Address : Kotak Infinity, 6th floor, Building No 21, Infinity Park, Off Western Express Highway, Gen A.K.

Vaidya Marg, Malad (E), Mumbai 400097. Tel 91-22-66056495

[For New Accounts] Option for opening Basic Services Demat Account (BSDA)
To, Kotak Securities Limited IN300214 th 6 Floor, Kotak Infinity, Building No.21, Infinity Park, Off Western Express Highway, Gen. AK Vaidya Marg, Malad (E), Mumbai-400 097. Date: D D M M Y Y Y Y

With reference to my / our application for opening a depository account, I/ We request you to open my / our depository account as a BSDA as per the following details: Name Sole/First Holder Second Holder Third Holder I/We have read and understood the Securities and Exchange Board of Indias guidelines for facility for a BSDA. I/We hereby declare that I/we am/are eligible to open a depository account as a BSDA holder and undertake to comply with the requirements specified by Securities and Exchange Board of India (SEBI) or any such authority for such facility from time to time. In case I/we convert such account into Non-BSDA (regular account) account or I/we cease to meet the eligibility criteria for BSDA account, the charges applicable to Non-BSDA (regular account) shall be levied. Further, I hereby agree to abide by/comply with the following requirements: 1. 2. 3. 4. I have/propose to have only one demat account across all depositories where I am/will remain a sole or first holder for availing the BSDA facility. I am aware that I will not be eligible for availing BSDA facility if the value of securities in my demat account exceeds Rs.2 lakhs at any point of time. I agree to provide ECS mandate for the payment of DP charges due from me. ECS mandate duly signed by me/us is enclosed herewith. As SMS alert facility is mandatory for BSDA account, I authorize KSL to update my mobile number in my account as given in my KYC application/in subsequent update and enable the flag for SMS alerts. Or Please updated my mobile number for SMS alerts. The schedule of charges given in the account opening form shall stand modified to the extent of following: a. Annual account maintenance charges: i. If the value of holding in the clients account is upto Rs. 50,000 AMC charges NIL. ii. If the value of holding in the clients account is between Rs. 50,000/ - to Rs. 2,00,000 AMC charges Rs. 100/- pa. b. In case, more than 2 physical statement of transactions are sent to the BSDA clients in an year, a charge of Rs.25/- per statement would be levied. PAN

5.

Signature(s) of Account Holder(s)

First / Sole Holder Second Holder Third Holder

Name ______________________

Name ______________________

Name______________________

Address : Kotak Infinity, 6th floor, Building No 21, Infinity Park, Off Western Express Highway, Gen A.K. Vaidya Marg, Malad (E), Mumbai 400097. Tel 91-22-66056495

[For Existing Accounts] Option for converting regular account into Basic Services Demat Account (BSDA) To, Kotak Securities Limited IN300214 th 6 Floor, Kotak Infinity, Building No.21, Infinity Park, Off Western Express Highway, Gen. AK Vaidya Marg, Malad (E), Mumbai-400 097. Date: D D M M Y Y Y Y

I/ We request you to convert my / our depository account into BSDA as per the following details: DP ID Sole/First Holder Second Holder Third Holder I/We have read and understood the Securities and Exchange Board of Indias guidelines for facility for a BSDA. I/We hereby declare that I/we am/are eligible to open a depository account as a BSDA holder and undertake to comply with the requirements specified by Securities and Exchange Board of India (SEBI) or any such authority for such facility from time to time. In case I/we convert such account into Non-BSDA (regular account) account or I/we cease to meet the eligibility criteria for BSDA account, the charges applicable to Non-BSDA (regular account) shall be levied. Further, I hereby agree to abide by/comply with the following requirements: I have/propose to have only one demat account across all depositories where I am/will remain a sole or first holder for availing the BSDA facility. 2. I am aware that I will not be eligible for availing BSDA facility if the value of securities in my demat account exceeds Rs.2 lakhs at any point of time. 3. I agree to provide ECS mandate for the payment of DP charges due from me. ECS mandate duly signed by me/us is enclosed herewith. 4. As SMS alert facility is mandatory for BSDA account, I authorize KSL to update my mobile number in my account as given in my KYC application/in subsequent update and enable the flag for SMS alerts. Or Please updated my mobile number for SMS alerts. 5. The BSDA facility would be effective from the next billing cycle from the date my BSDA request is accepted by KSL. 6. I agree that BSDA facility will be provided to me/us only after clearance of all my/our outstanding dues. 7. The schedule of charges given in the account opening form shall stand modified to the extent of following: a. Annual account maintenance charges: ii. If the value of holding in the clients account is upto Rs. 50,000 AMC charges NIL. iii. If the value of holding in the clients account is between Rs. 50,000 - to Rs. 2,00,000 AMC charges Rs. 100/- pa. b. In case, more than 2 physical statements of transactions are sent to the BSDA clients in an year, a charge of Rs.25/- per statement would be levied. Signature(s) of Account Holder(s)
First / Sole Holder Second Holder Third Holder

Client ID PAN

Name

1.

Name ______________________

Name ______________________

Name______________________