efile GRAPHIC rint - DO NOT PROCESS As Filed Data - DLN:93493132028712

Form990
Return of Organization Exempt From Income Tax
OMB No 1545-0047

Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except black lung
benefit trust or private foundation)
2010
Department of the Treasury
Internal Revenue Serv1ce
organ1zat1on may have to use a copy ofth1s return to sat1sfy state reporting requirements
Open to Public
Inspection
A For the 2010 calendar year or tax year beginning 07-01-2010 and ending 06-30-2011
I
B Check 1f applicable
C Name of organ1zat1on
D Employer identification number
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
I Address change 04-2103580
I Name change
Do1ng Bus1ness As
E Telephone number
I Imt1al return
Number and street (or P 0 box 1f ma1l1s not delivered to street address)
I Room/suite (617) 495-3976
I Terminated
1033 MASSACHUSETTS AVENUE THIRD
FLOOR
I Amended return City or town, state or country, and ZIP+ 4
G Gross rece1pts $ 73,692,088,050
I Application pend1ng
CAMBRIDGE, MA 02138
F Name and address of pnnc1pal off1cer
H(a) Is th1s a group return for affiliates> I Yes f7 No
DREW G FAUST
MASSACHUSETTS HALL
H(b) Are all affiliates I Yes I No
CAMBRIDGE,MA 02138
If "No," attach a l1st (see 1nstruct1ons)
I
Tax-exempt status [7 501(c)(3)
I 501(c) ( ) "'IIIII (1nsert no) I 4947(a)(1) or 1527
H(c)
Group exemption
J WWW HARVARD EDU
K Form of orgamzat1on F Corporation I Trust I Assoc1at1on I L Year of fomnat1on 1650 I M State of legal dom1c1le MA
:F.
-
Summary
1 Bnefly descnbe the organ1zat1on's m1ss1on or most s1gn1f1cant act1v1t1es
UNDERGRADUATE, GRADUATE, AND PROFESSIONAL EDUCATION AND RESEARCH ACROSS A BROAD ARRAY OF
.., ACADEMIC DOMAINS





2 Check th1s 1fthe organ1zat1on d1scont1nued 1ts operations or disposed of more than 25% of 1ts net assets
>Ci
3 Numberofvot1ng members ofthe governing body (Part VI, l1ne 1a) 3 7
q,.
4 Number of Independent vot1ng members of the governing body (Part VI, l1ne 1 b) 4 5
-l>

5 Total number of 1nd1v1duals employed 1n calendar year 2010 (Part V, l1ne 2a) 5 32,37 2

6 Total number of volunteers (estimate 1f necessary) 6 23,000
7a Tot a I unrelated bus 1 ness revenue from Part VI II, column (C), l1ne 12 7a 28,0 31,862
b Net unrelated bus1ness taxable 1ncome from Form 990-T, l1ne 34 7b -401,460
Prior Year Current Year
8 Contnbut1ons and grants (Part VIII, l1ne 1 h) 1,271,005,605 1,388,387,596

9 Program serv1ce revenue (Part VII I, l1ne 2 g) 1,209,148,774 1,319,676,096
c
'l!
10 Investment 1ncome (Part VIII, column (A), l1nes 3, 4, and 7d) 777,195,231 2,410,588,194 :;..
..,,
0::
11 Other revenue (Part VIII, column (A), l1nes 5, 6d, 8c, 9c, 10c, and 11e) 65,028,434 61,259,552
12
Total revenue-add l1nes 8 through 11 (must equal Part VIII, column (A), l1ne
12)
3,322,378,044 5 '1 7 9 '911 ,4 3 8
13 Grants and s1m1lar amounts pa1d (Part IX, column (A), l1nes 1-3 ) 592,845,321 602,603,189
14 Benef1ts pa1d to or for members (Part IX, column (A), l1ne 4) 0 0
15
Sa lanes, other compensation, employee benef1ts (Part IX, column (A), l1nes
*
5-10)
1,727,065,582 1,816,278,146
"'
-
16a Profess 1ona I fundra 1s 1 ng fees (Part I X, column (A), 11 ne 11 e) 142,563 293,813
a;

b Total fundra1s1ng expenses (Part IX, column (D), line 25) 770,339
17 0 ther expenses (Part I X, column (A), l1nes 11 a-ll d, 11f- 24f) 1,639,377,410 1,778,451,337
18 Total expenses Add l1nes 13-17 (must equal Part IX, column (A), l1ne 25) 3,959,430,876 4,197,626,485
19 Revenue less expenses Subtract l1ne 18 from l1ne 12 -637,052,832 982,284,953

Beginning of Current
End of Year

Year
q..<'l:

20 Total assets (Part X, l1ne 16) 4 7,086,364,000 59,837,950,000
<t:'g
21 Total liabilities (Part X, l1ne 26) 16,337,495,000 23,202,937,000
zL.!
22 Net assets or fund balances Subtract l1ne 21 from l1ne 20 30,748,869,000 36,635,013,000
:F-1 i Signature Block
Under penalties of perJury, I declare that I have exammed th1s return, mcludmg accompanymg schedules and statements, and to the best of my
knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any
knowledge.

I 2o12-o5-1o
Sign
Signature of off1cer Date
Here

MAUREEN H FORRESTER CONTROLLER
Type or pnnt name and t1tle
Pnnt/Type
I Preparer's s1gnature
I Date
I Check 1f self-
PTIN
preparer's name employed r
Paid F1mn's name
F1mn's EIN

Preparer
F1mn's address
Use Only Phone no
May the IRS d1scuss th1s return w1th the preparer shown above7 (see 1nstruct1ons) I Yes I No
For Paperwork Reduction Act Notice, see the separate instructions. Cat No 11282Y Form 990 ( 2 0 1 0 )
Form 990 (2010)
1@101 Statement of Program Service Accomplishments
Check If Schedule 0 conta1ns a response to any quest1on 1n th1s Part III .I
1 Bnefly descnbe the organ1zat1on's m1ss1on
UNDERGRADUATE, GRADUATE, AND PROFESSIONAL EDUCATION AND RESEARCH ACROSS A BROAD ARRAY OF ACADEMIC
DOMAINS
2 D1d the organ1zat1on undertake any s1gn1f1cant program serv1ces dunng the year wh1ch were not listed on
the pnor Form 990 or 990-EZ7
If"Yes," descnbe these new serv1ces on Schedule 0
3 D1d the organ1zat1on cease conducting, or make s1gn1f1cant changes 1n how 1t conducts, any program
serv1ces 7
If"Yes," descnbe these changes on Schedule 0
I Yes F No
I Yes F No
4 Descnbe the exempt purpose achievements for each of the organ1zat1on's three largest program serv1ces by expenses
Sect1on 501(c)(3) and 501(c)(4) organ1zat1ons and sect1on 4947(a)(1) trusts are requ1red to report the amount of grants and
allocations to others, the total expenses, and revenue, 1f any, for each program serv1ce reported
4a (Code ) (Expenses$ 3,163,097,877 1nclud1ng grants of$ 598,257,096) (Revenue$ 1,021,307,419)
INSTRUCTION AND RESEARCHHARVARD UNNERSITY CONSISTS OF ONE UNDERGRADUATE COLLEGE ANDELEVEN GRADUATE AND PROFESSIONAL
SCHOOLS HARVARD ENROLLMENT 21,159 DEGREE CANDIDATES
Page 2
4b (Code ) (Expenses$ 605,310,000 1nclud1ng grants of$ ) (Revenue$ 298,368,677 )
STUDENT UFE AND AUXIUARY SERVICESREPRESENTS VARIOUS STUDENT SERVICES DEPARTMENTS, INCLUDING FACIUTIES MAINTENANCE, FOOD SERVICES,
DORMITORIES, HEALTH SERVICES,COMPUTER CENTER, PARKING, SECURITY, ETC
4c (Code ) (Expenses$ 1nclud 1ng grants of $ ) (Revenue$
4d Other program serv1ces (Descnbe 1n Schedule 0 )
(Expenses$ 1nclud1ng grants of$ ) (Revenue $
4e Total program service e x p e n s e s ~ $ 3,7 68,4 07,8 77
Form 990 (2010)
Form 9 9 0 ( 2 0 1 0 ) page 3
l:fl'i.,,... Checklist of Required Schedules
1
2
3
4
5
Is the orga n1zat1on desc nbed 1n sect1on 50 1 (c )(3) or 4 9 4 7 (a )(1) (other than a pnvate foundation )7 If "Yes,"
complete Schedule .
Is the organ1zat1on requ1red to complete Schedule B, Schedule of Contnbutors (see 1nstruct1on)7
D1d the organ1zat1on engage 1n d1rect or 1nd1rect pol1t1cal campa1gn act1v1t1es on behalf of or 1n oppos1t1on to
ca nd1dates for public off1ce 7 If "Yes," complete Schedule C, Part .
Section 501(c)(3) organizations. D1d the organ1zat1on engage 1n lobbying act1v1t1es, or have a sect1on 501 (h)
elect1on 1n effect dunng the tax year7 If "Yes,"complete Schedule C, Part .
Is the organ1zat1on a sect1on 501(c)(4), 501(c)(5), or 501(c)(6) organ1zat1on that rece1ves membership dues,
assessments, or s1m1lar amounts as def1ned 1n Revenue Procedure 98-197 If "Yes,"complete Schedule C, Part
III .
6 D1d the organ1zat1on ma1nta1n any donor adv1sed funds or any s1m1lar funds or accounts where donors have the
nght to prov1de adv1ce on the d1stnbut1on or Investment of amounts 1n such funds or accounts? If "Yes," complete
Schedule 0, Part .
7 D1d the organ1zat1on rece1ve or hold a conservation easement, 1nclud1ng easements to preserve open space,
the environment, h1stonc land areas or h1stonc structures? If "Yes," complete Schedule 0, Part .
8 D1d the organ1zat1on ma1nta1n collections of works of art, h1stoncal treasures, or other s1m1lar assets7 If "Yes,"
complete Schedule 0, Part I I I .
9 D1d the organ1zat1on report an amount 1n Part X, l1ne 21, serve as a custodian for amounts not listed 1n Part X, or
prov1de cred1t counseling, debt management, cred1t repa1r, or debt negot1at1on services? If "Yes,"
complete Schedule 0, Part .
10 D1d the organ1zat1on, directly or through a related organ1zat1on, hold assets 1n term, permanent,or quasi-
endowments 7 If "Yes," complete Schedule 0,
11 If the organ1zat1on's answer to any of the following questions 1s 'Yes,' then complete ScheduleD, Parts VI, VII,
VIII, IX, or X as applicable
a D1d the organ1zat1on report an amount for land, bu1ld1ngs, and equipment 1n Part X, llne107 If "Yes,"complete
Schedule 0, Part
b D1d the organ1zat1on report an amount for Investments-other secunt1es 1n Part X, l1ne 12 that 1s 5% or more of
1ts tot a I assets reported 1 n Part X, 11 ne 16 7 If "Yes," complete Schedule 0, Part
c D1d the organ1zat1on report an amount for Investments-program related 1n Part X, l1ne 13 that 1s 5% or more of
1ts tot a I assets reported 1 n Part X, 11 ne 16 7 If "Yes," complete Schedule 0, Part VII
d D1d the organ1zat1on report an amount for other assets 1n Part X, l1ne 15 that 1s 5% or more of 1ts total assets
reported 1n Part X, l1ne 16 7 If "Yes," complete Schedule 0, Part
e D 1d the orga n1zat1on report an a mount for other l1a b1l1t1es 1n Part X, l1ne 2 57 If "Yes," complete Schedule 0, Part X.
f D1d the organ1zat1on's separate or consolidated f1nanc1al statements for the tax year Include a footnote that
addresses the organ1zat1on's l1ab111ty for uncertain tax pos1t1ons under FIN 48 (ASC 740 )7 If "Yes," complete
Schedule 0, Part
12a D1d the organ1zat1on obta1n separate, Independent aud1ted f1nanc1al statements for the tax year7 If "Yes,"
complete Schedule 0, Parts XI, XI I, and XI I
b Was the organ1zat1on Included 1n consolidated, Independent aud1ted f1nanc1al statements for the tax year7 If
"Yes," and If the orgamzat1on answered 'No' to !me 12a, then completmg Schedule 0, Parts XI, XII, and XII I 1s opt1ona

13 Is the organ1zat1on a school descnbed 1n sect1on 170(b)(1)(A)(11)7 If"Yes,"completeScheduleE
14a D1d the organ1zat1on ma1nta1n an off1ce, employees, or agents outs1de ofthe Un1ted States?
I
b D1d the organ1zat1on have aggregate revenues or expenses of more than $10,000 from grantmak1ng, fundra1s1ng, bus1ness, and program
serv1ce act1v1t1es outs1de the Umted States? If "Yes," complete Schedule F, Parts I and IV
15
Yes No
No
No
5
6
Yes
7
No
10 Yes
lla
Yes
llb
Yes
llc
No
lld
Yes
lle
Yes
llf No
12a No
12b Yes
13 Yes
14a Yes
14b
Yes
D1d the organ1zat1on report on Part IX, column (A), l1ne 3, more than $5,000 of grants or assistance to any I
organ1zat1on or ent1ty located outs1de the U S 7 If "Yes," complete Schedule F, Parts II and IV . !---+----!----
Did the organ1zat1on report on Part IX, column (A), l1ne 3, more than $5,000 of aggregate grants or assistance to I
1nd1v1duals located outs1de the U S 7 If "Yes," complete Schedule F, Parts III and IV . .
15
Yes
16
17
18
19
20a
b
D1d the organ1zat1on report a total of more than $15,000, of expenses for professional fundra1s1ng serv1ces on
Part I X, column (A), l1nes 6 and 11 e7 If "Yes," complete Schedule G, Part I (see mstruct1ons)
16
Yes
f------1 +----+--
17
Yes
18
Yes
D1d the organ1zat1on report more than $15,000 total offundra1s1ng event gross 1ncome and contnbut1ons on Part I
VIII, l1nes 1c and 8a7 If "Yes,"complete Schedule G, Part II . .
f------1 +----+--
D1d the organ1zat1on report more than $15,000 of gross 1ncome from gam1ng act1v1t1es on Part VIII, l1ne 9a7 If
"Yes "complete Schedule G Part I I I
' '
D 1d the orga n1zat1on operate one or more hos p1ta Is 7 If "Yes," complete Schedule H
If"Yes" to l1ne 20a, d1d the organ1zat1on attach 1ts aud1ted f1nanc1al statement to th1s return? Note. Some Form
990 f1lers that operate one or more hospitals must attach aud1ted f1nanc1al statements (see 1nstruct1ons)
19
No
20a
No
20b
Form 990 2 0 1 0
Form 990 (2010)
Checklist of Required Schedules (continued)
21 D1d the organ1zat1on report more than $5,000 of grants and other assistance to governments and organ1zat1ons 1n
the U n1ted States on Part IX, column (A), l1ne 17 If "Yes," complete Schedule I, Parts I and II . ~
22 D1d the organ1zat1on report more than $5,000 of grants and other assistance to 1nd1v1duals 1n the U n1ted States
on Part IX, column (A), l1ne 27 If "Yes," complete Schedule I, Parts I and III . ~
23 D1d the organ1zat1on answer "Yes" to Part VII, Sect1on A, questions 3, 4, or 5, about compensation of the
organ1zat1on's current and former off1cers, directors, trustees, key employees, and highest compensated
employees 7 If "Yes," complete Schedule J ~
24a D1d the organ1zat1on have a tax-exempt bond 1ssue w1th an outstanding pnnc1pal amount of more than $100,000
as of the last day of the year, that was 1ss ued after December 31, 2 0 0 2 7 If "Yes," answer lmes 24b-24d and
complete Schedule K. If "No," go to !me 25 . ~
b D1d the organ1zat1on 1nvest any proceeds of tax-exempt bonds beyond a temporary penod exception?
c D1d the organ1zat1on ma1nta1n an escrow account other than a refunding escrow at any t1me dunng the year
to defease any tax-exempt bonds7
d D1d the organ1zat1on act as an "on behalf of" 1ssuer for bonds outstanding at any t1me dunng the year7
25a Section 501(c)(3) and 501(c)(4) organizations. D1d the organ1zat1on engage 1n an excess benefit transaction w1th
a d1squal1f1ed person dunng the year7 If "Yes," complete Schedule L, Part I . ~
b Is the organ1zat1on aware that 1t engaged 1n an excess benefit transaction w1th a d1squal1f1ed person 1n a pnor
year, and that the transaction has not been reported on any of the organ1zat1on's pnor Forms 990 or 990-EZ7 If
"Yes," complete Schedule L, Part I . ~
24a
Yes
24b
Yes
24c
24d
25a
Was a loan to or by a current or former off1cer, director, trustee, key employee, highly compensated employee, or I I I
~ ~ ~ ~ ~ ; ' 1 ~ 1 e d person outstanding as ofthe end ofthe organ1zat1on's tax year7 If"Yes,"completeScheduleL, ~ 26 Y e ~
26
D1d the organ1zat1on prov1de a grant or other assistance to an off1cer, director, trustee, key employee, substantial I I I
contnbutor, or a grant selection committee member, or to a person related to such an 1nd1v1dual7 If "Yes," 27
complete Schedule L, Part II I . . . . . . . . . . . . . . . ~
27
28 Was the organ1zat1on a party to a bus1ness transaction w1th one of the following partles7 (see Schedule L, Part IV
1nstruct1ons for applicable f1l1ng thresholds, cond1t1ons, and exceptions)
a A current or former off1cer, director, trustee, or key employee? If "Yes,"complete Schedule L, Part
IV . ~
b A fam1ly member of a current or former off1cer, director, trustee, or key employee? If "Yes,"
complete Schedule L, Part IV . ~
c An ent1ty of wh1ch a current or former off1cer, director, trustee, or key employee (or a fam1ly member thereof) was
an off1cer, director, trustee, or d1rect or 1nd1rect owner7 If "Yes," complete Schedule L, Part IV . ~
29 D1d the organ1zat1on rece1ve more than $25,000 1n non-cash contnbutlons7 If "Yes,"completeSchedutetvff!J
30 D1d the organ1zat1on rece1ve contnbut1ons of art, h1stoncal treasures, or other s1m1lar assets, or qual1f1ed
conservation contnbut1ons 7 If "Yes," complete Schedule M . ~
31 D1d the organ1zat1on l1qu1date, terminate, or dissolve and cease operations? If "Yes," complete Schedule N,
Part I . ~
32 D1d the organ1zat1on sell, exchange, dispose of, or transfer more than 25% of 1ts net assets7 If "Yes," complete
Schedule N, Part I I .
33 D1d the organ1zat1on own 100% of an ent1ty disregarded as separate from the organ1zat1on under Regulations
sect1ons 301 7701-2 and 301 7701-37 If "Yes," complete ScheduleR, Part I . ~
34 Was the organ1zat1on related to any tax-exempt or taxable entlty7 If "Yes,"complete ScheduleR, Parts II, III, IV,
and V, !me 1 . ~
35 Is any related organ1zat1on a controlled ent1ty w1th1n the mean1ng ofsect1on 512(b)(13)7
a D1d the organ1zat1on rece1ve any payment from or engage 1n any transaction w1th a controlled ent1ty w1th1n the
meanlngofsectlon512(b)(13)7If"Yes,"completeSchedu/eR,PartV,!Jne2. ~ P"Yes INo
36 Section 501(c)(3) organizations. D1d the organ1zat1on make any transfers to an exempt non-chantable related
organ1zat1on7 If "Yes," complete ScheduleR, Part V, !me 2 . ~
37 D1d the organ1zat1on conduct more than 5% of 1ts act1v1t1es through an ent1ty that 1s not a related organ1zat1on
and that 1s treated as a partnership for federal 1ncome tax purposes? If "Yes,"complete ScheduleR, Part VI ~
38 D1d the organ1zat1on complete Schedule 0 and prov1de explanations 1n Schedule 0 for Part VI, l1nes 11 and 197
Note. All Form 990 f1lers are requ1red to complete Schedule 0
28a Yes
28b
Yes
128c I Yes I
29
Yes
30
Yes
I 31 I
32
33
Yes
35 Yes
36
Yes
37
Page 4
No
No
No
No
No
No
No
No
2010
Form 990 (2010)
l@lfl Statements Regarding Other IRS Filings and Tax Compliance
Check If Schedule 0 conta1ns a response to any quest1on 1n th1s Part V
la Enterthe number reported 1n Box 3 ofForm 1096 Enter-0- 1fnotappl1cable
la 9,015
b Enter the number of Forms W-2G Included 1n l1ne 1a Enter-0- 1f not applicable
lb
c D1d the organ1zat1on comply w1th backup w1thhold1ng rules for reportable payments to vendors and reportable
gam1ng (gambling) w1nn1ngs to pnze wlnners7
2a Enter the number of employees reported on Form W-3, Transmittal of Wage and Tax
0
Statements f1led for the calendar year end1ng w1th or w1th1n the year covered by th1s
return 2a 32,372
b If at least one 1s reported on l1ne 2a, d1d the organ1zat1on f1le all requ1red federal employment tax returns?
Note. If the sum of l1nes 1a and 2a 1s greater than 250, you may be requ1red to e-f1le (see 1nstruct1ons)
3a D1d the organ1zat1on have unrelated business gross 1ncome of $1,000 or more dunng the
year7
b If "Yes," has 1t f1led a Form 9 9 0- T for th1s yea r7 If "No," prov1de an explanation m Schedule 0
4a At any t1me dunng the calendar year, d1d the organ1zat1on have an Interest 1n, or a s1gnature or other authonty
over, a f1nanc1al account 1n a fore1gn country (such as a bank account, secunt1es account, or other f1nanc1al
account)?
b AR, AS, BD, BC, BR, CA, CJ, CI, CH, CS, CY, EC, FR,
GM, GR, HO, HK, IN, ID, IS, IT, JE, KU , LG, MY, MP,
MG, MZ, NL, NZ, NU, NI, PM, PP, RO, SF, WZ, TZ, TH,
If"Yes,"enterthenameofthefore1gncountry ~ T U UG UK UY VM VI
- - ~ - - ~ ~ - - ~ - - ~ - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
See 1nstruct1ons for f1l1ng requirements for Form TD F 90-22 1, Report of Fore1gn Bank and F1nanc1al Accounts
Sa Was the organ1zat1on a party to a proh1b1ted tax shelter transaction at any t1me dunng the tax year7
b D1d any taxable party not1fy the organ1zat1on that 1t was or 1s a party to a proh1b1ted tax shelter transaction?
c If"Yes" to l1ne Sa or Sb, d1d the organ1zat1on f1le Form 8886-T7
6a Does the organ1zat1on have annual gross rece1pts that are normally greater than $100,000, and d1d the
organ1zat1on sol1c1t any contnbut1ons that were not tax deductible?
b If"Yes," d1d the organ1zat1on Include w1th every sol1c1tat1on an express statement that such contnbut1ons or g1fts
were not tax deductible?
7 Organizations that may receive deductible contributions under section 170(c).
a D1d the organ1zat1on rece1ve a payment 1n excess of $7 5 made partly as a contnbut1on and partly for goods and
serv1ces prov1ded to the payor7
b If"Yes," d1d the organ1zat1on not1fy the donor of the value of the goods or serv1ces provided?
c D1d the organ1zat1on sell, exchange, or otherw1se dispose of tangible personal property for wh1ch 1t was requ1red to
f1l e Form 8 2 8 2 7 . . .
d If "Yes," 1 nd1cate the number of Forms 8 2 8 2 f1led dunng the year
I 7d I
30
e D1d the organ1zat1on rece1ve any funds, directly or 1nd1rectly, to pay prem1ums on a personal benefit
contract?
f D1d the organ1zat1on, dunng the year, pay prem1ums, directly or 1nd1rectly, on a personal benefit contract?
g If the organ1zat1on rece1ved a contnbut1on ofqual1f1ed Intellectual property, d1d the organ1zat1on f1le Form 8899 as
requ1 red7
h If the organ1zat1on rece1ved a contnbut1on of cars, boats, airplanes, or other vehicles, d1d the organ1zat1on f1le a
Form 1 0 9 8 - C 7
8 Sponsoring organizations maintaining donor advised funds and section S09(a)(3) supporting organizations. D1d
the supporting organ1zat1on, or a donor adv1sed fund ma1nta1ned by a sponsonng organ1zat1on, have excess
business holdings at any t1me dunng the year7
9 Sponsoring organizations maintaining donor advised funds.
a D1d the organ1zat1on make any taxable d1stnbut1ons under sect1on 49667
b D1d the organ1zat1on make a d1stnbut1on to a donor, donor adv1sor, or related person?
10 Section S01(c)(7) organizations. Enter
a In1t1at1on fees and cap1tal contnbut1ons Included on Part VIII, l1ne 12 l1oa I
b Gross rece1pts, Included on Form 990, Part VIII, l1ne 12, for public use of club lOb
fac1l1t1es
11 Section S01(c)(12) organizations. Enter
a Gross 1ncome from members or shareholders lla
b Gross 1ncome from other sources (Do not net amounts due or pa1d to other sources
aga1nst amounts due or rece1ved from them) llb
12a Section 4947(a)(1) non-exempt charitable trusts. Is the organ1zat1on f1l1ng Form 990 1n l1eu of Form 10417
b If"Yes," enter the amount of tax-exempt Interest rece1ved or accrued dunng the
112b I year
13 Section S01(c)(29) qualified nonprofit health insurance issuers.
a Is the organ1zat1on licensed to 1ssue qual1f1ed health plans 1n more than one state7
Note. See the 1nstruct1ons for add1t1onal 1nformat1on the organ1zat1on must report on Schedule 0
b Enter the amount of reserves the organ1zat1on 1s requ1red to ma1nta1n by the states
1n wh1ch the organ1zat1on 1s licensed to 1ssue qual1f1ed health plans
13b
c Enter the amount of reserves on hand
13c
14a D1d the organ1zat1on rece1ve any payments for 1ndoor tann1ng serv1ces dunng the tax year7
b If "Yes," has 1t f1led a Form 7 2 0 to report these payments 7 If "No," prov1de an explanation m Schedule 0
Page 5
.[7
Yes No
lc Yes
2b Yes
3a Yes
3b Yes
4a
Yes
Sa No
Sb
No
Sc
6a No
6b
7a Yes
7b Yes
7c Yes
7e No
7f No
7g
7h
8 No
9a No
9b No
12a
13a
14a No
14b
Form 990 ( 2 0 1 0 )
Form 990 (2010) Page 6
l@lfd Governance, Management, and Disclosure For each "Yes" response to lmes 2 through 7b below, and for
a "No" response to lmes Sa, Sb, or lOb below, descnbe the Circumstances, processes, or changes m Schedule
0. See mstruct1ons.
Check If Schedule 0 conta1ns a response to any quest1on 1n th1s Part VI
Section A Governing Body and Management
la Enter the number of vot1ng members of the governing body at the end of the tax
year la 7
b Enter the number of vot1ng members Included 1n l1ne 1 a, above, who are
Independent lb 5
2 D1d any off1cer, director, trustee, or key employee have a fam1ly relat1onsh1p or a business relat1onsh1p w1th any
other off1cer, director, trustee, or key employee?
3 D1d the organ1zat1on delegate control over management dut1es customanly performed by or under the d1rect
superv1s1on of off1cers, directors or trustees, or key employees to a management company or other person?
4 D1d the organ1zat1on make any s1gn1f1cant changes to 1ts governing documents s1nce the pnor Form 990 was
flled7
5 D1d the organ1zat1on become aware dunng the year of a s1gn1f1cant d1vers1on of the organ1zat1on's assets7
6 Does the organ1zat1on have members or stockholders?
7a Does the organ1zat1on have members, stockholders, or other persons who may elect one or more members of the
governing body7
b Are any dec1s1ons of the governing body subJect to approval by members, stockholders, or other persons?
8 D1d the organ1zat1on contemporaneously document the meet1ngs held or wntten act1ons undertaken dunng the
year by the following
a The governing body7
b Each committee w1th authonty to act on behalf of the governing body7
9 Is there any off1cer, director, trustee, or key employee l1sted 1n Part VII, Sect1on A, who cannot be reached at the
organ1zat1on's ma1l1ng address? If"Yes," prov1de the names and addresses 1n Schedule 0
Sect1on B. Pohc1es (Th1s Sect1on B requests mformat1on about polic1es not requ1red by the Internal
Revenue Code.)
lOa Does the organ1zat1on have local chapters, branches, or aff1l1ates7
b If"Yes," does the organ1zat1on have wntten pol1c1es and procedures governing the act1v1t1es of such chapters,
aff1l1ates, and branches to ensure the1r operations are consistent w1th those of the organ1zat1on7
lla Has the organ1zat1on prov1ded a copy ofth1s Form 990 to all members of1ts governing body before f1l1ng the form7
b Descnbe 1n Schedule 0 the process, 1f any, used by the organ1zat1on to rev1ew th1s Form 990
12a Does the organ1zat1on have a wntten conflict of Interest pollcy7 If "No,"go to /me 13
b Are off1cers, directors or trustees, and key employees requ1red to disclose annually Interests that could g1ve nse
to conflicts?
c Does the organ1zat1on regularly and consistently mon1torand enforce compliance w1th the pollcy7 If"Yes,"
descnbe 1n Schedule 0 how th1s 1s done
13 Does the organ1zat1on have a wntten wh1stleblower pollcy7
14 Does the organ1zat1on have a wntten document retention and destruction pollcy7
15 D1d the process for determ1n1ng compensation of the following persons Include a rev1ew and approval by
Independent persons, comparability data, and contemporaneous substant1at1on of the del1berat1on and dec1s1on7
a The organ1zat1on's CEO, Execut1ve Director, or top management off1c1al
b 0 ther officers or key employees of the organ1zat1on
If"Yes" to l1ne 15a or 15b, descnbe the process 1n Schedule 0 (See 1nstruct1ons )
16a D1d the organ1zat1on 1nvest 1n, contnbute assets to, or part1c1pate 1n a JOint venture or s1m1lar arrangement w1th a
taxable ent1ty dunng the year7
b If"Yes," has the organ1zat1on adopted a wntten pol1cy or procedure requ1nng the organ1zat1on to evaluate 1ts
part1c1pat1on 1n JOint venture arrangements under applicable federal tax law, and taken steps to safeguard the
organ1zat1on's exempt status w1th respect to such arrangements?
Sect1on C. Disclosure
.[7
Yes No
2 No
3
No
4 Yes
5 No
6 No
7a No
7b Yes
Sa Yes
Sb Yes
9 No
Yes No
lOa No
lOb
lla Yes
12a Yes
12b Yes
12c Yes
13 Yes
14 Yes
15a Yes
15b Yes
16a No
16b
17 L1st the States w1th wh1ch a copy ofth1s Form 990 1s requ1red to be IL, CA

18 Sect1on 6104 requ1res an organ1zat1on to make 1ts Form 1023 (or 1024 1f applicable), 990, and 990-T (501(c)
(3 )s only) available for public 1nspect1on Ind1cate how you make these available Check all that apply
I Own webs1te I Another's webs1te F Upon request
19 Descnbe 1n Schedule 0 whether (and 1f so, how), the organ1zat1on makes 1ts governing documents, conflict of
Interest pol1cy, and f1nanc1al statements available to the public See Add1t1onal Data Table
20 State the name, phys1cal address, and telephone numberofthe person who possesses the books and records ofthe organ1zat1on
OFFICE OF THE CONTROLLER HARVARD UNIVERSITY
1033 MASSACHUSETTS AVENUE 3RD FLOOR
CAMBRIDGE,MA 02138
(617) 495-3976
Form 990 2 0 1 0
Form 990 (2010)
i:b'ilfdl Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated
Employees, and Independent Contractors
Check If Schedule 0 conta1ns a response to any quest1on 1n th1s Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
Page 7
.[7
la Complete th1s table for all persons requ1red to be l1sted Report compensation for the calendar year end1ng w1th or w1th1n the organ1zat1on's
tax year
L1st all of the organ1zat1on's current officers, directors, trustees (whether 1nd1v1duals or organ1zat1ons), regardless of amount
of compensation, and current key employees Enter -0- 1n columns (D), (E), and (F) 1f no compensation was pa1d
L1st all of the organ1zat1on's current key employees, 1f any See 1nstruct1ons for def1n1t1on of "key employee"
L1st the organ1zat1on's f1ve current highest compensated employees (other than an off1cer, director, trustee or key employee)
who rece1ved reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organ1zat1on and any related organ1zat1ons
L1st all of the organ1zat1on's formeroff1cers, key employees, and highest compensated employees who rece1ved more than $100,000
of reportable compensation from the organ1zat1on and any related organ1zat1ons
L1st all of the organ1zat1on's former directors or trustees that rece1ved, 1n the capac1ty as a former director or trustee of the
organ1zat1on, more than $10,000 of reportable compensation from the organ1zat1on and any related organ1zat1ons
L1st persons 1n the following order 1nd1v1dual trustees or directors, 1nst1tut1onal trustees, officers, key employees, highest
compensated employees, and former such persons
I Check th1s box 1f ne1ther the organ1zat1on nor any related organ1zat1on compensated any current off1cer, director, or trustee
(A)
Name and Title
See Add1t1onal Data Table
(B)
Average
hours
per
week
(descnbe
hours
for
related
organ1zat1ons
1n
Schedule
0)
(C)
Pos1t1on (check all
that apply)
,
Q
:;;;)
...J
ol-'
...,
(D)
Reportable
compensation
from the
organ1zat1on (W-
2/1099-MISC)
(E)
Reportable
compensation
from related
organ1zat1ons
(W- 2/1099-
MISC)
(F)
Estimated
amount of other
compensation
from the
organ1zat1on and
related
organ1zat1ons
Form 990 ( 2 0 1 0 )
Form 990 (2010) Page 8
i@lfdi Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (contmued)
(A)
Name and Title
(E)
Reportable
(B)
Average
hours
per
week
(descnbe
hours
(C)
Pos1t1on (check all
that apply)
(D)
Reportable
compensation
from the
organ1zat1on (W-
2/1099-MISC)
compensation
from related
organ1zat1ons
(W- 2/1099-
See Add1t1onal Data Table
lb Sub-Total
for
related
organ1zat1ons
1n
Schedule
0)
c Total from continuation sheets to Part VII, Section A
d Total (add lines lb and lc)
12,294,432
2 Total number of 1nd1v1duals (1nclud1ng but not l1m1ted to those l1sted above) who rece1ved more than
$100,000 1n reportable compensation from the
MISC)
3 D1d the organ1zat1on I 1st any former off1cer, director or trustee, key employee, or highest compensated employee
on l1ne 1 a7 If "Yes," complete Schedule J for such mdJvJdual
4 For any 1nd1v1dual listed on l1ne 1 a, 1s the sum of reportable compensation and other compensation from the
orga n1zat1on and related orga n1zat1ons greater than $15 0,0 0 0 7 If "Yes," complete Schedule J for such
JndJvJdual
5 D1d any person l1sted on l1ne 1a rece1ve or accrue compensation from any unrelated organ1zat1on or 1nd1v1dual for
serv1ces rendered to the orga n1zat1on7 If "Yes," complete Schedule J for such person
Section B. Independent Contractors
1 Complete th1s table for your f1ve highest compensated Independent contractors that rece1ved more than
$100,000 of compensation from the organ1zat1on
(A) (B)
Name and bus1ness address Descnpt1on of serv1ces
SKANSKA USA BUILDING INC
253 SUMMER STREET CONTRACTOR
BOSTON, MA 02210
BRIGHAM AND WOMEN'S HOSPITAL
75 FRANCIS STREET RESEACH SUBCONTRACTOR
BOSTON, MA 02115
MASSACHUSETTS GENERAL HOSPITAL
55 FRUIT STREET MEDICAL) HOSPITAL
BOSTON, MA 02114
TURNER CONSTRUCTION COMPANY
2 SEAPORT LANE CONTRACTOR
BOSTON, MA 02210
SHAWMUT DESIGN AND CONSTRUCTION
640 HARRISON AVENUE CONTRACTOR
BOSTON, MA 02118
2 Total number of Independent contractors (1nclud1ng but not l1m1ted to those listed above) who rece1ved more than
$100,000 1n compensation from the organ1zat1on
0
3
4
5
(F)
Estimated
amount of other
compensation
from the
organ1zat1on and
related
organ1zat1ons
1,187,645
Yes No
Yes
Yes
No
(C)
Compensation
94,997,936
35,350,404
28,603,315
28,184,759
24,133,502
Form 990 2 0 1 0
Form 990 (2010) Page 9
Statement of Revenue
(A) (B) (C) (D)
Total revenue Related or Unrelated Revenue
exempt business exc I uded
funct1on revenue from
revenue tax under
sect1ons
512,513,
or 514

la Federated campaigns la
cc
2:;::1
b Membership dues lb
1,653,819
0')0

c Fundra1s1ng events lc
137,402
......,(t

C"'.:::::
d Related organ1zat1ons ld
......,.-e
Government grants (contnbut1ons)
le
685,825,949
c::;;
e
0
- ....
All other contnbut1ons, g1fts, grants, and
]::
f lf
700,770,426
s1m1lar amounts not Included above
;:::: 0
Noncash contnbut1ons Included 1n lines 1a-lf $ 59,279,379

g
h Total. Add l1nes 1a-lf
... 1,388,387,596
(.)(!::
(],l Bus1ness Code
:::;
c
2a
STUDENT TUITION, R&B, 900099 1,084,621,446 1,084,621,446

b AUXILIARY HEALTH SERVI 900099 45,318,500 45,318,500
q..
<.;>
c SALES/SERVICES CONVENI 900099 42,575,890 5,823,690 36,752,200
s;
.....
d PUBUCATIONS 900099 35,567,850 35,477,124 90,726
,
c
e LAB SERVICES 900099 18,955,499 18,197,035 758,464
f All other program serv1ce revenue 48,420,998 22,732,916
v
92,636,911 21,482,997
0
&: g Total. Add l1nes 2a-2f .... 1,319,676,096
3 Investment 1ncome (1nclud1ng d1v1dends, Interest
and other s1m1lar amounts)
... 346,784,661 -124,015 346,908,676
4
Income from Investment of tax-exempt bond proceeds ... 9,283 9,283
5 Royalties
... 33,208,317 33,208,317
(1) Real (11) Personal
6a Gross Rents
82,427,318
b
Less rental 54,326,861
expenses
c
Rental 1ncome 28,100,457
or (loss)
d Net rental 1ncome or (loss)
... 28,100,457 28,100,457
(1) Secunt1es (11)0ther
7a
Gross amount 70,519,197,189 2,380, 790
from sales of
assets other
than Inventory
b
Less cost or 68,457,034,553 749,176
other bas1s and
sales expenses
c
Gain or (loss) 2,062,162,636 1,631,614
d Net ga1n or (loss)
... 2,063, 794,250
2,063, 794,250
ev
Sa Gross 1ncome from fundra1s1ng events
::I
(not 1nclud1ng

$
137,402
:>
ev of contnbut1ons reported on l1ne 1c)
a:
See Part IV, l1ne 18
...
a
16,800
.c
-
b Less d1rect expenses b 66,022
0
c Net 1ncome or (loss) from fundra1s1ng events
... -49,222 -49,222
9a Gross 1ncome from gam1ng act1v1t1es See Part IV, l1ne 19 a
b Less d1rect expenses b
c Net 1ncome or (loss) from gam1ng act1v1t1es
...
lOa Gross sales of Inventory, less
returns and allowances
a
b Less cost of goods sold b
c Net 1ncome or (loss) from sales of Inventory
...
Miscellaneous Revenue Bus1ness Code
lla
b
c
d A II other revenue
e Total. Add l1nes 11a-11d
...
12 Total revenue. See Instructions
...
5,179,911,438
1, 186,716,603 28,031,862 2, 576,77 5, 377
Form 990 ( 2 0 1 0 )
Form 990 (2010) Page 10
l@lf!i Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns.
All other organizations must complete column (A) but are not required to complete columns (B) (C) and (D)
I I
Do not include amounts reported on lines 6b
1
(A)
(B) (C) (D)
7b
1
8b
1
9b
1
and lOb of Part VIII.
Total expenses
Program serv1ce Management and Fund ra 1s1ng
expenses general expenses expenses
1 Grants and other assistance to governments and organ1zat1ons
1n the U S See Part IV, l1ne 21
108,505,587 108,505,587
2 Grants and other assistance to 1nd1v1duals 1n the
u s See Part IV, l1ne 22
449,505,616 449,505,616
3 Grants and other assistance to governments,
organ1zat1ons, and 1nd1v1duals outs1de the U S See
Part IV, l1nes 15 and 16 44,591,986 44,591,986
4 Benef1ts pa1d to or for members
5 Compensation of current off1cers, directors, trustees, and
key employees 7,313,984 472,802 6,169,497 671,685
6 Compensation not Included above, to d1squal1f1ed persons
(as def1ned under sect1on 4958(f)(1 )) and persons
descnbed 1n sect1on 4958(c)(3)(B) 1,955,286 1,646,950 246,669 61,667
7 Other sa lanes and wages 1,359,615,342 1,240,649,000 82,596,632 36,369,710
8 Pens1on plan contnbut1ons (Include sect1on 401(k) and sect1on
403(b) employer contnbut1ons) 105,458,611 96,230,982 6,406,611 2,821,018
9 Other employee benef1ts 260,773,640 237,955,946 15,841,999 6,975,695
10 Payroll taxes 81,161,283 74,059,671 4,930,548 2,171,064
a Fees for serv1ces (non-employees)
Management 28,066,078 25,610,296 1, 705,014 750,768
b Legal 8,432,732 7,694,868 512,288 225,576
c Accounting 2,203,876 2,011,037 133,885 58,954
d Lobbying 345,500 315,269 20,989 9,242
e Profess 1ona I fundra 1s 1 ng serv1ces See Part IV, !me 17 293,813 293,813
f Investment management fees 118,409,758 118,409,758
g Other 263,755,931 240,677,287 16,023,173 7,055,471
12 Advert1s1ng and promotion 11,017,810 10,053,752 669,332 294,726
13 Off1ce expenses 186,924,590 170,568,688 11,355,669 5,000,233
14 Information technology 75,360,964 68,766,879 4,578,179 2,015,906
15 Royalties 3,306,973 3,017,612 200,899 88,462
16 Occupancy 229,779,915 209,674,172 13,959,130 6,146,613
17 Travel 63,114,494 57,591,975 3,834,206 1,688,313
18 Payments of travel or entertainment expenses for any federal,
state, or local public off1c1als 16,000 16,000
19 Conferences, conventions, and meet1ngs 43,246,138 39,462,101 2,627,203 1,156,834
20 Interest 292,150,486 266,587,318 17,748,142 7,815,026
21 Payments to aff1l1ates
22 Deprec1at1on, depletion, and amort1zat1on 256,548,947 234,100,914 15,585,349 6,862,684
23 Ins ura nee 17,029,517 15,539,434 1,034,543 455,540
24 Other expenses Item1ze expenses not covered above (List
miscellaneous expenses 1n l1ne 24f If l1ne 24f amount exceeds 10%
of l1ne 25, column (A) amount, I 1st l1ne 24f expenses on Schedule 0 )
a PAYMENTS TO ANNUITANTS 58,924,589 53,768,687 3,579,669 1,576,233
b BO 0 KS/P U BLICATIO NS 38,435,084 35,072,014 2,334,931 1,028,139
c PU BUSHING 20,642,325 18,836,122 1,254,021 552,182
d TAXES AND FEES 15,498,626 14,142,496 941,542 414,588
e OTHER RESEARCH SERVICES 8,005,606 7,305,115 486,341 214,150
f A II other expenses 37,235,398 33,977,301 2,262,050 996,047
25 Total functional expenses. Add l1nes 1 through 24f 4,197,626,485 3, 768,407,877 335,448,269 93,770,339
26 Joint costs. Check h e r e ~ j1ffollow1ng
SOP 98-2 (ASC 958-720) Complete th1s l1ne only 1fthe
organ1zat1on reported 1n column (B) JOint costs from a
combined educational campa1gn and fundra1s1ng sol1c1tat1on
Form 990 2 0 1 0
Form 990 (2010) Page 11
I:F.fiS!a Balance Sheet
(A) (B)
Beg1nn1ng of year End of year
1 Cas h-non-1nterest- be a nng 18,515,000 1 120,524,000
2 Sav1ngs and temporary cash Investments 3,661,000 2 4,138,000
3 Pledges and grants receivable, net 810,882,000 3 822,539,000
4 Accounts receivable, net 110,596,000 4 123,863,000
5 Receivables from current and former off1cers, directors, trustees, key employees, and
highest compensated employees Complete Part II of
Schedule L 4,012,000 5 2,797,000
6 Receivables from other d1squal1f1ed persons (as def1ned under sect1on 4958(f)(1 )),
persons descnbed 1n sect1on 4958(c)(3 )(B), and contnbut1ng employers, and
sponsonng organ1zat1ons ofsect1on 501(c)(9) voluntary employees' benef1c1ary
organ1zat1ons (see 1nstruct1ons)
1/1
Schedule L 6
-
cJ)
'-"'
7 Notes and loans receivable, net 360,297,000 7 417,655,000
1,/>
<(
8 Inventones for sale or use 16,461,000 8 10,459,000
9 Prepaid expenses and deferred charges 138,636,000 9 143,371,000
lOa Land, bu1ld1ngs, and equipment cost or other bas1s Complete 8,429, 778,000
Part VI of Schedule 0 lOa
b Less accumulated deprec1at1on lOb 3,102,594,000 5,262,349,000 lOc 5,327,184,000
11 Investments-publicly traded secunt1es 23,113,376,000 11 26,613,204,000
12 Investments-other secunt1es See Part IV, l1ne 11 12,339,531,000 12 15,893,657,000
13 Investments-program- related See Part IV, l1ne 11 13
14 Intangible assets 14
15 Other assets See Part IV, l1ne 11 4,908,048,000 15 10,358,559,000
16 Total assets. Add l1nes 1 through 15 (must equall1ne 34) 47,086,364,000 16 59,837,950,000
17 Accounts payable and accrued expenses 372,836,000 17 522,710,000
18 Grants payable 18
19 Deferred revenue 133,348,000 19 150,466,000
20 Tax- exempt bond l1a b1l1t1es 3,541,607,000 20 3, 705,232,000
'.1'
.9!
21 Escrow or custodial account l1ab111ty Complete Part IV of Schedule 0 21
=
22 Payables to current and former officers, directors, trustees, key
-
:.a employees, highest compensated employees, and d1squal1f1ed
~
::::l
persons Complete Part I I of Schedule L 22
23 Secured mortgages and notes payable to unrelated th1rd part1es 23
24 Unsecured notes and loans payable to unrelated th1rd part1es 2, 742,590,000 24 2,630,477,000
25 Other liabilities Complete Part X of ScheduleD 9,547,114,000 25 16,194,052,000
26 Total liabilities. Add l1nes 17 through 25 16,337,495,000 26 23,202,937,000
ifl
Organizations that follow SFAS 117, check here ~ p- and complete lines 27
4.>
through 29, and lines 33 and 34.
u
!::
27 U nrestncted net assets 6,357,011 ,000 27 8,490,001 ,000
11'::;
11'::;
28 Temporanly restncted net assets 19,046,545,000 28 22,486,092,000
CCI
-:::::: 29 Permanently restncted net assets
!::
5,345,313,000 29 5,658,920,000
~
Organizations that do not follow SFAS 117, check here ~ I and complete
u..
,__
lines 30 through 34.
0
ifl
30 Capital stock or trust pnnc1pal, or current funds 30
$
31 Pa1d-1n or cap1tal surplus, or land, bu1ld1ng or equipment fund 31
ifl
ifl
32 Reta1ned earn1ngs, endowment, accumulated 1ncome, or other funds
..:r
32
$ 33 Total net assets or fund balances 30,748,869,000 33 36,635,013,000
z
34 Total liabilities and net assets/fund balances 47,086,364,000 34 59,837,950,000
Form 990 2 0 1 0
Form 990 (2010)
l!ifil!u Reconcilliation of Net Assets
Check If Schedule 0 conta1ns a response to any quest1on 1n th1s Part XI
1 Total revenue (must equal Part VIII, column (A), l1ne 12)
2 Total expenses (must equal Part IX, column (A), l1ne 25)
3 Revenue less expenses Subtract l1ne 2 from l1ne 1
4 Net assets or fund balances at beg1nn1ng of year (must equal Part X, l1ne 33, column (A))
5 0 ther changes 1n net assets or fund balances (explain 1n Schedule 0)
6 Net assets or fund balances at end of year Comb1ne l1nes 3, 4, and 5 (must equal Part X, l1ne 33, column
(B))
l : f l ' i ~ n Financial Statements and Reporting
1
Check If Schedule 0 conta1ns a response to any quest1on 1n th1s Part XII
Accounting method used to prepare the Form 990 I Cash p- Accrual lather _____ _
If the organ1zat1on changed 1ts method of accounting from a pnor year or checked "Other," explain 1n
Schedule 0
2a Were the organ1zat1on's f1nanc1al statements compiled or rev1ewed by an Independent accountant?
b Were the organ1zat1on's f1nanc1al statements aud1ted by an Independent accountant?
1
2
3
4
5
6
c If"Yes," to 2a or 2b, does the organ1zat1on have a committee that assumes respons1b1l1ty for oversight of the
aud1t, rev1ew, or comp1lat1on of 1ts f1nanc1al statements and selection of an Independent accountant?
If the organ1zat1on changed e1ther 1ts oversight process or selection process dunng the tax year, explain 1n
Schedule 0
d If"Yes" to l1ne 2a or 2b, check a box below to 1nd1cate whether the f1nanc1al statements for the year were 1ssued
on a separate bas1s, consolidated bas1s, or both
I Separate bas1s p- Consolidated bas1s I Both consolidated and separated bas1s
3a As a result of a federal award, was the organ1zat1on requ1red to undergo an aud1t or aud1ts as set forth 1n the
Page 12
.p-
5 '1 7 9 '911 ,4 3 8
4,197,626,485
982,284,953
30,748,869,000
4,903,859,047
36,635,013,000
.I
Yes No
2a No
2b Yes
2c Yes
S 1 n g I e A u d 1 t Act and 0 M B C 1 rc u I a r A -1 3 3 7 3a Yes
b If"Yes," d1d the organ1zat1on undergo the requ1red aud1t or audlts7 If the organ1zat1on d1d not undergo the requ1red 3b Yes
aud1t or aud1ts, explain why 1n Schedule 0 and descnbe any steps taken to undergo such aud1ts
Form 990 (2010)
efile GRAPHIC rint - DO NOT PROCESS As Filed Data - DLN:93493132028712
SCHEDULE A
(Form 990 or 990EZ)
OMB No 1545-0047
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.
2010
Department of the Treasury
Internal Revenue Serv1ce
,... Attach to Form 990 or Form 990-EZ.,... See separate instructions.
Open to Public
Inspection
Name of the organ1zat1on Employer identification number
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
04-2103580
Reason for Public Charity Status (All organ1zat1ons must complete th1s part.) See mstruct1ons
The organ1zat1on 1s not a pnvate foundation because 1t 1s (For l1nes 1 through 11, check only one box)
1 I A church, convention of churches, or assoc1at1on of churches descnbed 1n section 170(b)(1)(A)(i).
2 P" A school descnbed 1n section 170(b)(1)(A)(ii). (Attach Schedule E )
3
4
I
I
A hospital or a cooperative hospital serv1ce organ1zat1on descnbed 1n section 170(b)(1)(A)(iii).
A med1cal research organ1zat1on operated 1n conJunction w1th a hospital descnbed 1n section 170(b)(1)(A)(iii). Enter the
hospital's name, c1ty, and state
5 I An organ1zat1on operated for the benefit of a college or un1vers1ty owned or operated by a governmental un1t descnbed 1n
section 170(b)(1)(A)(iv). (Complete Part II )
6 I A federal, state, or local government or governmental un1t descnbed 1n section 170(b)(1)(A)(v).
7 I An organ1zat1on that normally rece1ves a substantial part of 1ts support from a governmental un1t or from the general public
descnbed 1n
section 170(b)(1)(A)(vi) (Complete Part II )
8 I A commun1ty trust descnbed 1n section 170(b)(1)(A)(vi) (Complete Part II )
9 I An organ1zat1on that normally rece1ves (1) more than 331/3% of 1ts support from contnbut1ons, membership fees, and gross
rece1pts from act1v1t1es related to 1ts exempt functions-subJect to certain exceptions, and (2) no more than 3 31/3% of
1ts support from gross Investment 1ncome and unrelated business taxable 1ncome (less sect1on 511 tax) from businesses
acqu1 red by the orga n1zat1on after June 3 0, 19 7 5 See section 509(a)(2). (Complete Part I II )
10 I An organ1zat1on organized and operated exclusively to test for public safety Seesection 509(a)(4).
11 I An organ1zat1on organized and operated exclusively for the benefit of, to perform the functions of, or to carry out the purposes of
one or more publicly supported organ1zat1ons descnbed 1n sect1on 509(a)(1) or sect1on 509(a)(2) See section 509(a)(3). Check
the box that descnbes the type of supporting organ1zat1on and complete l1nes 11e through 11h
a I Type I b I Type II c I Type III- Functionally Integrated d I Type III- Other
e I By checking th1s box, I certify that the organ1zat1on 1s not controlled directly or 1nd1rectly by one or more d1squal1f1ed persons
other than foundation managers and other than one or more publicly supported organ1zat1ons descnbed 1n sect1on 509(a)(1) or
sect1on 509(a)(2)
f If the organ1zat1on rece1ved a wntten determ1nat1on from the IRS that 1t 1s a Type I, Type II or Type III supporting organ1zat1on,
check th1s box I
g S1nce August 17, 2006, has the organ1zat1on accepted any g1ft or contnbut1on from any of the
following persons?
(i) a person who directly or 1nd1rectly controls, e1ther alone or together w1th persons descnbed 1n (11)
and (111) below, the governing body of the the supported organ1zat1on7
(ii) a fam1ly member of a person descnbed 1n (1) above7
(iii) a 35% controlled ent1ty of a person descnbed 1n (1) or (11) above7
h Prov1de the following 1nformat1on about the supported organ1zat1on(s)
(iii)
(iv)
Type of
Is the
(v) (vi)
(i) organ1zat1on
D1d you not1fy the Is the
organ1zat1on 1n
Name of (ii) (descnbed on
organ1zat1on 1n organ1zat1on 1n
col (1) l1sted 1n
supported EIN l1nes 1- 9 above
col (1) of your col (1) organized
organ1zat1on or I RC sect1on
your governing
support? 1n the U S 7
document?
(see
instruct ions)) Yes No Yes No Yes No
Total
Yes No
llg(i)
llg(ii)
llg(iii)
(vii)
A mount of
support
For Paperwork Reducbon Act Nobce, see the lnstrucbons for Form 990 Cat No 11285F Schedule A (Form 990 or 990-EZ) 2010
S c he d u I e A (Form 9 9 0 or 9 9 0- E Z) 2 0 1 0 page 2
M!ifiiiM Support Schedule for Organizations Described in Sections 170(b)(l)(A)(iv) and 170(b)(1)
(A)(vi)
(Complete only 1f you checked the box on line 5, 7, or 8 of Part I or 1f the organ1zat1on fa1led to qualify
under Part III. If the organ1zat1on falls to qualify under the tests listed below, please complete Part III.)
Sect1on A. Pu bl" 1c Support
Calendar year (or fiscal year beg1nn1ng
(a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total
1n),...
1 G1fts, grants, contnbut1ons, and
membership fees rece1ved (Do not
Include any "unusual
grants")
2 Tax revenues lev1ed for the
organ1zat1on's benefit and e1ther
pa1d to or expended on 1ts
behalf
3 The value of serv1ces or fac111t1es
furnished by a governmental un1t to
the organ1zat1on Without charge
4 Total. Add l1nes 1 through 3
5 The port1on of total contnbut1ons
by each person (other than a
governmental un1t or publicly
supported organ1zat1on) Included on
l1ne 1 that exceeds 2% of the
amount shown on l1ne 11, column
(f)
6 Public Support. Subtract l1ne 5 from
l1ne 4
s ect1on B T ota IS up port
Calendar year (or f1sca I year beg1 nn1ng
(a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total
1n),...
7 Amounts from l1ne 4
8 Gross 1ncome from Interest,
d1v1dends, payments rece1ved on
secunt1es loans, rents, royalties
and 1ncome from s1m1lar
sources
9 Net 1ncome from unrelated
business act1v1t1es, whether or
not the business 1s regularly
earned on
10 Other 1ncome Do not Include ga1n
or loss from the sale of cap1tal
assets (Explain 1n Part IV )
11 Total support (Add l1nes 7
through 10)
12 Gross rece1pts from related act1v1t1es, etc (See 1nstruct1ons )
I 12 I
13 F1rst F1ve Years If the Form 990 1s for the organ1zat1on's f1rst, second, th1rd, fourth, or f1fth tax year as a 501 (c)(3) organ1zat1on,
check th1s box and stop here ,...,
Section C. Com utation of Public Su ort Percenta e
14 Public Support Percentage for 2010 (l1ne 6 column (f) d1v1ded by l1ne 11 column (f))
15 Public Support Percentage for 2009 Schedule A, Part II, l1ne 14
16a 331/3/osupport test-2010. If the organ1zat1on did not check the box on l1ne 13, and l1ne 14 IS 33 1/3% or more, check th1s box
and stop here. The organ1zat1on qual1f1es as a publicly supported organ1zat1on ,...,
b 331/3/osupport test-2009. If the organ1zat1on did not check the box on l1ne 13 or 16a, and l1ne 15 IS 33 1/3% or more, check th1s
box and stop here. The organ1zat1on qual1f1es as a publicly supported organ1zat1on ,...,
17a 10/o-facts-and-circumstancestest-2010. If the organ1zat1on did not check a box on l1ne 13, 16a, or 16b and l1ne 14
1s 10% or more, and 1fthe organ1zat1on meets the "facts and circumstances" test, check th1s box and stop here. Explain
1n Part IV how the organ1zat1on meets the "facts and circumstances" test The organ1zat1on qual1f1es as a publicly supported
organ 1zat1 on
,...,
b 10/o-facts-and-circumstances test-2009. If the orga n1zat1on did not check a box on 11 ne 13, 16 a, 16 b, or 17 a and 11 ne
18
15 1s 10% or more, and 1fthe organ1zat1on meets the "facts and circumstances" test, check th1s box and stop here.
Explain 1n Part IV how the organ1zat1on meets the "facts and circumstances" test The organ1zat1on qual1f1es as a publicly
supported organ1zat1on
Private Foundation If the organ1zat1on d1d not check a box on l1ne 13, 16a, 16b, 17a or 17b, check th1s box and see
1nstruct1ons
Schedule A Form 990 or 990-EZ 2010
Schedule A (Form 990 or 990-EZ) 2010
Page 3
M!ifilhM Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only 1f you checked the box on line 9 of Part I or 1f the organ1zat1on fa1led to qualify under
Part II. If the organ1zat1on falls to qualify under the tests listed below, please complete Part II.)
s bl" s ect1on A. Pu IC up port
Calendar year (or f1scal year beg1nn1ng
(a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total
1n)..,..
1 G1fts, grants, contnbut1ons, and
membership fees rece1ved (Do not
Include any "unusual grants")
2 Gross rece1pts from adm1ss1ons,
mere ha nd1se sold or serv1ces
performed, or fac111t1es furnished 1n
any act1v1ty that 1s related to the
organ1zat1on's tax-exempt
purpose
3 Gross rece1pts from act1v1t1es that
are not an unrelated trade or
business under sect1on 513
4 Tax revenues lev1ed for the
organ1zat1on's benefit and e1ther
pa1d to or expended on 1ts
behalf
5 The value of serv1ces or fac111t1es
furnished by a governmental un1t to
the organ1zat1on Without charge
6 Total. Add l1nes 1 through 5
7a Amounts Included on l1nes 1, 2,
and 3 rece1ved from d1squa l1f1ed
persons
b Amounts Included on l1nes 2 and 3
rece1ved from other than
d1squal1f1ed persons that exceed
the greaterof$5,000 orl% ofthe
amount on l1ne 13 for the year
c Add l1nes 7a and 7b
8 Public Support (Subtract l1ne 7c
from l1ne 6 )
S IS ect1on B. Tota up port
Calendar year (or f1sca I year beg1 nn1ng
(a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total
1n)
9 Amounts from l1ne 6
lOa Gross 1ncome from Interest,
d1v1dends, payments rece1ved on
secunt1es loans, rents, royalties
and 1ncome from s1m1lar
sources
b Unrelated business taxable
1ncome (less sect1on 511 taxes)
from businesses acqu1red after
June 30,1975
c Add l1nes lOa and lOb
11 Net 1ncome from unrelated
bus1ness act1v1t1es not Included
1n l1ne lOb, whether or not the
bus1ness 1s regularly earned on
12 Other 1ncome Do not Include
ga1n or loss from the sale of
cap1tal assets (Explain 1n Part
IV )
13 Total support (Add l1nes 9, lOc,
llandl2)
14 First Five Years If the Form 990 1s for the organ1zat1on's f1rst, second, th1rd, fourth, or f1fth tax year as a sectlon50 l(c)(3) organ1zat1on,
check th1s box and stop here ..,..,
Section C. Com utation of Public Su ort Percenta e
15 Public Support Percentage for 2010 (l1ne 8 column (f) d1v1ded by l1ne 13 column (f))
16 Public support percentage from 2009 Schedule A, Part III, l1ne 15
Section D. Computation of Investment Income Percentage
17 Investment 1ncome percentage for 2010 (l1ne lOc column (f) d1v1ded by l1ne 13 column (f))
18 Investment 1ncome percentage from 2009 Schedule A, Part III, l1ne 17
19a 331/3/osupport tests-2010. If the organ1zat1on did not check the box on l1ne 14, and l1ne 15 IS more than 33 1/3% and l1ne 17 IS not
more than 33 1/3%, check th1s box and stop here. The organ1zat1on qual1f1es as a publicly supported
organ1zat1on ..,..,
b 331/3/osupport tests-2009. If the organ1zat1on did not check a box on l1ne 14 or l1ne 19a, and l1ne 16 IS more than 33 1/3% and l1ne
18 1s not more than 33 1/3%, check th1s box and stop here. The organ1zat1on qual1f1es as a publicly supported organ1zat1on ..,..,
20 Private Foundation If the organ1zat1on d1d not check a box on l1ne 14, 19a or 19b, check th1s box and see 1nstruct1ons ..,..,
Schedule A Form 990 or 990-EZ 2010
5 c he d u I e A (Form 9 9 0 or 9 9 0- E Z) 2 0 1 0 page 4
M!ifil(fM Supplemental Information. Supplemental Information. Complete th1s part to prov1de the explanations
requ1red by Part II, lme 10; Part II, lme 17a or 17b; and Part III, lme 12. Also complete th1s part for any
add1t1onal mformat1on. (See mstruct1ons).
Schedule A (Form 990 or 990-EZ) 2010
Additional Data
Software ID:
Software Version:
EIN: 04-2103580
Name: PRESIDENT AND FELLOWS OF HARVARD COLLEGE
Form 990, Part VII- Compensation of Officers, Directors, Trustees, Key Employees, Highest
Compensated Employees, and Independent Contractors
(A)
Name and Title
NANNERLO KEOHANE
FELLOW
PATRICIA A KING
FELLOW
WILLIAM FLEE
FELLOW
ROBERT D REISCHAUER
FELLOW
ROBERTERUBIN
FELLOW
DREW GILPIN FAUST
PRESIDENT
JAMES F ROTHENBERG
TREASURER
KATHERINE N LAPP
EXECUTIVE VICE PRESIDENT
MARC L GOODHEART
V P AND SECRETARY TO THE
UNIVERSITY
STEVEN E HYMAN
PROVOST
MARILYN M HAUSAMMANN
V P HUMAN RESOURCES
CHRISTINE M HEENAN
VP GOVTCOMM&PUBAFFAI
LISA HOGARTY
V P CAMPUS SERVICES (BEGAN
6/2010)
ROBERT WIULIANO
V P AND GENERAL COUNSEL
MARK R JOHNSON
V P CAMPUS PLANNING (BEGAN
11/2010)
ANNE H MARGULIES
V P AND C I 0 (BEGAN 9/2010)
TAMARA E ROGERS
V P ALUMNI AFFAIRS & DEV
DANIELS SHORE
V P FINANCE AND C F 0
A CLAY T 0 N SPENCER
V P POLICY
JEFFREYS FLIER
DEAN, FACULTY OF MEDICINE
MICHAEL D SMITH
DEAN, FACULTY OF ARTS & SC
NITIN NOHRIA
DEAN, FACULTY OF BUSINESS
(BEGAN 7/2010)
JAY 0 LIGHT
DEAN (ENDED 6/2010)
JULIO FRENK
DEAN, FACULTY OF PUBLIC HE
HOM! K BHABHA
PROFESSOR
(B)
Average
hours
per
week
5 00
5 00
5 00
5 00
5 00
(C)
Pos1t1on (check all
that apply)
X
X
X
X
X
60 00 X X
10 00 X X
60 00 X
60 00 X
60 00 X
60 00 X
60 00 X
60 00 X
60 00 X
60 00 X
60 00 X
60 00 X
60 00 X
60 00 X
60 00 X
60 00 X
60 00 X
60 00 X
60 00
60 00
X
X
(D)
Reportable
compensation
from the
organ1zat1on (W-
2/1099-MISC)
0
0
0
0
0
713,994
0
563,149
275,085
537,088
325,419
369,615
207,669
431,437
200,677
97,152
342,510
301,908
313,955
559,999
383,960
454,010
1,242,630
544,980
591,735
(E) (F)
Reportable Estimated
compensation amount of other
from related compensation
organ1zat1ons from the
(W- 2/1099- organ1zat1on and
MISC) related
organ1zat1ons
0 0
0 0
0 0
0 0
0 0
0 161,337
0 0
0 40,543
0 55,338
0 35,388
0 49,870
0 50,084
0 27,630
0 51,826
0 32,744
0 15,778
0 49,870
0 56,047
0 40,304
0 49,870
0 49,030
0 66,024
0 41,733
0 51,870
0 32,844
Form 990, Part VII- Compensation of Officers, Directors, Trustees, Key Employees, Highest
Compensated Employees, and Independent Contractors
(A)
Name and Title
WILLIAM W CHIN
PROFESSOR/ EXECUTIVE DEAN
ROBERT C MERTON
PROFESSOR
MARC W KIRSCHNER
PROFESSOR
THOMAS E VAUTIN
FORMER ACTING V P ADMIN (7/09-
6/1 0)
NANCY S ZECKHAUSER
FORMER V P ADMIN (ENDED 6/2009)
ROBERT B CASHION
ASSOC VP DEV/FORMER ACTING
(B)
Average
hours
per
week
60 00
60 00
60 00
60 00
0 00
60 00
(C)
Pos1t1on (check all
that apply)
X
X
X
X
X
X
(D) (E)
Reportable Reportable
compensation compensation
from the from related
organ1zat1on (W- organ1zat1ons
2/1099-MISC) (W- 2/1099-
MISC)
619,015 0
921,319 0
1,571,173 0
208,915 0
243,611 0
273,427 0
(F)
Estimated
amount of other
compensation
from the
organ1zat1on and
related
organ1zat1ons
47,864
33,808
35,900
31,761
29,004
51,178
efile GRAPHIC rint - DO NOT PROCESS As Filed Data - DLN:93493132028712
SCHEDULE c Political Campaign and Lobbying Activities
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Serv1ce
For Organizations Exempt From Income Tax Under section 501 (c) and section 527
if the organization is described below.
to Form 990 or Form 990-EZ. separate instructions.
OMB No 1545-0047
2010
Open to Public
Ins ection
If the organization answered "Yes," to Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities),
then
Sect1on 501(c)(3) organ1zat1ons Complete Parts 1-A and B Do not complete Part 1-C
Sect1on 501(c) (other than sect1on 501(c)(3)) organ1zat1ons Complete Parts 1-A and C below Do not complete Part 1-B
Sect1on 527 organ1zat1ons Complete Part 1-A only
If the organization answered "Yes," to Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Sect1on 501 ( c )(3) organ1zat1ons that have flied Form 5768 (election under sect1on 501 (h)) Complete Part II-A Do not complete Part 11-B
Sect1on 501( c)(3) organ1zat1ons that have NOT flied Form 5768 (election under sect1on 501(h)) Complete Part 11-B Do not complete Part II-A
If the organization answered "Yes," to Form 990, Part IV, Line 5 (Proxy Tax) or Form 990-EZ, Part V, line 35a (Proxy Tax), then
Sect1on 501(c)(4), (5), or (6) organ1zat1ons Complete Part Ill
Name of the organ1zat1on Employer ldent1f1cat1on number
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
04-2103580
Complete if the organization is exempt under section 501(c) or is a section 527 organization.
1 Prov1de a descnpt1on of the organ1zat1on's d1rect and 1nd1rect pol1t1cal campa1gn act1v1t1es 1n Part IV
2
3
Pol1t1cal expenditures
Volunteer hours
lld:l Complete if the organization is exempt under section 501(c)(3).
$ --------=-0
0
1 Enter the amount of any exc1se tax Incurred by the organ1zat1on undersect1on 4955 $ _______ ___;;,.0
2
3
Enter the amount of any exc1se tax Incurred by organ1zat1on managers under sect1on 4955
If the orga n1zat1on 1 nc urred a sect1on 4 9 55 tax, d1d 1t f1le Form 4 7 2 0 for th1s yea r7
$ --------=-0
I Yes I No
4a Was a correction made7 I Yes I No
b If "Yes," descnbe 1n Part IV
1@113 Complete if the organization is exempt under section 501(c) except section 501(c)(3).
1 Enter the amount directly expended by the f1l1ng organ1zat1on for sect1on 527 exempt funct1on act1v1t1es $ ---------
2
3
4
Enter the amount ofthe f1l1ng organ1zat1on's funds contnbuted to otherorgan1zat1ons forsect1on 527
exempt funt1on act1v1t1es
Total exempt funct1on expenditures Add l1nes 1 and 2 Enter here and on Form 1120-PO L, l1ne 17b
D1d the f1l1ng organ1zat1on f1le Form 1120-POL for th1s year7
$ _______ _
$ _______ _
I Yes I No
5 Enter the names, addresses and employer ldent1f1cat1on number (EIN) of all sect1on 527 pol1t1cal organ1zat1ons to wh1ch the f1l1ng
organ1zat1on made payments For each organ1zat1on listed, enter the amount pa1d from the f1l1ng organ1zat1on's funds A I so enter the
amount of pol1t1cal contnbut1ons rece1ved that were promptly and directly delivered to a separate pol1t1cal organ1zat1on, such as a
separate segregated fund or a pol1t1cal act1on committee (PAC) If add1t1onal space 1s needed, prov1de 1nformat1on 1n Part IV
(a) Name (b) Address (c) E IN (d) Amount pa1d from
(e) A mount of pol1t1cal
f1l1ng organ1zat1on's
contnbut1ons rece1ved
funds If none, enter -0-
and promptly and
directly delivered to a
separate pol1t1cal
organ1zat1on If none,
enter -0-
For Paperwork Reduction Act Not1ce, see the Instructions for Form 990 or 990-EZ.
Cat No 50084S Schedule C Form 990 or 990-EZ 2010
S c he d u I e C (Form 9 9 0 or 9 9 0- E Z) 2 0 1 0 p a e 2
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election
under section 501(h)).
A Check I 1fthe f1l1ng organ1zat1on belongs to an aff1l1ated group
B Check I 1fthe f1l1ng organ1zat1on checked box A and "l1m1ted control" prov1s1ons apply
la
b
c
d
e
f
g
h
i
2a
b
c
d
e
f
Limits on Lobbying Expenditures
(a) F1l1ng
0 rgan1zat1on's
(The term "expenditures" means amounts paid or incurred.)
Totals
Total lobbying expenditures to Influence public op1n1on (grass roots lobbying)
Total lobbying expenditures to Influence a leg1slat1ve body (d1rect lobbying)
Totallobby1ng expenditures (add l1nes 1a and 1b)
0 ther exempt purpose expenditures
Total exempt purpose expenditures (add l1nes 1c and 1d)
Lobbying nontaxable amount Enter the amount from the following table 1n both
columns
If the amount on line le, column (a) or (b) is: The lobbying nontaxable amount is:
Not over $500,000 20% of the amount on line 1e
Over $500,000 but not over $1,000,000 $100,000 plus 15% of the excess over $500,000
Over $1,000,000 but not over $1,500,000 $175,000 plus 10% of the excess over $1,000,000
Over $1,500,000 but not over $17,000,000 $225,000 plus 5% of the excess over $1,500,000
Over $17,000,000 $1,000,000
Grassroots nontaxable amount (enter 2 5% of l1ne lf)
Subtract l1ne 1g from l1ne 1a If zero or less, enter -0-
Subtract l1ne 1 f from l1ne 1 c If zero or less, enter -0-
Ifthere 1s an amount other than zero on e1ther l1ne 1h or l1ne 11, d1d the organ1zat1on f1le Form 4 720 reporting
sect1on 4911 tax forth1s year7
4-Year Averaging Period Under Section 501(h)
(b) Aff1l1ated
Group
Totals
I Yes I No
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the instructions for lines 2a through 2f on page 4.)
Lobbying Expenditures During 4-Year Averaging Period
Calendar year (or fiscal year
(a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) Total
beginning in)
Lobbying non-taxable amount
Lobbying ce1l1ng amount
(150% of l1ne 2a column(e))
Total lobbying expenditures
Grassroots non-taxable amount
Grassroots ce1l1ng amount
(150% of l1ne 2d, column (e))
Grassroots lobbying expenditures
Schedule C Form 990 or 990-EZ 2010
S c he d u I e C (Form 9 9 0 or 9 9 0- E Z) 2 0 1 0 p a e 3
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768
(election under section 501(h)).
1 Dunng the year, d1d the f1l1ng organ1zat1on attempt to Influence fore1gn, nat1onal, state or local
leg1slat1on, 1nclud1ng any attempt to Influence public op1n1on on a leg1slat1ve matter or referendum,
through the use of
a Volunteers?
b Pa1d staff or management (Include compensation 1n expenses reported on l1nes 1c through 11)7
c Med1a advertisements?
d Ma1l1ngs to members, legislators, or the publlc7
e Publ1cat1ons, or published or broadcast statements?
f Grants to other organ1zat1ons for lobbying purposes?
g D1rect contact w1th legislators, the1r staffs, government off1c1als, or a leg1slat1ve body7
h Rallies, demonstrations, sem1nars, conventions, speeches, lectures, or any s1m1lar means7
i Otheract1v1t1es7 If"Yes," descnbe 1n Part IV
j Total l1nes 1c through 11
2a D1d the act1v1t1es 1n l1ne 1 cause the organ1zat1on to be not descnbed 1n sect1on 501(c)(3)7
b If "Yes," enter the amount of any tax Incurred under sect1on 4912
c If "Yes," enter the amount of any tax Incurred by organ1zat1on managers under sect1on 4912
(a)
Yes
Yes
Yes
Yes
Yes
Yes
Yes
I
d If the f1l1ng organ1zat1on Incurred a sect1on 4912 tax, d1d 1t f1le Form 4720 forth1s year7 I
(b)
No Amount
No
No
200
13,520
184,120
147,660
No
345,500
No
:r.nniCJ.!.1 Complete if the organization is exempt under section 501(c)(4), section 501(c)(S), or section
501(c)(6).
Yes No
1 Were substantially all (90% or more) dues rece1ved nondeductible by members? 1
2 D1d the organ1zat1on make only In-house lobbying expenditures of $2,000 or less7 2
3 D1d the organ1zat1on agree to carryover lobbying and pol1t1cal expenditures from the pnor year7 3
:r.nna:t Complete if the organization is exempt under section 501(c)(4), section 501(c)(S), or section
501(c)(6) 1f BOTH Part III-A, hnes 1 and 2 are answered "No" OR 1f Part III-A, lme 3 IS
answered "Yes".
I
1 Dues, assessments and s1m1lar amounts from members 1
2 Sect1on 162(e) non-deductible lobbying and pol1t1cal expenditures (do not includeamountsof political
expenses for which the section 527(f) tax was paid).
a Current year
2a
b Carryover from last year 2b
c Total 2c
3 Aggregate amount reported 1n sect1on 6033(e)(1)(A) not1ces of nondeductible sect1on 162(e) dues 3
4 If not1ces were sent and the amount on l1ne 2c exceeds the amount on l1ne 3, what port1on of the excess
does the organ1zat1on agree to carryover to the reasonable est1mate of nondeductible lobbying and
pol1t1cal expenditure next year7 4
5 Taxable amount of lobbying and pol1t1cal expenditures (see 1nstruct1ons) 5
:r.nl Supplemental Information
Complete th1s part to prov1de the descnpt1ons requ1red for Part 1-A, l1ne 1, Part 1-B, l1ne 4, Part 1-C, l1ne 5, and Part 11-B, l1ne 11
Also complete th1s part for any add1t1onallnformat1on
Identifier
PART IV, SUPPLEMENTAL
INFORMATION
Ret urn Reference Explanation
SCHEDULE C, PART I-A, PART I-B THE UNIVERSITY DOES
NOT ENGAGE IN DIRECT OR INDIRECT POLITICAL
CAMPAIGN ACTIVITIES ON BEHALF OF OR IN
OPPOSITION TO CANDIDATES FOR PUBLIC OFFICE
THEREFORE, THE UNIVERSITY DOES NOT INCUR ANY
EXCISE TAX IMPOSED UNDER SECTION 4955 REPORTABLE
ON IRS FORM 4720, RETURN OF CERTAIN EXCISE TAXES
UNDER CHAPTERS 41 AND 42 OF THE INTERNAL REVENUE
CODE LOBBYING ACTIVITY SCHEDULE C, PART II-B THE
UNIVERSITY ENGAGED IN LOBBYING ACTIVITIES BUT DID
NOT MAKE A SECTION 501(H) LOBBYING EXPENDITURE
ELECTION BY FILING FORM 5768 THE UNIVERSITY HAS
ENGAGED IN DIRECT INTERACTION WITH LEGISLATORS
AND STAFF BY TELEPHONE, EMAIL, DIRECT MAIL AND IN
PERSON LOBBYING DISCLOSURES FOR FORM 990 JULY 1,
2010 THROUGH JUNE 30,2011 ISSUES LOBBIED AT THE
FEDERAL LEVEL INCLUDE ISSUES RELATED TO
EXPANSION AND SIMPLIFICATION OF THE TUITION TAX
CREDITS AND DEDUCTION AND EXTENSION OF IRA
CHARITABLE ROLL-OVER PROVISION ISSUES REGARDING
TAX ADMINISTRATION, EMPLOYEE BENEFITS AND HEALTH
CARE REFORM ISSUES RELATED TO COLLEGE AND
UNIVERSITY ENDOWMENTS LEGISLATION AFFECTING
STEM CELL RESEARCH AND THERAPEUTIC CLONING
BUDGET AND APPROPRIATIONS FOR STUDENT FINANCIAL
AID, RESEARCH IN NIH, NSF, DOD, DOE, NASA, EPA, HUD,
TRANSPORTATION, INTERIOR, HEALTH PROFESSIONS,
HUMANITIES AND ARTS ENDOWMENTS IMMIGRATION
LEGISLATION AND STUDENT VISA ISSUES STUDENT
LENDING ISSUES, COLLEGE COST, ACCOUNTABILITY,
GRADUATE ED U CAT IO N AND INTERN AT I 0 N A L
EDUCATION AND VETERANS AND MILITARY EDUCATION
ISSUES LEGISLATION CONCERNING EDUCATION AND THE
INTERNET, COMMUNITY SERVICE BY STUDENTS,
EDUCATIONAL DATA AND ANALYSIS, AND HIGHER
EDUCATION REAUTHORIZATION LEGISLATION RELATING
TO RESEARCH AND CLEAN ENERGY ISSUES ISSUES
LOBBIED FOR THE STATE OF MASSACHUSETTS ISSUES
RELATED TO TAX POLICY REGARDING NON-PROFITS
ISSUES RELATED TO PRIVATE HIGHER EDUCATION
ENDOWMENT FUNDS ISSUES RELATED TO MUNICIPAL
RELIEF FUNDS ISSUES RELATED TO REPORTING
REQUIREMENTS FOR NON-PROFITS ISSUES RELATED TO
EDUCATION REFORM PART II-B, LINE I, OTHER
ACTIVITIES THE UNIVERSITY PAYS MEMBERSHIP DUES
TO MEMBER ORGANIZATIONS WHICH MAY ENGAGE IN
LOBBYING ACTIVITIES THEREFORE, A PORTION OF THE
DUES MAY BE ATTRIBUTABLE TO LOBBYING ACTIVITIES
I
Schedule C Form 990 or 990EZ 2010
efile GRAPHIC rint - DO NOT PROCESS As Filed Data - DLN:93493132028712
SCHEDULED
(Form 990)
OMB No 1545-0047
Supplemental Financial Statements
2010
Department of the Treasury
Internal Revenue Serv1ce
if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11, or 12.
to Form 990. separate instructions.
Open to Public
Inspection
Name of the organization Employer identification number
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
04-2103580
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete 1f the
orqa n1zat1on a nswe re Yes to Form Part IV me d " 990 I 6
(a) Donor adv1sed funds (b) Funds and other accounts
1
2
3
4
5
Total number at end ofyear 31
Aggregate contnbut1ons to (dunng year) 555,979
Aggregate grants from (dunng year) 9,988,964
Aggregate value at end of year 174,293,036
D1d the organ1zat1on Inform all donors and donor adv1sors 1n wnt1ng that the assets held 1n donor adv1sed
funds are the organ1zat1on's property, subJect to the organ1zat1on's exclus1ve legal control?
6 D1d the organ1zat1on Inform all grantees, donors, and donor adv1sors 1n wnt1ng that grant funds may be
F Yes
used only for chantable purposes and not for the benefit of the donor or donor adv1sor, or for any other purpose
confernng ImpermiSSible pnvate benefit F Yes
l@iil Conservation Easements. Complete 1f the organ1zat1on answered "Yes" to Form 990, Part IV, lme 7.
1 Purpose(s) of conservation easements held by the organ1zat1on (check all that apply)
I Preservation of land for public use (e g, recreation or pleasure) I Preservation of an h1stoncally Importantly land area
I Protection of natural hab1tat I Preservation of a cert1f1ed h1stonc structure
I Preservation of open space
2 Complete l1nes 2a-2d 1fthe organ1zat1on held a qual1f1ed conservation contnbut1on 1n the form of a conservation
easement on the last day of the tax year
I No
I No
Held at the End of the Year
a Total number of conservation easements
b Total acreage restncted by conservation easements
c Numberofconservat1on easements on a cert1f1ed h1stonc structure Included 1n (a)
d Number of conservation easements Included 1n (c) acqu1red after 8/17/06
2a
2b
2c
2d
3 Number of conservation easements mod1f1ed, transferred, released, ext1ngu1shed, or terminated by the organ1zat1on dunng
the taxable
4 Number of states where property subJect to conservation easement 1s located
5 Does the organ1zat1on have a wntten pol1cy regarding the penod1c mon1tonng, 1nspect1on, handling of v1olat1ons, and
enforcement of the conservation easements 1t holds7 I Yes I No
6 Staff and volunteer hours devoted to mon1tonng, 1nspect1ng and enforcing conservation easements dunng the
7 A mount of expenses Incurred 1n mon1tonng, 1nspect1ng, and enforcing conservation easements dunng the
8 Does each conservation easement reported on l1ne 2(d) above sat1sfy the requirements of sect1on
170(h)(4 )(B)(1) and 170(h)(4 )(B)(11)7 I Yes
9 In Part XIV, descnbe how the organ1zat1on reports conservation easements 1n 1ts revenue and expense statement, and
balance sheet, and Include, 1f applicable, the text of the footnote to the organ1zat1on's f1nanc1al statements that descnbes
the organ1zat1on's accounting for conservation easements
1101 Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete 1f the organ1zat1on answered "Yes" to Form 990, Part IV, line 8.
1a If the organ1zat1on elected, as permitted under SFAS 116, not to report 1n 1ts revenue statement and balance sheet works of
art, h1stoncal treasures, or other s1m1lar assets held for public exh1b1t1on, education or research 1n furtherance of public serv1ce,
prov1de, 1n Part XIV, the text of the footnote to 1ts f1nanc1al statements that descnbes these 1tems
b If the organ1zat1on elected, as permitted under SFAS 116, to report 1n 1ts revenue statement and balance sheet works of art,
h1stoncal treasures, or other s1m1lar assets held for public exh1b1t1on, education, or research 1n furtherance of public serv1ce,
prov1de the following amounts relat1ng to these 1tems
I No
(i) Revenues Included 1n Form 990, Part VIII, l1ne 1
(ii)Assets Included 1n Form 990, Part X
_______ _
_______ _
2 If the organ1zat1on rece1ved or held works of art, h1stoncal treasures, or other s1m1lar assets for f1nanc1al ga1n, prov1de the
following amounts requ1red to be reported under SFAS 116 relat1ng to these 1tems
a
Revenues Included 1n Form 990, Part VIII, l1ne 1
_______ _
b
Assets Included 1n Form 990, Part X
For Privacy Act and Paperwork Reduction Act Notice, see the Intructions for Form 990 Cat No 52283D Schedule D (Form 990) 2010
S c he d u I e D (Form 9 9 0 ) 2 0 1 0 page 2
l@ihj Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (contmued)
3 Us1ng the organ1zat1on's access1on and other records, check any of the following that are a s1gn1f1cant use of 1ts collection
1tems (check all that apply)
a p- Public exhibition d p- Loan or exchange programs
b p- Scholarly research e I Other
c p- Preservation for future generations
4 P rov1de a descnpt1on of the organ1zat1on's collections and explain how they further the organ1zat1on's exempt purpose 1n
Part XIV
5 Dunng the year, d1d the organ1zat1on sol1c1t or rece1ve donations of art, h1stoncal treasures or other s1m1lar
assets to be sold to ra1se funds rather than to be ma1nta1ned as part of the organ1zat1on's collection? p- Yes I No
liifil(fj Escrow and Custodial Arrangements. Complete 1f the organ1zat1on answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
la Is the organ1zat1on an agent, trustee, custodian or other 1ntermed1ary for contnbut1ons or other assets not
1 n c I u de d on Form 9 9 0, Part X 7
b If "Yes," explain the arrangement 1n Part XIV and complete the following table
c Beg1nn1ng balance lc
d Add1t1ons dunng the year ld
e D1stnbut1ons dunng the year le
f End1ng balance lf
2a D1d the organ1zat1on Include an amount on Form 990, Part X, l1ne 217
b If"Yes," explain the arrangement 1n Part XIV
p- Yes I No
Amount
16,918,285
16,918,285
0
I Yes
:r.n
Endowment Funds. Complete 1f the organ1zat1on answered "Yes" to Form 990 Part IV line 10.
(a)Current Year (b )Pnor Year (c)Two Years Back
(d)Three Years
(e)Four Years Back
Back
la Beg1nn1ng of year balance
26,882, 191,000 25,391,866,000 36,002,246,000
b Contnbut1ons
218,830,000 285,388,000 244,494,000
c Investment earn1ngs or losses
5,394, 718,000 3,322,917,000 -9,263,345,000
d Grants or scholarships
216,754,000 215,812,000 234,855,000
e Other expenditures for fac1l1t1es
1, 042, 106,000 1, 760,687,000 1,135,319,000
and programs
f Adm1n1strat1ve expenses
138,957,000 141,481,000 221,355,000
g End of year balance
31,097,922,000 26,882, 191,000 25,391,866,000
2 Prov1de the estimated percentage of the year end balance held as
a Board designated or quasi-endowment ~
26 000%
b Permanent endowment ~
16 000%
c Term endowment ~ 58 000%
3a Are there endowment funds not 1n the possession of the organ1zat1on that are held and adm1n1stered for the
organ1zat1on by Yes No
(i) unrelated organ1zat1ons I 3a(i) Yes
(ii) related organ1zat1ons
j 3a(ii) Yes
b If"Yes" to 3a(11), are the related organ1zat1ons l1sted as requ1red on Schedule R7 3b I Yes I
4 Descnbe 1n Part XIV the Intended uses of the organ1zat1on's endowment funds
l:r.H.'U
Investments-Lan d "ld" Bu1 1ngs, an d Equ1pment. s ee Form 990 Part X me 1 0
(a) Cost or other
(b )Cost or other (c) Accumulated
Descnpt1on of Investment baSIS
bas1s (other) depreCiation
(d) Book value
(Investment)
la Land 4 71,406,000 4 71,406,000
b Bu1ld1ngs 6,200,275,000 2,485,179,000 3, 715,096,000
c Leasehold Improvements 93,046,000 93,046,000
d Equipment 843,147,000 617,415,000 225,732,000
e Other 16,376,000 805,528,000 821,904,000
Total. Add l1nes 1a-1e (Column (d) should equal Form 990, Part X, column (B), !me 10(c).) ~ 5,327,184,000
Schedule D (Form 990) 2010
S c he d u I e D (Form 9 9 0 ) 2 0 1 0 Page 3
I :E.Tilill T' .. Investments Other Securities. See Form 990 Part X lme 12.
(a) Descnpt1on of secunty or category
(b)Book value
(c) Method ofvaluat1on
(1nclud1ng name of secunty) Cost or end-of-year market value
(1 )F1nanc1al denvat1ves
(2)Ciosely-held equ1ty Interests
(3)0ther
(A) PRIVATE EQUITIES 7,246,577,000 F
(B) REAL ASSETS 8 ,6 4 7 ,0 8 0 ,0 0 0 F
Total. (Column (b) should equal Fof7Tl 990, Part X, col (B) /me 12)
~
1 5 ,8 9 3 ,6 57 ,0 0 0
:r.Til .. T J" Investments Program Related. See Form 990 Part X lme 13.
(a) Descnpt1on of Investment type (b) Book value
(c) Method ofvaluat1on
Cost or end-of-year market value
Total. (Column (b) should equal Fof7Tl 990, Part X, col (B) /me 13)
~
:r.n : tl Other Assets. See Form 990 Part X line 15.
(a) Descnpt1on (b) Book value
(1) COLLATERAL-SEC BORROWG AGRMTS 7 ,6 16 ,2 57 ,0 0 0
(2)0THERINVESTMENTS 2,390,894,000
(3) INT IN TRUSTS HELD BY OTHERS 3 5 1 ,4 0 8 ,0 0 0
Total. (Column (b) should equal Form 990, Part X, co/.(8) !me 15.) . ~ 10,358,559,000
: r . n ~
Other Liabilities. See Form 990 Part X line 25.
1
(a) Descnpt1on of L1ab1l1ty
(b) A mount
Federal Income Taxes
DEPOSITS AND OTHER LIABILITIES 2 0 1 '7 9 8 ,0 0 0
SECURITIES LENDING AND OTHER INVESTMENT
LIABILITIES 14 ,3 3 5 ,8 14 ,0 0 0
LIABILITIES DUE UNDER SPLIT INTEREST
AGREEMENTS 771,568,000
ACCRUED RETIREMENT OBLIGATIONS 8 1 7 ,8 8 5 ,0 0 0
GOVERNMENT LOAN ADVANCES 66,987,000
Total. (Column (b) should equal Fof7Tl 990, Part X, col (B) /me 25)
~ 16,194,0 52,000
2. F1n 48 (ASC 740) Footnote In Part XIV, prov1de the text of the footnote to the organ1zat1on's f1nanc1al statements that reports the
organ1zat1on's l1ab111ty for uncertain tax pos1t1ons under FIN 48 (ASC740)
Schedule D (Form 990) 2010
'
' " '
S h d I D (F ocm 990)2010 Poge 4
I
i 1 of C in Net ; from Form 990 to:fl!
1
Total revenue (Form 990, Part VIII, column (A), line 12) 1
2
Total expenses (Form 990, Part IX, column (A), I me 25) 2
3
Excess or (def1c1t) for the year Subtract l1ne 2 from l1ne 1 3
4
Net unrealized gams (losses) on Investments 4
5
Donated serv1ces and use offac111t1es 5
6 Investment expenses 6
7
Pnor penod adJustments 7
8
Other (Descnbe 1n Part XIV) 8
9
Total adJustments (net) Addllnes4-8 9
10
Excess or
' '
for the year per fmanc1al statements Combine l1nes 3 and 9 10
i 1 of 'per I Fi With er
1 Total revenue, ga1ns, and other support per audited f1nanc1al statements 1
2 Amounts mcluded on line 1 but not on Form 990, Part VIII, l1ne 12

Net unrealized ga1ns on mvestments 2
b Donated serv1ces and use offac111t1es 2b
'
Recovenes of pnor year grants 2c
d Other (Descnbe m Part XIV) 2d
'
Add l1nes 2a through 2d 2e
3 Subtract l1ne 2e from l1ne 1 3
4 Amounts mcluded on Form 990, Part VIII, l1ne 12, but not on line 1

Investment expenses not Included on Form 990, Part VIII, I me 7b ..
b Other (Descnbe m Part XIV) 4b
'
Add l1nes 4a and 4b 4c
5 Total Revenue Add lmes 3and 4c. (Th1s should equal Form 990, Part I, line 12) 5
i 1 of per per
1 Total expenses and losses per audited f1nanc1al
statements 1
2 Amounts Included on l1ne 1 but not on Form 990, Part IX, I me 25

Donated serv1ces and use offac1l1t1es 2
b P nor year adJustments 2b
'
Other losses 2c
d Other (Descnbe 1n Part XIV) 2d
'
Add lmes 2a through 2d 2e
3 Subtract l1ne 2e from I me 1 3
4 Amounts Included on Form 990, Part IX, I me 25, but not on l1ne 1:

Investment expenses not Included on Form 990, Part VIII, l1ne 7b
1 .. I
b Other (Descnbe 1n Part XIV) I 4b I
'
Add lmes 4a and 4b 4c
5 Total expenses Add lines 3 and 4c. (Th1s should equal Form 990 Part I, l1ne 18) 5
Complete th1s part to prov1de the descnpt1ons requ1red for Part II, l1nes 3, 5, and 9, Part III, lmes la and 4, Part IV, l1nes lb and 2b,
PartV, I me 4, Part X, Part XI, line 8, Part XII, lines 2d and 4b, and Part XIII, l1nes 2d and 4b Also complete th1s part to prov1de any
add1t10nallnformat10n
Identifier Ret urn Reference
PART III, LINE lA
PART III, LINE 4
PART IV, LINE lB
DESCRIPTION OF INTENDED USE PART V, LINE 4
OF ENDOWMENT FUNDS
Explanation
PART III, LINE lA THE UNIVERSITY'S VAST ARRAY OF
MUSEUMS AND LIBRARIES HOUSES PRICELESS WORKS OF
ART, HISTORICAL T REA SU RES, LITERARY WORKS, AND
ARTIFACTS THESE COLLECTIONS ARE PROTECTED AND
PRESERVED FOR PUBLIC EXHIBITION, E DU CATION,
RESEARCH, AND THE FURTHERANCE OF PUBLIC SERVICE
THEY ARE NEITHER DISPOSED OF FOR FINANCIAL GAIN
NOR ENCUMBERED IN ANY MANNER ACCORDINGLY,SUCH
COLLECTIONS ARE NOT RECORDED FOR FINANCIAL
STATEMENT PURPOSES
PART III, LINE 4 HARVARD ART MUSEUM THE HARVARD
ART MUSEUM COMPRISES THREE MUSEUMS (FOGG
MUSEUM, BU SC H-REISI NGE R MUSEUM, ARTHUR M
SACKLER MUSEUM)AND FOUR RESEARCH CENTERS
(STRAUS CENTER FOR CONSERVATION AND TECHNICAL
STUDIES, CENTER FOR THE TECHNICAL STUDY OF
MODERN ART, HARVARD ART MUSEUM ARCHIVES,
ARCHAEOLOGICAL EXPLORATION OF SARDIS, TURKEY)
THE HARVARD ART MUSEUM'S COLLECTION CONSISTS OF
MORE THAN 250,000 OBJECTS IN ALL MEDIA, RANGING IN
DATE FROM ANTIQUITY TO THE PRESENT,AND COMING
FROM EUROPE, NORTH AMERICA, NORTH AFRICA, THE
MIDDLE EAST, SOUTH ASIA, EAST ASIA, AND SOUTHEAST
ASIA THE HARVARD MUSEUM ART COLLECTION IS AN
IMPORTANT RESOURCE FOR THE HARVARD UNIVERSITY
COMMUNITY, AS WELL AS TO A BROADER AUDIENCE OF
STUDENTS, SCHOLARS, AND THE GENERAL PUBLIC THE
COLLECTION IS USED TO ADVANCE THE KNOWLEDGE AND
APPRECIATION OF ART AND ART MUSEUMS THROUGH
PROGRAMS INVOLVING RESEARCH, TEACHING,
PROFESSIONAL TRAINING, AND PUBLIC EDUCATION
ARNOLD ARBORETUM THE ARNOLD ARBORETUM OF
HARVARD UNIVERSITY IS THE OLDEST PUBLIC
ARBORETUM IN NORTH AMERICA AND ONE OF THE
WORLD'S LEADING CENTERS FOR THE STUDY OF PLANTS
ADMINISTERED BY THE OFFICE OF THE PROVOST OF
HARVARD UNIVERSITY AND A LINK IN BOSTON'S
EMERALD NECKLACE OF PARKS, THE ARNOLD ARBORETUM
IS A UNIQUE BLEND OF RESPECTED RESEARCH
INSTITUTION AND BELOVED PUBLIC LANDSCAPE WE
PROVIDE AND SUPPORT WORLD-CLASS RESEARCH,
H 0 RTIC U L TU RE, AND E DU CATION PROGRAMS THAT
FOSTER THE UNDERSTANDING, APPRECIATION, AND
PRESE RVA TI 0 N 0 F TREES C 0 LLECTIO N 0 F HI STO RICA L
SCIENTIFIC INSTRUMENTS HARVARD UNIVERSITY HAS
BEEN ACQUIRING SCIENTIFIC INSTRUMENTS ON A
CONTINUOUS BASIS FOR TEACHING AND RESEARCH
SINCE 1672 THE COLLECTION OF HISTORICAL
SCIENTIFIC INSTRUMENTS, WHICH WAS ESTABLISHED IN
1948 TO PRESERVE THIS APPARATUS AS A RESOURCE
FOR TEACHING AND RESEARCH IN THE HISTORY OF
SCIENCE AND TECHNOLOGY, HAS BECOME ONE OF THE
THREE LARGEST UNIVERSITY COLLECTIONS OF ITS KIND
IN THE WORLD THE COLLECTION CONTAINS OVER 20,000
OBJECTS DATING FROM ABOUT 1400 TO THE PRESENT A
BROAD RANGE OF SCIENTIFIC DISCIPLINES ARE
REPRESENTED, INCLUDING ASTRONOMY, NAVIGATION,
HOROLOGY, SURVEYING, GEOLOGY, CALCULATING,
PHYSICS, BIOLOGY ,MEDICINE, PSYCHO LOGY,
ELECTRICITY, AND COMMUNICATION SIGNIFICANT
INSTRUMENTS, MADE OBSOLETE BY NEW TECHNOLOGIES,
CONTINUE TO BE INCORPORATED MANY OF THE
DOCUMENTS DETAILING THE PURCHASE AND USE OF THE
INSTRUMENTS HAVE BEEN PRESERVED, AND ARE
AVAILABLE FOR RESEARCH IN THE COLLECTION'S
ADJUNCT LIBRARY MUSEUM OF COMPARATIVE ZOOLOGY
(WITHIN THE MUSEUM OF NATURAL HISTORY)THE
MUSEUM OF COMPARATIVE ZOOLOGY WAS FOUNDED IN
1859 ON THE CONCEPT THAT COLLECTIONS ARE AN
INTEGRAL AND FUNDAMENTAL COM PONE NT 0 F
ZOOLOGICAL RESEARCH AND TEACHING THIS 150-YEAR-
OLD COMMITMENT REMAINS A STRONG AND PROUD
TRADITION FOR THE MCZ THE PRESENT-DAY MCZ
CONTAINS OVER 21-MILLION SPECIMENS IN TEN
RESEARCH COLLECTIONS WHICH COMPRISE ONE OF THE
WORLD'S RICHEST AND MOST VARIED RESOURCES FOR
STUDYING THE DIVERSITY OF LIFE THE MUSEUM SERVES
AS THE PRIMARY REPOSITORY FOR ZOOLOGICAL
SPECIMENS COLLECTED BY PAST AND PRESENT HARVARD
FACULTY -CURATORS, STAFF AND A SSO CIA TE S
CONDUCTING RESEARCH AROUND THE WORLD AS A
PREMIER UNIVERSITY MUSEUM AND RESEARCH
INSTITUTION, THE SPECIMENS AND THEIR RELATED DATA
ARE AVAILABLE TO RESEARCHERS OF THE SCIENTIFIC
AND MUSEUM COMMUNITY USE OFT HE COLLECTIONS IN
STUDENT RESEARCH, WHETHER AS THESIS WORK OR
INDEPENDENT STUDY, IS ALSO ENCOURAGED FISHER
MUSEUM HARVARD FOREST THE FISHER MUSEUM'S MAIN
EXHIBIT DI SPLAYS TWENTY-THREE INTERNA TIONA LL Y
ACCLAIMED MODELS (DIORAMAS) PORTRAYING THE
HISTORY,CONSERVATION AND MANAGEMENT OF
CENTRAL NEW ENGLAND FORESTS OTHER EXHIBITS AT
THE MUSEUM REPRESENT THE RANGE OF HARVARD
FOREST'S RESEARCH HARVARD UNIVERSITY HERBARIA
(WITHIN MUSEUM OF NATURAL HISTORY) THE HARVARD
UNIVERSITY HERBARIA ARE AMONG SOME SEVERAL
THOUSAND COLLECTIONS OF PRESSED, DRIED PLANT
SPECIMENS WORLDWIDE THAT ARE USED BY
RESEARCHERS TO FURTHER OUR UNDERSTANDING OF THE
PLANT WORLD SOME OF THE EARLIEST HERBARIA WERE
FOUNDED IN EUROPE IN THE EARLY 1600'S, DURING THE
DAYS OF EXPLORATION, WHEN KNOWLEDGE OF THE
EARTH'S FLORA WAS GROWING AT SUCH A RAPID PACE
THAT BOTANICAL GARDENS COULD NO LONGER
MAINTAIN LIVING EXAMPLES OF EVERY KNOWN SPECIES
WHILE HERBARIUM COLLECTIONS OF ALL SIZES EXIST
TODAY, THERE ARE FEWER THAN 75 HERBARIA
WORLDWIDE WITH MORE THAN ONE MILLION SPECIMENS
HERBARIUM COLLECTIONS HAVE BEEN BUILT UP OVER
THE YEARS BY THE EFFORTS OF NUMEROUS BOTANISTS
AND PLANT COLLECTORS WHO HAVE SEARCHED FROM
REMOTE AND ISOLATED JUNGLES TO INNER CITY WASTE
LOTS AND RAILROAD TRACKS TO DOCUMENT THE
DIVERSITY AND DISTRIBUTION OF THE EARTH'S FLORA
REPRESENTATIVES OF MOST KNOWN SPECIES OF PLANTS
CAN BE FOUND IN HERBARIA TODAY, CAREFULLY
MOUNTED ON SHEETS OF ARCHIVAL QUALITY PAPER,
LABELED WITH IMPORTANT INFORMATION ABOUT THEM,
AND STORED ON SHELVES IN CABINETS IN ESSENCE, A
HERBARIUM IS ANALOGOUS TO A LIBRARY OF CAREFULLY
PRESERVED PLANTS WHERE THE SPECIMENS THEMSELVES
AND THE LABELS ASSOCIATED WITH THEM PROVIDE A
WEALTH OF INFORMATION ONCE THEY HAVE BEEN "READ"
AND STUDIED BY SCIENTISTS THE SPECIMENS ARE THE
KEY TO UNDERSTANDING PLANT
RE LA TIO N SHIPS,GEO GRAPHIC DISTRIBUTIONS,
ECONOMIC USEFULNESS, EVEN THEIR MOLECULAR
MAKEUP AS WE LOSE NATURAL HABITATS THE WORLD
OVER, HERBARIA INCREASINGLY SERVE AS A RECORD OF
THE RECENT HISTORY OF PLANT LIFE, AND AS A
REPOSITORY OF PRECIOUS GENETIC INFORMATION
HERBARIA HOLD THE TOOLS FOR OUR UNDERSTANDING
OF THE PLANT WORLD MINERALOGICAL AND
GEOLOGICAL MUSEUM (WITHIN MUSEUM OF NATURAL
HISTORY)THE HARVARD MINERAL COLLECTION RANKS
AMONG THE WORLD'S FINEST DUE TO ITS VERY BROAD
REPRESENTATION, WEALTH OF RARE SPECIES, LARGE
NUMBER OF SPECIMENS DESCRIBED IN THE SCIENTIFIC
LITERATURE, AND THE QUALITY 0 F ITS DISPLAY
SPECIMENS A RICH SYSTEMATIC MINERAL COLLECTION
AND DISPLAYS OF GEMSTONES ARE THE PRINCIPAL
EXHIBITS IN THE MINERAL GALLERY THE MUSEUM IS
COMMITTED TO THE DEVELOPMENT AND PRESERVATION
0 F WORLD-CLASS C 0 LLECTIO N S 0 F MINERALS, GEMS,
ROCKS, ORES, AND METEORITES FOR RESEARCH,
EDUCATION, AND PUBLIC DISPLAY ITS EARLIEST
COLLECTIONS DATE BACK TO THE LATE 18TH CENTURY
THE MUSEUM CATERS TO THE NEEDS OF STUDENTS AND
FACULTY AT HARVARD UNIVERSITY AS WELL THE
GEOLOGICAL COMMUNITY AT LARGE BY SERVING AS A
UNIQUELY RICH RESOURCE OF MATERIALS AND
INFORMATION PEABODY MUSEUM OF ARCHAEOLOGY
AND ETHNOLOGY THE PEABODY MUSEUM OF
ARCHAEOLOGY AND ETHNOLOGY IS STEWARD TO ONE OF
THE OLDEST AND LARGEST COLLECTIONS OF CULTURAL
OBJECTS IN THE WESTERN HEMISPHERE SINCE THE LATE
NINETEENTH CENTURY, THE MUSEUM HAS PLAYED AN
ACTIVE PART IN THE HISTORY OF AMERICAN
ANTHROPOLOGY AND IN THE EVOLVING RELATIONSHIP
BETWEEN MUSEUMS AND NATIVE PEOPLES AS A
UNIVERSITY MUSEUM SITUATED IN AN ACADEMIC AND
REGIONAL COMMUNITY CENTRAL TO THE DEVELOPMENT
AND THE STUDY OF AMERICAN CIVIC CULTURE, THE
PEABODY STRIVES TO MAKE COLLECTIONS WIDELY
ACCESSIBLE AND ENGAGE ISSUES OF CONCERN TO
DIVERSE AUDIENCES TODAY, THE PEABODY HOUSES
MORE THAN SIX MILLION INDIVIDUAL OBJECTS, 500,000
PHOTOGRAPHIC IMAGES, AND SUBSTANTIAL ARCHIVAL
RECORDS STRONGEST IN THE CULTURES OF NORTH,
CENTRAL, AND SOUTH AMERICA, AND THE PACIFIC
ISLANDS, THE PEABODY IS ALSO CARETAKER TO
IMPORTANT COLLECTIONS FROM AFRICA, EUROPE, AND
ASIA COLLECTION TYPES INCLUDE ARCHAEOLOGY,
ETHNOGRAPHY, OSTEOLOGY, AND PAINTING, DRAWING,
AND PRINTS SEMITIC MUSEUM THE SEMITIC MUSEUM IS
HOME TO THE UNIVERSITY'S COLLECTIONS OF NEAR
EASTERN ARCHAEOLOGICAL ARTIFACTS THESE
A RTI FACTS C 0 M PRISE OVER 40,0 00 ITEMS, INC LU DING
POTTERY, CYLINDER SEALS, SCULPTURE, C 0 INS AND
CUNEIFORM TABLETS MANY ARE FROM MUSEUM-
SPONSORED EXCAVATIONS IN ISRAEL,JORDAN,IRAQ,
EGYPT,CYPRUS,ANDTUNISIA THE MUSEUM IS
DEDICATED TO THE USE OF THESE COLLECTIONS FOR
THE TEACHING, RESEARCH, AND PUBLICATION OF NEAR
EASTERN ARC HA EO LOGY, HISTORY, AND CULTURE
WARREN ANATOMICAL MUSEUM THE WARREN
ANATOMICAL MUSEUM'S PRESENT COLLECTION
CONTAINS APPROXIMATELY 15,000 ARTIFACTS AND
CASES INC LU DING A NATO MICA LAND PATH 0 LO GI CAL
PREPARATIONS, VARIOUS WAX, PAPER MACHE,AND DRY
PREPARATION ANATOMICAL MODELS, PHOTOGRAPHS,
PRINTS, PAINTINGS, AND DRAWINGS, MEDICAL
INSTRUMENTS AND MACHINES, AND OTHER MEDICAL
MEMORABILIA ALONG WITH THE WELL-KNOWN SKULL OF
PHINEAS GAGE, THE MUSEUM HOLDS MANY OTHER RARE
AND INTERESTING ITEMS AMONG THESE ARE THE
PHRENOLOGICAL COLLECTION OF JOHANN GASPAR
SPURZHEIM, THE BOSTON SOCIETY FOR MEDICAL
IMPROVEMENT COLLECTION, AND A W T G MORTON-
TYPE ETHER INHALER THE MUSEUM PROMOTES THE
COLLECTION FOR THE PURPOSES OF I'-1EDICAL
EDUCATION IN ALL FORMS WHENEVER POSSIBLE, BY
EXPANDING ITS SCOPE TO PROVIDE PUBLIC
PROGRAMMING AND EDUCATIONAL RESOURCES TO THE
LARGER COMMUNITY
PART IV, LINE lB AGENCY FUNDS REPRESENT AWARDS
UNDER WHICH HARVARD SERVES AS AN INTERMEDIARY
AGENT BETWEEN THE SPONSOR (USUALLY FEDERAL) AND
THE ULTIMATE THIRD PARTY RECIPIENT THE TRANSFER
OF THE ASSETS TO HARVARD IS NOT A CONTRIBUTION
RECEIVED BY HARVARD AND THE TRANSFER OF ASSETS
TO THE RECIPIENT IS NOT A CONTRIBUTION MADE BY
HARVARD HARVARD DRAWS DOWN ON ITS FEDERAL LINES
OF CREDIT MONTHLY TO COVER THOSE COSTS INCURRED
ON FEDERAL AWARDS THEREFORE, THERE IS NO
BEGINNING OR ENDING BALANCE FOR THESE AGENCY
FUNDS
PART V, LINE 4 THE PRIMARY GOAL OF THE ENDOWMENT
IS TO SUPPORT THE UNIVERSITY'S TEACHING AND
RESEARCH MISSION
PART X, LINE 2, FIN 48 EFFECTIVE JULY 1, 2007, THE
UNIVERSITY ADOPTED FASB INTERPRETATION NO 48,
ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES (FIN
48) FIN 48 SETS A MINIMUM THRESHOLD FOR FINANCIAL
STATEMENT RECOGNITION OF THE BENEFIT OF A TAX
POSITION TAKEN OR EXPECTED TO BE TAKEN IN A TAX
RETURN TAX POSITIONS FOR THE OPEN TAX YEARS AS OF
JUNE 30,2011 WERE REVIEWED AND IT WAS DETERMINED
THAT NO PROVISION FOR UNCERTAIN TAX PROVISONS
WAS REQUIRED ACCORDINGLY, THERE IS NO
DISCLOSURE IN THE JUNE 30,2011 FINANCIAL
STATEMENTS REGARDING UNCERTAIN TAX POSITIONS
I
Schedule D (Fonn 990) 2010
efile GRAPHIC rint - DO NOT PROCESS As Filed Data - DLN:93493132028712
SCHEDULE E
(Form 990 or 990-EZ)
Schools
OMB No 1545-0047
Department of the Treasury
Internal Revenue Serv1ce
.. complete if the organization answered "Yes" to Form 990, Part IV, line 13,
or Form 990-EZ, Part VI, line 48.
.,_Attach to Form 990 or Form 990-EZ.
2010
Open to Public
Inspection
Name of the organ1zat1on Employer identification number
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
04-2103580
1 Does the organ1zat1on have a rac1ally nond1scr1m1natory pol1cy toward students by statement 1n 1ts charter, bylaws,
other governing Instrument, or 1n a resolution of 1ts governing body7
2 Does the organ1zat1on Include a statement of 1ts rac1ally nond1scr1m1natory pol1cy toward students 1n all 1ts
brochures, catalogues, and other wr1tten commun1cat1ons w1th the public deal1ng w1th student adm1ss1ons,
programs, and scholarships?
3 Has the organ1zat1on publ1c1zed 1ts rac1ally nond1scr1m1natory pol1cy through newspaper or broadcast med1a dur1ng
the per1od of sol1c1tat1on for students, or dur1ng the reg1strat1on per1od 1f 1t has no sol1c1tat1on program, 1n a way
that makes the pol1cy known to all parts ofthe general commun1ty 1t serves? If"Yes," please descr1be If"No,"
please explain If you need more space use Part II
4 Does the organ1zat1on ma1nta1n the following?
a Records 1nd1cat1ng the rac1al compos1t1on of the student body, faculty, and adm1n1strat1ve staff7
b Records documenting that scholarships and other f1nanc1al assistance are awarded on a rac1ally nond1scr1m1natory
bas1s7
c Cop1es of all catalogues, brochures, announcements, and other wr1tten commun1cat1ons to the public deal1ng
w1th student adm1ss1ons, programs, and scholarships?
d Cop1es of all material used by the organ1zat1on or on 1ts behalf to sol1c1t contr1but1ons7
If you answered "No" to any of the above, please explain If you need more space, use Part II
S Does the organ1zat1on d1scr1m1nate by race 1n any way w1th respect to
a Students' r1ghts or pr1v1leges7
b Adm1ss1ons pol1c1es7
c Employment of faculty or adm1n1strat1ve staff7
d Scholarships or other f1nanc1al assistance?
e Educational pol1c1es7
f Use offac1l1t1es7
g Athletic programs?
h Other extracurncular act1v1t1es7
If you answered "Yes" to any of the above, please explain If you need more space, use Part II
6a Does the organ1zat1on rece1ve any f1nanc1al a1d or assistance from a governmental agency?
b Has the organ1zat1on's r1ght to such a1d ever been revoked or suspended?
If you answered "Yes" to e1ther l1ne 6a or l1ne 6b, explain on Part II
7 Does the organ1zat1on certify that 1t has complied w1th the applicable requirements ofsect1ons 4 01 through 4 05
of Rev Proc 75-50,1975-2 C B 587, cover1ng rac1al nondiSCrimination? If"No," explain on Part II
YES NO
1 Yes
2 Yes
3 No
4a Yes
4b Yes
4c Yes
4d Yes
Sa No
Sb No
Sc No
Sd No
Se No
Sf No
Sg No
Sh No
6a Yes
6b No
7 Yes
Paperwork Reduction Act Notice, see the Instructions for Form 990. Cat No 50085D Schedule E (Form 990 or 990-EZ) 2010
5 c he d u I e E (Form 9 9 0 or 9 9 0 E Z) 2 0 1 0 page 2
IUftilli Supplemental Information
Complete th1s part to prov1de the explanations requ1red by Part I, l1nes 3, 4d, Sh, 6b, and 7, as applicable Also complete th1s part to prov1de
any other add1t1onal 1nformat1on (see 1nstruct1ons)
Identifier Return Explanation
Reference
EXR._ANA TION OF SCHEDULEE, THE ORGANIZATION MEErS THE CRITERIA ESTABLISHED IN SECTION 4 0
NONDISCRIMINATORY RJLICY PART I, LINE 3 REVENUE PROCEDURE 75-50
PUBLICATION
EXR._ANA TION OF GOVERNMENT SCHEDULEE, THIS ORGANIZATION RECEIVES FUNDS FOR RESEARCH AND ADMINISTERS
FINANCIAL ASSISTANCE PART I, LINE6 FEDERAL AID PROGRAMS TO STUDENTS ENROLLED IN RJST-SECONDARY
EDUCATION
Schedule E (Form 990 or 990-EZ) 2010
efile GRAPHIC rint - DO NOT PROCESS As Filed Data - DLN:93493132028712
SCHEDULE F
(Form 990)
Statement of Activities Outside the United States
OMB No 1545-0047
Department of the Treasury
Internal Revenue Serv1ce
.,. Complete if the organization answered "Yes" to Form 990,
Part IV, line 14b, 15, or 16 .
.,. Attach to Form 990 . .,. See separate instructions.
2010
Open to Public
Inspection
Name of the organ1zat1on Employer identification number
PRES! DENT AND FELLOWS 0 FHA RVA RD COLLEGE
04-2103580
General Information on Activities Outside the United States. Complete 1f the organ1zat1on answered
"Yes" to Form 990 Part IV lme 14b.
1 For grantmakers. Does the organ1zat1on mamta1n records to substantiate the amount of the grants or
ass1stance, the grantees' el1glbil1ty for the grants or ass1stance, and the select1on cntena used to award
the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . F Yes I No
2 For grantmakers. Descnbe 1n Part V the organ1zat1on's procedures for mon1tonng the use of grant funds outside the
U n1ted States
3 Act1v1tes per Reg1on (Use Part V 1f add1t1onal space 1s needed)
(a) Reg1on (b) Number of (c) Number of (d) Act1v1t1es conducted 1n (e) If act1v1ty listed 1n (d) 1s
off1ces 1n the employees or reg1on (by type) (e g , a program serv1ce, descnbe
reg1on agents 1n reg 1on or fundra1s1ng, program speCific type of
Independent serv1ces, Investments, grants serv1ce(s) 1n reg1on
contractors to reCipients located 1n the
req1on)
See Add'l Data
3a Sub-total 1 33
b Total from cont1nuat1on sheets
7
to Part I 88
c Totals (add l1nes 3a and 3b) 8 121
(f) Total
expenditures for
reg 1on/ Investments
1n reg1on
3,446,761
1,346,302,401
1 349 749 162
For Privac Act and Pa erwork Reduction Act Notice, see the Instructions for Form 990. Cat No 50082W Schedule F Form 990 2010
5 c he d u I e F (Form 9 9 0 ) 2 0 1 0 Page 2
liifilil Grants and Other Assistance to Organizations or Entities Outside the United States. Complete 1f the organ1zat1on answered "Yes" to Form 990,
Part IV, I me 15, for any rec1p1ent who rece1ved more than $5,000. Check th1s box 1f no one rec1p1ent rece1ved more than $5,000 . . . . . . . . ,... I
Use Part V 1f add1t1onal space IS needed.
1 (b) IRS code (c) Reg1on (d) Purpose of (e) Amount of (f) Manner of (g) A mount of (h) Descnpt1on (i) Method of
(a) Name of sect1on grant cash grant cash of non-cash of non-cash valuation
organ 1zat1 on and EIN (If disbursement assistance assistance (book, FMV,
applicable) appraisal, other)
See Add'l
Data
2 Enter total number of rec1p1ent organ1zat1ons listed above that are recogn1zed as chant1es by the fore1gn country, recogn1zed as
tax-exempt by the IRS, or for wh1ch the grantee or counsel has prov1ded a sect1on 501(c)(3) equ1valency letter . ,...
64
3 Enter total number of other organ1zat1ons or ent1t1es . . ....
27
Schedule F (Form 990) 2010
5 c he d u I e F (Form 9 9 0 ) 2 0 1 0 page 3
1@101 Grants and Other Assistance to Individuals Outside the United States. Complete 1f the organ1zat1on answered "Yes" to Form 990, Part IV, line 16.
Use Part V 1f add1t1onal space IS needed.
(a) Type of grant or (b) Reg1on (c) Number of (d) A mount of (e) Mannerofcash (f) A mount of (g) Descnpt1on (h) Method of
assistance rec1p1ents cash grant disbursement non-cash of non-cash valuation
assistance assistance (book, FMV,
appraisal, other)
See Add'l Data
Schedule F (Form 990) 2010
5 c he d u I e F (Form 9 9 0 ) 2 0 1 0 Page 4
IUffil4fj Foreign Forms
1 Was the organ1zat1on aU 5 transferor of property to a fore1gn corporation dunng the tax year7 If "Yes," the
orgamzat1on may be requ1red to file Form 926 (see instructions for Form 926) I
Yes p- No
2 D1d the organ1zat1on have an Interest 1n a fore1gn trust dunng the tax year7 If" Yes," the orgamzat1on may be
required to file Form 3520 and/or Form 3520-A. (see instructions for Forms 3520 and 3520-A) I
Yes p- No
3 D1d the organ1zat1on have an ownership Interest 1n a fore1gn corporation dunng the tax year7 If "Yes," the
orgamzat1on may be requ1red to file Form 5471, Information Return of U.S. Persons w1th respect to Certain Fore1gn
Corporations. (see instructions for Form 5471)
p- Yes
I
No
4 Was the organ1zat1on a d1rect or 1nd1rect shareholder of a pass1ve fore1gn Investment company or a qual1f1ed
elect1ng fund dunng the tax year7 If "Yes," the orgamzat1on may be required to file Form 8621, Return by a
Shareholder of a Pass1ve Fore1gn Investment Company or Qualified Electing Fund. (see instructions for Form 8621)
p- Yes
I
No
5 D1d the organ1zat1on have an ownership Interest 1n a fore1gn partnership dunng the tax year7 If "Yes," the
orgamzat1on may be requ1red to file Form 8865, Return of U.S. Persons w1th respect to Certain Fore1gn Partnerships.
(see instructions for Form 8865)
p- Yes
I
No
6 D1d the organ1zat1on have any operations 1n or related to any boycotting countnes dunng the tax year7 If "Yes,"
the orgamzat1on may be requ1red to file Form 5713, International Boycott Report (see instructions for Form
5713).
p- Yes
I
No
Schedule F (Form 990) 2010
5 c he d u I e F (Form 9 9 0 ) 2 0 1 0 Page 5
IQffilfl Supplemental Information
Complete th1s part to prov1de the mformat1on (see mstruct1ons) requ1red m Part I, line 2, and any add1t1onal
mformat1on.
Identifier Return Explanation
Reference
PROCEDURE SCHEDULE F, PART I, LINE 2 ALL DISBURSEMENTS MADE BY THIS INSTITUTION IN FURTHERANCE OF ITS
FOR EXEMPT PROGRAMS ARE REVIEWED AND APPROVED BY DULY CONSTITUTED COMMITIEES OR INDIVIDUALS
MONITORING ALL SCHOLARSHIPS AND STUDENT LOANS ARE REVIEWED AND APPROVED BY HARVARD'S FINANCIAL AID
GRANTS OFFICES IN ADDITION, HARVARD UNIVERSITY IS RESPONSIBLE FOR THE PROGRAMMA TIC AND FINANCIAL
OUTSIDE THE MONITORING OF ITS SPONSORED RESEARCH AWARD SUB RECIPIENTS PRINCIPAL INVESTIGATORS AND
us PROJECT STAFF PERFORM ONGOING REVIEWS OF PROJECT ACTIVITIES IN ADDITION, ON AN ANNUAL BASIS,
UNIVERSITY RESEARCH ADMINISTRATORS REVIEW ALL ACTIVE SUBCONTRACTS AND INQUIRE FURTHER
INTO THOSE THAT ARE DEEMED TO REQUIRE CLOSER SCRUTINY IN LIGHT OF A VARIETY OF A TIRIBUTES
UPON IDENTIFICATION OF SUBRECIPIENTS THAT MANDATE CLOSER SCRUTINY, HARVARD IMPLEMENTS
ADDITIONAL MONITORING ACTIONS TO ENSURE COMPLIANCE WITH SUBAGREEMENT PERFORMANCE,
FINANCIAL TERMS AND CONDITIONS, AND WITH ALL APPLICABLE FEDERAL RULES AND REGULATIONS
DURING 2010 AND 2011, HARVARD, ACCORDING TO TRANSITION PLANS COORDINATED WITH THEUS
GOVERNMENT, CONTINUED THE TRANSITION OF ITS ROLE AS PRIME RECIPIENT OF THE PEPFAR GRANT TO
LOCALLY CHARTERED, NOT-FOR-PROFIT ENTITIES IN NIGERIA, TANZANIA, AND BOTSWANA THAT HAD BEEN
CREATED BY HARVARD FOR THIS PURPOSE THE LOCAL ENTITIES (A PIN IN NIGERIA, BHP IN BOTSWANA, AND
MDH IN TANZANIA) ARE STAFFED PRIMARILY BY CITIZENS OF THOSE COUNTRIES, AND CITIZENS OF THOSE
COUNTRIES ALSO COMPRISE MAJORITIES OF EACH OF THE BOARDS OF DIRECTORS BY THE END OF 2012, IT
IS PROJECTED THAT APPROXIMATELY 90 PERCENT OF HARVARD'S PEPFAR FUNDING FROM HHS WILL HAVE
TRANSITIONED TO THESE LOCAL ENTITIES AS PRIME GRANT RECIPIENTS FOR THIS REASON, AND AS PART
OF A DELIBERATE PLAN FOR BUILDING LOCAL CAPACITY AND PROMOTING PROGRAM SUSTAINABILITY,
HARVARD'S OWN FUNDING, AND HENCE ITS SUBCONTRACTS TO PUBLIC HEALTH ENTITIES IN AFRICA,
DECLINED SIGNIFICANTLY DURING 2011, AND WILL CONTINUE AN EVEN SHARPER DECLINE DURING 2012
Schedule F (Form 990) 2010
Additional Data
Software ID:
Software Version:
EIN: 04-2103580
Name: PRESIDENT AND FELLOWS OF HARVARD COLLEGE
Form 990 Schedule F Part I - Activities Outside The United States
(a) Reg1on (b) Number of (c) Number of (d) Act1v1t1es (e) Ifact1v1ty l1sted 1n (f) Total expenditures
off1ces 1n the employees or conducted 1n reg1on (by (d) 1s a program serv1ce, for reg1on
reg1on agents 1n type) (1 e, fundra1s1ng, descnbe spec1f1c type of
reg1on program serv1ces, serv1ce(s) 1n reg1on
grants to rec1p1ents
located 1n the reg1on)
CENTRAL AMERICA AND
0
0 GRANTMAKING 97,0 91
THE CARIBBEAN
CENTRAL AMERICA AND
0
0 PROGRAM SERVICES ACADEMIC SUPPORT 42,5 26
THE CARIBBEAN
CENTRAL AMERICA AND
0
0 PROGRAM SERVICES INSTRUCTION 86,566
THE CARIBBEAN
CENTRAL AMERICA AND
1
33 PROGRAM SERVICES RESEARCH AND OTHER 286,298
THE CARIBBEAN ACADEMIC ACTIVITY
EAST ASIA AND THE
0
0 FUNDRAISING 34,748
PACIFIC
EAST ASIA AND THE
0
0 GRANTMAKING 2,258,951
PACIFIC
EAST ASIA AND THE
0
0 PROGRAM SERVICES SERVICE CENTERS 30,984
PACIFIC
EAST ASIA AND THE
0
0 PROGRAM SERVICES ACADEMIC SUPPORT 609,597
PACIFIC
EAST ASIA AND THE
0
0 PROGRAM SERVICES INSTITUTIONAL 2 5,4 9 2
PACIFIC SUPPORT
EAST ASIA AND THE
0
0 PROGRAM SERVICES INSTRUCTION 6,013,2 94
PACIFIC
EAST ASIA AND THE
3
15 PROGRAM SERVICES RESEARCH AND OTHER 6,316,553
PACIFIC ACADEMIC ACTIVITY
EAST ASIA AND THE
0
0 PROGRAM SERVICES STUDENT SERVICES 76,750
PACIFIC
EAST ASIA AND THE
0
0 INVESTMENTS 503,750,638
PACIFIC
EUROPE (INCLUDING
0
0 FUNDRAISING 110,34 2
ICELAND & GREENLAND)
EUROPE (INCLUDING
0
0 GRANTMAKING 5,750,136
ICELAND & GREENLAND)
EUROPE (INCLUDING
0
0 PROGRAM SERVICES SERVICE CENTERS 300,089
ICELAND & GREENLAND)
EUROPE (INCLUDING
0
0 PROGRAM SERVICES ACADEMIC SUPPORT 1,099,443
ICELAND & GREENLAND)
EUROPE (INCLUDING
0
0 PROGRAM SERVICES INSTITUTIONAL 2 31,5 7 6
ICELAND & GREENLAND) SUPPORT
EUROPE (INCLUDING
0
0 PROGRAM SERVICES INSTRUCTION 4,250,663
ICELAND & GREENLAND)
EUROPE (INCLUDING
2
55 PROGRAM SERVICES RESEARCH AND OTHER 5,5 26,158
ICELAND & GREENLAND) ACADEMIC ACTIVITY
EUROPE (INCLUDING
0
0 PROGRAM SERVICES STUDENT SERVICES 345,170
ICELAND & GREENLAND)
EUROPE (INCLUDING
0
0 INVESTMENTS 558,779,055
ICELAND & GREENLAND)
MIDDLE EAST AND NORTH
0
0 GRANTMAKING 248,233
AFRICA
MIDDLE EAST AND NORTH
0
0 PROGRAM SERVICES SERVICE CENTERS 21,8 94
AFRICA
MIDDLE EAST AND NORTH
0
0 PROGRAM SERVICES ACADEMIC SUPPORT 41,727
AFRICA
MIDDLE EAST AND NORTH
0
0 PROGRAM SERVICES INSTITUTIONAL 8,224
AFRICA SUPPORT
MIDDLE EAST AND NORTH
0
0 PROGRAM SERVICES INSTRUCTION 658,668
AFRICA
MIDDLE EAST AND NORTH
1
1 PROGRAM SERVICES RESEARCH AND OTHER 73,013
AFRICA ACADEMIC ACTIVITY
MIDDLE EAST AND NORTH
0
0 PROGRAM SERVICES STUDENT SERVICES 52,9 7 0
AFRICA
MIDDLE EAST AND NORTH
0
0 INVESTMENTS 4,973,914
AFRICA
NORTH AMERICA
0
0 FUNDRAISING 2 9,0 2 8
NORTH AMERICA
0
0 GRANTMAKING 456,828
NORTH AMERICA
0
0 PROGRAM SERVICES SERVICE CENTERS 189,610
NORTH AMERICA
0
0 PROGRAM SERVICES ACADEMIC SUPPORT 478,187
NORTH AMERICA
0
0 PROGRAM SERVICES INSTITUTIONAL 26,3 61
SUPPORT
NORTH AMERICA
0
0 PROGRAM SERVICES INSTRUCTION 569,045
NORTH AMERICA
0
1 PROGRAM SERVICES RESEARCH AND OTHER 607,8 74
ACADEMIC ACTIVITY
NORTH AMERICA
0
0 PROGRAM SERVICES STUDENT SERVICES 21,34 0
NORTH AMERICA
0
0 INVESTMENTS 53,4 26,2 81
RUSSIA & THE NEWLY
0
0 GRANTMAKING 148,856
INDEPENDENT STATES
RUSSIA & THE NEWLY
0
0 PROGRAM SERVICES SERVICE CENTERS 70
INDEPENDENT STATES
RUSSIA & THE NEWLY
0
0 PROGRAM SERVICES ACADEMIC SUPPORT 3 5,3 2 9
INDEPENDENT STATES
RUSSIA & THE NEWLY
0
0 PROGRAM SERVICES INSTRUCTION 82,399
INDEPENDENT STATES
RUSSIA & THE NEWLY
0
0 PROGRAM SERVICES RESEARCH AND OTHER 27,066
INDEPENDENT STATES ACADEMIC ACTIVITY
RUSSIA & THE NEWLY
0
0 PROGRAM SERVICES STUDENT SERVICES 8,7 34
INDEPENDENT STATES
RUSSIA & THE NEWLY
0
0 INVESTMENTS 12,337,346
INDEPENDENT STATES
SOUTH AMERICA
0
0 FUNDRAISING 985
SOUTH AMERICA
0
0 GRANTMAKING 1,378,173
SOUTH AMERICA
0
0 PROGRAM SERVICES SERVICE CENTERS 11,9 7 5
SOUTH AMERICA
0
0 PROGRAM SERVICES ACADEMIC SUPPORT 611,5 7 8
SOUTH AMERICA-
0
0 PROGRAM SERVICES INSTITUTIONAL 7,771
ARGENTINA, BOLIVIA, SUPPORT
SOUTH AMERICA
0
0 PROGRAM SERVICES INSTRUCTION 1,4 76,406
SOUTH AMERICA
1
2 PROGRAM SERVICES RESEARCH AND OTHER 1,195,471
ACADEMIC ACTIVITY
SOUTH AMERICA
0
0 PROGRAM SERVICES STUDENT SERVICES 11,719
SOUTH AMERICA
0
0 INVESTMENTS 55,596,180
SOUTH ASIA
0
0 FUNDRAISING 5,000
SOUTH ASIA
0
0 GRANTMAKING 1,079,492
SOUTH ASIA-
0
0 PROGRAM SERVICES SERVICE CENTERS 512
AFGHANISTAN,
BANGLADESH,
SOUTH ASIA
0
0 PROGRAM SERVICES ACADEMIC SUPPORT 52,3 8 2
SOUTH ASIA
0
0 PROGRAM SERVICES INSTITUTIONAL 572
SUPPORT
SOUTH ASIA
0
0 PROGRAM SERVICES INSTRUCTION 1,179,238
SOUTH ASIA
0
1 PROGRAM SERVICES RESEARCH AND OTHER 1,4 21,134
ACADEMIC ACTIVITY
SOUTH ASIA
0
0 PROGRAM SERVICES STUDENT SERVICES 211,4 2 8
SOUTH ASIA
0
0 INVESTMENTS 11,767,590
SUB-SAHARAN AFRICA
0
13 GRANTMAKING 32,824,954
SUB-SAHARAN AFRICA
0
0 PROGRAM SERVICES SERVICES CENTERS 12,8 72
SUB-SAHARAN AFRICA
0
0 PROGRAM SERVICES ACADEMIC SUPPORT 154,2 9 0
SUB-SAHARAN AFRICA
0
0 PROGRAM SERVICES INSTRUCTION 913,491
SUB-SAHARAN AFRICA
0
0 PROGRAM SERVICES RESEARCH AND OTHER 3,796,940
ACADEMIC ACTIVITY
SUB-SAHARAN AFRICA-
0
0 PROGRAM SERVICES STUDENT SERVICES 5,3 25
ANGOLA,
SUB-SAHARAN AFRICA
0
0 INVESTMENTS 6 5,4 88,5 6 7
Form 990 Schedule F Part II - Grants or Entities Outside The United States
(b) IRS code
(g) Amount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) Amount of (f) Manner of
cash non-cash
valuation
organ1zat1on and EIN(1f cash grant cash disbursement (book, FM V,
applicable)
assistance assistance
appraisal, other)
SUB-SAHARAN SPONSORED 7,554,973
AFRICA RESEARCH SUB-
AWARD
SUB-SAHARAN SPONSORED 6,6 56,6 61
AFRICA RESEARCH SUB-
AWARD
Form 990 Schedule F Part II- Grants or Entities Outside The United States
(b) IRS code
(g) A mount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) Amount of (f) Manner of
cash non-cash
valuation
organ1zat1on and EIN(1f cash grant cash disbursement (book, FMV,
applicable)
assistance assistance
appraisal, other)
SUB-SAHARAN SPONSORED 3,800,680
AFRICA RESEARCH SUB-
AWARD
SUB-SAHARAN SPONSORED 2,324,480
AFRICA RESEARCH SUB-
AWARD
Form 990 Schedule F Part II- Grants or Entities Outside The United States
(b) IRS code
(g) A mount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) Amount of (f) Manner of
cash non-cash
valuation
organ1zat1on and EIN(1f cash grant cash disbursement (book, FMV,
applicable)
assistance assistance
appraisal, other)
SUB-SAHARAN SPONSORED 1,920,370
AFRICA RESEARCH SUB-
AWARD
SUB-SAHARAN SPONSORED 1,898,338
AFRICA RESEARCH SUB-
AWARD
Form 990 Schedule F Part II- Grants or Entities Outside The United States
(b) IRS code
(g) A mount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) Amount of (f) Manner of
cash non-cash
valuation
organ1zat1on and EIN(1f cash grant cash disbursement (book, FMV,
applicable)
assistance assistance
appraisal, other)
SUB-SAHARAN SPONSORED 1,624,173
AFRICA RESEARCH SUB-
AWARD
SUB-SAHARAN SPONSORED 1,581,718
AFRICA RESEARCH SUB-
AWARD
Form 990 Schedule F Part II- Grants or Entities Outside The United States
(b) IRS code
(g) A mount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) Amount of (f) Manner of
cash non-cash
valuation
organ1zat1on and EIN(1f cash grant cash disbursement (book, FMV,
applicable)
assistance assistance
appraisal, other)
SUB-SAHARAN SPONSORED 1,150,599
AFRICA RESEARCH SUB-
AWARD
SUB-SAHARAN SPONSORED 1,039,970
AFRICA RESEARCH SUB-
AWARD
Form 990 Schedule F Part II- Grants or Entities Outside The United States
(b) IRS code
(g) A mount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) Amount of (f) Manner of
cash non-cash
valuation
organ1zat1on and EIN(1f cash grant cash disbursement (book, FMV,
applicable)
assistance assistance
appraisal, other)
SUB-SAHARAN SPONSORED 989,616
AFRICA RESEARCH SUB-
AWARD
SUB-SAHARAN SPONSORED 812,959
AFRICA RESEARCH SUB-
AWARD
Form 990 Schedule F Part II- Grants or Entities Outside The United States
(b) IRS code
(g) A mount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) Amount of (f) Manner of
cash non-cash
valuation
organ1zat1on and EIN(1f cash grant cash disbursement (book, FMV,
applicable)
assistance assistance
appraisal, other)
SUB-SAHARAN SPONSORED 311,211
AFRICA RESEARCH SUB-
AWARD
SUB-SAHARAN SPONSORED 305,298
AFRICA RESEARCH SUB-
AWARD
Form 990 Schedule F Part II- Grants or Entities Outside The United States
(b) IRS code
(g) A mount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) Amount of (f) Manner of
cash non-cash
valuation
organ1zat1on and EIN(1f cash grant cash disbursement (book, FMV,
applicable)
assistance assistance
appraisal, other)
SUB-SAHARAN SPONSORED 235,985
AFRICA RESEARCH SUB-
AWARD
SUB-SAHARAN SPONSORED 191,764
AFRICA RESEARCH SUB-
AWARD
Form 990 Schedule F Part II- Grants or Entities Outside The United States
(b) IRS code
(g) A mount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) Amount of (f) Manner of
cash non-cash
valuation
organ1zat1on and EIN(1f cash grant cash disbursement (book, FMV,
applicable)
assistance assistance
appraisal, other)
SUB-SAHARAN SPONSORED 137,031
AFRICA RESEARCH SUB-
AWARD
SUB-SAHARAN SPONSORED 64,007
AFRICA RESEARCH SUB-
AWARD
Form 990 Schedule F Part II- Grants or Entities Outside The United States
(b) IRS code
(g) A mount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) Amount of (f) Manner of
cash non-cash
valuation
organ1zat1on and EIN(1f cash grant cash disbursement (book, FMV,
applicable)
assistance assistance
appraisal, other)
SUB-SAHARAN SPONSORED 53,0 21
AFRICA RESEARCH SUB-
AWARD
SUB-SAHARAN SPONSORED 40,000
AFRICA RESEARCH SUB-
AWARD
Form 990 Schedule F Part II- Grants or Entities Outside The United States
(b) IRS code
(g) A mount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) Amount of (f) Manner of
cash non-cash
valuation
organ1zat1on and EIN(1f cash grant cash disbursement (book, FMV,
applicable)
assistance assistance
appraisal, other)
SUB-SAHARAN SPONSORED 39,35 2
AFRICA RESEARCH SUB-
AWARD
SUB-SAHARAN SPONSORED 2 3,296
AFRICA RESEARCH SUB-
AWARD
Form 990 Schedule F Part II- Grants or Entities Outside The United States
(b) IRS code
(g) A mount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) Amount of (f) Manner of
cash non-cash
valuation
organ1zat1on and EIN(1f cash grant cash disbursement (book, FMV,
applicable)
assistance assistance
appraisal, other)
SUB-SAHARAN SPONSORED 10,6 91
AFRICA RESEARCH SUB-
AWARD
EUROPE SPONSORED 591,774
RESEARCH SUB-
AWARD
Form 990 Schedule F Part II- Grants or Entities Outside The United States
(b) IRS code
(g) A mount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) Amount of (f) Manner of
cash non-cash
valuation
organ 1zat1 on and EIN(1f cash grant cash disbursement (book, FMV,
applicable)
assistance assistance
appraisal, other)
EUROPE SPONSORED 462,6 21
RESEARCH SUB-
AWARD
EUROPE SPONSORED 381,380
RESEARCH SUB-
AWARD
Form 990 Schedule F Part II- Grants or Entities Outside The United States
(b) IRS code
(g) A mount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) Amount of (f) Manner of
cash non-cash
valuation
organ 1zat1 on and EIN(1f cash grant cash disbursement (book, FMV,
applicable)
assistance assistance
appraisal, other)
EUROPE SPONSORED 315,560
RESEARCH SUB-
AWARD
EUROPE SPONSORED 258,923
RESEARCH SUB-
AWARD
Form 990 Schedule F Part II- Grants or Entities Outside The United States
(b) IRS code
(g) A mount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) Amount of (f) Manner of
cash non-cash
valuation
organ 1zat1 on and EIN(1f cash grant cash disbursement (book, FMV,
applicable)
assistance assistance
appraisal, other)
EUROPE SPONSORED 243,400
RESEARCH SUB-
AWARD
EUROPE SPONSORED 200,000
RESEARCH SUB-
AWARD
Form 990 Schedule F Part II- Grants or Entities Outside The United States
(b) IRS code
(g) A mount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) Amount of (f) Manner of
cash non-cash
valuation
organ 1zat1 on and EIN(1f cash grant cash disbursement (book, FMV,
applicable)
assistance assistance
appraisal, other)
EUROPE SPONSORED 196,0 59
RESEARCH SUB-
AWARD
EUROPE SPONSORED 188,145
RESEARCH SUB-
AWARD
Form 990 Schedule F Part II- Grants or Entities Outside The United States
(b) IRS code
(g) A mount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) Amount of (f) Manner of
cash non-cash
valuation
organ 1zat1 on and EIN(1f cash grant cash disbursement (book, FMV,
applicable)
assistance assistance
appraisal, other)
EUROPE SPONSORED 132,232
RESEARCH SUB-
AWARD
EUROPE SPONSORED 93,200
RESEARCH SUB-
AWARD
Form 990 Schedule F Part II- Grants or Entities Outside The United States
(b) IRS code
(g) A mount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) Amount of (f) Manner of
cash non-cash
valuation
organ 1zat1 on and EIN(1f cash grant cash disbursement (book, FMV,
applicable)
assistance assistance
appraisal, other)
EUROPE SPONSORED 81,6 22
RESEARCH SUB-
AWARD
EUROPE SPONSORED 68,015
RESEARCH SUB-
AWARD
Form 990 Schedule F Part II- Grants or Entities Outside The United States
(b) IRS code
(g) A mount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) Amount of (f) Manner of
cash non-cash
valuation
organ 1zat1 on and EIN(1f cash grant cash disbursement (book, FMV,
applicable)
assistance assistance
appraisal, other)
EUROPE SPONSORED 62,467
RESEARCH SUB-
AWARD
EUROPE SPONSORED 53,412
RESEARCH SUB-
AWARD
Form 990 Schedule F Part II- Grants or Entities Outside The United States
(b) IRS code
(g) A mount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) Amount of (f) Manner of
cash non-cash
valuation
organ 1zat1 on and EIN(1f cash grant cash disbursement (book, FMV,
applicable)
assistance assistance
appraisal, other)
EUROPE SPONSORED 39,214
RESEARCH SUB-
AWARD
EUROPE SPONSORED 33,5 27
RESEARCH SUB-
AWARD
Form 990 Schedule F Part II- Grants or Entities Outside The United States
(b) IRS code
(g) A mount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) Amount of (f) Manner of
cash non-cash
valuation
organ 1zat1 on and EIN(1f cash grant cash disbursement (book, FMV,
applicable)
assistance assistance
appraisal, other)
EUROPE SPONSORED 28,0 50
RESEARCH SUB-
AWARD
EUROPE SPONSORED 20,400
RESEARCH SUB-
AWARD
Form 990 Schedule F Part II- Grants or Entities Outside The United States
(b) IRS code
(g) A mount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) Amount of (f) Manner of
cash non-cash
valuation
organ 1zat1 on and EIN(1f cash grant cash disbursement (book, FMV,
applicable)
assistance assistance
appraisal, other)
EUROPE CHARITABLE 15,000
CONTRIBUTION
EAST ASIA AND SPONSORED 479,182
THE PACIFIC RESEARCH SUB-
AWARD
Form 990 Schedule F Part II- Grants or Entities Outside The United States
(b) IRS code
(g) A mount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) Amount of (f) Manner of
cash non-cash
valuation
organ 1zat1 on and EIN(1f cash grant cash disbursement (book, FMV,
applicable)
assistance assistance
appraisal, other)
EAST ASIA AND SPONSORED 37 3,810
THE PACIFIC RESEARCH SUB-
AWARD
EAST ASIA AND SPONSORED 225,993
THE PACIFIC RESEARCH SUB-
AWARD
Form 990 Schedule F Part II- Grants or Entities Outside The United States
(b) IRS code
(g) A mount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) Amount of (f) Manner of
cash non-cash
valuation
organ 1zat1 on and EIN(1f cash grant cash disbursement (book, FMV,
applicable)
assistance assistance
appraisal, other)
EAST ASIA AND SPONSORED 204,456
THE PACIFIC RESEARCH SUB-
AWARD
EAST ASIA AND SPONSORED 124,840
THE PACIFIC RESEARCH SUB-
AWARD
Form 990 Schedule F Part II- Grants or Entities Outside The United States
(b) IRS code
(g) A mount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) Amount of (f) Manner of
cash non-cash
valuation
organ 1zat1 on and EIN(1f cash grant cash disbursement (book, FMV,
applicable)
assistance assistance
appraisal, other)
EAST ASIA AND SPONSORED 115,587
THE PACIFIC RESEARCH SUB-
AWARD
EAST ASIA AND SPONSORED 83,462
THE PACIFIC RESEARCH SUB-
AWARD
Form 990 Schedule F Part II- Grants or Entities Outside The United States
(b) IRS code
(g) A mount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) Amount of (f) Manner of
cash non-cash
valuation
organ 1zat1 on and EIN(1f cash grant cash disbursement (book, FMV,
applicable)
assistance assistance
appraisal, other)
EAST ASIA AND SPONSORED 53,2 97
THE PACIFIC RESEARCH SUB-
AWARD
EAST ASIA AND SPONSORED 50,000
THE PACIFIC RESEARCH SUB-
AWARD
Form 990 Schedule F Part II- Grants or Entities Outside The United States
(b) IRS code
(g) A mount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) Amount of (f) Manner of
cash non-cash
valuation
organ 1zat1 on and EIN(1f cash grant cash disbursement (book, FMV,
applicable)
assistance assistance
appraisal, other)
EAST ASIA AND SPONSORED 44,044
THE PACIFIC RESEARCH SUB-
AWARD
EAST ASIA AND SPONSORED 30,996
THE PACIFIC RESEARCH SUB-
AWARD
Form 990 Schedule F Part II- Grants or Entities Outside The United States
(b) IRS code
(g) A mount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) Amount of (f) Manner of
cash non-cash
valuation
organ1zat1on and EIN(1f cash grant cash disbursement (book, FMV,
applicable)
assistance assistance
appraisal, other)
EAST ASIA AND SPONSORED 18,659
THE PACIFIC RESEARCH SUB-
AWARD
SOUTH AMERICA SPONSORED 872,285
RESEARCH SUB-
AWARD
Form 990 Schedule F Part II- Grants or Entities Outside The United States
(b) IRS code
(g) A mount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) Amount of (f) Manner of
cash non-cash
valuation
organ1zat1on and EIN(1f cash grant cash disbursement (book, FMV,
applicable)
assistance assistance
appraisal, other)
SOUTH AMERICA SPONSORED 106,14 7
RESEARCH SUB-
AWARD
SOUTH AMERICA SPONSORED 100,000
RESEARCH SUB-
AWARD
Form 990 Schedule F Part II- Grants or Entities Outside The United States
(b) IRS code
(g) A mount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) Amount of (f) Manner of
cash non-cash
valuation
organ1zat1on and EIN(1f cash grant cash disbursement (book, FMV,
applicable)
assistance assistance
appraisal, other)
SOUTH AMERICA SPONSORED 31,000
RESEARCH SUB-
AWARD
SOUTH AMERICA SPONSORED 28,500
RESEARCH SUB-
AWARD
Form 990 Schedule F Part II- Grants or Entities Outside The United States
(b) IRS code
(g) A mount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) Amount of (f) Manner of
cash non-cash
valuation
organ1zat1on and EIN(1f cash grant cash disbursement (book, FMV,
applicable)
assistance assistance
appraisal, other)
SOUTH AMERICA SPONSORED 2 5,000
RESEARCH SUB-
AWARD
SOUTH AMERICA SPONSORED 24,160
RESEARCH SUB-
AWARD
Form 990 Schedule F Part II- Grants or Entities Outside The United States
(b) IRS code
(g) A mount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) Amount of (f) Manner of
cash non-cash
valuation
organ1zat1on and EIN(1f cash grant cash disbursement (book, FMV,
applicable)
assistance assistance
appraisal, other)
SOUTH AMERICA SPONSORED 23,500
RESEARCH SUB-
AWARD
SOUTH AMERICA SPONSORED 18,534
RESEARCH SUB-
AWARD
Form 990 Schedule F Part II- Grants or Entities Outside The United States
(b) IRS code
(g) A mount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) Amount of (f) Manner of
cash non-cash
valuation
organ1zat1on and EIN(1f cash grant cash disbursement (book, FMV,
applicable)
assistance assistance
appraisal, other)
SOUTH AMERICA SPONSORED 18,000
RESEARCH SUB-
AWARD
SOUTH AMERICA SPONSORED 16,000
RESEARCH SUB-
AWARD
Form 990 Schedule F Part II- Grants or Entities Outside The United States
(b) IRS code
(g) A mount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) Amount of (f) Manner of
cash non-cash
valuation
organ1zat1on and EIN(1f cash grant cash disbursement (book, FMV,
applicable)
assistance assistance
appraisal, other)
SOUTH AMERICA SPONSORED 15,610
RESEARCH SUB-
AWARD
SOUTH AMERICA SPONSORED 14,601
RESEARCH SUB-
AWARD
Form 990 Schedule F Part II- Grants or Entities Outside The United States
(b) IRS code
(g) A mount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) Amount of (f) Manner of
cash non-cash
valuation
organ1zat1on and EIN(1f cash grant cash disbursement (book, FMV,
applicable)
assistance assistance
appraisal, other)
SOUTH AMERICA SPONSORED 13,000
RESEARCH SUB-
AWARD
SOUTH AMERICA SPONSORED 12,500
RESEARCH SUB-
AWARD
Form 990 Schedule F Part II- Grants or Entities Outside The United States
(b) IRS code
(g) A mount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) Amount of (f) Manner of
cash non-cash
valuation
organ1zat1on and EIN(1f cash grant cash disbursement (book, FMV,
applicable)
assistance assistance
appraisal, other)
SOUTH AMERICA SPONSORED 10,744
RESEARCH SUB-
AWARD
SOUTH AMERICA SPONSORED 9,235
RESEARCH SUB-
AWARD
Form 990 Schedule F Part II- Grants or Entities Outside The United States
(b) IRS code
(g) A mount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) Amount of (f) Manner of
cash non-cash
valuation
organ1zat1on and EIN(1f cash grant cash disbursement (book, FMV,
applicable)
assistance assistance
appraisal, other)
SOUTH AMERICA SPONSORED 8,800
RESEARCH SUB-
AWARD
SOUTH AMERICA SPONSORED 8,800
RESEARCH SUB-
AWARD
Form 990 Schedule F Part II- Grants or Entities Outside The United States
(b) IRS code
(g) A mount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) Amount of (f) Manner of
cash non-cash
valuation
organ 1zat1 on and EIN(1f cash grant cash disbursement (book, FMV,
applicable)
assistance assistance
appraisal, other)
SOUTH ASIA SPONSORED 217,0 23
RESEARCH SUB-
AWARD
SOUTH ASIA SPONSORED 200,247
RESEARCH SUB-
AWARD
Form 990 Schedule F Part II- Grants or Entities Outside The United States
(b) IRS code
(g) A mount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) Amount of (f) Manner of
cash non-cash
valuation
organ 1zat1 on and EIN(1f cash grant cash disbursement (book, FMV,
applicable)
assistance assistance
appraisal, other)
SOUTH ASIA SPONSORED 183,259
RESEARCH SUB-
AWARD
SOUTH ASIA SPONSORED 169,480
RESEARCH SUB-
AWARD
Form 990 Schedule F Part II- Grants or Entities Outside The United States
(b) IRS code
(g) A mount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) Amount of (f) Manner of
cash non-cash
valuation
organ 1zat1 on and EIN(1f cash grant cash disbursement (book, FMV,
applicable)
assistance assistance
appraisal, other)
SOUTH ASIA SPONSORED 165,309
RESEARCH SUB-
AWARD
SOUTH ASIA SPONSORED 35,064
RESEARCH SUB-
AWARD
Form 990 Schedule F Part II- Grants or Entities Outside The United States
(b) IRS code
(g) A mount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) Amount of (f) Manner of
cash non-cash
valuation
organ 1zat1 on and EIN(1f cash grant cash disbursement (book, FMV,
applicable)
assistance assistance
appraisal, other)
SOUTH ASIA SPONSORED 32,8 23
RESEARCH SUB-
AWARD
SOUTH ASIA SPONSORED 25,285
RESEARCH SUB-
AWARD
Form 990 Schedule F Part II- Grants or Entities Outside The United States
(b) IRS code
(g) A mount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) Amount of (f) Manner of
cash non-cash
valuation
organ 1zat1 on and EIN(1f cash grant cash disbursement (book, FMV,
applicable)
assistance assistance
appraisal, other)
MIDDLE EAST AND SPONSORED 156,064
NORTH AFRICA RESEARCH SUB-
AWARD
MIDDLE EAST AND SPONSORED 11,420
NORTH AFRICA RESEARCH SUB-
AWARD
Form 990 Schedule F Part II- Grants or Entities Outside The United States
(b) IRS code
(g) A mount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) Amount of (f) Manner of
cash non-cash
valuation
organ1zat1on and EIN(1f cash grant cash disbursement (book, FMV,
applicable)
assistance assistance
appraisal, other)
NORTH AMERICA SPONSORED 112,850
RESEARCH SUB-
AWARD
NORTH AMERICA SPONSORED 8 0,6 7 0
RESEARCH SUB-
AWARD
Form 990 Schedule F Part II- Grants or Entities Outside The United States
(b) IRS code
(g) A mount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) Amount of (f) Manner of
cash non-cash
valuation
organ1zat1on and EIN(1f cash grant cash disbursement (book, FMV,
applicable)
assistance assistance
appraisal, other)
NORTH AMERICA SPONSORED 44,650
RESEARCH SUB-
AWARD
NORTH AMERICA SPONSORED 43,954
RESEARCH SUB-
AWARD
Form 990 Schedule F Part II- Grants or Entities Outside The United States
(b)IRScode
(g) A mount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) Amount of (f) Manner of
cash non-cash
valuation
organ 1zat1 on and EIN(1f cash grant cash disbursement (book, FMV,
applicable)
assistance assistance
appraisal, other)
NORTH AMERICA SPONSORED 14,500
RESEARCH SUB-
AWARD
RUSSIA AND THE SPONSORED 148,856
NEWLY RESEARCH SUB-
INDEPENDENT AWARD
STATES
Form 990 Schedule F Part II- Grants or Entities Outside The United States
(b) IRS code
(g) A mount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) Amount of (f) Manner of
cash non-cash
valuation
organ1zat1on and EIN(1f cash grant cash disbursement (book, FMV,
applicable)
assistance assistance
appraisal, other)
CENTRAL AMERICA SPONSORED 54,091
RESEARCH SUB-
AWARD
CENTRAL AMERICA SPONSORED 26,500
RESEARCH SUB-
AWARD
Form 990 Schedule F Part II- Grants or Entities Outside The United States
(b) IRS code
(g) A mount of non- (h) Descnpt1on of
(1) Method of
(a) Name of sect1on
(c) Reg1on (d) Purpose of grant
(e) Amount of (f) Manner of
cash non-cash
valuation
organ1zat1on and EIN(1f cash grant cash disbursement (book, FMV,
applicable)
assistance assistance
appraisal, other)
CENTRAL AMERICA SPONSORED 15,000
RESEARCH SUB-
AWARD
Form 990 Schedule F Part III- Grants and Assistance to Individuals Outside The US
(a) Type of grant or (b) Reg1on (c )Number of (d) Amount of cash (e) Manner of cash (f) A mount of non- (g) Descnpt1on of non- (h) Method of valuation
assistance rec1p1ents grant disbursement cash assistance cash assistance (book, FMV, appraisal,
other)
GRADUATE STUDENT
EAST ASIA AND THE
9 46,500
STIPEND GRANTS
PACIFIC
GRADUATE STUDENT
EUROPE
11 22,505
STIPEND GRANTS
(INCLUDING
ICELAND &
GREENLAND)
GRADUATE STUDENT
MIDDLE EAST AND
1 3,500
STIPEND GRANTS
NORTH AFRICA
GRADUATE STUDENT
NORTH AMERICA
6 22,777
STIPEND GRANTS
GRADUATE STUDENT
SOUTH ASIA
2 6,000
STIPEND GRANTS
GRANTS & AWARDS TO
EAST ASIA AND THE
13 259,826
NON-HARVARD STUDENTS
PACIFIC
GRANTS & AWARDS TO
EUROPE
42 1,463,290
NON-HARVARD STUDENTS
(INCLUDING
ICELAND &
GREENLAND)
GRANTS & AWARDS TO
MIDDLE EAST AND
3 60,42 9
NON-HARVARD STUDENTS
NORTH AFRICA
GRANTS & AWARDS TO
NORTH AMERICA
15 49,02 5
NON-HARVARD STUDENTS
GRANTS & AWARDS TO
SOUTH AMERICA
8 10,557
NON-HARVARD STUDENTS
GRANTS & AWARDS TO
SOUTH ASIA
3 29,956
NON-HARVARD STUDENTS
GRANTS & AWARDS TO
SUB-SAHARAN
9 49,813
NON-HARVARD STUDENTS
AFRICA
STUDENT PRIZES AND
CENTRAL AMERICA
1 1,500
AWARDS
AND THE
CARIBBEAN
STUDENT PRIZES AND
EAST ASIA AND THE
17 78,799
AWARDS
PACIFIC
STUDENT PRIZES AND
EUROPE
36 86,08 2
AWARDS
(INCLUDING
ICELAND &
GREENLAND)
STUDENT PRIZES AND
MIDDLE EAST AND
4 11,8 2 0
AWARDS
NORTH AFRICA
STUDENT PRIZES AND
NORTH AMERICA
33 80,645
AWARDS
STUDENT PRIZES AND
SOUTH AMERICA
3 9,000
AWARDS
STUDENT PRIZES AND
SOUTH ASIA
6 15,045
AWARDS
STUDENT PRIZES AND
SUB-SAHARAN
3 6,750
AWARDS
AFRICA
OTHER UNDERGRADUATE
EAST ASIA AND THE
3 6,500
GRANTS, PRIZES, AND
PACIFIC
AWARDS
OTHER UNDERGRADUATE
EUROPE
11 118,256
GRANTS, PRIZES, AND
(INCLUDING
AWARDS
ICELAND &
GREENLAND)
OTHER UNDERGRADUATE
NORTH AMERICA
4 7,756
GRANTS, PRIZES, AND
AWARDS
OTHER UNDERGRADUATE
SOUTH AMERICA-
1 2,200
GRANTS, PRIZES, AND
ARGENTINA,
AWARDS
BOLIVIA,
OTHER UNDERGRADUATE
SUB-SAHARAN
1 2,200
GRANTS, PRIZES, AND
AFRICA
AWARDS
STIPENDS FOR POST-
EAST ASIA AND THE
2 6 3,000
DOCTORAL STUDENTS
PACIFIC
AND FELLOWS
STIPENDS FOR POST-
EUROPE
23 595,000
DOCTORAL STUDENTS
(INCLUDING
AND FELLOWS
ICELAND &
GREENLAND)
STIPENDS FOR POST-
MIDDLE EAST AND
1 5,000
DOCTORAL STUDENTS
NORTH AFRICA
AND FELLOWS
STUDENT LOAN
CENTRAL AMERICA
2 6,831
REPAYMENT PROGRAMS
AND THE
AND FORGIVEN LOANS
CARIBBEAN
STUDENT LOAN
EAST ASIA AND THE
17 7 2,384
REPAYMENT PROGRAMS
PACIFIC
AND FORGIVEN LOANS
STUDENT LOAN
EUROPE
12 50,43 2
REPAYMENT PROGRAMS
(INCLUDING
AND FORGIVEN LOANS
ICELAND &
GREENLAND)
STUDENT LOAN
MIDDLE EAST AND
3 2,925
REPAYMENT PROGRAMS
NORTH AFRICA
AND FORGIVEN LOANS
STUDENT LOAN
NORTH AMERICA
3 41,33 3
REPAYMENT PROGRAMS
AND FORGIVEN LOANS
STUDENT LOAN
RUSSIA & THE
3 7,674
REPAYMENT PROGRAMS
NEWLY
AND FORGIVEN LOANS
INDEPENDENT
STATES
STUDENT LOAN
SOUTH AMERICA
9 8 5,856
REPAYMENT PROGRAMS
AND FORGIVEN LOANS
STUDENT LOAN
SOUTH ASIA
35 81,236
REPAYMENT PROGRAMS
AND FORGIVEN LOANS
STUDENT LOAN
SUB-SAHARAN
1 602
REPAYMENT PROGRAMS
AFRICA
AND FORGIVEN LOANS
efile GRAPHIC rint - DO NOT PROCESS As Filed Data - DLN:93493132028712
SCHEDULEG
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Serv1ce
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" to Fonn 990, Part IV, lines 17, 18, or 19,
or if the organization entered more than $15,000 on Fonn 990-EZ, line 6a.
,... Attach to Form 990 or Fonn 990-EZ.,... See separate instructions.
OMB No 1545-0047
2010
Open to Public
Ins ection
Name of the organ1zat1on Employer identification number
PRES! DENT AND FELLOWS 0 FHA RVA RD COLLEGE
04-2103580
l:tfill Fundraising Activities. Complete 1f the organ1zat1on answered "Yes" to Form 990, Part IV, line 17.
1 I nd1cate whether the organ1zat1on ra1sed funds through any of the following act1v1t1es Check all that apply
a F Mall sol1c1tat1ons e F Sol1c1tat1on of non-government grants
b F Internet and e-ma1l sol1c1tat1ons
c F Phone sol1c1tat1ons
d F In-person sol1c1tat1ons
f F Sol1c1tat1on of government grants
g F Spec1al fundra1s1ng events
2a D1d the organ1zat1on have a wntten or oral agreement w1th any 1nd1v1dual (1nclud1ng officers, directors, trustees
or key employees listed 1n Form 990, Part VII) or ent1ty 1n connection w1th professional fundra1s1ng services?
P Yes r No
b If"Yes," l1st the ten highest pa1d 1nd1v1duals or ent1t1es (fundra1sers) pursuant to agreements underwh1ch the fundra1ser 1s
to be compensated at least $5,000 by the organ1zat1on Form 990-EZ f1lers are not requ1red to complete th1s table
(i) Name and address of (ii) Act1v1ty (iii) D1d (iv) Gross rece1pts (v) Amount pa1d to (vi) Amount pa1d to
1nd1v1dual fund ra 1 s e r have from act1v1ty (or reta1ned by) (or reta1ned by)
or ent1ty (fundra1ser) custody or fundra1ser l1sted 1n organ 1zat1 on
control of col (i)
contnbutlons7
Yes No
PRIN GIFTS
ANNE LOCKETT
ENTERPRISES
12424 WILSHIRE BLVD STE No 14,4 71,560 293,813 14,177,747
1060
LOS ANGELES, CA 90025
Total. ..... 14,4 71,560 293,813 14,177,747
3 L1st all states 1n wh1ch the organ1zat1on 1s registered or licensed to sol1c1t funds or has been not1f1ed 1t 1s exempt from reg1strat1on or
l1cens1ng
CA, MA
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990. Cat No 50083H Schedule G (Form 990 or 990-EZ) 2010
5 c he d u I e G (Form 9 9 0 or 9 9 0- E Z) 2 0 1 0 Page 2
liifilil Fundraising Events. Complete 1f the organ1zat1on answered "Yes" to Form 990, Part IV, lme 18, or reported
more than $15,000 on Form 990-EZ, lme 6a. List events w1th gross rece1pts greater than $5,000.
(a) Event #1
(b) Event #2
(c) Other Events (d) Total Events
(Add col (a) through
DINNER DINNER
col (c))
(event type) (event type)
(total number)
~
; 1
Gross rece1pts
78,202 76,000 154,202
:r;
2 Less C ha nta ble
~
69,00 2 68,400 137,40 2
0::
contnbut1ons
3 Gross 1ncome (l1ne 1
9,200 7,600 16,800
m1nus l1ne 2)
4 Cash pnzes
5
Non-cash pnzes
<./)
<].:.
iJ)
6 Rent/fac1l1ty costs 28,000 20,87 8 4 8,8 7 8
c
<].:.
D..
(i]
7 Food and beverages
1j
8 Entertainment
~
0
9 Other d1rect expenses 5,800 11,344 17,144
10 D1rect expense summary Add l1nes 4 through 9 1n column (d).
,...
66,02 2
11 Net 1ncome summary Comb1ne l1nes 3 and 10 1n column (d).
,...
-49,222
I :.F.T i .... Gaming. Complete 1f the organ1zat1on answered "Yes" to Form 990, Part IV, lme 19, or reported more than
$15,000 on Form 990-EZ, line 6a.
~ (a) B1ngo (b) Pull tabs/Instant (c) Other gam1ng (d) Total gam1ng
;
b1ngojprogress1ve b1ngo (Add col (a) through
:r;
col (c))
~
0::
1 Gross revenue
<./) 2 Cash pnzes
<].:.
iJ)
c
<].:.
D..
3 Non-cash pnzes
(i]
1j
4 Rent/fac1l1ty costs
~
0 5 Other d1rect expenses
6 Volunteer labor
I Yes %
I Yes %
I Yes %
------------------- ------------------- -------------------
I No I No I No
7 D1rect expense summary Add l1nes 2 through 5 1n column (d).
,...
8 Net gam1ng 1ncome summary Comb1ne l1nes 1 and 7 1n column (d).
,...
9 Enter the state(s) 1n wh1ch the organ1zat1on operates gam1ng act1v1t1es
a Is the organ1zat1on licensed to operate gam1ng act1v1t1es 1n each of these states?
rYes r No
b If "No," Explain
:::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::1
lOa Were any ofthe organ1zat1on's gam1ng licenses revoked, suspended orterm1nated dunng the tax year7 rYes r No
b If"Yes," Explain
:::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::1
Schedule G (Form 990 or 990-EZ) 2010
Schedule G (Form 990 or 990-EZ) 2010 Page 3
11 Does the organ1zat1on operate gam1ng act1v1t1es w1th nonmembers?
rYes r No
12 Is the organ1zat1on a grantor, benef1c1ary or trustee of a trust or a member of a partnership or other ent1ty
formed to adm1n1ster chantable gamlng7
13 I nd1cate the percentage of gam1ng act1v1ty operated 1n
a The organ1zat1on's fac1l1ty
b An outs1de fac1l1ty
.I ::1
14 Prov1de the name and address of the person who prepares the organ1zat1on's gam1ngjspec1al events books and
records
Name,..
Address,..
1Sa Does the organ1zat1on have a contract w1th a th1rd party from whom the organ1zat1on rece1ves gam1ng
revenue?
b If "Yes," enter the amount of gam1ng revenue rece1ved by the organ1zat1on,.. $----------and the
amount of gam1ng revenue reta1ned by the th1rd party,..$----------
c If "Yes," enter name and address
Name,..
Address,..
16 Gam1ng manager 1nformat1on
Name,..
Gam1ng manager compensation,..$---------------------------------------------
Descnpt1on of serv1ces prov1ded,..
r D1rector/off1cer r Employee r Independent contractor
17 Mandatory d1stnbut1ons
a Is the organ1zat1on requ1red under state law to make chantable d1stnbut1ons from the gam1ng proceeds to
reta1n the state gam1ng license?
b Enter the amount of d1stnbut1ons requ1red under state law d1stnbuted to other exempt organ1zat1ons or spent
1n the organ1zat1on's own exempt act1v1t1es dunng the tax year,.. $
rYes r No
rYes r No
rYes r No
l!ifil(fj Complete th1s part to prov1de add1t1onal mformat1on for responses to quest1on on Schedule G (see
mstruct1ons.)
Ident1f1er ReturnReference Explanation
FUNDRAISING
SCHEDULE G, PART I, LINE 2B AND
THE FUNDRAISING EFFORT IS A LONG TERM EFFORT
PART II
0 FTE N SPANNING YEARS AND DECADES TO BRING IN
ONE GIFT THE TOTAL LISTED HERE IS FOR CASH
RECEIVED IN FYll BUT THE DONOR(S) MAY HAVE MADE
THE ORIGINAL PLEDGE(S) IN PRIOR YEARS
Schedule G (Form 990 or 990-EZ) 2010
efile GRAPHIC rint - DO NOT PROCESS As Filed Data -
Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Serv1ce
Name of the organ1zat1on
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
jllrr Attach to Form 990
PRES! DENT AND FELLOWS 0 FHA RVA RD COLLEGE
General Information on Grants and Assistance
DLN:93493132028712
OMB No 1545-0047
2010
Open to Public
Inspection
Employer identification number
04-2103580
1
2
Does the organ1zat1on ma1nta1n records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection cntena used to award the grants or assistance?.
Descnbe 1n Part IV the organ1zat1on's procedures for mon1tonng the use of grant funds 1n the U n1ted States
F Yes I No
liifilil Grants and Other Assistance to Governments and Organizations in the United States. Complete 1f the organ1zat1on answered "Yes" to
Form 990, Part IV, line 21 for any rec1p1ent that rece1ved more than $5,000. Check th1s box 1f no one rec1p1ent rece1ved more than $5,000. Part II can be
duplicated 1f add1t1onal space IS needed. ..,.. I
1 (a) Name and address of (b)EIN (c) IRC Code
organ 1zat1 on sect1on
or government 1f applicable
See Add1t1onal Data Table
2
3
Enter total number of sect1on 501 (c)(3) and government organ1zat1ons.
Enter total number of other organ1zat1ons
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
(d) A mount of cash
grant
(e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
cash valuation non-cash assistance or assistance
assistance (book, FMV,
a ppra 1sa I,
other)
... 209
----------------
... 18
Cat No SOOSSP Schedule I (Form 990) 2010
S c he d u I e I (Form 9 9 0 ) 2 0 1 0 p a e 2
Grants and Other Assistance to Individuals in the United States. Complete 1f the organ1zat1on answered "Yes" to Form 990, Part IV, lme 22.
Use Schedule 1-1 (Form 990) 1f add1t1onal space IS needed.
(a)Type of grant or assistance (b)N umber of (c)Amount of (d)A mount of (e) Method of valuation (f)Descnpt1on of non-cash assistance
rec1p1ents cash grant non-cash assistance (book,
FMV, appraisal, other)
See Add1t1onal Data Table
M@i(+M Supplemental Information. Complete th1s part to prov1de the mformat1on requ1red m Part I, line 2, and any other add1t1onal mformat1on.
Identifier
PROCEDURE FOR
MONITORING GRANTS
INTHEUS
Return Reference
PART I, LINE 2
Explanation
SCHEDULE I, PART I, LINE 2 ALL DISBURSEMENTS MADE BY THIS INSTITUTION IN FURTHERANCE OF ITS EXEMPT
PROGRAMS ARE REVIEWED AND APPROVED BY DULY CONSTITUTED COMMITTEES OR INDIVIDUALS ALL
SCHOLARSHIPS AND STUDENT LOANS ARE REVIEWED AND APPROVED BY HARVARD'S FINANCIAL AID OFFICES
IN ADDITION, HARVARD UNIVERSITY IS RESPONSIBLE FOR THE PROGRAMMATIC AND FINANCIAL MONITORING
OF ITS SPONSORED RESEARCH AWARD SUBRECIPIENTS PRINCIPAL INVESTIGATORS AND PROJECT STAFF
PERFORM ONGOING REVIEWS OF PROJECT ACTIVITIES IN ADDITION, ON AN ANNUAL BASIS, UNIVERSITY
RESEARCH ADMINISTRATORS REVIEW ALL ACTIVE SUBCONTRACTS AND INQUIRE FURTHER INTO THOSE THAT
ARE DEEMED TO REQUIRE CLOSER SCRUTINY IN LIGHT OF A VARIETY OF ATTRIBUTES UPON IDENTIFICATION
OF SUBRECIPIENTS THAT MANDATE CLOSER SCRUTINY, HARVARD IMPLEMENTS ADDITIONAL MONITORING
ACTIONS TO ENSURE COMPLIANCE WITH SUBAGREEMENT PERFORMANCE, FINANCIAL TERMS AND CONDITIONS,
AND WITH ALL APPLICABLE FEDERAL RULES AND REGULATIONS
Schedule I Form 990 2010
Additional Data Return to Form
Software ID:
Software Version:
EIN: 04-2103580
Name: PRESIDENT AND FELLOWS OF HARVARD COLLEGE
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
BRIGHAM AND WOMEN'S
SPONSORED
HOSPITAL75 FRANCIS
04-2312909 EXEMPT RESEARCH SUB-
STREET
19,107,110
AWARD
BOSTON,MA 02115
FRONTIER SCIENCE
TECHNOLOGY RESEARCH
FOUNDATION INC1244 SPONSORED
BOYLSTON STREET SUITE 16-1056814 EXEMPT RESEARCH SUB-
303
10,475,144
AWARD
CHESTNUT HILL,MA
02467
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) Amount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
MASSACHUSETTS
SPONSORED
G EN E RA L H 0 SPIT A L
04-1564655 EXEMPT RESEARCH SUB-
BARTLETT 305
9,688,502
AWARD
BOSTON,MA 021142605
DANA FARBER CANCER
SPONSORED
INSTITUTE44 BINNEY
04-2263040 EXEMPT RESEARCH SUB-
STREET DA-1230
6,376,683
AWARD
BOSTON,MA 02115
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
CHILDREN'S HOSPITAL
SPONSORED
CO RPO RATION ENDERS
04-2774441 EXEMPT RESEARCH SUB-
FIRST FLOOR
5,943,620
AWARD
BOSTON,MA 021155737
BETH ISRAEL DEACONESS
SPONSORED
MEDICAL CENTER330
04-2103881 EXEMPT RESEARCH SUB-
BROOKLINE AVENUE
4,449,524
AWARD
BOSTON,MA 02215
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) Amount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
MASSACHUSETTS
INSTITUTE OF
SPONSORED
TECHNOLOGYOFFICE OF
04-2103594 EXEMPT RESEARCH SUB-
SPONSORED PROGRAMS
3,249,466
AWARD
CAMBRIDGE, MA
021393794
NORTHWESTERN
SPONSORED
UNIVERSITY633 CLARK
36-2167817 EXEMPT RESEARCH SUB-
STREET
1,718,692
AWARD
EVANSTON,IL 602081110
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
BOSTON UNIVERSITY25 SPONSORED
BUICK STREET 04-2103547 EXEMPT RESEARCH SUB-
BOSTON,MA 02215
1,522,469
AWARD
IMMUNE DISEASE
SPONSORED
INSTITUTE INCSOO
04-2158520 EXEMPT RESEARCH SUB-
HUNTINGTON AVENUE
1,494,502
AWARD
BOSTON,MA 02115
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ 1zat1 on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
REGENTS OF THE
UNIVERSITY OF
SPONSORED
CALIFORNIA- SAN DIEGO
94-6002123 EXEMPT RESEARCH SUB-
9500 GILMAN DRIVE MAIL
1,371,931
AWARD
CO DE 0934
LA JOLLA,CA 920930934
STANFORD UNIVERSITY
SPONSORED
THE CONTRACT OFFICE
94-1156365 EXEMPT RESEARCH SUB-
STANFORD,CA
1,2 36,04 7
AWARD
943056114
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
REGENTS OF THE
SPONSORED
UNIVERSITY OF MICHIGAN
38-6006309 EXEMPT RESEARCH SUB-
4251 PLYMOUTH ROAD
1,125,336
AWARD
ANN ARBOR,MI 48113
INDIANA UNIVERSITY
SPONSORED
UNION BUILDING 618
35-6001673 EXEMPT RESEARCH SUB-
INDIANAPOLIS, IN
1,047,005
AWARD
462025167
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ 1zat1 on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
BRONX-LEBANON
SPONSORED
HOSPITAL CENTER1276
13-1974191 EXEMPT RESEARCH SUB-
FULTON AVE
1,004,892
AWARD
BRONX, NY 10456
OREGON HEALTH AND
SCIENCE UNIVERSITY
SPONSORED
3181 SWSAM JACKSON
93-1176109 EXEMPT RESEARCH SUB-
PARKRD
986,238
AWARD
PORTLAND, OR
972393098
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ 1zat1 on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
UNIVERSITY OF
MASSACHUSETTS
SPONSORED
MEDICAL SCHOOLSS LAKE
04-3167352 EXEMPT RESEARCH SUB-
AVENUE NORTH
931,422
AWARD
WORCESTER, MA
016550002
WESTAT CORPORATION SPONSORED
1650 RESEARCH BLVD 84-0529566 NOT EXEMPT RESEARCH SUB-
ROCKVILLE, MD 20850
915,2 50
AWARD
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ 1zat1 on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
HALCYON MOLECULAR
SPONSORED
INC160 MONACO DRIVE
NOT EXEMPT RESEARCH SUB-
R E D WO 0 D CITY, C A
907,380
AWARD
94065
CHILDREN'S MEMORIAL
SPONSORED
HOSPITAL OF CHICAGO
36-2170833 EXEMPT RESEARCH SUB-
2300 CHILDRENS PLAZA
905,8 38
AWARD
CHICAGO,IL 606143363
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
UNIVERSITY OF
SPONSORED
COLORADO DENVER1380
EXEMPT RESEARCH SUB-
LAWRENCE STREET
805,128
AWARD
DENVER, CO 80204
DIAGNOSTICS FOR ALL
SPONSORED
INC110 CYPRESS STREET
26-1638199 EXEMPT RESEARCH SUB-
SUITE 105
779,0 24
AWARD
BROOKLINE,MA 02445
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
BOARD OF REGENTS OF
SPONSORED
UNIVERSITY OF ARIZONA
86-0196696 EXEMPT RESEARCH SUB-
MAIN GATE CENTER
767,661
AWARD
TUCSON,AZ 85721
REGENTS OF THE
UNIVERSITY OF
SPONSORED
MINNESOTA200 OAK
41-6007513 EXEMPT RESEARCH SUB-
STREET SE
762,328
AWARD
MINNEAPOLIS,MN
554552020
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ 1zat1 on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
TUFTS UNIVERSITY SPONSORED
PACKARD HALL 04-3400617 EXEMPT RESEARCH SUB-
MEDFORD,MA 02155
7 51,6 79
AWARD
TULANE UNIVERSITY
SPONSORED
OFFICE OF RESEARCH
EXEMPT RESEARCH SUB-
ADMINISTRATION
7 26,808
AWARD
NEWORLEANS,LA 70118
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
BAYLOR COLLEGE OF
SPONSORED
MEDICINEONE BAYLOR
74-1613878 EXEMPT RESEARCH SUB-
PLAZA
714,868
AWARD
HOUSTON,TX 770303498
THE RESEARCH
FOUNDATION OF STATE SPONSORED
UNIVERSITY OF NEW YORK 14-1368361 EXEMPT RESEARCH SUB-
8 0 MAID E N LA N E
6 9 2,8 0 2
AWARD
NEWYORK,NY 10038
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
YALE UNIVERSITYSCHOOL
SPONSORED
OF MEDICINE
91-1864328 EXEMPT RESEARCH SUB-
NEW HAVEN,CT
651,112
AWARD
065208047
BROWN UNIVERSITY164 SPONSORED
ANGELL STREET BOX 1929 13-7070437 EXEMPT RESEARCH SUB-
PROVIDENCE,RI 02912
612,0 56
AWARD
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ 1zat1 on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
UNIVERSITY OF NORTH
CAROLINA- CHAPEL HILL SPONSORED
OFFICE OF CONTRACTS 56-6001393 EXEMPT RESEARCH SUB-
GRANTS
588,985
AWARD
CHAPEL HILL,NC 27599
UNIVERSITY OF MIAMI SPONSORED
1507 LEVANTE AVENUE 59-0624458 EXEMPT RESEARCH SUB-
CORALGABLES,FL 33124
584,961
AWARD
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
NEW YORK UNIVERSITY SPONSORED
665 BROADWAY SUITE 801 13-5562308 EXEMPT RESEARCH SUB-
NEWYORK,NY 100122331
567,796
AWARD
REGENTS OF THE
UNIVERSITY OF
CALIFORNIA- SAN SPONSORED
FRANCISCO DEPT OF EXEMPT RESEARCH SUB-
EPIDEMIOLOGY
521,598
AWARD
SAN FRANCISCO,CA
94143
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ 1zat1 on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
JACKSON STATE
SPONSORED
UNIVERSITYPO BOX
64-6000507 EXEMPT RESEARCH SUB-
17129
488,555
AWARD
JACKSON,MS 39217
UNIVERSITY OF MEDICINE
AND DENTISTRY OF NEW SPONSORED
JERSEY185 SOUTH EXEMPT RESEARCH SUB-
ORANGE AVE
485,0 39
AWARD
NEWARK,NJ 07103
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) Amount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
UNIVERSITY OF
SOUTHERN CALIFORNIA SPONSORED
NORRIS COMPREHENSIVE 95-1642394 EXEMPT RESEARCH SUB-
CANCER CENTER
483,751
AWARD
LOS ANGELES,CA 90033
CAMBRIDGE HEALTH
SPONSORED
ALLIANCE1493
04-3320571 EXEMPT RESEARCH SUB-
CAMBRIDGE ST
483,554
AWARD
CAMBRIDGE, MA 02139
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ 1zat1 on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
JOSLIN DIABETES CENTER SPONSORED
0 N E J 0 S LIN P LAC E 04-2203836 EXEMPT RESEARCH SUB-
BOSTON,MA 02215
462,467
AWARD
UNIVERSITY OF PUERTO SPONSORED
RICOPO BOX 363682 66-0433761 EXEMPT RESEARCH SUB-
SAN JUAN, PR 00936
4 50,2 7 3
AWARD
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ 1zat1 on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
VANDERBILT UNIVERSITY
SPONSORED
OFFICE OF CONTRACTS
62-0476822 EXEMPT RESEARCH SUB-
ADMINISTRATION
446,978
AWARD
NASHVILLE, TN 37232
UNIVERSITY OF FLORIDA
219 GRINTER HALL BOX SPONSORED
115500 EXEMPT RESEARCH SUB-
GAINESVILLE, FL
436,295
AWARD
326115500
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
THE BROAD INSTITUTE SPONSORED
320 CHARLES STREET 26-3428781 EXEMPT RESEARCH SUB-
CAMBRIDGE, MA 02141
426,463
AWARD
ST JUDE CHILDREN'S
SPONSORED
RESEARCH HOSPITAL262
62-0646012 EXEMPT RESEARCH SUB-
DANNY THOMAS PLACE
419,781
AWARD
MEMPHIS, TN 38105
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) Amount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ 1zat1 on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
REGENTS OF THE
UNIVERSITY OF
CALIFORNIA- SANTA SPONSORED
BARBARA3227 CHEADLE EXEMPT RESEARCH SUB-
HALL
416,460
AWARD
SANTA BARBARA,CA
931062050
JACOBI MEDICAL
CENTERNORTH BRONX
SPONSORED
HEALTHCARE NETWORK
EXEMPT RESEARCH SUB-
1400 PELHAM PARKWAY
411,0 55
AWARD
SOUTH
BRONX, NY 10461
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
UNIVERSITY OF
SPONSORED
CONNECTICUT263
EXEMPT RESEARCH SUB-
FARMINGTON AVENUE
400,093
AWARD
FARMINGTON, MA 06030
UNIVERSITY OF
WASHINGTON3917 SPONSORED
UNIVERSITY WAYNE BOX 91-6001537 EXEMPT RESEARCH SUB-
351122
380,297
AWARD
SEATTLE, WA 981051122
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
FRAMEWORKS INSTITUTE
SPONSORED
THE FRAMEWORKS
71-0891642 EXEMPT RESEARCH SUB-
INSTITUTE
367,000
AWARD
WASHINGTON, DC 20057
GEORGETOWN
UNIVERSITYBOX 571168 SPONSORED
37 AND 0 STREETS N W 53-0196603 EXEMPT RESEARCH SUB-
WASHINGTON, DC
363,491
AWARD
200571168
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
REGENTS OF THE
UNIVERSITY OF
SPONSORED
CALIFORNIA- DAVIS402
94-6036494 EXEMPT RESEARCH SUB-
MRAK OAK SHIELDS
349,252
AWARD
AVENUE
DAVIS, CA 95616
DREXEL UNIVERSITY3141 SPONSORED
CHESTNUT STREET 23-1352630 EXEMPT RESEARCH SUB-
PHILIDELPHIA,PA 19104
349,159
AWARD
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
PENNSYLVANIA STATE
SPONSORED
U NIV E RSITYU NIV ERSITY
EXEMPT RESEARCH SUB-
HOSPITAL
3 31,2 7 3
AWARD
HERSHEY,PA 17033
BOSTON MEDICAL CENTER
SPONSORED
ONE BOSTON MEDICAL
04-3314093 EXEMPT RESEARCH SUB-
CENTER PLACE
328,913
AWARD
BOSTON,MA 021182393
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ 1zat1 on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
BOARD OF TRUSTEES OF
THE UNIVERSITY OF SPONSORED
ILLINOISOFFICE OF 37-6000511 EXEMPT RESEARCH SUB-
BUSINESS AFFAIRS
316,591
AWARD
CHICAGO,IL 60680
BOARD OF REGENTS OF
THE UNIVERSITY OF SPONSORED
WISCONSIN- MADISON 39-6006492 EXEMPT RESEARCH SUB-
750 UNIVERSITY AVENUE
312,062
AWARD
MADISON, WI 53706
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ 1zat1 on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
SAN JUAN CITY HOSPITAL
SPONSORED
PO BOX 70344
EXEMPT RESEARCH SUB-
SAN JUAN 00936-8344
302,776
AWARD
RQ
HARVARD PILGRIM
SPONSORED
HEALTH CARE INC126
04-2452600 EXEMPT RESEARCH SUB-
BROOKLINE AVENUE
296,988
AWARD
BOSTON,MA 02215
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
CHILDREN'S DIAGNOSTIC
AND TREATMENT CENTER SPONSORED
INC1401 S FEDERAL HWY 65-1026739 EXEMPT RESEARCH SUB-
FORT LAUDERDALE,FL
290,468
AWARD
33316
UNIVERSITY OF HAWAII SPONSORED
2444 DOLE STREET EXEMPT RESEARCH SUB-
HONOLULU, HI 96822
283,936
AWARD
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ 1zat1 on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
THE FORSYTH INSTITUTE SPONSORED
140 THE FENWAY EXEMPT RESEARCH SUB-
BOSTON,MA 021153799
280,068
AWARD
UNIVERSITY OF NORTH
CAROLINADEPT OF
SPONSORED
HEALTH POLICY
EXEMPT RESEARCH SUB-
ADMINISTRATIO
278,175
AWARD
CHAPEL HILL,NC
275997400
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ 1zat1 on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
COLUMBIA UNIVERSITY
1210 AMSTERDAM AVENUE SPONSORED
MAIL CODE 13-5598093 EXEMPT RESEARCH SUB-
2205
271,524
AWARD
NEWYORK,NY 10027
UNIVERSITY OF ALASKA
FAIRBANKS SPONSORED
ADMINISTRATION 92-6000147 EXEMPT RESEARCH SUB-
SERVICES CENTER 105
266,778
AWARD
FAIRBANKS,AK 99775
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
DARTMOUTH MEDICAL
SPONSORED
SCHOOLDARMOUTH
10-2022211 EXEMPT RESEARCH SUB-
MEDICAL SCHOOL
262,503
AWARD
HANOVER, NH 03656
MCLEAN HOSPITAL
SPONSORED
SERVICE BUILDING
04-2697981 EXEMPT RESEARCH SUB-
SECOND FLOOR
253,584
AWARD
BELMONT,MA 021789106
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
JOHN F KENNEDY
SUPPORT FOR
PRESIDENTIAL LIBRARY
EXEMPT DIGITAL ARCHIVE
COLUMBIA POINT
2 50,000
PROJECT
BOSTON,MA 02125
FRED HUTCHINSON
CANCER RESEARCH SPONSORED
CENTER1100 FAIRVIEW 23-7156071 EXEMPT RESEARCH SUB-
AVENUE
243,289
AWARD
SEATTLE, WA 01024
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) Amount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
UNIVERSITY OF HOUSTON SPONSORED
4800 CALHOUN ROAD EXEMPT RESEARCH SUB-
HOUSTON,TX 77204
241,923
AWARD
UNIVERSITY OF ILLINOIS
SPONSORED
AT CHICAGO UNIVERSITY
EXEMPT RESEARCH SUB-
OF ILLINOIS-CHICAGO
236,086
AWARD
CHICAGO,IL 606077059
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ 1zat1 on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
THE STATE UNIVERSITY
OF NEW YORK HEALTH
SPONSORED
SCIENCE CENTER AT GOVERNMENTAL
RESEARCH SUB-
BROOKLYN450 CLARKSON UNIT 227,044
AWARD
AVENUE
BROOKLYN, NY 11203
EMORY UNIVERSITY1784
SPONSORED
N DECATUR ROAD SUITE
58-0566256 EXEMPT RESEARCH SUB-
510
224,712
AWARD
ATLANTA,GA 30322
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
RA N D C 0 R P 0 RATIO N 1 7 0 0
SPONSORED
MAIN STREET
95-1958142 EXEMPT RESEARCH SUB-
SANTA MONICA,CA
219,426
AWARD
904072138
UNIVERSITY OF
M A R YLA N D BA L TIM 0 R E SPONSORED
3112 LEE BUILDING 52-6002033 EXEMPT RESEARCH SUB-
COLLEGE PARK,MD
217,2 2 2
AWARD
207425141
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ 1zat1 on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
RESEARCH TRIANGLE
INSTITUTE
INTERNATIONAL SPONSORED
CORNWALLIS ROAD HANES 05-6068633 EXEMPT RESEARCH SUB-
BLDG
211,393
AWARD
RSCH TRIANGLE PARK, NC
277092194
STRATEGIC EDUCATION
RESEARCH PARTNERSHIP SPONSORED
500 FIFTH STREET NW EXEMPT RESEARCH SUB-
1051
210,048
AWARD
WASHINGTON, DC 20001
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
MONTANA STATE
SPONSORED
UNIVERSITY211
81-6010045 EXEMPT RESEARCH SUB-
MONTANA HALL
207,8 51
AWARD
BOZEMAN,MT 597172420
CHILDREN'S HOSPITAL OF
PHILADELPHIA34TH
SPONSORED
STREET AND CIVIC
23-1352166 EXEMPT RESEARCH SUB-
CENTER BLVD
203,998
AWARD
PHILADEPHIA, PA
191044399
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
CELLECTA INC320 LOGUE
SPONSORED
AVE
NOT EXEMPT RESEARCH SUB-
MOUNTAIN VIEW,CA
201,497
AWARD
940434040
ECONOMIC DEVELOPMENT
AND INDUSTRIAL C 0 M M U N IT Y G I FT S
C 0 R P 0 RATIO N 0 F NOT EXEMPT AND CHARITABLE
BOSTONLYNN CITY HALL
200,000
CONTRIBUTIONS
LYNN, MA 01901
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
DIMAGI INC529 MAIN ST SPONSORED
SUITE 606 NOT EXEMPT RESEARCH SUB-
CHARLESTOWN,MA 02129
196,935
AWARD
NORTHERN CALIFORNIA
SPONSORED
CANCER CENTER32960
23-7427232 EXEMPT RESEARCH SUB-
ALVARDO-NILES ROAD
196,680
AWARD
UNION CITY,CA 94587
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) Amount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ 1zat1 on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
COMMUNITIES IN
SCHOOLS OF NORTH SPONSORED
CAROLINA222 NORTH EXEMPT RESEARCH SUB-
PERSON STREET
191,990
AWARD
RALEIGH, NC 27601
PENNINGTON
BIOMEDICAL RESEARCH
SPONSORED
CENTER6400 PERKINS
EXEMPT RESEARCH SUB-
ROAD
186,425
AWARD
BATON ROUGE,LA
708084124
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
UNIVERSITY OF TEXAS
HEALTH SCIENCE CENTER SPONSORED
AT HOUSTON6431 FANNIN EXEMPT RESEARCH SUB-
STREET
184,231
AWARD
HOUSTON,TX 77030
BOARD OF TRUSTEES OF
THE UNIVERSITY OF
SPONSORED
A LA BA MA-BIRMI NGHA M
63-6001138 EXEMPT RESEARCH SUB-
1530 3RD AVENUE SOUTH
182,211
AWARD
BIRMINGHAM,AL
352940111
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
REGENTS OF THE
UNIVERSITY OF
CALIFORNIA- LOS SPONSORED
ANGELES405 HILGARD EXEMPT RESEARCH SUB-
AVENUE P 0 BOX 951361
180,362
AWARD
LOS ANGELES,CA
900951361
NEW ENGLAND RESEARCH
SPONSORED
INSTITUTES INC9 GALEN
04-2919509 EXEMPT RESEARCH SUB-
STREET
174,108
AWARD
WATERTOWN, MA 02472
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
REGENTS OF THE
UNIVERSITY OF NEW
SPONSORED
MEXICOSCHOLES HALL
EXEMPT RESEARCH SUB-
102
171,0 9 3
AWARD
ALBUQUERQUE,NM
871316003
MARINE BIOLOGICAL
LABORATORY? MBL SPONSORED
STREEET 04-2104690 EXEMPT RESEARCH SUB-
WO 0 D S H 0 L E, M A
169,865
AWARD
025431015
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
MUSEUM OF SCIENCE SPONSORED
SCIENCE PARK 04-2103916 EXEMPT RESEARCH SUB-
BOSTON,MA 021141198
165,551
AWARD
URBAN INSTITUTE2100 M SPONSORED
STREET NW 52-0880375 EXEMPT RESEARCH SUB-
WASHINGTON, DC 20037
159,241
AWARD
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ 1zat1 on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
GEORGIA INSTITUTE OF
TECHNO LO GYGEO RGIA
TECH RESEARCH CORPOR SPONSORED
CENTENNIAL RESEARCH 58-6002023 EXEMPT RESEARCH SUB-
BUILDING ROOM
150,890
AWARD
246
ATLANTA,GA 303320420
CALIFORNIA INSTITUTE OF
SPONSORED
TECHNOLOGY1200 EAST
95-1643307 EXEMPT RESEARCH SUB-
CALIFORNIA BOULEVARD
150,263
AWARD
PASADENA,CA 91125
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
UNIVERSITY OF
SPONSORED
MARYLAND COLLEGE PARK
52-1630673 EXEMPT RESEARCH SUB-
2100 LEE BUILDING
146,8 27
AWARD
COLLEGE PARK,MD 20742
NEW YORK CITY CENTER
FOR CHARTER SCHOOL
SPONSORED
EXCELLENCE111
20-0759687 EXEMPT RESEARCH SUB-
BROADWAY SUITE 604
133,000
AWARD
NEW YORK CITY, NY
10006
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
UNIVERSITY OF
SPONSORED
ROCHESTER515 HYLAN
16-0743209 EXEMPT RESEARCH SUB-
BUILDING R C BOX 270140
129,867
AWARD
ROCHESTER, NY 14627
UNIVERSITY OF GEORGIA SPONSORED
CONTROLLERS OFFICE EXEMPT RESEARCH SUB-
ATHENS,GA 306024212
125,8 39
AWARD
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ 1zat1 on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
FUND FOR PARKS AND
RECREATION IN BOSTON C 0 M M U N IT Y G I FT S
1010 MASSACHUSETTS 04-2784811 EXEMPT AND CHARITABLE
AVENUE FLOOR 3
125,830
CONTRIBUTIONS
BOSTON,MA 021182393
DARTMOUTH COLLEGE!! SPONSORED
ROPE FERRY ROAD 6210 04-3391559 EXEMPT RESEARCH SUB-
HANOVER, NH 037553580
12 5,42 2
AWARD
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) Amount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ 1zat1 on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
RESULTS FOR
DEVELOPMENT INSTITUTE SPONSORED
1875 CONNECTICUT AVE EXEMPT RESEARCH SUB-
NWSUITE 120
12 5,011
AWARD
WASHINGTON, DC 20009
TEXAS A&M UNIVERSITY
SPONSORED
3000 BRIARCREST DRIVE
EXEMPT RESEARCH SUB-
SUITE 101
124,724
AWARD
BRYAN, TX 77802
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
UNIVERSITY OF NOTRE SPONSORED
DAME804 GRACE HALL 35-0868188 EXEMPT RESEARCH SUB-
NOTRE DAME,IN 46556
124,631
AWARD
ALBUQUERQUE PUBLIC
SPONSORED
SCHOOLS6400 UPTOWN GOVERNMENTAL
RESEARCH SUB-
BLVD NE UNIT 119,192
AWARD
ALBUQUERQUE,NM 87110
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ 1zat1 on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
CARNEGIE MELLON
U NIV E RSITYCA RN EGI E SPONSORED
MELLON UNIVERSITY 25-0969449 EXEMPT RESEARCH SUB-
PITTSBURGH, PA
118,471
AWARD
152133890
TEXAS ENGINEERING
EXPERIMENT STATION SPONSORED
TEES HEADQUARTERS 74-1974733 EXEMPT RESEARCH SUB-
COLLEGE STATION,TX
117,483
AWARD
778433577
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
JOHNS HOPKINS
SPONSORED
UNIVERSITY615 NORTH
52-0595110 EXEMPT RESEARCH SUB-
WOLFE ST
117,3 41
AWARD
BA L TIM 0 R E, MD 21205
T U FT S M E D I C A L C E NT E R SPONSORED
750 WASHINGTON STREET 04-2374071 EXEMPT RESEARCH SUB-
BOSTON,MA 02111
116,213
AWARD
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
SOCIAL SCIENCE
SPONSORED
RESEARCH SOLUTIONS53
NOT EXEMPT RESEARCH SUB-
WEST BALTIMORE PIKE
112,0 00
AWARD
MEDIA, PA 19063
EDUCATIONAL TESTING SPONSORED
SERVICEROSEDALE RD 21-0634479 EXEMPT RESEARCH SUB-
PRINCETON, NJ 08541
110,817
AWARD
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
CENTER FOR COMMUNITY
HEALTH EDUCATION
SPONSORED
RESEARCH AND SERVICE
EXEMPT RESEARCH SUB-
INC716 COLUMBUS
106,605
AWARD
AVENUE
BOSTON,MA 02120
BOSTON VA RESEARCH
SPONSORED
INSTITUTE INC 150 SOUTH
04-3081524 EXEMPT RESEARCH SUB-
HUNTINGTON AVE
106,086
AWARD
BOSTON,MA 02130
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
VANDERBILT MEDICAL
SPONSORED
CENTER1211 MEDICAL
16-2047682 EXEMPT RESEARCH SUB-
CENTER DRIVE
105,996
AWARD
NASHVILLE, TN 37232
PRINCETON UNIVERSITY4
SPONSORED
NEW SOUTH BUILDING P 0
21-0634501 EXEMPT RESEARCH SUB-
BOX 36
102,303
AWARD
PRINCETON, NJ 08544
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) Amount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
UNIVERSITY OF
SPONSORED
WISCO NSI N-M ILWA U KE E
EXEMPT RESEARCH SUB-
3210 N CRAMER STREET
101,110
AWARD
MILWAUKEE, WI 53211
REGENTS OF THE
UNIVERSITY OF
CALIFORNIA3333 SPONSORED
CALIFORNIA STREET EXEMPT RESEARCH SUB-
SUITE11
100,038
AWARD
SAN FRANCISCO,CA
941430962
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b) E IN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ 1zat1 on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
MATH SOLUTIONS
PROFESSIONAL SPONSORED
DEVELOPMENT150 GATE 5 NOT EXEMPT RESEARCH SUB-
ROAD
100,000
AWARD
SAUSALITO,CA 94965
BOSTON REDEVELOPMENT
C 0 M M U N IT Y G I FT S
AUTHORITY! CITY HALL GOVERNMENTAL
AND CHARITABLE
SQ 9 UNIT 100,000
CONTRIBUTIONS
BOSTON,MA 02201
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b) E IN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ 1zat1 on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
TOWN OF WATERTOWN149
GOVERNMENTAL
C 0 M M U N IT Y G I FT S
MAIN STREET AND CHARITABLE
WATERTOWN, MA 02472
UNIT 100,000
CONTRIBUTIONS
WALTER REED ARMY
INSTITUTE OF RESEARCH
SPONSORED
503 ROBERT GRANT GOVERNMENTAL
RESEARCH SUB-
AVENUE UNIT 99,6 51
AWARD
SILVER SPRING, MD
209107500
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
KAISER PERMANENTE1800
SPONSORED
HARRISON STREET 16TH
94-1265039 EXEMPT RESEARCH SUB-
FLOOR
98,48 7
AWARD
OAKLAND,CA 946123433
DC PUBLIC EDUCATION
SPONSORED
FUNDDC PUBLIC
26-1607955 EXEMPT RESEARCH SUB-
EDUCATION FUND
90,711
AWARD
WASHINGTON, DC 20005
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) Amount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ 1zat1 on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
TOPCODER INC95
SPONSORED
GLASTONBURY
EXEMPT RESEARCH SUB-
BOULEVARD
85,096
AWARD
GLASTONBURY,CT 06033
UNIVERSITY OF CHICAGO
SPONSORED
THE UNIVERSITY OF
EXEMPT RESEARCH SUB-
CHICAGO
85,044
AWARD
CHICAGO,IL 60637
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ 1zat1 on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
UNIVERSITY OF
PENNSYLVANIA133 SOUTH SPONSORED
36TH STREET MEZZANINE 23-1352685 EXEMPT RESEARCH SUB-
PHILADELPHIA, PA
83,753
AWARD
191043246
MOREHOUSE SCHOOL OF
SPONSORED
MEDICINE720 WESTVIEW
58-1438873 EXEMPT RESEARCH SUB-
DRIVE SW
82,575
AWARD
ATLANTA,GA 303101495
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
PARTNERS IN HEALTH641 SPONSORED
HUNTINGTON AVE 04-3000294 EXEMPT RESEARCH SUB-
BOSTON,MA 02115
81,62 9
AWARD
MONITOR GOVERNMENT
SPONSORED
VENTURE SERVICES LLC2
NOT EXEMPT RESEARCH SUB-
CANAL PARK
80,794
AWARD
CAMBRIDGE, MA 02141
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ 1zat1 on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
UNIVERSITY OF
MASSACHUSETTS- SPONSORED
BOSTONCENTER FOR 04-3167352 EXEMPT RESEARCH SUB-
TEACHING AND LEARNING
80,574
AWARD
BOSTON,MA 02125
SMITHSONIAN
ASTROPHYSICAL SPONSORED
OBSERVATORY60 GARDEN EXEMPT RESEARCH SUB-
STREET MS23
80,40 5
AWARD
CAMBRIDGE, MA 02138
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
LOS ALAMOS NATIONAL
SPONSORED
LABORATORYLOS ALAMOS
EXEMPT RESEARCH SUB-
NATIONAL LABORATORY
76,491
AWARD
LOS ALAMOS,NM 87545
UNIVERSITY OF
SPONSORED
PITTSBURGH 3 50
25-0965591 EXEMPT RESEARCH SUB-
THACKERAY HALL
76,390
AWARD
PITTSBURGH, PA 15260
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) Amount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV,
a ppra 1sa I,
other)
CITY OF CAMBRIDGE795
GOVERNMENTAL
C 0 M M U N IT Y G I FT S
MASSACHUSETTS AVENUE AND CHARITABLE
CAMBRIDGE, MA 02139
UNIT 7 5,000
CONTRIBUTIONS
BATTELLE MEMORIAL
INSTITUTE505 KING SPONSORED
AVENUE 01-1340391 EXEMPT RESEARCH SUB-
COLUMBUS,OH
74,598
AWARD
432012693
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ 1zat1 on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
CITY OF BOSTON! CITY
GOVERNMENTAL
C 0 M M U N IT Y G I FT S
HALL SQUARE
UNIT
AND CHARITABLE
BOSTON,MA 02201
74,000
CONTRIBUTIONS
DUKE UNIVERSITY02 SPONSORED
ALLEN BUILDLING 56-0532129 EXEMPT RESEARCH SUB-
DURHAM,NC 277080077
71,0 30
AWARD
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ 1zat1 on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
WAYNE STATE UNIVERSITY SPONSORED
WAYNE STATE UNIVERSITY 38-6028429 EXEMPT RESEARCH SUB-
DETROIT,MI 48202
70,27 5
AWARD
LOVELACE RESPIRATORY
RESEARCH INSTITUTE
LOVELACE RESPIRATORY SPONSORED
RESEARCH 85-0110669 EXEMPT RESEARCH SUB-
INSTITUTE
68,66 7
AWARD
ALBUQUERQUE,NM
871085127
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ 1zat1 on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
UNIVERSITY OF
MASSACHUSETTS AT SPONSORED
AM HE RSTGO 0 DELL EXEMPT RESEARCH SUB-
BUILDING ROOM 408
66,505
AWARD
AMHERST, MA 010033258
LOCAL ENVIRONMENTAL
ACTION DEMANDED SPONSORED
AGENCY19257 S 4403 73-1592485 EXEMPT RESEARCH SUB-
DRIVE
66,208
AWARD
VINITA,OK 74301
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) Amount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
ST LUKE'S ROOSEVELT
SPONSORED
HOSPITAL CENTER NY
EXEMPT RESEARCH SUB-
1000 TENTH AVENUE
66,078
AWARD
NEWYORK,NY 10019
UNIVERSITY OF ILLINOIS
SPONSORED
AT URBANA- CHAMPAIGN
EXEMPT RESEARCH SUB-
1110 WEST GREEN STREET
64,763
AWARD
URBANA,IL 61801
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
WG B H E D U CAT I 0 N A L
SPONSORED
FOUNDATION125
04-2104397 EXEMPT RESEARCH SUB-
WESTERN AVENUE
64,66 3
AWARD
BOSTON,MA 02134
UNIVERSITY OF
SPONSORED
OKLAHOMAPO BOX 26901
EXEMPT RESEARCH SUB-
OKLAHOMA CITY,OK
64,070
AWARD
731901046
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
REGENTS OF THE
UNIVERSITY OF
SPONSORED
CALIFORNIA- BERKELEY
94-6002123 EXEMPT RESEARCH SUB-
UNIVERSITY OF
6 3,82 9
AWARD
CALIFORNIA BERKELEY
BERKELEY,CA 947205940
SIMMONS COLLEGE SPONSORED
SIMMONS COLLEGE 04-2103629 EXEMPT RESEARCH SUB-
BOSTON,MA 02115
6 3,67 5
AWARD
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) Amount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
CENTEYE INC4905 RENO SPONSORED
ROAD N W NOT EXEMPT RESEARCH SUB-
WASHINGTON, DC 20008
63,263
AWARD
KNOWLEDGE NETWORKS
1360 WILLOW RD SUITE SPONSORED
101 NOT EXEMPT RESEARCH SUB-
MENLO PARK,CA
60,500
AWARD
940251516
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
FENWAY COMMUNITY
SPONSORED
HEALTH CENTER?
04-2510564 EXEMPT RESEARCH SUB-
HAVILAND STREET
59,379
AWARD
BOSTON,MA 02115
UNIVERSITY OF NEW
SPONSORED
HAMPSHIRE51 COLLEGE
EXEMPT RESEARCH SUB-
ROAD
5 5,03 2
AWARD
DURHAM,NH 03824
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) Amount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
WEILL MEDICAL COLLEGE
OF CORNELL UNIVERSITY
SPONSORED
WEILL MEDICAL COLLEGE
EXEMPT RESEARCH SUB-
OF CORNELL
51,776
AWARD
UNIVERSITY
NEWYORK,NY 10021
REGENTS OF THE
UNIVERSITY OF
SPONSORED
CALIFORNIA- IRVINE
EXEMPT RESEARCH SUB-
UNIVERSITY OF
51,762
AWARD
CALIFORNIA AT IRVINE
IRVINE,CA 92697
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
AMERICAN COUNCIL OF
LEARNED SOCIETIES633 C 0 M M U N IT Y G I FT S
THIRD AVENUE 8TH 13-1851145 EXEMPT AND CHARITABLE
FLOOR
50,000
CONTRIBUTIONS
NEWYORK,NY 10017
UNIVERSITY OF
WISCO NSI NWISCO NSI N
SPONSORED
CENTER FOR
EXEMPT RESEARCH SUB-
EDUCATIONAL
49,930
AWARD
RESEARCH
MADISON, WI 53706
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
DISTRICT OF COLUMBIA
PUBLIC SCHOOLS825 NO
SPONSORED
CAPITOL STREET NE 9TH
EXEMPT RESEARCH SUB-
FLR
4 8,8 2 9
AWARD
WASHINGTON, DC
200021994
UNIVERSITY OF UTAH
SPONSORED
DEPARTMENT OF BIOLOGY
87-6000525 EXEMPT RESEARCH SUB-
SALT LAKE CITY,UT
4 5,639
AWARD
84112
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) Amount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
MYOMICS INC135 SPONSORED
PROSPECT ST NOT EXEMPT RESEARCH SUB-
PROVIDENCE,RI 02906
45,561
AWARD
CENTER FOR THE STUDY
SPONSORED
OF SERVICES1625 K
EXEMPT RESEARCH SUB-
STREET NWSTH FLOOR
44,640
AWARD
WASHINGTON, DC 20006
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
BOSTON PUBLIC SCHOOLS
GOVERNMENTAL
SPONSORED
BOSTON PUBLIC SCHOOLS RESEARCH SUB-
BOSTON,MA 02108
UNIT 41,789
AWARD
UNIVERSITY OF ALABAMA SPONSORED
UNIVERSITY OF ALABAMA 63-6001138 EXEMPT RESEARCH SUB-
TUSCALOOSA,AL 35487
41,344
AWARD
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ 1zat1 on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
SRI INTERNATIONAL333 SPONSORED
RAVENSWOOD AVENUE 94-1160950 EXEMPT RESEARCH SUB-
MENLO PARK,CA 94025
41,08 3
AWARD
INTEGRATED
BIOTHERAPEUTICS INC
SPONSORED
FREDERICK INNOVATIVE
NOT EXEMPT RESEARCH SUB-
TECHNOLOGY
39,48 7
AWARD
CENTER
FREDERICK, MD 21704
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
CREIGHTON UNIVERSITY
SPONSORED
SCHOOL OF DENTISTRY
EXEMPT RESEARCH SUB-
2500 CALIFORNIA PLAZA
39,254
AWARD
OMAHA,NE 68164
TEMPLE UNIVERSITY1801 SPONSORED
NORTH BROAD STREET 23-1365971 EXEMPT RESEARCH SUB-
PHILADELPHIA, PA 19122
39,119
AWARD
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ 1zat1 on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
POMONA COLLEGE333 N SPONSORED
COLLEGE WAY 95-1164112 EXEMPT RESEARCH SUB-
CLAREMONT,CA 91711
38,448
AWARD
MAYO CLINIC4500 SAN SPONSORED
PABLO ROAD EXEMPT RESEARCH SUB-
JACKSONVILLE,FL 32224
37,156
AWARD
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) Amount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
STONY BROOK
UNIVERSITY (STATE
UNIVERSITY OF NEW SPONSORED
YORK)W5510 MELVILLE EXEMPT RESEARCH SUB-
LIBRARY
36,089
AWARD
STONY BRO 0 K, NY
117943362
FBREAGENTS199 AUBURN SPONSORED
STREET NOT EXEMPT RESEARCH SUB-
CAMBRIDGE, MA 02138
36,000
AWARD
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b) E IN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ 1zat1 on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
NORFOLK PUBLIC
SPONSORED
SCHOOLSSOO E CITY HALL
EXEMPT RESEARCH SUB-
AVENUE
35,6 50
AWARD
NORFOLK, VA 23510
T 0 WN 0 F S 0 U T H B 0 R 0 U G H
C 0 M M U N IT Y G I FT S
17 COMMON STREET GOVERNMENTAL
AND CHARITABLE
SOUTHBOROUGH,MA UNIT 33,3 32
CONTRIBUTIONS
0177 2
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ 1zat1 on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
COMMITTEE FOR BOSTON
PUBLIC HOUSING SPONSORED
COMMITTEE FOR BOSTON EXEMPT RESEARCH SUB-
PUBLIC HOUSING
33,120
AWARD
BOSTON,MA 02120
MASSACHUSETTS
COLLEGE OF PHARMACY SPONSORED
AND HEALTH SCIENCES 04-2104700 EXEMPT RESEARCH SUB-
179 LONGWOOD AVENUE
31,2 77
AWARD
BOSTON,MA 02115
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) Amount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
LOUISIANA STATE
UNIVERSITY HEALTH
GOVERNMENTAL
SPONSORED
SCIENCES CENTER533 RESEARCH SUB-
BOLIVAR STREET
UNIT 29,598
AWARD
NEWORLEANS,LA 70112
BRANDEIS UNIVERSITY
415 SOUTH STREET MS SPONSORED
116 04-2103552 EXEMPT RESEARCH SUB-
WALTHAM,MA
29,145
AWARD
024549110
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) Amount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
OREGON STATE
UNIVERSITYOREGON SPONSORED
STATE UNIVERSITY EXEMPT RESEARCH SUB-
CORVALLIS,OR
28,061
AWARD
973315704
THE CITY COLLEGE OF
SPONSORED
CUNYCONVENT AVENUE
EXEMPT RESEARCH SUB-
AT !38TH STREET
26,194
AWARD
NEWYORK,NY 10031
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ 1zat1 on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
FLORIDA INTERNATIONAL
SPONSORED
UNIVERSITY11200 SWSTH
65-0177616 EXEMPT RESEARCH SUB-
STREET
25,964
AWARD
MIAMI,FL 33199
CHARLOTTE
MECKLENBURG SCHOOLS
SPONSORED
701 EAST MARTIN LUTHER
EXEMPT RESEARCH SUB-
KING JR BLVD
25,709
AWARD
BLVD
CHARLOTTE, NC 28202
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
CHILDREN'S HOSPITAL OF
SPONSORED
A LA BA M A 16 0 0 7TH
63-0307306 EXEMPT RESEARCH SUB-
AVENUE SOUTH
24,030
AWARD
BIRMINGHAM,AL 35233
ILLINOIS INSTITUTE OF
SPONSORED
TECHNOLOGY3300 SOUTH
36-2170136 EXEMPT RESEARCH SUB-
FEDERAL STREET
2 3,024
AWARD
CHICAGO,IL 606163793
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
HEBREW SE NIO RLI FE 1200 SPONSORED
CENTRE STREET EXEMPT RESEARCH SUB-
ROSLINDALE,MA 02131
22,784
AWARD
INNOVATIONS FOR
SPONSORED
POVERTY ACTION101
06-1660068 EXEMPT RESEARCH SUB-
WHIT N E Y A V EN U E
21,760
AWARD
NEW HAVEN,CT 06510
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
BRIGHAM YOUNG SPONSORED
UNIVERSITYPO BOX 21231 87-0533795 EXEMPT RESEARCH SUB-
PROVO, UT 846021231
21,106
AWARD
INSTITUTE FOR
HEALTHCARE SPONSORED
IMPROVEMENT20 38-3017223 EXEMPT RESEARCH SUB-
UNIVERSITY ROAD
19,880
AWARD
CAMBRIDGE, MA 02138
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ 1zat1 on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
BOSTON CHILDREN'S SPONSORED
MUSEUM300 CONGRESS ST 04-2103993 EXEMPT RESEARCH SUB-
BOSTON,MA 02210
17,813
AWARD
UNIVERSITY OF NEBRASKA
AT LINCOLN303 CANFIELD SPONSORED
ADMINISTRATION 51-6097329 EXEMPT RESEARCH SUB-
BUILDING
17,500
AWARD
LINCOLN, NE 685880430
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
BOSTON HOUSING
SPONSORED
AUTHO RITYBO STO N GOVERNMENTAL
RESEARCH SUB-
HOUSING AUTHORITY UNIT 16,8 76
AWARD
BOSTON,MA 02111
SMITH COLLEGESMITH
SPONSORED
COLLEGE
04-1843040 EXEMPT RESEARCH SUB-
NORTHAMPTON, MA
16,6 7 3
AWARD
01063
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) Amount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
MULTICULTURAL AIDS
COALITION31 HEATH SPONSORED
STREET EXEMPT RESEARCH SUB-
JAMAICA PLAIN,MA
16,49 2
AWARD
02130
LOS GATOS RESEARCH67
EAST EVELYN AVENUE SPONSORED
SUITE 3 NOT EXEMPT RESEARCH SUB-
MOUNTAIN VIEW,CA
16,22 7
AWARD
94041
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) Amount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
LAWRENCE BERKELEY
NATIONAL LAB! SPONSORED
CYCLOTRON ROAD EXEMPT RESEARCH SUB-
MAILSTOP 90-3058
15,729
AWARD
BERKELEY,CA 94720
UNIVERSITY OF
SPONSORED
MISSOURI-COLUMBIA 310
EXEMPT RESEARCH SUB-
JESSE HALL
15,580
AWARD
COLUMBIA,MO 65211
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
ALLSTON BRIGHTON
COMMUNITY
C 0 M M U N IT Y G I FT S
DEVELOPMENT
EXEMPT AND CHARITABLE
C 0 R P 0 RATIO N 2 0 LINDEN
15,000
CONTRIBUTIONS
STREET
ALLSTON,MA 02134
UNIVERSITY OF
COLORADO AT BOULDER
SPONSORED
UNIV OF COLORADO/
EXEMPT RESEARCH SUB-
OFFICE OF
14,77 5
AWARD
CONTRACTS AND GRANTS
BOULDER, CO 803090572
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
CODMAN SQUARE HEALTH
SPONSORED
CENTER637 WASHINGTON
04-2678774 EXEMPT RESEARCH SUB-
STREET
14,661
AWARD
BOSTON,MA 02124
LABORERS' HEALTH AND
SAFETY FUND OF NORTH SPONSORED
AMERICA905 16TH EXEMPT RESEARCH SUB-
STREET NW
14,365
AWARD
WASHINGTON, DC 20006
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) Amount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ 1zat1 on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
MATHEMATICA POLICY
RESEARCH INC600 SPONSORED
MARYLAND AVENUE SW NOT EXEMPT RESEARCH SUB-
WASHINGTON, DC
14,234
AWARD
200242512
OREGON BUSINESS
SPONSORED
COUNCIL1100 SWSIXTH
EXEMPT RESEARCH SUB-
AVENUE
14,063
AWARD
PORTLAND,OR 97204
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
NATIONAL DEVELOPMENT
AND RESEARCH
INSTITUTE INCNATIONAL SPONSORED
DEVELOPMENT AND 23-7009089 EXEMPT RESEARCH SUB-
RESEARCH
13,5 51
AWARD
INSTITUTE INC
NEWYORK,NY 10048
OAK SQUARE YMCA615 C 0 M M U N IT Y G I FT S
WASHINGTON STREET EXEMPT AND CHARITABLE
BRIGHTON, MA 02135
13,500
CONTRIBUTIONS
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
WEST END HOUSE INC105 C 0 M M U N IT Y G I FT S
ALLSTON STREET 04-2105825 EXEMPT AND CHARITABLE
ALLSTON,MA 02134
13,500
CONTRIBUTIONS
CAMBRIDGE MEDICAL
SPONSORED
CARE FOUNDATION1493
04-2752962 EXEMPT RESEARCH SUB-
CAMBRIDGE STREET
13,287
AWARD
CAMBRIDGE, MA 02139
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b) E IN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
WILLIAM E RUSSELL
C 0 M M U N IT Y G I FT S
ELEMENTARY SCHOOL750 GOVERNMENTAL
AND CHARITABLE
COLUMBIA ROAD UNIT 13,158
CONTRIBUTIONS
DORCHESTER, MA 02125
JOSEPH M SMITH
COMMUNITY HEALTH C 0 M M U N IT Y G I FT S
CENTER INC287 WESTERN EXEMPT AND CHARITABLE
AVE
12,500
CONTRIBUTIONS
ALLSTON,MA 02134
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ 1zat1 on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
ATMOSPHERIC &
ENVIRONMENTAL
SPONSORED
RESEARCH INC840
NOT EXEMPT RESEARCH SUB-
MEMORIAL DRIVE
12,06 7
AWARD
CAMBRIDGE, MA
021393794
NATIONAL BUREAU OF
ECONOMIC RESEARCH
SPONSORED
1050 MASSACHUSETTS
13-1641075 EXEMPT RESEARCH SUB-
AVE
11,214
AWARD
CAMBRIDGE, MA
021385398
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
LEHIGH UNIVERSITY526 SPONSORED
BRODHEAD AVENUE 15-6002122 EXEMPT RESEARCH SUB-
BETHLEHEM,PA 18015
10,953
AWARD
AMERICAN CANCER
SPONSORED
S 0 C I E T Y 1 5 9 9 C LI FT 0 N
13-1788491 EXEMPT RESEARCH SUB-
ROAD N E
10,952
AWARD
ATLANTA,GA 303294251
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) Amount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ 1zat1 on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
VERONICA SMITH MULTI
SERVICE SENIOR CENTER
GOVERNMENTAL
C 0 M M U N IT Y G I FT S
20 CHESTNUT HILL AND CHARITABLE
AVENUE
UNIT 10,405
CONTRIBUTIONS
BOSTON,MA 02135
FOUNDATION FOR
BIOMEDICAL RESEARCH C 0 M M U N IT Y G I FT S
818 CONNECTICUT EXEMPT AND CHARITABLE
AVENUE
10,000
CONTRIBUTIONS
WASHINGTON, DC 20006
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ 1zat1 on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
MIT MUSEUM265 C 0 M M U N IT Y G I FT S
MASSACHUSETTS AVENUE EXEMPT AND CHARITABLE
CAMBRIDGE, MA 02139
10,000
CONTRIBUTIONS
HARVARD SQUARE
C 0 M M U N IT Y G I FT S
HOMELESS SHELTER CORP
EXEMPT AND CHARITABLE
66 WINTHROP STREET
9,686
CONTRIBUTIONS
CAMBRIDGE, MA 02138
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ 1zat1 on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
DUFFY HEALTH CENTER SPONSORED
INC105 PARK STREET 04-3373741 EXEMPT RESEARCH SUB-
HYANNIS, MA 02601
8,770
AWARD
LOUIS AGASSIZ
C 0 M M U N IT Y G I FT S
ELEMENTARY SCHOOL20 GOVERNMENTAL
AND CHARITABLE
CHILD STREET UNIT 8,550
CONTRIBUTIONS
BOSTON,MA 02130
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ 1zat1 on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
NATIONAL OPINION
RESEARCH CENTER SPONSORED
NATIONAL OPINION 36-2167808 EXEMPT RESEARCH SUB-
RESEARCH CENTER
7,560
AWARD
CHICAGO,IL 60637
MISSION HILL YOUTH
C 0 M M U N IT Y G I FT S
COLLABORATIVE31 LENOX
EXEMPT AND CHARITABLE
ST
7,500
CONTRIBUTIONS
BOSTON,MA 02118
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ 1zat1 on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
MARGARET FULLER
C 0 M M U N IT Y G I FT S
NEIGHBORHOOD HOUSE71
EXEMPT AND CHARITABLE
CHERRY STREET
7,000
CONTRIBUTIONS
BRIGHTON, MA 02134
PRIMARY SOURCE INC101 SPONSORED
WALNUT ST EXEMPT RESEARCH SUB-
WATERTOWN, MA 02472
6,250
AWARD
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
BOSTON MUNICIPAL
C 0 M M U N IT Y G I FT S
RESEARCH BUREAU333
EXEMPT AND CHARITABLE
WASHINGTON STREET
6,000
CONTRIBUTIONS
BOSTON,MA 02108
CENTERPLATE2187 C 0 M M U N IT Y G I FT S
ATLANTIC STREET NOT EXEMPT AND CHARITABLE
STAMFORD,CT 06902
5,766
CONTRIBUTIONS
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) Amount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
BIOMEDICAL SCIENCE
C 0 M M U N IT Y G I FT S
CAREERS PROGRAM164
EXEMPT AND CHARITABLE
LONGWOOD AVENUE
5,700
CONTRIBUTIONS
BOSTON,MA 02115
OUTDOOR CHURCH OF
C 0 M M U N IT Y G I FT S
CAMBRIDGE INC39
EXEMPT AND CHARITABLE
BROWN ROAD
5,295
CONTRIBUTIONS
HARVARD,MA 01451
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
WASHINGTON
UNIVERSITY660 SOUTH SPONSORED
EUCLID- CAMPUS BOX 43-0653611 EXEMPT RESEARCH SUB-
8027
5,201
AWARD
ST LOUIS,MO 631101093
CAMBRIDGE COMMUNITY
C 0 M M U N IT Y G I FT S
CENTERS CALLENDAR
EXEMPT AND CHARITABLE
STREET
5,100
CONTRIBUTIONS
CAMBRIDGE, MA 02139
Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States
(a) Name and address of (b)EIN (c) IRC Code sect1on (d) A mount of cash (e) A mount of non- (f) Method of (g) Descnpt1on of (h) Purpose of grant
organ1zat1on 1f applicable grant cash valuation non-cash assistance or assistance
or government assistance (book, FMV, appraisal,
other)
AMOUNTS 5000 OR LESS C 0 M M U N IT Y G I FT S
VA RIO US AND CHARITABLE
CAMBRIDGE, MA 02135
256,791
CONTRIBUTIONS
Form 990, Schedule I, Part III, Grants and Other Assistance to Individuals in the United States
(a)Type of grant or assistance (b)N umber of (c)Amount of (d)A mount of (e)M ethod of valuation (book, (f)Descnpt1on of non-cash assistance
rec1p1ents cash grant non-cash assistance FMV, appraisal, other)
GRADUATE STUDENT STIPEND GRANTS 4627 66,2 35,571
GRADUATE STUDENT TUITION AND FEES
9197 177,532,564
GRANTS
GRANTS AND AWARDS TO NON-
1195 7,441,931
HARVARD STUDENTS
OTHER UNDERGRADUATE GRANTS,
1174 3,854,980
PRIZES AND AWARDS
STUDENT PRIZES AND AWARDS 3636 9,2 7 2,6 21
STIPENDS FOR POST-DOCTORAL
1090 27,014,912
STUDENTS AND FELLOWS
TRAINING GRANTS 30 314,580
UNDERGRADUATE TUITION, FEES, AND
4385 1 54 ,0 9 1 ,6 3 6
STIPEND GRANTS
STUDENT LOAN REPAYMENT PROGRAMS
513 3,746,8 20
AND FORGIVEN LOANS
efile GRAPHIC rint - DO NOT PROCESS As Filed Data - DLN:93493132028712
Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Serv1ce
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
if the organization answered "Yes" to Form 990,
Part IV, question 23.
to Form 990. separate instructions.
OMB No 1545-0047
2010
Open to Public
Inspection
Name of the organization Employer identification number
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
04-2103580
ensation
la Check the approp1ate box(es) 1fthe organ1zat1on prov1ded any of the following to or for a person l1sted 1n Form
990, Part VII, Sect1on A, l1ne 1a Complete Part III to prov1de any relevant 1nformat1on regarding these 1tems
F F1 rst-c lass or charter travel F H ous 1ng a I Iowa nee or res 1dence for persona I use
F Travel for companions I Payments for business use of personal residence
F Tax ldemn1f1cat1on and gross-up payments F Health or soc1al club dues or 1n1t1at1on fees
I D1scret1onary spending account F Personal serv1ces (e g, ma1d, chauffeur, chef)
b If any ofthe boxes 1n l1ne 1a are checked, d1d the organ1zat1on follow a wntten pol1cy regarding payment or
reimbursement orprov1s1on of all the expenses descnbed above7 If "No," complete Part III to explain
2 D1d the organ1zat1on requ1re substant1at1on pnor to re1mburs1ng or allowing expenses Incurred by all
officers, directors, trustees, and the CEO/Executive Director, regarding the 1tems checked 1n l1ne 1a7
3 Ind1cate wh1ch, 1f any, of the following the organ1zat1on uses to establish the compensation of the
organ1zat1on's CEO/Executive Director Check all that apply
F Compensation committee I Wntten employment contract
F Independent compensation consultant F Compensation survey or study
F Form 990 of other organ1zat1ons F Approval by the board or compensation committee
4 Dunng the year, d1d any person l1sted 1n Form 990, Part VII, Sect1on A, l1ne 1a w1th respect to the f1l1ng organ1zat1on
or a related organ1zat1on
a Rece1ve a severance payment or change-of-control payment from the organ1zat1on or a related organ1zat1on7
b Part1c1pate 1n, or rece1ve payment from, a supplemental nonqual1f1ed retirement plan7
c Part1c1pate 1n, or rece1ve payment from, an equ1ty-based compensation arrangement?
If "Yes" to any of l1nes 4a-c, I 1st the persons and prov1de the applicable amounts for each 1tem 1n Part III
Only 501(c)(3) and 501(c)(4) organizations only must complete lines S-9.
5 For persons l1sted 1n form 990, Part VII, Sect1on A, l1ne 1a, d1d the organ1zat1on pay or accrue any
compensation contingent on the revenues of
a The organ1zat1on7
b Any related organ1zat1on7
If "Yes," to l1ne Sa or Sb, descnbe 1n Part III
6 For persons l1sted 1n form 990, Part VII, Sect1on A, l1ne 1a, d1d the organ1zat1on pay or accrue any
compensation contingent on the net earn1ngs of
7
8
9
a The organ1zat1on7
b Any related organ1zat1on7
If "Yes," to l1ne 6a or 6b, descnbe 1n Part III
For persons l1sted 1n Form 990, Part VII, Sect1on A, l1ne 1a, d1d the organ1zat1on prov1de any non-f1xed
payments not descnbed 1n l1nes 5 and 67 If"Yes," descnbe 1n Part III
Were any amounts reported 1n Form 990, Part VII, pa1d or accured pursuant to a contract that was
subJect to the 1n1t1al contract exception descnbed 1n Regs sect1on 53 4958-4(a)(3 )7 If "Yes," descnbe
1n Part III
If"Yes" to l1ne 8, d1d the organ1zat1on also follow the rebuttable presumption procedure descnbed 1n Regulations
sect1on 53 4958-6(c)7
Yes No
lb Yes
2 Yes
4a No
4b Yes
4c No
Sa No
Sb No
6a No
6b No
7 Yes
8 No
9
For Priva Act and Pa erwork Reduction Act Notice see the Intructions for Form 990 Cat No 50053T Schedule J Form 990 2010
S c he d u I e J (Form 9 9 0 ) 2 0 1 0 Page 2
llil Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate cop1es 1f add1t1onal space IS needed.
For each 1nd1v1dual whose compensation must be reported 1n Schedule J, report compensation from the organ1zat1on on row (1) and from related organ1zat1ons, descnbed 1n the
1nstruct1ons on row (11) Do not l1st any 1nd1v1duals that are not l1sted on Form 990, Part VII
Note. The sum of columns (B)(1)-(111) must equal the applicable column (D) or column (E) amounts on Form 990, Part VII, l1ne 1a
(A) Name (B) Breakdown ofW-2 and/or 1099-MISC compensation (C) Retirement and (D) Nontaxable (E) Total of columns (F) Compensation
(ii) Bonus & (iii) Other
other deferred benef1ts (B)(I)-(D) reported 1n pnor
(i) Base
1ncent1ve reportable compensation Form 990 or
compensation
compensation compensation Form 990-EZ
See Add1t1onal Data Table
( 2)
( 3)
( 4)
( 5)
( 6)
( 7)
( 8)
( 9)
( 10)
( 11)
( 12)
( 13)
( 14)
( 15)
( 16)
Schedule J (Form 990) 2010
S c he d u I e J (Form 9 9 0 ) 2 0 1 0 Page 3
i@IOM Supplemental Information
I
Complete th1s part to prov1de the 1nformat1on, explanation, or descnpt1ons requ1red for Part I, l1nes 1a, 1b, 4c, Sa, Sb, 6a, 6b, 7, and 8 Also complete th1s part for any add1t1onallnformat1on
Identifier Return
Reference
Explanation
PART I, LINE FIRST CLASS OR CHARTER TRAVEL UNIVERSITY TRAVEL POLICY ALLOWS FOR FIRST CLASS TRAVEL FOR UNIVERSITY BUSINESS PURPOSES IN
1A LIMITED CIRCUMSTANCES IN ACCORDANCE WITH THIS POLICY, CERTAIN REPORTED EMPLOYEES TRAVELED FIRST CLASS ON A SMALL
NUMBER OF TRIPS DURING THE YEAR TRAVEL EXPENSES ARE INCURRED FOR UNIVERSITY PURPOSES AND THEREFORE ARE NOT TREATED AS
TAXABLE COMPENSATION PART I, LINE 1A TRAVEL FOR COMPANIONS UNIVERSITY TRAVEL POLICY ALLOWS REIMBURSEMENT FOR
COMPANION TRAVELERS WHEN THE COMPANION'S ATTENDANCE AT A PROFESSIONAL FUNCTION OR INVOLVEMENT IN FUNDRAISING
ACTIVITIES SERVES A LEGITIMATE BUSINESS PURPOSE IN ACCORDANCE WITH THIS POLICY, THE UNIVERSITY REIMBURSED CERTAIN
EMPLOYEES FOR COMPANION TRAVEL DURING THE YEAR IN THESE CIRCUMSTANCES, THE REIMBURSEMENT OF COMPANION AND FAMILY
MEMBER TRAVEL EXPENSES WAS A LEGITIMATE BUSINESS EXPENSE FOR THE UNIVERSITY AND THEREFORE IT WAS NOT REPORTED IN THE
EMPLOYEES' TAXABLE COMPENSATION PART I, LINE 1A TAX INDEMNIFICATION AND GROSS-UP PAYMENTS DURING THE CALENDAR YEAR
ENDED DECEMBER 31,2010, THE UNIVERSITY ELECTED TO PAY THE TAX OBLIGATIONS THAT AROSE FROM CERTAIN COMPENSATION
TRANSACTIONS AND REIMBURSEMENTS TWO REPORTED EMPLOYEES WERE REIMBURSED FOR TAXES THAT AROSE FROM MOVING EXPENSE
REIMBURSEMENTS AND HOUSING ALLOWANCES A THIRD REPORTED EMPLOYEE RECEIVED TAX REIMBURSEMENTS RELATING TO PENSION
ARRANGEMENT PAYMENTS A FOURTH REPORTED EMPLOYEE RECEIVED TAX REIMBURSEMENTS AS PART OF THE STANDARD SCHOOL-BASED
FITNESS SUBSIDY PLAN THESE TAX REIMBURSEMENTS ARE REPORTED TO EACH INDIVIDUAL AS TAXABLE COMPENSATION PART I, LINE 1A
PART I, LINE 1A HOUSING ALLOWANCE/PERSONAL SERVICES THE UNIVERSITY PROVIDES PRESIDENT FAUST WITH A HOME IN CAMBRIDGE
AND REQUIRES ITS USE AS CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF THE UNIVERSITY THE TOTAL ESTIMATED VALUE OF THE
ANNUAL USE 0 F THE RESIDENCE IS $18 0,00 0, 0 F WHICH $120,9 01 IS EST! MATED TO BE THE VALUE 0 F THE PERSONAL USE AND IS REP 0 RTE D
AS A NONTAXABLE BENEFIT IN PART VII, LINE 1A AND SCHEDULE J, PART II DURING THE PERFORMANCE OF REGULAR UNIVERSITY DUTIES, A
UNIVERSITY EMPLOYEE MAY, ON OCCASION, PERFORM INCIDENTAL PERSONAL SERVICES FOR THE PRESIDENT (E G, PURCHASING OF SMALL
HOUSEHOLD ITEMS, WITH THE COST OF SUCH ITEMS REIMBURSED IN FULL BY THE PRESIDENT) THE UNIVERSITY REGARDS SUCH SERVICES
AS A NONTAXABLE "DE MINIMIS" FRINGE BENEFIT HARVARD BUSINESS SCHOOL (HBS) PROVIDES DEAN NOHRIA WITH A HOME IN ALLSTON
AND REQUIRES ITS USE AS CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF HBS THE DEAN MOVED INTO THE RESIDENCE IN
OCTOBER 2010 THE TOTAL ESTIMATED VALUE OF THE ANNUAL USE OF THE RESIDENCE IS $144,000, OF WHICH $25,596 IS ESTIMATED TO BE
THE VALUE OF THE CALENDAR 2010 PERSONAL USE AND IS REPORTED AS A NONTAXABLE BENEFIT IN PART VII, LINE 1A AND SCHEDULE J,
PART II ONE REPORTED EMPLOYEE RECEIVED A MORTGAGE SUBSIDY TWO OTHER REPORTED EMPLOYEES RECEIVED HOUSING ALLOWANCES
THESE AMOUNTS ARE INCLUDED IN EACH EMPLOYEE'S TAXABLE COMPENSATION PART 1, LINE 1A HEALTH OR SOCIAL CLUB DUES OR
INITIATION FEES THE SCHOOL OF PUBLIC HEALTH OFFERS A FITNESS SUBSIDY TO ALL OF ITS EMPLOYEES, WHEREBY SPH EMPLOYEES MAY BE
REIMBURSED FOR HEALTH CLUB MEMBERSHIP DUES AND THE TAXES ARISING FROM THIS BENEFIT A REPORTED EMPLOYEE PARTICIPATED IN
THIS SUBSIDY PLAN DURING CALENDAR YEAR 2010 PART I, LINES 1B AND 3 COMPENSATION POLICIES AND COMPENSATION REVIEW
PROCESS LINE 1B THE UNIVERSITY FOLLOWS WRITTEN POLICIES REGARDING FIRST CLASS TRAVEL AND TRAVEL FOR COMPANIONS THE
M A J 0 R IT Y 0 F T A X G R 0 S S- U P P A Y M E NT S A R I S E F R 0 M R E L 0 C AT IO N E X P E N S E S, 0 N WH I C H U N I V E R SIT Y H U M A N R E S 0 U R C E S S E T S F 0 R T H
DIRECTION IN WRITTEN GUIDELINES THE UNIVERSITY ALSO FOLLOWS WRITTEN GUIDELINES ON HOUSING ALLOWANCES, WHICH ARE
OFFERED ON A LIMITED BASIS TO SENIOR FACULTY AND SENIOR ADMINISTRATORS LINE 3 SEE SCHEDULE 0 "COMPENSATION REVIEW
PROCESS" FOR A DISCUSSION OF THE METHODS USED TO CALCULATE THE PRESIDENT'S COMPENSATION
PART I, LINE PROFESSOR KIRSCHNER'S COLUMN B(III) OTHER REPORTABLE COMPENSATION INCLUDES $1,138,524 IN SUPPLEMENTAL RETIREMENT
4B PAYMENTS
PART I, LINE BONUS AND INCENTIVE PAYMENTS THE UNIVERSITY OFFERS INCENTIVE COMPENSATION FOR OUTSTANDING PERFORMANCE BONUS AND
7 INCENTIVE PAYMENTS FOR OFFICERS, KEY EMPLOYEES, AND HIGHEST COMPENSATED EMPLOYEES ARE LISTED IN PART II
SUPPLEMENTAL PART III PART II SUPPLEMENTAL INFORMATION MR JOHNSON BEGAN HIS SERVICE AS VICE PRESIDENT FOR CAPITAL PLANNING AND PROJECT
MANAGEMENT ON 11/15/2010 THE TOTAL COMPENSATION REPORTED FOR MR JOHNSON ON PART VII AND SCHEDULE J ALSO INCLUDES
AMOUNTS PAID TO HIM FROM 1/1/2010-11/14/2010 FOR HIS ROLE AS DIRECTOR OF MAJOR CAPITAL PROJECTS AND PHYSICAL PLANNING
AT HARVARD LAW SCHOOL DEAN JAY LIGHT'S COLUMN B(III) OTHER REPORTABLE COMPENSATION INCLUDES $1,000,000 OF HARVARD
BUSINESS SCHOOL RETIREMENT INCENTIVE PLAN PAYMENTS PROFESSOR BHABHA'S COLUMN B(III) OTHER REPORTABLE COMPENSATION
INCLUDES A ONE-TIME LUMPING OF INCOME RELATING TO ADDITIONAL SERVICES PERFORMED PROFESSOR MERTON'S COLUMN B(III)
OTHER REPORTABLE COMPENSATION INCLUDES $734,000 OF HARVARD BUSINESS SCHOOL RETIREMENT INCENTIVE PLAN PAYMENTS
INFORMATION
Schedule J Form 990 2010
I
Additional Data Return to Form
Software ID:
Software Version:
EIN: 04-2103580
Name: PRESIDENT AND FELLOWS OF HARVARD COLLEGE
Form 990, Schedule J Part II - Officers, Directors Trustees, Key Employees, an
d . h
H1g est c ompensate dE mp oyees
(A) Name (B) Breakdown ofW-2 and/or 1099-MISC compensation (C) Deferred (D) Nontaxable (E) Total of columns
(F) Compensation
compensation benef1ts (B)(I)-(D)
reported 1n pnor Form
(i) Base
(ii) Bonus &
(iii) 0 ther
990 or Form 990-EZ
1ncent1ve
Compensation
compensation
compensation
DREW GILPIN FAUST (1) 705,714
0 8,280 31,410 129,927 87 5,331 0
(11) 0
0 0 0 0 0 0
KATHERINE N LAPP (1) 545,607
0 17,542 31,410 9,13 3 603,692 0
(11) 0
0 0 0 0 0 0
MARC L GOODHEART (1) 2 74,8 28
0 257 31,410 23,928 330,42 3 0
(11) 0
0 0 0 0 0 0
STEVEN E HYMAN (1) 5 32,6 78
0 4,410 31,410 3,978 57 2,4 76 0
(11) 0
0 0 0 0 0 0
MARILYN M (1) 3 24,8 26
0 593 31,410 18,460 37 5,289 0
HAUSAMMANN (11) 0
0 0 0 0 0 0
CHRISTINE M (1) 368,882
0 733 31,410 18,674 419,699 0
HEENAN (11) 0
0 0 0 0 0 0
LISA HOGARTY (1) 181,8 74
0 25,795 21,920 5,710 235,299 0
(11) 0
0 0 0 0 0 0
ROBERT WIULIANO (1) 422,140
0 9,297 31,410 20,416 483,263 0
(11) 0
0 0 0 0 0 0
MARK R JOHNSON (1) 185,6 20
15,000 57 25,777 6,967 23 3,421 0
(11) 0
0 0 0 0 0 0
TAMARA E ROGERS (1) 338,596
0 3,914 31,410 18,460 392,380 0
(11) 0
0 0 0 0 0 0
DANIELS SHORE (1) 301,150
0 758 31,410 24,637 357,955 0
(11) 0
0 0 0 0 0 0
A CLAY T 0 N SPENCER (1) 310,117
0 3,838 31,410 8,894 354,259 0
(11) 0
0 0 0 0 0 0
JEFFREYS FLIER (1) 5 50,8 58
0 9,141 31,410 18,460 609,869 0
(11) 0
0 0 0 0 0 0
MICHAEL D SMITH (1) 378,606
0 5,354 31,410 17,620 432,990 0
(11) 0
0 0 0 0 0 0
NITIN NOHRIA (1) 413,8 74
0 40,136 31,410 34,614 520,034 0
(11) 0
0 0 0 0 0 0
JAY 0 LIGHT (1) 238,654
0 1,003,976 31,110 10,62 3 1,284,363 0
(11) 0
0 0 0 0 0 0
JULIO FRENK (1) 497,096
0 4 7,884 31,410 20,460 596,850 0
(11) 0
0 0 0 0 0 0
HOM! K BHABHA (1) 2 51,6 56
0 340,0 79 31,410 1,434 624,579 0
(11) 0
0 0 0 0 0 0
WILLIAM W CHIN (1) 291,905
323,371 3,7 39 31,410 16,454 666,879 0
(11) 0
0 0 0 0 0 0
ROBERT C MERTON (1) 178,155
0 743,164 2 2,18 5 11,6 2 3 955,127 0
(11) 0
0 0 0 0 0 0
MARC W KIRSCHNER (1) 412,427
0 1,158,746 31,410 4,490 1,607,07 3 0
(11) 0
0 0 0 0 0 0
THOMAS E VAUTIN (1) 172,130
0 36,785 21,13 2 10,62 9 240,676 0
(11) 0
0 0 0 0 0 0
NANCY S (1) 180,951
0 62,660 22,383 6,621 272,615 0
ZECKHAUSER (11) 0
0 0 0 0 0 0
ROBERT B CASHION (1) 263,188
10,005 234 31,410 19,768 324,605 0
(11) 0
0 0 0 0 0 0
efile GRAPHIC rint - DO NOT PROCESS As Filed Data -
Schedule K
(Form 990) Supplemental Information on Tax Exempt Bonds
if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Schedule 0 (Form 990).
Department of the Treasury
Internal Revenue Serv1ce
to Form 990. separate instructions.
Name of the organ1zat1on
PRES! DENT AND FELLOWS 0 FHA RVA RD COLLEGE
Bond Issues
(a) Issuer Name (b) Issuer EIN (c) C U SIP # (d) Date Issued (e) Issue Pnce (f) Descnpt1on of Purpose
MASSACHUSETTS
A
DEVELOPMENT FINANCE
04-3431814 57585KGP7 01-15-2004 1 0 3 ,6 7 0 ,0 0 0 SERIES R 1-5 (SEE PART V)
AGENCY
MASSACHUSETTS
B
DEVELOPMENT FINANCE
04-3431814 57585KGP7 04-14-2005 13,4 90,0 00 SERIES R 6 (SEE PART V)
AGENCY
MASSACHUSETTS
c
DEVELOPMENT FINANCE
04-3431814 57585KGP7 04-03-2006 14,040,000 SERIES R 7 (SEE PART V)
AGENCY
MASSACHUSETTS
D
DEVELOPMENT FINANCE
04-3431814 57586CFV2 05-18-2005 1 9 9 ,8 14 ,6 3 9
SERIES 2005A/B (SEE PART
AGENCY V)
Proceeds
A B
1
A mount of bonds ret1red
2
A mount of bonds legally defeased
3
Total proceeds of 1ssue
103,670,000 13,491,079
4
Gross proceeds 1n reserve funds
5
Cap1tal1zed Interest from proceeds
6
Proceeds 1n refunding escrow
7
Issuance costs from proceeds
1,059,385
8
Credit enhancement from proceeds
9
Work1ng cap1tal expenditures from proceeds
10
Cap1tal expenditures from proceeds
6,740,000
11
0 ther spent proceeds
103,670,000 13,491,079
12
0 ther unspent proceeds
13
Year of substantial completion
2007 2007
Yes No Yes No
14
Were the bonds 1ssued as part of a current refunding Issue?
X X
15
Were the bonds 1ssued as part of an advance refunding Issue?
X X
16
Has the f1nal allocation of proceeds been made7
X X
17
Does the organ1zat1on ma1nta1n adequate books and records to support the f1nal
X X
allocation of proceeds?
Private Business Use
A B
Yes No Yes No
1
Was the organ1zat1on a partner 1n a partnership, or a member of an LLC, wh1ch owned
X
property financed by tax-exempt bonds7
2
Are there any lease arrangements that may result 1n pnvate business use of bond-
X
financed property?
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990. Cat No 50193E
DLN:93493132028712
OMB No 1545-0047
2010
Open to Public
Inspection
Employer identification number
04-2103580
(h) 0 n
(i) Pool
(g) Defeased Behalf of
Issuer
f1nanc1ng
Yes No Yes No Yes No
X X X
X X X
X X X
X X X
c D
14,043,650 200,761,080
1,059,385
6,740,000
14,043,650 192,961,696
2007 2007
Yes No Yes No
X X
X X
X X
X X
c D
Yes No Yes No
Schedule K (Form 990) 2010
c e u e S h d I K (F arm 990)2010 p age 2
l : r . T i l ~ l Private Business Use (Continued)
A B c D
Yes No Yes No Yes No Yes No
3a
Are there any management or serv1ce contracts that may result 1n pnvate bus1ness
X
use?
b
Are there any research agreements that may result 1n pnvate business use of bond-
X
financed property?
c
Does the organ1zat1on routinely engage bond counsel or other outside counsel to rev1ew
any management or serv1ce contracts or research agreements relat1ng to the financed
X
property?
4
Enter the percentage offmanced property used 1n a pnvate bus1ness use by ent1t1es
other than a sect1on 501(c)(3) organ1zat1on or a state or local government 0%
~
5
Enter the percentage offmanced property used 1n a pnvate bus1ness use as a result of
unrelated trade or business act1v1ty earned on by your organ1zat1on, another sect1on 0 200%
501(c)(3) organ1zat1on, or a state or local government ~
6
Total ofl1nes 4 and 5
0 200%
7
Has the organ1zat1on adopted management pract1ces and procedures to ensure the
X
post-Issuance compliance of 1ts tax-exempt bond llab111t1es?
.
ArbitraQe
A B c D
Yes No Yes No Yes No Yes No
1
Has a Form 8038-T, Arbitrage Rebate, Y1eld Reduction and
Penalty 1n L1eu of Arbitrage Rebate, been f1led w1th respect to the
bond Issue?
X X X X
2
Is the bond 1ssue a vanable rate Issue?
X X X X
3a
Has the organ1zat1on or the governmental 1ssuer entered
1nto a hedge w1th respect to the bond Issue?
X X X X
b
Name of prov1der
c
Term of hedge
d
Was the hedge supenntegrated'
e
Was a hedge terminated?
4a
Were gross proceeds Invested 1n a GJC?
X X X X
b
Name of prov1der
c
Term ofGIC
d
Was the regulatory safe harbor for establ1sh1ng the fa1r market
value of the GIC sat1sf1ed?
5
Were any gross proceeds Invested beyond an available temporary
penod?
X X X
6
D1d the bond 1ssue qualify for an exception to rebate?
X X X X
:l'Til Supplemental Information
Complete th1s part to prov1de addltlonal1nformat1on for responses to questions on Schedule K (see 1nstruct1ons)
I I dent if ier Return Explanation
Reference
SCHEDULE K,
PART I
SCHEDULE K,
PART I I
SCHEDULE K,
PART IV
COLUMNS A AND B (GENERAL NOTE) THE MASSACHUSETTS HEALTH AND EDUCATIONAL FACILITIES AUTHORITY (EIN 04-2456011) WAS THE
ORIGINAL ISSUER OF THE FOLLOWING ISSUES LISTED ON THIS SCHEDULE SERIES R 1-5, SERIES R 6, SERIES R 7, SERIES 2005A/B, SERIES 2005C,
SERIES 2007EE, SERIES 2008B, SERIES 2009A, SERIES 2009EE, AND SERIES 2010A IT WAS MERGED INTO THE MASSACHUSETTS DEVELOPMENT
FINANCE AGENCY (EIN 04-3431814) ON OCTOBER 1, 2010 ROWA (SERIES R 1-5), COLUMN F SERIES R, TRANCHE 1-5 WAS ISSUED TO REFUND
PORTIONS OF THE FOLLOWING BOND ISSUES WHICH WERE ISSUED ON THE FOLLOWING DATES SERIES A (7/1/72), SERIES B (7/1/73), SERIES C
(4/7/76), SERIES D (6/23/77), SERIES I (5/7/85), SERIES M (2/6/91), SERIES N (9/1/91), SERIES P (6/13/95), SERIES Q-1 (8/29/96), SERIES Q-2
(9/2/97), SERIES Q-3 (9/15/98), SERIES Z (10/1/00), AND SERIES AA (10/4/01) ROW B (SERIES R 6), COLUMN F SERIES R, TRANCHE 6 WAS ISSUED
TO REFUND PORTIONS OF THE FOLLOWING BOND ISSUES WHICH WERE ISSUED ON THE FOLLOWING DATES SERIES P (6/13/95), SERIES Z
(10/1/00), AND SERIES AA (10/4/01) ROW C (SERIES R 7), COLUMN F SERIES R, TRANCHE 7 WAS ISSUED TO REFUND PORTIONS OF THE
FOLLOWING BOND ISSUES WHICH WERE ISSUED 0 N THE FOLLOWING DATES SERIES P (6/13/95), SERIES Z (10/1/00), AND SERIES AA (10/4/01)
ROW D (SERIES 2005A/B), COLUMN F SERIES 2005A WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 12/18/03, AND TO
FINANCE CAPITAL EXPENDITURES 0 F THE UNIVERSITY RELATING TO THE HARVARD DEPOSITORY, SOUTHBOROUGH, AND THE WIDENER LIBRARY,
CAMBRIDGE SERIES 2005B WAS ISSUED TO REFUND SERIES P, ISSUED 6/13/95 ROWA (SERIES 2005C), COLUMN F SERIES 2005C WAS ISSUED TO
REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 9/5/02 AND ON 12/18/03 ROW B (SERIES 2007EE), COLUMN C SERIES 2007EE CONSISTED
OF TAX-EXEMPT COMMERCIAL PAPER, AND THUS WAS REPRESENTED BY MULTIPLE CUSIPS ROW B (SERIES 2007EE), COLUMN E SERIES 2007EE
CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, WITH AN AUTHORIZED AMOUNT OF $1,000,000,000 APPROXIMATELY $244 MILLION WAS
OUTSTANDING ON 6/30/11 ROW B (SERIES 2007EE), COLUMN F SERIES 2007EE, CONSISTING OF TAX-EXEMPT COMMERCIAL PAPER, WAS ISSUED
TO PROVIDE SHORT-TERM FINANCING FOR THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY (I) CONSTRUCTION OF A BUILDING
FOR THE ARNOLD ARBORETUM FOR RESEARCH AND ADMINISTRATION LOCATED AT WELD HILL, 1300 CENTRE STREET, BOSTON, (II)
INSTALLATION OFA SATELLITE CHILLED WATER PLANT AND AN ELECTRICAL SUBSTATION LOCATED ON THE EAST SIDE OF OXFORD STREET
BETWEEN HAMMOND AND KIRKLAND STREETS, CAMBRIDGE, (III) A RENOVATION OF BUILDING SPACE AT 46 BLACKSTONE STREET, CAMBRIDGE
AND A BOILER REPLACEMENT AND ANCILLARY SYSTEM UPGRADE IN THE BLACKSTONE PLANT LOCATED AT THE SAME SITE (THE CORNER OF
MEMORIAL DRIVE AND WESTERN AVENUE, CAMBRIDGE), (IV)AN UNDERGROUND PARKING FACILITY LOCATED AT 6-8 EVERETT STREET,
CAMBRIDGE, (V) INSTALLATION OF UNDERGROUND PIPES AND WIRES IN THE HARVARD LAW SCHOOL AREA, WEST OF OXFORD STREET BETWEEN
EVERETT STREET AND KIRKLAND STREET, CAMBRIDGE, (VI) RENOVATION OF ROCKEFELLER HALL, 47 FRANCIS AVENUE, CAMBRIDGE, (VII)
RENOVATIONS AND UTILITY INFRASTRUCTURE UPGRADES AT HARVARD LAW SCHOOL, 1585 MASSACHUSETTS AVE, CAMBRIDGE, (VIII)
RENOVATION OF THE FIRE ALARM AND SPRINKLER SYSTEM, ROOF, AND ROOM INTERIORS AT RESIDENTIAL BUILDINGS IN THE HARVARD LAW
SCHOOL AREA, 16-22 EVERETT STREET, CAMBRIDGE, (IX) RENOVATION AND EXTERIOR RESTORATION OF BYERLY HALL, 6-8 GARDEN STREET,
CAMBRIDGE, (X) A RENOVATION OF THE MALKIN ATHLETIC CENTER, 39 HOLYOKE STREET, CAMBRIDGE, (XI) CONSTRUCTION AND EQUIPPING OF
THE LABORATORY FOR INTERFACE SCIENCE AND ENGINEERING, 15 OXFORD STREET, CAMBRIDGE, (XII) CONSTRUCTION OF A RESEARCH
FACILITY LOCATED AT 16 DIVINITY AVENUE, CAMBRIDGE, (XIII)AN ADDITION TO THE NEW COLLEGE THEATRE, 10-12 HOLYOKE STREET,
CAMBRIDGE, (XIV) CONSTRUCTION OF THE NORTHWEST BUILDING, A SCIENCE FACILITY AT 52 OXFORD STREET, CAMBRIDGE, (XV) RENOVATION
AND EXTERIOR RESTORATION OF GALLATIN HALL, 24 HARVARD WAY, BOSTON, (XVI) CLASSROOM RENOVATIONS AT THE MCCOLLUM CENTER, 47
HARVARD WAY, BOSTON, (XVII) RENOVATION OF BUILDINGS AT 641 AND 643 HUNTINGTON AVENUE, BOSTON, (XVIII) CONSTRUCTION OF A
HOUSING DEVELOPMENT AT 387 WESTERN AVENUE, 28 HINGHAM STREET AND 30 HINGHAM STREET, CAMBRIDGE, (XIX) CONSTRUCTION OF THE
ALLSTON SCIENCE COMPLEX, INCLUDING A PARKING FACILITY AND AN ENERGY FACILITY AT 150 WESTERN AVENUE, BOSTON, (XX) DESIGN FOR
NEW INFRASTRUCTURE SYSTEMS FOR UTILITIES TUNNELS, MATERIALS HANDLING TUNNELS, WATER UTILITIES, WASTEWATER SYSTEMS, AND
TRANSMISSION SUBSTATION TO SUPPORT THE ALLSTON CAMPUS, BOSTON, AND (XXI) A RENOVATION OF THE BUILDING FIRE SPRINKLER AND
FIRE ALARM AT DUNSTER HOUSE, 945 MEMORIAL DRIVE, CAMBRIDGE ROWC (SERIES 2008B), COLUMN F SERIES 2008B WAS ISSUED TO REFUND
TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 3/9/06 AND 12/21/07, AND TO REFINANCE CAPITAL EXPENDITURES OF THE UNIVERSITY RELATING
TO QUINCY HOUSE, 58 PLYMPTON STREET, CAMBRIDGE ROW D (SERIES 2009A), COLUMN F SERIES 2009A WAS ISSUED TO REFUND TAX-EXEMPT
COMMERCIAL PAPER ISSUED ON 3/9/06 AND 12/21/07, AND TO REFUND SERIES GG-1, ISSUED 7/1/04, AND SERIES 2006B, ISSUED 7/20/06 AND
PAY RELATED COSTS ROW A (SERIES 2009EE), COLUMN C SERIES 2009EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, AND THUS WAS
REPRESENTED BY MULTIPLE CUSIPS ROWA (SERIES 2009EE), COLUMN E SERIES 2009EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, WITH
AN AUTHORIZED AMOUNT OF $1,000,000,000 APPROXIMATELY $73 MILLION WAS OUTSTANDING ON 6/30/11 ROWA (SERIES 2009EE), COLUMN
F SERIES 2009EE, CONSISTING OF TAX-EXEMPT COMMERCIAL PAPER, WAS ISSUED TO PROVIDE SHORT-TERM FINANCING FOR THE FOLLOWING
CAPITAL EXPENDITURES OF THE UNIVERSITY (I) CONSTRUCTION OF A BUILDING FOR THE ARNOLD ARBORETUM FOR RESEARCH AND
ADMINISTRATION LOCATED AT WELD HILL, 1300 CENTRE STREET, BOSTON, (II)AN UNDERGROUND PARKING FACILITY LOCATED AT 6-8 EVERETT
STREET, CAMBRIDGE, (III) INSTALLATION OF A SATELLITE CHILLED WATER PLANT AND AN ELECTRICAL SUBSTATION LOCATED ON THE EAST
SIDE OF OXFORD STREET BETWEEN HAMMOND AND KIRKLAND STREETS, CAMBRIDGE, (IV) RENOVATION OF ROCKEFELLER HALL, 47 FRANCIS
AVENUE, CAMBRIDGE, (V) CONSTRUCTION OF A BUILDING AND RELATED RENOVATIONS AND UTILITY INFRASTRUCTURE UPGRADES AT HARVARD
LAW SCHOOL, 1585 MASSACHUSETTS AVE, CAMBRIDGE, (VI) LIFE SAFETY FIRE SYSTEM UPGRADES, OTHER RENOVATIONS, AND STRATEGIC
PLANNING FOR ADDITIONAL RENEWAL AND RENOVATIONS AT STUDENT RESIDENCES LOCATED AT 45 FLAGG STREET, 10 HOLYOKE PLACE, 56
PLYMPTON STREET, 10 LINDEN STREET, 13-21 & 53 BOW STREET, 26 PLYMPTON STREET, 966 MEMORIAL DRIVE, 967 MEMORIAL DRIVE, 35-39
OXFORD STREET, 36 OXFORD STREET, 1651 MASSACHUSETTS AVENUE, AND 1533-1544 MASSACHUSETTS AVENUE, CAMBRIDGE, (VII)
CONSTRUCTION AND EQUIPPING OF THE LABORATORY FOR INTERFACE SCIENCE AND ENGINEERING, 15 OXFORD STREET, CAMBRIDGE, (VIII) AN
ADDITION TO THE NEW COLLEGE THEATRE, 10-12 HOLYOKE STREET, CAMBRIDGE, (IX) CONSTRUCTION OF THE NORTHWEST BUILDING, A
SCIENCE FACILITY AT 52 OXFORD STREET, CAMBRIDGE, (X) RENOVATIONS TO EXPAND TEACHING LAB SPACE IN THE NORTHWEST BUILDING, 52
OXFORD STREET, CAMBRIDGE, (XI) ROOF, LIFE SAFETY, AND INFRASTRUCTURE UPGRADES TO PERKINS HALL, 35-39 OXFORD STREET, CAMBRIDGE,
(XII) COSMETIC, ROOF, INFRASTRUCTURE AND LIFE SAFETY UPGRADES TO BAKER HALL, 45 HARVARD WAY, BOSTON, (XIII) RENOVATION OF
BUILDINGS AT 641 AND 643 HUNTINGTON AVENUE, BOSTON, (XIV) A RENOVATION OF OFFICE SPACE IN GORDON HALL, 25 SHATTUCK STREET,
BOSTON, AND (XV) CONSTRUCTION OF THE ALLSTON SCIENCE COMPLEX, INCLUDING A PARKING FACILITY AND AN ENERGY FACILITY AT 150
WESTERN AVENUE, BOSTON ROW B (SERIES 2010A), COLUMN F SERIES 2010A WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED
ON 3/9/06,12/21/07 AND 7/22/09, TO REFUND PORTIONS OF SERIES Z, ISSUED 11/9/00, AND SERIES FF, ISSUED 7/24/02 AND PAY RELATED
COSTS, AND TO FINANCE THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY (I) CONSTRUCTION OF A BUILDING AND RELATED
RENOVATIONS AND UTILITY INFRASTRUCTURE UPGRADES AT HARVARD LAW SCHOOL, 1585 MASSACHUSETTS AVE, CAMBRIDGE, (II)A
RENOVATION OF BUILDING SPACE AND A BOILER REPLACEMENT AND ANCILLARY SYSTEM UPGRADE IN THE BLACKSTONE PLANT, 46 BLACKSTONE
STREET, CAMBRIDGE, (III) A RETROFIT OF EXISTING HVAC SYSTEMS FOR LARSEN HALL, 14 APPIAN WAY, CAMBRIDGE, (IV) MAINTENANCE AND
TOWER RESTORATION AT LOWELL HOUSE, 10 HOLYOKE PLACE, CAMBRIDGE, AND (V) RENOVATION OF ADMINISTRATIVE OFFICE AND
CLASSROOM SPACE IN PIERCE HALL, 25 OXFORD STREET, CAMBRIDGE
ROW C (SERIES 2010B), COLUMN F SERIES 2010B WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 12/21/07 AND 7/22/09,
TO REFUND SERIES L, ISSUED 10/4/89, SERIES BB, ISSUED 11/9/00, AND SERIES HH, ISSUED 10/29/03, AND PORTIONS OF SERIES FF, ISSUED
7/24/02 AND PAY RELATED COSTS, AND TO FINANCE THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY (I) CONSTRUCTION OF A
BUILDING AND RELATED RENOVATIONS AND UTILITY INFRASTRUCTURE UPGRADES AT HARVARD LAW SCHOOL, 1585 MASSACHUSETTS AVE,
CAMBRIDGE, (II) RENOVATION, RECONSTRUCTION, AND EXPANSION OF HARVARD UNIVERSITY ART MUSEUMS, 32 QUINCY STREET, CAMBRIDGE,
(III) UTILITY INFRASTRUCTURE UPGRADES AT HARVARD LAW SCHOOL, 1585 MASSACHUSETTS AVE, CAMBRIDGE, (IV) RENOVATIONS AND
ADDITIONS AT THE HARVARD DEPOSITORY, 1 PINE HILL DRIVE, SOUTHBOROUGH, (V) RENOVATION OF ADMINISTRATIVE OFFICE SPACE IN
HOLYOKE CENTER, 1350 MASSACHUSETTS AVENUE, CAMBRIDGE, (VI) RENEWAL AND RENOVATIONS AT WINTHROP HOUSE, 8 MILL STREET,
CAMBRIDGE, AND (VII) MAINTENANCE AND TOWER RESTORATION AT ADAMS HOUSE, 10 LINDEN STREET, 13-21 & 53 BOW STREET, AND 26
PLYMPTON STREET, CAMBRIDGE ROW D (SERIES 2011EE), COLUMN C SERIES 2011EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, AND
THUS WAS REPRESENTED BY MULTIPLE CUSIPS ROW D (SERIES 2011EE), COLUMN E SERIES 2011EE CONSISTED OF TAX-EXEMPT COMMERCIAL
PAPER, WITH AN AUTHORIZED AMOUNT OF $1,000,000,000 APPROXIMATELY $3 MILLION WAS OUTSTANDING ON 6/30/10 ROW D (SERIES
2011EE), COLUMN F SERIES 2011EE, CONSISTING OF TAX-EXEMPT COMMERCIAL PAPER, WAS ISSUED TO PROVIDE SHORT-TERM FINANCING FOR
THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY (I) CONSTRUCTION OF A BUILDING FOR THE ARNOLD ARBORETUM FOR RESEARCH
AND ADMINISTRATION LOCATED AT WELD HILL, 1300 CENTRE STREET, BOSTON, AND (II) STRATEGIC PLANNING FOR RENEWAL AND
RENOVATIONS AT STUDENT RESIDENCES LOCATED AT 45 FLAGG STREET, 10 HOLYOKE PLACE, 56 PLYMPTON STREET, 10 LINDEN STREET, 13-21 &
53 BOW STREET, 26 PLYMPTON STREET, 966 MEMORIAL DRIVE, 967 MEMORIAL DRIVE, 35-39 OXFORD STREET, 36 OXFORD STREET, 1651
MASSACHUSETTS AVENUE, AND 1533-1544 MASSACHUSETTS AVENUE, CAMBRIDGE
LINE 3 (GENERAL NOTE) THE DIFFERENCE BETWEEN AMOUNTS REPORTED IN LINE 3 AND IN COLUMN E OF PART I REPRESENTS INVESTMENT
EARNINGS, EXCEPT IN THE CASE OF THE COMMERCIAL PAPER ISSUES (SERIES 2007EE, 2009EE, AND 2011EE), FOR WHICH LINE 3 REPRESENTS
THE BALANCE OUTSTANDING ON JUNE 30,2011 AND COLUMN E OF PART I REPRESENTS THE FULL AUTHORIZED AMOUNT OF THE COMMERCIAL
PAPER PROGRAM LINE 13, COLUMN B (SERIES 2007EE) ONE OR MORE PROJECTS FINANCED BY THIS BOND SERIES WAS NOT SUBSTANTIALLY
COMPLETE AS OF JUNE 30,2011 LINE 13, COLUMN D (SERIES 2009A) ONE OR MORE PROJECTS FINANCED BY THIS BOND SERIES WAS NOT
SUBSTANTIALLY COMPLETE AS OF JUNE 30,2011 LINE 13, COLUMN A (SERIES 2009EE) ONE OR MORE PROJECTS FINANCED BY THIS BOND
SERIES WAS NOT SUBSTANTIALLY COMPLETE AS OF JUNE 30,2011 LINE 13,COLUMN B (SERIES 2010A) ONE OR MORE PROJECTS FINANCED BY
THIS BOND SERIES WAS NOT SUBSTANTIALLY COMPLETE AS OF JUNE 30,2011 LINE 13, COLUMN C (SERIES 2010B) ONE OR MORE PROJECTS
FINANCED BY THIS BOND SERIES WAS NOT SUBSTANTIALLY COMPLETE AS OF JUNE 30,2011 LINE 13, COLUMN D (SERIES 2011EE) ONE OR MORE
PROJECTS FINANCED BY THIS BOND SERIES WAS NOT SUBSTANTIALLY COMPLETE AS OF JUNE 30,2011
LINE 5 (GENERAL NOTE) "YES" RESPONSES INDICATE MINIMAL AMOUNTS REMAINING DURING THE TAX YEAR IN A COST OF ISSUANCE FUND
BEYOND THE TEMPORARY PERIOD, AMOUNTS WERE HELD AND INVESTED IN COMPLIANCE WITH ARBITRAGE RESTRICTIONS
Schedule K (Form 990) 2010
efile GRAPHIC rint - DO NOT PROCESS As Filed Data -
Schedule K
(Form 990) Supplemental Information on Tax Exempt Bonds
if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Schedule 0 (Form 990).
Department of the Treasury
Internal Revenue Serv1ce
to Form 990. separate instructions.
Name of the organ1zat1on
PRES! DENT AND FELLOWS 0 FHA RVA RD COLLEGE
Bond Issues
(a) Issuer Name (b) Issuer EIN (c) CUSIP # (d) Date Issued
MASSACHUSETTS
A
DEVELOPMENT FINANCE
04-3431814 57586CNN1 12-15-2005
AGENCY
MASSACHUSETTS
B
DEVELOPMENT FINANCE
04-3431814 MULTIPLES 12-21-2007
AGENCY
MASSACHUSETTS
c
DEVELOPMENT FINANCE
04-3431814 57586C6U4 06-10-2008
AGENCY
MASSACHUSETTS
D
DEVELOPMENT FINANCE
04-3431814 57586EDDO 01-07-2009
AGENCY
Proceeds
1
A mount of bonds ret1red
2 A mount of bonds legally defeased
3
Total proceeds of 1ssue
4 Gross proceeds 1n reserve funds
5 Cap1tal1zed Interest from proceeds
6 Proceeds 1n refunding escrow
7
Issuance costs from proceeds
s Credit enhancement from proceeds
9 Work1ng cap1tal expenditures from proceeds
10
Cap1tal expenditures from proceeds
11
0 ther spent proceeds
12 Other unspent proceeds
13
Year of substantial completion
14
Were the bonds 1ssued as part of a current refunding Issue?
15
Were the bonds 1ssued as part of an advance refunding Issue?
16
Has the f1nal allocation of proceeds been made7
17
Does the organ1zat1on ma1nta1n adequate books and records to support the f1nal
allocation of proceeds?
1
2
Private Business Use
Was the organ1zat1on a partner 1n a partnership, or a member of an LLC, wh1ch owned
property financed by tax-exempt bonds7
Are there any lease arrangements that may result 1n pnvate business use of bond-
financed property?
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
(e) Issue Pnce (f) Descnpt1on of Purpose
130,469,345
SERIES 2005C (SEE PART
V)
1,000,000,000
SERIES 2007EE (SEE PART
V)
216,886,431
SERIES 2008B (SEE PART
V)
987,282,950
SERIES 2009A (SEE PART
V)
A B
346,560,996 346,560,996
1 3 1 '7 2 5 ,4 5 2 243,713,312
793,845
243,713,312 243,713,312
130,931,608
2007
Yes No Yes No
X X
X X
X X
X X
A B
Yes No Yes No
X X
X X
Cat No 50193E
DLN:93493132028712
OMB No 1545-0047
2010
Open to Public
Inspection
Employer identification number
04-2103580
(h) 0 n
(i) Pool
(g) Defeased Behalf of
Issuer
f1nanc1ng
Yes No Yes No Yes No
X X X
X X X
X X X
X X X
c D
216,895,190 987,678,695
5,861,589
216,895,190 981,817,105
Yes No Yes No
X X
X X
X X
X X
c D
Yes No Yes No
X X
X X
Schedule K (Form 990) 2010
5 c he d u I e K (Form 9 9 0 ) 2 0 1 0 Page 2
1:r.nn11 Private Business Use (Continued)
A B c D
Yes No Yes No Yes No Yes No
3a
Are there any management or serv1ce contracts that may result 1n pnvate bus1ness
X X X X
use7
b
Are there any search agreements that may result 1n pnvate business use of bond-
X X X X
financed property?
c
Does the organ1zat1on routinely engage bond counsel or other outs1de counsel to rev1ew
any management or serv1ce contracts or research agreements relat1ng to the financed X X X X
property?
4
Enter the percentage of financed property used 1n a pnvate business use by ent1t1es
other than a sect1on 50 1(c)(3) organ1zat1on or a state or local government 0 100% 0% 0% 0%
...
5
Enter the percentage of financed property used 1n a pnvate business use as a result of
unrelated trade or business act1v1ty earned on by your organ1zat1on, another sect1on 0% 0% 0% 0%
501(c)(3) organ1zat1on, or a state or local government ...
6
Total of l1nes 4 and 5
0 100% 0% 0% 0%
7
Has the organ1zat1on adopted management pract1ces and procedures to ensure the
X X X X
post-Issuance compliance of 1ts tax-exempt bond liabilities?
:r.nl' Arbitrage
A B c D
Yes No Yes No Yes No Yes No
1
Has a Form 8038-T, Arbitrage Rebate, Y1eld Reduction and
Penalty 1n L1eu of Arbitrage Rebate, been f1led w1th respect to the
bond lssue7
X X X X
2
Is the bond 1ssue a vanable rate lssue7
X X X X
3a
Has the organ1zat1on or the governmental 1ssuer entered
1nto a hedge w1th respect to the bond lssue7
X X X X
b
Name of prov1der
c
Term of hedge
d
Was the hedge supenntegrated7
e
Was a hedge terminated?
4a
Were gross proceeds Invested 1n a GIC7
X X X X
b
Name of prov1der
c
Term ofGIC
d
Was the regulatory safe harbor for establ1sh1ng the fa1r market
value of the GIC sat1sf1ed7
5
Were any gross proceeds Invested beyond an available temporary
penod7
X X X X
6
D1d the bond 1ssue qual1fy for an exception to rebate7
X X X X
l ~ i Supplemental Information
Complete th1s part to prov1de add1t1onal 1nformat1on for responses to questions on Schedule K (see 1nstruct1ons)
I
Identifier Ret urn Reference Explanation
Schedule K (Form 990) 2010
efile GRAPHIC rint - DO NOT PROCESS As Filed Data -
Schedule K
(Form 990) Supplemental Information on Tax Exempt Bonds
if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Schedule 0 (Form 990).
Department of the Treasury
Internal Revenue Serv1ce
to Form 990. separate instructions.
Name of the organ1zat1on
PRES! DENT AND FELLOWS 0 FHA RVA RD COLLEGE
Bond Issues
(a) Issuer Name (b) Issuer EIN (c) C U SIP # (d) Date Issued (e) Issue Pnce (f) Descnpt1on of Purpose
MASSACHUSETTS
A
DEVELOPMENT FINANCE
04-3431814 MULTIPLES 07-22-2009 1 ,0 0 0 ,0 0 0 ,0 0 0
SERIES 2009EE (SEE PART
AGENCY V)
MASSACHUSETTS
B
DEVELOPMENT FINANCE
04-3431814 57586EQE4 01-20-2010 5 3 1 ,8 14 ,4 6 9
SERIES 2010A (SEE PART
AGENCY V)
MASSACHUSETTS
c
DEVELOPMENT FINANCE
04-3431814 57583R5Q4 11-17-2010 663,862,239
SERIES 2010B (SEE PART
AGENCY V)
MASSACHUSETTS
D
DEVELOPMENT FINANCE
04-3431814 MULTIPLES 02-08-2011 1 ,0 0 0 ,0 0 0 ,0 0 0
SERIES 2011EE (SEE PART
AGENCY V)
Proceeds
A B
1
A mount of bonds ret1red
87,309,301
2
A mount of bonds legally defeased
3
Total proceeds of 1ssue
73,045,699 533,064,816
4
Gross proceeds 1n reserve funds
5
Cap1tal1zed Interest from proceeds
6
Proceeds 1n refunding escrow
56,460,090 56,460,090
7
Issuance costs from proceeds
2,755,155 2,755,155
8
Credit enhancement from proceeds
9
Work1ng cap1tal expenditures from proceeds
10
Cap1tal expenditures from proceeds
73,045,699 122,065,998
11
0 ther spent proceeds
255,127,305 255,127,305
12
0 ther unspent proceeds
96,656,267 96,656,267
13
Year of substantial completion
Yes No Yes No
14
Were the bonds 1ssued as part of a current refunding Issue?
X X
15
Were the bonds 1ssued as part of an advance refunding Issue?
X X
16
Has the f1nal allocation of proceeds been made7
X X
17
Does the organ1zat1on ma1nta1n adequate books and records to support the f1nal
X X
allocation of proceeds?
Private Business Use
A B
Yes No Yes No
1
Was the organ1zat1on a partner 1n a partnership, or a member of an LLC, wh1ch owned
X X
property financed by tax-exempt bonds7
2
Are there any lease arrangements that may result 1n pnvate business use of bond-
X X
financed property?
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990. Cat No 50193E
DLN:93493132028712
OMB No 1545-0047
2010
Open to Public
Inspection
Employer identification number
04-2103580
(h) 0 n
(i) Pool
(g) Defeased Behalf of
Issuer
f1nanc1ng
Yes No Yes No Yes No
X X X
X X X
X X X
X X X
c D
664,259,953 3,000,000
38,700,215
2,437,07 3
10,354,817 3,000,000
477,743,137
135,024,711
Yes No Yes No
X X
X X
X X
X X
c D
Yes No Yes No
X X
X X
Schedule K (Form 990) 2010
5 c he d u I e K (Form 9 9 0 ) 2 0 1 0 Page 2
1:r.nn11 Private Business Use (Continued)
A B c D
Yes No Yes No Yes No Yes No
3a
Are there any management or serv1ce contracts that may result 1n pnvate bus1ness
X X X X
use7
b
Are there any search agreements that may result 1n pnvate business use of bond-
X X X X
financed property?
c
Does the organ1zat1on routinely engage bond counsel or other outs1de counsel to rev1ew
any management or serv1ce contracts or research agreements relat1ng to the financed X X X X
property?
4
Enter the percentage of financed property used 1n a pnvate business use by ent1t1es
other than a sect1on 50 1(c)(3) organ1zat1on or a state or local government 0% 0 900% 1 100% 0%
...
5
Enter the percentage of financed property used 1n a pnvate business use as a result of
unrelated trade or business act1v1ty earned on by your organ1zat1on, another sect1on 0% 0% 0% 0%
501(c)(3) organ1zat1on, or a state or local government ...
6
Total of l1nes 4 and 5
0% 0 900% 1 100% 0%
7
Has the organ1zat1on adopted management pract1ces and procedures to ensure the
X X X X
post-Issuance compliance of 1ts tax-exempt bond liabilities?
:r.nl' Arbitrage
A B c D
Yes No Yes No Yes No Yes No
1
Has a Form 8038-T, Arbitrage Rebate, Y1eld Reduction and
Penalty 1n L1eu of Arbitrage Rebate, been f1led w1th respect to the
bond lssue7
X X X X
2
Is the bond 1ssue a vanable rate lssue7
X X X X
3a
Has the organ1zat1on or the governmental 1ssuer entered
1nto a hedge w1th respect to the bond lssue7
X X X X
b
Name of prov1der
c
Term of hedge
d
Was the hedge supenntegrated7
e
Was a hedge terminated?
4a
Were gross proceeds Invested 1n a GIC7
X X X X
b
Name of prov1der
c
Term ofGIC
d
Was the regulatory safe harbor for establ1sh1ng the fa1r market
value of the GIC sat1sf1ed7
5
Were any gross proceeds Invested beyond an available temporary
penod7
X X X
6
D1d the bond 1ssue qual1fy for an exception to rebate7
X X X X
l ~ i Supplemental Information
Complete th1s part to prov1de add1t1onal 1nformat1on for responses to questions on Schedule K (see 1nstruct1ons)
I
Identifier Ret urn Reference Explanation
Schedule K (Form 990) 2010
efile GRAPHIC rint - DO NOT PROCESS As Filed Data - DLN:93493132028712
Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Serv1ce
Transactions with Interested Persons
if the organization answered
"Yes" on Form 990, Part IV, lines 2Sa, 2Sb, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V lines 38a or 40b.
to Form 990 or Form 990-EZ. separate instructions.
OMB No 1545-0047
2010
Open to Public
Inspection
Name of the organization Employer identification number
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
04-2103580
Excess Benefit Transactions (sect1on 501(c)(3) and sect1on 501 (c)(4) organ1zat1ons only).
Complete 1fthe organ1zat1on answered "Yes" on Form 990 Part IV l1ne 25a or 25b or Form 990-EZ Part V l1ne 40b
' ' ' ' '
(c)
1
(a) Name of d1squal1f1ed person
(b) Descnpt1on oftransact1on
C orrected7
Yes No
2 Enter the amount of tax Imposed on the organ1zat1on managers or d1squal1f1ed persons dunng the year under
sect1on 4958 ,... $
3 Enter the amount oftax, 1fany, on l1ne 2, above, reimbursed by the organ1zat1on.
,... $
IQffiiii Loans to and/or From Interested Persons.
Complete 1fthe organ1zat1on answered "Yes" on Form 990 Part IV l1ne 26 or Form 990-EZ Part V l1ne 38a
' ' ' ' '
(b) Loan to
(f)
(a) Name of Interested person and
or from the (c)O ng1nal
(e) In Approved (g)Wntten
(d)Balance due default? by board or agreement?
purpose
organ 1zat1 on 7
pnnc1pal amount
committee?
To From Yes No Yes No Yes No
(1) JEFFREY FLIER
DEPENDENT'S EDUCATION X 4 7,000 34,000 No Yes Yes
(2)JULIO FRENK
PURCHASE OF HOME X 1,163,000 1,163,000 No Yes Yes
(3)JULIO FRENK
DEPENDENT'S EDUCATION X 51,000 32,000 No Yes Yes
(4)STEVEN HYMAN
PURCHASE OF HOME X 750,000 7 50,000 No Yes Yes
(5) HOM! BHABHA
PURCHASE OF HOME X 37 5,000 3 26,000 No Yes Yes
(6) HOM! BHABHA
DEPENDENT'S EDUCATION X 552,000 318,000 No Yes Yes
(7) MARC KIRSCHNER
DEPENDENT'S EDUCATION X 347,000 56,000 No Yes Yes
(8) ROBERT MERTON
DEPENDENT'S EDUCATION X 353,923 30,000 No Yes Yes
(9) CHARLES ROSENBERG
DEPENDENT'S EDUCATION X 61,000 8,000 No Yes Yes
(10) RICHARD ZECKHAUSER
DEPENDENT'S EDUCATION X 203,000 80,000 No Yes Yes
Total
,...
$ 2,797,000
l:r.Tin Grants or Assistance Benefitting Interested Persons.
c omplete 1 f h t e orqa n1zat1on a nswe re d " Yes on Form 990 Part IV me 2 7.
(a) Name of Interested person
(b)Relat1onsh1p between Interested person
(c)A mount of grant or type of assistance
and the organ1zat1on
For Pnvacy Act and Paperwork Reduction Act Not1ce, see the
Instructions for Form 990 or 990-EZ.
Cat No 50056A
Schedule L (Form 990 or 990-EZ) 2010
Schedule L (Form 990 or 990-EZ) 2010 Page 2
IUftil(fJ Business Transactions Involving Interested Persons.
I f h d II Complete 1 t e orga n1zat1on a nswe re Yes on Form 990 Part IV me 28a 28 b or 28c.
(b) Relat1onsh1p
(e) Shanng of
(a) Name of Interested person
between Interested (c) Amount of
(d) Descnpt1on oftransact1on
organ1zat1on's
person and the transaction
revenues?
organ1zat1on
Yes No
(1) PROF CHARLES ROSENBERG EMPLOYEE/FAMILY 232,268 COMPENSATION No
MEMBER OF CURRENT
OFFICER
(2) PROF RICHARD ZECKHAUSER EMPLOYEE/FAMILY 333,629 COMPENSATION No
MEMBER OF FORMER
OFFICER
(3) WILMERHALE EMPLOYER OF 1,591,418 LEGAL SERVICES No
DIRECTOR
(4) DR THO MASH LEE JR EMPLOYEE/FAMILY 7 3,950 COMPENSATION No
MEMBER OF
DIRECTOR
(5) DR RICHARDT LEE EMPLOYEE/FAMILY 12,600 NONEMPLOYEE No
MEMBER OF COMPENSATION
DIRECTOR
(6) SUGARMAN ROGERS BARSHAK AND EMPLOYER OF 45 2,42 5 LEGAL SERVICES No
COHEN PC FAMILY MEMBER
I:F.Til._,,
Supplemental Information
Complete th1s part to prov1de add1t1onal 1nformat1on for responses to questions on Schedule L (see 1nstruct1ons)
Return Reference Explanation
Schedule L (Form 990 or 990-EZ) 2010
Additional Data
Software ID:
Software Version:
EIN: 04-2103580
Name: PRESIDENT AND FELLOWS OF HARVARD COLLEGE
Form 990, Schedule L, Part II- Loans to and from Interested Persons
(a) Name of Interested person and (b) Loan to (c)O ng1nal (d)Balance due (e) In (f) (g)Wntten
purpose or from the pnnc1pal amount $ default? Approved by agreement?
organ1zat1on7
$ board or
committee?
To From Yes No Yes No Yes No
JEFFREY FLIER
DEPENDENT'S EDUCATION X 4 7,000 34,000 No Yes Yes
JULIO FRENK
PURCHASE OF HOME X 1,163,000 1,163,000 No Yes Yes
JULIO FRENK
DEPENDENT'S EDUCATION X 51,000 3 2,000 No Yes Yes
STEVEN HYMAN
PURCHASE OF HOME X 750,000 750,000 No Yes Yes
HOM! BHABHA
PURCHASE OF HOME X 37 5,000 326,000 No Yes Yes
HOM! BHABHA
DEPENDENT'S EDUCATION X 552,000 318,000 No Yes Yes
MARC KIRSCHNER
DEPENDENT'S EDUCATION X 347,000 56,000 No Yes Yes
ROBERT MERTON
DEPENDENT'S EDUCATION X 353,923 30,000 No Yes Yes
CHARLES ROSENBERG
DEPENDENT'S EDUCATION X 61,000 8,000 No Yes Yes
RICHARD ZECKHAUSER
DEPENDENT'S EDUCATION X 203,000 80,000 No Yes Yes
SCHEDULEM
(Form 990)
Department of the Treasury
Internal Revenue Serv1ce
NonCash Contributions
.-Complete if the organization answered "Yes" on Form
990, Part IV, lines 29 or 30.
..-Attach to Form 990.
2010
Open to Public
Ins ection
Name of the organ1zat1on Employer identification number
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
04-2103580
(a) (b) (c) (d)
Check 1f
applicable
Number ofContnbut1ons or 1tems
contnbuted
Noncash contnbut1on amounts Method of determ1mng oncash contnbut1on
reported on Form 990, Part VIII, I me amounts
1 Art-Works of art
2 Art-H1stoncal treasures
3 Art-Fract1onal1nterests
4 Books and publ1cat1ons
5 Clothing and household
goods
6 Cars and other vehicles
7 Boats and pia nes
8 Intellectual property
9 Secunt1es-Publ1cly traded
10 Secunt1es-Ciosely held
stock X 1 4,731,175 APPRAISED VALUE/FMV
11 Secunt1es-Partnersh1p,
LLC, or trust Interests
12 Secunt1es-M 1scellaneous
13 Q ual1f1ed conservation
contnbut1on-H 1stonc
structures
14 Q ual1f1ed conservation
contnbut1on-O ther
15 Real estate-Res1dent1al
16 Real estate-Commercial
17 Real estate-Other
18 C ollect1 bles
19 Food Inventory
20 Drugs and med1ca I s uppl1es
21 Taxidermy
22 H1stoncal artifacts
23 Sc1ent1f1c spec1mens
24 Archeological artifacts
25 Other.- (AUCTION
26 Other..-(EQUIPMENT
ARCHIVAL
27 Other.- (RECORDS/BOOKS)
VARIOUS
28 Other.- (OTHER
X 8
X 4
29 Number of Forms 8 28 3 rece1ved by the organ1zat1on dunng the tax year for contnbut1ons
for wh1ch the organ1zat1on completed Form 8283, Part IV, Donee Acknowledgement
29
30a Dunng the year, d1d the organ1zat1on rece1ve by contnbut1on any property reported 1n Part I, l1nes 1-28 that 1t
must hold for at least three years from the date of the 1n1t1al contnbut1on, and wh1ch 1s not requ1red to be used
for exempt purposes for the ent1re holding penod7
b If"Yes," descnbe the arrangement 1n Part II
31 Does the organ1zat1on have a g1ft acceptance pol1cy that requ1res the rev1ew of any non-standard contnbutlons7
32a Does the organ1zat1on h1re or use th1rd part1es or related organ1zat1ons to sol1c1t, process, or sell non-cash
contnbutlons7
b If"Yes," descnbe 1n Part II
33 If the organ1zat1on d1d not report revenues 1n column (c) for a type of property for wh1ch column (a) 1s checked,
descnbe 1n Part II
30
Yes No
30a
No
31 Yes
32a Yes
For Privac Act and Pa erwork Reduction Act Notic see the Instructions for Form 990. Cat No 51227J Schedule M Form 990 2010
Schedule M (Form 990) 2010
Page 2
:m
Supplemental Information. Complete th1s part to prov1de the mformat1on requ1red by Part I, lines 30b,
32b, and 33. Also complete th1s part for any add1t1onal mformat1on.
I
Identifier Ret urn Reference Explanation
I
THIRD PARTY USE PART I, LINE 32B SCHEDULE M, LINE 32B THIRD PARTIES, SUCH AS
AUCTION HOUSES OR BROKERS, MAY BE USED TO SELL
NON-CASH CONTRIBUTIONS FOR THE UNIVERSITY, BUT
NOT TO PROCESS OR SOLICIT ANY CONTRIBUTIONS FOR
THE UNIVERSITY
NON REPORTING OF REVENUE PART I, LINE 33 SCHEDULE M, LINE 33 SFAS 116 PROVIDES THAT
CONTRIBUTIONS OF WORKS OF ART, HISTORICAL
TREASURES, AND SIMILAR ASSETS NEED NOT BE
RECOGNIZED AS REVENUES AND CAPITALIZED IF THE
DONATED ITEMS ARE ADDED TO COLLECTIONS THAT ARE
HELD FOR PUBLIC EXHIBITION, EDUCATION, OR
RESEARCH IN FURTHERANCE OF PUBLIC SERVICE RATHER
THAN FINANCIAL GAIN THE UNIVERSITY DOES NOT
REPORT REVENUES FOR GIFTS-IN-KIND INTENDED FOR
DISPLAY OR IMMATERIAL AMOUNTS THE FOLLOWING IS
THE TEXT OF THE FOOTNOTE DESCRIBING COLLECTIONS
FROM THE UNIVERSITY'S FINANCIAL STATEMENTS "THE
UNIVERSITY'S VAST ARRAY OF MUSEUMS AND LIBRARIES
HOUSES PRICELESS WORKS OF ART, HISTORICAL
TREASURES, LITERARY WORKS, AND ARTIFACTS THESE
COLLECTIONS ARE PROTECTED AND PRESERVED FOR
PUBLIC EXHIBITION, EDUCATION, RESEARCH, AND THE
FURTHERANCE OF PUBLIC SERVICES THEY ARE NEITHER
DISPOSED OF FOR FINANCIAL GAIN NOR ENCUMBERED IN
ANY MANNER ACCORDINGLY, SUCH COLLECTIONS ARE
NOT RECORDED FOR FINANCIAL STATEMENT PURPOSES"
N 0 T A L L G I FT S A R E A R T G IV E N WIT H T H E I NT E NT IO N 0 F
BEING DISPLAYED THERE MAY BE INSTANCES WHERE A
G I FT 0 F A R T I S M A D E WIT H T H E P U R P 0 S E 0 F BE I N G S 0 L D
AND THE PROCEEDS BENEFITING A SPECIFIC PURPOSE
OR UNIT AT THE UNIVERSITY
Schedule M (Form 990) 2010
efile GRAPHIC rint - DO NOT PROCESS As Filed Data - DLN:93493132028712
SCHEDULE 0
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Serv1ce
Name of the organization
Supplemental Information to Form 990 or 990-EZ
Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
~ A t t a c h to Form 990 or 990-EZ.
OMB No 1545-0047
2010
Open to Public
Inspection
Employer identification number
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
04-2103580
Identifier Return Explanation
Reference
VOLUNTEERS PART 1, LINE HARVARD IS FORTUNATE TO BENEFIT FROM THE SERVICES OF VOLUNTEERS ACROSS ITS NUMEROUS
6 SCHOOLS, DEPARTMENTS, AND PROGRAMS WHILE HARVARD DOES NOT TRACK OF ELSEWHERE REPORT
THE NUMBER OF ITS VOLUNTEERS, THE UNIVERSITY ESTIMATES THAT THIS FIGURE EXCEEDS 23,000
Identifier Return Explanation
Reference
FORM990, IN DECEMBER 2010, HARVARD'S T\NO GOVERNING BOARDS ADOPTED A NUMBER OF CHANGES TO THE
PART VI, COMRJSITION, STRUCTURE, AND PRACTICES OF THE HARVARD CORRJRA TION, THE GOVERNING BOARD
SECTION A, FORMALLY KNOWN AS THE PRESIDENT AND FELLOWS OF HARVARD COLLEGE THE CHANGES GREW OUT OF
LINE4 AN INTENSIVE GOVERNANCE REVIEW LAUNCHED IN THE FALL OF 2009 AND INTENDED TO REINFORCE THE
CORRJRA TION'S STRATEGIC FOCUS AND ENLARGE ITS COLLECTIVE CAPACITY THE CHANGES INCLUDE A
DOUBLING OF THE NUMBER OF CORRJRA TION MEMBERS OTHER THAN THE PRESIDENT, FROM SIX TO T\NEL VE,
TO EXPAND THE CORRJRA TION'S COLLECTIVE CAPACITY AND BREADTH OF EXPERTISE THIS EXPANSION
BEGAN WITH THE ADDITION OF THREE NEW MEMBERS, AS OF JULY 2011, AND IS ANTICIPATED TO CONTINUE
OVER THE NEXT FEW YEARS THEY ALSO INCLUDE PRESCRIBED PERIODS OF SERVICE FOR THE
CORRJRA TION'S FELLOWS, TO ASSURE A BALANCE OF CONTINUITY AND FRESH PERSPECTIVE, AS WELL AS A
MORE DEFINED LEADERSHIP ROLE FOR THE CORRJRA TION'S SENIOR FELLOW THE CORRJRA TION CREATED
THREE NEW STANDING COMMITIEES TO ASSURE IN-DEPTH FOCUS ON KEY AREAS OF CORE FIDUCIARY
CONCERN FINANCE, FACILITIES AND CAPITAL PLANNING, AND GOVERNANCE IN ADDITION, THE T\NO
GOVERNING BOARDS HAVE LAUNCHED A JOINT COMMITIEE ON ALUMNI AFFAIRS AND DEVELOPMENT, AS
HARVARD PREPARES FOR A UNIVERSITY -WIDE CAMPAIGN AND AIMS TO INTEGRATE THE BOARDS' WORK IN
THIS DOMAIN THESE FOUR COMMITIEES BEGAN THEIR WORK IN THE FALL OF 2011
Identifier Return Explanation
Reference
FORM 990, PART VI, CERTAIN ACTIONS OF THE HARVARD CORPORATION, SUCH AS THE ELECTION OF NEW
SECTION A, LINE 7B CORPORATION MEMBERS, THE CONFERRAL OF DEGREES, AND AMENDMENTS TO THE UNIVERSITY
STATUTES, ARE SUBJECT TO THE CONSENT OF THE UNIVERSITY'S BOARD OF OVERSEERS
Identifier Return Explanation
Reference
FORM990, THE FORM 990 WAS REVIEWED BY THE UNIVERSITY'S TAX RETURN REVIEW COMMITIEES, COMPRISING
PART VI, SENIOR FINANCE STAFF AND INTERNAL AND EXTERNAL COUNSEL FORM 990 WAS ALSO REVIEWED BY
SECTION B, THE UNIVERSITY'S JOINT COMMITIEE ON INSPECTION, CONSISTING OF MEMBERS OF THE UNIVERSITY'S
LINE 11 GOVERNING BODIES, THE HARVARD CORPORATION AND THE BOARD OF OVERSEERS THE FINAL FORM
990 WAS PROVIDED TO THE ENTIRE EXECUTIVE GOVERNING BODY, THE HARVARD CORPORATION,
BEFORE IT WAS FILED
Identifier Return Explanation
Reference
FORM990, GOVERNANCE, MANAGEMENT AND DISCLOSURE ANNUALLY, THE UNIVERSITY'S OFFICE OF THE GENERAL
PART VI, COUNSEL DISTRIBUTES A COPY OF THE HARVARD UNIVERSITY POLICY ON CONFLICTS OF INTEREST AND
SECTION B, COMMITMENT FOR SENIOR OFFICERS AND SENIOR ADMINISTRATORS, AND AN ANNUAL DISCLOSURE FORM,
LINE12C TO THE INDIVIDUALS SUBJECT TO THE POLICY THE COMPLETED FORMS ARE REVIEWED BY THE OFFICE OF
THE GENERAL COUNSEL A PARALLEL PROCESS IS CARRIED OUT ANNUALLY BY THE OFFICE OF THE
GOVERNING BOARDS FOR THE UNIVERSITY'S GOVERNING BODY THE COMPLETED DISCLOSURE FORMS OF
MEMBERS OF THE GOVERNING BODY ARE REVIEWED BY BOTH THE OFFICE OF THE GENERAL COUNSEL AND
THE SECRETARY OF THE UNIVERSITY
Identifier Return Explanation
Reference
FORM990, FORM 990, PART VI, SECTION B, LINE 15A-B AND SCHEDULE J, PART I, LINE 3 COMPENSATION REVIEW PROCESS
PART VI, THE FOLLOWING IS A DESCRIPTION OF THE ANNUAL COMPENSATION REVIEW PROCESS THE MOST RECENT
SECTION B, REVIEW CONDUCTED PRIOR TO THE CLOSE OF FY 11 WAS APRIL 30, 2011 THE OFFICE OF HUMAN RESOURCES
LINE15 INITIATES AN ANNUAL REVIEW PROCESS TIMED SO THAT A FINAL REVIEW CAN BE CONDUCTED BY THE
HARVARD CORPORATION DURING ITS APRIUMA Y MEETING ALL INTERNAL REVIEWS AND NEW SALARY
RECOMMENDATIONS ARE CONDUCTED IN ADVANCE OF THE CORPORATION MEETING, GENERALLY INCLUDING
APPROVAL BY THE PRESIDENT OF COMPENSATION OTHER THAN THE PRESIDENT'S OWN THE PROVOST AND
THE EXECUTIVE VICE PRESIDENT ADDITIONALLY PROVIDE RECOMMENDATIONS ON THOSE INDIVIDUALS FOR
WHOM THEY HAVE ORGANIZATIONAL RESPONSIBILITY, SUBJECT TO THE APPROVAL OF THE PRESIDENT
DURING THE MEETING, THE CORPORATION, WHICH IN FULL SERVES AS THE COMPENSATION COMMITIEE,
REVIEWS EACH OF THE PRESIDENT'S PROPOSALS FOR FINAL APPROVAL THE PRESIDENT DOES NOT
PARTICIPATE IN THE DELIBERATIONS OR THE VOTE ON THE PRESIDENT'S OWN COMPENSATION ALL VOTES ARE
MEMORIALIZED IN MINUTES AND PRESERVED, TOGETHER WITH ALL BACKGROUND DATA AND MATERIALS
PROVIDED BY THE OFFICE OF HUMAN RESOURCES THIS ANNUAL REVIEW PROCESS INCLUDES THE
COMPILATION OF APPROPRIATE COMPETITIVE COMPENSATION DATA FOR EACH POSITION INCLUDED IN THE
REVIEW FOR THIS PURPOSE, THE PRINCIPAL SOURCE OF SUCH DATA IS AN ANNUAL REPORT PROVIDED BY AN
OUTSIDE CONSULTANT ADDITIONAL COMPARABILITY DATA FOR REVIEW OF THE PRESIDENT'S COMPENSATION
HAS BEEN ORA WN FROM A SECOND EXTERNAL SOURCE THAT IS COMPILED ANNUALLY AND FROM PUBLICLY
AVAILABLE FORM 990 INFORMATION THE INDIVIDUALS TO WHOM THE PROCESS IS APPLIED ARE THE
FOLLOWING 1 THE OFFICERS OF THE UNIVERSITY, INCLUDING THE PRESIDENT, PROVOST, SECRETARY,
EXECUTIVE VICE PRESIDENT, AND ALL VICE PRESIDENTS, 2 THE DEANS OF THE FACULTIES, 3 CERTAIN OTHER
SENIOR UNIVERSITY PERSONNEL
Identifier Return Explanation
Reference
FORM 990, PART PART VI, GOVERNANCE, MANAGEMENT AND DISCLOSURE HARVARD UNIVERSITY MAKES ITS ANNUAL
VI, SECTION C, FINANCIAL STATEMENTS AVAILABLE ON ITS WEBSITE HARVARDS CONFLICT OF INTEREST POLICY IS
LINE19 AVAILABLE ON HARVARDS INTRANET, ACCESSIBLE TO MEMBERS OF THE HARVARD COMMUNITY
HARVARDS PUBLIC CHARTER IS AVAILABLE UPON REQUEST
Identifier Return Explanation
Reference
AVERAGE PART VII, PART VII, COLUMN (B) AVERAGE HOURS PER WEEK THE UNIVERSITY OOES NOT TRACK HOURS WORKED
HOURS PER COLUMN (B) BY TRUSTEES, OFFICERS, KEY EMPLOYEES, AND HIGHEST COMPENSATED EMPLOYEES THE AVERAGE
WEEK HOURS WORKED REPORTED ON PART VII, COLUMN (B) ARE ESTIMATES, WITH 60 HOURS PER WEEK AS AN
APPROXIMATION FOR FULL-TIME EMPLOYMENT
Identifier Return Explanation
Reference
CALCULATION OF PART VIII, IN FY 11 HARVARD REFINED ITS METHOD FOR CALCULATING GROSS RENTS AND ASSOCIATED
GROSS RENTS AND LINE6A,B,C RENTAL EXPENSES AS SHOWN ON LINE 6 AS A RESULT, NET RENTAL INCOME REPORTED IN LINE
RENTAL EXPENSES 6C IS HIGHER THAN THAT OF PRIORY EARS THIS HIGHER NET INCOME IS THE RESULT OF THE
CHANGE IN PRESENTATION AND DOES NOT REFLECT A CHANGE TO THE UNDERL Y lNG STRUCTURE
OF RENTAL AGREEMENTS AT THE UNIVERSITY
Identifier Return Explanation
Reference
CHANGES IN NET FORM990, NET UNREALIZED GAINS ON INVESTMENTS 3,942, 777,948 OTHER CHANGES IN NET ASSETS
ASSETS OR FUND PART XI, LINE 231,386,457 NON-CONTROLLING INTERESTS IN REAL ASSET INVESTMENTS 832,339,000
BALANCES 5 TRANSFERS FROM AFFILIATED ORGANIZATIONS 18, 153,154 CHANGE IN PRESENTATION OF
AFFILIATES REPORTED SEPARATELY -120,797,512 TOTAL TO FORM 990, PART XI, LINE5
4,903,859,047
Identifier Return Explanation
Reference
TOTAL NUMBER FORM990, AS REQUIRED BY THE FORM 990 INSTRUCTIONS, THE NUMBER RERJRTED ON PART I, LINE 5
OF INDIVIDUALS PART I, LINE 5 REPRESENTS THE TOTAL NUMBER OF FORMS W-2 PRODUCED BY THE UNIVERSITY DURING CALENDAR
EMPLOYED YEAR 2010 THIS INCLUDES PAYMENTS FOR WORK STUDY AND CERTAIN TEACHING FELLOWS, AS
WELL AS SHORT-TERM EMPLOYMENT THE TOTAL HEAD COUNT FOR FACULTY AND STAFF AS
RERJRTED ON THE HARVARD UNIVERSITY FACT BOOK FOR OCTOBER 31, 2010 WAS 16,505
Identifier Return Explanation
Reference
NET FORM990, AS RERJRTED IN THE UNIVERSITY'S FY 11 FINANCIAL STATEMENTS, THE UNIVERSITY HAS CONSOLIDATED
ASSETS PARTX, LINE CERTAIN NON-CONTROLLING INTERESTS RELATING TO ITS INVESTMENTS IN REAL ASSETS UNDER ASU 2010-7
33 THESE NON-CONTROLLING INTERESTS REPRESENT THE PORTION OF THE REAL ASSETS NOT CONTROLLED BY
THE UNIVERSITY, BUT REQUIRED TO BE PRESENTED ON THE UNIVERSITY'S BALANCE SHEEr UNDER
GENERALLY ACCEPTED ACCOUNTING PRINCIPLES THESE INTERESTS WERE $832 3 MILLION AS OF JUNE 30,
2011
efile GRAPHIC rint - DO NOT PROCESS
SCHEDULER
(Form 990)
Department of the Treasury
Internal Revenue Serv1ce
As Filed Data -
Related Organizations and Unrelated Partnerships
if the organization answered "Yes" to Form 990, Part IV, line 33, 34, 35, 36, or 37.
to Form 990. See separate instructions.
DLN:93493132028712
OMB No 1545-0047
2010
Open to Public
Inspection
Name of the organization Employer identification number
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
04-2103580
M:F.fiiM Identification of Disregarded Entities (Complete 1f the organ1zat1on answered "Yes" on Form 990 Part IV line 33 )
I I
(a) (b) (c) (d) (e) (f)
Name, address, and EIN of disregarded ent1ty Pnmary act1v1ty Legal dom1c1le (state Total 1ncome End-of-year assets D1rect controlling
or fore1gn country) ent1ty
(1) BEAU GESTE XXV LLC
PRESIDENT AND FELLOWS OF
C/0 HRES 1350 MASS AVE
REAL ESTATE MA 20,412,325 69,019,460 HARVARD COLLEGE
CAMBRIDGE, MA 02138
(2) HARVARD CHINA INTERNATIONAL LLC
PRESIDENT AND FELLOWS OF
1350 MASS AVE SUITE 980
INVESTMENT MA 0 33,572 HARVARD COLLEGE
CAMBRIDGE, MA 02138
30-0459737
(3) HARVARD UNNERSITY BEACON YARDS LLC
PRESIDENT AND FELLOWS OF
1033 MASS AVE
REAL ESTATE MA 0 80,553,558 HARVARD COLLEGE
CAMBRIDGE, MA 02138
03-0517218
(4) IXION INVESTMENT COMPANY
PRESIDENT AND FELLOWS OF
C/0 HMC 600 ATLANTIC AVE
INVESTMENT CJ 0 0 HARVARD COLLEGE
BOSTON, MA 02210
.
..
" " iliTi Ident1f1cat1on of Related Tax-Exempt Orgamzat1ons (Complete 1f the organ1zat1on answered Yes on Form 990, Part IV, lme 34 because 1t had one
or more related tax-exempt organ1zat1ons dunng the tax year.)
(a) (b) (c) (d) (e) (f)
(g)
Sect1on 512(b)(13)
Name, address, and EIN of related orgamzat1on Pnmary act1v1ty Legal dom1c1le (state Exempt Code sect1on Public chanty status D1rect controlling
controlled
or fore1gn country) (1f sect1on 501(c)(3)) ent1ty
orgamzat1on
Yes No
See Add1t1onal Data Table
For Priva Act and Pa erwork Reduction Act Notice see the Instructions for Form 990. Cat No 50135Y Schedule R Form 990 2010
5 c he d u I e R (Form 9 9 0 ) 2 0 1 0 Page 2
l@lhl Identification of Related Organizations Taxable as a Partnership (Complete 1f the organ1zat1on answered "Yes" on Form 990, Part IV, lme 34
because 1t had one or more related organ1zat1ons treated as a partnership dunng the tax year.)
(c)
(e)
(h) (i) (j)
(a) (b) Legal (d) (f) (g) D1sproprt1onate Code V-UBI General or
Name, address, and EIN of Pnmary act1v1ty dom1c1le D1rect controlling
Predominant 1ncome
Share of total 1ncome Share of end-of-year allocations? amount 1n box 20 of manag1ng
(k)
related organ1zat1on (state or ent1ty
(related, unrelated,
assets
Schedule K-1 partner?
Percentage
fore1gn
excluded from tax
(Form 1065)
ownership
under sect1ons 512-
country)
514)
Yes No Yes No
See Add1t1onal Data Table
.
..
II II
ljliTjWlT4 Ident1f1cat1on of Related Orgamzat1ons Taxable as a Corporation or Trust (Complete 1f the organ1zat1on answered Yes on Form 990, Part IV,
line 34 because 1t had one or more related organ1zat1ons treated as a corporation or trust dunng the tax year.)
(a) (b) (c) (d) (e) (f) (g) (h)
Name, address, and EIN of related organ1zat1on Pnmary act1v1ty Legal dom1c1le D1rect controlling Type of ent1ty Share of tota I 1ncome Share of Percentage
(state or ent1ty ( C corp, S corp, end-of-year ownership
fore1gn or trust) assets
country)
See Add1t1onal Data Table
Schedule R Form 990 2010
5 c he d u I e R (Form 9 9 0 ) 2 0 1 0 Page 3
M:F.iiii+a Transactions With Related Organizations (Complete 1f the organ1zat1on answered "Yes" on Form 990 Part IV line 34 35 35A or 36 )
I I I I I
Note. Complete l1ne 1 1f any ent1ty 1s l1sted 1n Parts II, III or IV
Yes No
1 Dunng the tax year, d1d the orgran1zat1on engage 1n any of the following transactions w1th one or more related organ1zat1ons l1sted 1n Parts II-IV7
a Rece1pt of (i) Interest (ii) annu1t1es (iii) royalties (iv) rent from a controlled ent1ty la Yes
b G1ft, grant, or cap1tal contnbut1on to other organ1zat1on(s)
lb Yes
c G1ft, grant, or cap1tal contnbut1on from other organ1zat1on(s)
lc Yes
d Loans or loan guarantees to or for other organ1zat1on(s)
ld Yes
e Loans or loan guarantees by other organ1zat1on(s)
le No
f Sale of assets to other organ1zat1on(s) lf Yes
g Purchase of assets from other organ1zat1on(s)
lg Yes
h Exchange of assets
lh No
i Lease offac111t1es, equipment, or other assets to other organ1zat1on(s)
li Yes
j Lease offac111t1es, equipment, or other assets from other organ1zat1on(s) lj No
k P erforma nee of serv1ces or members hlp or fundra 1s 1 ng sol1c 1tat1ons for other orga n1zat1on(s)
lk Yes
I Performance of serv1ces or membership or fundra1s1ng soliCitations by other organ1zat1on(s)
11 Yes
m Shanng of fac111t1es, equipment, ma1l1ng l1sts, or other assets
1m Yes
n Shanng of pa1d employees
ln Yes
0 Reimbursement pa1d to other organ1zat1on for expenses lo Yes
p Reimbursement pa1d by other organ1zat1on for expenses
lp Yes
q Other transfer of cash or property to other organ1zat1on(s) lq Yes
r Other transfer of cash or property from other organ1zat1on(s)
lr Yes
2 If the answer to any of the above 1s "Yes," see the 1nstruct1ons for 1nformat1on on who must complete th1s l1ne, 1nclud1ng covered relat1onsh1ps and transaction thresholds
(a)
(b)
(c)
(d)
Transaction Method of determ1mng amount
Name of other orgamzat1on
type(a-r)
Amount Involved
Involved
(1)
See Add1t1onal Data Table
(2)
(3)
(4)
(5)
(6)
Schedule R (Form 990) 2010
5 c he d u I e R (Form 9 9 0 ) 2 0 1 0 Page 4
l@lf1l Unrelated Organizations Taxable as a Partnership (Complete 1f the organ1zat1on answered "Yes" on Form 990, Part IV, lme 37.)
P rov1de the following 1nformat1on for each ent1ty taxed as a partnership through wh1ch the organ1zat1on conducted more than f1ve percent of 1ts act1v1t1es (measured by total assets or gross
revenue) that was not a related organ1zat1on See 1nstruct1ons regarding exclusion for certain Investment partnerships
(a) (b) (c) (d) (e) (f) (g) (h)
Name, address, and EIN of ent1ty Pnmary act1v1ty Legal dom1c1le Are all Share of D1sproprt1onate Code V-UBI General or
(state or fore1gn partners end-of-year allocations? amount 1n box manag1ng
country) sect1on assets 20 of Schedule K-1 partner?
501(c)(3) (Form 1065)
orgamzatlons7
Yes No Yes No Yes No
Schedule R Form 990 2010
S c he d u I e R (Form 9 9 0 ) 2 0 1 0 Page 5
i@lfdl Supplemental Information
I Identifier
SPLIT
INTEREST
TRUSTS
Complete th1s part to prov1de add1t1onal 1nformat1on for responses to questions on ScheduleR (see 1nstruct1ons)
Ret urn Reference Explanation
PART VII RELATED IN ORDER TO PRESERVE DONOR PRIVACY, AND IN ACCORDANCE WITH THE 2011 IRS INSTRUCTIONS FOR SCHEDULER, THE PRESIDENT AND
ORGANIZATIONS FELLOWS OF HARVARD COLLEGE HAVE REFRAINED FROM DISCLOSING THE DETAILS OF SPLIT INTEREST TRUSTS AND HAS INSTEAD
TAXABLE AS A
TRUST
REPORTED THE AGGREGATE NUMBER OF CHARITABLE REMAINDER TRUSTS, CHARITABLE LEAD TRUSTS AND POOLED INCOME FUNDS THE
TRUSTS LISTED ARE DOMICILED IN MASSACHUSETTS, NEW YORK, AND WASHINGTON, DC
Schedule R (Form 990) 2010
I
Additional Data Return to Form
Software ID:
Software Version:
EIN: 04-2103580
Name: PRESIDENT AND FELLOWS OF HARVARD COLLEGE
Form 990, Schedule R, Part II- Identification of Related Tax-Exempt Organizations
(c) (e)
(g)
(a) (b) Legal dom1c1le (d) Public chanty (f)
Sect1on 512
Name, address, and EIN of related organ1zat1on Pnmary act1v1ty (state Exempt Code sect1on status D1rect controlling
(b)(13)
or fore1gn (1fsect1on 501(c) ent1ty
controlled
country) (3 ))
organ 1zat1 on
Yes No
AMERICAN REPERTORY THEATRE COMPANY INC PRESIDENT AND
33 1/3%
FELLOWS 0 F
62 BRATTLE STREET PERFORMING ARTS MA 501(C)(3) HARVARD Yes
CAMBRIDGE, MA02138
SUPPORT ORG
COLLEGE
04-2665867
ASSOC D ROCKEFELLER CTR DE UNIV DE HVD
PRESIDENT AND
AVENIDA PAULISTA 1337 17 ANDAR C FOREIGN/EXEMPT
FELLOWS 0 F
EDUCATION BR N/A HARVARD Yes
SAO PAULO,SAO PAULO EN TIT
COLLEGE
BR
BLUE MARBLE HOLDINGS CORPORATION PRESIDENT AND
INVESTMENT
FELLOWS 0 F
600 ATLANTIC AVENUE
MANAGEMENT
MA 501(C)(3) TYPE I HARVARD Yes
BOSTON, MA02210 COLLEGE
23-7014581
CENTRE RECHERCHE EUROPEEN DE LA HBS
PRESIDENT AND
62 RUE FRANCOIS 1ER PARIS 75008 FOREIGN/EXEMPT
FELLOWS 0 F
PARIS
RESEARCH SUPPORT FR
EN TIT
N/A HARVARD Yes
FR
COLLEGE
DEMETER HOLDINGS CORPORATION PRESIDENT AND
INVESTMENT
FELLOWS 0 F
600 ATLANTIC AVENUE
MANAGEMENT
MA 501(C)(3) TYPE I HARVARD Yes
BOSTON, MA02210 COLLEGE
04-3044742
DUBAI HARVARD FND FORMED RSCH INC PRESIDENT AND
EDUCATION AND
FELLOWS 0 F
401 PARK DRIVE
RESEARCH
MA 501(C)(3) TYPE I HARVARD Yes
BOSTON, MA02215 COLLEGE
52-2446955
ENDOWMENT FOR RESEARCH IN HUMAN BIOLOGY
PRESIDENT AND
INC
FELLOWS 0 F
25 SHATTUCK STREET
RESEARCH MA 501(C)(3) TYPE III-OTHER HARVARD Yes
BOSTON, MA02115
COLLEGE
04-2702030
FUNDACION CENTRO DE INVESTIGACION DE LA
ESCUELA DE ADMINISTRACION DE EMPRES PRESIDENT AND
FOREIGN/EXEMPT
FELLOWS 0 F
CERRITO 1320 PISO 11 RESEARCH SUPPORT AR N/A HARVARD Yes
BUENOS AIRES
EN TIT
COLLEGE
AR
GIOVANNI ARMENISE-HARVARD FOUNDATION FOR
PRESIDENT AND
SCIENTIFIC RESEARCH INC
FELLOWS 0 F
HMS C/0 DEAN OF FACULTY OF MEDICINE
RESEARCH SUPPORT MA 501(C)(3) TYPE I HARVARD Yes
BOSTON, MA02115
COLLEGE
04-3293162
HARVARD BUSINESS SCHOOL INTERACTIVE INC PRESIDENT AND
EXECUTIVE
FELLOWS 0 F
C/0 HBS SOLDIERS FIELD ROAD
EDUCATION
MA 501(C)(3) TYPE I HARVARD Yes
BOSTON, MA02163 COLLEGE
04-3395140
HARVARD BUSINESS SCHOOL PUBLISHING
PRESIDENT AND
CORPORATION
FELLOWS 0 F
300 NORTH BEACON STREET
PU BUSHING MA 501(C)(3) TYPE I HARVARD Yes
WATERTOWN, MA02474
COLLEGE
04-3177990
HARVARD DEDICATED ENERGY LIMITED PRESIDENT AND
ELECTRICITY
FELLOWS 0 F
1033 MASS AVE
PURCHASING
MA 501(C)(3) TYPE I HARVARD Yes
CAMBRIDGE, MA02138 COLLEGE
03-0425512
Form 990, Schedule R, Part II- Identification of Related Tax-Exempt Organizations
(c) (e)
(g)
(a) (b) Legal dom1c1le
(d)
Public chanty (f)
Sect1on 512
Name, address, and EIN of related organ1zat1on Pnmary act1v1ty (state
Exempt Code
status D1rect controlling
(b)(13)
or fore1gn
sect1on
(1fsect1on 501(c) ent1ty
controlled
country) (3 ))
organ1zat1on
Yes No
HARVARD MAGAZINE INC
PRESIDENT AND
7 WARE STREET PU BUSHING MA 501(C)(3)
TYPE III-FUN FELLOWS 0 F
Yes
CAMBRIDGE, MA02138
INTE HARVARD COLLEGE
04-6112308
HARVARD MANAGEMENT COMPANY
PRESIDENT AND
600 ATLANTIC AVENUE
MANAGEMENT
MA 501(C)(3) TYPE I
FELLOWS 0 F
Yes
BOSTON, MA02210
COMPANY HARVARD COLLEGE
23-7361259
HARVARD MANAGEMENT PRIVATE EQUITY CORP
PRESIDENT AND
600 ATLANTIC AVENUE
INVESTMENT
MA 501(C)(3) TYPE I
FELLOWS 0 F
Yes
BOSTON, MA02210
MANAGEMENT HARVARD COLLEGE
04-3070522
HARVARD NEURODISCOVERY CENTER INC
PRESIDENT AND
25 SHATTUCK STREET RESEARCH SUPPORT MA 501(C)(3) TYPE I
FELLOWS 0 F
Yes
BOSTON, MA02115
HARVARD COLLEGE
31-1745145
HARVARD PRIVATE CAPITAL HOLDINGS INC
PRESIDENT AND
600 ATLANTIC AVENUE
INVESTMENT
MA 501(C)(3) TYPE I
FELLOWS 0 F
Yes
BOSTON, MA02210
MANAGEMENT HARVARD COLLEGE
04-3070519
HARVARD PRIVATE CAPITAL REALTY INC
PRESIDENT AND
600 ATLANTIC AVENUE
INVESTMENT
MA 501(C)(3) TYPE I
FELLOWS 0 F
Yes
BOSTON, MA02210
MANAGEMENT HARVARD COLLEGE
22-3138409
HARVARD REAL ESTATE- ALLSTON INC
PRESIDENT AND
1033 MASS AVE
TITLE HOLDING
MA 501 (C )(25) N/A
FELLOWS 0 F
Yes
CAMBRIDGE, MA02138
COMPANY HARVARD COLLEGE
04-3373410
HARVARD REAL ESTATE INC
PRESIDENT AND
1033 MASS AVE
REAL ESTATE
MA 501(C)(3) TYPE I
FELLOWS 0 F
Yes
CAMBRIDGE, MA02138
BROKERAGE HARVARD COLLEGE
04-2649303
ION INC
PRESIDENT AND
C/0 HARVARD UNIVERSITY 1350 MASS AV RESEARCH MA 501(C)(3) TYPE I
FELLOWS 0 F
Yes
CAMBRIDGE, MA02138
HARVARD COLLEGE
22-3032677
MASSACHUSETTS GREEN HIGH PERFORMANCE
COMPUTING CENTER INC
RESEARCH MA 501(C)(3) TYPE I
NOT APPLICABLE
No
77 MASS AVE NE49-3142
CAMBRIDGE, MA02139
27-3014805
MGHPCC HOLYOKE INC
77 MASS AVE NE49-3142 RESEARCH MA 501(C)(3) TYPE I
NOT APPLICABLE
No
CAMBRIDGE, MA02139
45-2257442
PHEMUS CORP
PRESIDENT AND
600 ATLANTIC AVENUE
INVESTMENT
MA 501(C)(3) TYPE I
FELLOWS 0 F
Yes
BOSTON, MA02210
MANAGEMENT HARVARD COLLEGE
04-2997367
Form 990, Schedule R, Part II- Identification of Related Tax-Exempt Organizations
(c) (e)
(g)
(a) (b) Legal dom1c1le
(d)
Public chanty (f)
Sect1on 512
Name, address, and EIN of related organ1zat1on Pnmary act1v1ty (state
Exempt Code
status D1rect controlling
(b)(13)
or fore1gn
sect1on
(1fsect1on 501(c) ent1ty
controlled
country) (3))
organ1zat1on
Yes No
PUBLIC HEALTH FOUNDATION FOR CANCER AND BLOOD
PRESSURE RESEARCH INC PRESIDENT AND
INVESTMENT DE 501(C)(2) N/A
FELLOWS 0 F
Yes
C /0 H M C 6 0 0 ATLANTIC AVE HARVARD COLLEGE
BOSTON, MA02210
59-0909688
PUTNAM SQUARE APARTMENTS INC
PRESIDENT AND
C /0 H RES 1 3 50 MASS AVE REAL ESTATE MA 501(C)(3)
33 1/3% FELLOWS 0 F
Yes
CAMBRIDGE, MA02138
SUPPORT ORG HARVARD COLLEGE
04-6251287
REDTOP INC
PRESIDENT AND
1033 MASS AVE ATHLETICS CT 501(C)(3) TYPE I
FELLOWS 0 F
Yes
CAMBRIDGE, MA02138
HARVARD COLLEGE
51-0189788
SHIPPING VENTURE CORP
PRESIDENT AND
600 ATLANTIC AVENUE
INVESTMENT
MA 501(C)(3) TYPE I
FELLOWS 0 F
Yes
BOSTON, MA02210
MANAGEMENT HARVARD COLLEGE
04-3263656
STUDENT CLUBS OF HBS INC
PRESIDENT AND
SOLDIERS FIELD ROAD STU DENT SUPPORT MA 501(C)(3) TYPE I
FELLOWS 0 F
Yes
BOSTON, MA02163
HARVARD COLLEGE
57-1152691
THE CARL J SHAPIRO INSTITUTE
PRESIDENT AND
330 BROOKLINE AVE
MEDICAL EDUCATION
MA 501(C)(3) TYPE I
FELLOWS 0 F
Yes
BOSTON, MA02215
AND RESEARCH HARVARD COLLEGE
04-3326928
TRUSTEES FOR HARVARD UNIVERSITY
PRESIDENT AND
1033 MASS AVE EDUCATION DC 501(C)(3) TYPE II
FELLOWS 0 F
Yes
CAMBRIDGE, MA02138
HARVARD COLLEGE
53-0199180
Form 990, Schedule R, Part III- Identification of Related Organizations Taxable as a Partnership
(c) (e)
(h)
(j)
(a) Legal (d) Predominant (f) (g) (i) General
Name, address, and
(b)
Dom1c1le D1rect Share oftotal Share of end-of-year
D1sproprt1onate
Code V-UBI amount or
(k)
Pnmary act1v1ty
1ncome
allocations? Percentage
EI N of (State Controlling (related, 1ncome assets on
Manag1ng
ownership
reI a ted organ 1zat1 on or E nt1ty unrelated, ($) ($) Box20ofK-1 Partner?
Fore1gn excluded from ($)
Country) tax under
sect1ons
512-514)
Yes No Yes No
ACP FLORIDA
INVESTMENT FUND I
LLC CHARLESBANK
INVESTMENTS FL
REALTY FUND
UNRELATED -2,264,708 No -2,273,715 No
55 000%
3225 AVIATION V LP
AVENUE SUITE 601
MIAMI, FL33133
13-4250222
ADELAIDE-PETER
DEVELOPMENTS ATLANTIC
TORONTO
80 000%
ANDREW HOFFMAN INVESTMENTS CA A DE LAI DE- EXCLUDED 2,035,222 No No
1010-22 ST CHAIR A PETER LP INC
TORONTO
CA
ALCION REAL
ESTATE PARTNERS
HARVARD
I I LP
PRIVATE
INVESTMENTS DE CAPITAL EXCLUDED 3,199,426 14,8 53,680 No -1,032,609 No
100 000
ONE POST OFFICE %
SQUARE SUITE 4100
REALTY INC
BOSTON, MA02109
26-3400946
ALCION REAL
ESTATE PARTNERS
HARVARD
LP
PRIVATE
INVESTMENTS DE CAPITAL EXCLUDED 9,507,508 191,166,656 No -5,4 58,7 21 No
94 000%
ONE POST OFFICE
SQUARE SUITE 4100
REALTY INC
BOSTON, MA02109
20-1973523
ALCION REAL
ESTATE PARTNERS
ALCION REAL
MASTER FUND II LP
ESTATE
INVESTMENTS DE PARTNERS II EXCLUDED 1,533,389 49,123,650 No No
59 000%
ONE POST OFFICE
SQ STE 3520
LP
BOSTON, MA02109
26-3401116
AMERRA AGRI
OPPORTUNITY FUND
HARVARD
LP
MANAGEMENT
1185 AVENUE OF INVESTMENTS DE
PRIVATE
EXCLUDED 2,438,747 42,0 20,4 20 No -220,221 No
99 000%
THE AMERICAS
EQUITY
18TH FL
C 0 R P 0 RATIO N
NEWYORK, NY10036
27-3310646
ATLANTIC
TORONTO LP
HARVARD
C/0 HARVARD
PRIVATE
100 000
MANGEMENT CO 600
INVESTMENTS DE CAPITAL EXCLUDED 10,949,923 No No
%
ATLANT
REALTY INC
BOSTON, MA02210
35-2384789
BAYNORTH HPCH
HARVARD
LLC
PRIVATE
BAYNORTH CAPITAL INVESTMENTS DE
CAPITAL
UNRELATED -1,901,937 49,8 33,708 No -1,515,330 No
100 000
HOLDINGS %
LLC ONE FINANCIAL
INC
BOSTON, MA02210
20-5305576
Form 990, Schedule R, Part III- Identification of Related Organizations Taxable as a Partnership
(c) (e)
(h)
(j)
(a) Legal (d) Predominant (g) (i) General
Name, address, and EIN
(b)
Dom1c1le D1rect
(f)
Share of end-of-year
D1sproprt1onate
CodeV-UBI or
(k)
Pnmary act1v1ty
1ncome
Share oftotal1ncome
allocations? Percentage
of (State Controlling (related,
($)
assets amount on
Manag1ng
ownership
related organ1zat1on or E nt1ty unrelated, ($) Box20ofK-1 Partner?
Fore1gn exc I uded from ($)
Country) tax under
sect1ons
512-514)
Yes No Yes No
BPR CO-INVESTOR
LLC
HARVARD
C/0 WESTBRO 0 K
PRIVATE
100 000
PARTNERS 645
INVESTMENTS DE CAPITAL EXCLUDED 387,565 13,657,360 No No
%
MADISON
REALTY INC
NEWYORK, NY10022
20-8376342
CAPITAL PARTNERS
(2) US TAX EXEMPT
HARVARD
INVESTORS FUND LP
PRIVATE
INVESTMENTS DE CAPITAL EXCLUDED -19,322,320 11,172,124 No No
100 000
88 PHILLIP STREET %
SYDNEY
REALTY INC
AS
98-0542678
CHARLESBANK
EQUITY FUND IV LP
HARVARD
CHARLESBANK 200
INVESTMENTS MA
INVESTMENT
EXCLUDED 18,336,066 3,704,942 No No
91 000%
CLARENDON ST 54TH ASSOCIATES
F
BOSTON, MA02116
04-3423448
CHARLESBANK
REALTY FUND IV LP HARVARD
PRIVATE
84 000%
2 0 0 CLARE N D 0 N INVESTMENTS MA CAPITAL EXCLUDED 784,808 11,6 8 7,7 81 No No
STREET 54TH FLOOR REALTY INC
BOSTON, MA02116
04-3423446
CHARLESBANK
REALTY FUND V LP HARVARD
PRIVATE
61 000%
2 0 0 CLARE N D 0 N INVESTMENTS MA CAPITAL EXCLUDED 30,773,163 67,046,8 29 No -440 No
STREET 54TH FLOOR REALTY INC
BOSTON, MA02116
04-3537051
CHEROKEE
INVESTMENT
PARTNERS III HPC
PARALLEL FUND LP CHEROKEE
53 000%
INVESTMENTS DE VENTURES EXCLUDED -3,044,154 13,357,779 No No
702 OBERLIN ROAD LLC
SUITE 150
RALEIGH, NC27605
71-0890767
COMPOSITION
CAPITALASIA FUND
II CV
COMPOSITION
ZUIDPLEIN 126
CAPITAL
58 000%
TOWER H- 15TH
INVESTMENTS NL ASIA II EXCLUDED 5,522,217 10,973,634 No No
FLOOR
FEEDER CV
AMSTERDAM
NL
98-0563996
CO MTEL TELECOM
ASSETS LP
COMTEL
C/0 DENHAM
INVESTMENTS DE
ASSETS
EXCLUDED -8,288,342 16,646,467 No No
79 000%
CAPITAL CORP
MANAGEMENT 200 C
BOSTON, MA02116
20-3237782
Form 990, Schedule R, Part III- Identification of Related Organizations Taxable as a Partnership
(c) (e)
(h)
(j)
(a) Legal (d) Predominant (g) (i) General
Name, address, and
(b)
Dom1c1le D 1 rect
(f)
Share of end-of-year
D1sproprt1onate
Code V-UBI or
(k)
Pnmary act1v1ty
1ncome
Share oftotal1ncome
allocations? Percentage
E IN of (State Controlling (related,
($)
assets amount on
Manag1ng
ownership
related organ1zat1on or E nt1ty unrelated, ($) Box20ofK-1 Partner?
Fore1gn excluded from ($)
Country) tax under
sect1ons
512-514)
Yes No Yes No
CORAL SENIOR
HOUSINGLLC
975 F STREET NW
CORAL
100 000
9TH FLOOR
INVESTMENTS DE LIVING LLC EXCLUDED -25,545 2,14 3,4 7 2 No No
%
WASHINGTON,
DC20004
27-3934030
CROSSPOINT
TECHNOLOGY
HOLDINGS LLC
CHARLESBANK
C/0 CROSSPOINT INVESTMENTS DE
REALTY FUND
EXCLUDED 1,106,054 11,283,635 No No
75 000%
ASSOCIATES INC
IV LP
217 w
NATICK, MA01760
04-3520886
CTL HOLDING
HARVARD
COMPANY LLC
PRIVATE
1953 SPRINGHILL INVESTMENTS DE
CAPITAL
EXCLUDED 18,427 No No
70 000%
HOLDINGS
ROAD
INC
VIENNA, VA22182
83-0372944
CYPRESS REALTY IV
LIMITED HARVARD
PARTNERSHIP MANAGEMENT
INVESTMENTS DE
PRIVATE
EXCLUDED 24,684 9,219,126 No No
52 000%
301 CONGRESS AVE EQUITY
SUITE 500 C 0 R P 0 RATIO N
AUSTIN, TX78701
74-3000106
CYPRESS REALTY
LIMITED
PARTNERSHIP
PHEMUS
INVESTMENTS DE C 0 R P 0 RATIO N EXCLUDED -17,736 No No
56 000%
301 CONGRESS AVE
SUITE 500
AUSTIN, TX78701
76-0476922
DENHAM
COMMODITY
HARVARD
PARTNERS FUND II
PRIVATE
LP
CAPITAL 82 000%
INVESTMENTS DE
HOLDINGS
EXCLUDED 62,501,706 164,248,518 No No
2 0 0 CLARE N D 0 N
INC
STREET 25TH FLOOR
BOSTON, MA02116
77-0644 776
DENHAM
COMMODITY
HARVARD
PARTNERS FUND III
PRIVATE
LP
CAPITAL 91 000%
INVESTMENTS DE
HOLDINGS
EXCLUDED 13,545,177 123,840,647 No No
2 0 0 CLARE N D 0 N
INC
STREET 25TH FLOOR
BOSTON, MA02116
56-250267 5
DENHAM
COMMODITY
PARTNERS FUND LP
PHEMUS
INVESTMENTS DE C 0 R P 0 RATIO N EXCLUDED 1,8 8 3,5 9 5 39,319,365 No No
82 000%
2 0 0 CLARE N D 0 N
STREET 25TH FLOOR
BOSTON, MA02116
20-1256865
Form 990, Schedule R, Part III- Identification of Related Organizations Taxable as a Partnership
(c) (e)
(h)
(j)
(a) Legal (d) Predominant (f) (g) (i) General
Name, address, and
(b)
Dom1c1le D1rect Share of total Share of end-of-year
D1sproprt1onate
Code V-UBI or
(k)
Pnmary act1v1ty
1ncome
allocations? Percentage
E IN of (State Controlling (related, 1ncome assets amount on
Manag1ng
ownership
reI a ted organ 1zat1 on or E nt1ty unrelated, ($) ($) Box20ofK-1 Partner?
Fore1gn exc I uded from ($)
Country) tax under
sect1ons
512-514)
Yes No Yes No
DEVONCB LLC
2000 POWELL
CHARLESBANK
REALTY FUND 55 000%
STREET SUITE 1240 INVESTMENTS DE
V LP
EXCLUDED 617,368 10,616,313 No No
EMERYVILLE,
CA94608
73-1665198
DEVONIAN LLC
C/0 HARVARD MEDOWLARK
100 000
MANGEMENT CO INVESTMENTS DE LLC UNRELATED 11,081 114 '9 59,4 9 2 No -543,134 No
%
600 ATLANT
BOSTON, MA02110
90-0721046
EMBARCADERO
CAPITAL
INVESTORS LP ATLANTIC
INVESTMENTS DE
PACIFIC
EXCLUDED 14,770,278 113,944,312 No No
83 000%
1301 SHOREWAY REALTY INC
ROAD SUITE 250
BELMONT, CA94002
05-0556547
EMERGING
COUNTRIES
0 PPO RTU NITY
EMERGING
MASTER FUND LP
COUNTRIES
INVESTMENTS CJ OPPORTUNITY EXCLUDED 3,070,099 24,456,295 No No
94 000%
68 FORT STREET PO
BOX 705GT
FUND LTD
GRAND CAYMAN
CJ
98-0548448
FIDE LIS
CHARLESBANK
HOLDINGS LLC CHARLESBANK
INVESTMENTS TX
REALTY FUND
EXCLUDED 570,443 23,711,793 No No
58 000%
19 BRIAR HOLLOW V LP
SUITE 100
HOUSTON, TX77027
27-0073665
GBEINVESTMENTS
LP
BLUE MARBLE
PO BOX 309GT
INVESTMENTS CJ
HOLDINGS
EXCLUDED -3,687,131 117,871,358 No No
99 000%
U G LA N D H 0 U S E S CORP
CHURC
GEORGE TOWN
CJ
GREENFIELD BLR
FINANCE PARTNERS
HARVARD
LP
MANAGEMENT
50 NORTH WATER INVESTMENTS DE
PRIVATE
EXCLUDED 79,497 No No
69 000%
STREET
EQUITY
SOUTH NORWALK,
C 0 R P 0 RATIO N
CT06854
27-4267038
GREENFIELD BLR
PARTNERS LP HARVARD
MANAGEMENT
50 NORTH WATER
INVESTMENTS DE
PRIVATE
UNRELATED -686,257 34,698,839 No -710,206 No
69 000%
STREET EQUITY
SOUTH NORWALK, C 0 R P 0 RATIO N
CT06854
06-1632323
Form 990, Schedule R, Part III- Identification of Related Organizations Taxable as a Partnership
(c)
(e)
(j)
(a) Legal (d)
Predominant
(g)
(h)
(i)
General
Name, address, and
(b)
Dom1c1le D1rect
1ncome (f)
Share of end-of-year
D1sproprt1onate
Code V-UBI amount
or
(k)
Pnmary act1v1ty (related, Share oftotal1ncome
allocations? Percentage
E IN of (State Controlling
unrelated, ($)
assets on
Manag1ng
ownership
reI a ted organ 1zat1 on or E nt1ty ($) Box20ofK-1
Partner?
Fore1gn
excluded
($)
from tax
Country)
under
sect1ons
512-514) Yes No Yes No
HARVARD
COMMINGLED PRESIDENT
ACCOUNT AND
INVESTMENTS MA
FELLOWS 0 F
EXCLUDED 368,866,426 2,659,223,329 No No
96 000%
C/0 HARVARD HARVARD
MANGEMENT CO COLLEGE
600 ATLANT
BOSTON, MA02210
HARVARD CV LLC
HARVARD
1033 MASS AVE
REAL ESTATE MA
REAL ESTATE
EXCLUDED 8 8,49 6,90 7 No No
99 000%
THIRD FLOOR CVINC
CAMBRIDGE,
MA02138
HARVARD
INVESTMENT
HARVARD
ASSOCIATES
PRIVATE
C/0 HARVARD INVESTMENTS DE
CAPITAL
EXCLUDED 4 8,2 55,4 3 8 88,213,518 No -40,831 No
100 000
HOLDINGS %
MANGEMENT CO
INC
600 ATLANT
BOSTON, MA02110
04-3507407
HB INSTITUTIONAL
LIMITED HARVARD
PARTNERSHIP PRIVATE
INVESTMENTS MA
CAPITAL
EXCLUDED 130,330,805 2,318,126,554 No -6,906,999 No
99 000%
10 STJAMES AVE HOLDINGS
STE 1700 INC
BOSTON, MA02116
04-3425685
HELlOS ROYALTY
PARTNERS I LP HARVARD
PRIVATE
5910 N CENTRAL
INVESTMENTS DE
CAPITAL
EXCLUDED 8,645 780,781 No No
83 000%
EXPRESSWAY STE HOLDINGS
1520 INC
DALLAS, TX75225
20-0260138
IEC ATLANTIC I LLC
970 EL CAMINO
ATLANTIC
REAL SUITE 220 INVESTMENTS DE
MULTIFAMILY
EXCLUDED -89,498 39,971,201 No No
98 000%
LOS ALTOS,
HOUSING LLC
CA94022
27-3609237
IRON POINT REAL
ESTATE PARTNERS-
TE (H) LP HARVARD
PRIVATE
75 000%
201 MAIN STREET INVESTMENTS TX CAPITAL EXCLUDED 4,280,054 67,951,085 No -1,991,67 3 No
STE 2300 REALTY INC
FORT WORTH,
TX76102
26-0526961
ISLA VISTA
ACQUISITION
GROUP LLC ATLANTIC
INVESTMENTS DE
STU DENT
EXCLUDED 23,597,375 No No
70 000%
111 SOUTH WACKER HOUSING LLC
DRIVE SUITE 3300
CHICAGO, IL60606
27-2436234
Form 990, Schedule R, Part III- Identification of Related Organizations Taxable as a Partnership
(c) (e)
(h)
(j)
(a) Legal (d) Predominant (f) (g) (i) General
Name, address, and
(b)
Dom1c1le D 1 rect Share of total Share of end-of-year
D1sproprt1onate
CodeV-UBI or
(k)
Pnmary act1v1ty
1ncome
allocations? Percentage
EI N of (State Controlling (related, 1ncome assets amount on
Manag1ng
ownership
reI a ted organ 1zat1 on or E nt1ty unrelated, ($) ($) Box20ofK-1 Partner?
Fore1gn excluded from ($)
Country) tax under
sect1ons
512-514)
Yes No Yes No
JOSHUA
TIMBERLANDS LLC
PHEMUS
100 000
654 NORTH STATE INVESTMENTS MS C 0 R P 0 RATIO N EXCLUDED -3,6 50 210,242,242 No No
%
STREET
JACKSON, MS39201
64-0914686
KLEINER PERKINS
CAUFIELD & BYERS
VI LP
PHEMUS
70 000%
2750 SAND HILL INVESTMENTS CA C 0 R P 0 RATIO N EXCLUDED 26 3,281,308 No No
ROAD
MENLO PARK,
CA94025
94-3157816
LIFETIME
CENTRECOURT
GRENVILLE LIMITED ATLANTIC
PARTNERSHIP TORONTO
52 000%
INVESTMENTS CA A DE LAI DE- EXCLUDED 10,906,171 No No
1010-22 ST CHAIR PETER LP INC
AVE
TORONTO
CA
LIQUID REALTY
PARTNERS IV (PF1)
HARVARD
LP
PRIVATE
INVESTMENTS DE CAPITAL UNRELATED 14,403 46,145,646 No 168,886 No
100 000
44 MONTGOMERY ST %
SAN FRANCISCO,
REALTY INC
CA94104
26-0346359
LIQUID REALTY
LIQUID
PARTNERS IV
INVESTMENT AIV
REALTY
(PF1)LP
PARTNERS IV
100 000
INVESTMENTS DE TAX EXEMPT EXCLUDED No No
(PF1)
%
44 MONTGOMERY ST
SAN FRANCISCO,
LIMITED
CA94104
LIQUID REALTY
PARTNERS IV LIQUID
INVESTMENTS II REALTY
AIV(PF1)LP
INVESTMENTS DE
PARTNERS IV
EXCLUDED No No
100 000
TAX EXEMPT %
44 MONTGOMERY ST (PF1)IILP
SAN FRANCISCO,
CA94104
LIQUID REALTY
PARTNERS IV TAX
HARVARD
EXEMPT (PF1) LP
PRIVATE
INVESTMENTS CA CAPITAL EXCLUDED 5 12,124,705 No No
100 000
44 MONTGOMERY ST %
SAN FRANCISCO,
REALTY INC
CA94104
26-0489545
LUBERT ADLER
CAPITAL REAL
ESTATE
OPPORTUNITY FUND HARVARD
LP PRIVATE
78 000%
INVESTMENTS DE CAPITAL EXCLUDED 1,147,589 1,719,763 No No
2929 ARCH STREET REALTY INC
CIRA CENTRE
PHILADELPHIA,
PA19104
22-3526698
Form 990, Schedule R, Part III- Identification of Related Organizations Taxable as a Partnership
(c) (e)
(h)
(j)
(a) Legal (d) Predominant (f) (g) (i) General
Name, address, and
(b)
Dom1c1le D1rect Share oftotal Share of end-of-year
D1sproprt1onate
Code V-UBI amount or
(k)
Pnmary act1v1ty
1ncome
allocations? Percentage
E IN of (State Controlling (related, 1ncome assets on
Manag1ng
ownership
reI a ted organ 1zat1 on or E nt1ty unrelated, ($) ($) Box20ofK-1 Partner?
Fore1gn exc I uded from ($)
Country) tax under
sect1ons
512-514)
Yes No Yes No
LUBERT-ADLER
CAPITAL REAL
ESTATE FUND III LP HARVARD
PRIVATE
78 000%
2929 ARCH STREET INVESTMENTS DE CAPITAL UNRELATED -6,836,116 85,805,961 No -6,869,592 No
CIRA CENTRE REALTY INC
PHILADELPHIA,
PA19104
52-2279515
MCRS LLC
SAPPHIRE
152 WEST 57TH
INVESTMENTS MA
HOSPITALITY
EXCLUDED 91,7 34,456 No No
86 000%
STREET 46TH FLOOR LLC
NEWYORK, NY10019
27-3637201
NCH CONDOR FUND
LP
HARVARD
U G LA N D H 0 U S E
MANAGEMENT
SOUTH CHURCH INVESTMENTS CJ
PRIVATE
EXCLUDED -775,533 3 5,101,44 5 No No
51 000%
STREET
EQUITY
GEORGE TOWN
C 0 R P 0 RATIO N
CJ
98-0198106
OLD LANE HMA
MASTER FUND LP
C/0 MAPLES
OLD LANE
100 000
CALDER PO BOX 309
INVESTMENTS CJ HMAFF LP EXCLUDED -5,479,683 11,639,332 No No
%
U G LA N D H 0 U S E
CJ
98-0487 260
OXFORD HPC
INVESTMENT
COMPANY LLC HARVARD
PRIVATE
75 000%
C/0 0 XFO RD INVESTMENTS DE CAPITAL EXCLUDED -8,122 130,576 No No
CAPITAL PARTNERS REALTY INC
350 WES
CHICAGO, IL60610
36-4191828
PACIFIC
COMMUNITY
HOLDINGS II LLC
CHARLESBANK
11661 SAN
INVESTMENTS CA
REALTY FUND
EXCLUDED 15,004,4 7 3 No No
55 000%
VINCENTE V LP
BOULEVARD SUITE
LOS ANGELES,
CA90049
54-2064438
PINO LLC
AVDA STA MARIA PHEMUS
100 000
NO 6350 PISO 3 INVESTMENTS CI C 0 R P 0 RATIO N EXCLUDED -10,303 34,702,123 No No
%
VITACURA
CI
32-0302061
PUTNAM SQUARE
APTSCOLP PRESIDENT
AND
C /0 H RES 1 3 50
REAL ESTATE MA
FELLOWS 0 F
EXCLUDED 519,136 2,537,348 No No
99 000%
MASS AVE HARVARD
CAMBRIDGE, COLLEGE
MA02138
04-3183446
Form 990, Schedule R, Part III- Identification of Related Organizations Taxable as a Partnership
(c) (e)
(h)
(j)
(a) Legal (d) Predominant (f) (g) (i) General
Name, address, and
(b)
Dom1c1le D1rect Share of total Share of end-of-year
D1sproprt1onate
Code V-UBI or
(k)
Pnmary act1v1ty
1ncome
allocations? Percentage
EI N of (State Controlling (related, 1ncome assets amount on
Manag1ng
ownership
related organ1zat1on or E nt1ty unrelated, ($) ($) Box20ofK-1 Partner?
Fore1gn exc I uded from ($)
Country) tax under
sect1ons
512-514)
Yes No Yes No
ROUND TABLE
ASSET RECOVERY
MASTER FUND LTD ROUND
TABLE ASSET
80 000%
WINDWARD I 2ND INVESTMENTS CJ RECOVERY EXCLUDED 13,308,691 120,105,466 No No
FLOOR REGATTA FUND LTD
0 FFI
CJ
98-0550169
ROUND TABLE
GLOBAL MACRO
ROUND
MASTER FUND LTD
TABLE
WINDWARD I 2ND INVESTMENTS CJ
GLOBAL
EXCLUDED 2,819,4 0 3 46,365,373 No No
57 000%
MACRO FUND
FLOOR REGATTA
LTD
0 FFI
CJ
98-0645295
SOIL INNOVATIONS
LLC
AV DR CARDOSO DE
PHEMUS
100 000
MELO 1340-11 AN
INVESTMENTS BR C 0 R P 0 RATIO N EXCLUDED -18,117 214,049,990 No No
%
SAO PAULO
BR
90-0539481
STOLBERG MEEHAN
HARVARD
& SCANO II-ALP
MANAGEMENT
370 17TH STREET INVESTMENTS DE
PRIVATE
EXCLUDED 118 7,691,381 No No
67 000%
SUITE 3650
EQUITY
DENVER, C080202
C 0 R P 0 RATIO N
02-0537969
TFO CO-INVESTOR
LLC
HARVARD
C/0 WESTBRO 0 K PRIVATE
100 000
PARTNERS 645 INVESTMENTS DE CAPITAL EXCLUDED -2,713 No No
%
MADISON REALTY INC
NEW YORK,
NY10022
06-1762649
THE BREITHORN
FUND LP
HARVARD
PO BOX 1234 GT
MANAGEMENT
QUEENSGATE INVESTMENTS CJ
PRIVATE
EXCLUDED 7,687,190 7 5,0 53,2 39 No No
57 000%
HOUSES
EQUITY
GEORGE TOWN
C 0 R P 0 RATIO N
CJ
98-0549446
THE ECO
PRODUCTS FUND
400 MADISON AVE
PHEMUS
57 000%
SUITE 14A
INVESTMENTS NY C 0 R P 0 RATIO N UNRELATED -342,843 9,264,523 No -478,352 No
NEW YORK,
NY10017
26-1329990
THE TRITON FUND
HARVARD
I I N 0 2 LP
MANAGEMENT
22 GRENVILLE INVESTMENTS JE
PRIVATE
EXCLUDED 4,591,240 106,779,323 No No
100 000
STREET
EQUITY %
ST HEUER
C 0 R P 0 RATIO N
JE
Form 990, Schedule R, Part III- Identification of Related Organizations Taxable as a Partnership
(c) (e)
(h)
(j)
(a) Legal (d) Predominant (g) (i) General
Name, address, and EIN
(b)
Dom1c1le D 1 rect
(f)
Share of end-of-year
D1sproprt1onate
Code v-u BI or
(k)
Pnmary act1v1ty
1ncome
Share oftotal1ncome
allocations? Percentage
of (State Controlling (related,
($)
assets amount on
Manag1ng
ownership
related organ1zat1on or E nt1ty unrelated, ($) Box 20 of K-1 Partner?
Fore1gn exc I uded from ($)
Country) tax under
sect1ons
512-514)
Yes No Yes No
THE WILDHORN FUND
LP
HARVARD
PO BOX 1234 GT
MANAGEMENT
PRIVATE 96 000%
QUEENSGATE HOUSE INVESTMENTS CJ
EQUITY
EXCLUDED 1,587,924 40,002,266 No No
s
GEORGE TOWN
C 0 R P 0 RATIO N
CJ
98-0527266
TRAVIS COAL
RESTRUCTURED
HOLDINGS LLC DENHAM
COMMODITY
85 000%
C/0 DENHAM INVESTMENTS DE PARTNERS EXCLUDED -13,513,582 184,011,284 No No
CAPITAL FUNDIILP
MANAGEMENT 200 C
BOSTON, MA02116
20-2595311
VERBENA LLC DBA
PURPLE VERBENA LLC
C/0 RENEWABLE DEVONIAN
89 000%
RESOURCES GROUP INVESTMENTS DE LLC EXCLUDED 116,235,710 No No
5700
LOS ANGELES,
CA90036
90-0708621
WBH KIRBY HILL CO-
INVESTMENT LLC
HARVARD
C/0 WESTBRO 0 K
PRIVATE
100 000
PARTNERS 645
INVESTMENTS DE CAPITAL EXCLUDED 304,494 No No
%
MADISON
REALTY INC
NEWYORK, NY10022
14-1933484
WILLIAMSON
ROYALTY VENTURES
LLC DENHAM
COMMODITY
63 000%
C/0 DENHAM INVESTMENTS DE PARTNERS EXCLUDED 36,021,855 57,410,8 31 No No
CAPITAL FUNDIIILP
MANAGEMENT 200 C
BOSTON, MA02116
56-2563228
990 s h d 1 R, p t IV Id t"f"cat"on of Related Organizations Taxable as a Corporation or Trust Form c e ue ar - en 1 1 I ,
(a)
(b) (c) (d) (e) (f) (g) (h)
Name, address, and EIN of related
Pnmary act1v1ty Legal Dom1c1le D1rect Controlling Type ofent1ty Share oftotal1ncome Share of Percentage
organ 1zat1 on
(State or E nt1ty (C corp, S corp, ($) end-of-year ownership
Fore1gn or trust) assets
Country) ($)
AGRICOLA E
AGRICOLA BRINZAL LIMITADA
INVERSIONES
AVENIDA SANTA MARIA 6350 OFICINA
INVESTMENTS PAMPA ALEGRE SA
515,744 8,099,525 99 990% 3 CI
(DBA PAMPA
c
VITACURA
ALEGRE SA)
CI
AGRICOLA E
AGRICOLA CRECER LIMITADA
INVERSIONES
AVENIDA SANTA MARIA 6350 OFICINA
INVESTMENTS PAMPA ALEGRE SA
127,191 1,032,113 99 990% 3 CI
(DBA PAMPA
c
VITACURA
ALEGRE SA)
CI
AGRICOLA DURAMEN LIMITADA INVERSIONES
AVENIDA SANTA MARIA 6350 OFICINA TRES CUMBRES
INVESTMENTS
CI L TDA (DBA TRES c 2 71,8 28 2,2 8 5,8 9 3 100 000% 3
VITACURA CUMBRES LTDA)
CI
AGRICOLA E INVERSIONES PAMPA
INVERSIONES
ALEGRE SA
TRES CUMBRES
AVENIDA SANTA MARIA 6350 OFICINA INVESTMENTS
CI L TDA (DBA TRES c 688,7 52 7,103,458 99 990%
3
CUMBRES LTDA)
VITACURA
CI
AGRICOLA FUNDO BUCALEMU
LIMIT ADA
C/0 CLAG CHILE SPA DEL INCA NO INVESTMENTS
CI
CLAG (CHILE) SPA
c -71,413 8,278,696 100 000%
LAS CO NOES
CI
98-0639220
AGRICOLA RAPEL LIMITADA
C/0 CLAG CHILE SPA DEL INCA NO
INVESTMENTS CLAG (CHILE) SPA
c -75,122 3,760,749 100 000% LAS CO NOES CI
CI
98-0639218
AGRICOLA RETIRO LIMITADA
C/0 CLAG CHILE SPA DEL INCA NO INVESTMENTS
CI
CLAG (CHILE) SPA
c -36,0 21 1,4 56,8 39 100 000%
LAS CO NOES
CI
AGRICOLA RIBERA LIMITADA
C/0 CLAG CHILE SPA DEL INCA NO INVESTMENTS
CI
CLAG (CHILE) SPA
c -94,516 3,318,619 100 000%
LAS CO NOES
CI
ANAY Y ASOCIADOS SA
VILLA FINTANA DEL CLUB TERRAZA 2 C INVESTMENTS
NU
NICARAO LTD
c 1,800 100 000%
MANAGUA
NU
AQUILA INC
HARVARD
C/0 WALKERS SPV WALKER HOUSE
MANAGEMENT
MARY INVESTMENTS
CJ PRIVATE EQUITY c 33,921,575 2 20,3 54,546 100 000%
GEORGETOWN
C 0 R P 0 RATIO N
CJ
98-0532782
ARA INC
HARVARD
C/0 WALKERS SPV WALKER HOUSE
MANAGEMENT
MARY INVESTMENTS
CJ PRIVATE EQUITY c 7,254,227 18,363,764 100 000%
GEORGETOWN
C 0 R P 0 RATIO N
CJ
98-0543813
ATLANTIC AVENUE REALTY LTD
C/0 WALKERS SPV WALKER HOUSE HARVARD PRIVATE
MARY INVESTMENTS
CJ
CAPITAL REALTY
c 13,424,765 83,301,423 100 000%
GEORGETOWN INC
CJ
98-0533323
ATLANTIC EUROPE INVESTMENTS GP
HARVARD PRIVATE
LIMITED
INVESTMENTS CAPITAL REALTY
100 000% C/0 BURNESS LLP 50 LOTHIAN ROAD UK
INC
c
FESTIVAL SQUARE
UK
ATLANTIC EUROPE INVESTMENTS LP
HARVARD PRIVATE
C/0 BURNESS LLP 50 LOTHIAN ROAD
INVESTMENTS CAPITAL REALTY
c -501,484 -501,484 100 000% FESTIVAL SQUARE UK
INC
UK
98-0670648
ATLANTIC PACIFIC REALTY INC HARVARD PRIVATE
1301 SHOREWAY ROAD SUITE 250 INVESTMENTS
MD
CAPITAL REALTY
c 14,703,017 24,816,840 100 000%
BELMONT, CA94002 INC
13-4283871
ATLANTIC T 0 R 0 NT 0 ADELAIDE-PETER
LP INC
ATLANTIC
355 BURRAD STREET STE 1900 INVESTMENTS
CA TORONTO LP c 12,4 41,3 3 5 100 000%
VANCOUVER
CA
98-0668178
ATLANTIC TORONTO A-P GENERAL
ATLANTIC
PARTNER INC
TORONTO
355 BURRAD STREET STE 1900 INVESTMENTS
CA A DE LAI DE-PETER c 6 100 000%
VANCOUVER
LP INC
CA
98-0668180
ATLANTIC TORONTO GRENVILLE ATLANTIC
GENERAL PARTNER INC TORONTO
355 BURRAD STREET STE 1900
INVESTMENTS
CA A DE LAI DE-PETER c 1 104 100 000%
VANCOUVER LP INC
CA
BLACK KITE PTY LTD
BLUE MARBLE
C/0 DLA PHILLIPS FOX LEVEL 38 201 INVESTMENTS
AS HOLDINGS CORP c 100 000%
SYDNEY
AS
BLACK KITE TRUST
C/0 DLA PHILLIPS FOX LEVEL 38 201
INVESTMENTS SWT LP
c -7 3,8 36 14,166,508 100 000% SYDNEY AS
AS
98-6063158
Form 990, Schedule R, Part IV- Identification of Related Organizations Taxable as a Corporation or Trust
(a)
(b) (c) (d) (e) (f) (g) (h)
Name, address, and EIN of related
organ 1zat1 on
Pnmary act1v1ty Legal Dom1c1le D1rect Controlling Type of ent1ty Share oftotal1ncome Share of Percentage
(State or E nt1ty (C corp, S corp, ($) end-of-year ownership
Fore1gn or trust) assets
Country) ($)
BRASIL TIMBER LIMITADA DIVERSIFIED
AVENIDA CANDIDO DE ABREU 776 SALA
INVESTMENTS
INTERNATIONAL
CANTRO CIVICO BR TIMBER HOLDINGS c -5,200,751 14,015,384 100 000%
BR LLC
98-0645399
CAMPO GRANDE SA
DIVERSIFIED
AVDA SANTA MARIA NO 6350 PISO 3 INVESTMENTS
INTERNATIONAL
VITACURA
CI TIMBER HOLDINGS c -1,323,206 27,7 53,159 100 000%
CI
LLC
CARACOL AGROPECUARIA LTDA
RUA SETE DE SETEMBRO 730 11TH FLO
INVESTMENTS
GLOBAL FOREST
CENTRO BR INVESTMENTS LLC c 4,679,218 4 3,6 3 5,412 100 000%
BR
98-0642730
CCA JAPAN INVESTMENT BV COMPOSITION
ZUIDPLEIN 126 INVESTMENTS
NL
CAPITAL ASIA FUND C
85,401 5,612,179 58 980%
AMSTERDAM cv
NL
CHENNAI 2007
PRESIDENT AND
IFS COURT 28 CYBERCITY
INVESTMENTS FELLOWS 0 F
CYBERCITY MP
HARVARD COLLEGE
c -1,083,310 7,872,370 100 000%
MP
98-0644 770
CHEVAL SP PARTICIPACOES LTDA
GBEINVESTMENTS
RUA DO FORUM S/N SALA B INVESTMENTS
GP LIMITED c 98 520%
CENTRO
GP
CLAG (CHILE) SPA
DEL INCA NO 4446 OFICINA 1007
INVESTMENTS CLAGLLC
LAS CO NOES CI c 1,848,715 2 6,212,211 100 000%
CI
98-0650099
COMPOSITION CAPITAL ASIA FUND CV
HARVARD PRIVATE
ZUIDPLEIN 126 TOWER H- 15TH FLOOR
INVESTMENTS CAPITAL REALTY
AMSTERDAM NL
INC
c 8,680,392 62,839,149 58 980%
NL
98-0469927
COMPOSITION CAPITAL ASIA II FEEDER
cv HARVARD PRIVATE
ZUIDPLEIN 126 TOWER H- 15TH FLOOR INVESTMENTS
NL
CAPITAL REALTY
c 5,522,555 8,457,379 81 300%
AMSTERDAM INC
NL
98-0563995
COMPOSITION CAPITAL EUROPE FUND
cv HARVARD PRIVATE
ZUIDPLEIN 126 TOWER H- 15TH FLOOR INVESTMENTS
NL
CAPITAL REALTY
c -536,923 48,579,578 58 250%
AMSTERDAM INC
NL
98-0459793
COMPOSITION CAPITAL EUROPE II
FEEDER CV HARVARD PRIVATE
ZUIDPLEIN 126 TOWER H- 15TH FLOOR INVESTMENTS
NL
CAPITAL REALTY
c -3,0 8 2,7 09 13,123,754 71750%
AMSTERDAM INC
NL
98-0569903
COMPOSITION FEEDER GMBH COMPOSITION
BORSENSTRASSE 2-4 INVESTMENTS
GM
CAPITAL EUROPE
c -1,159,666 18,989,688 58 250%
AMSTERDAM FUNDCV
GM
CO MTEL ASSETS CORP
DENHAM
4 3 3 E LAS C A LI N AS INVESTMENTS
COMMODITY
IRVING,TX75039
DE PARTNERS FUND III c 6,487,448 22,130,548 90 670%
20-3239161
LP
CO MTEL ASSETS INC
DENHAM
4 3 3 E LAS C A LI N AS INVESTMENTS
COMMODITY
IRVING,TX75039
TX PARTNERS FUND III c 76,219 241,773 79 830%
20-3239269
LP
COOPERATIE CC ASIA KOREA FEEDER
COMPOSITION
UA
INVESTMENTS CAPITAL ASIA FUND C
ZUIDPLEIN 126 NL 1,273,959 7,381,480 58 980%
AMSTERDAM
cv
NL
DAIRY FARMS PARTNERSHIP
113 RUTHERFORD RD PUKEKOHE E POB
INVESTMENTS DF1 LTD
PUKEKOHE NZ c 4,191,812 44,437,378 100 000%
NZ
98-0594944
ECO CEBACO SOCIEDAD ANONIMA
INVESTMENTS NICATECA INC
C/0 DURLING DURLING CALLE 52 Y E PM c -42,222 16,130,436 90 000%
PM
ECONOMIZA AGROPECUARIA LTDA
INSO LO
ESTADA GERAL CONDOMINIO BOA
INVESTMENTS AGROINDUSTRIAL
ESPERAN BR
SA
c 483,273 95 800%
GRANDE DO RIBEIRO
BR
ECUADOR TIMBER LP
C/0 MAPLES CALDER PO BOX 309
INVESTMENTS
PHEMUS
U G LA N D H 0 U S E CJ C 0 R P 0 RATIO N c 5 29,063 31,173,589 80 000%
CJ
98-0492706
EGRET INVESTMENTS LTD HARVARD
C/0 MAPLES CALDER PO BOX 309
INVESTMENTS
MANAGEMENT
U G LA N D H 0 U S E CJ PRIVATE EQUITY c 8,068,6 55 67,6 27,703 100 000%
CJ C 0 R P 0 RATIO N
98-0650989
Form 990, Schedule R, Part IV- Identification of Related Organizations Taxable as a Corporation or Trust
(a)
(b) (c) (d) (e) (f) (g) (h)
Name, address, and EIN of related
organ 1zat1 on
Pnmary act1v1ty Legal Dom1c1le D1rect Controlling Type ofent1ty Share oftotal1ncome Share of Percentage
(State or E nt1ty (C corp, S corp, ($) end-of-year ownership
Fore1gn or trust) assets
Country) ($)
EL MARIA SA
VILLA FINTANA DEL CLUB TERRAZA 2 C INVESTMENTS
NU
NICARAO LTD
c 1,046,8 39 100 000%
MANAGUA
NU
EMBARCADERO CAPITAL INVESTORS II
HARVARD PRIVATE
REIT INC
INVESTMENTS CAPITAL REALTY
1301 SHOREWAY ROAD SUITE 250 MD
INC
c -3,530,133 74,181,674 50 620%
AMSTERDAM,CA94002
37-1508503
EMERALD CATASTROPHE FUND LTD
BLUE MARBLE
SUITE 193 48 PAR-LA-VILLE ROAD INVESTMENTS
BD HOLDINGS CORP c 1,010,758 114,905,035 98 650%
HAMILTON
BD
EMERGING COUNTRIES OPPORTUNITY HARVARD
FUND LTD
INVESTMENTS
MANAGEMENT
C/0 BUTTERFIELD FUND SERVICES 68 F CJ PRIVATE EQUITY c 2,999,862 24,211,959 98 000%
GRAND CAYMAN C 0 R P 0 RATIO N
CJ
EMPRESAS VERDES ARGENTINA SA
QUEBRADA HONDA
CARLOS PELLEGRINI 1138 PISO 1 INVESTMENTS
CORRIENTES
AR SA c -162,035 26,148,338 100 000%
AR
ENKI HOLDINGS CORP HARVARD
C/0 WALKERS SPV WALKER HOUSE MARY
INVESTMENTS
MANAGEMENT
GEORGETOWN CJ PRIVATE EQUITY c 735,221 434,945 100 000%
CJ C 0 R P 0 RATIO N
98-0540586
ESTANCIA CELINA SA
C /0 P A G BA M S U I PAC H A 1111 -PIS INVESTMENTS
AR
LAS MISIONES SA
c -35,665 1,797,687 100 000%
BUENOS AIRES
AR
FLORESTAS DO SUL AGROFLORESTAL
LTDA
PHEMUS
RUA TAQUARY 335 DRISTAL INVESTMENTS
BR C 0 R P 0 RATIO N c 11,450,554 121,194,820 100 000%
PORTO ALEGRE
BR
98-0493906
FORESTAL BOSQUEPALM CIA LTDA
AVENIDA PATRIA E4-41 Y AVENIDA
INVESTMENTS
ECUADOR TIMBER
AMAZ EC LP c -116,186 9,249,222 79 800%
QUITO
EC
FORESTAL DEL RIO SA
QUEBRADA HONDA
SUIPACHA 1111- PISO 18 INVESTMENTS
BUENOS AIRES
AR SA c 100 000%
AR
FORESTAL FORSEVERGAL CIA LTDA
AVENIDA PATRIA E4-41 Y AVENIDA
INVESTMENTS
ECUADOR TIMBER
AMAZ EC LP c 11,883,295 79 800%
QUITO
EC
GALILEIA AGROINDUSTRIAL LTDA INSO LO
AV PEDROSO DE MORAES 1201 20 AN INVESTMENTS
BR
AGROINDUSTRIAL
c 55 5,4 79 45,027,115 95 800%
SAO PAULO SA
BR
GATEWAY REAL ESTATE FUND III-TE LP HARVARD PRIVATE
CRICKET SQUARE HUTCHINS DRIVE PO INVESTMENTS
CJ
CAPITAL REALTY
c -118,597 2,385 64 930%
AMSTERDAM INC
CJ
GAVEA INVESTMENT FUND II B LP HARVARD
PO BOX 986 GARDENIA COURT SUITE 3
INVESTMENTS
MANAGEMENT
CAMANA BAY CJ PRIVATE EQUITY c 40,001,000 2 0 6 ,4 1 0 ,0 0 0 100 000%
CJ C 0 R P 0 RATIO N
98-0537951
GBE DEVELOPMENT I LTD
GBEINVESTMENTS
PO BOX 309GT UGLAND HOUSES CHURC INVESTMENTS
CJ LIMITED c -3,4 57 6,379,735 98 520%
GEORGE TOWN
CJ
GBE DEVELOPMENT II LTD
GBEINVESTMENTS
PO BOX 309GT UGLAND HOUSES CHURC INVESTMENTS
CJ LIMITED c -3,0 59 296,252 98 520%
GEORGE TOWN
CJ
GBE DEVELOPMENT III LTD
GBEINVESTMENTS
PO BOX 309GT UGLAND HOUSES CHURC INVESTMENTS
CJ LIMITED c -3,0 61 247,111 98 520%
GEORGE TOWN
CJ
GBE DEVELOPMENT IV LTD
GBEINVESTMENTS
PO BOX 309GT UGLAND HOUSES CHURC INVESTMENTS
CJ LIMITED c -3,0 9 5 3,777,938 98 520%
GEORGE TOWN
CJ
GBE DEVELOPMENT V LTD
GBEINVESTMENTS
PO BOX 309GT UGLAND HOUSES CHURC INVESTMENTS
CJ LIMITED c -4,727 8,843,354 98 520%
GEORGE TOWN
CJ
GBE DEVELOPMENT VI LTD
GBEINVESTMENTS
PO BOX 309GT UGLAND HOUSES CHURC INVESTMENTS
CJ LIMITED c -7,2 57 98 520%
GEORGE TOWN
CJ
990 s h d 1 R, p t IV Id t"f"cat"on of Related Organizations Taxable as a Corporation or Trust Form c e ue ar - en 1 1 I ,
(a)
(b) (c) (d) (e) (f) (g) (h)
Name, address, and EIN of related
Pnmary act1v1ty Legal Dom1c1le D1rect Controlling Type ofent1ty Share oftotal1ncome Share of Percentage
organ 1zat1 on
(State or E nt1ty (C corp, S corp, ($) end-of-year ownership
Fore1gn or trust) assets
Country) ($)
GBE FAZENDAS LTDA
GBEINVESTMENTS
AV DAS AMERICAS 700 BLOCO 5 INVESTMENTS
BR LIMITED c 110,244 11,009,0 29 98 520%
CIDADE DO RIO DE JANEIRO
BR
GBE HOLDINGS LTD
GBEINVESTMENTS
PO BOX 309GT UGLAND HOUSES CHURC INVESTMENTS
CJ LIMITED c -159,862 920 98 520%
GEORGE TOWN
CJ
GBE INVESTMENTS LIMITED
GBEINVESTMENTS
PO BOX 309GT UGLAND HOUSES CHURC INVESTMENTS
CJ LP c -3,446 116,350,040 98 520%
GEORGE TOWN
CJ
GBE PROJETOS AGRICOLAS I LTDA
GBEINVESTMENTS
AV DAS AMERICAS 700 BLOCO 5 INVESTMENTS
BR LIMITED c -4,144,742 2,370,597 98 520%
CIDADE DO RIO DE JANEIRO
BR
GBE PROJETOS AGRICOLAS II LTDA
GBEINVESTMENTS
AV DAS AMERICAS 700 BLOCO 5 INVESTMENTS
BR LIMITED c -153,275 149,233 98 520%
CIDADE DO RIO DE JANEIRO
BR
GBE PROJETOS AGRICOLAS III LTDA
GBEINVESTMENTS
AV DAS AMERICAS 700 BLOCO 5 INVESTMENTS
BR LIMITED c -384,37 3 561,571 98 520%
CIDADE DO RIO DE JANEIRO
BR
GBE PROJETOS AGRICOLAS IV LTDA
FAZEN DA ESPLANADA RODOVIA GBEINVESTMENTS
INVESTMENTS
BR LIMITED c -629,282 4,089,0 57 98 520% ESTADUA
NO MUNICIPIO DO PEIXE
BR
GBE PROJETOS AGRICOLAS V LTDA
GBEINVESTMENTS
AV DAS AMERICAS 700 BLOCO 5 INVESTMENTS
BR LIMITED c -555,096 20,756,364 98 520%
CIDADE DO RIO DE JANEIRO
BR
GBE PROJETOS AGRICOLAS VI LTDA
GBEINVESTMENTS
AV DAS AMERICAS 700 BLOCO 5 INVESTMENTS
BR LIMITED c -25 2,484 2,8 23,6 23 98 520%
CIDADE DO RIO DE JANEIRO
BR
GBE PROPERTIES I LTD
GBEINVESTMENTS
PO BOX 309GT UGLAND HOUSES CHURC INVESTMENTS
CJ LIMITED c -5,2 9 7 7,2 51,6 55 98 520%
GEORGE TOWN
CJ
GBE PROPERTIES II LTD
GBEINVESTMENTS
PO BOX 309GT UGLAND HOUSES CHURC INVESTMENTS
CJ LIMITED c -3,6 7 5 6,489,315 98 520%
GEORGE TOWN
CJ
GBE PROPERTIES III LTD
GBEINVESTMENTS
PO BOX 309GT UGLAND HOUSES CHURC INVESTMENTS
CJ LIMITED c -3,913 1,576,797 98 520%
GEORGE TOWN
CJ
GBE PROPERTIES IV LTD
GBEINVESTMENTS
PO BOX 309GT UGLAND HOUSES CHURC INVESTMENTS
CJ LIMITED c -3,263 10,2 70,2 38 98 520%
GEORGE TOWN
CJ
GBE PROPERTIES V LTD
GBEINVESTMENTS
PO BOX 309GT UGLAND HOUSES CHURC INVESTMENTS
CJ LIMITED c -4,852 9,557,006 98 520%
GEORGE TOWN
CJ
GBE PROPERTIES VI LTD
GBEINVESTMENTS
PO BOX 309GT UGLAND HOUSES CHURC INVESTMENTS
CJ LIMITED c -7,300 98 520%
GEORGE TOWN
CJ
GBE PROPRIEDADES E
EMPREENDIMENTOS IMOBILIARIOS I
GBEINVESTMENTS
LTDA INVESTMENTS
BR LIMITED c -135,514 9,562,792 98 520%
AV DAS AMERICAS 700 BLOCO 5
CIDADE DO RIO DE JANEIRO
BR
GBE PROPRIEDADES E
EMPREENDIMENTOS IMOBILIARIOS III
GBEINVESTMENTS
LTDA INVESTMENTS
BR LIMITED c -137,932 9,607,4 50 98 520%
AV DAS AMERICAS 700 BLOCO 5
CIDADE DO RIO DE JANEIRO
BR
GBE PROPRIEDADES E
EMPREENDIMENTOS IMOBILIARIOS IV
GBEINVESTMENTS
LTDA INVESTMENTS
BR LIMITED c -383,124 29,343,625 98 520%
AV DAS AMERICAS 700 BLOCO 5
CIDADE DO RIO DE JANEIRO
BR
GBE PROPRIEDADES E
EMPREENDIMENTOS IMOBILIARIOS V
GBEINVESTMENTS
LTDA INVESTMENTS
BR LIMITED c -488,267 21,258,803 98 520%
AV DAS AMERICAS 700 BLOCO 5
CIDADE DO RIO DE JANEIRO
BR
GBE PROPRIEDADES E
EMPREENDIMENTOS IMOBILIARIOS VI
GBEINVESTMENTS
LTDA INVESTMENTS
BR LIMITED c -6,257 10,070 98 520%
AV DAS AMERICAS 700 BLOCO 5
CIDADE DO RIO DE JANEIRO
BR
Form 990, Schedule R, Part IV- Identification of Related Organizations Taxable as a Corporation or Trust
(a)
(b) (c) (d) (e) (f) (g) (h)
Name, address, and EIN of related
organ 1zat1 on
Pnmary act1v1ty Legal Dom1c1le D1rect Controlling Type of ent1ty Share oftotal1ncome Share of Percentage
(State or E nt1ty (C corp, S corp, ($) end-of-year ownership
Fore1gn or trust) assets
Country) ($)
GLOBAL MARITIME INVESTMENTS HARVARD
LIMITED
INVESTMENTS
MANAGEMENT
C/0 WALKERS SPV WALKER HOUSE 87 M CJ PRIVATE EQUITY c 5,501 140,148,874 57 000%
GEORGE TOWN C 0 R P 0 RATIO N
CJ
GRANARY INVESTMENTS
IFS COURT 28 CYBERCITY
INVESTMENTS LUCY HOLDINGS
CYBERCITY MP c -6,887,314 77,701,898 100 000%
MP
98-0607880
GUANARE AARL
JUNCAL 1327 FLOOR 21
INVESTMENTS
PHEMUS
MONTEVIDEO UY C 0 R P 0 RATIO N c 143,777 55,597,506 100 000%
UY
98-0641951
GUANARE SA
PHEMUS
JUNCAL 1327 FLOOR 21 INVESTMENTS
UY C 0 R P 0 RATIO N c 419,369 64,601,054 100 000%
MONTEVIDEO
UY
GULF ATLANTIC OPERATIONS LLC
C/0 DENHAM CAPITAL MANAGEMENT
INVESTMENTS
BOYLSTON
200 c MA HOLDINGS LLC c -452,820 995,353 90 670%
BOSTON, MA02116
20-2386722
HARVARD BUSINESS SCHOOL
HARVARD BUS
PUBLISHING EUROPE LIMITED
SALES SCHO 0 L
23 SICILIAN AVE
SUPPORT
UK
PU BUSHING CORP
c 1,171,231 398,012 99 990%
LON DON
UK
HARVARD BUSINESS SCHOOL
HARVARD BUS
PUBLISHING INDIA PRIVATE LTD
PU BUSHING SCHO 0 L
UNIT 423 GRAND HYATT MUMBAI
SUPPORT
IN
PU BUSHING CORP
c 2,657,208 1,6 3 5,6 7 4 99 990%
M U MBA!
IN
HARVARD CENTER SHANGHAI CO LTD HARVARD CHINA
5TH FL HSBC BLDG INTL FIN CTR NO 8 RESEARCH
CH
INTERNATIONAL
c -149,647 5,203,769 100 000%
SHANGHAI SUPPORT LLC
CH
HARVARD MASTER TRUST PRESIDENT AND
1033 MASS AVE INVESTMENTS
MA
FELLOWS 0 F
c 60,161,693 738,343,129 100 000%
CAMBRIDGE, MA02138 HARVARD COLLEGE
04-2636388
HARVARD PRIVATE CAPITAL
HARVARD
PROPERTIES II INC
C/0 HARVARD MANGEMENT CO 600 INVESTMENTS
MANAGEMENT
ATLANT
DE PRIVATE EQUITY c 313,768 1,086,516 100 000%
BOSTON, MA02210
C 0 R P 0 RATIO N
04-3140558
HARVARD PRIVATE CAPITAL
PROPERTIES III INC
INVESTMENTS
PHEMUS
600 ATLANTIC AVE DE C 0 R P 0 RATIO N c 1,561,413 100 000%
BOSTON, MA02210
76-0254935
HARVARD REAL ESTATE CV INC
PRESIDENT AND
1033 MASS AVE THIRD FLOOR REAL ESTATE MA
FELLOWS 0 F
c 30,894,227 100 000%
CAMBRIDGE, MA02138
HARVARD COLLEGE
HARVARD UNIVERSITY PRESS LTD
BOOK
PRESIDENT AND
VERNON HOUSE 23 SICILIAN AVENUE
DISTRIBUTION UK
FELLOWS 0 F
c 3,056,308 1,246,381 100 000%
LON DON HARVARD COLLEGE
UK
HARVARD UNIVERSITY PRESS OF NEW
PRESIDENT AND
YORK
C/0 HU PRESS 79 GARDEN ST PU BUSHING NY
FELLOWS 0 F
c 100 000%
CAMBRIDGE, MA02138
HARVARD COLLEGE
13-3784301
HB CAYMAN LIMITED
HB INSTITUTIONAL
PO BOX 309GT UGLAND HOUSES CHURC INVESTMENTS
CJ LP c 3,981,706 231,589,168 98 980%
GEORGE TOWN
CJ
HMC ADAGE MANAGER INC
PHEMUS
600 ATLANTIC AVE INVESTMENTS
DE C 0 R P 0 RATIO N s -656 200 100 000%
BOSTON, MA02210
04-3567988
HPC PATRON SCOTLAND LP
C/0 PATRON CAPITAL SCOTLAND GP HARVARD PRIVATE
LI MI INVESTMENTS
UK
CAPITAL REALTY
c 4,444,7 3 9 51,265,739 100 000%
FESTIVAL SQUARE INC
UK
98-0438748
INDIA CAPITAL OPPORTUNITIES 1 HARVARD
LIMITED
INVESTMENTS
MANAGEMENT
IFS COURT 28 CYBERCITY IN PRIVATE EQUITY c 3,739,151 53,040,751 64 350%
CYBERCITY C 0 R P 0 RATIO N
MP
INSOLO AGROINDUSTRIAL SA
AV PEDROSO DE MORAES 1201 20 AN INVESTMENTS
BR
IPA
c -6,204,980 225,135,574 95 800%
SAO PAULO
BR
INVERSIONES BRASIL SA
VILLA FINTANA DEL CLUB TERRAZA 2 C INVESTMENTS
NU
NICARAO LTD
c 1,800 100 000%
MANAGUA
NU
990 s h d 1 R, p t IV Id t"f"cat"on of Related Organizations Taxable as a Corporation or Trust Form c e ue ar - en 1 1 I ,
(a)
(b) (c) (d) (e) (f) (g) (h)
Name, address, and EIN of related
Pnmary act1v1ty Legal Dom1c1le D1rect Controlling Type ofent1ty Share oftotal1ncome Share of Percentage
organ1zat1on
(State or E nt1ty (C corp, S corp, ($) end-of-year ownership
Fore1gn or trust) assets
Country) ($)
INVERSIONES CATIVAL SA
VILLA FINTANA DEL CLUB TERRAZA 2 C INVESTMENTS
NU
NICARAO LTD
c 402,911 100 000%
MANAGUA
NU
INVERSIONES CORAL SA
VILLA FINTANA DEL CLUB TERRAZA 2 C INVESTMENTS
NU
NICARAO LTD
c 1,800 100 000%
MANAGUA
NU
INVERSIONES SANTA RITA SA
VILLA FINTANA DEL CLUB TERRAZA 2 C INVESTMENTS
NU
NICARAO LTD
c 1,805,018 100 000%
MANAGUA
NU
INVERSIONES TRES CUMBRES LTDA
(DBA TRES CUMBRES LTDA)
PHEMUS
ROGER DE FLOR 2736 DP 8 INVESTMENTS
CI C 0 R P 0 RATIO N c 686,4 7 8 11,237,544 100 000%
C 0 M U N A LAS C 0 N DES
CI
98-0446986
INVERSIONES TUNUYAN SA
VILLA FINTANA DEL CLUB TERRAZA 2 C INVESTMENTS
NU
NICARAO LTD
c 7,411,239 100 000%
MANAGUA
NU
IPE AGROINDUSTRIAL LTDA INSO LO
AV PEDROSO DE MORAES 1201 20 AN INVESTMENTS
BR
AGROINDUSTRIAL
c 748,303 205,074,819 95 800%
SAO PAULO SA
BR
KAINGAROA TIMBERLANDS
RENEWABLE RESOURCES GROUND
FLOOR INVESTMENTS
NZ
KT1 CO
c 289,123,800 1,159,368,600 60 000%
ROTORUA
NZ
98-0412394
KTR LIMITED
PHEMUS
C/0 MAPLES CALDER PO BOX 309 INVESTMENTS
CJ C 0 R P 0 RATIO N c 100 000%
U G LA N D H 0 U S E
CJ
KUPE SHIPPING LIMITED
KAINGAROA
C/0 DLA PHILIPS FOX PO BOX 160 20 INVESTMENTS
NZ TIMBERLANDS c -57,000 211,000 60 000%
AUCKLAND
NZ
LA ARENOSA SA
VILLA FINTANA DEL CLUB TERRAZA 2 C INVESTMENTS
NU
NICARAO LTD
c 1,800 100 000%
MANAGUA
NU
LA JACARANDA SA
VILLA FINTANA DEL CLUB TERRAZA 2 C INVESTMENTS
NU
NICARAO LTD
c 330,77 2 100 000%
MANAGUA
NU
LAMORA SA
VILLA FINTANA DEL CLUB TERRAZA 2 C INVESTMENTS
NU
NICARAO LTD
c 1,164,48 6 100 000%
MANAGUA
NU
LA ZARZA SA
VILLA FINTANA DEL CLUB TERRAZA 2 C INVESTMENTS
NU
NICARAO LTD
c 4,426,011 100 000%
MANAGUA
NU
LABELLE SP PARTICIPACOES LTDA
GBEINVESTMENTS
RUA DO FORUM S/N SALA B INVESTMENTS
GP LIMITED c 98 520%
CENTRO
GP
LAS ACACIAS SA
VILLA FINTANA DEL CLUB TERRAZA 2 C INVESTMENTS
NU
NICARAO LTD
c 8 7,06 5 100 000%
MANAGUA
NU
LAS MISIONES SA
C /0 P A G BA M S U I PAC H A 1111 -PIS INVESTMENTS
AR
CAMPO GRANDE SA
c -320,990 27,605,079 100 000%
BUENOS AIRES
AR
LASALLE ASIA OPPORTUNITY CAYMAN I
LTD
HARVARD PRIVATE
C/0 WALKERS SPV LIMITED WALKER
INVESTMENTS CAPITAL REALTY
c 22,875,274 115,235,176 100 000% HOU CJ
INC
GEORGE TOWN
CJ
98-0447511
LONGSTOCKING INVESTMENT
PRESIDENT AND
CORPORATION
INVESTMENTS FELLOWS 0 F
-456 2 5,000 100 000% 600 ATLANTIC AVE DE
HARVARD COLLEGE
s
BOSTON, MA02210
52-2116455
LONGTERM FOREST PARTNERS CIA
LTDA
ECUADOR TIMBER
AVENIDA PATRIA E4-41 Y AVENIDA INVESTMENTS
EC LP c 10,516,262 79 800%
AMAZ
QUITO
EC
LOS ALMENDROS SA
VILLA FINTANA DEL CLUB TERRAZA 2 C INVESTMENTS
NU
NICARAO LTD
c 1,800 100 000%
MANAGUA
NU
Form 990, Schedule R, Part IV- Identification of Related Organizations Taxable as a Corporation or Trust
(a)
(b) (c) (d) (e) (f) (g) (h)
Name, address, and EIN of related
organ 1zat1 on
Pnmary act1v1ty Legal Dom1c1le D1rect Controlling Type ofent1ty Share oftotal1ncome Share of Percentage
(State or E nt1ty (C corp, S corp, ($) end-of-year ownership
Fore1gn or trust) assets
Country) ($)
LOS AROMOS SA
VILLA FINTANA DEL CLUB TERRAZA 2 C INVESTMENTS
NU
NICARAO LTD
c 1,800 100 000%
MANAGUA
NU
LOS ARRAYANES SA
VILLA FINTANA DEL CLUB TERRAZA 2 C INVESTMENTS
NU
NICARAO LTD
c 420,731 100 000%
MANAGUA
NU
LOS BO LDO S SA
AVDA SANTA MARIA NO 6350 PISO 3 INVESTMENTS
CI
PINO LLC
c -131,793 2,545,867 100 000%
VITACURA
CI
LOS LAURELES SA
DIVERSIFIED
AVDA SANTA MARIA NO 6350 PISO 3 INVESTMENTS
INTERNATIONAL
VITACURA
CI TIMBER HOLDINGS c -148,117 2,5 52,3 0 5 100 000%
CI
LLC
LOS LAURELES SA
VILLA FINTANA DEL CLUB TERRAZA 2 C INVESTMENTS
NU
NICARAO LTD
c 681,562 100 000%
MANAGUA
NU
LRP IV TAX EXEMPT (PF1)II LP LIQUID REALTY
44 MONTGOMERY ST INVESTMENTS
JE
PARTNERS IV TAX
c 26,57 5 7 89,000 100 000%
SAN FRANCISCO, CA94104 EXEMPT (PF1) LP
98-056077 5
LRP IV TAX EXEMPT (PF1) LIMITED LIQUID REALTY
44 MONTGOMERY ST INVESTMENTS
JE
PARTNERS IV TAX
c 1,850,885 11,323,816 100 000%
SAN FRANCISCO, CA94104 EXEMPT (PF1) LP
98-0555927
NAZARE AGROINDUSTRIAL LTDA INSO LO
AV PEDROSO DE MORAES 1201 20 AN INVESTMENTS
BR
AGROINDUSTRIAL
c -436,308 26,559,580 95 800%
SAO PAULO SA
BR
NCH AGRIBUSINESS INVESTORS CORP
UGLAND HOUSE SOUTH CHURCH HARVARD PRIVATE
STREET INVESTMENTS
CJ
CAPITAL REALTY
c -6,629,189 96,904,754 59 110%
GEORGE TOWN INC
CJ
98-0559097
NEANDERTHAL INVESTMENTS
IFS COURT 28 CYBERCITY
INVESTMENTS LUCY HOLDINGS
CYBERCITY MP c 406,710 15,864,210 100 000%
MP
98-0607884
NEW VERNON INDIA (CAYMAN) FUND LP HARVARD
C/0 NEW VERNON CAPITAL 2330 PLAZA
INVESTMENTS
MANAGEMENT
F CJ PRIVATE EQUITY c 18,737,063 269,175,971 99 990%
JERSEY CITY, NJ07311 C 0 R P 0 RATIO N
20-1577934
NGL HOLDINGS INC DENHAM
C/0 DENHAM CAPITAL MANAGEMENT
INVESTMENTS
COMMODITY
600 T DE PARTNERS FUND II c 4,214,329 7,925,646 82 350%
HOUSTON, TX77002 LP
33-1101243
NGL SUPPLY INC
6210 S YALE SUITE 805 INVESTMENTS
OK
NGL HOLDINGS INC
c -1,772,971 102,912,681 69 260%
TULSA, OK74136
73-1255805
NICA TECA SA
VILLA FINTANA DEL CLUB TERRAZA 2 C INVESTMENTS
NU
NICARAO LTD
c 2,7 58,0 35 100 000%
MANAGUA
NU
N I C A RA 0 I LTD
C/0 MAPLES CALDER PO BOX 309
INVESTMENTS NICARAO LTD
U G LA N D H 0 U S E CJ c 7 53,127 100 000%
CJ
98-0643167
N I C A RA 0 I I LTD
C/0 MAPLES CALDER PO BOX 309
INVESTMENTS NICARAO LTD
U G LA N D H 0 U S E CJ c 7 53,127 100 000%
CJ
98-0643169
NICARAO LTD
C/0 MAPLES CALDER PO BOX 309
INVESTMENTS NICATECA INC
U G LA N D H 0 U S E CJ c 37,656,346 100 000%
CJ
98-0643164
NICATECA INC
C/0 WALKERS SPV LIMITED WALKER
PHEMUS
HOU INVESTMENTS
CJ C 0 R P 0 RATIO N c -23,950,664 72,669,115 100 000%
GEORGE TOWN
CJ
98-0520487
OLD LANE HMAFF LP HARVARD
C/0 MAPLES CALDER PO BOX 309
INVESTMENTS
MANAGEMENT
U G LA N D H 0 U S E CJ PRIVATE EQUITY c -5,485,349 9,8 9 2,2 6 3 100 000%
CJ C 0 R P 0 RATIO N
98-0487312
OPERA SA
VILLA FINTANA DEL CLUB TERRAZA 2 C INVESTMENTS
NU
NICARAO LTD
c -1,4 7 3,19 3 10,242,002 100 000%
MANAGUA
NU
Form 990, Schedule R, Part IV- Identification of Related Organizations Taxable as a Corporation or Trust
(a)
(b) (c) (d) (e) (f) (g) (h)
Name, address, and EIN of related
organ 1zat1 on
Pnmary act1v1ty Legal Dom1c1le D1rect Controlling Type ofent1ty Share oftotal1ncome Share of Percentage
(State or E nt1ty (C corp, S corp, ($) end-of-year ownership
Fore1gn or trust) assets
Country) ($)
PARFEN SA
JUNCAL 1327 FLOOR 21 INVESTMENTS
UY
AZARA LLC
c -695,650 22,479,715 100 000%
MONTEVIDEO
UY
PATRIOT INTEREST HOLDINGS INC
C/0 DENHAM CAPITAL MANAGEMENT
INVESTMENTS NGL HOLDINGS INC
200 c MA c 684,664 82 350%
BOSTON, MA02116
01-0938844
PERMIAN MIDSTREAM CORPORATION
C/0 DENHAM CAPITAL MANAGEMENT
INVESTMENTS
PATRIOT INTEREST
200 c MA HOLDINGS INC c 734,110 82 350%
BOSTON, MA02116
01-0938834
PINARES AARL
JUNCAL 1327 FLOOR 22
INVESTMENTS
PHEMUS
MONTEVIDEO UY C 0 R P 0 RATIO N c -268,143 7,353,711 100 000%
UY
98-0641950
PRADARIA AGROFLORESTAL LTDA
RUA LUIZ DODERO 28 SALA 3
INVESTMENTS
GLOBAL FOREST
CAMPO GRANDE BR INVESTMENTS LLC c 11,024,774 133,294,811 100 000%
BR
98-0642732
QUEBRADA HONDA SA
AVDA SANTA MARIA NO 6350 PISO 3 INVESTMENTS
CI
PINO LLC
c -177,468 22,931,161 100 000%
VITACURA
CI
REPRESA PROPERTIES LTD
GBEINVESTMENTS
PO BOX 309GT UGLAND HOUSES CHURC INVESTMENTS
CJ LIMITED c -4,729 61,156,980 98 520%
GEORGE TOWN
CJ
REPRESA PROPRIEDADES LTDA
AV PREDIENTE WILSON 210 4TH AND
INVESTMENTS
GBEINVESTMENTS
CENTRO NA CIDADE DO RIO DE BR LIMITED c -50,829 98,593,259 98 520%
JANEIRO
BR
RIO MIRA PARTICIPACOES LTDA
GBEINVESTMENTS
AV DAS AMERICAS 700 BLOCO 5 INVESTMENTS
BR LIMITED c -97,019 45,300,409 98 520%
CIDADE DO RIO DE JANEIRO
BR
ROM PLY MEROPS SRL
133 SERBAN VODA STREET CENTRAL
PHEMUS
BUS INVESTMENTS
RO C 0 R P 0 RATIO N c -6,043,804 14,307,769 100 000%
BUCHAREST
RO
98-0646095
ROUND TABLE ASSET RECOVERY FUND
BLUE MARBLE
LTD INVESTMENTS
CJ HOLDINGS CORP c 13,662,510 98,3 31,0 35 97 460%
WINDWARD I REGATTA OFFICE PARK WE
CJ
ROUND TABLE GLOBAL MACRO FUND
BLUE MARBLE
LTD INVESTMENTS
CJ HOLDINGS CORP c 2,574,803 43,914,657 69 270%
WINDWARD I REGATTA OFFICE PARK WE
CJ
SANTA FILOMENA AGROINDUSTRIAL
INSO LO
LTDA
INVESTMENTS AGROINDUSTRIAL
AV PEDROSO DE MORAES 1201 20 AN BR
SA
c 318,128 95 800%
SAO PAULO
BR
SCO LO PAX SRL
PHEMUS
BRASOV 8 VICTORIEI ST B1 42 BIS A INVESTMENTS
RO C 0 R P 0 RATIO N c -4,840,533 100,596,084 100 000%
BRASOV COUNTY
RO
SERRA GRANDE AGROINDUSTRIAL LTDA INSO LO
AV PEDROSO DE MORAES 1201 20 AN INVESTMENTS
BR
AGROINDUSTRIAL
c 118,059 20,774,192 95 800%
SAO PAULO SA
BR
SIA EMPETRUM
KULDIGAS RAJONS KURMALES PAGASTS
INVESTMENTS
PHEMUS
PRIEDAINE LG C 0 R P 0 RATIO N c -624,920 13,357,514 100 000%
LG
98-0648693
SLEUTELDRAAI LANDGOED(EDMS)BPK
GRANARY
NORMANDIEN
71 STEEN BO K AVENUE INVESTMENTS
SF (PROPRIETARY) c 100 000%
MONUMENT PARK
SF
LIMITED
SOCIEDAD EXPLOTADORA AGRICOLA
SPA
C/0 CLAG CHILE SPA DEL INCA NO INVESTMENTS
CI
CLAG (CHILE) SPA
c -187,049 9,181,162 100 000%
LAS CO NOES
CI
98-0632838
SOROTIVO AGROPECUARIA LTDA INSO LO
FAZENDA IPE S/N XONA RURAL-BAIXA INVESTMENTS
BR
AGROINDUSTRIAL
c -107,848 2,237,375 95 800%
GRANDE DO RIBEIRO SA
BR
SUSTAINABLE TEAK PARTCIPACOES
LTDA
AVENIDA GOVERNADOR PONCE DE
INVESTMENTS BRAZIL TEAK LLC
ARRUDA BR c 2,458,007 1 9 8 ,0 6 6 ,4 6 2 100 000%
VA REZEA GRAN DE
BR
98-0639215
Form 990, Schedule R, Part IV- Identification of Related Organizations Taxable as a Corporation or Trust
(a)
(b) (c) (d) (e) (f) (g) (h)
Name, address, and EIN of related
organ 1zat1 on
Pnmary act1v1ty Legal Dom1c1le D1rect Controlling Type of ent1ty Share oftotal1ncome Share of Percentage
(State or E nt1ty (C corp, S corp, ($) end-of-year ownership
Fore1gn or trust) assets
Country) ($)
SUSTAINABLE TIMBERS SA
PHEMUS
AVE JUSTO AROSEMANA 32 ST E INVESTMENTS
PM C 0 R P 0 RATIO N c -34,980 25,323,501 100 000%
CORREGIMIENTO DE CALIDONIA
PM
TDR SCOTLAND LP HARVARD
C/0 TDR CAPITAL ONE STANHOPE GATE
INVESTMENTS
MANAGEMENT
LON DON UK PRIVATE EQUITY c 691,793 6,049,6 22 75 080%
UK C 0 R P 0 RATIO N
98-0471766
TERENA SA
PHEMUS
JUNCAL 1327 FLOOR 22 INVESTMENTS
UY C 0 R P 0 RATIO N c -192,532 43,331,767 100 000%
MONTEVIDEO
UY
TERRACAL PARTICIPACOES LTDA
GBEINVESTMENTS
AV DAS AMERICAS 700 BLOCO 5 INVESTMENTS
BR LIMITED c 98 520%
CIDADE DO RIO DE JANEIRO
BR
UNITECA AGROFLORESTAL SA
AVENIDA GOVERNADOR PONCE DE
INVESTMENTS
SUSTAINABLE TEAK
ARRUDA BR PARTCIPAES LTDA c 44,368 63,177,563 87 300%
VA REZEA GRAN DE
BR
VALHOLL LTD
C/0 MAPLES CALDER PO BOX 309
INVESTMENTS
PHEMUS
U G LA N D H 0 U S E CJ C 0 R P 0 RATIO N c 100 000%
CJ
98-066867 3
VERIWASTE LP HARVARD
C/0 JORDANS 20-22 BEDFORD ROW
INVESTMENTS
MANAGEMENT
LONDON, UK PRIVATE EQUITY c 760,212 9,6 37,701 100 000%
UK C 0 R P 0 RATIO N
98-0656246
VISTA VERDE AGROINDUSTRIAL LTDA INSO LO
AV PEDROSO DE MORAES 1201 20 AN INVESTMENTS
BR
AGROINDUSTRIAL
c 775,493 41,923,456 95 800%
SAO PAULO SA
BR
CHARITABLE REMAINDER TRUSTS (753)
INVESTMENTS
MA T
CHARITABLE LEAD TRUSTS (62)
INVESTMENTS
MA T
POOLED INCOME FUNDS (4)
INVESTMENTS
MA T
F 990 S h d I R, P tV T ansactions With Related Organizations orm c e ue ar - r ,
(a) (b) (c)
(d)
Name of other organ1zat1on Transaction Amount Involved
Method of determ1n1ng
type(a- r) ($)
amount Involved
(1) AMERICAN REPERTORY THEATRE COMPANY INC
A 2,107,518 COST
(2) AMERICAN REPERTORY THEATRE COMPANY INC
D 90,926 CASH
(3) AMERICAN REPERTORY THEATRE COMPANY INC
I 417,859 COST
(4) AMERICAN REPERTORY THEATRE COMPANY INC
L 362,628 COST
(5) ASSOCIACAO DAVID ROCKEFELLER CENTER DE UNIVERSIDADE DE HARVARD
Q 1,010,412 CASH
(6) BLUE MARBLE HOLDINGS CORP
B 181,072,136 CASH
(7) BLUE MARBLE HOLDINGS CORP
c 109,145,879 CASH
(8) CENTRE RECHERCHE EUROPEEN DE LA HBS
B 1,009,995 CASH
(9) CHENNAI 2007
Q 8,945,844 CASH
(10) DEMETER HOLDINGS CORPORATION
B 53,556,099 CASH
(11) DEMETER HOLDINGS CORPORATION
c 20,962 CASH
(12) DUBAI HARVARD FOUNDATION FOR MEDICAL RESEARCH INC
c 525,000 CASH
(13) DUBAI HARVARD FOUNDATION FOR MEDICAL RESEARCH INC
N 376,017 COST
(14) FUNDACION CENTRO DE INVESTIGACION DE LA ESCUELA DE ADMINISTRACION DE EMPRES
B 345,000 CASH
(15) FUNDACION CENTRO DE INVESTIGACION DE LA ESCUELA DE ADMINISTRACION DE EMPRES
D 80,000 CASH
(16) FUNDACION CENTRO DE INVESTIGACION DE LA ESCUELA DE ADMINISTRACION DE EMPRES
N 132,930 COST
(17) GIOVANNI ARMENISE-HARVARD FOUNDATION FOR SCIENTIFIC RESEARCH INC
c 1,989,841 CASH
(18) GIOVANNI ARMENISE-HARVARD FOUNDATION FOR SCIENTIFIC RESEARCH INC
N 394,768 COST
(19) HARVARD BUSINESS SCHOOL INTERACTIVE INC
p
10,831,777 COST
(20) HARVARD BUSINESS SCHOOL INTERACTIVE INC
R 12,254,343 CASH
(21) HARVARD BUSINESS SCHOOL PUBLISHING CORPORATION
15,893,746
FAIR MARKET
A
VALUE
(22) HARVARD BUSINESS SCHOOL PUBLISHING CORPORATION
F 189,203 COST
(23) HARVARD BUSINESS SCHOOL PUBLISHING CORPORATION
G 5,340,522 COST
(24) HARVARD BUSINESS SCHOOL PUBLISHING CORPORATION
0 8,061,611 COST
(25) HARVARD BUSINESS SCHOOL PUBLISHING CORPORATION
R 21,083,912 CASH
(26) HARVARD CENTER SHANGHAI CO LTD
L 4,651,278 COST
(27) HARVARD CENTER SHANGHAI CO LTD
N 127,277 COST
(28) HARVARD MAGAZINE INC
A 52,713 COST
(29) HARVARD MANAGEMENT COMPANY INC
A 110,353,188 COST
(30) HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
B 1,825,678,825 CASH
F 990 S h d I R, P tV T ansactions With Related Organizations orm c e ue ar - r ,
(a) (b) (c)
(d)
Name of other organ1zat1on Transaction Amount Involved
Method of determ1n1ng
type(a- r) ($)
amount Involved
(31) HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
c 2,925,028,655 CASH
(32) HARVARD NEURODISCOVERY CENTER INC
c 202,769 CASH
(33) HARVARD NEURODISCOVERY CENTER INC
M 78 3,441 COST
(34) HARVARD NEURODISCOVERY CENTER INC
N 1,168,346 COST
(35) HARVARD PRIVATE CAPITAL HOLDINGS INC
B 64,823,935 CASH
(36) HARVARD PRIVATE CAPITAL HOLDINGS INC
c 971,996,948 CASH
(37) HARVARD PRIVATE CAPITAL REALTY INC
B 9 8 7 ,4 2 9 '7 3 1 CASH
(38) HARVARD PRIVATE CAPITAL REALTY INC
c 435,634,743 CASH
(39) HARVARD REAL ESTATE- ALLSTON INC
B 389,243 CASH
(40) HARVARD REAL ESTATE- ALLSTON INC
c 3 2,66 5 CASH
(41) HARVARD REAL ESTATE- ALLSTON INC
R 13,626,053 CASH
(42) HARVARD REAL ESTATE INC
B 312,063 CASH
(43) HARVARD UNIVERSITY PRESS LTD
R 1,5 58,4 2 8 CASH
(44) HARVARD UNIVERSITY PRESS OF NEW YORK
0 493,100 COST
(45) PHEMUS CORPORATION
B 1,258,453,409 CASH
(46) PHEMUS CORPORATION
c 461,253,104 CASH
(47) REDTOP INC
K 16,046 COST
(48) SHIPPING VENTURE CORPORATION
B 571 CASH
(49) STUDENT CLUBS OF HBS INC
A 5,760 COST
(SO) TRUSTEES FOR HARVARD UNIVERSITY
c 10,457,139 CASH
(51) TRUSTEES FOR HARVARD UNIVERSITY
K 728,810 COST