


the difference

prudently

guarantee our

principle as

the

sine qua non

for

enter

ing

society.

argument

falls

victim

to the obvious

objection

that it as

sumes each wouldbe contractor

to be rather a mouse,

timidly protecting himself


of

against

the

worst

while

eschewing the possibility


structure.

becoming top dog in

hierarchic

winning the stake and The late Allan Bloom laughed that

Rawls has formulated

first philosophy for the Last Man. Reiman sees the point and avoids it by ruling out gambling in the original condition, on the grounds that gambling "undermines the capacity of the con
a

subjugation,"

tract to
reason moral

yield principles

that

exclude

which

is itself

excluded

by
of

(p. 272).

Adding

the prohibition against gambling to

his labor theory

value, Reiman redeems Rawls's theory from its fuzzy The labor theory of moral value helps to accomplish this end
that not all labor is created
equal:

egalitarianism.

by

recognizing
as

Some

people are more

talented,

more produc

tive,

than others, and

they

are entitled

to greater rewards, so

long

the re

wards

they

earn also result

in

a net advantage

to their inferiors. That

is,

productive

individual may require from the less productive a greater amount of labor in exchange for more goods. This will satisfy the less productive person,
not subjugate

him, if he

receives more goods

from the

productive a

individual
situa

than he did before. As economists


tion. It

and politicians

say, it is

'win-win'

differs from the free

market exchanges of capitalism

in that it

permits

only the smallest incentive (return in labor) to the more productive that pro duces a benefit (return in goods) for the less productive. The revised difference principle is "neutral between capitalism, socialism, and communism"; which
ever

is just

at a given

time

and place will

depend

upon

the

degree to

which a

society has triumphed over scarcity. Politically, the issue turns on the degree to which a society has triumphed over subjugating hierarchies, the degree to
which each citizen's share

in sovereignty (of
not

which wealth

is

one

element) has

been

maximized.

Despite these
mot.

improvements, it is hard

to

hear the

echo of

Allan Bloom's

Reiman concludes, "I

am convinced

that

eventually

the worldview of

Strengthening
natural science will

Social Contact
that

Theory

28 1
re

be

ontology,"

accepted as a complete

is, "a fully

ductive

materialism"

will prevail

(p. 309). As for

a major

view,"

Reiman
people

gives

it

what

he takes to be its due: The Jews


nature, "selected because the
possession of political

competing are indeed

"world-

'chosen'

'chosen'

by

survival value of
power"

mutual

trust is greater even than the


can sustain reverence

(p. 311).

Naturalism

if

we

identify

"the

sacred"

with

the omnipres

ent and omnipotent

"natural

universe

itself (p. 312). But if

materialism

is tme,

is the tme survivalism, does this not tend to between might and right by making right merely a
and trust
might?

collapse more

the distinction

And if

we are

to

believe the

natural universe

cunning form of sacred, does this not mean

that, given the Second Law of Thermodynamics, God is dying? Nietzsche's insistence that God is dead will then be followed by Malraux's insistence that
man

is

dead,
of

or

dying. Both

moral

judge

and moral

jury

are

out,

or on the

way

out,

a process

surely hastened
cosmos even as

by
it

a political egalitarianism that mimics the

entropy
calls
respect.

the

claims

to be mastering
not

nature

a nature

it

"sacred."

Spinoza is

more

consistent; he does

traffic in reverence or

Ontology
and

aside, Professor Reiman has


social contract

written with considerable

intelligence
partic

care, refurbishing

theory

at a

time

when

rationality,

ularly the concept of

and out of academia.

Hobbes,
men

and some

in by posturing It is refreshing to hear some kind words for Descartes, of the other great founders of modem moral philosophy,
reasoned pilloried

assent, is

opportunists

far

superior to their supposed critics


are

If there

some problems with the project the

(and unwitting successors) of today. first modems founded, the

necessary
and much

ameliorations

may have to
modem

come

from

sources other

than

less from
of

so-called postmodems.
moral

Reiman has
'idealism'

performed
a most

themselves, the impor

tant service

presenting

philosophy in

sophisticated

manner,

integrating

'realism'

modern

and

more

successfully than

Rawls.

Book Reviews

A Companion

to

Aristotle's
paper.

"Politics,"

edited

by David

Keyt

and

Fred D. Mil
+ 407 pp.,

ler, Jr. (Oxford

and

Cambridge: Basil Blackwell, Inc., 1991),

xiv

$59.95 cloth, $26.95


Leslie G. Rubin

Society for
A
spate of

Greek Political Thought

peared.

interesting Among the early


a

books

on

Aristotle's

political views

has recently ap
have
ex

contributions

to this renaissance is Keyt and Miller's


"Politics."

collection, A Companion to Aristotle's


pected

While

one might

from

"companion"

a series of essays meant

to produce a

general

inter

pretation of

the

Politics,

this

collection concentrates on a

few

selected

issues.

While serving the reader questions, the book is a friend to Aristotle's


against various puts

as a guide through some of

the intricacies of these

"companion"

to the Politics also in the sense of

key being a
project

work.

number of
critics.

the essays set out to defend Aristotle


aspect of

its

articles

contemporary in the forefront Aristotle's

This

Keyt

and

Miller's

of

this surge in Aristotle scholarship,

much of as

which re-establishes

political science or political


philosophical.

philosophy

ap

propriately

scientific or

genuinely

Many

of

the authors in the Companion attempt to

rescue

Aristotle from
and

various common

misinterpretations, e.g., the


as

excesses of

Jaeger

his fol
and

lowers (Rowe); reading the Politics

separate

from the Ethics (Rowe


should

Adkins); judging
agreed with
either

Aristotle's
or

economics as

if he

have

anticipated and

Schumpeter
with

that Aristotle has

not read

Marx (Meikle); or the breathtaking assumptions Plato's Republic (Stalley and Irwin) or that he
to

is
go

not

familiar
as

the principle of noncontradiction (Miller).


present criticisms of or

on,

is fair, to

They may then find difficulties in Aristotle's


take the time to show that

views

(Adkins, Irwin, inter


in
mainstream of

alia), but

they generally

he

was more astute

political observation and more adept at

logical

argument

than the

Irwin his

and

points

his twentieth-century interpreters has admitted. T. H. David Keyt, for example, do Aristotle the additional honor of pitting against most worthy opponents, i.e., Plato and Hobbes.

titles do not always reveal the connections among their subjects, but they do exist. After whetting the appetite with an overview of the Politics via A. C. Bradley's classic essay of 1880, the collection digs into a few key topics. Though Bradley's concern to show both the similarities and differences

The

papers'

between Aristotelean

and

Hegelian

(organismic)

political analysis

is

not

taken

) interpretation,

Winter 1994-95, Vol.

22, No. 2

284
up

Interpretation
the others, his attention to the naturalness of the polis and the meaning of
"science"

by

practicing a come. The natural

of politics creates a context


status of

for many

of

the articles to
when re

the

polis and

the meaning of

"natural"

ferred

to political

things,

the

issue

of private versus public


and

regime or

the best

possible

regime,

property in the best the discussions of justice and its rela


essays

tionship
Most
written

to

law
the

are each addressed

in

at

least three

from disparate
elsewhere; four

view

points within
of

the philosophy
essays

and classics communities. were

(eleven)

originally

published

were

for this
this

volume.

strengths of

collection

As they are also representative of the two primary discussed above, I will mention briefly the articles
one of

first appearing here: R. F. Stalley, solid case for taking the Book II
specific problem and rather

Aristotle's

"companions,"

makes a

criticism of

the Republic as
to political

addressing
the
at of

making "a

philosophy,"

valuable contribution

than

dismissing

it

as a superficial and

incomplete

account of

whole as

dialogue. To demonstrate that Aristotle really


well as we modem readers

can understand

Plato

least

can,

Stalley clarifies

the Book II critique

Socratic
in

community
not

and even

turns the tables and criticizes Plato for

inconsistency

communizing his whole city. Unfortunately, Stalley, like many commenta tors, ignores the fact that Book II is not the only part of the Politics that contains a criticism of the Republic. The critique of notion of political
Socrates'

unity is far from the only flaw Aristotle


pambasileia and the analysis of

addresses

consider the problems of

revolutions, to
practical"

name

only two
the

others.

In

a similar

vein, Richard Mulgan argues that Aristotle's analysis of oligar

chy

democracy is not "merely senses i.e., insufficiently colored by the and VHI or lacking in theoretical rigor. In
and

in

either of

"idealistic"

commonly critical aspirations of Books VII


a number of the of regime
as

Mulgan's treatment

suggestive contrasts
well as possible

between

these

fundamental types
analysis.

emerge,

lacunae in Aristotle's very in the Politics


makes a

Ronald

Polansky

useful contribution

to the

understanding
the text
of

of

stasis and metabole

by

both

careful analysis of

and apt

reference

to the Physics.

Showing

an awareness of

the difficult position

the

moral man

in times

of

revolution, he

nonetheless

rightly

emphasizes the ethical

dimension

of political change not present


on

in the

analysis of natural change.

In his essay
pretation of

Books VII

and

argument that the contemplative

VHI, David J. Depew wrestles with the puzzling life is an active life, spinning out from his inter
concerning the
make

the passage both logical and political consequences

meaning of contemplation and the place of philosophy in the ideal state. In addition to assisting the Aristotelean scholar, this companion would
a

handy

addition to a graduate course

focusing

exclusively

on

the Politics. Keyt

and

Miller have done considerable

legwork, particularly

useful

for

students

without

ready

access

to all the world's classics and

pieces could give a student a sense of some

in examining

certain significant sections of

philosophy journals. These of the important questions involved the Politics.

Eva T. H.

MD: Rowman
paper.

Brann, The World of the Imagination: Sum and Substance (Savage, and Littlefield, 1991), xiv + 810 pp., $75.00 cloth, $35.00

Will Morrisey

"[DJedicated to the
mind's most

obvious"

salvation of the

(p.

5),

this book

examines

the

fact in

need of

philosophically neglected faculty, the imagination. The obvious saving is the imagination's status as a faculty, a capacity for
that depict "absent
present"

"internal

representations"

objects as

by
time
and

means of

resemblance

(p. 5). This

obvious

fact

needs

saving because "in


and

current

life the is

traditional precedence of original


perturbed: and

over

image, both in
former"

in

dignity

We tend to

see

the images of people

things before the originals

to have

our views preshaped

television,

or read

books

written

by by

the

(p.

9)

as when we watch

'postmodernists.'

Eva T. H. Brann divides her book into

six main parts.

She

considers

the

imagination

as

discussed in philosophy
visual

as

chology, in logic "as

a peculiar amalgam of

faculty of being and


(that

cognition, in psy

nonbeing"

(p. 6), in
and

literature, in the
politics).

arts,

and

in the

world

is,

in

religion

Philosophy
ancillary to
nying its

seeks

imagination's

nature.

the ancients who understand the imagination as 'the


thought"

Brann agrees, in large measure, with mind's "subject and


eye,'

(p. 201). Both

anti-imagistic rationalism

(as in

Hume)

and

imagination-worshipping

Romanticism

finally

denigrate the imagination

by

de

These apparently opposing conceptions share a common root, Cartesianism, which claims that the mind is a res cogitans, a thinking thing whose preeminent attribute is willing, not
connection to the world outside the mind.

thinking. A the

imagination"

thinking thing "can know itself by itself, without the mediation of (p. 72) representing the outside world. Descartes opposes the
human
the

older concept of the


illumination"

being
end of

as a rational animal

for

whom

"contemplative

comes at

thinking (p. 78).


we

Psychology
to

investigates the way


reduce

have images. The


It

'cognitive'

school of

psychologists attempts to

consciousness, and

therefore the the

imagination,
of

unconscious or subconscious states.

cannot explain

having

images
evi

except
dence"

analytically,

and

analysis

proves

difficult because "measurable


people

is hard to seeing internal likenesses,


extract

(p. 209). "Most


however
be"

have the incorrigible


and

sense of

behaviorally inaccessible
in the observation,

formal-

istically

rialism or reductionism

inarticulable they may may be

(p. 222). The limits

of psychological mate

seen

"Claiming

that the

interpretation, Winter

1994-95, Vol. 22, No. 2

286

Interpretation
eats a suggestive metonymical

brain imagines is like saying that the mouth (p. 266). figure but not a sufficient
account"

"What does it This is the

mean anywhere and everywhere

to be an

image?"

(p. 388).
negation,

question addressed

by logic,

the

science of affirmation and

being
an

and nonbeing.

Brann judges Plato's Sophist the best discussion. "To be


being"

image is

a curious conflation of
who

(p.

388)

it is

not

that thing.

likeness; his sophist is an imitation wise man speeches are not likenesses but appearances, deliberate deceptions. A sophist as the can be caught only if the hunter knows the quarry. "To say what is
does
not even

aim

at

not,"

sophist

does, "is not to say nothing but to say something other than the and "does not exist as fully (p. 394). Similarly, an image "is-not the
original,"

truth"

or

truly

as

its

original"

(p. 394). This formulation leaves


an

room

to measure

whether the

cause

image is mostly true or merely deceptive, force" (p. 426). "Fictions have

important task be

translate the
visual

Literature translates imagistic fictions into words, inviting the reader to words back into images. Why then is literature not inferior to
arts,
one's
which require no such cumbersome process?

Because (p.

words

better

direct

interpretation

of

the

pictures.

A talking
the

picture says things a


West"

dumb blind. lit


are

picture

cannot; "the first

and

dominant

poet of

471)

was

Brann accordingly has

some astringent remarks about

Romanticism,

whose

erary talk apes divine logos in its creativity. Platonic myths, and "Lincoln is "corrective counter-myths, myths of
truth,"

by

contrast,

...

to political
not willful

what or

Plato is to

mythmaking"

philosophical

(p. 555). "Tme


desire"

myth

is

desirous,
There
are

since

it is

not of

told or enacted as private

(p. 564).

two kinds

imagined depictions:

geometric and esthetic.

Ancient
not the

'contained'

geometry
subject of

concerns
attention"

figures; "their
or

unlimited exterior

field is

(p. 596). Modem


will regard

infinite

space.

"Kant
as

Cartesian geometry shifts attention to geometric figures as delimitations of infinite


willed

space"

(p.

596);
more

in

modem

thought generally,

Imagination

nearly

resembles

Euclideanism,
live,"

as seen

reality dominates. in the "human, re


and

worked nature

in

which we

largely
that

a world of

lines

circles,

rect

angles and triangles

(p. 612).
show
we recognize

Esthetic depictions
and

the distinction between original

image
see

even

if

we

do

not want to admit a

it. In

looking

at a picture of a

lion,

"we

two things at

once:

lion

picture"

and a

(p. 655). Even

'abstract'

painting must abstract from something. In the world, imagination is at its most dangerous
can

and

its

most valuable.

It

impose

spurious meanings or
willfulness and

help

to

discover

significance.

Theologians
life"

its autonomy of imaginative tendency to idolatry (p. 685). God made man in His image, so man is 'imagby God; it doesn't work the other way around. (The rabbis say it differ ently: theology is man's thoughts about God, but Torah is God's thoughts about man, and altogether superior for that reason.) As with so much concerning this
object
able'

to "the

the creative

Book Reviews
mercurial

287
pivot

faculty, however,
spirit"

some religious men

find in imagination "a

between In
otism

world and

(p. 707). imagination lends itself to


ardent"

politics the moderated

"soberly
corresponds

patri
harm"

(p. 712). Unmoderated imagination is "the


cognitive

chief cause of political

(p. 712). In Plato the


psychological

faculty
are

of

the imagination

to the
writes

faculty
and

of thumos or spiritedness.

Therefore,
(p. 791)

when

Brann

that

"Tyranny
In the

imagination
the

archenemies"

one wants

to add,

'Except in the
enemy?

tyrant.'

mind of

(Is the

mind of

the tyrant

his

own worst

words of one of

Oscar Levant's friends, "Not

while

I'm alive.")

"The ancients gave to the


up-front,
to
of

bringing

imagination the mediating work, performed well the appearances into the soul; the modems have assigned
performed

it the

radical

function,
on

in the abyss,

of

constituting the

world

itself (p. 779). Brann intimation

the

whole concurs with an

the ancients, concluding that


and an

the imagination is "a prelude to action,


paradise"

incitement to reflection,

of

(p. 798).

Nino

Langiulli, Possibility, Necessity,

and

Existence. Abbagnano

and

His Pre

decessors. Themes in the History of Philosophy, edited by Edith Wyschogrod (Philadelphia: Temple University Press, 1992), xv + 205 pp., $44.95.
Robert Sokolowski The Catholic

University

of America

Nino Langiulli has two


the American

aims

in the book

under review.

First, he

presents

to

philosophical audience philosopher

the life and work of the important twen

tieth-century Italian
modes of

Nicola Abbagnano

(1901-90),
the

and, second, he

discusses the modality


the

of

possibility, along

with

necessity fact that Abbagnano 's


expresses

and existence. own

This

metaphysical

essentially associated discussion is prompted by

thought centers on the theme of possibility.


about

Langiulli both
own

Abbagnano 's ideas


and position.
and a

this theme and develops his


an

commentary, critique,

The book is thus both

informative

introduction to Abbagnano Langiulli is


studied

study in

speculative philosophy.

well equipped

for

a year with

to carry out the project of this book, since he Abbagnano under a Fulbright grant in 1960-61. He has
work

translated

and edited

Abbagnano 's

Critical Existentialism

and

has

also

edited a volume entitled

The Existentialist
credits

Tradition,

which

includes

selections

from Abbagnano. Langiulli


suggested the
of

the late William Barrett with

having

first

study possibility in Abbagnano. The book is divided into three parts. The first is
the career of

and

Abbagnano,
an

the second is

treatment
of

of

survey of the thought Abbagnano's concept


which

of

possibility,

with own

extensive
and

discussion

the sources from

he

developed his
threefold

position,

the third examines the concept

in

a more

speculative way, with critical comments as a conclusion.


a classification of

postscript provides

Abbagnano's writings, divided into


and philosophical

(1) scholarly

studies of

historical figures

themes, (2)

speculative philo

sophical works, and

(3)

more popular works.

Abbagnano,

a man of great erudi

tion, is probably best known to American

readers

for his Dizionario difilosofia


world.

(1960),
other
peared
on

one of the major philosophical research

instruments in the

An

important work, his in 1946-50, with a

three-volume
second

history, Storia della filosofia, first ap edition in 1969. He has also written books

Emile Meyerson, Ockham, and Aristotle, as well as many systematic works expressing his own thought and commenting on the phenomenon of modem science. He was editor of the journal Rivista di filosofia and was noted as a
teacher
of

Umberto Eco

and

Gianni Vattimo.

interpretation, Winter

1994-95, Vol. 22, No. 2

290
I

Interpretation

In the first

part of

the

book,

the exposition of Abbagnano's life and work,

Langiulli distinguishes four from the 1920s to


reason against
about

stages

in his

subject's thought.

1935, Abbagnano
second phase

tried to

show

first period, the limitations of In


a
of

the somewhat romantic

rationalist

philosophy

Italian

neo-

Hegelians like Croce. A

began

with work published

in

1935;

Abbagnano became
both
to

more

interested in

metaphysical

principles,

trying

to avoid

objectivism and subjectivism.

The third

stage

began in 1939

and extended existen

about

1955,

a period

in

which

Abbagnano developed the "positive his name; he


claims

tialism"

that is often associated

with

uses

but

also criticizes

the

work of

Heidegger Heidegger

and

Jaspers,

and one of

the crucial elements

in his

critique

is the
ism"

concept of possibility: and

Abbagnano

that the "negative existential

of ends

Jaspers begins

by defining
logic

human

being

appealing to human possibilities, but in terms of a structure of impossibilities. Abba

by

gnano's use of the mode of context of existence.

possibility is thus

not

or of a metaphysics of

substance, but in the

developed primarily in the context of human

The fourth
1950s to the
oped

and

final

phase

distinguished

by

Langiulli
period

extended

from the late

end of

Abbagnano's

life; in this
of

Abbagnano further devel


theistic existentialism

his

positive

existentialism, along

with criticisms of

and a critique of
which

Sartre. The basis


against

his

critique of
and

theistic existentialism,
that in it the possi
or

is directed
proper

Lavelle, Le Senne,

Marcel, is

bility

to human beings is

subsumed under an

inevitable fulfillment
(p.

salvation, "a

guaranteed realization of

bility, Abbagnano
this theistic

claims, becomes

absorbed

[human] by necessity
at

possibilities"

16);

possi

or

inevitability

in

context.

In his

critique of

Sartre he

claims that

Sartre

makes all

human

possibilities

equivalent, justifies any choice

all,

and equates

freedom

with arbitrariness.

Abbagnano

claims

that such arbitrariness implies the im

possibility
appeal

of

choice,

which needs

to

be

supported

by

commitment and

by

an

to the preferred value


not

bagnano "freedom is
choice"

is chosen; as Langiulli states it, for Ab the possibility of simply indifferent choice but
of what
. .
.

(p. 21).
shows

Langiulli
or

contemporary

that Abbagnano makes use of, and responds to, many recent authors; besides those already mentioned, he uses Kierke
and

gaard,

Husserl, Carnap, Peirce, Dewey,


had
much

Quine. Abbagnano thought that

his
and

positive existentialism

in

common with

he tried to
of

combine
as

his

existentialism with a radical

American pragmatism, empiricism, using his


. .

concept of

possibility
x'

tool: Langiulli writes, "An experience

would

be

'possibility

designating

26). Thus, Abbagnano


through

can serve as a

anything figure

whatever

that is

repeatable"

(p.

by

whom

many

of

the schools and

movements of the twentieth

century

are reflected and

exploited,

whom we can obtain an

informative

picture of the

and a figure Italian philosophy of

this century.

Book Reviews
To further his writing
section on

291

sharpen the picture of

with some of

the work

Abbagnano's thought, Langiulli compares of Wilfrid Sellars and Richard Rorty. In the

of philosophical

Abbagnano's ideas concerning the nature ideas that were a special concern in his thinking in reflection, the late 1970s and the 1980s; in contrast with Rorty, who disavows philosophy, Abbagnano would consider philosophy to be a valid human possibility, but one

Rorty, Langiulli develops

that,

as a

possibility,

might

indeed fail
in

or

be

unfulfilled:

"its

achievements and
work

advance"

conquests are not guaranteed

(p. 35). Philosophy's


it"

is "to
that
con

bring

to sight the
and

man-

world

relationship, to investigate the


modifications of

problems of

relationship,

to propose various

(p. 36). Langiulli

tinues this expository part of his book

Umberto Eco
pensiero

and on

showing Abbagnano's influence on the Italian philosopher Gianni Vattimo, whose concept of

by

debole is

examined: a of

form

of

and stresses the gnano and since

finitude limit
of

human

reason.

thinking that eschews rigid rationalism Finally, Langiulli contrasts Abba


thought leads to a kind
of

Derrida.

Strangely, Derrida's

infinitude,
"the

it

allows no

on reinterpretations and

differences

and permits

absolute

free play

sense/nonsense"

sameness as well as those of gnano restricts

52); by recognizing difference, both grounded on possibility, Abba


differance."

(p.

the claims of

"the joystick

of

From Langiulli's exposition, it is easy to see how the concept of possibility takes on deep significance for Abbagnano. It serves as the center of his positive
is important for his understanding of human being and human affairs, but it is also developed in his philosophy of being. It is also clear, from developments in the history of thought, that possibility is an endan gered philosophical species; it is all too easy to reduce possibility to either
existentialism and thus

necessity

or

actuality, the

other two modalities of

being

that accompany it. It

takes considerable
mere cover

philosophical sophistication

to avoid making the possible a

for

what

is inevitable

and

necessary, or just a faded copy of what

The reality and the density of the possible, of things that are truly only possible, is not easy to capture, either in philosophical analysis or in ordinary thinking about being and human affairs. We always tend to acknowl

actually

exists.

edge

the actually determined instead


seems to
"reduce"

of

the merely possible. It is curious that


of

possibility inclined to
allow

be the

most

fragile

the modalities; we are much

less

necessity and actuality to their opposites than we are to his book, Langiulli
shows

the

possible

to disappear.

In the

second part of

how Abbagnano

makes use

of classical

figures in the

history

of

philosophy to articulate his own insight into


abounded

the reality of the


and

possible.

If Part One

in

names

drawn from

recent

from early

from antiquity and contemporary thought, Part Two abounds in authors modem philosophy. Abbagnano finds in Plato's Sophist one of the

292

Interpretation
the importance of the
possible.

strongest statements of

He interprets Plato's

derivation He

of

the
as

major

forms

Sophist 247-48
also claims and

stating that Plato's derivation


and even

being in the that being or existence


of
of

light

of possibility;

he

reads

is to be defined

as possibility. and

the

other

forms (motion

rest,

identity

difference,
on

body
is,
of

and

soul)

can

be done only if

being is
and not

taken precisely as possibility; that

the fact that


either

being

takes on such opposite

forms is based necessarily


ther appeal to

its possibility

being

the one or the other,

one or

the other. Langiulli supports

Abbagnano's reading
allows us

by

fur
that

commentators on

Plato: possibility
can

to

see

"how

oppo

contradiction

sites exist and are said

to

exist without

(p. 67). Plato

shows

being is both one and many, and this "possibility is ontologically prior to
The treatment
gnano of

be true because
(p. 71).

being
of

"can"

be both:

actuality"

Plato is followed
perceptive

by

a short

discussion
on

Aristotle. Abba
possibility:

finds Aristotle less


and

than Plato

the theme of

in

Aristotle, actuality

necessity

are said

to be granted different

sorts of priori

Aristotle, despite efforts to the contrary, is said to Megarhave fallen prey to the Master Argument of Diodorus Cronus and the (or what Abbagnano calls "the virtual") must ians. For Aristotle, the be realized if it is to be truly potential; but then it becomes reduced to the
ties over possibility, and
"potential"

necessary.

In

response

to Abbagnano's claim on this point,

it

seems

to me that

he does
most

not give enough weight epi to on

to the category of things that happen "for the


seems as

part,"

polu, in Aristotle. It also


of

to

me

that Aristotle's strong


of choice and

insistence

the reality

change,

as

well

his treatments

chance, lead him to


the possible.

recognize without question

the ontological importance of

Kant

and

Kierkegaard
the

are

the

other

two

authors

treated extensively in the


reduced

second part of
possibilities

book,

with

lesser

comments about existence.

to merely
as

mental or

logical

Leibniz, who Kant, however, is


possible after

seen

by

Abbagnano

restoring

a valid

understanding
to

of

the

Leibniz's

misunderstanding.

Kant, for Abbagnano, does


real as such

not contrast possible.

the real and the


examines

possible; rather, he takes the

be the

Langiulli

both the Critique of Pure Reason and the Critique of Judgment, along with Abbagnano's interpretations, to show that Abbagnano downplays the idealistic

tendency in Kant's understanding of possibility


true

and concludes

that Kant equates

being

with

possibility; the

existent

is that

which can

be

verified and

found

to be true. This positive aspect of possibility is overemphasized in Kant and its


negative aspect

is neglected, however. Abbagnano says that Kierkegaard


with

blends it

infinity. Abbagnano

says that

limited, but that Kierkegaard claims quence is dread, the "a priori anxiety
possibilities"

what possibility is when he human possibility is by its nature that everything is possible. The conse

misstates

over

the

infinity

and

indeterminacy

of

(p. 96). Abbagnano

claims

that

Kierkegaard

uses

possibility in
be-

ambiguous ways and

ultimately denies its reality in human affairs, partly

Book Reviews
cause

293

he

mixes

human

possibilities with the

purely human

either to

impossibility
The

and

divine: he thereby reduces the inevitable failure, or to the assured


Kierkegaard
also contains an

accomplishment of salvation.

section on

in

teresting study

of

the

difference between

contraries and contradictories.

Con

traries are opposites within a category, such as


and rest-motion.
opposites

hot-cold, dark-light,
destruction
of

up-down,
are

Each is the
the

positive opposite of the other. explicit

Contradictories
the
other.

in

which one

is the
same

denial
as

or

Hot

versus not-hot

is

not

difference

hot

versus

cold; the first is merely

the denial of

hot,
of

not the affirmation of cold.

This theme
the
other

contrary versus contradictory is then applied to possibility and modalities, but not without some difficulty for the reader. Indeed, this
the difficulties endemic to any expository study, the Chinese

section reflects

boxes

of quotation and paraphrase:


with

phrasing Kierkegaard,
stmcture

Aristotle

also

Langiulli paraphrasing Abbagnano para introduced into the mixture (and add When this
complex presentational

to this the voice of the present

reviewer).

is

applied to concepts as abstract as

possibility, necessity,

and actu

ality, the argument

inevitably

becomes difficult to follow. A


reader

greater use of

concrete examples might easily.

have helped the

follow the

exposition more

Ill

In the third
of possibility.

part of

the

book, Langiulli looks

at

Abbagnano's

own

treatment
the
non-

Abbagnano distinguishes three

notions of possibility:

(1)

or the necessarily realizable, and (3) that Langiulli suggests, that which can be and not be. be; or, A chapter is devoted to each, and the third sense is taken as the proper sense of possibility. I should mention that in the chapter examining the second sense,

contradictory,
which can

(2)

the

inevitable,
as

be

or not

there

is

an extensive

treatment of Nicholai

Hartmann,

as well as of

Hobbes

and

Spinoza. Also,

an

important distinction is drawn

by

Abbagnano between

possi

bility
In
gnano

and contingency.
possibility"

developing

"the

third and proper sense of


of uses of the verb

distinguishes two different kinds


Three

"to

(p. 127), Abba (essere): the


be"

predicative and the existential.

theories of predication are

distinguished:
Ab
a rela

the

theory
not

of

inherence,

the

theory

of

identity,

and

the

theory
as

of relation.

bagnano's

expressing understanding among concepts but among beings. However, the predicational sense of the verb is ultimately grounded in the existential sense, which, in keeping with Abbagnano's general philosophy, is taken to be an expression of being as
own

of predication

is to take it

tion,

possibility.

Although Langiulli
exposition, he

makes

critical

comments

at various points chapter of

during

his

summarizes

his criticisms, in the last

the

book,

under

294

Interpretation

two themes.

First, he insists

mental sense of

being

that possibility itself cannot be taken as the funda without some appeal to necessity: it is necessary that
a

being bility cannot


can

be the

possible.

Thus, by
from

kind

of

retortion, Langiulli

shows

that possi

be

separated

necessity.

Second, he
in

shows

that

all

terms need
and a

to be defined

by being

contrasted with we

their

opposites or

contraries,

term

be better defined if

have

several contexts

which contraries can

be be

brought forth. The true, for example, is better determined when it is not only with the false, but also with the fictional. Possibility, then,
understood or

contrasted

cannot

defined if it
the

stands alone and

is

opposed

to

nothing.

"Necessity,

therefore,

constitutes

'specifying
as
of one of

difference'

in terms

of which existence and


.

itself is properly defined bility], he must make use


third
criticism ments on

'possibility.

'
...

To define

describe [possi
(p. 172). A

its opposites,

necessity.

is developed in the himself to

penultimate

chapter,
wishes

where

Langiulli

com

Abbagnano's frequent insistence that he

to avoid metaphysical
claims

speculation and restrict gnano

an empiricism:

Langiulli

that Abba

does indeed carry out metaphysical speculation when he locates the pri sense of being in possibility; what Abbagnano does avoid is a kind of mary necessitarian, rationalist metaphysics, but it would be wrong to identify meta
physics as such with that sort of speculation.

It is very difficult to apply the actuality to the


whole of

modal

terms

of

possibility, necessity,

and

things

limited

regions of

being). This

to being (as opposed to using such terms in book, drawing on Abbagnano's own scholarship
and

and philosophical

insight,
and

gives us

many fine

examples of successes

in this

difficult task; it grand issues of


possible and vides

reminds us of

being

the need for philosophers to pay attention to the to take on themes like the difference between the

the necessary, or the possible and the actual. The

book

also pro

the

reader with valuable philosophy.

information

about a major

figure in

twentieth-

century Italian

Sidney M. Milkis and Michael Nelson, The American Presidency: Origins and Development, 1776-1990 (Washington, D.C.: Congressional Quarterly Press, 1990), xiv 4- 430 pp., $37.95 cloth, $18.95 paper.
Stephen M. Krason
Franciscan

University

of Steubenville

The

authors claim
of

that this book is "the first comprehensive one

volume

history

the presidency to be written

by

political scientists

in

more

than

years."

In

fact, I don't know


consists of

of

any

others

in

print.
on

This work, in my
presidency.

fifty judg

ment, is

a welcome contribution to

the literature

the

The book

fourteen

chapters:

the first two deal with the


and

historical

background to the
the

creation of

the presidency

the debates about the office at

the 1787 Convention and


of

during

the ratification period; the next eleven discuss

from George Washington to George Bush, with development the full chapters devoted to the individual presidents who were most pivotal in
office

shaping the nally

character and role of

the presidency;

and

the

final

chapter

discusses

the vice presidency. The Preface informs us that most of the book
written

was origi

by Milkis;
that
on aspects of of

Nelson drafted the two


presidency.

chapters on the creation of the

presidency Two good


approach

and

the vice

this book are

its

use of a

historical

and

institutional

to the study

the presidency,

as opposed

to the quantitative, psycho

logical, power, and policy approaches that we have had such a heavy dose of in recent decades, and the fairly detailed attention it gives to the founding of the
office and the

Constitutional Convention.
of

The discussion (one


wishes

the origin of the presidency includes a brief discussion

it

were

longer)

of

the

British,

colonial,

and state constitutional

precedents

for

executive

power,

and then provides

proposals,

debate,

and action on

the executive at
each of

very good coverage of the the Convention. The book is

particularly helpful in explaining how


cified powers of

the various

constitutionally

spe

the

president was agreed

to. Most of the

long

chapter on

the

Convention is derived from


rand's

a careful analysis of original source material (Fer-

The Records of the Federal Convention). An old, important secondary source, Thach's Creation of the Presidency, 1775-1789, also is cited in a few The inclusion
since
of a

places.

discussion

about

the

formation

of and

debate

on

the

vice

presidency,

during
and of

both the Convention


omitted

and

the ratifying period,


accounts of

is

wel

come,
of

it is normally
of

from historical
of

both the

creation

the presidency

the
of

forming

the Constitution generally.

The bulk

the

book,

course, is

about

the individual presidents. As

men-

) interpretation,

Winter 1994-95, Vol.

22, No. 2

296

Interpretation
man who was

tioned, it focuses on the ways in which each shaped the future direction of the institution or,
tions he
politics.
made

held the

office

at

least,

the

particular contribu

to

it

or

the significance of

his tenure for its

role

in American

The book

at minimum

touches on the highlights

of all

the presidential
reader gets

administrations and the political currents that affected


a

each; thus the the


most

flavor
is

of

the character of each administration.

Again,

thorough treat

ment

given

to the presidents the authors judge


greatest effect

to

have had the

means

having

enhanced or

with reasonable accuracy in shaping the role of the office, which generally consolidated its power or some aspect of its role and

function in American detailed discussion, in


most

politics.

The book does

not give a

summary,

much

less

of

the

initiatives, policy

accomplishments,
provide a

or even major

national events of each administration.

Nor does it

biography
purpose.

of

or,

cases,

elaborate on the personal strengths and weaknesses of each pres

ident. These if

considerations are not pertinent

for the
even

authors'

In my

judgment, however,
value more most significant

the book

would

have been

better

and

had

additional

biographical

material and

historical detail (for

more

than just the

presidents) had been included.

Nevertheless, information is

satisfactory historical text for use in a course on the presidency, either at the graduate or undergraduate level. While it is commendable that the authors do not make Barber-like claims that a presi
plentiful enough to make this a quite

dent's

childhood predicts
of

to the character traits


seem

his White House performance, the dearth of individual presidents makes their treatment detached. The

attention
at

times

overly Lyndon Johnson, Nixon, and Carter shows character traits to be an important factor in presidential success and, moreover, an important element in what goes
experience of such recent presidents as

abstract and

into the shaping of statesmanship. One of the great strengths of this book is its insightful why some common historical perceptions of different presidents

explanation
were

of

incorrect:

for example, that Lincoln's undertaking of extraordinary powers during the Civil War was "dictatorial," that the string of weak or mediocre Republican presidents after Andrew Johnson achieved nothing of value for American gov
ernment,
complete
and

that the
and

brief,

scandal-plagued administration of
of genuine accomplishments.

Harding

was a

failure

devoid

Another of the book's pluses is that it does not overemphasize the role of Franklin D. Roosevelt in shaping the present-day presidency. The authors note that the rise of the current era of presidential began not with FDR

leadership

which,

as

they

note, many political scientists contend


and

Theodore Roosevelt. TR
strengthened

but with his cousin Woodrow Wilson "began the practices that
nation's popular
and

the president as

the

legislative

leader"

(p.xii). More
tional
and

the authors emphasize that the "institu the office has come to assume, even in recent history, by large had their roots in the Constitution itself.
characteristics"

fundamentally, however,

While the book is

fair,

well-researched, objective study

and

is scholarly

Book Reviews
and nonpolemical center perspective

297

in tone, there are some places where the manifests itself. For example, the Vietnam War
South Vietnam
are viewed as a

authors'

left-of-

and

Amer

ica's

general commitment to

mistake; there is

no sense manifested that

America may have undertaken a morally worthwhile effort in opposing Communist totalitarianism (which showed its ruthlessness after it finally took control of South Vietnam). The same attitude is evident in
the brief
the
comment about and

Kennedy's

Bay

of

Pigs

undertaking.

Irrespective

of

practical

prudential

considerations

seeking to liberate Cuba from communism down as a result of Kennedy's Watergate


affair

regarding this undertaking, was something that can merely be put

is

evaluated
claimed

in the presidency (p. 300)? The in the typical liberal manner as having threatened
depend"

"immaturity"

the Republic. It is
which

that

any

government must

it "threaten[ed] the civility and public trust upon (p. 3 16). When discussing Reagan, the

authors show a

typical liberal reading (a misreading, in my

judgment)

of

Amer

ican

public opinion

the widespread

in claiming that the Bork Supreme Court defeat "testified to public resistance to the Reagan administration's social
such

agenda"

(p. 345).

Fortunately,

ideologically
such as

revealing

passages are not abundant.

It is laudable that in included. The


growth

book

this a chapter on the vice presidency was


of

presidency in recent The book includes


tial elections
and a

in both the responsibility and importance decades is well chronicled and explained.
a useful appendix complete

the vice

summarizing the vote in all our presiden index. It regrettably lacks a bibliography. fairly All told, Milkis and Nelson have produced a fine, informative, useful his tory of the presidency. Congressional Quarterly Press is to be commended for

bringing
Besides
on

into

print a

book

such as

this which seems to

fill

an obvious void.

being

a valuable classroom presidential office print

text as a supplement to a more general text

the current

it is

will

be kept in book

(as,
few

unfortunately, Congressional
years

valuable

of a

ago

handy reference tool. One only hopes it Quarterly Press's equally on the history of Congress was not) and
a

periodically

updated.

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