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NONRESIDENT

TRAINING
COURSE
June 1991

Military Requirements
for Petty Officer
Second Class
NAVEDTRA 14146

DISTRIBUTION STATEMENT A: Approved for public release; distribution is unlimited.


Although the words “he,” “him,” and
“his” are used sparingly in this course to
enhance communication, they are not
intended to be gender driven or to affront or
discriminate against anyone.

DISTRIBUTION STATEMENT A: Approved for public release; distribution is unlimited.


PREFACE
By enrolling in this self-study course, you have demonstrated a desire to improve yourself and the Navy.
Remember, however, this self-study course is only one part of the total Navy training program. Practical
experience, schools, selected reading, and your desire to succeed are also necessary to successfully round
out a fully meaningful training program.

THE COURSE: This self-study course is organized into subject matter areas, each containing learning
objectives to help you determine what you should learn along with text and illustrations to help you
understand the information. The subject matter reflects day-to-day requirements and experiences of
personnel in the rating or skill area. It also reflects guidance provided by Enlisted Community Managers
(ECMs) and other senior personnel, technical references, instructions, etc., and either the occupational or
naval standards, which are listed in the Manual of Navy Enlisted Manpower Personnel Classifications
and Occupational Standards, NAVPERS 18068.

THE QUESTIONS: The questions that appear in this course are designed to help you understand the
material in the text.

VALUE: In completing this course, you will improve your military and professional knowledge.
Importantly, it can also help you study for the Navy-wide advancement in rate examination. If you are
studying and discover a reference in the text to another publication for further information, look it up.

1991 Edition Prepared by


AVCM(AW) Herman T. Brumbley
SMC Victoriano T. Barrera

Published by
NAVAL EDUCATION AND TRAINING
PROFESSIONAL DEVELOPMENT
AND TECHNOLOGY CENTER

NAVSUP Logistics Tracking Number


0504-LP-022-4060

i
Sailor’s Creed

“I am a United States Sailor.

I will support and defend the


Constitution of the United States of
America and I will obey the orders
of those appointed over me.

I represent the fighting spirit of the


Navy and those who have gone
before me to defend freedom and
democracy around the world.

I proudly serve my country’s Navy


combat team with honor, courage
and commitment.

I am committed to excellence and


the fair treatment of all.”

ii
CONTENTS

CHAPTER Page

1. Naval Organization . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1-1

2. Leadership . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-1

3. Programs and Policies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-1

4. Professional Development . . . . . . . . . . . . . . . . . . . . . . . . . . 4-1

5. Training . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-1

6. Personnel Safety and Damage Control . . . . . . . . . . . . . . . 6-1

7. Chemical, Biological, and Radiological . . . . . . . . . . . . . . 7-1


Defense/Damage Control

8. Security Requirements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8-1

INDEX . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. INDEX-1

iii
INSTRUCTIONS FOR TAKING THE COURSE

ASSIGNMENTS assignments. To submit your assignment


answers via the Internet, go to:
The text pages that you are to study are listed at
the beginning of each assignment. Study these http://courses.cnet.navy.mil
pages carefully before attempting to answer the
questions. Pay close attention to tables and Grading by Mail: When you submit answer
illustrations and read the learning objectives. sheets by mail, send all of your assignments at
The learning objectives state what you should be one time. Do NOT submit individual answer
able to do after studying the material. Answering sheets for grading. Mail all of your assignments
the questions correctly helps you accomplish the in an envelope, which you either provide
objectives. yourself or obtain from your nearest Educational
Services Officer (ESO). Submit answer sheets
SELECTING YOUR ANSWERS to:

Read each question carefully, then select the COMMANDING OFFICER


BEST answer. You may refer freely to the text. NETPDTC N331
The answers must be the result of your own 6490 SAUFLEY FIELD ROAD
work and decisions. You are prohibited from PENSACOLA FL 32559-5000
referring to or copying the answers of others and
from giving answers to anyone else taking the Answer Sheets: All courses include one
course. “scannable” answer sheet for each assignment.
These answer sheets are preprinted with your
SUBMITTING YOUR ASSIGNMENTS SSN, name, assignment number, and course
number. Explanations for completing the answer
To have your assignments graded, you must be sheets are on the answer sheet.
enrolled in the course with the Nonresident
Training Course Administration Branch at the Do not use answer sheet reproductions: Use
Naval Education and Training Professional only the original answer sheets that we
Development and Technology Center provide—reproductions will not work with our
(NETPDTC). Following enrollment, there are scanning equipment and cannot be processed.
two ways of having your assignments graded:
(1) use the Internet to submit your assignments Follow the instructions for marking your
as you complete them, or (2) send all the answers on the answer sheet. Be sure that blocks
assignments at one time by mail to NETPDTC. 1, 2, and 3 are filled in correctly. This
information is necessary for your course to be
Grading on the Internet: Advantages to properly processed and for you to receive credit
Internet grading are: for your work.

• you may submit your answers as soon as COMPLETION TIME


you complete an assignment, and
• you get your results faster; usually by the Courses must be completed within 12 months
next working day (approximately 24 hours). from the date of enrollment. This includes time
required to resubmit failed assignments.
In addition to receiving grade results for each
assignment, you will receive course completion
confirmation once you have completed all the

v
PASS/FAIL ASSIGNMENT PROCEDURES For subject matter questions:

If your overall course score is 3.2 or higher, you E-mail: n314.products@cnet.navy.mil


will pass the course and will not be required to Phone: Comm: (850) 452-1795
resubmit assignments. Once your assignments DSN: 922-1795
have been graded you will receive course FAX: (850) 452-1370
completion confirmation. (Do not fax answer sheets.)
Address: COMMANDING OFFICER
If you receive less than a 3.2 on any assignment NETPDTC (CODE N314)
and your overall course score is below 3.2, you 6490 SAUFLEY FIELD ROAD
will be given the opportunity to resubmit failed PENSACOLA FL 32509-5237
assignments. You may resubmit failed
assignments only once. Internet students will For enrollment, shipping, grading, or
receive notification when they have failed an completion letter questions
assignment--they may then resubmit failed
assignments on the web site. Internet students E-mail: n331@cnet.navy.mil
may view and print results for failed Phone: Comm: (850) 452-1511/1181/1859
assignments from the web site. Students who DSN: 922-1511/1181/1859
submit by mail will receive a failing result letter FAX: (850) 452-1370
and a new answer sheet for resubmission of each (Do not fax answer sheets.)
failed assignment. Address: COMMANDING OFFICER
NETPDTC (CODE N331)
COMPLETION CONFIRMATION 6490 SAUFLEY FIELD ROAD
PENSACOLA FL 32559-5000
After successfully completing this course, you
will receive a letter of completion. NAVAL RESERVE RETIREMENT CREDIT

ERRATA If you are a member of the Naval Reserve, you


will receive retirement points if you are
Errata are used to correct minor errors or delete authorized to receive them under current
obsolete information in a course. Errata may directives governing retirement of Naval
also be used to provide instructions to the Reserve personnel. For Naval Reserve
student. If a course has an errata, it will be retirement, this course is evaluated at 6 points.
included as the first page(s) after the front cover. (Refer to Administrative Procedures for Naval
Errata for all courses can be accessed and Reservists on Inactive Duty, BUPERSINST
viewed/downloaded at: 1001.39, for more information about retirement
points.)
http://www.advancement.cnet.navy.mil
COURSE OBJECTIVES
STUDENT FEEDBACK QUESTIONS
In completing this nonresident training course,
We value your suggestions, questions, and you will demonstrate a knowledge of the subject
criticisms on our courses. If you would like to matter by correctly answering questions on the
communicate with us regarding this course, we following: naval organization; leadership; equal
encourage you, if possible, to use e-mail. If you opportunity programs and policies; professional
write or fax, please use a copy of the Student development; training; personnel safety;
Comment form that follows this page. chemical, biological, and radiological defense;
damage control; and security requirements.

vi
Student Comments
Course Title: Military Requirements for Petty Officer Second Class

NAVEDTRA: 14146 Date:

We need some information about you:

Rate/Rank and Name: SSN: Command/Unit

Street Address: City: State/FPO: Zip

Your comments, suggestions, etc.:

Privacy Act Statement: Under authority of Title 5, USC 301, information regarding your military status is
requested in processing your comments and in preparing a reply. This information will not be divulged without
written authorization to anyone other than those within DOD for official use in determining performance.

NETPDTC 1550/41 (Rev 4-00)

vii
INTRODUCTION TO MILITARY
REQUIREMENTS AND THE NAVAL
STANDARDS
The United States Navy has always placed required of all enlisted personnel in the Navy.
great emphasis on the pride and professionalism Your knowledge of NAVSTDs will be tested on
of its personnel. In keeping with this strong the Military/Leadership examination. Unlike the
tradition, the Navy has taken a new approach in Navy Occupational Standards, which state the
teaching military subjects by developing individual tasks required of enlisted personnel, NAVSTDs,
military requirements training manuals. These for the most part, state the knowledges required.
manuals are divided into the basic military require- NAVSTDs encompass military requirements,
ments (BMR) for apprenticeships and advanced essential virtues of professionalism and pride of
requirements for third class, second class, first service in support of the oath of enlistment, and
class, and chief petty officers. These manuals maintenance of good order and discipline. They
cover the MINIMUM Naval Standards required also include knowledges pertaining to the well-
for advancement in rate. being of Navy personnel that directly contribute
The purpose of the separate manuals for each to the mission of the Navy.
rate is to define more clearly the duties and NAVSTDs apply to all personnel at the
responsibilities of the petty officer at each specified paygrade except where specific limita-
rate. That simply means if you are studying for tions are indicated. Primarily, two factors make
advancement to petty officer second class, you will these qualifications necessary—the basic require-
study material that applies to the petty officer ments of duty at sea and the requirements of
second class. This is not to say that a petty duty in an armed force. For example, all Navy
officer second class performs only at the petty personnel must know certain elements of seaman-
officer second class level. Many times the needs ship and must be prepared to assume battle
of the service require a petty officer to fill the billet station duties. Both men and women must learn
of a more senior petty officer. That has always the general orders for a sentry, be able to stand
been the case and will continue to be true. a security watch, and possess certain skills and
Because the manuals have been separated knowledges needed for their own protection and
according to rate, you can now study the required survival. Certain other qualifications, mainly in
material at the appropriate time in your career. clerical and administrative duties, have been
added to the NAVSTDS because knowledge of
them is important for all enlisted personnel
NAVAL STANDARDS regardless of occupational specialty.
This rate training manual covers the Naval
Naval Standards (NAVSTDs) are those qualifi- Standards (military requirements) for petty officer
cations which specify the minimum knowledge second class.

ix
CHAPTER 1

NAVAL ORGANIZATION
LEARNING OBJECTIVES

Learning objectives are stated at the beginning of each chapter. These learning
objectives serve as a preview of the information you are expected to learn
in the chapter. By successfully completing the accompanying nonresident
training course (NRTC), you indicate you have met the objectives and have
learned the information.

Upon completion of this chapter, you should be able to do the following:

1. State, in general terms, the duties and 2. Describe, in general terms, the purpose of the
organizational relationships between the major elements of the Navy’s Shore Establishment.
Department of the Navy (DON) and the Navy
Department, the Shore Establishment, and the 3. Describe, in general terms, the purpose of the
operating forces. major elements of the Navy’s operating forces.

Department of the Navy, the Navy Department,


the Shore Establishment, and the operating forces.
Naval organization is the element of adminis- Memorizing all the different offices, bureaus,
tration which entails the orderly arrangement of systems, commands, departments, and divisions
materials and personnel by functions in order to within the Navy’s organizational framework is
attain the objective aim or goal. impossible for most people. Therefore, this
chapter discusses only the major parts of the naval
—Standard Organization and organization. The purpose of this chapter is to
Regulations of the U.S. Navy, help you perform your work in the Navy more
OPNAVINST 3120.32B efficiently by giving you a basic understanding of
our Navy’s organizational system.

As you prepare for advancement to petty


officer second class, you need to know the
organization of your unit and the U.S. Navy. EARLY DEVELOPMENT OF
Your introduction to naval organization started THE NAVY
with your study of Basic Military Requirements
( B M R ) . That manual gave you a good The Constitution of the United States is the
background in unit organization. best framework for government ever worked
out by man. The American people believe
The first chapter of this manual will give you independence is the only protection of basic
a good working knowledge of the organizational human rights. Since the rights of the people might
relationships within the Navy. It covers the be threatened from time to time by forces either

1-1
foreign or domestic, the Constitution gives Department. On 11 July Congress established the
Congress the power to carry out the following: United States Marine Corps (USMC) as a separate
service within the Navy Department. These
Raise and support armies actions gave the Secretary of the Navy (SECNAV)
direct control over the Shore Establishment. They
Provide and maintain a navy gave him as much control over the operating
forces as existing communications permitted. This
Make rules for the government of the land change in the Navy’s organization lasted through
and the regulation of its naval forces the nation’s conflict with France, the Tripolitan
War (1801-1805), and the War of 1812. During
CONGRESSIONAL ACTION that period, naval shipyards and hospitals became
parts of the Shore Establishment.
The Continental Congress passed legislation
on 13 October 1775 to form a committee to MODIFICATIONS TO THE NAVY’S
purchase and arm two ships. That action created ORGANIZATION
the Continental navy; and that date is, histori-
cally, the birthday of the U.S. Navy. The gallant The growth of the Navy and its technology
fighting of the Continental navy during the caused Congress to create a system of bureaus in
revolutionary war was a large contributor to 1842. The bureaus provided for the supply of
America’s independence as a new nation. The materials and technical aid to fleet and shore
Continental navy began a heritage and tradition activities.
of victory that serve as the basic doctrine of our In 1915 Congress created the position of Chief
modern Navy. of Naval Operations (CNO) to fill SECNAV’s
The United States Constitution provided for need for an official naval advisor. Before World
the creation of a navy under the jurisdiction of War II, the CNO was responsible for the
the War Department. Article I of the Constitution operation and readiness of the fleet and the
states that Congress shall have power to provide preparation of naval war plans. In addition, he
and maintain a navy. It also states that Congress served as an advisor to SECNAV.
shall have power to make rules for the government During World War II, the CNO had military
and to regulate the land and naval forces. Article command of all Shore Establishment and bureau
II states that the President shall be Commander activities. The activities remained under the
in Chief of the Army and Navy of the United management of SECNAV and his assistants.
States. (The Air Force came into being in 1947.) After the Korean conflict, the position of
These three short entries are the only specific Commandant of the Marine Corps shifted within
references to the navy in the Constitution. These the Navy organization. It remained a part of the
few lines, however, authorized Congress to Navy Department under the Secretary of the
establish the navy, develop navy regulations, and Navy. However, separate USMC headquarters
appoint the President as Commander in Chief. provided a distinction between the Navy and
The increasing tempo of naval matters as war Marine Corps organizations.
with France became certain prompted Congress
to take two actions during 1798. On 30 April REFINEMENTS TO THE NAVY’S
Congress acted to establish a separate Navy ORGANIZATION
Department (fig. 1-1). That action removed naval
affairs from the jurisdiction of the War In 1949 an amendment to the National
Security Act of 1947 created the Department of
Defense (DOD). That amendment changed the
organizational structure of the existing military
departments. The old Navy Department became
the Department of the Navy.
The Department of the Navy has since
undergone many adjustments. These adjustments
improved coordination within the Department of
Defense and helped DON keep up with advances
in modern weapons and technology. Along with
Figure 1-1.-Navy Department in 1798. technical and weapons bureaus, functional

1-2
organizations were created to oversee particular Pacific (CINCPAC). Component commands
activities of central importance to the Navy. Some of CINCPAC are the Navy’s Pacific Fleet
of these organizations were intelligence, security, (PACFLT); area Army Command (USARPAC);
telecommunications, weather, oceanography, area Air Force Command (PACAF); and Fleet
education and training, and Naval Reserves. Marine Force, Pacific (FMFPAC).
Although it is larger and more complex, today’s Specified commands consist of operating
Department of the Navy still retains one aspect forces from only one service. An example of a
of the 1798 organization. That aspect is the specified command is the Strategic Air Command.
division of the operating forces from the Shore It consists only of forces from the U.S. Air Force.
Establishment. The division between the operating
forces and the Shore Establishment became CHAIN OF COMMAND FOR COMBAT
sharper through the 1949 amendment to the 1947 FORCES
National Security Act. The amendment placed the
operating forces of the Navy and other services The Secretary of Defense exercises two lines
into unified and specified commands. Both of control over the combatant forces of the
commands are under an operational chain of military departments: operational and adminis-
command to the Secretary of Defense (SECDEF) trative (fig. 1-2). The operational chain of
and the President. command extends from the President to the
SECDEF through the Joint Chiefs of Staff to
the commanders of the unified and specified
NAVY RELATIONSHIP TO THE commands and then to the operating forces. The
DEPARTMENT OF DEFENSE administrative chain of command extends from
the President to the SECDEF to the secretaries
With the establishing of the DOD, the unified of the individual military departments. It then
and specified combatant commands began. These extends from the military departments through
commands have broad continuing missions and their respective service channels to the operating
consist of operating forces. forces. The administrative chain oversees the
Unified commands consist of operating forces training, readiness, administration, and support
of two or more services or components. An of the operating forces.
example of a unified command is the Pacific The chiefs of individual services, such as the
Command headed by the Commander in Chief, CNO, have no direct operational authority within

Figure 1-2.-Organizational relationship of the Department of the Navy to the Department of Defense.

1-3
their service over forces under unified or specified In 1989 President Bush directed U.S.
commands. Therefore, the CNO’s function in opera- forces to execute a preplanned mission
tional matters for unified or specified commands is (code named Operation Just Cause) in the
as a member of the Joint Chiefs of Staff. The Joint Republic of Panama. Objectives were
Chiefs of Staff provides direction and guidance to protection of American lives, restoration
the commanders of unified and specified commands. of the democratic process, protection of
the integrity of the Panama Canal treaties,
THE PRESIDENT
and apprehension of General Manuel
(COMMANDER IN CHIEF)
Noriega.
The President’s power as the Commander in
In 1991 President Bush sent troops into
Chief of the Armed Forces is extensive. That
Saudi Arabia (code named Operation
power increases in war or any other national
Desert Shield) to prevent Iraq from
emergency. For example, the President may
extending aggression into Saudi Arabia.
declare an emergency and call out the military
Reserves. He may even order the armed forces THE DEPARTMENT OF
into military action before Congress actually DEFENSE (DOD)
declares war. Often a President has referred a
matter to Congress after the fact. The following The President, as the Commander in Chief,
examples of such actions show the presidential heads the military chain of command within the
authority and control of U.S. military forces: Department of Defense. The Commander in Chief
is kept abreast of all matters affecting the ability
In 1801 President Jefferson sent naval of the Department of Defense to defend the
squadrons to the Mediterranean and then United States and its allies.
informed Congress. The offices of the Secretary of Defense; the
In 1845 President Polk deployed the Navy Joint Chiefs of Staff (JCS) and their supporting
to the coast of Mexico to quell trouble establishments (the Departments of the Army,
caused by the annexation of Texas. He Navy, and Air Force); and various unified and
asked Congress to declare war on Mexico specified commands make up the DOD.
5 months later, and Congress did. The Department of Defense is the largest
government agency in the United States. It spends
In 1862 President Lincoln personally a major portion of the national budget and
assumed command of successful military employs nearly 4 million people (military and
operations against Confederate forces in civilian). The DOD carries out the military policies
Norfolk, Virginia. of the United States. Its functions, simply stated,
In 1896 President McKinley ordered the are to maintain and employ armed forces to
naval blockade of Cuba. Congress accomplish the following:
declared war on Spain 3 days later, Support and defend the Constitution of the
In 1941 President Franklin Roosevelt United States against all enemies
declared an unlimited national emergency Protect the United States, its possessions,
and ordered the U.S. Navy to “sink on and areas vital to its interests
sight” foreign submarines found in our
“defensive waters.” Advance the policies and interests of the
United States
In 1962 President Kennedy ordered a naval
quarantine of Cuba based on Soviet Safeguard the internal security of the
military activity on that island. United States

In 1965 President Johnson ordered naval Secretary of Defense (SECDEF)


air action against North Vietnamese
The Secretary of Defense (SECDEF) is a
gunboats and support facilities.
member of both the President’s Cabinet and the
In 1979 President Carter ordered units of National Security Council. In that capacity, the
the U.S. Sixth and Seventh Fleets to the SECDEF exercises “direction, authority, and
Indian Ocean to help in hostage evacuation control over the Department of Defense.” The
operations and as deterrents against Secretary of Defense, by virtue of an Executive
Iranian actions. order, has responsibility for all the President’s

1-4
functions involving the DOD. Those functions The JCS is the immediate military staff of the
include the President’s powers, duties, and SECDEF. As such, the JCS helps the SECDEF
authorities. As the President’s principal assistant in exercising direction over the operating forces.
in DOD matters, the SECDEF reports to the In addition, the members of the JCS are the
President on all DOD military matters. The principal military advisors to the President and
Deputy Secretary of Defense aids the SECDEF. the National Security Council.
The Deputy supervises and coordinates the
activities of the department and substitutes for the
SECDEF during absence or disability. DEPARTMENT OF THE NAVY

The Joint Chiefs of Staff Since its formal beginning as a military


department in 1798, the Navy has been organized
Five members make up the Joint Chiefs of
into three separate bodies:
Staff (JCS):
1. The Navy Department (originally known
1. A chairman, who maybe a member of any
as central headquarters), located in
service and who is appointed by the
Washington, D.C.
President with the advice and consent of
2. The Shore Establishment
the Senate
3. The operating forces
2. The CNO
3. The Chief of Staff, U.S. Army These bodies, as shown in figure 1-3, include the
4. The Chief of Staff, U.S. Air Force Marine Corps and, in time of war or when
5. The Commandant of the Marine Corps. directed by the President, the Coast Guard.

Figure 1-3.-Organization of the Department of the Navy.

1-5
The Department of the Navy has two tasks. THE NAVY DEPARTMENT
It carries out the first task as directed by the
President or the Secretary of Defense. That task The Navy Department aids SECNAV in
is to organize, train, equip, prepare, and maintain carrying out the responsibilities of that office. As
the readiness of Navy and Marine Corps forces mentioned before, SECNAV is responsible, under
to perform military missions. It carries out the the Secretary of Defense, for the policies and
second task as directed by the Secretary of control of the Navy. SECNAV’s responsibility
Defense. That task is to support Navy and Marine includes the Navy’s organization, administration,
Corps forces, as well as the forces of other military operation, and efficiency. The Navy Department
departments assigned to unified or specified controls and provides policy and direction for the
commands. Support includes administrative, Shore Establishment and the operating forces.
personnel, material, funding, and technological The Navy Department, shown in figure 1-4,
support through research and development. The includes the following organizational levels:
Department of the Navy is under the control of
the Secretary of the Navy (SECNAV). • The Under Secretary of the Navy
The Secretary of the Navy heads the
Department of the Navy under the direction,
• The civilian executive assistants
authority, and control of the Secretary of Defense.
The Secretary of the Navy is responsible for the
• The offices of staff assistants
policies and control of the Department of the
Navy, including its organization, administration,
• The Chief of Naval Operations and
supporting staff
operation, and efficiency.
The Secretary of the Navy assigns department- • The Commandant of the Marine Corps
wide responsibilities essential to the efficient and the Marine Corps Headquarters
administration of DON to civilian executive
assistants. These assistants consist of the Under • The headquarters organization of the
Secretary of the Navy, the Assistant Secretaries Bureau of Naval Personnel
of the Navy, and the General Counsel of the
Navy. They are SECNAV’s principal advisors and Let’s take a look at those offices of the Navy
assistants on DON administrative affairs. Each Department that could be of interest to you. They
civilian executive assistant has a certain area of include the Office of Legislative Affairs, Office
responsibility. The civilian executive assistants of Information, Office of the Judge Advocate
carry out their duties in cooperation with the General, and Office of Program Appraisal. These
CNO, the principal naval advisor and executive offices are generally headed by military officers.
to the SECNAV. We will also look at the Assistant Secretaries of

Figure 1-4.-The Navy Department.

1-6
the Navy, who are civilian executives, We will then Office of Program Appraisal
look at the duties and responsibilities of the Shore
Establishment and briefly review the operating The Office of Program Appraisal (OPA)
forces. provides an appraisal of the Navy. It ensures
existing and proposed Navy and Marine Corps
programs achieve the goals of the Department of
Office of Legislative Affairs the Navy. The OPA analysis gives the Secretary
of the Navy (SECNAV) information on the
A military officer heads the Office of validity, need, and usefulness of Navy programs.
Legislative Affairs. The office functions in a SECNAV then uses that information to assess the
supervisory and coordinating capacity. It overall direction of the Navy.
supervises, coordinates, and arranges for the
presentation of statements, testimonies, briefings, Assistant Secretary of the Navy
and reports to members and committees of (Manpower and Reserve Affairs)
Congress. Military and civilian personnel of the
Department of the Navy make these presenta- The Assistant Secretary of the Navy (Man-
tions. The office also monitors and evaluates power, Reserve Affairs, and Logistics) supervises
congressional proceedings and actions affecting all DON manpower and Reserve component
the Department of the Navy. affairs. The Assistant Secretary supervises policy
and administration of affairs related to military
(active and inactive) and civilian personnel. The
Office of Information
Assistant Secretary also supervises those offices
and organizations as assigned by SECNAV.
The Office of Information, headed by a
military officer, provides services to the public.
Assistant Secretary of the Navy
These services include the answering of inquiries
(Research, Engineering, and Systems)
and the coordination of Navy participation in
community events. The Office of Information
The Assistant Secretary of the Navy
also ensures a prompt and accurate flow of
(Research, Engineering, and Systems) manages all
information to the news media.
stages of DON acquisition programs. The only
exception is the acquisition of naval ships funded
Office of the Judge Advocate General by the appropriation “Ship Building and Con-
version, Navy.” The Assistant Secretary ensures
Headed by a military officer, the Office of the the technical maintenance or alteration of material
Judge Advocate General (JAG) provides legal and directs all DON research, development,
services within the Department of the Navy. It engineering, test, and evaluation efforts. These
provides legal services in all areas except those efforts include management of the appropriation
areas of business and commercial law assigned to “Research, Development, Test and Evaluation,
the General Counsel of the Navy. The JAG office Navy.” The Assistant Secretary also directs
supervises the administration of military justice acquisition programs for oceanography, ocean
throughout the Department of the Navy based on engineering, and closely related matters. The
the Uniform Code of Military Justice (UCMJ). Assistant Secretary supervises those offices and
It provides free legal counsel for any member of organizations as assigned by SECNAV.
the naval service charged under the UCMJ with
a serious offense. The JAG office also conducts Assistant Secretary of the Navy
investigations, provides legal help and advice, (Financial Management)
processes various claims for and against the Navy,
and advises on maritime law. As Comptroller of the Navy, the Assistant
Secretary of the Navy (Financial Management)
manages all DON matters. The Assistant
Office of the Auditor General Secretary’s responsibilities include budgeting,
accounting, disbursing, and financing; progress
The Office of the Auditor General is responsi- and statistical reporting; and management
ble for internal audit within the Department of information systems and equipment (less those
the Navy. concerning weapons systems). This Assistant

1-7
Secretary supervises those offices and organiza- The Chief of Naval Operations, under the
tions the SECNAV assigns. direction of the Secretary of the Navy, exercises
command over the operating forces of the Navy.
Assistant Secretary of the Navy (The CNO’s authority is consistent with the
(Shipbuilding and Logistics) operational command vested in the commanders
of unified or specified combatant commands.)
As an acquisition executive, the Assistant These forces include the Military Sealift
Secretary of the Navy (Shipbuilding and Logistics) Command, the Fleet Marine Forces, and the
procures aircraft and naval ships. This executive several fleets, seagoing forces, and other forces
manages all stages of acquisition of naval ships and activities assigned by the President or the
in the 5-year shipbuilding program, including SECNAV. The CNO also exercises command over
design and weapons system integration. The the Bureau of Naval Personnel and other shore
Assistant Secretary’s responsibility includes activities assigned by the SECNAV. In addition,
business and contractual policy and logistic the Chief of Naval Operations has the following
support of all Department of the Navy acquisition specific responsibilities:
programs. It includes the maintenance, alteration,
To organize, train, equip, prepare, and
supply, distribution, and disposal of material;
maintain the readiness of Navy operational
the Mutual Defense Assistance Program; all
forces
transportation matters; printing and publications;
and industrial security. It also includes labor To determine and direct the efforts needed
relations of contractors with the Department of to fulfill current and future Navy require-
the Navy. The Assistant Secretary supervises the ments for manpower, material, weapons,
acquisition, construction, use, improvement, facilities, and services
alteration., maintenance, and disposal of DON
real estate and facilities. The Secretary supervises To exercise leadership in maintaining a
those offices and organizations the SECNAV high degree of competence among Navy
assigns. officers and enlisted and civilian personnel

To maintain the morale and motivation of


Office of the General Counsel of the Navy
Navy personnel and the prestige of a Navy
career
The Office of the General Counsel of the Navy
provides legal advice, counsel, and guidance To plan and provide health care for
to SECNAV, SECNAV's civilian executive personnel of the naval service and their
assistants, and their staffs. These legal services dependents
concern matters of business and commercial law.
This office manages the Department of the Navy To direct the organization, administration,
and performs such other duties as the SECNAV training, and support of the Naval Reserve
assigns.
To monitor the Department of the Navy
to determine and maintain efficiency,
Chief of Naval Operations
discipline, and readiness
The Chief of Naval Operations (CNO) is the To determine the need for and to provide
senior military officer of the Department of the for the conduct of research, development,
Navy. The CNO takes precedence over all other test, and evaluation that meet long-range
naval officers, except a naval officer serving as goals, immediate requirements, and fiscal
Chairman of the Joint Chiefs of Staff. The CNO limitations
is the principal naval advisor to the President and
the SECNAV on the conduct of DON activities. To devise Navy strategic plans and policies
The CNO keeps the Secretary of the Navy fully and help devise joint and combined
informed on matters the JCS considers or acts strategic plans and policies
upon. The CNO is the Navy member of the Joint
Chiefs of Staff. As such, the CNO is responsible To budget for commands, bureaus, and
to the President and the SECDEF for duties offices assigned to the CNO’s command and
external to DON as prescribed by law. for other activities and programs as assigned

1-8
The Vice CNO and the Vice CNO’s Assistant, The master chief petty officer of the Navy
Directors of Major Staff Offices (DMSOs), and performs the following specific duties:
Deputy Chiefs of Naval Operations help the CNO
carry out these responsibilities (fig. 1-5). Of 1. The MCPON’s assignment is to the
particular interest to the enlisted community immediate Office of the Chief of Naval Opera-
is the master chief petty officer of the Navy tions. The MCPON serves as the senior enlisted
(MCPON). representative of the Navy and acts as the primary
enlisted advisor to the CNO. The MCPON advises
the Chief of Naval Personnel in all matters about
The Master Chief Petty Officer both active-duty and retired enlisted members and
of the Navy their dependents.

In 1966 the Secretary of the Navy’s Task 2. The MCPON serves in an advisory capacity
Force on Navy/Marine Corps Personnel on various boards pertaining to enlisted members,
Retention recommended the creation of the including the following:
office of the master chief petty officer of
the Navy (MCPON), The function of the office Board of Managers, Navy Relief Society
was to provide a direct, unofficial channel of
communication between enlisted personnel and Board of Administrators of the BUPERS
the senior policy level of DON. With a tour length Central Nonappropriated Funds
set at 4 years, the office was formally set up 1
March 1967. Board of Equal Opportunity for Women

Figure 1-5.-Office of the Chief of Naval Operations.

1-9
• Rating Review Board Chiefs of Staff. As the Marine Corps member of
the Joint Chiefs of Staff, the Commandant is
• Navy Wives Club of America (Liaison) responsible to the President and the SECDEF for
duties external to the DON as prescribed by law.
• Fleet Reserve Association (Liaison) The Commandant is directly responsible to the
CNO for the organization, training, and readiness
• Navy Resale System Advisory Board of Marine Corps forces assigned to Navy
operating forces. Marine Corps forces, when so
3. The MCPON, when called upon, testifies assigned, are subject to the command exercised
before congressional committees and subcom- by the CNO over the Navy operating forces.
mittees. The MCPON occasionally accompanies Likewise, Navy members or organizations
the CNO and the Chief of Naval Personnel on assigned to the Marine Corps are subject to the
official trips and the Navy Inspector General on command of the Commandant of the Marine
selected inspection trips. The MCPON travels Corps.
extensively throughout the fleet and serves as the
Navy enlisted representative of the DON at special Chief of Naval Personnel
events, celebrations, and ceremonies.
4. The MCPON recommends ways to develop The Chief of Naval Personnel plans and
effective leadership and training at all enlisted directs the procurement, distribution, adminis-
levels and to attain high standards of conduct and tration, and career motivation of Navy personnel.
general appearance within the enlisted com- The Chief of Naval Personnel plans the amount
munity. The MCPON acts always to maintain and of education and training needed by Navy
promote the chain of command and its associated personnel, including that of the Naval Reserve,
chain of communications. Further, the MCPON to meet manpower requirements as the CNO
advises the CNO about existing or potential determines. The Chief of Naval Personnel has the
situations, procedures, and practices affecting the additional responsibility to develop, implement,
use, morale, retention, career enhancement, and administer the servicewide programs for
human goals programs, and general well-being of improved human relations.
the Navy enlisted personnel and their dependents.
Further, the MCPON advises the CNO about THE SHORE ESTABLISHMENT
existing or potential situations, procedures, and
practices affecting Navy enlisted personnel. The The parts of the naval organization discussed
MCPON’s advice concerns the use, morale, thus far exist at the Navy Department level. This
retention, career enhancement, human goals section discusses those major shore commands
programs, and general well-being of Navy enlisted (fig. 1-6) responsible for training, supplying,
personnel and their dependents. maintaining, and supporting the operating forces.
The mission of those shore commands is to deliver
The MCPON does not work alone. Aided by material, services, and personnel to the operating
a staff, the MCPON relies on the quality and forces. Those commands answer directly to the
experience of the fleet, force, and command Chief of Naval Operations in carrying out their
master chiefs. With their solid support, the missions.
MCPON carries out the duties of that office.
Space and Naval Warfare
The Commandant of the Marine Corps Systems Command

The Commandant of the Marine Corps The Commander, Space and Naval Warfare
(CMC) commands the Marine Corps, The Systems Command (SPAWAR) researches,
Commandant is directly responsible to SECNAV develops, tests, evaluates, and procures airborne
for the administration, discipline, internal and shipboard electronics. SPAWAR functions
organization, training requirements, efficiency, involve space systems; command, control, and
readiness, and total performance of the Marine communications; electronic warfare; navigation;
Corps. The Commandant also operates the countermeasures; surveillance; air traffic control;
material support system of the Marine Corps. The and cryptography for naval battle forces. As
Commandant keeps the SECNAV fully informed required, they also involve the material functions
on matters considered or acted upon by the Joint of the Marine Corps. SPAWAR is the Navy’s

1-10
Figure 1-6.-The major shore commands.

central authority for electronics standards, development, test, evaluation, procurement, and
technology, and compatibility. logistic support in several areas. These areas
include Navy and Marine Corps aircraft, air
Naval Sea Systems Command launched weapons, and other aviation-related
equipment. NAVAIR is responsible for the
The Commander, Naval Sea Systems Com- systems integration of aircraft weapons systems
mand (NAVSEA), researches, develops, procures, and for audiovisual and meteorological equip-
furnishes logistic support, and other material ment. This command manages target ranges and
functions. NAVSEA carries out these functions test facilities in support of these needs.
for ships and craft, shipboard weapons systems
and expendable ordnance, and air-launched mines Naval Supply Systems Command
and torpedoes. This command is also responsible
for the above functions in shipboard systems and The Commander, Naval Supply Systems
components. Some of these are propulsion Command (NAVSUP), develops supply manage-
(including nuclear), power-generating, sonar, ment policies and methods. NAVSUP also
search radar, and auxiliary equipment. NAVSEA controls the Naval Supply System, publications
is responsible for ship system integration and for and printing, the resale program, the Navy Stock
coordination of logistic support for ships. Fund, and the field purchasing services. NAVSUP
NAVSEA has central authority for ship and provides material support for materials handling,
nuclear power safety; for explosives, propellants, food service equipment, and special clothing. It
and actuating parts; and for explosive safety and provides accounting support to Navy activities as
explosive ordnance disposal. This command also assigned and is responsible for transportation of
provides technical and material support for diving Navy property.
and for salvage of stranded and sunken ships,
craft, aircraft, and other objects. NAVSEA also Bureau of Medicine and Surgery
coordinates shipbuilding conversion and repair in
the Navy and DOD. The Chief, Bureau of Medicine and Surgery
(BUMED), directs the provision of medical and
Naval Air Systems Command dental services for authorized personnel within
assigned geographic and mission-specific com-
The Commander, Naval Air Systems Com- mands. BUMED makes sure health care program
mand (NAVAIR), is responsible for research, policies are maintained and carried out. It also

1-11
maintains all assigned activities in a proper state Naval Intelligence Command
of readiness to fulfill assigned peacetime and
contingency missions. The Commander, Naval Intelligence Com-
mand (NIC), directs and manages the activities
of the Naval Intelligence Command. The Com-
Naval Education and Training Command mander, NIC, makes sure of the fulfillment of
DON’s intelligence and security (related to SCI)
The Chief of Naval Education and Training requirements and responsibilities.
(CNET) is responsible for assigned shore-based
education and training of Navy, certain Marine Naval Security and Investigative Command
Corps, and other personnel. That education
and training supports the fleet, naval Shore The Commander, Naval Security and Investi-
Establishment, Naval Reserve, security assistance gative Command (NSIC), directs naval law
program, and interservice training programs. enforcement, physical security, and the DON
CNET develops specific education and training Security Program. The Security Program involves
afloat programs for the fleet and controls Navy the physical security of personnel and information
support for youth programs. This command acts (except sensitive compartmented information
as DOD agent for the Defense Activity for [SCI]) and the determination of security
Nontraditional Education Support (DANTES) clearances (except SCI). The Command, NSIC,
and executes the Navy’s responsibility for also directs DON’s investigative and counter-
dependents’ education. CNET takes part in intelligence activities (except Marine Corps
research and development activities to develop and combat-related counterintelligence activities).
carry out the most effective teaching and training
systems and devices. Naval Security Group Command

Naval Legal Service Command The Commander, Naval Security Group


Command (NAVSECGRU), is responsible for
The Director, Naval Legal Service Command, cryptologic and related functions. NAVSECGRU
controls the Legal Services Program. The Naval provides, operates, and maintains an adequate
Legal Service Command provides command naval security group. It approves requirements for
direction for all naval legal service activities and the use of existing naval security group capabilities
resource assignments. and resources and coordinates the execution of
approved cryptologic programs. NAVSECGRU
supports and controls its shore activities as well
Naval Facilities Engineering Command as other activities and resources as assigned.

The Commander, Naval Facilities Engineering Naval Telecommunications Command


Command (NAVFACENGCOM), plans, designs,
develops, procures, constructs, alters, estimates The Commander, Naval Telecommunications
costs, and inspects. The command is responsible Command (NAVTELCOM), directs and manages
for these functions as they relate to public works, the Naval Telecommunications System (NTS).
public utilities, construction, transportation, and This command develops plans and programming
weight-handling equipment at all shore activities. for needed training and manpower in the use of
NAVFACENGCOM acquires and disposes of real naval telecommunications equipment, systems,
estate for the Navy and manages Navy family and facilities. NAVTELCOM serves as the
housing. It directs the repair and upkeep of all Operations and Maintenance Manager of those
public works, public utilities, and housing of elements of the Defense Communications System
the Navy. NAVFACENGCOM supports fleet (DCS) assigned to the Navy.
construction forces and provides material support
of nuclear power plants, shore and construction Naval Space Command
equipment, cranes, and fixed ocean structures.
In addition, this command provides technical The Commander, Naval Space Command,
management of shore facility maintenance, provides direct space systems support to naval
environmental protection, natural resource forces and helps prepare the naval service for a
conservation, and fire protection. larger space systems involvement. This command

1-12
supports the coordinated mission and hardware all Navy ADP claimants to resolve ADP
development for future space activities. It problems, develop ADP policy and procedures,
commands and supports the naval space systems, and approve systems development. It also
including surveillance, environmental monitoring, manages the acquisition of ADP service contracts
communications, and navigation, in support of and the purchase and use of ADP equipment.
national maritime strategy. NAVDAC supports ADP technology and
sponsors career development and training of ADP
Naval Oceanography Command personnel.

The Commander, Naval Oceanography Com- Shore Activities Reporting to the CNO
mand (NAVOCEANCOM), directs the Naval
Oceanographic Program and provides oceanog- The shore activities shown in figure 1-7 directly
raphic technical guidance throughout the Depart- influence the ability of operational forces to meet
ment of the Navy. The command manages their responsibilities in a professional manner.
assigned oceanographic activities, including Although an integral part of the Navy, the many
oceanography; meteorology; mapping, charting, other activities that either support or work with
and geodesy; astronomy; and chronometry. those listed are too many to mention.

Naval Data Automation Command THE OPERATING FORCES

The Commander, Naval Data Automation The operating forces of the Navy are combat
Command (NAVDAC), controls and coordinates or combat-support oriented. Combatant and
the Navy’s Nontactical Automatic Data Pro- certain supporting forces are assigned to the
cessing (ADP) Program. NAVDAC works with commander of a unified or specified command.

Figure 1-7.-Shore activities reporting to the CNO.

1-13
The operating forces of the Navy (fig. 1-8) include group (CRUDESGRU). CRUDESGRU, in turn,
the following: is part of the surface force (SURFLANT) that
reports to the Commander in Chief, Atlantic Fleet
1. The composition of both Pacific and (CINCLANTFLT). Operationally the same
Atlantic Fleets, including forces and destroyer may be deployed as part of a task
commands by type as follows: element, unit, group, and force that are part of
the Seventh Fleet answering to CINCPACFLT.
a. Fleet Marine Forces A task force is a subdivision of a fleet
b. Naval Air Forces composed of several types of ships according to
c. Naval Surface Forces operational necessity. Thus, a task force may
d. Submarine Forces include battleships, aircraft carriers, cruisers,
e. Training Commands amphibious craft, and auxiliary vessels such as
tenders or supply ships. Sometimes a fleet is large
2. U.S. Naval Forces, Europe enough and its duties are extensive enough to
3. Mine Warfare Command require division into many task forces. When that
4. Military Sealift Command happens, the task forces become part of groupings
5. Operational Test and Evaluation Force called task fleets. The division of a task force (TF)
6. Naval Reserve Force creates task groups. Task groups have numbers
7. U.S. Naval Forces, Central Command corresponding to the particular task force of
8. U.S. Naval Forces, Southern Command which they are a part. For instance, if TF 77 has
9. Shore activities of the Department of the a task group assigned to reconnaissance, its set
Navy assigned to the operating forces number will be TG 77.3. We may subdivide task
groups even further into task units and task
As mentioned earlier in this chapter, the elements. For example, TU 77.3.1 is Task Unit
operating forces have two organizational chains 1 of Task Group 3 of Task Force 7 of the Seventh
of command. One is a permanent administrative Fleet.
chain (fig. 1-9), and the other is a task-oriented Fleet Marine Forces are type commands under
operational chain (fig. 1-10) structured to meet the administrative control of the Commandant of
particular requirements. For example, a destroyer the Marine Corps. These forces operate under
may administratively belong to a squadron their respective fleet commander in chief as do
(DESRON) that is part of a cruiser-destroyer other type commands.

Figure 1-8.-Operating forces reporting to the CNO.

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Figure 1-9.-Administrative chain of command for operating units.

Figure 1-10.-Operational chain of command.

1-15
The Navy operates the Military Sealift examples of Presidential acts that show the power
Command for all armed services. The command of the Commander in Chief.
consists of ships, tankers, and commercial vessels In 1949 the National Security Act (NSA) was
manned by civil service and contract personnel. amended, thus setting up the Department of
The prime mission of the Military Sealift Defense as we know it today. The NSA set up the
Command is to provide immediate sealift position of SECDEF and gave the position
capability in an emergency. The ships of this presidential cabinet rank. The NSA also set up
command transport service personnel, their the Joint Chiefs of Staff (JCS). The Joint Chiefs
dependents, combat troops, and material of Staff are the top individuals from each service
throughout the world. who advise the Secretary of Defense and the
Operating forces may command shore President on all military matters. The naval
activities that are outside the jurisdiction of an representative to the Joint Chiefs of Staff is the
area coordinator or that provide support only to Chief of Naval Operations (CNO). The CNO is
units of operating forces. Such activities may a member of the Department of the Navy, and
include naval air facilities, communicantions so are you.
facilities, naval and submarine bases, ship repair The Department of the Navy is composed of
facilities, and supply depots. three major parts: the Navy Department, the
The operating forces carry out naval opera- Shore Establishment, and the operating forces.
tions needed to support the DON’s role in This chapter discusses these major activities.
upholding and advancing the national policies and
interests of the United States.
REFERENCES

SUMMARY Organization of the U.S. Navy, NWP 2, Depart-


ment of the Navy, Office of the Chief of Naval
Organization is not a new concept. Initially, Operations, Washington, DC, March 1985.
you learned that in its simplest form, organization
is the orderly arrangement of assets. As a person Organization of the Department of the Navy,
approaching middle management, you must Headquarters Organization Branch, Office of
understand the organization of our Navy. the Chief of Naval Operations, Washington,
Our Constitution authorized the building and DC, October 1985.
supporting of our Navy as well as the Army. The
Constitution also stated that the President of the Unified Action Armed Forces, JCS Pub. 2, The
United States would be the Commander in Chief Joint Chiefs of Staff, Washington, DC,
of the Army and Navy. You have read the December 1984.

1-16
CHAPTER 2

LEADERSHIP
LEARNING OBJECTIVES

Upon completion of this chapter, you should be able to do the following:

1. Describe how to develop a first draft of shift, 7. Explain how to evaluate specific assignments
office, or work center daily work schedules. to determine proper personnel to accomplish
assigned tasks.
2. Explain how to apply leadership and super-
visory skills.
8. Describe how to coordinate availability of
tools, supplies, equipment, and parts to
3. Describe how to estimate time for accomplish- perform required tasks.
ment of tasks.

4. Describe how to direct daily work assignments 9. Explain how to evaluate subordinates’ qualifi-
using established time schedules. cations to perform tasks.

5. Explain how to evaluate completed assign- 10. Explain how to recommend formal reward/
ments of subordinates for quality, complete-
recognition for subordinates to the immediate
ness, and timeliness.
supervisor.
6. Explain how to translate daily work require-
ments from immediate supervisor into specific 11. Describe how to counsel subordinates on
assignments for subordinates. professional performance.

in an all-volunteer force environment, ensuring


equality for all, ending drug and alcohol abuse,
We need men and women who by their
and retaining valuable personnel. Leaders should
personal integrity, their sense of moral
know how to analyze these challenges objectively
purpose, and their acceptance of the
and take creative and innovative action to resolve
requirement of hard work, will exemplify
them.
the best in leadership traditions of the
Navy and of our country.

—Admiral Arleigh A. Burke NAVY LEADER DEVELOPMENT


(USN RET) (Chief of Naval
Operations from 1955 to 1961) The Navy, with leader development goals in
mind, has set up a program for its leading petty
officers (LPOs) and chief petty officers (CPOs).
As you strive to become a leader in today’s This program is the Navy Leader Develop-
Navy, you will confront many difficult leadership ment Program (NAVLEAD). NAVLEAD was
challenges. You will have to deal with recruiting developed and designed to support career-long

2-1
leader development. NAVLEAD emphasizes the • Leader
following:
• Advisor/counselor
Individual commitment to self-improve-
ment
• Mentor

To accomplish the above roles, you must learn


Command leader development training to use 16 leadership and supervisory skills. Five
and opportunities and a positive, steps support development of the knowledges,
supportive command climate behaviors, or thought patterns related to these
leadership skills:
Formal leader development training and
education programs RECOGNIZE SKILLS. Learn to recognize
desired knowledges, skills, behaviors, or thought
patterns of superior leaders.
Direct involvement by designated echelon
2 commands UNDERSTAND THE SKILLS. Integrate the
desired knowledges, skills, behaviors, or thought
NAVLEAD provides leadership training patterns into your own way of thinking.
for naval personnel to accomplish the Navy’s
mission effectively. It also provides leadership SELF-EVALUATE IN RELATION TO THE
training for different ascension levels in the SKILLS. Rate the relevance of the various skills,
three warfare communities for fleet and shore behaviors, or thought patterns to your own job,
commands. career, or life goals and identify specific areas for
self-improvement.
All NAVLEAD courses are based on 16
leadership attributes or competencies that PRACTICE THE SKILLS. Develop use
distinguish superior performers from average of the skills, behaviors, or thought patterns
performers. NAVLEAD courses refer to those by practicing them and receiving feedback on
competencies as “skills.” The courses em- them.
phasize the knowledges, skills, behaviors, and
thought patterns that research has shown to PERFORM THE SKILL. Plan how you can
distinguish superior performers from average use the skills, behaviors, or thought patterns on
performers. the job. Envision on-the-job problems, set goals
to resolve them, and develop action plans that
You can find further information about involve the use of the proper leadership skills.
NAVLEAD course requirements in OPNAVINST
5351.2.
Learning Styles

THE ROLE OF THE LEADING People learn in different ways. The way one
PETTY OFFICER (LPO) person learns a skill or how to perform a task may
not be an effective or efficient method for another
The division officer normally designates the person.
division’s senior chief petty officer or senior petty
officer as its leading petty officer. The leading Most people develop a preferred, or dominant,
petty officer aids the division officer in approach to learning by using one or two styles
administering, supervising, and training division more often than others. However, most people
personnel. Those are just a few of the tasks you employ each of the learning styles, to some degree,
will perform when you serve as the LPO. You will often moving from one to the other.
also fulfill the following roles:
To develop effective subordinates, you need
Technical expert to be an effective leader. That means knowing
your own dominant learning style and the
Supervisor dominant learning style of each of your

2-2
subordinates. The four learning styles are as learn through experience; they’d rather read
follows: about it.

1. Concrete experience Abstract learners have the following habits:

— Rely heavily on logical thinking and


People who primarily use the concrete learning rational evaluation
style prefer an experience-based approach to
learning. These people want to learn first hand — Are more oriented to things and
without preparing beforehand. They do not want symbols than they are to people
to learn by reading; they want to learn through
— Prefer authority-directed, impersonal
experience.
learning situations that emphasize theory
Concrete learners have the following charac- — Are frustrated by “discovery” learn-
teristics: ing approaches such as role plays and
simulations
— Rely heavily on feeling-based judgments
— Like systematic approaches or theories
— Are receptive to new experiences and
activities 4. Active experimentation

People who primarily use the active learning


— Are people-oriented style prefer to learn by becoming involved in
a subject. They take a step-by-step, active
— Prefer to treat each situation as a new case approach. These people like to apply what they
are learning.
— Learn best when they can get involved
Active learners have the following qualities:
2. Reflective Observation
— Rely heavily on experimentation
People who primarily use the reflective
— Like to combine theory with application
learning style prefer to sit back and observe
without getting involved. They like to see how the — Tend to be practical and responsible
situation looks before making a judgment or
committing themselves to learning. — Use feedback from others

Reflective learners have the following traits: — Use trial and error and learn from their
own mistakes
— Rely heavily on careful observations when
making judgments
Motives, Thoughts, and
— Are more tentative or uncertain when Behaviors
it comes to learning
A motive is a need or want based on your
— Like to reflect on what they have observed personal desires or goals. A motive also leads you
before drawing conclusions to think about how you would feel about reaching
or not reaching the goal.
— Tend to be withdrawn
A thought leads to behavior that allows you
to reach the goal.
— Prefer to be objective observers
A behavior leads to goals that satisfy your
3. Abstract conceptualization needs and wants in the initial motive.

People who primarily use the abstract learning We have three types of social motives: achieve-
style prefer a theory-based, analytical approach ment, affiliation, and power. These motives lead
to learning. These people prefer to study the to behaviors related to persons and tasks met in
topic and think about it. They don’t want to daily living.

2-3
The following chart shows some thoughts and behaviors that are typical
of the three types of social motives:

THOUGHTS AND BEHAVIOR CHARACTERISTIC OF THE


THREE SOCIAL MOTIVES

ACHIEVEMENT MOTIVE

TYPICAL TYPICAL
THOUGHTS BEHAVIORS

Outperforming someone else Setting realistic but Challenging


goals
Meeting or surpassing a self-
imposed standard of excel- Looking for performance feed-
Ience back

Doing something unique Ad- Taking initiative


vancing one’s career
Taking personal responsibility

Trying to be innovative

Choosing experts over friends to


work with

AFFILIATION MOTIVE

TYPICAL TYPICAL
THOUGHTS BEHAVIORS

Developing and maintaining Having many friends


close friendships
Talking to others frequently; writ-
Being with others to enjoy ing a lot of letters; making phone
their company calls

Concern about separation Choosing to be with others rather


from others and wanting to than be alone
restore relationships
Putting people before tasks
Seeing group activities as
social Choosing friends over experts to
work with
Seeking personal approval
Sympathizing, agreeing with, and
consoling others
Communicating about how others
think and feel

POWER MOTIVE

TYPICAL TYPICAL
THOUGHTS BEHAVIORS

Taking strong and forceful Being active in the organization’s


actions politics

2-4
POWER MOTIVE

TYPICAL TYPICAL
THOUGHTS BEHAVIORS

Giving help, advice, support Collecting and displaying objects


(especially unsolicited) of prestige

Developing strategies about Influencing people through con-


how to control people and trol or persuasion, or offering
shape situations help or aid

Thinking about the impact Seeking positions of leadership


of actions and how others
will feel or be influenced Developing subordinates toward
task performance
Thinking about status, re-
putation, or position Seeking, withholding, and using
information to control others

TIME MANAGEMENT to the least important. Make this list regularly and
at the same time each day. Rank each item on
An effective leader makes the best use of time. the list based on its importance; for example
Watch standing, competing demands, and A = high value, B = medium value, C = low
paperwork duties are just a few examples of the value, and CZ = no value at all. Avoid listing too
time robbers that tend to take time away from much; your to do list should be challenging but
your job. realistic.

Use your time efficiently. Use time manage- Make a decision about a piece of paper the
ment practices for day-to-day work schedules and first time you read it. Each additional time you
long-term goals. Here are some time management handle the same piece of paper is a time waster.
practices that will get you off to a good start: Ask yourself, What is the smallest step or task
I can or am willing to do right now? Then do it.
1. Set goals and arrange them in their order Delegate as many of your tasks as possible, resolve
of importance. issues quickly, and face people and problems
immediately. Goal setting and action planning are
2. Make a daily “to do” list. important activities for effective leaders and
supervisors.
3. Start with the most important goals.

4. Handle each piece of paper only once. Goal Setting

5. Decide which task to perform; then do it. Goal setting in a work situation often begins
with a recognition of critical equipment and
Set goals; then arrange them into long-term systems problems or lack of resources in a work
goals, lifetime goals, 2- or 3-year goals, or center. That can give you an idea of the actual
6-month goals. Short-term goals are those we (or real) operating condition of the work center.
develop for a week at a time. Rank your goals
in their order of importance; for example, A, B, Next you should identify the ideal conditions
C, or 1, 2, 3; today; this week; or this month. and needs of the work center. The ideal means
the work center has high productivity with fully
Make a to do list at the beginning of each day. working systems and equipment. Looking at the
Sit down and list all the tasks you plan to do that ideal helps you see the operating condition of the
day starting with the most important and going work center as it should be.

2-5
Once you determine the real and the ideal, LEADERSHIP SKILLS
look at the discrepancies between them. Notice
the problems that interrupt the smooth operation Through extensive research, the U.S. Navy
and productivity of some tasks. After finding the identified a total of 16 leadership skills of superior
size of the gap between the real and ideal, decide performers. It then grouped these 16 skills under
whether you need to make changes to reduce the the following 5 basic areas of competence required
gap. Any changes should meet four criteria: of Navy leaders. To become an effective leader,
you must recognize, understand, practice, and
1. Be behaviorally specific: Specify what evaluate yourself based on the skills in each of
action to take these skill groups:
2. Be measurable: Specify criteria or check-
points for rating accomplishment of the • Concern for efficiency and effectiveness
goal
3. Be realistic but challenging: Test your • Supervision
ability but have at least a 50 percent chance
of attainment • Leadership
4. Be time-phased: Show a time schedule or
deadline - for reaching the goal • Advising and counseling
Action Planning • Applying concepts to job situations

Action planning involves four steps:


Concern for Efficiency and
1. Taking action steps Effectiveness
2. Defining who will be taking the action
3. Creating a time schedule with dead- You show concern for efficiency and ef-
lines fectiveness by performing a task in the least
4. Listing skills needed to accomplish and wasteful manner (efficiency) to produce the
attain the goal intended results (effectiveness). Superior
performers use this skill group more often, in
more situations, and with better results, than do
EQUAL OPPORTUNITY average performers.

Equal opportunity is the practice of fair When you use the concern for efficiency and
personnel management and development. It effectiveness skill group, learn to use the following
allows individual achievement, limited only by a skills:
person’s aspirations, abilities, and talents. It
provides for equal consideration and treatment 1. Set goals and performance standards.
within the laws based upon a person’s merit,
fitness, and capability, without additional 2. Take initiative.
influence of race, color, religion, gender, or
national origin. Both of these skills affect your performance as
Navy personnel at all levels in the chain of an effective leader.
command are responsible for carrying out equal
opportunity. Navy policy directs that all military SET GOALS AND PERFORMANCE STAN-
members and civilian employees will receive equal DARDS. —Set goals and performance standards
opportunity and treatment. by taking the following steps:
You must support equal opportunity in all of
your day-to-day supervisory practices and 1. Establish specific work goals.
routines. That includes the areas of justice and
2. Express concern for standards of task
discipline, training and advancement, duty assign-
performance.
ments, communications, awards and recognition,
and evaluations and promotions. 3. Revise goals to make them realistic.
You support equal opportunity when using the
five leadership skill groups. 4. Set deadlines for task accomplishments.

2-6
TAKE INITIATIVE. —To take initiative, assigned task in the most efficient and effective
develop the following aptitudes: manner.

1. Start new actions or plans without being 1. Identify action steps, resources, or
told. obstacles involved in reaching a goal.
2. Anticipate situations rather than react to 2. Prepare a schedule.
them. 3. Set priorities.
3. Take resourceful and persistent action.
These steps will allow you to plan for
interruptions and still complete the assigned task
Supervision in the most efficient and effective manner.

Supervision is the ability of a leader to get a OPTIMIZING USE OF RESOURCES. —Use


job done, oversee the work process, and coordi- all division personnel. Try to make every job
nate efforts toward task completion. The super- meaningful by matching the right people with the
vision skill group includes six of the leadership right job. Matching your people with jobs they
skills: like to do and do well shows them you think their
job is important. When you give your people jobs
1. Planning and organizing they have no interest in, they become bored.
2. Optimizing use of resources Rotate your people, because doing the same
3. Delegating job day after day gets old. Rotating your people
4. Monitoring results gives them varied experience and training
5. Rewarding opportunities. It also ensures you will have people
6. Disciplining who can do the work if someone is on leave or
gets transferred.
PLANNING AND ORGANIZING. —When Use the following guidelines in optimizing use
planning and organizing how to do a job or of resources:
correct a problem, first arrange the activities,
people, or materials involved into a sensible order. 1. Analyze the capabilities of individuals and
For example, you might arrange them by priority, the characteristics or requirements of the
sequence, position in the chain of command, or job.
administrative functions. Whatever order you 2. Match the people and jobs to get the best
decide to use, plan and organize so that you performance.
proceed from the problem to a goal. 3. Fully use the human resources available to
accomplish tasks.
First you must determine the specific steps you
4. Consider the balance between the re-
must take to get the job done. List and figure the
quirements and work morale.
equipment, time, and manpower needed for the
job. Try to foresee any problems that might arise.
DELEGATING. —Delegating authority to
Ask yourself, Are time, equipment, or personnel
your people is important because it will encourage
scarce? Do the personnel assigned have the skills
your subordinates to seek responsibility for
or knowledge to perform the assigned tasks?
managing tasks. Giving orders may seem like the
Next list your plans in their order of easiest way to get a job done. However, that is
importance. What must be done now? What can not the best way to motivate an individual to be
be left until later? By deciding the order in which effective and efficient.
you must carry out your plans, you can set up a When you give an order, give a reason for the
plan of action. order. By explaining, your people will know
you’re not just making more work for them, but
A plan of action lists who will do what tasks
avoiding extra work and making the task easier.
at what period. Take time to write down a plan
Along with assigning a task, you must delegate
of action. Doing that will help you work around
your authority to carry out the task. Delegating
obstacles, such as times your people will be away
authority works well when you have several jobs
from the work center.
going on and can’t oversee all jobs at the same
Taking the following steps will allow you to time. Someone has to be in charge in every group.
plan for interruptions and still complete the When you ask a subordinate to share in task

2-7
supervision, make sure the person understands the 2. Check on results of own or others’ action.
limits of that delegated authority. Morning 3. Rate the outcome of a task against a
quarters is a good time to announce daily task standard of performance.
plans and the names of the people in charge of
various groups. Delegating authority means you REWARDING. —Once you find the results of
must hold subordinates accountable for a completed task are satisfactory, rewarding your
completion of individual tasks. However, you people is important. Rewarding encourages high
remain responsible for completion of the entire performance from subordinates and also shows
job. Any problems from higher authority about your concern about their advancement within the
tasks are your responsibility. Don’t try to pass Navy.
the blame to someone else—you made the task Your people feel encouraged when you tell
assignments. When delegating authority, use the them, “You did a good job; you took a lot of
following guidelines: extra effort to complete it on time. Because of
your efforts the job meets Navy standards.”
1. Clearly delegate authority and assign People do better work when they know you
responsibility for task accomplishment to appreciate their efforts.
others. When possible, reward a person by praising
2. Use the chain of command to get him or her in front of your people; morning
subordinates to share in task supervision. quarters is a good time. Let your people know
3. Encourage others to seek task supervision you appreciate good work. That will help you
responsibility rather than waiting for a establish a rewarding environment in which all of
direct order. your subordinates feel encouraged to do a better
MONITORING RESULTS. —After you have job. You can reward and recognize many types
planned your tasks and delegated authority, you of accomplishments. For example, you could
must keep track of work progress. Once your reward a person for completing a training course,
people have started working, check from time to getting a college degree, or successfully completing
time to see if work is going as planned. Monitor- a personnel qualification standards (PQS)
ing progress is especially important when you have requirement. Subordinates appreciate recognition
a group of new people. You may have to check for their accomplishments; it gives them an extra
on them more often to be sure they know what incentive to do better work. Reward subordinates
type of work you expect of them. On the other as follows:
hand, a group of people who have worked with
you over a long time require less supervision. 1. Provide feedback for average or above
As you monitor progress, make sure your average performance on a specific task.
people observe safety precautions. Many people 2. Publicly cite or recognize accomplishments.
are heedless of danger or think a particular
regulation is unnecessary. Stress the importance DISCIPLINING. —Disciplining is almost the
of safety. Each time your people begin a job, opposite of rewarding, because disciplining is a
emphasize the safety precautions involved. Should skill that you use to teach and correct any
work progress slow down or come to a halt, find infractions of your people.
out why. You may then need to explain to your As a leader, you occasionally will have to
people what they are doing wrong and have them warn, reprimand, or sometimes go as far as
start over or correct their mistakes. Once your placing a person on report. You might not like
people are well into the job, check the progress some of the steps involved in disciplining, but
of the work against a standard of performance: carrying them out is part of a petty officer’s
Does the job meet Navy standards? Are you responsibilities. Remember, the purpose of a
satisfied with the work? Is the job being done reprimand is to teach, not to embarrass an
according to plan? Have problems arisen you individual. Before you give a reprimand, listen to
did not foresee? Was your job-person match your subordinate’s side of the story. The person
successful? To monitor work progress may have a logical explanation for whatever
successfully, follow three basic guidelines: happened. Once you hear the facts and you feel
the person is deserving of a reprimand, decide
1. Keep track of a work process by seeking what effect you want the reprimand to have.
information about progress or by direct When you discipline someone, always try to
observation. do it as privately as possible. However, speak up

2-8
promptly if the person did something wrong in among new petty officers. They try to run the
public; by remaining silent you will appear to whole division by themselves by filling every role
condone the individual’s wrong doings. If you except that of a supervisor.
humiliate the individual in front of others, you Self-control is the basis for leadership skills
may lose the benefit of the reprimand. Convincing that require the skillful use of influence. As part
the person of the fairness of the reprimand is of being an effective leader, exercise self-control
easier if you talk to the person in private. Some in the following ways:
of the main points you might want to bring up
during a reprimand are what was done wrong, 1. Hold back any impulse to say or do
why it was wrong, and suggestions on how to something inappropriate.
improve. After a warning, treat the individual as 2. Do not show anger.
though nothing happened, but watch for results. 3. Decide only after identifying and weighing
Once you have taken the proper steps but have all the facts.
seen no signs of improvement, refer the problem 4. Control the urge to “do it yourself”;
to your leading petty officer, leading chief petty instead make personnel responsible for
officer, or division officer. Follow three guidelines assigned tasks by supervising.
when disciplining:
INFLUENCING. —An effective leader is
1. Provide feedback to subordinates on in- skilled at influencing others. Influencing is the
appropriate appearance, behavior, or per- ability to persuade and convince others to accept
formance. your ideas. You can influence subordinates by
2. Hold subordinates accountable. sharing information and plans with them and
3. Discipline appropriately. setting a personal example.
New petty officers often use flattery to gain
Leadership popularity. However, gaining popularity does not
gain you respect; you must earn respect by gaining
Leadership is the ability to direct and motivate the confidence of your people. One way you earn
people on a person-to-person basis toward mission your subordinates’ respect and confidence is by
accomplishment. Superior performers use this conducting yourself properly in the daily routine
skill more often, in more situations, and with of work. The same applies when ashore on liberty.
better results than do average performers. Set a good personal example by refraining from
The leadership skill group involves four skills: the use of foul language and other actions that
would bring discredit to you and the Navy.
1. Self-control Influence your personnel to commit them-
2. Influencing selves to the Navy’s mission. Show them how they
3. Team building benefit from their work. You will earn the respect
4. Developing subordinates and trust of your subordinates when they know
your exercise of authority is for the good of the
SELF-CONTROL. —Self-control means Navy.
holding back an impulse to say or do something Another way of influencing your subordinates
inappropriate in any given situation. Self-control is by sharing information and plans with them.
does not mean you never get angry; it does, People always want to know what’s going on.
however, mean if you become angry, you control Sharing information with them relieves their
the anger. Think before you respond to people anxieties and improves their morale. Common
or to a situation, and then respond appropriately. information you can share (as long as it is within
Be aware of situations that trigger you to respond the bounds of security) includes updates on ship
with an emotional outburst. movements, berth changes, and deployment
An outstanding leader controls impulses, schedules. That type of information will give your
suppresses rage, controls emotional involvement, subordinates the opportunity to change their own
and remains calm in potentially explosive plans, and they will appreciate the heads up. By
situations. Maintaining self-control helps you to showing your concern for their welfare, you
identify and weigh facts before deciding on a influence your subordinates to trust you. Alert
course of action. subordinates of upcoming drills, upkeep periods,
Self-control also means controlling the urge inspections, and so forth, to give them time to
to “do it all yourself. ” That is a common mistake prepare for them. That will promote a sense of

2-9
team work and cooperation within the work 3. Act to create symbols of group identity,
center. Remember the following guidelines when pride, or team effort.
using the skill of influencing:
DEVELOPING SUBORDINATES. —Effec-
1. Persuade or sell ideas. Your people will buy tive leaders develop subordinates by instructing,
into an idea faster if it is in their own self- coaching, helping, and training them to become
interest. leaders themselves. They help subordinates do
2. Build political coalitions or potential their jobs more skillfully and responsibly to meet
influence networks. qualification standards.
3. Gain commitment to organizational goals, Developing subordinates requires you to do
traditions, and values by appealing to a more than give orders. You must set a good
“higher” purpose. example, provide information and encourage-
4. Make others feel strong. ment, and pass on your knowledges and skills.
5. Influence by personal example. Effective leadership requires a balance between
6. Explain why, share information, and com- setting an example and delegating duties. Follow
municate the intent of actions. three guidelines when developing subordinates:

TEAM BUILDING. —Team building is the 1. Transfer expertise by setting an example.


act of promoting a spirit of team work and 2. Provide the information and encourage-
cooperation within or among work groups. In ment needed to get the job done.
other words, you influence members of work 3. Coach by making training opportunities,
groups to cooperate with each other to complete expert help, and resources available to subordi-
assigned tasks. In team building, you create nates.
visions of “I win, you win” situations. (There is
no loser and the team is the winner.) Once a work LEADERSHIP STYLE . —Leadership style is
group reaches its goal, such as achieving battle the characteristic or typical behavior of a person
efficiency “E,” subordinates will take pride in and in various leadership situations. The many
identify with their accomplishments. elements that determine a person’s leadership style
This leadership skill is especially important in include the following:
nonroutine situations requiring cooperation
between work groups to accomplish tasks. Once
• The person’s motives and values
team members at all levels of the chain of • The specific leadership situation
command see the contribution their team effort
makes to the Navy’s mission, they will cooperate • The person’s experiences
more readily.
Although you alone cannot develop esprit de • The job or task involved
corps among the ship’s crew, your efforts can
contribute to it. Wear your uniform proudly;
• The leadership styles of the person’s past
and present superiors
compliment your people when they present a neat,
sharp appearance. During inspections of compart- The effectiveness of a particular leadership
ment spaces, commend personnel for their team style depends on the character of the subordinates,
efforts and extra work in contributing to the good the nature of the task, and the requirements
conditions of the spaces. Then point out any areas of the task involved. Coercer, authoritarian,
that need improvement and give suggestions on affiliator, democrat, pacesetter, and coach leader-
how to bring those spaces up to standards. ship styles are discussed as follows:
Compliments, as long as they don’t result in
flattery, can encourage people to do a better job. Coercer. —Leaders who use the coercer
Use the following guidelines when exercising the leadership style expect unquestioned compliance
skill of team building: with their plans and instructions. Coercers
practice the following methods in their leadership
1. Communicate to others the need for style:
cooperation or teamwork.
2. Inspire teamwork in nonroutine situations 1. Do not listen to subordinates’ ideas or
requiring cooperation between people and suggestions; subordinates see them as
work groups to accomplish tasks. unresponsive.

2-10
2. Develop only short-range goals and plans. Authoritarian leaders are effective in situations
3. Provide clear directions, and expect sub- such as the following:
ordinates to carry out those directions.
4. Give subordinates specific, negative feed- 1. When a need exists for special procedures
back of a personal nature. because of a complex organizational
5. Motivate primarily by threats—rarely praise structure
or reward. 2. When they can use their influencing skills
6. Do not develop subordinates; expect them 3. When asking for input from subordinates
to know their jobs or simply to comply with and communicating results of a decision
orders. and its rationale are important
4. When subordinates may not have all the
Coercers are effective in the following situa- information or the comprehensive perspec-
tions: tive needed to make a decision

1. When a crises occurs Authoritarian leaders are ineffective in the


2. When emergencies occur, requiring a quick following situations:
response
3. When a situation requires a leader to issue
directions based on information or a 1. When the leader does not have a more
perspective subordinates have no need to comprehensive perspective on the problem
know or issue than the subordinates
4. When subordinates must follow specific 2. When the status distinction between the
procedures exactly (that is, minor leader and the subordinates is minimal
deviations from procedures will result in (Both are petty officers, college graduates,
serious problems) and so forth.)
3. When the supervisor has no input require-
ment on decisions to help organizational
Coercer leaders are ineffective in the situations performance
that follow:

Affiliator. —Leaders who practice the


1. When subordinates must solve problems, affiliator style of leadership put people first.
take initiative, or innovate Affiliators have the following traits:
2. When a requirement for special procedures
exists because of a complex organizational
structure 1. Listen a lot and are more interested
in personal than task information
2. Do not set goals and standards or make
Authoritarian. —Leaders who have an
explicit plans
authoritarian leadership style expect to lead and
3. Do not direct task performance clearly or
make their own decisions. Authoritarian leaders
exert influence on subordinates
use the following leadership practices: 4. Do not give task-oriented feedback
5. Reward personal characteristics, not task
1. Ask for input from subordinates on performance—never discipline
problems and decisions, but leave no doubt 6. Do not develop subordinates’ skills
about who makes the final decision
2. Set goals and develop both short- and long-
Affiliators are effective when the following
range plans
situations exist:
3. Direct clearly, are cordial, but leave no
doubt about expectations
4. Inform subordinates of inadequate perfor- 1. Tasks are routine (that is, everyone
mance if a problem occurs, and give them knows what is to be done and how to do it),
rational reasons for needed improvement and performance is at an adequate or high
5. Reward and discipline firmly and fairly level.
6. Provide indirect help to develop subordi- 2. Supervisors and subordinates are friends
nates’ skills and have a close relationship.

2-11
Situations in which affiliators are ineffective 3. Subordinates lack an in-depth under-
involve the following: standing of each others’ work.
4. Subordinates must complete separate job
1. Unique and complex tasks tasks that will be combined to achieve the
2. Subordinates who need motivation to take work center’s goal.
initiative or be innovative
3. Substandard performance of a group or an Pacesetter. —Leaders who supervise using
individual the pacesetter leadership style are self-directed
4. Decisions required based on information and expect others to be self-directed. Pace-
or a perspective possessed only by the setters exercise the following methods of manage-
leader ment:

Democrat. — Leaders who exercise the 1. Expect people to know their jobs and do
democrat leadership style encourage taking part. them well (probably do not listen to others)
Democrat leaders have the following approach to 2. Communicate goals and standards, and set
leadership: the example in their planning
3. Set the pace rather than direct, and take
1. Take an inactive part in meetings by personal responsibility for success and
listening only, but encourage subordinates failure; have difficulty delegating, so work
to take an active part unceasingly to try to accomplish everything
2. Make decisions based on a consensus of alone
subordinates’ opinions; allow subordinates 4. Give some task feedback
to decide upon and control work-related 5. Reward good performance, but provide no
activities warmth or support; often get very coercive
3. Base direction upon a consensus of when things go wrong
subordinates’ opinions; try to match people 6. Develop subordinates using only them-
and jobs selves as a model
4. Give some task feedback
5. Motivate subordinates by rewarding ade- The pacesetter leadership style works effec-
quate or desirable performance; give tively in the following situations:
negative feedback (that is, discipline in any
form) only in very limited situations 1. Status distinctions between supervisor and
6. Work minimally toward developing sub- subordinates are minimal.
ordinates’ skills- 2. Performance goals and standards are clear
to everyone.
Democrat leaders are effective under the 3. Subordinates must conduct their work
following conditions: independently of the leader with little
coordination or integration among
1. All subordinates are excellent performers. themselves.
2. All subordinates are suitable for their
jobs. The pacesetter leadership style works
3. Subordinates have as much information ineffectively when the following situations exist:
relevant to decisions and activities as does
the supervisor. 1. Subordinates must perform most of the
4. Subordinates must coordinate with each tasks.
other to conduct independent activities. 2. Coordination or integration is essential to
task accomplishment or organizational
Democrat leaders are ineffective under the efficiency.
following conditions: 3. One or more subordinates have per-
formance problems.
1. Subordinates do not have access to in- 4. Subordinate development must be quick,
formation or a perspective that the leader with special attention from the supervisor.
has.
2. Crises or emergencies occur, which require Coach . —In using the coach leadership style,
a quick response or decision. leaders guide subordinates toward high standards

2-12
and improved performance, Coaches have the Advising and Counseling
following traits:
Advising is the ability of a leader to provide
1. Listen to subordinates needed information to help a person take action
2. Are concerned about high performance to correct a problem. Counseling is the ability of
standards, but feel subordinates should a leader to help a person explore, better
focus on self-improvement and individua- understand, and find solutions to a problem. An
lized goals instead of absolute standards or effective leader uses this skill group more often,
goals in more situations, and with better results.
3. Are less directive than other leaders; see Every ship has a limited number of crew
their job as one of aiding or guiding members, each with various levels of training and
subordinates toward achieving standards expertise. Whether they have extensive or minimal
(that is, not telling them or imposing the training, everyone has a specific job. Every
leader’s view of the standards); ask sub- member contributes to the success of the mission
ordinates to develop plans, solutions to and the welfare of the crew. Therefore, the
problems, and alternate ways of accom- problems of every subordinate should greatly
plishing tasks; don’t express personal concern you as a leader.
preferences When you became a petty officer, you received
4. Provide frequent, specific, task-oriented more pay, but also more responsibilities. Those
feedback, help, and resources to help responsibilities include any personal problems that
subordinates improve performance affect your subordinates’ performance, such as
5. Reward task performance and improve- marital, family, and financial problems. When
ment of performance; respond to failures those problems affect a person’s performance,
by helping subordinates to improve they will, in turn, affect the entire work group.
6. Develop subordinates effectively Help your people solve their problems; in turn,
you will gain respect and trust from others in the
The coach leadership style is effective under
division.
the following conditions:
The Navy has many helping resources to help
1. Subordinates have their own access to personnel with problems. Become familiar with
these helping resources and their specific purposes
performance-related feedback.
2. Everyone clearly understands performance so that you can advise subordinates on how to
measures and goals. get help with personal problems.
3. Performance feedback is available to If you are effective in advising and counseling
subordinates in a timely manner. subordinates, you achieve the following results:
4. Organizational goals are achievable even
1 . Solve problems more quickly by dealing
if one or more of the subordinates do not
with them within the work group.
meet their individual performance goals.
2 . Increase morale by building trust.
The coach leadership style is ineffective when 3 . Ease the pressure on superiors by re-
the following conditions exist: solving situations at your own level.
4 . Save time and energy of the few pro-
1. Leaders have information which is not fessional counselors for truly serious
available to subordinates. problems.
2. Subordinates do not have the compre-
hensive perspective needed to make Although you should believe and trust in your
performance-improvement decisions. subordinates’ basic worth and ability to perform,
3. The organization’s performance depends you will sometimes have subordinates who do not
on the attainment of certain performance meet standards. Learning to apply the three skills
goals by every one of the subordinates. of the advising and counseling skills group will
4. Performance feedback is not easily help you deal with those situations more
obtainable from the coach or is not clear effectively:
in its interpretation.
5. Decisions about the group’s activities or 1. Positive expectations
performance have to be made in a rapid 2. Realistic expectations
manner. 3. Understanding

2-13
POSITIVE EXPECTATIONS. —Leaders UNDERSTANDING. —Effective leaders
who have positive expectations express a belief or accurately identify and help others to understand
trust in people’s basic worth or ability to perform. what created a problem. They accurately assess
Your expectation of your subordinates’ ability to the motives, thoughts, and behavior patterns of
perform affects the climate in which they work. others and respond appropriately to improve job
Positive expectations are important in motivating performance.
subordinates to work, but they are also important When a personal problem causes a perform-
in advising and counseling sessions. ance problem, know what resources are available
So far, we have only talked about leadership to help the individual. Your subordinates will
skills that deal with actions and behavior. The respect your knowledge, experience, and advice
skills in the advising and counseling skill group and will appreciate any interest you show in their
deal with how you think. Since the way you think welfare.
affects your actions, your subordinates can see
ADVISING AND COUNSELING SES-
how you view their basic worth. Therefore, they
SIONS. —This section explains key points
will know if you have positive expectations.
involved in effective advising and counseling
To develop positive expectations of a person,
sessions. It covers types of advising and counseling
follow five basic guidelines:
sessions and the actual process involved in each.
1. Focus and build on the person’s strengths,
not weaknesses.
KEY COUNSELING POINTS
2. Express positive expectations about the
person’s abilities. We perform counseling to solve a problem
3. Listen and pay attention to the person. or to fulfill a need.
4. Emphasize the person’s worth.
5. Have confidence in your own ability to help Determine interview goal before meeting
the person solve the problem. Review available records.

REALISTIC EXPECTATIONS. —Subordi- Give the individual the facts, whether they
nates will have high levels of productivity only if are pleasant or unpleasant.
they consider your expectations to be realistic and Be a good listener. Be fair.
achievable. If you encourage subordinates to strive
for unattainable goals, they will eventually quit try- Refer individual to other resources for
ing to reach those goals. They will then settle for professional help, as needed.
lower productivity than they are capable of achieving.
Keep the individual’s problem confi-
A leader’s realistic expectations are those
dential.
doubts and concerns about the ability of others
to perform. Realistic expectations help you see Help the individual grow in self-under-
personal blocks that prevent a person from solving standing.
problems or learning how to operate equipment.
DO NOT lose your self control. The results
Expectations affect performance. If you
expect subordinates to perform poorly, you will could be disastrous.
be unable to hide that expectation from your DO NOT make promises you can’t keep.
subordinates. Indifferent and noncommittal
treatment of subordinates usually communicates DO NOT be quick to decide; not all
low expectations, which, in turn, leads to poor problems are solvable in a single
performance. For example, suppose you say counseling session.
nothing about your subordinates’ performance.
DO NOT forget to document the
They might then interpret your silence to mean
counseling and have the counselee sign the
you are unhappy with their work or that they
counseling sheet.
cannot do a good job.
Realistic expectations and negative expecta- You will be involved with four major types
tions are completely different. Realistic expecta- o f advising and counseling sessions:
tions involve objectively assessing a subordinate’s
ability. Negative expectations involve “prejudg- 1. Personal
ing, ” “getting down on,” or “giving up on a 2. Career
subordinate.” Negative expectations can lead to 3. Performance
undesirable performance. 4. Disciplinary

2-14
For each type of session, you should understand the nature of the problem and the purpose or
intent of the meeting with the counselee. You should also understand the desired results, actions, or
behaviors from the counselee as a result of a session.

TYPE OF DESCRIPTION OF PURPOSE OF DESIRED


PROBLEM PROBLEM ENCOUNTER OUTCOMES

PERSONAL The person has difficulty Explore situation Generation and eval-
coping with situations uation of alternatives
either on or off the job. Clarify events and feel-
Problems could be finan- ings Action plans
cial, legal, interpersonal,
educational, moral, reli- Give support Problem solutions
gious, etc.
Share Increased trust

Refer to other resources Counselee takes re-


sponsibility for situa-
tion

Clarification of feel-
ings or understanding

Feeling strong

CAREER The individual may be Give information More informed


(1) seeking options or choices
ideas to plan career paths, Explore opportunities for
(2) making a significant promotion and/or train- Action plans for
decision towards change, ing change
or (3) considering further
education and training. Analyze (informally) Increased alternatives
skills, experience, and
training

Refer to trained career


counselor

PERFORMANCE: The individual is not Explore factors behind Mutual understanding


Ineffective performing at a level low performance of agenda for
consistent with unit or improvement
command standards. Inform individual of
negative evaluation Motivation towards
improvement
Set mutual standards
and expectations

PERFORMANCE: The individual is per- Reward Increased self-worth


Effective forming in an average or
above average manner. Provide performance Feeling strong
feedback

Motivate Desire to do better

Suggest areas for


further improvement

2-15
TYPE OF DESCRIPTION OF PURPOSE OF DESIRED
PROBLEM PROBLEM ENCOUNTER OUTCOMES

DISCIPLINARY The individual has vio- Inform of action being Understanding of viola-
lated a specified rule or taken tion
regulation
Determine if the behavior Plans for preventive
is indicative of related action
problems

Legal notification

Inform individual that


standards have not been
met

ADVISING AND COUNSELING PRO- Explore and Understand the Real. —Start your
CESS. —The advising and counseling process session off by stating the reason for the counseling
requires you to take five-steps: session. Let the counselee know of your concern
about the situation. Try to elicit information that
1. Start the session. might help you and the counselee understand the
2. Create suitable conditions for the session. real (how the situation is now). Discuss the
3. Explore and understand the real (how the situation as fully as possible so that you both
situation is now). understand it.
4. Move toward the ideal (where the counselee
would like to be). Move Toward the Ideal. —Have the counselee
5. Monitor and follow up. state his or her ideal goal (how the counselee
would like the situation to be) in solving the
Remember that as a leader you’re not problem. State your realistic expectations about
considered or trained to be a professional the counselee by expressing doubts and concerns;
counselor. You should refer personnel with then identify any blocks that might prevent the
problems requiring professional counseling to the counselee from solving the problem.
right helping resource. Suggest sources of outside help. When you
can, provide additional and professional help.
Start the Session. —To start the advising and Identify optional actions; for example, set an
counseling process, let the counselee know that appointment at a helping outside resource or call
you want to talk to him or her. In some cases, the chaplain for an appointment. If you handle
the counselee might come to you, in which case, the situation correctly, the counselee will feel good
he or she would be starting the session. Next about the session and feel resolving the situation
choose a suitable place to meet; choose a place is possible. Encourage the counselee to commit
where you will have the least amount of to the optional actions by keeping his or her
interruptions. Then agree on a time to meet; allow appointments. Stress that the counselee must
enough time to conduct a proper and effective follow through on the actions he or she agrees to.
session. State your positive expectations by stating the
counselee’s abilities; that will build the counselee’s
Create Suitable Conditions for the Session. —
strengths and help him or her succeed in reaching
To create suitable conditions for a session, prepare
the goal.
ahead of time. Try to ensure you won’t have to
stop during the session to do something else. Make Monitor and Follow Up. —Agree on who is
sure the meeting place will be physically responsible for monitoring any changes that will
comfortable; the office should have a quiet occur throughout the counseling process. Your
atmosphere and a comfortable place to sit. Help counselee has committed himself or herself to
the counselee feel at ease; for example, you could improve or make a change. Agree on what action
serve coffee. Guarantee confidentiality within you will take if the counselee carries out the
your legal bounds, and be attentive. commitment as planned. Also agree on what

2-16
actions you will take if the counselee does not — Self-controlling
follow through. Give the counselee some time to
resolve the problem, but agree on a follow-up — Influencing
session. Be sure to set a time and a place for the
follow-up session. — Team building

Applying Concepts to Job Situations — Developing subordinates

The applying concepts to job situations skill — Developing positive expectations


group involves one skill—conceptualizing. To
become an outstanding petty officer and leader, — Developing realistic expectations
conceptualize in the following way:
— Understanding
• Look at the situation.
— Conceptualizing
• Rigorously search for and identify the
available facts. Although leaders have one primary leadership
style, they sometimes use a combination of the
• Organize the facts and draw conclusions. six styles: coercer, authoritarian, affiliator,
democrat, pacesetter, and coach. The effective-
ness of a leadership style depends on the people
SUMMARY being led, the requirements of the task, and the
situation.
In your role as a learner or a teacher, you You will conduct four types of advising and
should be aware of the four learning styles: counseling sessions: personal, career,
concrete experience, reflective observation, performance, and disciplinary. Each session
abstract conceptualization, and active experimen- involves five steps:
tation. To be an effective leader and instructor,
you need to know your own dominant learning 1. Starting the session
style. 2. Creating suitable conditions for the session
A motive is a need or want based on desires 3. Exploring and understanding the real (how
or goals. A motive will cause you to think about the situation is now)
what is needed to reach that goal and how to reach 4. Moving toward the ideal (where the
those needs. counselee would like to be)
When you have concern for efficiency and 5. Monitoring and following-up
effectiveness, you will perform tasks in the least
wasteful manner to produce the intended results. The Navy needs professional leaders who have
Superior leaders have 16 basic leadership high standards, possess great skills, and who are
skills: willing to study and learn to achieve their full
potential. As a petty officer it’s your job to
— Setting goals and performance standards become an effective leader. Effective leaders use
the knowledges and behaviors involved in the 16
— Taking initiative leadership skills. The extent to which you, as a
Navy leader, apply these leadership skills depends,
— Planning and organizing in part, on your level in the chain of command
or your specific job situation.
— Optimizing use of resources

— Delegating
REFERENCES
— Monitoring
Navy Leader Development Program Leading
— Rewarding Petty Officer Course, S t u d e n t G u i d e ,
NAVEDTRA 38224-A, Chief of Naval Tech-
— Disciplining nical Training, Memphis, Tenn., 1991.

2-17
CHAPTER 3

PROGRAMS AND POLICIES


LEARNING OBJECTIVES

Upon completion of this chapter, you should be able to do the following:

1. Explain the programs and policies of Command Managed Equal


Opportunity (CMEO).

You too, as a petty officer and leader, have


A new nation . . . dedicated to the an important role in the Navy’s equal opportunity
proposition that all men are created equal. (EO) efforts. You should make every effort to
prevent sexual harassment and to enforce EO
—Abraham Lincoln, 1863 among command personnel.
Although EO covers a wide range of day-to-
day practices and routines, you will be involved
The United States Navy has a special set of in specific areas. Those areas include discipline,
moral, ethical, and behavioral standards; those duty assignments, grievance procedures, training
standards form the foundation of the Navy’s and advancement, and awards and recognition.
Personal Excellence Program goals. One of those
goals is the Navy’s commitment to achieving an
environment that supports equal opportunity. The COMMAND MANAGED
Navy strives to guarantee equal opportunity and EQUAL OPPORTUNITY (CMEO)
treatment for all, regardless of race, color,
religion, gender, age, or national origin within Command Managed Equal Opportunity
constraints of the law. The Navy does not tolerate (CMEO) is a program through which the Navy
discrimination. guides commands in carrying out equal oppor-
tunity. It is a management system that is
All Navy men and women should strive to
responsible to higher echelons but with control
maintain the highest personal standards. They
primarily at the command level.
should create a model environment where the
opportunity to succeed depends only on each
PURPOSE OF CMEO
person’s aspirations, abilities, and talents.
The pursuit of an environment free from The purpose of CMEO is to establish the EO
discrimination is an element of leadership. program for each command. CMEO directs the
Leaders at all levels of the chain of command are chain of command to take the following EO
responsible for creating and maintaining a climate actions:
that fosters equal opportunity. That includes the
Chief of Naval Operations (CNO); the Chief of Create and maintain a positive EO climate
Naval Personnel, with assistance by the Human within the command
Resource Management Department; and the fleet
commanders in chief and their chains of com- Identify and resolve EO/sexual harassment
mand down through unit commanding officers. problems and concerns

3-1
Monitor the command’s EO climate

Ensure that merit, ability, performance,


and potential are the only- factors that
affect individual promotion, training, duty
assignments, and any other action

CMEO AS AN EO
MANAGEMENT SYSTEM

CMEO is a management system that has


the flexibility to respond to command-specific
needs. CMEO draws resources from outside the
command as necessary. Figure 3-1 shows the
interrelationship of all segments of the EO
management system.

COMMAND REQUIREMENTS

Within any command, CMEO consists of the


following minimum elements:

• Command training team (CTT)

• Command assessment team (CAT)

• Action planning

• Inspections

COMMAND TRAINING

The Navy tries to ensure all personnel have


a clear understanding of their military rights and
responsibilities. It does that by requiring them to Figure 3-l.- Interrelationship of the EO management
attend a Navy Rights and Responsibilities (NR&R) system.
workshop. Each NR&R workshop provides train-
ing on basic EO principles, policies, and pro-
cedures. a CTT consisting of a minimum of at least
two members in paygrade E-6 or above
with training in conducting NR&R work-
Command Training Team (CTT) shops. Minimum CTT size is as follows:

The command training team (CTT) consists COMMAND SIZE CTT


of a group of command personnel trained to pre-
sent the NR&R workshops. Prospective CTT 50-100 2
members receive formal training in conducting
NR&R workshops. They receive the training from 101-200 3
a Chief of Naval Education and Training (CNET)
activity, mobile training team (MTT), or by an 201-300 4
equal opportunity program specialist (EOPS)
from a major command or staff. The following 301-above 5
guidelines apply to the CTT:
• Commands with less than 50 military
• Each Navy command, except those with personnel have no requirement to have a
less than 50 military personnel, appoints formally trained CTT if they can make

3-2
arrangements to participate in the NR&R paygrade, designator, and rating). This is a formal
workshops of a host or neighbor com- assessment that includes the command assessment
mand, They are still responsible for team (CAT) and data sources.
addressing command-specific issues and
policy updates. Command Assessment Team (CAT)

Commands must document formal CTT The command assessment team (CAT) is a
training in the member’s service record. group of command personnel trained to plan and
conduct a command assessment. They are also
Members of the CTT who are inactive for trained to analyze the data they collect. CATs
over 24 months must repeat the formal receive training from a CNET activity, MTT, or
training. EOPS from a major command or staff. The
command must record this training in the
Members of the CTT should complete member’s service record. The following sidelines
the Equal Opportunity in the Navy apply to the CAT:
nonresident training course (NAVED- Mandatory membership includes the
TRA 13099-D) within 3 months of assign- executive officer (XO), at least one depart-
ment to the training team. ment head, and the command master chief
(CM/C) (or equivalent). When a command
Prospective CTT members must have a has a command career counselor and/or
minimum of 18 months remaining before personnel officer and/or legal officer, they
their planned rotation date (PRD) from should be members. Remaining members
their assignment date. should be a cross-section of paygrades,
genders, races, and departments of
Navy Rights and Responsibilities command personnel. All CAT members,
(NR&R) -Workshops - including those who have mandatory
membership, must receive formal training.
All personnel must attend an NR&R workshop The commander has the prerogative to
within 90 days of reporting to a new permanent increase the size or scope of the CAT.
duty station. Commands must conduct training Regardless of team composition, final
frequently enough to keep the class size below 20 responsibility for CAT effectiveness
people. All lesson topics follow an NR&R remains with the commander.
workshop course guide provided by CNET.
Everyone fills out a critique sheet as a means of Members of the CAT who are inactive for
feedback on workshop effectiveness. over 24 months must repeat the formal
Commands hold an annual all-hands NR&R training.
workshop. The annual workshop includes sexual Members of the CAT should complete
harassment prevention training, review of the the Equal Opportunity in the Navy
latest Navy EO policies and the Navy EO climate, nonresident training course (NAVED-
and a forum for discussing CNO and command- TRA 13099-D) within 3 months of assign-
specific issues. The annual workshop, held in con- ment to the assessment team.
junction with the annual command assessment,
uses the training guide that CNET provides. Prospective CAT members must have a
minimum of 18 months from their assign-
COMMAND ASSESSMENT ment date remaining before their PRD
(does not apply to mandatory member-
Conducting a successful and effective EO ship).
program requires each command to accurately
assess its current EO status. The command assess- Data Sources
ment focuses on the treatment and achievements
The CAT receives specific training in using the
of individuals. It also looks at the overall effective-
following resources to conduct command assess-
ness of command EO programs and the follow-
ments:
up actions on previous EO issues. The assessment
uses command demographic information (factors • Command training records, records on the
such as age, race, ethnicity, gender, rank, sailor of the month/quarter/year award

3-3
file, meritorious mast records, records on • Retain demographic data and the results
discrimination and sexual harassment com- of the command assessment for at least 36
plaints, and retention files months and then destroy them.
Interviews to gain valuable information,
Frequency of Assessment
such as what is actually happening in a
command as well as what people perceive Commands perform EO assessments annually.
is happening and how they feel about it However, commands may perform an assessment
Observations (made without disturbing the more often if a particular incident requires a
environment or injecting a bias) to special assessment.
determine what people actually do or how
they behave and interact ACTION PLANNING

Surveys to detect the command climate Once commands identify specific issues, they
can address those problems systematically. The
Collection and Maintenance of CAT first defines and analyzes the problem and
Demographic Data then generates and evaluates courses of action.
Finally, it recommends to the commander the
One of the primary functions of the annual
most appropriate courses of action. The command
command assessment is collection of demographic
then develops plans of actions and milestones
data on retention, advancement, and discipline.
(POA&Ms) to monitor its effectiveness.
Each command determines the most effective
method of data collection for its organization. All
INSPECTIONS
commands take the following steps in the collec-
tion and maintenance of demographic data: Immediate superiors in command (ISICs)
Classify all demographic data collection inspect the CMEO program as a special interest
and analysis by race/ethnic group, gender, item during subordinate command inspections.
paygrade, rating, division, and depart- ISICs have a thorough knowledge of all aspects
ment. of CMEO. ISICs must conduct CMEO inspec-
tions at least every 36 months.
Collect and analyze all reenlistment
and separation data (raw numbers and
percentages). Retention data include per- SUMMARY
sonnel who are eligible to reenlist as well
as those who are ineligible. Separation data CMEO is a Navywide program that requires
show types of separations by race/ethnic individual commands to use their own personnel
group. to assess their own equal opportunity (EO) status.
Analyze advancement data on personnel It also requires individual commands to take
in zone for advancement. Data show those corrective actions as often as needed to ensure
personnel who are eligible for advance- equal opportunity.
ment, are recommended for advancement, CMEO makes the chain of command respon-
were advanced, passed but were not sible for achieving and maintaining a positive EO
advanced, and failed. condition within the command. It also provides
that personnel receive promotions, training, duty
Analyze military justice data, including the assignments, and other personnel actions based
number and proportion of persons put on only on their merit, ability, performance, and
report, screened by the executive officer potential.
(XO), dismissed, and assigned extra The elements of CMEO are a CTT, a CAT,
military instruction (EMI). Also analyze action planning, and inspections.
the number and proportion of persons
referred to commanding officer’s mast and
to courts-martial and the results of those REFERENCES
masts and courts-martial. Analyze types of
punishment for similar offenses between Navy Equal Opportunity, OPNAVINST 5354.1C,
race/ethnic groups and by gender for OP-151, Office of the Chief of Naval Opera-
disparities in severity of punishment. tions, Washington, D.C., 1989.

3-4
CHAPTER 4

PROFESSIONAL DEVELOPMENT
LEARNING OBJECTIVES

Upon completion of this chapter, you should be able to do the following:

1. Describe the procedures to prepare draft in- 5. Identify the sources of information concerning
puts for enlisted performance evaluations. financial management for junior personnel.

2. Describe the use of performance recordkeeping


and its relation to performance evaluations. 6. Describe the different types of money manage-
ment used by junior Navy personnel.
3. State the purpose of the petty officer quality
control review board.
7. Describe the use of credit by junior Navy
4. List the incentives for reenlistment, education, personnel.
and special duty.

more form the basis for your long-range career


Sign on with me. The stature of our planning. You should also take interest in career
homeland is no more than the measure of opportunities to improve yourself professionally.
ourselves. Our job is to keep her free. Our We will discuss career-enhancing programs
will is to keep the torch of freedom burning such as the Selective Conversion and Reenlistment
for all. To this solemn purpose we call on (SCORE) Program, the Selective Training and Re-
the young, the brave, the strong, and the enlistment (STAR) Program, and the Guaranteed
free. Heed my call. Come to the sea. Come Assignment Retention Detailing (GUARD) Pro-
sail with me. gram. We will present brief descriptions of
incentives for a Navy career such as special
—John Paul Jones
programs, special-duty assignments, and reenlist-
ment bonuses.
The purpose of this chapter is to help you in Finally, we present the sources of information
your professional development. We will begin by concerning financial management for junior naval
discussing your responsibilities in rating the personnel. Ask your division chief, your educa-
performance of subordinates. We will discuss the tional services officer (ESO), your command
Report of Enlisted Personnel Evaluations along career counselor (CCC), or your command master
with the Navy’s performance standards, pro- chief (CM/C) for more information and material
cedures for rating personnel, performance record- on subjects discussed in this chapter.
keeping, and the petty officer quality control
review board.
This chapter will tell you how to develop PERFORMANCE AND
yourself professionally. By now you are well into EVALUATIONS
your enlistment; you might be considering
reenlisting, changing your rating, or continuing As a P02 you may have to rate your assigned
toward other goals. These concerns and many personnel on how well they work as a group and

4-1
Figure 4-1.-Enlisted Performance Evaluation Report (front).

4-2
how each works within the group. You may outstanding personnel or to identify un-
simply need to provide an input to the evaluations satisfactory performers
of your personnel, such as a list of tasks
accomplished or short sentences or paragraphs Select personnel for advancement, ap-
describing tasks accomplished. You may need to pointment to commissioned status, assign-
submit a “rough” evaluation, including tentative ment to special duties, and for special
marks in all areas and narratives in appropriate educational programs
blocks of the evaluation form. No matter what
the submission requirements are, you can expect The commanding officer or officer in charge
guidance from your leading petty officer or chief. is responsible for the performance evaluations of
You rate the performance of personnel for all assigned personnel; but the immediate super-
visor, such as yourself, usually makes the initial
several reasons. For example, you check people
input. Review of this initial input is through the
to single out the best worker for each job. You
chain of command. We prepare final reports on
also want to recognize those with the potential for
evaluation forms (figs, 4-1 and 4-2) for the
accepting increased responsibility, to determine
who is eligible and who warrants advancement in signature of the commanding officer or a
delegated officer.
rate, and to provide feedback to personnel on the
quality of their performance. As a petty officer,
you will be responsible for providing your
REPORT OF ENLISTED
subordinates with fair evaluations of their
PERFORMANCE EVALUATION
performance.
To make personnel evaluations as fair as We complete evaluations on all personnel once
possible, the Navy has set up the Enlisted each year and make special evaluations on certain
Performance Evaluation System. This system occasions. Three general types of reports exist:
helps the Navy do the following: periodic, transfer, and other. Periodic reports are
those submitted on the reporting dates set by
Determine eligibility of an individual for NAVMILPERSCOMINST 1616.1A. We submit
reenlistment, honorable discharge, and transfer reports upon a member’s permanent
Good Conduct awards change of station, including detachment to and
from temporary duty. We submit other reports
Permit the commanding officer to in- to fulfill a requirement other than a periodic or
fluence the advancement opportunities of transfer report. The occurrence of any of the

Figure 4-2.-Enlisted Performance Evaluation Report (back).

4-3
following actions may result in submission of take the following factors into consideration when
another report: rating your people:

Advancement 1. All naval personnel are high-caliber per-


sonnel and are generally competent in the
Special discharge (to document superior or performance of the duties of their rate.
substandard performance) 2. You must assume that all crews have their
share of excellent, good, and poor personnel.
Release from active duty 3. Personnel in each paygrade must be rated
on the basis of their own merit in relation only
Retirement to the performance of others in the same rate and
rating. When a person has an assignment outside
Transfer to the Fleet Reserve the normal duties of his or her own rate or rating,
we compare that person with others of the same
To be effective, evaluations must be uniform. paygrade performing similar duties.
For this reason NAVMILPERSCOMINST 1616.1 4. A command should be sure the number of
gives guidelines for making the reports. personnel who we rate very high, in the middle,
We rate personnel on professional factors, and very low approximate the numbers expected
personal traits, self-expression, and leadership. of average crews. This means your superiors may
(We also rate E-7s, E-8s, and E-9s on manage- from time to time adjust the evaluations you give
ment.) We rate personnel within a paygrade your personnel. This should NOT be done
against the performance of others in the same randomly. It should be done objectively to make
paygrade. The evaluation of the several factors sure the command’s evaluations show patterns
should accurately reflect the performance of each that ensure the success of the system.
Navy member as an individual and that member’s The following section contains specific hints
worth to the Navy. You should look at each to guide you in rating your subordinates.
person carefully and mark in the box after each
trait that most nearly reflects the person’s perfor- DO’S AND DON’TS OF EVALUATIONS
mance, ability, or attitude. You should consider
all facts about the person. Write your report with You must be objective when you assign marks.
as little bias as possible. Keep in mind that the Friendships are not evaluation factors. Your duty
evaluation is for an entire period and not for just requires you to report performance as accurately
a few days preceding the evaluation. as possible.

Learn to observe your personnel. Know


THE NAVY’S STANDARDS their strong points. Recognize their
OF PERFORMANCE weaknesses and help them overcome them.

The Navy has always tried to recruit and keep Compare each person you rate with the rest
the best personnel. This policy results in a high of those you know in the same paygrade.
caliber of Navy personnel. The evaluation system
Assign marks you think your people
assumes that each command has a competent crew
deserve. Don’t let rumors and gossip
and that most of the people perform their duties
influence you about your personnel.
well. Only those that are exceptionally out-
standing or unsatisfactory should receive evalua- Be impartial. Avoid personal likes and
tions in the highest or lowest areas. dislikes.
Each higher paygrade requires a higher
standard of performance. We require a higher Be factual. Make your comments reflect
standard because of the increased experience of what your people have actually done.
the personnel and the decreased number of people
against which we rate a person’s performance. Don’t let your marks on one trait influence
However, we should rate individuals within each your marks on the other traits. Remember,
paygrade against the performance of others in the just because a person is good in one area
same grade and NOT against that of persons in doesn’t mean that person is automatically
higher or lower grades. Therefore, you should good in other areas.

4-4
• Don’t form opinions of your people from Reliability rates whether we can depend on a
isolated incidents. One good job does not person to perform assigned tasks successfully and
make a good worker, and one bad job does in a timely manner. It rates whether we can
not make a bad worker. depend on a person to be at the assigned place
of duty when needed. It rates the degree of
• Don’t guess when you mark evaluations. support shown for policies of the command and
Get other people’s inputs if necessary. the Navy. It is also a measure of a person’s
integrity.
EVALUATING PERSONNEL Military bearing rates personal appearance,
including physical fitness; the wearing of the
When preparing an input to evaluations, you uniform; and, when appropriate, the neatness of
should have a clear understanding of the method civilian clothing. It also rates a person’s
of rating used by the Navy. The Navy uses knowledge and practice of military courtesies and
numerical values from 1.0 to 4.0 to rate personnel the way a person presents himself or herself as
in several groups. The numerical values and their a member of the Navy.
meanings are shown below: Personal behavior assesses a person’s behavior
and conduct, both on and off duty.
4.0-3.8 First rate Human relations, including equal opportunity,
measures the ability to work successfully with
3.6-3.4 Above expectations subordinates, peers, and superiors. It measures
a person’s contributions to the morale of the unit
3.2-3.0 Satisfactory
and the support of the Navy’s Equal Opportunity
2.8-2.6 Below expectations Program.

2.0-1.0 Unsatisfactory Self-Expression

Evaluations consist of four major groups, Speaking ability rates the ability to use the
each consisting of two or more subgroups. The English language to express oneself orally. It is
major groups are (1) professional factors, (2) per- a measure of the correct use of the language,
clarity of speech, and organization and presenta-
sonal traits, (3) self-expression, and (4) leadership.
The subgroups are either marked with a numerical tion of thoughts.
value or marked Not Observed. You should rate Writing ability rates the ability to use the
each subcategory objectively. The following English language effectively to write. It measures
sections describe the traits rated by each subgroup. the quality of written work, the presentation of
thoughts, and the correct use of English grammar.
Professional Factors
Leadership
Military knowledge/performance measures Directing rates leadership skills in the achieve-
knowledge and performance of military customs; ment of common goals. The ability to delegate,
watch-standing duties; responsibilities within the to gain commitment from others, and to challenge
chain of command; and knowledge of, and and inspire subordinates while maintaining
contribution to, the command’s mission. positive and realistic expectations are all taken into
Rating knowledge/performance measures account.
knowledge and performance of job-related duties, Counseling rates skill in counseling people. We
application of technical and professional skills, rate the ability to confront, where warranted, and
problem-solving abilities, and ability to accept to praise, where justified. We also rate their ability
instruction and direction. to help subordinates in resolving professional and
personal problems. We also rate support of the
Personal Traits Navy’s retention efforts.

Initiative rates the ability to act appropriately, Overall Evaluation


independently, and without specific direction, and
the ability to exercise sound judgment. It also The overall evaluation mark is an assessment
measures the ability to set goals and performance of a person’s overall value to the Navy. The mark
standards. is a judgment by the reporting senior.

4-5
RECORDKEEPING AND EVALUATING This board, in the Bureau of Naval Personnel
(BUPERS), automatically reviews the records of
Good supervisors use a system for recording petty officers E-5 and above whose performance
performance on a continuous basis. If you are a is not in keeping with the traditionally high
supervisor, you should consistently use some type standards of the Navy.
of system for logging good and poor performance
or conduct. Such a system will be a help to you
GENERAL CATEGORIES
in meeting a variety of responsibilities, including
OF PERFORMANCE
writing performance evaluations.
Another benefit of recordkeeping is that it
The following general categories of per-
helps you notice when a subordinate’s actions or
formance are considered by the board in their
behavior patterns change, either negatively or
evaluations and recommendations:
positively. You can then intervene in the early
stages of personal problems to reduce their
Financial responsibility
negative effects by providing help.
The methods for recordkeeping vary with each
Sobriety
supervisor, but you should include the following
basic elements if your records are to be useful:
Leadership
1. Subordinate’s name
Military/personal conduct
2. Date of the observation
3. Behavior observed
Performance of duty
4. Action taken or planned
Willful racism, sexism, or acts that deny
When you maintain personal records on your
equal opportunity to others
personnel, you should take several actions to be
sure of compliance with the Federal Privacy Act
Appearance and compliance with Navy
of 1974 and the Freedom of Information Act.
fitness standards
First you must inform subordinates that you are
maintaining a log on their performance and
conduct. You should explain that this is a means FUNCTION OF THE REVIEW BOARD
of helping you carry out your responsibilities and
develop their required evaluations. You should If the board determines that the performance
also inform subordinates that they have the of a petty officer is below standard in one of the
following rights: above groups, it will take one or more of the
following actions:
• They may examine and make copies of all
entries and notations that apply to them. 1. Advise the petty officer that it would be
to his or her personal benefit to request either a
• They may review the log with you and transfer to the Fleet Reserve or the U.S. Navy
discuss any differences of opinion they retired list or Naval Reserve retired list.
may have with your entries. 2. Process the petty officer for administrative
separation.
• They may request an amendment or a 3. Issue a letter of warning into the perma-
change, by following set procedures, if we nent service record of the petty officer (the
cannot settle differences. You may refer member would then require approval from the
them to the legal officer for aid in follow- Chief of Naval Personnel before reenlistment or
ing the correct procedures. extension of current service or before other
appropriate administrative action).
PETTY OFFICER QUALITY 4. Reduce the petty officer to the next inferior
CONTROL REVIEW BOARD paygrade.

The Navy established the petty officer quality The function of the board is to assure that
control review board to help develop and main- there is recognition throughout the Navy of the
tain a highly professional enlisted career force. high professional standards and competence of

4-6
career petty officers. The board also wants to vocational study would I like to pursue because
make sure the peers of these petty officers have it provides me satisfaction? What talent did I have
the same requirements. as a child but put aside because of the pressures
The U.S. Navy supports its members per- of current responsibilities? What job was appeal-
sonally and professionally. If a member becomes ing, but I lacked either the chance or the courage
ill, the Navy provides care; if the member becomes to try my hand at it? These are clues to the types
disabled, the Navy provides help through various of jobs you should seek.
programs. If you seek improved professional and Unlike your civilian counterpart, your daily
military skills through higher studies, the Navy routine changes periodically. The variety of
will support your ambition. assignments in the Navy are ever-expanding. You
may not like a job, but if you perform it faith-
fully, next time you may get an assignment you
INCENTIVE EDUCATIONAL like better.
SPECIAL-DUTY PROGRAMS After enlisting in the Navy, your duty is to
strive to better yourself, move ahead, grow more
As we go along in this chapter, we will be knowledgeable, become better qualified. You
discussing the following topics: can request duty that you believe will further your
advancement. If you work hard, do a good job,
• Planning your career and are ambitious, your seniors will try to approve
your request. In few other organizations are
• Career opportunities seniors so ready to encourage a willing junior.
This opportunity to change jobs is an advan-
• Incentive programs tage belonging to all sailors in the U.S. Navy.
Civilians regard a person who moves from job to
• Educational programs job as an unstable drifter. In the Navy, the ability
to adjust from job to job and duty assignment
• Special-duty programs to duty assignment is a desirable trait. Your ability
to adjust to new situations provides you with
PLANNING YOUR CAREER greater all-around qualifications and varied
experiences.
Many of us spend the greater part of our lives
doing something that does not bring out our best CAREER OPPORTUNITIES
qualities or give us the greatest satisfaction. We
often start our careers in jobs we think we will To help you develop professionally, the Navy
enjoy. We then discover that job isn’t what we provides you with many opportunities. Some of
really want. For example, a boy builds model them are shown below:
airplanes as a hobby. When the boy becomes an
adult, his interest in airplanes influences him to Incentive programs
become a pilot. To his shock, he may then
discover that his heart isn’t in machines but in the Educational programs
management of people. Another example would
Special-duty assignments, programs, and
be a woman who volunteers as a Mess Manage-
projects
ment Specialist, only because she did that type of
work in her father’s restaurant. However, her Commissioned officer programs
main interest in life has been reading and writing;
therefore, she wishes she had sought a naval career Naval Reserve programs
as a Journalist.
These examples show that finding the right Incentive Programs
type of work is mainly a problem of search-
ing, self-examination, personal decision, and Why does a person reenlist in the Navy?
opportunity. Finding the most suitable job is not Chances are if you asked 10 career Navy people
a matter of How do I look to someone else? It this question, you’d get 10 different answers.
is a matter of What do I know about myself? You’d get similar results if you asked 10 civilians
What kind of work do I like best? What kind of why they stayed in a career with a particular
work can I do with the greatest ease? What company.

4-7
Many incentives, tangible and intangible, during a career. GUARD III encourages direct
attract a person to a particular career. The job communication between eligible personnel and
is important. A job becomes enjoyable because their detailers. The type of guarantee depends
it’s in line with a person’s interests and abilities. upon billet availability in the general area re-
The opportunities for advancement may be good. quested (for example, coastal, home port, and
Perhaps the person can get more education and, overseas areas).
later, a better job through the organization.
Then there are other personal considerations: PERSONNEL EXCHANGE PROGRAM. —
job security, paid vacation, travel, family pro- The Navy is continuously negotiating with allied
tection plans, and retirement. Many other factors countries for the exchange of some enlisted
enter a person’s decision to reenlist, including personnel. The aims of the Personnel Exchange
loyalty. Usually, a person chooses a career based Program (PEP) are as follows:
on a combination of these factors. The same is
true for those who choose a career in the Navy.
A decision to reenlist is a personal choice.
• To get increased opportunity for in-
teresting foreign duty
The Navy offers various incentive programs
to its members; some have the aim of reenlisting
people and some to provide a means to satisfy the
• To give exchange personnel actual military
duties and responsibilities as opposed to
needs of both the Navy and its members. An functioning strictly as instructors, advisors,
incentive program meets the member’s personal liaison personnel, or observers
needs and generates the member’s interest in
continuing a naval career. You can find general
information about incentive programs in the
• To make exchange personnel an integrated
part of the host countries so that a member
Enlisted Transfer Manual, NAVPERS 15905D, can get a better understanding and
and the Retention Team Manual, NAVPERS appreciation of our allies
15878. For more information you should talk with
your division officer, leading petty officer, or
command career counselor.
• To allow the host nation to become better
acquainted with the United States through
personal contacts.
SELECTIVE REENLISTMENT BONUS. —
The Selective Reenlistment Bonus (SRB) is a
retention incentive. Members serving in certain LATERAL CONVERSION PROGRAM. —
selected ratings/NECs who reenlist or extend their The Navy would like members to serve in the
enlistments for a given number of years receive rating for which they have the most aptitude and
this pay. The bonus works to increase the number interest. The Navy allows changes in rating if they
of reenlistments in ratings that are undermanned. do not cause undesirable effects on the overall
personnel distribution in ratings and on the
SELECTIVE CONVERSION AND RE- advancement opportunity of career petty officers.
ENLISTMENT PROGRAM. —The Selective
Conversion and Reenlistment (SCORE) Program ASSIGNMENT TO SCHOOL. —An addi-
offers career incentives to members who reenlist tional incentive for reenlistments is the possible
for conversion to critically undermanned ratings assignment of a Navy member to a specific school.
and assignment to an appropriate class A or C Basis of consideration of requests is on the
school. following factors:

SELECTIVE TRAINING AND REENLIST- • Applicability of training


MENT PROGRAM. —The Selective Training and
Reenlistment (STAR) Program offers career • Sea/shore rotation
designation, career incentives, and school
assignments to first-term members who reenlist. • Paygrade versus skill requirement

GUARANTEED ASSIGNMENT RETEN- • Fleet Reserve eligibility


TION DETAILING PROGRAM. —The Guar-
anteed Assignment Retention Detailing (GUARD Assignment to a school normally occurs at a
III) Program provides guaranteed assignments member’s projected rotation date (PRD).

4-8
NAVY NUCLEAR PROPULSION PRO- Defense Activity for Non-traditional Education
GRAM. —This program provides training for Support (DANTES) and for military training or
qualified volunteers from selected ratings in super- experience.
vising, operating, and maintaining nuclear
propulsion plants aboard submarines and surface Tuition Assistance Program. —The purpose of
ships. Nuclear qualification also makes other the Navy’s Tuition Assistance (TA) Program is
career incentives available, such as special pay and to provide financial assistance to eligible person-
reenlistment bonuses. nel who attend educational institutions on a
voluntary, off-duty basis. Sailors may use TA for
STRATEGIC WEAPONS SYSTEM TRAIN- high school completion, vocational and technical
ING PROGRAM. —The Strategic Weapons training, and college courses leading toward
System (SWS) Program provides highly trained undergraduate and graduate degrees. Under
personnel for Poseidon and Trident submarines. certain conditions, members may also use TA for
Applicants can use the Lateral Conversion or correspondence courses.
SCORE Program to convert to one of the SWS
ratings (ET, FTB, or MT) if necessary. Program for Afloat College Education. —
Program for Afloat College Education (PACE)
Educational Programs is a part of Navy Campus. Under this program,
accredited colleges or universities offer
Education is the key to self-improvement and undergraduate courses to you aboard ship.
a better understanding of the world in which we Courses taught under PACE have full funding by
live. Through new learning experiences, you can the Navy; however, students have a requirement
come to a greater understanding of your place to purchase necessary books.
in our world. In today’s Navy, educational
opportunities are plentiful, and you should take Instructor Services Program. —Commanding
full advantage of those opportunities. In the officers may organize classes for naval personnel
following paragraphs we will discuss some of the on almost any subject. Classes may help students
educational opportunities available to you. prepare for college-level courses, learn a foreign
language, gain vocational skills, or achieve any
NAVY CAMPUS. —Navy Campus coor- number of other goals. Professional instructors
dinates off-duty education for Navy personnel conduct these classes. Students pay no tuition for
and integrates it with on-duty Navy programs. these classes and earn no academic credit.
Navy Campus includes all educational activities,
from basic education skills to graduate study. The Basic Skills Program. —This fully funded
purpose of Navy Campus is to provide Navy on-duty program is available at most Navy bases
personnel with opportunities to achieve their and on board some surface ships. Courses are to
career and educational goals. improve individual competency in reading,
mathematics, English, and writing skills. It also
On-Base Navy Campus Program. —This provides either on-base or off-base classes needed
program includes a wide range of courses and to earn a high school diploma or an equivalency
programs, from high school completion through certificate.
college degree. Civilian colleges and universities
on board Navy installations offer these courses. National Apprentice Program. —Navy people
working in certain skill areas may be eligible for
Navy Campus Certificate/Degree Program. — journeyman status in a nationally recognized
This program provides Navy members with an occupation. Under an agreement with the U.S.
opportunity to collect college credits through Department of Labor, enlisted persons in certain
various sources and apply them toward a degree ratings can register in and complete an appren-
from an accredited college or university. Person- ticeship in related civilian trades. The program’s
nel can earn both 2- and 4-year degrees through major purpose is to develop highly skilled Navy-
this program. Participating colleges waive state oriented journeymen who will continue to use
residency requirements. These colleges also accept their technical skills and knowledge in the Navy.
up to 75 percent of degree credits through college-
approved nontraditional means; for example, you Servicemembers Opportunity College,
may receive credit for examinations taken through Navy. —Servicemembers Opportunity College,

4-9
Navy (SOCNAV) is a special associate degree very interesting programs the Navy offers.
program that enables active-duty personnel to Information on the specific requirements and
earn associate degrees in selected fields of study qualifications for special assignments, programs,
associated with their ratings or military jobs. To and projects is in the Enlisted Transfer Manual,
date, 25 accredited colleges have combined to NAVPERS 15905. Your career counselor can give
form networks in 6 circular areas: data processing, you further details on these subjects.
management science, flexible/general studies,
communications electronics, digital electronics, HUMAN RESOURCE MANAGEMENT
and law enforcement. The participating colleges PROGRAMS. —Several separate programs and
agree to the transfer of credit from other member associated duty assignments fall under this group.
institutions. These career-enhancing and highly rewarding
assignments include Equal Opportunity Program
DEFENSE ACTIVITY FOR NON-TRADI- Specialist, NAVLEAD Instructor, and Drug and
TIONAL EDUCATION SUPPORT. —The func- Alcohol Abuse Program Advisor.
tions of Defense Activity for Non-Traditional
Education Support (DANTES) are twofold. First, INSTRUCTOR DUTY. —Instructor duty is
DANTES makes available to military personnel an important and demanding job in the Navy,
several examinations for validating nontraditional requiring the highest caliber of leadership,
learning for which they grant college credit. maturity, and devotion to the Navy and its
Examinations available include the College Level mission. Petty officers selected for duty as
Examination Program (CLEP), general and instructors should be mature, emotionally stable
subject examinations, and DANTES Subject people who show aptitude for such an assignment.
Standardized Tests (DSSTs). In addition to valida- Only top-quality, highly motivated people receive
tion examinations, college admission tests are assignments to this challenging duty.
available to service members. Tests available
include the American College Testing (ACT) MILITARY ASSISTANCE ADVISORY
Assessment Program and the Scholastic Aptitude GROUPS/MISSIONS. —Assignment in the
Test (SAT). Military Assistance Advisory Groups (MAAGS)/
DANTES also makes available several exam- Missions Program affords you the opportunity
inations from various professional organizations to travel and work in parts of the world not
to certify competency in a given professional/ normally frequented by U.S. Navy ships. Person-
occupational area. DANTES also publishes a nel assigned to billets with mandatory foreign
catalog of correspondence (independent study) language qualifications are preassigned to a course
courses, available from accredited colleges and of instruction at the Defense Language Institute
universities. These are courses with approval for (DLI).
tuition assistance reimbursement.
OVERSEAS DUTY. —Overseas duty is
ENLISTED EDUCATION ADVANCE- military duty performed while assigned to a
MENT PROGRAM. —The Enlisted Education military installation or activity permanently based
Advancement Program (EEAP) enables selected outside the continental United States (CONUS).
active-duty petty officers to attend participating Being overseas can bean exciting adventure, and
junior or community colleges full time for up to you will be a visible representative of the United
24 months to get associate degrees in rating-related States.
or management-related fields. The purpose of
EEAP is to improve qualifications for advance- RECRUITING. —Experience has shown that
ment, improve general supervisory abilities, and only top-performing petty officers with motiva-
prepare members to assume leadership positions tion to “sell” the Navy to others can succeed in
of increased responsibility. the unique and demanding role of a recruiter.
Recruiters are frequently on independent duty and
Special-Duty Programs are responsible for achieving demanding recruiting
goals. They must be knowledgeable about
To provide for the ever-increasing complexity recruiting programs and be able to give this
of the Navy’s mission, the Navy has set up special information to applicants. Recruiters and
programs to perform tasks not identified by recruiting support personnel develop extensive
ratings. In this section, you can learn about some community relations and are frequently the only

4-10
image of the Navy a community has. They are FINANCIAL MANAGEMENT
frequently in areas remote from military installa- INFORMATION
tions and associated support facilities. Their
success requires hard work, exceptional dedica- As a petty officer second class, you must set
tion to duty, and a strong belief in the advantages the example for your subordinates. This example
of a Navy career. extends into your personal life as well as your
professional conduct.
Setting the standard in matters of personal
SUBMARINES. —Initial submarine training
financial responsibility is particularly important.
is a basic course of instruction. The purpose of
The policy of the Department of the Navy is
the school is to complete required screening of
“to promote habits of thrift and encour-
personnel for duty in the submarine service
age . . . conduct of financial affairs in such a
and provide basic training to help personnel
manner as to reflect credit upon the naval
successfully complete the change to submarine
service.”
duty. Enlisted personnel who volunteer for
Your commanding officer does not have the
submarine duty normally receive assignments to
authority to act as an agent or collector. The
this school before reporting to their first
enforcement of the private debts of the service
submarine.
member is a matter for civil authorities.
While high standards of personal conduct and Before it gets to this point, petty officers must
reliability are requirements of all members of the provide the necessary financial information to
naval service, they are especially important for their troops to avoid any financial problems.
personnel assigned to submarines. Many commands provide financial counselors
to advise sailors in financial difficulties, or you
NAVY DIVER, EXPLOSIVE ORDNANCE can provide this financial management informa-
DISPOSAL, AND SPECIAL WARFARE. —The tion.
Navy Diver (DV), Explosive Ordnance Disposal Family Service Centers and local legal
(EOD), and Special Warfare (Sea-Air-Land assistance officers also provide counseling. For
[SEAL]) Programs make up the Navy’s elite further financial management information,
diving force. section 62 of the Naval Military Personnel Manual
Navy fleet divers use scuba and surface- offers some good advice to all paygrades.
supplied diving equipment and enhanced deep-
diving systems to perform underwater salvage
maintenance and repair operations. EOD divers PERSONNEL FINANCIAL
are highly skilled technicians trained to identify MANAGEMENT
and dispose of all types of ordnance. SEAL divers
receive training in conducting combat operations. During your naval career, you will have many
occasions to counsel and advise your people on
Although the training for each diver program
their personal financial management, respon-
is physically and mentally demanding, successful
sibilities, and debts.
completion of entry-level training provides ample
You can expect a continuation, and possibly
rewards for those who accept the challenge.
an increase, in the number of young service
Graduates will be members of a professionally
members needing your help in managing their
demanding community, entitled to special-duty
financial affairs. The consumer debt—the amount
assignment pay, hazardous-duty incentive pay (for
Americans borrow for large purchases such as
EOD and SEAL personnel), and entitlement to
cars, appliances, and furniture—as well as revolv-
SRB multiples.
ing credit continues spiraling upward. Repayment
of these consumer loans and home loans slices
BUPERS CONTROLLED CAREER COUN- more than a quarter from every dollar a wage
SELING PROGRAM. —The BUPERS Con- earner takes home.
trolled Career Counseling Program provides for Navy personnel are no exception. In fact, a
the assignment of full-time career counselors from young service member’s take-home pay may be
ratings other than Navy Counselor (NC). Person- less than the national average. You can help your
nel receive assignments to activities that have no people learn to have foresight about finances that
authorized NC billet or to where an NC is not will help them balance their income, savings, and
available for assignment. spending.

4-11
Navy men and women should adopt a system may authorize the Navy to deposit their paychecks
of accounting to keep their financial matters into a savings or checking account via the Direct
straight and their affairs solvent. Navy members Deposit System (DDS). If assigned to sea duty,
rarely remain in one location or tied to one group they can use the allotment system to have their
of personnel who know their credit, abilities, past pay deposited in a checking or savings account.
accomplishments, and general reputation. The The following are some of the advantages of
nature of the Navy requires personnel to the DDS and allotments:
reestablish these attributes every time they
transfer. • Personnel don’t have to wait in long
The following section on personal financial payroll lines to cash a paycheck.
management gives you information you will need
to help your people keep their financial affairs • Pay goes directly to a set account even
straight. It will acquaint or reacquaint you with when personnel are on leave or temporary
certain factual information. This information will duty.
help you when counseling, advising, and training
your people on financial affairs. Some of the • Personnel can write checks on payday with
information may be elementary to you, However, the assurance that their pay is in the bank.
because many young Navy members often do not
grasp these facts, they get into financial trouble. • Personnel have access to pay when away
If you are thoroughly familiar with these basics, from their home stations by the direct
you will be in a better position to help young deposit of their paycheck into a checking
members with their financial management. account.
Keep in mind also, Navy Family Service
Centers offer confidential financial guidance to • Personnel can mail checks to pay bills.
Navy personnel. Encourage your people in need Personnel do not have to buy money
of personal financial counseling to use the orders.
counseling service provided by the centers. Direct
those needing legal or other advice to a legal • In case of a lost or stolen wallet, persons
assistance officer or some other counselor who do not lose their entire pay. The balance
can provide the needed advice. remains safely in an account.

Money Management • Canceled checks serve as receipts and


records of paid bills.
Navy personnel usually manage their money
in one or more of the following four ways; each • The proper use of a checking account
has advantages and disadvantages: shows a person’s financial reliability and
serves as a good reference for creditors.
1. Checking account
2. Savings account SAVINGS ACCOUNT. —One way for per-
3. Cash sonnel to manage their money is to have a savings
4. Allotments account. Savings accounts draw interest, while
checking accounts sometimes do not. A savings
CHECKING ACCOUNT. —A checking ac- account is an excellent way to gather interest and
count usually serves as the safest and the most to keep from spending money.
convenient and efficient way for people to keep
track of their money. A checking account is a CASH. —Once personnel withdraw money
financial arrangement with a bank, savings and from a checking or savings account or cash their
loan association, or credit union for safeguarding paychecks, they operate on a cash basis.
money. Operating on a cash basis offers the advantage
As persons need money, they draw or transfer of ready money but also the chance of theft or
funds by writing a check. Persons can issue a loss of cash.
check payable to another person or to a company Operating on a cash basis results in low costs,
to pay bills or to get cash. This easy-to-maintain but it has some disadvantages. The use of cash
method conveniently helps people manage their requires personnel to stand in lines to cash
financial affairs. Navy members on shore duty paychecks and to buy money orders to pay bills.

4-12
When paying bills with cash, people have no budget, they are the winners. They will have a
systematic method of payments. In addition, they record of their income versus expenses, which will
must use receipts as their only record of payment. help them better manage their financial affairs.
(A checking account provides a canceled check This provides them with the security of knowing
as a receipt of payment. Also, checks are available their financial status rather than the insecurity of
with carbon duplicates of the original check.) not being sure.
Working on a cash basis can also create To give your people the desire to budget their
problems if personnel are on leave or temporary money, put budgeting into simple terms for them.
duty. In such a case, members must make arrange- Explain how a budget serves as a simple tool for the
ments to forward their paychecks. This often businesslike management of their finances. Ex-
results in delays in the receipt of a check. plain that budgeting provides an advance general
plan for organized spending and savings instead
ALLOTMENTS. —Allotments provide a
of a record of payment set down afterward.
good method for Navy members to handle their
Budgeting involves the spouse as well as the
financial affairs. The following paragraphs
wage earner. For married couples, handling
describe voluntary and involuntary allotments.
money matters should be a joint effort. With two-
Voluntary Allotments. —Voluntary allotments income families, money management is a different
are requests by personnel to make a certain ball game. The “yours-mine-ours” approach
amount of their paycheck payable to someone else usually arises, requiring definite understandings.
for the following reasons: Certain inherent expenses become greater when
• Purchase of U.S. savings bonds
both husband and wife earn wages. Couples also
need to have an understanding as to what expenses
• Payment of premiums for life insurance they will pay from what funds. A written budget,
• Repayment of loans to the Navy Relief
properly prepared and followed, helps couples
work out these problems.
Society
In counseling and advising your people on
• Allotments to dependents and relatives financial management, you may have to help them
• Voluntary liquidation of debts to the
prepare their budgets. In budget preparation, you
determine income and expenses; examine spending
United States
habits; and see what, if anything, you need to
• Payment to a banking institution or asso- correct or improve. If personnel have financial
ciation for credit to the account of the problems, you help them find ways to improve
allottee their spending habits. To do this, you need to
• Repayment of loans for the purchase of
familiarize them with the following terms used in
financial management:
a home or mobile home used as a residence
by the allottee Gross income. The total amount of salary
• Payment of pledges for the Combined
before any deductions
Federal Campaigns Deductions. The amount of money taken from
pay for income tax, social security, and other
Involuntary Allotments. —Involuntary
reasons
allotments from a Navy member’s pay are usually
made when the person shows financial irrespon- Allotments. Those sums of money deducted
sibility. Involuntary allotments are usually gar- from gross income to pay debts such as
nishments of a member’s pay. insurance premiums, debts due the United
States, and family support
BUDGETING. —Preparing and using a
budget is the key to successful money manage- Net Income. The total amount paid a member
ment. A budget is a plan to spend money or a plan after all deductions and allotments are paid,
of money management. Many Navy members often called take-home pay
have erroneous images of the meaning of a
Fixed expenses. Expenses that are the same
budget. They often associate budgets with detailed
each month
bookkeeping, stacks of papers, ledgers, and so
forth. Many young members lack the discipline Flexible expenses. Expenses that change from
to follow a budget and dislike the chore of month to month; sometimes called variable
budgeting. If you can convince them to follow a expenses

4-13
Fixed expenses include rent and mortgage Use of Credit
payments and time payments for expenses such
as autos, furniture, and insurance. The difference Credit has its base largely on trust. The
between fixed expenses and net income is average person in the Navy is trustworthy and
discretionary income. This is the income available expects to receive a fair deal in business and
for planning purposes, which personnel can apply financial dealings. Conversely, the way personnel
to variable or flexible expenses. These expenses handle their private financial affairs provides a
include items such as savings, food, entertain- reliable sign of their general character and
ment, clothes, and gifts. trustworthiness.
When preparing a budget, personnel first need When we speak of credit, we usually think of
to consider savings. Planning first for savings is time payment purchases or charge accounts.
important. When personnel plan to pay expenses Actually credit consists of a much broader scope.
first, they usually find they have no money left
for savings. The entire country runs on credit, including
Everyone needs a savings program for unfore- industries; banks; and local, state, and federal
seen expenses in the future. In addition, using a governments. In fact, if credit were to stop
systematic, planned savings program will help suddenly, the result would be catastrophic. For
personnel achieve set goals. In helping your people example, almost no one would be able to buy a
determine how much to save, recommend they home, an automobile, furniture, or a television
save a realistic percentage of their discretionary or stereo set. Without these sales, unemployment
income. This percentage could be as little as 5 to would skyrocket. These salaries, not available for
10 percent or as high as 20 percent of the the retail market, would in turn adversely affect
discretionary income. the sale of other goods. The effect would continue
After savings comes fixed expenses, followed from the highest to the lowest level, and economic
by variable expenses. The U.S. Department of chaos would result.
Labor suggests these percentages of take-home
pay for budget preparation: USE OF CREDIT BY NAVY PERSON-
NEL. —The Navy expects all its members to
FIXED EXPENSES VARIABLE EXPENSES discharge their financial responsibilities in a timely
manner. The Navy expects its members to strive
Housing 25% Food 23%
to avoid any discredit upon themselves or the
Transportation 9% Clothing 11% naval service. A good knowledge of credit will
allow them to better handle their financial affairs
Gifts and
contributions 5% and often save money.
Navy personnel have special problems not
Miscellaneous 5%
faced by the public in borrowing money. If Navy
Savings and personnel are to use credit wisely, they need to
unforeseen know the ABCs of credit. They especially need
expenses 22% to know how to avoid some of the problems
young Navy men and women often have.
These percentages are approximate and will
vary from area to area and person to person.
To prepare a personal budget, personnel PRINCIPLES OF CREDIT. —Credit literally
should keep close track of their income, expenses, means buy now, pay later. The system permits us
and savings for several months. This information to purchase goods as we need them, but pay for
will help them understand their spending habits. them over a certain period. Credit means you
It will also help them determine average nonfix- receive a loan of money, and you always pay
ed expenses. Understanding their spending habits extra when you borrow money. Credit, if you use
puts personnel in a position not only to budget it wisely, ensures a reasonable standard of living.
their income, but also to correct undesirable However, you cannot substitute credit for sound
spending habits. financial planning and a systematic savings plan.
Plans for spending extend to many areas and Additionally, improper use of credit can create
vary according to the person’s status and require- a financial nightmare that can adversely affect
ments. The basics of spending are to spend money your job, family life, and mental and physical
wisely and in as small amounts as possible. health.

4-14
Credit plays an important part in the financial While buying on credit has certain advantages,
world. Navy personnel should use it wisely and personnel also need to recognize some problems
carefully, heeding the following principles: involved in using credit. The following are some
of the problems you may encounter:
• Use credit for those necessary goods that
you cannot afford with one or two • Credit customers may overbuy.
paychecks.

• Use credit mainly for goods that have a


• Credit customers may buy at the wrong
time or place.
useful life longer than the time needed to
pay for them. • Credit prices may be higher than cash
• Make as large a down payment as possible.
prices.
This reduces the total amount spent
because of interest charges.
• Credit ties up future income.

• Know what your income will be. Set a • Payments must be made on time.
spending limit equal to the smallest
paycheck received to be sure of having • Because of the addition of interest charges
enough money to meet the payment when to the price, the purchase costs more.
due.
CREDIT RATING. —Most people find it
• Don’t buy another item on credit just advantageous to establish a good credit rating.
because you have finished paying for one. Some people object to buying anything on credit
and insist on paying for everything in cash. They
• Avoid the temptation to use credit for save until they have the cash to make a major
splurging. For example, buying too much purchase, and they often do get better buys for
on credit at Christmas becomes a shock in cash. However, a good credit rating is like money
January when you receive the bills. in the bank. When people have a good credit


rating, it means that they pay their bills on time.
Check with consumer affairs offices about Navy personnel usually have a good credit reputa-
local credit regulations. For example, some tion and should have no problem getting a loan
states allow up to 3 days to change your or credit when needed. A good credit rating can
mind on a credit purchase or a loan be priceless in an emergency such as a medical
received. crisis, fire, or death in the family.
You can establish a good credit rating by
You should remind your people that, when paying for time purchases according to the
using credit, they should remember the follow- purchase agreement. Time purchases include items
ing basic principles: such as furniture or cars and items bought on
credit card accounts. You can also establish credit
Credit costs money, but many credit plans
by repaying a loan from a bank or a credit union
exist. Some plans are much less expensive
according to the loan agreement. Making these
than others. As people shop for the best
payments according to-their agreements means
bargain when buying a car or furniture,
that you pay the amount agreed upon by a certain
they should shop for the best bargain in
date. You can then use these companies, banks,
credit.
or credit unions as credit references if you apply
Consider carefully before borrowing from for credit at any future time.
finance companies. These companies often
charge higher rates on loans. COST OF CREDIT. —Have you ever rented
a motorcycle or sailboat? You always know in
The faster a person pays off a debt, the advance that it will cost you so much an hour or
less interest charges he or she will pay. day. The rent or cost of using the bike or boat
has its base on length of use.
Use credit only for unforseen emergencies The rent paid for using borrowed money or
and for higher-cost purchases, such as credit is interest. You may sometimes have
furniture, cars, or houses. difficulty figuring interest. Some lenders and

4-15
businesses quote interest rates plus other charges Law prohibits debt collectors (collection
in a way that conceals the actual figures behind agencies) from contacting a third party, such as
a mask of confusing language. That results in a commanding officer or division officer, to help
people being unaware of the total cost of their collect a debt. The only exceptions are when the
loans or installment purchases. collector has a court order or the prior consent
When you borrow or buy something “on of the debtor. The law defines the classes of
time,” you should keep your eyes open for extra people prohibited from contacting you. However,
charges. Such charges are additions to the interest persons or firms collecting on their own behalf
charge for the use of the money. Some of these are exempt from such restrictions. You should
additional charges include credit life insurance, refer correspondence from such persons or firms
fees for credit investigations, loan-handling fees, to the person involved.
and health and accident insurance. Often the You should courteously refuse requests to
down payment and the monthly payments are the furnish information about the personal credit
only figures stated. rating of one of your people. Navy policy limits
Advise your personnel to ask for the total any replies to verification of the following
charges in writing, including early repayment information:
penalties and monthly rates. If they do not receive
the amount in writing, they can figure it • The person’s membership in the Navy
themselves. First, they should find the total
amount they will pay for the loan or the purchase. • The person’s station address
They should then subtract the amount they will
actually receive or the actual price of the goods • A statement of the person’s basic pay
from the total cost. The difference shows the total
cost of credit. Taking the time to get the facts pays BE SURE YOU UNDERSTAND WHO IN
off. YOUR COMMAND HAS THE AUTHORITY
TO PROVIDE THIS INFORMATION—IT
MAY NOT BE YOU.
Indebtedness

The Navy expects its personnel to pay their FAMILY SERVICE CENTERS
debts in a proper and timely manner. However,
enforcement of the private debts of personnel falls As the leader of your enlisted personnel, you
under the control of civil authorities. You do should be aware of those people and organiza-
not have the authority to arbitrate claims or tions who can help your people. One of those
controversies about the private financial debts of organizations is the Family Service Center (FSC).
your personnel. You also do not have the The overall mission of FSCs is to improve the
authority to act as an agent or collector for a lives of Navy personnel. FSCs provide informa-
creditor. Your job is to encourage your people tion, resources, and services that support and
to conduct their financial affairs in a way that enrich the lives of Navy personnel and their
reflects credit upon themselves and the Navy. families.
From start to final settlement, only the FSCs serve as the focal point for existing
creditor and the debtor are responsible for the family and personal support and assistance
debtor’s financial obligations. You may only help programs. The purpose of the centers is not to
creditors to a limited extent when it involves one duplicate the services provided by other Navy
of your people. Your authority extends only to programs, systems, or organizations. However,
referring correspondence to persons involved and they offer information and referral on a full
advising them to make their intentions known to range of family-related programs, services,
the creditor. However, you do have authority to and resources within the Navy and civilian
act in situations of nonpayment of legal debts by communities. The centers support Navy- and
your people. In such situations, you should command-sponsored efforts, such as the om-
counsel enlisted persons about the provisions for budsman program, wives organizations, sponsor
discharge for misconduct. Follow the procedures programs, and predeployment briefings. They
in the Naval Military Personnel Manual, provide elected services that may differ from
NAVPERS 15506, article 6210140. center to center.

4-16
FSCs provide referrals without assuming needs met, or becoming lost among various
responsibility for services that belong to organiza- agencies.
tions already set up. Referrals include those for
housing, personnel, CHAMPUS, and so forth.
FSCs are not the ultimate counselors in every
SUMMARY
case. In cases requiring specialized professional
counseling, the centers provide only short-term
This chapter provides information useful to
counseling. The centers make referrals to the
you in your continuing professional development.
proper agencies when personnel need long-term
The Navy’s Enlisted Performance Evaluation
counseling.
System provides a system to document an
individual’s qualifications, performance, conduct,
and increased responsibilities. It is the Navy’s
Services and Information Available
prime personnel management tool.
Many incentive programs are available for
The services provided by various FSCs may
Navy personnel. The purpose of incentive pro-
vary from location to location. The services may
grams is to attract an individual to a rewarding,
vary because of the command and community
enjoyable Navy career. Other considerations that
makeup, as well as the needs of personnel.
often persuade an individual to select a Navy
However, most centers provide at least some of
career are job security, paid vacations, travel,
the following services:
family protection plans, retirement, and many
other incentives. Often, a combination of these
Family, marriage, personal, and child
factors causes a person to choose a naval career.
counseling Education is a key to professional develop-
ment and a better understanding of the world in
Pre/during/post deployment programs which we live. The Navy provides personnel with
the opportunity to meet their career and educa-
Employment assistance for spouses tional needs. Navy-sponsored programs, as well
as civilian schools, are available to all Navy
Preventive financial counseling personnel. As a Navy member, you should take
part in academic programs to increase your formal
Health benefits assistance educational background and to further develop
your potential for a rewarding career in the Navy.
Assistance with ombudsman and sponsor You can provide various sources of informa-
tion concerning financial management to Navy
programs
junior personnel. As a petty officer second class,
you can counsel and advise your people on their
These services are not all-inclusive. You can
personal financial management, responsibilities,
learn more about your FSCs by referring to local
and debts. You can also advise them about the
command instructions on the subject as well as
different types of money management practices
OPNAVINST 1754.1A.
and the types of credit available.
Family Service Centers (FSCs) strive to
improve the lives of Navy personnel and their
Information and Referral
families. FSCs provide information, resources,
and services to support and enrich Navy person-
The information and referral (I&R) services
nel and their families.
of the FSC provide accurate and up-to-date
directories of community resources. I&R services
also set up a link to all service providers. I&R
services quickly and efficiently answer questions, REFERENCES
help in problem-solving, and conduct needs
assessments. I&R services refer active-duty and Military Requirements for Senior and Master
retired service members and their families to Chief Petty Officer, N A V E D T R A 1 2 0 4 8 ,
appropriate military or civilian resources to get Naval Education and Training Program
the services they need. I&R services decrease the Management Support Activity, Pensacola,
chance of a person being misdirected, not having Fla., 1992.

4-17
CHAPTER 5

TRAINING

LEARNING OBJECTIVES

Upon completion of this chapter, you should be able to do the following:

1. Explain how to conduct proper and effective 5. Describe the purpose, in general terms, of long-
training. range and short-range training plans and
related training schedules.
2. Identify the various methods and techniques
of instruction.
6. List the procedures for maintaining division
3. Explain how to train personnel by using the de- training records.
monstration, discussion, and lecture methods.
4. Explain how to develop an effective unit 7. Describe how to update training accomplish-
training program. ments in division training records.

The training of our personnel is one of the IMPORTANCE OF TRAINING


most important challenges we face as petty
officers. We can only expect top performance As a petty officer second class, you will learn
from our Navy personnel when their knowledge the importance of training. At this level you will
and skills are up to the requirements of their probably conduct many training sessions on how
billets. The better trained our sailors are, the more to operate and maintain equipment and systems.
productive they will be. The manner in which you conduct those training
Training is the process of imparting knowledge sessions can have a positive or negative effect on
to people so that they become capable of perform- the operational readiness and performance of
ing their assigned duties in an acceptable manner. your command.
Training is also used to qualify people to perform
in positions of greater difficulty and responsibility. FEATURES OF EFFECTIVE
This chapter covers basic features and require- TRAINING
ments of an effective training program, training
methods, instructional methods and techniques, An effective unit training program has three
and the unit training program. basic features, (1) compatibility, (2) instruction
Have you ever asked yourself, What is the best and evaluation, and (3) analysis. Keep in mind
and most effective way to train my people? Well, that a training program must have each of those
a good way to start is to review the guidelines and features to be effective.
training policies stated in OPNAVINST 3120.32B,
Standard Organization and Regulations of the Compatibility
U.S. Navy, chapter 8. You then need to learn the
requirements and features involved in setting up The training program works within the organi-
effective training. Before you begin to set up zation’s framework and schedule. As a general
training, however, you need to understand its rule, training in a work situation is more effective
importance. when conducted in small groups early in the day

5-1
(before the normal work routine begins). Allowing 3. Quality control —The chain of command
personnel to learn by doing (skill) is also more must reinforce training. A senior member can do
effective than giving them group lectures that by questioning subordinates about
(knowledge). information they are credited with knowing or by
To be successful, training MUST be a normal, requiring them to demonstrate skills they have
scheduled part of the division routine, while on- attained.
the-job training should be continuous in every 4. Technical support —Supervisors must
work center. Allow time for a carefully thought- ensure manuals, technical publications, operating
out, hands-on training program that is free from procedures, safety precautions, and other
the ordinary pressure of everyday work. Training references required for training are available and
should include a certain amount of repetitiveness current.
to be effective. It should also take place for short 5. Regular schedule —You must schedule
periods on a frequent basis rather than for longer instruction on a regular basis.
periods spaced farther apart. Effective training
should last 45 minutes to 1 hour and be held three
times a week. Training conducted for 2 or 3 hours
once a week simply isn’t as effective. TRAINING METHODS

Instruction and Evaluation Of the many training methods available, you


will find some work more effectively for you than
The training requires instruction of personnel others. You will also find that each method has
and evaluation of their individual progress and its pros and cons.
ability to function efficiently and safely as a team.
THE SCHOOL OF HARD KNOCKS
Analysis METHOD

An analysis of training effectiveness involves The “school of hard knocks” is the least
observing group and individual performance, effective method of training. When using this
comparing results with standard criteria, and method, a supervisor places trainees in a work
recognizing deficiencies and methods for improve- situation and leaves them to learn as best they can
ment. on their own. That is a crude and wasteful way
to learn. It does not guarantee trainees will learn
REQUIREMENTS FOR EFFECTIVE the skills they need to do their jobs properly. It
TRAINING also encourages the development of bad working
habits that are frequently difficult to correct.
We discussed the three features that make a
well-developed and effective training program.
Now, we will cover five requirements of effective THE APPRENTICESHIP METHOD
training. As you read each of the requirements,
ask yourself, Am I using this step or requirement The apprenticeship method involves on-the-
in my training now? job training of personnel individually or in small
groups by experienced workers. The experienced
1. Dynamic instruction —You need to prepare workers show the trainees the ropes and teach
instruction that shows you have a thorough them all they need to know about their jobs.
knowledge of the subject and then present the Properly used, this method can be extremely
information in a professional manner. Repeat successful. Unfortunately, it also has many
information for emphasis only. drawbacks. Its success depends on the quality of
2. Personal interest —Persons in authority the experienced worker as an instructor. Its
must show an interest in your training program. success also depends on the quality of the training
Division Officers must ensure the petty officers guides the instructor and the trainee use. Without
responsible for training and qualifying a training guide, the instructor may forget some
subordinates know the subject matter. The petty information or inadvertently pass on bad work
officers must also possess the practical skills to habits. Problems arise when the instructor neglects
clearly demonstrate and communicate the subject to preplan, is not a good instructor, or resents
matter. being saddled with an apprentice to train.

5-2
GROUP TRAINING Orientation Training

In group training, trainees receive training in Orientation training is designed to acquaint


one large group. This method allows a large Navy personnel with their new organization, their
number of people to learn at the same time, place in the organization, and the part the
thereby reducing the time devoted to training. The organization plays in carrying out the Navy’s
instructors use training aids, demonstrations, mission(s). Every person entering an organization
lectures, and group discussions, which increase or unit for the first time needs orientation
the effectiveness of the training. However, this training. Before people can become enthusiastic
method is effective only for information that does about their work, they must know something
not require a lot of “hands-on” practice with about the organization and feel a sense of pride
complex processes or equipment. in being a part of it. Generally, new people are
apt to be more attentive, open-minded, and eager
THE SCHOOLHOUSE METHOD to learn than the “old hands”; and what they
learn is more likely to remain indelibly fixed in
Trainees of the schoolhouse method attend a their minds. Therefore, a good orientation is
specially organized Navy or civilian training important to new people.
course. This method of training is highly effective,
but the person must frequently accept temporary
additional duty (TAD) at another location to On-the-Job Training
attend the course. Thus, the command loses the
individual for the duration of the training. That On-the-job training teaches Navy personnel
drawback, coupled with the expense of sending how to do the jobs to which they have been
the person TAD, reduces the effectiveness of assigned. Since that is among the most important
this method. Commands can make it effective, training supervisors do, they must conduct it with
however, by using a few people to teach many. great care. Careless or indifferent training could
That is, commands can send a few people TAD result in higher operating costs; in extreme cases,
to learn new skills; after those people return, they it could prevent mission accomplishment or cost
can then teach the skills to their shipmates. someone his or her life or a limb. Untrained
personnel are the most expensive individuals on
THE IN-HOUSE TRAINING the Navy’s payroll. Untrained people always cost
METHOD more in dollars and operational capability than
a trained, mission-capable person, The cheapest,
The best training method is an in-house most cost-efficient way to train new personnel is
training program that combines the apprentice- through a regularly scheduled training program.
ship, group, and schoolhouse methods to meet the
needs of your command. Refresher Training
Any effective training method requires care-
fully planned and properly scheduled lessons. Refresher training helps people keep “up to
When developing lesson plans and setting up speed.” It enables people to brush up on
schedules for in-house training, remember two knowledge and skills they already have but do not
important elements. First, the larger the volume use often. It also teaches them about any changes
of information, the more time the trainee will in methods or techniques. Refresher training takes
require to absorb it. Second, the speed at which place after people have completed job training.
people learn varies, though given enough time and
enough practice, most people can learn any skill.
Through systematic training people can learn jobs Career or Professional
in a fraction of the time normally required Development Training
through self-study. Planning ensures the trainee
will receive in-house training in everything Career or professional development training
required to perform the job. Scheduling provides develops and improves the knowledge, skills, and
the time needed for training. abilities of your people to prepare them to fill
The Navy uses four types of in-housetraining: positions of greater responsibility. Such training
orientation, on-the-job, refresher, and career or helps people prepare for advancement even
professional development training. though it may not relate to their immediate jobs.

5-3
INSTRUCTIONAL METHODS communicate to you. Watch for indications of
AND TECHNIQUES doubt, misunderstanding, a desire to participate,
fatigue, or a lack of interest. If you are dealing
All methods of instruction can be classified with young trainees, you may sometimes need to
as telling, lecturing, or discussing; showing or remind them that they must give undivided atten-
demonstrating; or any combination of these. tion to the instruction.
Often the best method of teaching combines the 2. Maintain a high degree of enthusiasm.
various methods. You must decide which methods 3. Speak in a natural, conversational voice.’
to combine and the emphasis to place on each Enunciate your words clearly. Make certain the
unless the curriculum itself dictates the com- trainees can hear every spoken word.
bination needed. In making that decision, consider 4. Emphasize important points by the use of
(1) the nature of the trainees, (2) the subject gestures, repetition, and variation in voice
matter, and (3) the limitations of time. inflection.
5. Check trainee comprehension carefully
LECTURE METHOD throughout the presentation by watching the faces
of the trainees and by questioning.
The lecture is still the most frequently used
method of instruction. However, presenting a Observing facial expressions as an indication
lecture without pausing for interaction with of doubt or misunderstanding is not a sure way
trainees can be ineffective regardless of your skill of checking on trainee comprehension. Some
as a speaker. The use of pauses during the lecture trainees may appear to be comprehending the
for direct oral questioning creates interaction subject matter when, in reality, they are
between instructor and trainee. Unfortunately, completely confused. Trainees who are in doubt
when classes are large, the instructor cannot often hesitate to make their difficulty known.
possibly interact with all trainees on each point. They may hesitate because of natural timidity,
The learning effectiveness of the lecture method fear of being classified as stupid, or failure to
has been questioned because of the lack of interac- understand the subject matter well enough to
tion; but it continues as a means of reaching explain where their difficulty lies.
a large group at one time with a condensed, Frequently ask if the class has any questions,
organized body of information. Providing trainees thus giving the trainees an opportunity to express
with lesson objectives before the lecture will any doubts or misunderstandings on their part.
enable them to listen more effectively. It will help Based on your personal knowledge and past
them to take concise, brief notes concerning the experiences, ask specific questions about those
objectives rather than writing feverishly through- areas which might give trainees the most trouble.
out the lecture. Some instructors make the mistake of waiting
We discuss the lecture method first because until the end of the presentation to ask questions.
the techniques involved serve as the basis for other The best time to clear away mental fog is when
methods of training. Those techniques apply not the fog develops. Mental fog tends to create a
only to lectures, but to many other kinds of mental block that prevents the trainee from
presentations in which oral explanations play a concentrating on the subject matter being
secondary, but important, role. Every method presented. (Later in this chapter we discuss
depends on oral instruction to give information, techniques related to asking questions, calling
to arouse attention and interest, and to develop upon trainees to answer questions, and evaluating
receptive attitudes on the part of the trainees. answers.)
Therefore, as an instructor, organize your oral
presentations with the following techniques in 6. Instruct on the class level. Use words,
mind: explanations, visual illustrations, questions, and
the like, directed to the needs of the average
1. Maintain good eye contact. As you speak, trainee in the class.
shift your gaze about the class, pausing 7. Stimulate trainees to think. Think, as used
momentarily to meet the gaze of each trainee. here, refers to creative thinking rather than to a
Make the trainees feel what you have to say is mere recall of facts previously learned. Use a
directed to each one personally. Your eyes as number of instructional devices for stimulating
well as your voice communicate to them; and trainee thinking. Among those devices are
their eyes, facial expressions, and reactions thought-provoking questions, class discussions,

5-4
problem situations, challenging statements, and dealing with human relations, and to glean hidden
rhetorical questions (a question to which no or obscure information from scattered sources.
answer is expected). Another device is the use of To receive full benefit from the discussion, the
suggestions, such as “I want you to think along trainees should have some previous familiarity
with me,” and “Consider your reaction to this with the subject matter. They could be familiar
situation.” with the subject matter as a result of outside
reading, prior Navy training and experience, or
DISCUSSION METHOD civilian training and experience.
To help make the class discussion a success,
Discussion methods are effective in getting the arrange the classroom in such a manner that you
trainees to think constructively while interacting are a part of the group. If possible, arrange for
with the rest of the group. Conduct discussions the group to sit around a table so that all of the
with large or small groups; however, small groups trainees can see each other and you. Use the
are more desirable. You can control and direct discussion method only when classes are small
a small group more easily than you can larger enough to allow everyone a chance to take part.
groups of 10 or more trainees. If a group is Use the following techniques in conducting a
extremely large, break it into smaller groups or classroom discussion:
teams with a discussion leader for each team.
1. Build a background for the discussion. The
The use of the terms class discussion and
development of an appropriate background
directed discussion in this text refer to a
tends to focus the trainees’ attention upon
method in which you direct and control the verbal
the central problem. An appropriate back-
exchange of the class. To use this method, first
ground also limits the problem to an area
lay a suitable foundation for the discussion by
that can be covered in a reasonable length
asking one or more challenging questions. Then
of time and creates interest in the solution
stimulate the trainees to discuss the basic
of the problem.
questions; finally, guide the discussion to a logical
2. Ask thought-provoking discussion ques-
conclusion.
tions.
In the directed discussion, you act as the
3. Ask questions to keep the discussion in
chairman or moderator. As a result of your
bounds, to bring out the desired aspects of
questions, suggestions, and redirection of ideas,
the main problem, and to guide the
the trainees in the class become genuinely in-
discussion toward the desired conclusion.
terested in exploiting all angles of the central
4. Encourage the timid, restrain the talkative,
problem. They forget the normal classroom re-
and maintain a standard of discipline in
straints and begin to talk to each other as they
keeping with the maturity level of the
would when carrying on an ordinary conversation.
trainees.
A true class discussion requires a trainee-to-trainee
5. Be willing to accept, temporarily, an
interchange of ideas. An instructor-to-trainee
incorrect idea. A hasty “No!” or’ ‘You’re
interchange of ideas during a typical question-and-
wrong!” can bring sudden death to any dis-
answer period is not a class discussion.
cussion.
To conduct a class discussion, you must make
6. Avoid expressing your own ideas until the
more extensive and more thorough preparations
trainees have had ample opportunity to
than you would for a lecture. Although the
express theirs.
trainees supply the ideas, you must have a
7. Summarize the discussion at intervals. Use
thorough knowledge of the subject matter to be
the chalkboard for this purpose. Give due
able to sift out pertinent ideas. Be aware of ideas
credit to the trainees for their contribu-
that may lead the trainees off on a tangent; steer
tions. Clear up misunderstandings and
the discussion away from these ideas. Guide the
emphasize correct ideas.
trainees away from irrelevant ideas and toward
the desired goals without dominating the
DEMONSTRATION METHOD
discussion.
You can adapt certain ideas to discussions Use the demonstration or “doing” method to
more easily than others. The most easily adaptable teach skills. Demonstrate step-by-step the
require trainees to compare, contrast, and weigh procedures in a job task, using the exact physical
facts, concepts, and ideas. They also require procedures if possible. While demonstrating,
trainees to solve problems, particularly those explain the reason for and the significance of each

5-5
step. To be effective, plan the demonstration in seating and the display of training aids. You will
advance so that you will be sure to show the steps present other kinds of knowledge in ships or
in the proper sequence and to include all steps. laboratories in conjunction with actual
If you must give the demonstration before a demonstrations.
large group or if the trainees might have trouble
seeing because of the size of the equipment Develop proper attitudes while teaching the
involved, use enlarged devices or training aids. skill. Developing the desire to do a perfect job,
When practical, allow trainees to repeat the the desire to exercise economy of time and effort,
procedure in a “hands on” practice session to and the desire to protect the lives of others are
reinforce the learning process. By immediately all important attitudes.
correcting the trainees’ mistakes and reinforcing
proper procedures, you can help them learn the Use a variety of techniques in presenting
task more quickly. The direct demonstration background knowledge and in developing proper
approach is a very effective method of instruction, attitudes. The following techniques relate more
especially when trainees have the opportunity to to the actual demonstration:
repeat the procedures.
1. Position the trainees and training aids
Techniques Used in the properly. If you direct trainees to gather around
Demonstration Method a worktable or a training aid, make sure every
trainee has an unobstructed view.
The basic method of instruction for teaching
skill-type subject matter is the demonstration- 2. Show and explain each operation. Perform
performance method of instruction. This method each operation in step-by-step order. Whenever
is recommended for teaching a skill because it possible, give the instructions while you
covers all the necessary steps in an effective demonstrate. Do not hurry; don’t emphasize
learning order. speed in performing operations or in moving from
The demonstration step gives trainees the one operation to another during the demonstra-
opportunity to see and hear the details related to tion step. Make certain the trainees understand
the skill being taught. Those details include the the first step before you proceed to the second
necessary background knowledge, the steps or step, and so on. Repeat difficult operations. Pause
procedure, the nomenclature, and the safety briefly after each operation to observe trainee
precautions. The repetition step helps the average reactions and to check trainee comprehension.
and slow learners and gives the trainees an
additional opportunity to see and hear the skill In certain skills a distinction between right and
being taught. The performance step gives all left is important; for example, the manual of arms
trainees the opportunity to become proficient. In or knot tying. When teaching the manual of arms,
short, this method is recommended because it or skills of a similar nature, use an assistant
leaves nothing to chance. instructor or a well-coached trainee to demon-
For convenience, we discuss the techniques for strate the skill while you give instructions. This
imparting skills in steps, rather than activities. method of instruction allows you to observe the
When setting up an instructional plan, understand reaction of the trainees.
that, you don’t have to follow these steps in the
sequence given below; instead choose the steps in 3. Observe safety precautions. By observing
the sequence best suited to the needs of the safety precautions, you may take a few more
trainees. Although you will always include a seconds to rig a safety line, don a safety mask,
demonstration step and a performance step, you or tag an electric cable; but the time is not wasted.
must use judgment in selecting techniques to make You are impressing the trainees with the impor-
the various steps effective. tance of exercising extreme care in dealing with
potentially dangerous equipment.
DEMONSTRATION STEP. —Every Navy
skill, mental or physical, has a body of 4. Give proper attention to terminology. Call
background knowledge the trainees must know each part of a training aid by its proper name each
to perform the skill properly. You can best teach time you call attention to it. For trainees to
some kinds of background knowledge in a remember the correct nomenclature, however,
standard classroom with adequate, comfortable requires more than your use of the proper names

5-6
of parts. The following suggestions should prove the instruction you have given and to help you
helpful: see areas that need strengthening. One of the
advantages of this step over the instructor
a. List the names of parts on the repetition step is the great amount of trainee
chalkboard. interest generated.
b. Refer trainees to any available chart
that shows the parts and names of parts. Group Performance Repetition. Repeat the
c. Conduct a terminology drill on the parts job slowly, one step at a time, while the trainees
of the training aid while the aid is in its assembled watch and imitate your actions, one step at a time.
or disassembled condition. Use this performance repetition step to teach
simple, nondangerous physical skills such as knot
5. Check trainee comprehension carefully. tying, sending semaphore, and performing the
Ask questions during the demonstration step— manual of arms. You will also find it effective
questions that require the trainees to recall in teaching mental skills, such as solving
nomenclature, procedural steps, underlying mathematical or maneuvering problems or filling
principles, safety precautions, and the like. Watch in forms.
for class reactions that show a lack of attention,
confusion, or doubt; but do not depend solely Coach-and-Pupil Repetition. Divide trainees
upon visual observations. Instead, check into small groups. If a group consists of two
comprehension after each major step or trainees, one (as a pupil) performs the job while
procedure. the other (as the coach) checks the performance.
After the pupil has acquired a certain degree of
REPETITION STEPS. —Generally, you need proficiency, have the coach and the pupil reverse
to use one or more repetition steps between the positions. Use this step to teach skills in which
demonstration step and the performance step. In performance involves potential danger to per-
deciding how many and what kinds of repetition sonnel or equipment; for example, firing small
steps to include, consider several elements, the arms or troubleshooting electronics equipment.
most important being the complexity of the skill.
As a general rule, the more complex the skill, the PERFORMANCE STEP. —Acquaint the
greater the need for repetition steps. Another trainees with the activity they will complete when
element you must consider is the nature of the using a skill. Then organize the trainees into
skill. In some skills, such as visual signaling, speed working groups, supervise their practice of the
is an essential element. In other skills, ease of skills involved, reteach the skills, and evaluate and
manipulation, conservation of materials, or safety record the results.
is the essential element. Last, consider the ability Supervise trainees while they practice the skills
of the trainees to acquire the skill and the amount you demonstrated during the preceding instruction
of time available for training. until they attain the required proficiency.
Try using the following repetition steps; Navy Some skills (knot tying, welding, machinery
schools have used them with good results: repair) require a proficiency in creating a finished
product. Therefore, allow trainees to practice
Instructor Repetition. Repeat the job without those skills until they can meet the required
noticeable interuptions, restating the procedures standards of ease and precision needed to make
and the important safety factors while performing the product. Normally, speed is not important.
the steps. This step has two important, though Communications skills (typing, visual signal-
secondary purposes. First, it shows continuity ing, radio-code receiving) require a proficiency in
(how the procedural steps follow each other under speed and accuracy. Allow trainees to practice
actual operating conditions). Second, it sets those skills until they can meet the required
standards of ease, speed, and accuracy. proficiency in speed and accuracy.

Trainee Repetition. Ask a trainee to act as an General Hints


assistant instructor by repeating the job and
restating the procedure and the important safety Make every effort to get trainees to observe
factors while performing each step. Important correct procedures the first time they try a new
secondary purposes of this step are to motivate task. The most effective learning results when
the trainees by proving they can do the job with trainees use a skill immediately after you have

5-7
taught it; so as soon as you teach trainees to do understanding of the subject. Having the trainees
a job, have them practice it. review the topics (class notes) will aid them in
Teaching applicable safety precautions is understanding the subject.
especially important. Teach a safety precaution
just before reaching the point in your demonstra- 3. Avoid a strictly oral summary, if possible,
tion where it applies. Tell the reason for the Remember, if you need training aids to make the
precaution so that the trainees will understand the right kind of lesson presentation, then you also
need to comply with it. need them for the right kind of summary.
Patience is a virtue for any petty officer. If
it does not come naturally to you, you must train 4. Summarize at appropriate intervals. If the
yourself to be patient. A slow learner may never lesson is long —for example, 2 or 3 hours in
acquire the knowledge or skill you are trying to duration—you would be wise to summarize at the
impart if you are impatient. end of each period or at the end of each significant
Avoid sarcasm toward a bungler; that person area of subject matter. Trainees will absorb short
may be trying harder than you suspect. Nothing summaries better than an unduly long summary
exhausts the patience of the expert as much as the at the end of the complete lesson.
fumbling attempts of a beginner; however, the
instructor must patiently demonstrate and explain
until the trainee acquires the needed competence. Oral Questioning
Good instruction means a more effective crew,
and such an asset justifies any amount of patience. We cannot place enough emphasis on the
If you find that your trainees have not learned importance of questioning in any teaching
what you tried to teach them, do not react as if situation. Oftentimes, the difference between a
they disobeyed orders. If trainees do not under- dull, boring lecture and a lively discussion is only
stand a certain lesson or operation, that could a matter of some well-planned, well-directed oral
indicate a poor job of teaching. The old saying, questions. The ability to direct thought through
“If the learner hasn’t learned, the teacher hasn’t questioning is recognized as one of the most valid
taught” might apply in some situations. proofs of teaching skill. A direct relationship
exists between your success as an instructor and
RELATED TECHNIQUES the quality and quantity of oral questioning you
use in teaching. Therefore, you will find the
You can use instructional techniques with any following techniques of invaluable use to you, as
of the above methods. These techniques include the instructor:
the use of the lesson summary, oral questioning,
and training aids. 1. Stimulate trainee thought. Ask questions
that call for the application of facts rather than
Lesson Summary just facts alone. Facts can easily be committed to
memory and require little or no thought on the
The term summary as used here refers to that part of the trainee.
part of the lesson in which the instructor reviews
the material covered. In summarizing, keep in 2. Establish a level of instruction. Ask
mind two major aims. First, you want to help the questions that require trainees to comment on
trainees identify and organize the subject matter. previous experience in the subject matter you are
Second, you want to assist the trainees in under- going to teach. By asking a series of oral
standing and, where necessary, in memorizing the questions, you can determine the trainees’ level
subject matter. Use the following techniques in of knowledge in a particular subject matter. That
summarizing a lesson: information will enable you to determine the level
at which you should begin instruction.
1. Introduce the summary properly.
2. Summarize the subject matter thoroughly. 3. Arouse interest. Asking a general question,
Plan the summary so that it assists the trainees such as, How many of you have fired a .50-caliber
in organizing the important subject matter into machine gun? or How many persons died on the
a form more easily learned. Review the actual highways last year? will serve to clear trainees’
subject matter, not just the topic, thoroughly minds of any extraneous thoughts. Such questions
enough for the trainees to gain an adequate aid in motivating trainees as they mentally search

5-8
for an answer. This type of questioning is check the visibility of the chalkboard drawing
generally used to generate interest in a large block before the instruction period. Never lose valuable
of subject matter, usually a lesson as a whole. instruction time and waste the time of the trainees
by stopping to learn how an aid works or to adjust
4. Focus the trainees' attention. By asking a it. During your preview, check for points that
question about a particular part of a model, need clarification or emphasis.
mock-up, chart, demonstration piece, or chalk-
board drawing, you can direct the trainees’ 2. Select and prepare aids that emphasize or
attention to that immediate area. illustrate points in the lesson. Rarely, if ever,
use aids only because they are pretty or nice
5. Review the subject matter. Devise to look at. Test the usefulness of an aid by
questions requiring trainees to solve problems that asking yourself what important points it reveals
will provide them with an opportunity to apply or clarifies?
knowledge. Again, ask questions that emphasize
the ability to reason and not the ability to recall 3. Plan how and when you will use aids during
mere facts. the lesson. Mount or prepare the aid, but do not
expose it in advance. Exposed aids may distract
6. Drill on the subject matter. To help the group’s attention from other steps in the
trainees remember certain facts, figures, shapes, lesson.
formulas, and so forth, use preplanned oral
questions to reinforce a subject matter in the 4. Plan how you will introduce the aid and
trainees’ minds. This technique will eventually what you will say about it. Provide time for the
lead to the trainees’ mastery of the subject on trainees to view, listen to, examine, handle, or
which they are being drilled. operate the aid. However, don’t expect them to
listen to you at the same time they are reading or
7. Check for comprehension. Ask questions studying the aid.
covering the main points of the lesson to detect
and correct errors in thinking and to locate areas 5. When possible, have a trainee take over as
you need to reteach. the instructor by going through the explanations
and steps you have given. That will help clear
8. Increase trainee participation. Encourage misconceptions and keep the trainees’ attention.
trainees to take an active part in the instruction
by allowing them to both answer and ask 6. Be sure every trainee can see and hear the
questions. aid and has the opportunity to handle it if
required.
9. Increase trainee learning. Encourage
trainees to ask questions to help them learn. 7. When using an aid, stand so that you do
Trainees remember information longer if given not block the trainees’ view; use a pointer to locate
in answer to their own questions. parts on the aid; and above all, talk to the trainees,
not to the aid.
10. Develop communication skills. Allow
trainees to ask and answer questions to improve
their speaking skills. Active involvement in the
class discussion increases their listening skills, UNIT TRAINING PROGRAM
Asking and answering questions helps trainees
organize their thoughts. We will now discuss short-range and long-
range training plans. We will also briefly discuss
training accomplishment records.
Training Aids

To get the best results from training aids, use LONG-RANGE TRAINING PLAN
the following procedures:
The long-range training plan consists of
1. Always preview the aid. Look at the film, your command’s training goals and operating
listen to the recording, examine the chart, and schedules. It provides the framework for the

5-9
development of the short-range training plan. The fig. 5-5) (This list should include, as
long-range training plan should include the a minimum, the Fundamental and Systems
following information: topics from applicable personnel qualifi-
cation standards [PQS].)
1. The Annual Employment Schedule (similar
to fig. 5-1) The training officer and department heads are
2. A list, including frequency, of all required responsible for developing and maintaining the
examinations, inspections, certifications, long-range plan. The department head con-
and assist visits (similar to fig. 5-2) solidates the information required for the long-
3. A list of all type commander (TYCOM) range plan for all the training groups within the
required exercises including periodicity and department and forwards the department long-
the date they were last conducted (similar range training plan to the training officer. The
to fig. 5-3) training officer consolidates the long-range plans
4. A list of off-ship school and Navy enlisted received from each department and adds all unit
classification code (NEC) requirements, level training requirements (e.g., general military
including the names of the personnel who training [GMT]), indoctrination training). The
hold these qualifications (similar to fig. 5-4) training officer then consolidates this information
5. A list of all lectures and seminars ap- into one package and presents it to the executive
propriate to each training group (similar to officer for review and the commanding officer for

Figure 5-1.-Example of an Annual Employment Schedule.

5-10
Figure 5-2.-Example of a Required Examinations, Inspections, Certifications, and Assist Visits list.

Figure 5-3.-Example of a TYCOM Required Exercises form.

5-11
Figure 5-4.-Example of a required schools/NEC list.

Figure 5-5.-Sample Training Group Lecture Topics list.

5-12
approval. Once approved by the commanding 2. The Quarterly Training Plan (similar to fig.
officer, this consolidated package will become the 5-7)
unit long-range training plan. 3. The Monthly Training Plan (similar to fig.
When you receive your unit’s copy of the long- 5-8)
range training plan, provide a copy of applicable 4. The Weekly Training Schedule (similar to
portions to each training group. Since the training fig. 5-9)
officer keeps the unit’s long-range training plan
up to date, provide him or her with updated Quarterly Training Plan
information periodically at the Planning Board
for Training. The long-range training plan, when During the Planning Board for Training in the
updated regularly, provides the unit with a month before an upcoming quarter, the training
dynamic management tool. officer distributes copies of the Quarterly
Employment Schedule to the board members.
SHORT-RANGE TRAINING PLAN Using this schedule as a guide, the Planning Board
for Training develops broad unit training plans
The short-range training plan contains the
for the upcoming quarter. The purpose of this
planning and scheduling of training. Effective
Quarterly Training Plan is to make training
scheduling requires careful attention by the chain
groups aware of unit plans that may affect the
of command to minimize conflicts and to
scheduling or conduct of group training. Once the
maximize opportunities. The short-range training
Planning Board for Training has developed the
plan should include the following information:
unit Quarterly Training Plan, department heads
1. The Quarterly Employment Schedule (simi- add any additional broad departmental plans and
lar to fig. 5-6) provide a copy to each training group within the

Figure 5-6.-Example of a Quarterly Employment Schedule.

5-13
Figure 5.7.-Example of a Quarterly Training Plan.

Figure 5-8.-Example of a Monthly Training Plan.

5-14
Figure 5-9.-Example of a Weekly Training Schedule.

department. Training, planning, and scheduling a single Department Weekly Training Schedule.
for periods shorter than the quarter take place at The single schedule includes all training applicable
the departmental level. to the Department. Don’t make changes to this
weekly schedule without the approval of the
cognizant department head. This schedule should
Monthly Training Plan
indicate the time of the training and where it will
be conducted.
Using the Quarterly Training Plan as a guide,
each training group submits a proposed Monthly
Training Plan to the cognizant department head
not later than the last week preceding the
TRAINING ACCOMPLISHMENT
upcoming month. This plan indicates the training
RECORDS
to be conducted on specific days and who the
instructor will be. The department head reviews
Scheduling of training requires careful
and approves each training group monthly plan.
attention to reduce conflict in activities and
The department head keeps copies of all the
to ensure training time is used to the best
department’s training group monthly training
advantage.
plans and uses the compiled package as the
primary tool for scheduling training at the
Keep training records to an absolute mini-
Planning Board for Training.
mum; maintain only those needed to show what
training has been accomplished and what remains
Weekly Training Schedule to be done. The true measurement of training
effectiveness is the job performance of personnel.
Each week after the Planning Board for Training records help you measure job perfor-
Training, the department head provides each mance in the simplest way possible. You may
training group within the department a copy of record all training on a General Record (Type II),

5-15
OPNAV Form 1500-31 (fig. 5-10). You can also Various features and requirements make a
use it as an attendance sheet. Each training group unit’s training program efficient and effective.
supervisor maintains records for personnel The three basic features are compatibility,
assigned to his or her group. Keep training records instruction and evaluation, and analysis. The basic
on your personnel as long as they are assigned to requirements of effective training include dynamic
your unit. instruction, positive leadership, personal interest,
You may prepare training plans, schedules, quality control, technical support, and regular
and records by typing, handwriting, or using an training schedules. For a training program to be
automatic data processing (ADP) or word positive and effective, it must meet those
processing system. Individual commands or type requirements.
commanders, as appropriate, may specify the
retention period for training plans and records. Training is more effective if conducted in small
Training plans should be retained long enough to groups. The most effective training method is an
assist with planning for the training cycle. For in-house training program tailored to the needs
additional information on training, refer to of your command. The different types of in-house
OPNAVINST 3120.32B, Standard Organization training methods include orientation, on-the-job,
and Regulations of the U.S. Navy, chapter 8. refresher, and career or professional development.
Other instructional techniques include lectures,
discussions, and demonstrations. Give lectures
SUMMARY when you are teaching a large volume of informa-
tion. Begin class discussions to get trainees to
The more senior a petty officer, the greater interact. Use the demonstration method to teach
are his or her responsibilities for training. As a skills. You will find the use of a lesson summary,
second class petty officer, you need to know oral questioning, and training aids helpful in most
various techniques for conducting a proper and situations.
effective training program. You must understand
the importance of effective training. Inadequate Once you set up a unit training program,
training practices can affect the operational routinely schedule and plan training. Become
readiness and performance of your command. familiar with long-range and short-range training

Figure 5-10.-Example of training record.

5-16
plans and all of the other schedules that affect REFERENCES
training schedules.
Use the division schedule to plan and record Standard Organization and Regulations of the
the accomplishment of all training. Training petty U.S. Navy, OPNAVINST 3120.32B, Office of
officers should use the weekly schedule to the Chief of Naval Operations, Washington,
schedule, record, and report completed training. D.C., 1988.

5-17
CHAPTER 6

PERSONNEL SAFETY AND


DAMAGE CONTROL
LEARNING OBJECTIVES

Upon completion of this chapter, you should be able to do the following:

1. Identify the duties of the electrical safety petty 9. Describe the different parts of the ND Mk
officer. V and MCU-2/P chemical, biological, and
radiological (CBR) protective masks.
2. Describe the responsibilities and the elements
of an electrical safety program. 10. Explain how to fit, test, and don the ND Mk
V protective mask.
3. Describe the electrical safety precautions
associated with hand tools and portable 11. Explain how to replace mask canisters on the
electrical power tools. ND Mk V protective mask.

4. Explain how to effectively supervise personnel 12. Describe how to care for and maintain the
in work center and job site safety. ND Mk V protective mask.

5. Explain the work center supervisor’s role in 13. Explain how to check for leaks on the
occupational safety and health awareness. MCU-2/P protective mask.
14. Explain how to fit and don the MCU-2/P
6. Identify the various methods used on the job
protective mask.
to enforce safety.
15. Explain how to select the correct size of
7. Explain how to apply the Navy Occupational
MCU-2/P protective mask.
Safety and Health Program within the work
center. 16. Describe the different types of CBR protective
clothing.
8. Explain how to instruct personnel on the use
and maintenance of personal protective equip- 17. Describe how the M258A1 skin decontamina-
ment and clothing. tion kit should be used during a CBR attack.

This chapter provides information about


It is the policy of the Navy to enhance safety in the work center, the duties of the
operational readiness and mission accom- electrical safety petty officer, and chemical
plishments by establishing an aggressive biological and radiological (CBR) protection
occupational safety and health program equipment. Hopefully, reading about these topics
which will reduce injuries, illnesses or will cause them to remain fresh in your mind as
death, material loss or damage, and main- you go about your daily routine.
tain safe and healthy working conditions
for personnel.
SAFETY IN THE WORK CENTER
—OPNAVINST 5100.19B The goals of the Navy safety programs are to
create and maintain safe and healthful working

6-1
conditions for military and civilian personnel One of the most effective methods of safety
and to reduce mishaps. A mishap is an event or training is to have trainees do a job repeatedly,
a series of events that lead to injuries, occupa- following set procedures. When trainees repeatedly
tional illnesses, death, or material damage or loss. follow correct and safe procedures to do a job,
Safety and occupational health concepts and safe practices become a part of their daily routine.
procedures should be made part of every person’s Such practices develop and reenforce good safety
professional approach to a job—from top manage- habits and allow the instructor to correct unsafe
ment through the first-line supervisor to the habits on the spot. Testing and periodic retesting
worker. You, as a petty officer second class, may of the operator and the maintainer should be
be that first-line supervisor. conducted to ensure they remember set pro-
cedures. This provides feedback and validation
of instruction and allows detection and correction
ROLE OF THE SUPERVISOR
of unsafe habits.
As a result of changing technology, new
The safety-minded supervisor is the key to a
developments and equipment are constantly being
successful mishap prevention program. First-line
introduced into the work environment. In spite
supervisors should know the most about their
of conscientious mishap prevention, new develop-
areas of responsibility. Supervisors normally have
ments and equipment present new hazards. Our
daily contact and are familiar with the personnel,
environment, the mistakes of others, and our own
equipment, and materials involved. They should
carelessness also present hazards. Because the
know the standard practices and circumstances
potential for hazards is so great, hazard awareness
in the work area as well as the hazards involved.
training is necessary.
They have a personal and professional interest in
Supervisors and managers should use formal
identifying factors that cause mishaps. Super-
and on-the-job training to teach hazard
visors should take immediate action to prevent a
awareness. They should also share personal
mishap from occurring or recurring. They can
experiences to develop hazard awareness in their
usually communicate effectively with their people
personnel. Safety-related magazines, pamphlets,
because they speak their language and understand
posters, films, closed-circuit television (CCTV),
them better than anyone else.
and other training aids should be used as an
Supervisors should make mishap prevention
integral part of the training program.
a part of the job. They should motivate their
Magazines and periodicals relating to safety
people to develop and use safe work habits and
and mishap prevention are available from the
to believe in mishap prevention. Supervisors
Naval Safety Center. These publications should
should insist on safe practices at all times,
be ordered by each naval activity and routed to
recognize hazardous methods and procedures, and
all hands. Published articles are excellent training
take corrective (mishap preventive) measures
aids for mishap prevention presentations and
immediately. Experience has shown that a lack
training sessions.
of knowledge or skill is the single biggest cause
Posters are designed to promote awareness of
of mishaps. Teaching a person the RIGHT way
a specific hazardous action or event and, through
to do a job includes teaching the person the SAFE
this awareness, reduce the possibility of a
way. That is why on-the-job training and super-
particular mishap. They are effective in increasing
vision are important parts of safety programs.
mishap prevention awareness on a short-term
basis. However, if left displayed too long, they
TRAINING AND EDUCATION can quickly become a part of the background and
fail to generate the desired interest. Posters should
A comprehensive training and education be located where the greatest number of personnel
program is essential to mishap prevention. Safety will see them. Also when possible, they should be
training develops people’s skills in using mishap located in the vicinity of the potential hazard or
prevention methods and in applying safe practices action denoted by the poster. Pages taken from
in all activities. Safety education develops people’s publications such as Fathom make good safety
awareness of the importance of mishap prevention posters.
and their ability to recognize and correct potential Films and CCTV are highly effective training
mishap conditions and practices. Thorough, high- aids. They must be carefully selected to emphasize
quality training and education is needed to achieve the particular phase of mishap prevention being
the Navy’s safety program objectives. promoted. Showing films at random, with little

6-2
or no thought in their selection, can have a Several points should be considered when
negative effect on the viewer. Films selected with making an inspection. Know what to look for by
care can increase mishap prevention awareness. knowing the job and the worker’s responsibilities.
Viewers will remember what they have seen in the Practice observation. Think about what you see—
films in future situations. or should see. Keep an open mind at all times. Do
Continual monitoring of the mishap prevention not be satisfied with general impressions. Guard
program at each level of responsibility will reveal against habit and familiarity. Prepare and use a
problem areas. Once the problem areas have been checklist. Start corrective action immediately.
recognized, further training that deals with these Inspections provide several important benefits.
areas can be carried out. This training can be They are a means of checking on the adequacy of
conducted at the work center or command level, as past training. They promote on-the-spot corrections
required. and develop cooperative attitudes toward mishap
prevention. They can reveal better job methods.
They make personnel aware of unsafe acts and
SAFETY INSPECTIONS conditions. They can also be used to promote
awareness of hidden hazards that have become part
Safety inspections must be organized on a of the daily routine and are no longer recognized
regular, systematic basis because unsafe conditions as hazards. Inspections by outsiders can also have
are always being created. First, all things wear many benefits. These inspectors will see habits
out with use. Pipes corrode, cable strands break, and other things ignored or unrecognized by the
insulation rots away, and hand tools develop defects. personnel who live with the hazards on a day-to-
In the process, unsafe conditions are born. Secondly, day basis. These outside inspections may be
the actions of people create unsafe conditions. conducted by personnel from another work area or
Materials are occasionally left in hazardous from a higher level of command, such as a squadron
locations. Tools are occasionally abused and staff. Informal safety surveys are also conducted
rendered unsafe for the next person to use. Guards by the Naval Safety Center.
are sometimes removed and not replaced. Safety Daily informal inspections should be conducted
devices are sometimes made inoperative. Wherever with the aim of discovering hazards and preventing
people work, unsafe conditions are created. damage or injury. First-line supervisors should
Unsafe conditions may be created through conduct inspections during the course of the
honest ignorance, gross neglect, or deliberate action. workday on a random basis to identify hazards.
The result is a steady trickle of unsafe conditions Inspections should be conducted by all levels of
into virtually every place of work. The situation is management, formally and informally. Inspections
somewhat like a boat with a leaky bottom. Unless should always be made in the presence of personnel
the water is bailed out regularly, the boat is soon normally associated with the space. That will make
flooded. Similarly, unless regular safety inspections them immediately aware of all unsafe practices or
are held, most workplaces are soon flooded with conditions.
unsafe conditions. That is when mishaps begin to
occur. SAFETY PROGRAMS
Inspections are one of your most important tools
for maintaining mishap-free work conditions. In 1974 the President of the United States
Inspections also help you ensure proper work habits adopted safety programs consistent with Occupa-
and follow job progress. Types of formal and tional Safety and Health Administration (OSHA)
informal inspections include the following: standards for government employees. During recent
years the Navy has set up specific programs using
Special. Those which focus on a specific problem OSHA standards as guides. That has resulted in
most Navy safety programs being even stricter than
Periodic. A thorough and systematic inspection OSHA requirements. Remember that OSHA has the
of an area on a regular basis authority to inspect naval activities. Basic guidance
for Navy Occupational Safety and Health (NAV-
Continuous. A constant inspection as part of the OSH) is contained in OPNAVINST 5100.23B. In
daily routine this section, we will discuss some of the safety
programs developed to provide us with safe
Intermittent. Unannounced or unscheduled working conditions in sometimes not-so-safe
inspections environments.

6-3
Navy Hearing Conservation Program Hearing-protective devices should be worn
when entering or working in an area where noise
Exposure to high-intensity noise is usually levels are greater than those described above.
associated with the impulse blasts of gunfire or A combination insert-type (ear plug) and
rocket firing or the continuous or intermittent circumanual-type (ear covering) hearing-protective
sounds made by aircraft and marine engines. But device that provides double protection should be
other more common work-related sources, such worn in all areas where noise levels exceed 104
as grinders, saws, and similar high-speed tools and dB. In addition, all personnel should wear
machines, also present noise problems. The goal hearing-protective devices when exposed to
of the Navy Hearing Conservation Program is to gunfire in a training situation or to artillery or
prevent occupational noise-related hearing loss missile firing under any circumstances.
among Navy personnel. Accomplishing the Personal hearing-protective devices should be
objectives of this program requires several actions: issued to suit each situation. All personal hearing-
protective devices must reduce effective sound
• Work environments should be surveyed to levels to less than 84 dB or 140 dB peak.
identify noise levels that are potentially hazardous Where protective devices do not provide noise
to personnel. Equipment producing such noise reduction to a level below 84 dB, administrative
should be modified to reduce the noise level to control of exposure time is necessary.
acceptable levels. Unfortunately that may not Hearing-protective devices used by the Navy
always be economically or technologically are identified in the following list. Also shown are
feasible. When it is not feasible, administrative the appropriate stock numbers and effective dB
control and/or hearing-protective devices should reductions.
be used.
EARPLUG TYPES:
• Periodic hearing testing must be conducted
Single Flange (V51R) Ear Defender
to monitor the effectiveness of the program.
Early detection of temporary changes in minimum Size NSN Effective dB
hearing levels is important. That allows for Reduction
further testing and for preventive measures to be
taken before permanent hearing loss occurs. Extra Small 6515-00-442-4765 23 dB
(white)
• Since education is vital to the overall Small (green) 6515-00-467-0085 23 dB
success of a hearing conservation program, an
understanding of the permanent nature of noise- Medium (Int'l 6515-00-467-0089 23 dB
induced hearing loss is necessary. The command’s orange)
hearing conservation program and the individual’s Large (blue) 6515-00-442-4807 23 dB
responsibilities under the program are all
essential for program effectiveness. Consequently, Extra Large (red) 6515-00-442-4813 23 dB
Navy personnel should be encouraged to use
hearing-protective devices both on and off duty. Triple Flange (Comfit)
Wearing of such devices should include activities
such as mowing the lawn or using chain saws and Size NSN Effective dB
Reduction
firearms.
Small (green) 6515-00-442-4821 26 dB
Hazardous noise areas and equipment must
be so designated and appropriately labeled. Areas Regular (Int’l 6515-00-442-4818 26 dB
and equipment that produce continuous and inter- orange)
mittent sound levels greater than 84 decibels (dB)
or impact or impulse noise levels of 140 dB peak Large (blue) 6515-00-467-0092 26 dB
are considered hazardous, NAVMED 6260/2,
Hazardous Noise Warning Decal, and NAVMED Disposable
6260/2A, Hazardous Noise Labels (displayed
Silaflex (Blister 6515-00-133-5416 21 dB
on hand tools), are the approved decals and Pack)
labels for marking hazardous noise areas and
equipment. Ear or Deci-Damp 6515-00-137-6345 29 dB

6-4
Headband, Universal In addition, American National Standards
Institute (ANSI) specification Z87.1-1979 outlines
Size NSN Effective dB reasonable ways to select the right equipment and
Reduction
prescribes its safe use. It defines special terms
Sound Sentry 6515-00-181-8058 9 dB in the eye- and face-protection field, such as
Type absorptive lenses, bridge size, and cover plate. It
also establishes requirements for welding helmets,
Sound Ban Type 6515-00-392-0726 18 dB
hand shields, face shields, and shields for eye
protection. The standard includes an illustrated
Earplug Case selection chart of recommended protectors and
Plastic Type 6515-00-299-8287 N/A an applications chart showing what equipment
or combinations of equipment best suit each
Circumaural Muff Types: hazardous operation.
Appropriate warning signs should be posted
Straightaway 4240-00-759-3290 23 dB in all eye-hazardous areas. Also emergency
Muffs eyewash facilities should be provided and made
Overheadband 4240-00-691-5617 23 dB easily accessible wherever personnel may be
exposed to corrosive materials.
Type H Napeband 4240-00-022-2946 20 dB The prevention of eye mishaps requires all
(for use with hard
hat) persons who may be in eye-hazardous areas to
wear protective eyewear. That applies to workers,
visitors, instructors, or others passing through an
Associated Equipment
eye-hazardous area. Activities should provide
Replacement 4240-00-674-5379 N/A protection for those personnel by procuring a
Filter, dome sufficient quantity of heavy-duty goggles and
Replacement Seal, 4240-00-979-4040 N/A plastic eye protectors. Personnel who wear
dome personal glasses to correct their eyesight should
be provided with a suitable eye protector to wear
Gauge, Earplug 6505-00-117-8552 N/A over them. Arrangements should always be made
sizing
for the issue, care, sterilization, and reissue of
NOTE: ALL EARPLUGS SHOULD BE WASHED BEFORE these “common use” eye protectors and goggles.
AND AFTER EACH USE.
Respiratory Protection Program
Sight Conservation Program
Many repair and maintenance environments in
Navy policy requires that personnel working the Navy are subject to air contaminants that can
in eye-hazardous areas of operations wear be dangerous if inhaled. Most air contaminants
appropriate eye-protective equipment. Examples can be classified as follows:
of those operations include pouring or handling
Dust. Small solid particles created from the
of molten metals or corrosive liquids and solids,
breaking up of larger particles by machine
cutting and welding, drilling, grinding, milling,
shop tools and by processes such as paint
chipping, and sandblasting or other dust-
chipping, sanding, woodworking, or abrasive
producing operations. Persons in the vicinity of
blasting.
such operations, including other workers, super-
visors, or visitors, must also wear eye-protective Fumes. Very small particles of condensation
equipment. of vaporized solids. This term is generally
Various designs of eye protection are available applied to metal oxides.
for protection against flying objects, fine dust
Smoke. Carbon or soot particles resulting
particles or liquid splashes, and glare and
from the incomplete combustion of coal,
radiant energy. As a minimum, those devices
wood, and oil products.
should provide adequate protection for the
hazards specified, be reasonably comfortable, and Mist and fog. Finely divided liquid droplets
fit snugly without interfering unnecessarily with suspended in air by condensation or atomiza-
movement. They must be durable, capable of tion. Examples include solvent sprays and
being disinfected, and easy to clean. spray painting.

6-5
The best way to protect personnel against these Navy. In many cases, it is the result of inadequate
contaminants is through the use of engineering or clogged ventilation systems, damaged or missing
controls such as local exhaust ventilation. When thermal insulation, or excessive steam or water
these controls are not practical or do not provide leaks.
sufficient protection, appropriate respirators are Heat stress is defined as any combination of
required to assure the protection of personnel. air temperatures, thermal radiation, humidity,
How often have personnel used surgical masks airflow, and work load that may stress the body
when a respirator was required for painting, as it attempts to regulate body temperature. Heat
chipping, or grinding? That practice should be stress becomes excessive when the body cannot
stopped. Surgical masks are designed to stop only adjust to the temperature of its environment. That
the flow of oral discharges. They are not designed results in an increase in body temperature. This
to impede the flow of organic vapors or metal condition can readily produce fatigue, severe
fumes. Organic vapors and fumes pass through headaches, nausea, and poor physical and mental
the mask and into the wearer’s respiratory system. performance. As the body’s temperature continues
Three general types of respirators are to increase because of prolonged exposure, heat
authorized: exhaustion or heatstroke may occur. Severe
impairment of the body’s temperature-regulating
Air-purifying respirator. This respirator ability also may occur. Heat stress can be life-
removes contaminants by filtering or adsorbing threatening if not immediately and properly
them as the air passes through a cartridge. treated. Recognizing heat stress symptoms and
(Adequate oxygen must be present in all spaces obtaining prompt medical attention for affected
where these respirators are used.) personnel is an all-hands responsibility, but is of
special concern to supervisors.
Supplied-air (or air-line) respirator. This Further information and guidance on the
respirator is used when there is insufficient Navy Heat Stress Program is contained in
oxygen, the contaminant has no odor, or when OPNAVINST 5100.20, Shipboard Heat Stress
the contaminant is of such a high concentration Control and Personnel Protection.
or toxicity that a cartridge filter is inadequate.
Electrical Safety
Self-contained breathing apparatus (SCBA).
This apparatus allows the user complete inde- Whatever your job in the Navy, chances are
pendence from a fixed source of air and offers great that you and your personnel will be working
the greatest degree of protection, but it is also the with or near electrical or electronic equipment
most complex. during the normal workday. Persons working
around electric circuits and equipment must
always observe safety precautions to avoid injury
WARNING from electric shock and short circuits. Detailed
safety precautions are contained in the Naval
The OBA and emergency escape breathing Ships’ Technical Manual (NSTM), chapter 300,
device (EEBD) are to be used only i n and the Electronics Installation and Maintenance
damage control and emergency escape Book (EIMB), NAVSEA SE000-00-EIM-100,
situations, respectively. section 3. They may also be found in type-
command instructions. For purposes of this
discussion, the terms electrical and electronic
Respirator cartridges and gas mask canisters should be considered interchangeable.
are color-coded as to the type of contaminant they The danger of shock from 220-volt or 450-volt
provide protection against. Respirator and ac service is well recognized by operating person-
cartridge selection guidance and information is nel. Relatively few reports of serious shock are
provided in OPNAVINST 5100.23B, NAVOSH received from these voltages despite their wide-
Program Manual spread use. On the other hand, a number of
fatalities have occurred because of contact with
Heat Stress Program 115-volt circuits. Low voltage (115 volts and
below) is very dangerous, despite a fairly
Heat stress may occur in engineering spaces, widespread but totally unfounded belief to the
laundries, and many other work spaces in the contrary. Contact with low voltage can cause

6-6
death when the resistance of the body is lowered Foot Protection
by moisture. Because of the above conditions,
extra care and awareness of this hazard are Navy policy requires that all employees
needed. (military and civilian) exposed to designated
Short circuits can be caused by placing or occupational foot-hazardous operations or areas
dropping a metal tool, rule, flashlight case, or be furnished appropriate safety shoes or boots at
other conducting articles across an energized line. government expense. Each activity commander
The arc and fire that result on even relatively designates local foot-hazardous areas and specifies
low-voltage circuits may cause extensive damage the type of foot protection required. The
to equipment and serious injury to personnel. commander makes those designations based on
advice from the safety and health professionals
of the activity’s safety office.
WARNING Foot-hazardous operations are those that have
a high incidence of, or potential for, foot or toe
All live electric circuits must be treated as injuries. Occupations involving construction,
potential hazards at all times. materials handling, maintenance, transportation,
ship repair and operation, aircraft overhaul
and repair, and explosives manufacturing and
You and your personnel should constantly be handling generally have a high incidence of foot
on the alert for any indication of an equipment injuries.
malfunction. The senses of sight, hearing, smell, Safety shoes with built-in protective toe boxes
and touch all serve to make a person aware of provide protection from heavy falling objects.
possible electrical malfunctions. You should be General-purpose safety shoes (chukka style) are
alert to following signs: issued in boot camp and are available through
normal supply channels.
Unusual sound from an electric motor
Head Protection
Fire, smoke, sparks or arcing
Helmets and hats are used for protection
Frayed or damaged cords or plugs against falling and flying objects and limited
electric shock and burns. They must meet
Receptacles, plugs, and cords that feel American National Standards Institute (ANSI)
warm to the touch specification Z89.1-1981, Head Protection.
Helmets should be worn by Navy personnel
Slight shocks felt when handling electrical
in all industrial environments. Warnings signs
equipment
should be posted in all places requiring the use
Odor of burning or overheated insulation of hard hats.

Electrical equipment that either fails to Toxic Material Hazards


operate or operates irregularly
Supervisors have always been concerned with
Electrical equipment that produces excessive the prevention of property damage and mishaps
vibration causing injury to personnel. Now OSHA requires
supervisors to recognize and eliminate industrial
If you or your personnel notice any of the hazards by enforcing local regulations and federal
above signs, report them immediately to the standards. Supervisors must be concerned with
electric shop supervisor. Do not delay. Do not hazards caused by combustible materials, flamma-
operate the equipment or attempt to make any ble liquids, pollution, and toxic materials. They
repairs yourself. Stand clear of any suspected also must be concerned with industrial-related
hazard, and instruct others to do likewise. diseases.
You should ensure that personnel working on In the routine activity of running the work
electrical circuits are provided with appropriate center, supervisors should be able to identify
rubber protective equipment as necessary. These health hazards arising from production activities.
include rubber insulating gloves, sleeves, hoods, In some instances, they must survey the raw
blankets, and rubber floor matting. materials and the by-products that may be

6-7
Figure 6-1.-Hazardous material label.

produced either intentionally or unintentionally. supply system should already be marked with
They must also determine the source and the a label similar to the one shown in figure 6-1.
methods of dispersion of airborne contaminants. Hazardous materials used in the work center
Since hazards exist in almost all jobs, supervisors are often bought locally, so they are not
should examine all tasks to ensure a potentially properly labeled. In such cases, the supervisor
unsafe condition is not overlooked. is responsible for properly labeling the material.
You can order hazardous material labels through
All hazardous materials used in the Navy must the supply system using stock number 7690-
be labeled. That applies to buckets or cans of 00-152-0030. For more information on hazardous
hazardous materials taken from bulk containers. material labeling, refer to NAVSUP Publication
All hazardous materials received from the Navy 4500.

6-8
Electromagnetic Radiation Hazards CBR PROTECTIVE EQUIPMENT

Almost everyone is constantly subjected Personnel protective equipment used in


to nonionizing radiation in varying degrees. chemical warfare (CW) defense includes masks,
Nonionizing radiation is electromagnetic radiation clothing, decontaminating kits, and antidotes for
restricted to the frequency spectrum commonly certain chemical agents. Depending on your duty
referred to as the radio-frequency (rf) region up station and actual combat assignment, you may
to and including laser radiation (visible light). be issued certain items of this equipment.
Common types of rf-producing equipment are Knowing the correct procedures for the use of the
radio transmitters, radars, microwave ovens, and equipment is vital. The following paragraphs
gun and missile directors. provide descriptions of these procedures, but only
practice can assure that you follow them properly.
The development of systems with high-power
Chemical, Biological, and Radiological Defense,
rf transmitters and high-gain antennas has
Handbook for Training, S-5080-AA-HKB-010,
increased the possibility of biological injury to
and NSTM, chapter 470, list detailed procedures
personnel working in their vicinity. Presently,
for the use and maintenance of CW protective
the only known effects of overexposure to rf
equipment.
radiation are an increase in body temperature or
a temperature rise in specific organs of the body.
Nonthermal effects (such as sterility) are not
CBR PROTECTIVE MASKS
certain at this time.
The Naval Medical Command established safe The protective mask is your personal first line
limits for exposure to radiation in BUMEDINST of CBR defense since it protects vulnerable areas
5470.13. Those limits are based on the power such as the eyes, face, and respiratory tract. The
density of the radiation beam and the exposure protective mask removes airborne radioactive
time of the human body in a radiation field. The material and biological warfare (BW)/chemical
following precautions should be taken to ensure warfare (CW) agents from the air before they are
that personnel are not exposed to radiation that inhaled. However, the mask does not provide
exceeds the established safe limits: protection against some common gases, such as
carbon monoxide, carbon dioxide, tritium, and
• Keeping radar beams pointed away from ammonia. It also does not protect against oxygen
personnel working areas deficiency. If you must enter areas or compart-
ments that have a deficiency of oxygen, the Navy’s
• Observing warning signs that indicate the oxygen breathing apparatus (OBA) must be used.
existence of rf radiation hazards in a The general operation of all types of protective
specific location or area masks is essentially the same. As the wearer
inhales, air is drawn through a filtering system.
Another hazard of rf radiation is rf burns. An This system consists of two filters: a mechanical
rf burn hazard exists if sufficient rf voltage is filter, which clears the air of solid or liquid
induced on a metallic object to cause pain, particles, and a chemical filter, usually activated
visible skin damage, or involuntary reflex action charcoal, which absorbs or neutralizes toxic and
to a person who contacts the object. Any burn irritant vapors. The purified air then passes to the
injury that occurs is the result of the heat region of the mask where it can be inhaled.
produced by a current flow through the skin at Exhaled air is expelled from the mask through an
the contacted area. The rf voltages on metallic outlet valve constructed to open only to permit
objects can be induced by radiation from nearby exhaled air to escape.
transmitting antennas. Hazardous voltages have The useful life of any filter element depends
been found on crane hooks, running rigging, on four conditions: (1) the type and concentration
booms, antisubmarine rocket (ASROC) launchers, of the toxic agent or agents in the air, (2) the
and parked aircraft. Attempts to reduce these duration of exposure to the contaminated air,
hazards are being managed by the Naval Sea (3) the breathing rate of the wearer, and (4) the
Systems Command (NAVSEA) and involve temperature and humidity. A change in any of
equipment design modifications. However, the these conditions may affect the useful life of a
most important deterrent is personnel training and filter element; it can hold only a definite weight
awareness. of a toxic agent under given circumstances. Minor

6-9
Figure 6-2.-The ND Mk V protective mask.

sensory effects, such as a continuous flow of tears, of the mask in only one size and, thus, eliminates
might indicate that replacement is needed. the need for stowing and issuing various sizes of
Two types of protective masks have been in protective masks aboard ship.
general use in the Navy: the M17A1, issued to
shore-based personnel, and the ND Mark (Mk) The major components of the ND Mk V pro-
V, issued to forces afloat. Both of these, however, tective mask are shown in figure 6-2. The mask
are being phased out and replaced by the facepiece is made of a black, flexible rubber
MCU-2/P mask. All masks consist of a facepiece compound formulated to retard the penetration
and filter system. The facepiece provides a of chemical agents. The wide-vision eyepiece is
gastight seal around the face, protecting the eyes, a clear, flexible, one-piece plastic lens curved to
lungs, and facial skin. The filter system is attached the shape of the facepiece. Voice transmission is
to the facepiece; it filters out or absorbs airborne permitted by a thin plastic membrane in the
radioactive material and BW/CW agents before diaphragm assembly. Other features of the
air enters the facepiece for inhalation. The main facepiece include the air-inlet and exhaust valves
purpose of the mask is to purify the air being and the canister holders. Air deflectors, located
breathed by its wearer. To effectively purify the inside the mask, create a flow of air from the
air, the mask must meet two requirements. First, air-inlet valves across the eyepiece to reduce
the facepiece must fit snugly over the face to fogging.
provide a perfect seal. Second, the filter system
must prevent any contaminated material or Filtration for the mask is provided by filter
chemical agent from entering the mask. canisters mounted on the two canister holders on
the facepiece. Each of these filter canisters
ND Mk V Protective Mask contains a treated paper filter and an activated
charcoal filter. The treated paper filter removes
A unique design feature of the ND Mk V particulate matter, and the activated charcoal
protective mask makes it ideally suited for filter absorbs toxic vapors and aerosols from the
shipboard use. A pneumatic cushion located inhaled air. A rubber apron affixed to each
around the underside edge of the facepiece allows canister attaches the canister to the holder on the
the facepiece to conform to the wearer’s face; facepiece. The rubber apron provides an airtight
therefore, an airtight seal is possible for virtually seal around this connection when it is rolled over
all facial shapes. This feature permits the issue the back of the canister holder.

6-10
The head harness consists of a thin rubber pad
from which the inelastic top strap, two elastic side
straps, and two elastic bottom straps extend.
These straps, secured to buckles on the facepiece,
hold the facepiece against the face.

The mask is issued with a carrier in which the


mask should be stowed when not in use. The
carrier is equipped with straps that keep the
carrier snug against the body to prevent inter-
ference with normal work routine. The flap on
the carrier pouch is held closed by a snap latch
that can be quickly and easily opened in
emergency situations. A metal shield is sewn
into the front of the carrier to protect the eyepiece
of the mask when the mask is properly placed in
the carrier. The only authorized equipment that Figure 6-3.-Securing the top and side straps for permanent
should be placed in the carrier with the mask is fit.
nerve agent antidote (when issued) and anti-
fogging solution. The antifogging solution reduces
fogging of the mask eyepiece when properly collapsed, the mask is defective or the
applied to its interior. straps are not properly adjusted.

FITTING AND TESTING THE ND MK V NOTE: A leakproof fit cannot be expected


MASK. —The amount of protection provided by unless the wearer is smooth shaven.
the Mk V mask depends greatly on the wearer.
Careful attention to proper fitting of the mask After the foregoing tests have been made and
is required to provide maximum protection and the strap adjustments are correct, adjust the top
comfort. and side straps for a permanent fit. Permanently
fit the mask by threading the loose ends of the
The following steps outline the procedure for top and side straps through the buckles between
properly fitting the protective mask: the body and the sliding member, as shown in
figure 6-3. These straps will then be permanently
1. Let the harness straps out to their full adjusted to the individual. Only the two bottom
length. straps will have to be loosened each time the mask
2. Don the mask by inserting your chin in the is removed or donned. Both the mask and the
lower end of the facepiece and pulling the carrier should be securely marked with the name
head harness over your head. of the person on whom the mask has been fitted.
3. While holding the head harness pad against
the center of the back of your head, pull DONNING THE ND MK V MASK. —To
back on the top strap tab until the mask train your personnel in the proper procedures for
rests lightly under your chin. donning and removing the mask, you should
4. Pull back on the two side strap tabs until conduct periodic drills. During these drills, you
the upper sides of the mask rest lightly should emphasize speed as well as accuracy in
against your face. donning the mask. The general procedures for
5. Pull back on the bottom strap tabs until donning and removing the mask are as follows:
the lower sides of the mask rest lightly
against your face. At the command “GAS,” take the following
6. Check the mask for an airtight seal by actions:
placing your hands over the canisters so
that no air can enter and by inhaling 1. Stop breathing and remove your headgear.
normally until the mask collapses. Hold 2. Yank open the carrier flap and remove the
your breath for about 10 seconds to see if mask from the carrier.
the mask remains collapsed. If the mask 3. Insert your thumbs under the head harness
does not collapse, or does not remain straps and grasp the top of the facepiece.

6-11
4. Raise the mask to your outthrust chin and canisters are to be mounted on the mask. Once
bring the head harness over the back of unsealed, the container should not be resealed,
your head. and the canisters should be permanently removed
from it.
5. Center the head harness pad on the back
of your head and adjust the bottom straps The following procedures are used for
as necessary for proper fit. removing and replacing canisters on the ND
Mk V mask. To remove each canister from
6. Close the outlet valve with the heel of the the facepiece, you should take the following
hand and exhale forcibly to clear the mask actions:
of contaminated air.
1. Roll approximately one-third of the rubber
7. Test the mask for possible leakage by apron back over the edge of the canister.
placing your palms over the canisters and
inhaling normally until the mask collapses 2. Slide the canister off the holder.
against your face and remains collapsed for
approximately 10 seconds. To install new canisters on the facepiece, you
should proceed as follows:
8. Resume normal breathing.
1. Remove the canisters from the hermetically
9. Replace headgear and close the carrier flap. sealed container.
The protective mask outlet valve sometimes 2. Roll the rubber apron of each canister
sticks closed because saliva or sweat has dried on completely over the outer edge of the
it. If this occurs, you may loosen the valve by canister.
blowing into the valve or by massaging the valve.
The valve may be massaged with the valve cover 3. Position each canister snugly against its
partially removed as shown in figure 6-4. holder so that the holder contacts the
perforated plate of the canister at all points
CANISTER REPLACEMENT. —A pair of of its outer edge.
replacement canisters for the ND Mk V mask is
4. Roll the rubber apron of each canister over
provided in a hermetically sealed “coffee can”
the back of the canister holder.
container. While sealed in this container, the
canisters have an indefinite shelf life. Therefore,
the container seal should not be broken until the CARE OF THE ND MK V MASK. —Because
of the importance of the mask, it should be
maintained in an efficient operating condition.
Careful attention should be given to stowing,
cleaning, handling, and inspecting the mask to
prolong its useful life.

The mask should be stowed in a cool, dry,


dark area free from solvents and their vapors. Oil
and gasoline vapors weaken the rubber and are
especially damaging to the activated charcoal
in unsealed canisters. The mask must be kept
dry. Moisture causes rotting of parts, corroding
metal, deteriorating canisters, and mildewing
carriers.

The mask should be thoroughly cleaned with


soap and water and dried before it is stowed. If
Figure 6-4.-Correcting sticking outlet valve with cover the mask was previously used and is to be issued
partially removed. to another person, it should be sterilized with a

6-12
disinfectant solution; the canisters should be to replace other previously used masks, in-
replaced with new ones. cluding the Mk V and M17A1. This new
mask has improved performance and storage
The mask must be handled carefully to prevent characteristics. It provides protection against
any mechanical damage to the metal parts, tears tactical concentrations of chemical and bio-
in the delicate portions, or scratched or broken logical agents, toxins, and radiological fallout
lenses. If you must stack unpackaged masks, they particles. The MCU-2/P mask also accom-
should not be stacked more than five high. You modates the use of the tri-service/ NATO
must also take measures to prevent stowage of canisters.
heavy material on the stack.
The MCU-2/P protective mask (fig. 6-5)
By following proper handling, cleaning, is built with a silicone rubber facepiece.
and stowage procedures, you can expect the Features include two voicemitters; a drinking
mask to provide designed protection for 5 to tube; a flexible lens that permits the use of
10 years. binoculars, gunsights, and other optical equip-
ment; and the option to put the filter canister
on either side. The mask can be worn over
MCU-2/P Protective Mask approved mask-compatible spectacles, which
can be ordered through your medical depart-
The MCU-2/P protective mask is designed ment using DD Form 771. The large lens size
to provide full protection and is intended provides the user with a good all-around view.

Figure 6-5.-MCU-2/P protective mask.

6-13
Figure 6-6.-MCU-2/P mask and accessories.

Mask accessories (fig. 6-6) include a carrier, 2. Loosen the straps of the head harness. Be
outserts, a waterproofing bag, and a faceform. sure the strap end tabs are about 1 inch
from the buckles.
SELECTION OF MASK SIZE. — T h e 3. Remove the outsert, if mounted.
MCU-2/P mask comes in three sizes: small, 4. Pull the head harness over the front of the
medium, and large. Correct selection of the mask.
proper mask size is essential for maximum 5. Hold the outlet valve assembly in the palm
protection. A face length measurement using a of one hand. Using the free hand, push any
special caliper is made before the mask is issued. forehead hair aside or back. Place the mask
against the face, forcing the chin cup very
tightly against the chin. Pull the head
MASK ADJUSTMENT AND PREPARA- harness over the head using the quick-don
TION. —A correctly adjusted mask is necessary tab.
for a proper fit that will prevent leaks and be as 6. Using a circular massaging motion, push
comfortable as possible. To adjust the mask and the mask as high on the face as possible.
prepare it for use (upon issue), you should use Ensure that the mask is centered. Hold in
the following procedures: this position with one hand while tightening
the temple straps.
1. Remove one canister from the shipping 7. Ensure that the head pad is centered at the
container and screw it onto the facepiece. high point of the rear of the head.

6-14
8. Tighten one temple strap (fig. 6-7) until
the mask feels snug on that side. Tighten
the other temple strap until both sides feel
the same. (Tighten all straps toward the
rear of the head with small jerks vice a
long pull.)
9. Run a finger under each temple tab front-
to-back to check for snugness and to
remove stray hair from sealing area.
10. Grasp a neck strap in each hand and
tighten.
11. Grasp a forehead strap in each hand and
tighten.
12. Shake head quickly from side to side and
up and down. Retighten mask straps as
necessary.

NOTE: In subsequent donnings, only the neck


straps should need adjusting.

LEAK CHECK AND REMOVAL. —You


must check the mask for leaks when it is fitted
and each time you put it on. A leaky mask will
not protect you from toxic agents that can cause
sickness or death.

WARNING

Do not hold a mask by its canister. An


unscrewed canister is the most common
cause of leaks.

Use the following procedures to test for leaks

1. Steady the mask and pull the external end


of the drinking tube (a quick-disconnect
coupling) out of the outlet valve cover.
2. Grasp the outlet valve assembly with the
thumb at the bottom and the forefinger at
the top. Push the forefinger toward the
mouth to get the internal end of the
drinking tube between the teeth.
3. Test the drinking tube for leaks by
blowing into the tube. If resistance is not
felt, the drinking tube is leaking; repair or
get a replacement.
4. Push the coupling firmly back into its
socket.
5. Make sure the canister is screwed in tight.
6. Press the palm of the hand over the end
of the canister. Breathe in until the lens
Figure 6-7.-Adjusting straps.
collapses, Hold your breath for 10 seconds.
If the lens remains collapsed, the mask is

6-15
airtight; if not, the mask straps need 5. Hold the outlet valve assembly in the palm
readjusting. of one hand. Using the free hand, push any
7. Remove the mask by loosening the neck forehead hair aside. Place the mask on the
straps. Use your fingers to rotate the rear face, forcing the chin cup very tightly
of the buckle forward. Grasp the mask by against the chin. Pull the head harness over
the outlet valve assembly and pull the mask the head, using the quick-don tab.
down, outward, and up. Adjust the mask 6. Hold in this position and tighten each neck
neck straps so that the ends are within strap snugly.
1 inch of the buckles. 7. Expel the air that has been held in the
8. Install an outsert (if prescribed). lungs.
8. Press the palm of one hand over the
The mask is now ready for quick donning. canister and inhale to check seal.
Stow your mask carefully to avoid any damage 9. Open your eyes and RESUME NORMAL
or deformation by ensuring that accessories are BREATHING.
installed in their proper order and position, as
follows: CBR PROTECTIVE CLOTHING

1. Stow the waterproofing bag in the Basically, any clothing or coverall that covers
large inside pocket at the front of the the body can provide a degree of protection from
carrier. CBR contaminants. However, the type of clothing
2. Install the outsert (if available) in the and its proper wear will determine the amount of
carrier. protection. Three types of clothing are useful, to
3. Put a second outsert in the outsert bag and varying degrees, in CBR defense: impregnated
place over the first outsert. (permeable) clothing or the newer chemical-
protective overgarment, wet-weather clothing, and
4. Put a faceform in the mask. (Place the
open end towards the bottom of the face- ordinary work clothing.
piece.)
Impregnated Clothing
5. Stow the M258A1 Decontaminating Kit, if
issued, in the outside side pocket.
Impregnated clothing and rubber overshoes
6. Stow the M8 or M9 paper, if furnished,
are supplied to ships in quantities sufficient to
with the waterproofing bag.
outfit 25 percent or more of the ship’s personnel.
7. Slide the mask, top first, into the carrier,
An impregnated clothing outfit consists of
with the opening of the mask against the
impregnated socks, gloves, trousers with attached
short side of the carrier.
suspenders (overalls), and a jumper (parka) with
8. Place the carrier in a cool, dry place. Hang
an attached hood. These items have been treated
it by the shoulder strap or D-ring if
with a CW agent-neutralizing chemical, CC2, plus
possible.
a viscous binder, chlorinated paraffin. The
presence of these two chemicals results in a faint
DONNING PROCEDURES. —Perform the odor of chlorine and a slightly greasy or clammy
following steps for putting on your mask quickly feel. Figure 6-8 shows a person dressed in a suit
and correctly. (These procedures are based on the of impregnated clothing with an ND Mk V
presumption that unapproved eyeglasses have protective mask, rubber gloves, and overboots.
been removed.) When given the command, take Impregnated clothing is primarily effective
the following steps: against the blister agents; it provides little
protection against the G-nerve agents. It offers
1. STOP BREATHING. limited protection against other types of CW/BW
2. Close your eyes tightly. contaminants. If this clothing is contaminated by
3. Remove any headgear. large drops or splashes of blister agents, clean
4. With the left hand, grasp the carrier flap clothing should be put on as soon as possible.
tab and open. Reach into the carrier with Impregnated clothing alone is effective against
the right hand and grasp the mask by the CW agent vapors or very fine aerosols. However,
front portion of the facepiece in the area large aerosol particles or droplets can partially
of the voicemitter outlet valve assembly. penetrate the fabric when carried by a strong
Withdraw the mask. wind. In addition, clothing cannot be impregnated

6-16
4. Put on the butyl rubber boots and bring
the pant legs of the overalls down over the
tops.
5. Raise the pant legs up to within 2 inches
of the top of the boots and wrap them
with two turns of masking tape. Leave
tabs so that the tape can easily be
removed. Blouse the excess pant legs over
the tape.
6. Pull on the jumper, leaving the hood
thrown back.
7. Blouse the jumper approximately 2 inches
below the top of the overalls. Wrap with
two turns of masking tape around the
jumper. Be sure that the jumper is securely
taped down, but leave a tab for easy
removal later. Take up the slack by
folding the jumper over the back. Blouse
the jumper over the tape.
8. Don the undergloves and the butyl rubber
overgloves.
9. Pull the jumper arms down over the
rubber gloves to within 2 inches of the top
of the gloves. Wrap jumper arms twice
with masking tape, leaving a tab for easy
removal. Blouse the excess material of the
Figure 6-8.-Impregnated clothing with Mk V mask, gloves, arms over the tape.
and rubber footwear. 10. Tape closed all pocket openings and zip-
pers (optional).
11. Don the protective mask.
with enough CC2 to neutralize agent drops of sizes 12. Pull the jumper hood over the head.
that can soak through the fabric. Therefore, Secure the neck of the jumper with the
impregnated clothing is not worn topside without drawstring.
the additional protection given by wet-weather 13. Take up the slack around the neck and
clothing worn as the outside garment. The wet- facepiece of the mask with the drawstring
weather clothing protects the impregnated provided at the top front of the hood.
clothing from large drops or quantities of CW Then fold over any extra material at the
agents; the impregnated clothing neutralizes CW top of the hood and secure with tape.
agent vapors and aerosols that may enter the wet- 14. Tape the edges of the hood securely to the
weather clothing. mask.

DONNING IMPREGNATED CLOTHING. — CARE OF IMPREGNATED CLOTHING. —


To obtain the maximum protection afforded by You should not wear impregnated clothing for
impregnated clothing, you must properly don general-purpose coveralls or for any purpose other
the clothing. The procedures for donning than CBR defense training or actual CBR defense
impregnated clothing, rubber boots, and gloves, operations. The effectiveness of the impregnant
using the buddy system, are as follows: is reduced by contact with oil, grease, moisture,
or dirt and by exposure to sunlight. After the
1. Under extremely hot conditions, or if clothing is worn in drills, it should be thoroughly
desired, remove all regular clothing except dried in a warm current of air; moisture is the
underwear. Always remember, however, principal factor in the deterioration of the CC2
the more clothing, the better the protection, impregnant.
2. Put on socks. The clothing is to be stowed in a clean, dark,
3. Put on the overalls; fasten all straps for a thoroughly dry location, and in the original
snug fit by crossing them across the chest. package if possible. In cool-to-warm stowage and

6-17
in the absence of sunlight or daylight, the The chemical-protective overgarment is issued in
impregnation treatment should remain effective a plastic envelope that is pressure packed, air
for 5 to 10 years or more. evacuated, and heat sealed. It is then placed in
a polyethylene bag and heat sealed. The over-
NOTE: Impregnated clothing is being phased garment has a shelf life of 5 years when unopened.
out and will be replaced with the chemical- The protective overgarment protects against
protective overgarment. all CBR agents and is permeable to water vapor.
Once removed from its protective envelope, it has
Chemical-Protective Overgarment a shelf life of 14 days in a nonchemical environ-
ment. If it is opened but uncontaminated, keep
The chemical-protective overgarment consists it for training purposes. Once exposed to chemical
of two pieces—a smock and trousers (fig. 6-9). contamination, the overgarment provides 6 hours
The smock has two layers of materials: inner of continuous protection, after which it should
(antigas) and outer (modacrylic/nylon). The be discarded.
smock is generously cut to allow complete The following donning procedures include the
freedom of movement. It has a large front flap use of the chemical-protective glove set and
pocket for gloves and so forth and a sleeve footwear covers (overboots):
patch where you can place detector paper
for easy visibility. You can make quick and 1. Don the trousers. Tighten the waist by
easy adjustments with hook-and-pile fasteners using the hook-and-pile fasteners.
at the wrist and waist. The trousers are made 2. Bring the straps over the shoulders and
of the same two layers of material and have cross them at the chest. Insert the straps
suspender-type fittings located at the waist and into the belt loops and secure snugly.
across the shoulders. Hook-and-pile fasteners are 3. Don the parka.
located at the base of each leg for adjustment. 4. Secure the bottom of the parka with hook-
and-pile straps.
5. Raise the trouser legs.
6. Don the chemical-protective footwear
cover (see fig. 6-10).
a. Attach tie laces (in the center) to the
toe loop. Be sure the laces are even (see
fig. 6-10, view 1).
b. Put one lace through A and one
through B from the inside to the out-
side and pull until snug. Make sure the
toe loop is over the top of your shoe (see
fig. 6-10, view 2).
c. Put one lace through C and one
through D (on the opposite side of the
foot, crossing the instep) from inside to
outside. Pull until snug (see fig. 6-10,
view 3).
d. Cross the laces over the instep.
e. Thread the laces through A and B
again, from inside to outside (see fig.
6-10, view 4).
f. Cross the laces over the instep again and
pull them until snug.
g. Wrap the laces behind the ankle and
back to the front. Pull until snug and
tie securely (see fig. 6-10, view 5).
7. Pull the trouser legs down over the
footwear covers and secure with the hook-
and-pile fasteners.
Figure 6-9.-Chemical-protective overgarment. 8. Don the mask.

6-18
Figure 6-10.-Lacing the chemical-protective overboots.

9. Pull the hood over the mask and secure


under the chin with the slide on the draw
WARNING
strings.
Be sure that you are able to move with
relative ease without the suit binding or
CAUTION pulling apart the fasteners.

Make sure that the hood is pulled down


securely around the mask and canisters so Chemical-Protective Footwear Covers
that no skin is exposed.
The chemical-protective footwear covers
(overboots) are worn over the standard work shoe
and provide protection to the feet against exposure
10. Pull the sleeves up to the elbows.
to all known concentrations of nerve and blister
11. Don the white cotton undergloves and the agents. The overboots are made of loose-fitting,
black, butyl rubber chemical-protective impermeable, butyl sheet rubber and have a pre-
gloves. molded, nonslip, butyl rubber sole. The overboot
12. Pull the sleeves down over the rubber is approximately 16 inches high with a grommet
gloves and secure with the hook-and-pile lace closure, including five eyelets to allow
fasteners. lacing around the foot. The overboots are

6-19
available in two sizes and can be worn on either the surface with a seawater washdown or an
foot. They are issued in a polyethylene bag with equivalent, such as jury-rigged topside seawater
two pairs of laces and an instruction sheet. showers, or by swabbing with liquid hypochlorite.
The undamaged overboots provide protection In warm weather or during periods of increased
to the feet against chemical agents. Upon con- physical activity, wet-weather clothing has a major
tamination, the overboots provide 6 hours of pro- disadvantage in that it can only be tolerated for
tection from agent penetration. relatively short periods of time. Tolerance is
Donning procedures are listed with the limited because no air can pass through the
chemical-protective overgarment. clothing to cool the wearer’s body by the evapora-
tion of perspiration.
Chemical-Protective Glove Set Perspiration is normally accumulated inside
an impermeable suit. Underclothing, gloves,
The chemical-protective glove set is worn to socks, and shoes may become saturated. Sweating
protect the hands against nerve and blister agents, can be reduced and tolerance times lengthened by
liquids, and vapors. The set consists of an outer reducing the exercise rate, by using water-spray
glove to provide chemical protection and an cooling, and by reducing exposure to direct
inner glove to assist in absorption of perspiration. sunlight.
The 5-finger outer glove is made of impermeable,
unsupported, black butyl rubber and is manufac- Ordinary Work Clothing
tured for both the right- and left-hand. The thin,
white cotton inner glove can be worn on either Special protective clothing is not required for
hand. The glove set is issued in a clear all personnel. Ordinarily, it is worn only by the
polyethylene bag with an instruction sheet. personnel of monitoring and decontamination
The black outer glove protects against teams who must work in or near hazardous areas.
chemical agent vapors, aerosols, and small All other personnel working near these areas
droplets. Upon contamination, the set provides should wear two layers of ordinary clothing,
at least 6 hours of protection from agent which provide partial protection against agents
penetration. These gloves, in good condition, can and radioactive particles.
be decontaminated and reissued,
M258A1 SKIN
Wet-Weather Clothing DECONTAMINATING KIT

Wet-weather clothing is often described as The M258A1 kit will decontaminate skin and
impermeable or rubberized clothing. Its value selected personal equipment that has been con-
results from the fact that the previously described taminated with chemical agents. The kit is housed
impregnated/protective clothing can be partially in a plastic waterproof case with a metal strap
penetrated by all but the smallest droplets of hook for easy attachment to clothing or equip-
liquid agents, especially in relatively high winds. ment such as the mask carrier. The kit consists
Moreover, the impregnated/protective clothing is of three Decon 1 towelette wipes and three Decon
not equally efficient in neutralizing all liquid CW 2 towelette wipes that are sealed in tear-away,
agents. Wet-weather clothing, on the other hand, impermeable foil packets.
is for a limited time resistant to all liquid CW The Decon 1 packet has a tab for immediate
agents, provided that the closures at the neck, identification at night. The Decon 1 packet
wrists, and protective mask are well adjusted or contains a pad prewetted with hydroxyethyl
taped. phenol, sodium hydroxide, ammonia, and water.
Wet-weather clothing provides a measure of The Decon 2 packet consists of a pad impregnated
protection against CBR contaminants when worn with chloramine-B and sealed glass ampules filled
over ordinary clothing; but as was previously with a solution of hydroxyethyl, zinc chloride, and
stated, it provides the most complete protection deionized water. The glass ampules are enclosed
when worn over impregnated or protective in a mesh bag to prevent injury to fingers or hands
clothing. Gradual penetration of the synthetic when crushing the ampules. The M258A1 kit is
rubber layer of the wet-weather clothing will used to remove and decontaminate blister and
eventually occur unless CW agent contaminants nerve agents from the exposed skin. It can be used
are promptly removed. The contaminants are to decontaminate the face (except eyes and
removed by frequent and thorough flushing of mouth), mask interior, rubber gloves, or rubber

6-20
overboots. The kit contains supplies for three 10. Same as step 4 except use Decon 2 and
complete skin decontamination. (The older kit, wipe only the face and not the mask.
M258, cannot be used on the face.) 11. Deposit the wipe in a proper container.
The procedures for using the M258A1 kit vary
slightly depending on whether or not the face is The M258A1 kit is an improvement over the
being decontaminated. We will look at general old M258 kit in that it provides for three complete
procedures first and then at how they are modified skin decontamination and can be used on the face
for use on the face. and interior of the mask. Also, an M58A1 training
kit (NSN 6910-01-101-1768) and a training refill
General Skin Decontamination kit (NSN 6910-01-113-2434) are available.

The procedure for using the M258A1 kit to


decontaminate skin other than facial skin is as ELECTRICAL SAFETY
follows: PETTY OFFICER DUTIES

1, Snap open the container. Pull out one As an electrical safety petty officer, you will
Decon 1 wipe packet by its tab. be responsible for electrical safety within your
2. Fold the packet on the solid line marked division. The following information will assist you
BEND; then unfold. in the performance of this task.
3. Tear open quickly at the notch; remove
the wipe and fully unfold. ELECTRICAL SAFETY PROGRAM
4. Wipe the skin for 1 minute.
5. Deposit the wipe in a suitable place. The Navy’s Electrical Safety Program has two
6. Pull out one Decon 2 wipe packet. Crush purposes. The first purpose is to provide guidance
the enclosed glass ampules between the in the identification of electrical hazards. The
thumb and fingers. second is to prevent mishaps that could cause fatal
7. Fold the packet on the solid line marked injuries to personnel and extensive damage to
CRUSH AND BEND; then unfold. shipboard equipment. Electrical mishaps could
8. Tear open quickly at the notch and compromise the ship’s mission capabilities.
remove the wipe. To provide you with a better understanding
9. Fully open the wipe. Let the encased of the program, we will discuss program respon-
crushed ampule fall to the ground or into sibilities and elements.
a suitable container.
10. Wipe the contaminated skin for 2 to 3 Program Responsibilities
minutes.
11. Deposit the wipe in a proper container. The Electrical Safety Program responsibilities,
as outlined in OPNAVINST 5100.19B, are as
Facial Skin Decontamination follows:

A modified procedure is used to decontaminate • Commanding Officer —The commanding


the face. That is because of the protective mask, officer assigns the electrical safety officer.
which should be donned immediately when a
decontaminating agent is detected or suspected. • Safety Officer —The safety officer ensures
The facial decontamination procedure is as the Electrical Safety Program is evaluated for
follows: compliance and effectiveness.

STEPS 1-3. Same as for general use. • Electrical Safety Officer —The Electrical
Safety Officer ensures an up-to-date ship’s elec-
4. Hold your breath, close your eyes, and lift trical safety instruction exists. Copies of the ship’s
the mask from your chin. While continuing to electrical safety instruction are distributed to all
hold your breath, wipe your face and the inside departments and divisions and are available in the
of your mask quickly with the Decon 1. Dispose electrical tool issue room. Upon request, the
of the wipe. Reseal, clear, and check the mask. electrical safety officer provides qualified Elec-
trician’s Mates and training aids for divisional
STEPS 5-9. Same as for general use. electrical safety training. The electrical safety

6-21
officer also coordinates with the electronics Program Elements
material officer to provide qualified personnel of
other rates to conduct electrical safety training. The Electrical Safety Program consists of the
following seven elements:
• Supply Officer —The supply officer ensures
all electrical tools received aboard the command Proper installation, maintenance, and
are turned over to the electrical tool issue room repair of electrical equipment
for a safety inspection before they are issued. The
supply officer must ensure items received through Routine and periodic testing to detect and
open purchase or from SERVMART comply with correct unsafe equipment
that requirement.

• Division Officers —Division officers ensure


Setting of portable electrical standards

assigned personnel are trained, that training Setting of electrical safety standards
records are maintained, and that electrical equip-
ment tools are properly maintained. They ensure Training
portable electrical equipment, such as vacuum
cleaners, buffers, and coffeepots, are electrically Proper use of equipment tag-out procedures
checked at proper time intervals. They also ensure
portable electrical tools drawn from the portable Control and safety testing of personal
electrical tool issue room are returned at the end electrical/electronic equipment
of each workday.

• Medical Department —The medical depart- ELECTRICAL HAZARDS


AND PRECAUTIONS
ment ensures that electrical first aid training,
especially cardiopulmonary resuscitation (CPR), Recognizing a hazardous condition and taking
is provided to divisions when requested. immediate steps to correct it is important. Safety
• Electrical Safety Petty Officer —The elec-
posters (fig. 6-1 1) help warn of dangers in working
areas or remind personnel to be safety conscious.
trical safety petty officer works for the electrical
Warnings signs (red) and caution signs (yellow)
safety officer. Before a person can be assigned
should be located where hazardous conditions
as an electrical safety petty officer, he or she must
exist. Be aware of areas that are wet or oily or
meet the following qualifications:
have stumbling hazards. Wear rubber gloves and
—Complete a basic electrical/electronics protective clothing wherever working conditions
school or equivalent training warrant it. Make it a habit to look for and to
correct defective tools and equipment, improper
—Be fully qualified in personnel qualification grounding, and rotating machinery hazards.
standards (PQS) as ship’s maintenance and
material management (3-M) (NAVEDTRA Handtools
43241E) watch station (301) maintenance
personnel Normally, you should have no problems when
working with handtools. In all likelihood,
—Be fully qualified in PQS as a division safety however, you have seen some dangerous practices
petty officer/electrical safety petty officer in the use of handtools that should have been
(NAVEDTRA 43460-3A) avoided. One unsafe practice involves the use of
tools with plastic or wooden handles that are
Type commanders (TYCOMs) and the ship’s cracked, chipped, splintered, broken, or other-
electrical safety instructions can provide additional wise unserviceable. This practice is sure to result
information about the Electrical Safety Program in accidents and personal injuries, such as cuts,
and your responsibilities. bruises, and foreign objects being thrown in
Electrical safety is the responsibility of all the eyes. If unserviceable handtools are not
hands. All Navy members must request permission repairable, they should be discarded and replaced.
from their division officer to bring personal When necessary (in an emergency only) to
electrical/electronic equipment aboard. This improvise an insulated handtool, use the following
equipment must be safety inspected. approved method to protect the user against the

6-22
Figure 6-11.-Safety posters.

6-23
effects of electric shock: First, apply several layers When using portable electric power took, you
of approved rubber insulating tape on the metallic should take the following precautions:
handle. Next, apply a layer or two of friction tape
over the insulating tape, Friction tape when used • Inspect the tool cord and plug before
alone does not provide adequate protection from using the tool. Do NOT use the tool if its cord
electrical shock. It should be used only for griping is frayed or its plug is damaged or broken. Do
purposes and to protect the insulating tape. For NOT use spliced cables except in an emergency
other instructions on the safe use of handtools, that warrants the risk involved.
consult Tools and Their Uses, N A V P E R S
10085-B. • Before using the tool, lay all portable
cables so that you and others cannot trip over
them. The length of extension cords used with
Portable Electric Power Tools portable tools should not exceed 25 feet. Ex-
tension cords up to 100 feet are authorized on
Portable electric power tools should be clean, flight and hangar decks. Extension cords up to
properly oiled, and in good repair. Before they 100 feet are also found in damage control lockers,
are used, inspect them to see that they are but are labeled for Emergency Use Only.
properly grounded. The newer, double-insulated,
plastic framed tools do NOT have ground wires
• Do not use jury-rigged extension cords that
have metal “handy boxes” for receptacle ends of
and have only a 2-prong plug.
the cord. All extension cords must have non-
conductive plugs and receptacle housings.
If a tool is equipped with a 3-prong plug, it
should be plugged into a 3-hole electrical
receptacle. Never remove the third prong. Make
• Connect the tool cord into the extension
cord (when required) before inserting the
absolutely sure the tool is equipped with a extension cord into a live receptacle.
properly grounded conductor. If the tool has a
metal case, be sure to ground it according to • After using the tool, first unplug the
chapter 300 of NSTM. Observe safety precautions extension cord (if any) from the live receptacle
and wear rubber gloves when plugging tools into before unplugging the tool cord from the exten-
any 110-volt circuits or operating any portable sion cord. Do not unplug the cords by yanking
electric equipment under particularly hazardous on them.
conditions. Also observe safety precautions and
wear rubber gloves in environments such as wet • Stow the tool in its assigned place after you
decks or bilge areas or when working over the side are through using it.
in rafts or small boats.

Before issue, any portable electrical equip- SUMMARY


ment, with its associated extension cords
connected, should be tested for resistance from The Navy’s safety programs strive to maintain
the equipment housing to the ship’s structure safe and healthy working environments. The keys
(the resistance must be less than 1 ohm). to successful mishap prevention are a safety-
Equipment should be tested with an approved minded supervisor and a comprehensive training
tool tester or plugged into a dummy (or program. Safety inspections are an important tool
deenergized) receptacle and tested with an for maintaining mishap-free working conditions.
ohmmeter. The cable should be moved or worked Some of the Navy’s major safety programs are
with a bending or twisting motion. A change the Hearing and Sight Conservation Programs,
in resistance will indicate broken strands in Respiratory Protection Program, Heat Stress
the grounding conductor. If this is found, Program, Electrical Safety Program, Foot and
the cable must be replaced. At the discretion Head Protection Program, and Toxic Material
of the commanding officer, a list may be and Electromagnetic Radiation Hazard Programs.
established of portable equipment requiring As a supervisor, you should be familiar with these
testing more or less often than once a month. and other safety-related programs.
When the planned maintenance system is Personnel safety includes an awareness of the
installed, tests should be conducted based on possibility of chemical warfare and its associated
the maintenance requirement cards. countermeasures.

6-24
You should ensure that your personal are REFERENCES
adequately trained in the use of whatever CBR
protective equipment they are issued. This Chemical Biological Mask Type MCU-2/P, T.O.
includes protective masks, overgarments, foot- 14P4-15-1/NAVFAC P-463, Secretary of the
wear, and gloves as well as the personal skin Air Force, 1984.
decontaminating kit.
Naval Safety Precautions for Forces Afloat,
Electrical safety petty officers report to the OPNAVINST 5100.19B, Chief of Naval
electrical safety officer when performing their Operations, Washington, D.C., 1989.
duties. Before a person is assigned as an electrical Navy Occupational Safety and Health (NAVOSH)
safety petty officer, he or she must complete Program Manual, OPNAVINST 5100.23B,
certain qualifications. After being assigned, Chief of Naval Operations, Washington,
the division electrical safety petty officer is D.C., 1983,
responsible for the electrical safety within his or
her division. United States Navy Chemical, Biological, and
Radiological Defense Handbook for Training,
REMEMBER, PERSONAL SAFETY IS NAVSEA S-5080-AA-HBK-010, Naval Sea
SERIOUS BUSINESS. Systems Command, Washington, D.C., 1985.

6-25
CHAPTER 7

CHEMICAL, BIOLOGICAL, AND


RADIOLOGICAL DEFENSE/DAMAGE
CONTROL
LEARNING OBJECTIVES

Upon completion of this chapter, you should be able to do the following:

1. Describe the use of chemical, biological, and 3. Explain the types of risk assessments used to
radiological (CBR) protective clothing and evaluate the appropriate levels of MOPP.
equipment for each level of Mission Oriented
Protective Posture (MOPP). 4. Describe the four levels of MOPP and the
associated countermeasures.
2. List the procedures for instructing personnel
in the correct use of CBR protective clothing 5. Describe the duties of the duty division damage
and equipment for each level of MOPP. control petty officer (DCPO).

In this chapter we will discuss the use of and those who must meet other requirements not
chemical, biological, and radiological (CBR) possible in protective clothing. The command
protective clothing and equipment for each level decision to implement each level of MOPP must
of Mission Oriented Protective Posture (MOPP) be the result of a risk assessment.
and the types of risk assessments used to evaluate
the appropriate levels of MOPP. In addition we
RISK ASSESSMENT
will discuss the duties of the division damage
control petty officer (DCPO).
Risk is defined as the assessed difference
between the threat level and the activation of
appropriate levels of shipboard countermeasures.
MISSION ORIENTED
The risk of casualties and contamination must be
PROTECTIVE POSTURE
evaluated and weighed against the ability of
personnel to perform their duties while being
MOPP procedures are used to establish levels
hindered by individual protective equipment and
of readiness for a chemical agent attack. The
the effects of heat stress.
procedures are flexible. They allow the com-
manding officer (CO) to adapt the requirements
for protective clothing and equipment to the MOPP LEVELS AND
degree of the threat and working conditions at any ASSOCIATED COUNTERMEASURES
given time. As an example, personnel doing heavy
work in hot weather may suffer heat exhaustion The risk of a CBR threat can be categorized
in heavy protective clothing and gas masks. into four levels of probability:
Therefore, unless an attack is actually under way,
the CO may relax the protective clothing require- 1. SUSPECTED. An adversary who has
ments to prevent certain injury or sickness from CBR-capable delivery systems within the opera-
heat. Other examples include personnel who tions area (OPAREA) presents a suspected threat.
cannot do their work wearing protective gear, Implementation of MOPP- 1 countermeasures is
those who need to eat or attend to body functions, indicated.

7-1
2. POSSIBLE. The expressed affirmation or Immediately following the attack, an assess-
assessed political will of an adversary to use CBR ment of the ship’s involvement in the CBR hazard
warfare increases the threat potential to a possible is required to determine which countermeasures
involvement in a CBR environment. Implemen- should remain in effect to enhance survivability
tation of MOBB-2 countermeasures is indicated. and sustain operation. Frequent reassessments
3. PROBABLE. Statements of intent to should be made to identify the earliest practical
employ CBR warfare, directed at U.S. forces or time(s) to secure the countermeasures and upgrade
allies, changes in political or military posture of crew performance for optimum mission capability.
an adversary possessing CBR capabilities, or use
of CBR warfare within the OPAREA present a MOPP Level-1
chance of probable involvement in a CBR (Suspected Threat) Protection
environment. This threat level requires an estimate
of the earliest time the CBR environment will be During MOPP level-1 the following actions
encountered. This estimate must be based on the must be taken:
strike ranges of delivery systems and the time it
takes the strike to arrive at the nearest range 1. Individual Protection—Issue the following
limits. Implementation of MOPP-3 counter- individual protective equipment and medical
measures is indicated. supply items to shipboard personnel and
4. IMMINENT. Confirmation of increased maintain them at respective battle stations:
activity involving delivery systems, recognized
platform attack patterns, electronic or visual Protective masks (fitted for immediate
indication of employment of delivery systems, or use)
the immediate proximity of known CBR hazard
areas present an imminent danger of contamina- Chemical protection
tion and/or casualties. Implementation of
MOPP-4 countermeasures is essential. —Protective masks (with new, unopened
canister)

—Chemical protective overgarments (2


RISK MANAGEMENT AND
piece)
IMPLEMENTATION OF MOPP
—Chemical protective overboots
The decision to initiate or upgrade the ship’s
MOPP begins with determining the threat level, —Chemical protective glove set
ship’s mission, and the corresponding MOPP-
level countermeasures that provide the minimum —Personnel decontamination kit
acceptable degree of risk. An increase in the threat
level does not necessarily justify immediate Medical supply items
execution of all countermeasures included in the
corresponding MOPP level. —Atropine auto-injectors (3)

—2-PAM-\Cl auto-injectors (2)


The next step is to determine the time at which
the countermeasures comprising that MOPP level —Pyridostigmine pretreatment tablets
should begin. The time required to take counter- (21)
measures must be compared to the time remaining
until either the threat level increases or the risk Biological protection—Consists of the
becomes unacceptable. Waiting too long to start same protective equipment required
countermeasures increases the risk to the ship’s for chemical protection, minus the
mission because of the risk to personnel surviv- medical items. Chemical threat is
ability. Alternately, starting countermeasures too assumed to be “worst case,” unless
early will degrade the crew’s performance for reliable intelligence indicates
sustained operations in the CBR environment and otherwise.
will ultimately limit the ship’s ability to complete
the mission. All countermeasures must be in Radiological protection—Requires
effect immediately before the ship becomes the mask only (with new, unopened
involved in a CBR environment. canisters).

7-2
2. Collective Activities Pre-position decontamination supplies
in decon stations and at respective
Review survival standards and basic repair lockers as required by the ship’s
operating standards for CBR environ- CBR defense bill.
ments as described by the ships’s CBR
defense bill. Pre-position stowed detection, moni-
toring equipment, and supplies at loca-
Verify that personnel are assigned to tions designated by the ship’s CBR
CBR defense teams and review required defense bill.
procedures.
Pre-position empty canteens at staging
Inventory stowed detection and areas as designated by the ship’s CBR
monitoring equipment, as applicable, defense bill.
for maximum authorized levels, current
shelf life, presence of all components, Set material condition ZEBRA (mod-
and function within normal limits. ified).
Inventory stowed supplies for personnel
3. Shipboard Systems
decontamination stations, shipboard
decontamination teams, and biological • Operationally test countermeasures
sampling. washdown system.
Inventory stowed water canteens to
ensure adequacy of allowance service-
• Test shipboard alarms.
ability.
MOPP Level-3
Replace expired, missing or consumed (Probable Threat) Protection
equipment, components, and supplies
to maximum authorization levels. During MOPP level-3 the following actions
must be taken:
Set readiness Condition III (wartime
steaming). 1. Individual Protection

Set material condition YOKE. For all CBR threats, install new filter
canisters on protective masks; maintain
3. Shipboard Systems in carrier and on person.
Operationally test collective protection Provide wet-weather gear for donning
systems, where available. over other protective clothing and equip-
ment for all weather-deck activities.
Test installed detection and monitoring
systems. Chemical:

MOPP Level-2 —Don chemical protective overgarments


(Possible Threat) Protection (CPO) (jumper and trousers) with
hood down.
During MOPP level-2 the following actions
must be taken: —Don chemical protective overboots.

1. Individual Protection—For all CBR threats, —Stow personnel decontamination kit


maintain protective mask in carrier and on in mask carrier.
person.
2. Collective Activities —Stow chemical protective glove set
and medical supply items in the
• Designate primary and secondary per- jumper cargo pocket.
sonnel decontamination stations with
respective weather-deck and internal —Initiate pyridostigmine pretreatment
access/exit routes. regimen.

7-3
Biological: MOPP Level-4
(Imminent Threat) Protection
—Don chemical protective overgarments
(jumper and trousers) with hood During MOPP level-4 the following actions
down. must be taken:

—Don chemical protective overboots. 1. Individual Protection


—Stow personnel decontamination kit
in mask carrier.
• For all CBR threats, don protective
mask.


Radiological:
Chemical/Biological:
—Don battle dress.
—Secure jumper hood over head and
—Issue individual dosimeters and dose around mask.
indicators (DT-60, etc.).
—Don chemical protective glove set.
2. Collective Activities

Direct the ship to general quarters


• Radiological: Don battle dress.
(readiness Condition I maybe relaxed 2. Collective Activities.
and readiness Condition II set at CO’s
discretion). Direct the ship to general quarters (if
not previously in effect).
Fill pre-positioned canteens with
potable water.
Implement mandatory water-drinking
Assign personnel to decontamination regimen.
stat ions and assure operability y,
Initiate continuous monitoring and
Post CBR detection and monitoring operation of detection equipment.
teams equipped with required instru-
ments and supplies designated by the Set Circle WILLIAM on ventilation
ship’s CBR defense bill for readiness systems (except Collective Protection
Condition I or II. System [CPS]).

Strike below, as appropriate, vulnerable Radiological: Secure sea chests for


flammable and absorbent weather-deck underwater nuclear detonations, as
materials. directed by the Ship’s CBR defense bill.

Set material condition ZEBRA. Prepare NBC Warning and Reporting


system (NBCWRS) messages for
Limit weather-deck activities to essen- transmission.
tial functions.
3. Shipboard systems—Activate counter-
Post and monitor installed CBR detec-
measures washdown system to operate
tion equipment and materials as desig-
continuously.
nated by the ship’s CBR defense bill.

3. Shipboard systems
DUTIES OF THE DIVISION
Activate countermeasures washdown DAMAGE CONTROL PETTY
system intermittently. OFFICER

Ensure collective protection systems are Damage control petty officers (DCPOs)
fully operational and access/exit proce- normally serve for a period of 6 months. They
dures are in effect. are required to check with the fire marshal and

7-4
damage control assistant (DCA) upon being • Performing such other duties with reference
assigned to or released from these duties. The to damage control and maintenance of
executive officer is the final approving authority division spaces as maybe directed by the
for nomination, replacement, and rotation of all division leading petty officer, division
DCPOs. The duty DCPO performs the normal officer, fire marshal, DCA, and executive
DCPO’s duties in his or her absence. Therefore, officer
the duty DCPO must be fully qualified as a
DCPO.
• Following the ten commandments of
damage control (See fig. 7-1.)
The normal DCPOs and duty DCPOs are
responsible for the following duties:
PHASES OF THE SHIP’S
DAMAGE CONTROL FIRE
Acquainting themselves with all phases of
FIGHTING AND DEFENSE
the ship’s damage control, fire-fighting,
and defense procedures The five phases of the ship’s damage control
fire fighting and defense are the fire-main system,
Assisting with the instruction of division communications equipment, electrical systems,
personnel in damage control, fire-fighting, watertight closures, and ventilation systems.
egress, and CBR defense procedures
Fire-Main System
Ensuring the preparation and maintenance
of a damage control checkoff list for all The fire-main system receives water pumped
spaces under their cognizance from the sea. It distributes this water to fireplugs,

Supervising the setting of specified


damage control material conditions within
division spaces and making required
reports

Weighing portable CO2 bottles, inspecting


and testing damage control and fire-
fighting equipment, and preparing required
reports for approval of the division officer
in accordance with current ship’s instruc-
tions

Ensuring all battle lanterns, dog wrenches,


spanners, and other damage control
equipment are in place and in a usable
condition in all division spaces

Ensuring all compartments, piping, cables,


and damage control and fire-fighting equip-
ment are properly stenciled or identified
by color codes

Ensuring safety precautions and operating


instructions are posted in required division
spaces

Assisting the division officer in the inspec-


tion of division spaces for cleanliness and
preservation and assisting in the prepara-
tion of required reports

Conducting daily inspections of division


spaces for the elimination of fire hazards Figure 7-1.-The ten commandments of damage control.

7-5
sprinkling systems, flushing systems, machinery- The following communication methods are
cooling water systems, washdown systems, and used for DC communications:
other systems as required. The fire-main system
is used primarily to supply the fireplug and the Sound-powered battle telephone circuits
sprinkling system; the other uses of the system are
secondary. Interstation two-way intercoms

Naval ships have three basic types of fire-main Ship’s service telephones
systems: the single-main system, the horizontal-
loop system, and the vertical-loop system. The Ship’s loud speaker or general announcing
type of fire-main system in any particular ship system
depends upon the characteristics and functions of
the ship. Small ships generally have straight-line, Voice tubes
single-main systems. Large ships usually have one
of the loop systems or a composite system, which Messengers
is some combination or variation of the following
three basic types: Detailed information on each method can be
found in Damage Controlman 3 & 2, NAVED-
• The single-main fire-main system consists TRA 10572.
of one main that extends fore and aft. The main
is generally installed near the centerline of Electrical Systems
the ship, extending forward and aft as far as
necessary. DCPOs perform periodic maintenance (PM)
on electrical systems within their division spaces.
• The horizontal-loop fire-main system con-
They must know the location of fuse boxes and
circuit breakers that control the circuits. Proper
sists of two single fore-and-aft, cross-connected
tag out procedures are also required to prevent
mains. The two mains are installed in the same
harm to other crew members while the PM is
horizontal plane but are separated athwartships
performed.
as far as practical.
You should be able to identify the following
electrical systems in your areas:
• The vertical-loop fire-main system consists
of two single fore-and-aft, cross-connected mains. • Lighting
The two mains are separated both horizontally
and vertically. As a rule, the lower main is located • Lighting panels
below the lowest complete watertight deck, and
the upper main is located below the highest • Electrical power outlets
complete watertight deck.
• Motors and fans
• A composite fire-main system consists of
two mains installed on the damage control deck • Casualty power terminals and panels
and separated athwartships. A bypass main is
installed at the lower level near the centerline. • Battle lanterns
Cross connections are installed alternately between
one service main and the bypass main. Watertight Closures

The watertight integrity of a naval ship is


Communications Equipment established when the ship is built. This original
watertight integrity may be reduced or destroyed
Damage control communications are vital to through enemy action, storm damage, collision,
a ship’s survival during emergency conditions. If standing, or negligence. As a duty DCPO, you
adequate damage control (DC) communications will be responsible for ensuring the proper
are not maintained, the entire DC organization material condition is set. Later in this chapter we
could break down rapidly and fail to perform its will discuss in depth the material conditions and
primary functions. required reports.

7-6
Ventilation Systems objectives. In fact, organization is the key to all
successful damage control. The damage control
The purpose of the ventilation system is to organization establishes standard procedures for
maintain a standard of air quality in temperature handling various types of damage. It also sets up
and humidity for personnel habitation and for the training in those procedures so that every person
removal of equipment-generated heat. will know immediately what to do in each
Areas requiring critical temperature control emergency situation.
are supported by heating and/or air conditioning
essential to the equipments’ operation. Normal Both preventive and corrective actions are
operations of the ventilation system are necessary vital. The prevention of damage requires that all
to the removal of internally-generated con- departments carry out the following actions:
taminants, fumes, and humidity.
Ventilation may be accomplished by either 1. Maintain the established material conditions
natural draft or by electrically driven blowers. of readiness
Ventilation systems are designated as supply, 2. Train all departmental personnel in all
exhaust, or recirculating systems. aspects of shipboard damage control
Individual ventilation systems between the 3. Maintain the ship in the best condition
main transverse bulkheads are large piping possible to resist damage
systems that can hinder watertight or fumetight
integrity. This potential problem is overcome by To achieve these goals, the ship’s damage
ventilation closures installed in fire and flooding control organization must be coordinated with
boundary bulkheads where penetrations are other elements of the ship’s organization. There-
necessary. Ventilation systems are not installed fore, each department must assign specific
in spaces that are entered infrequently. That damage control duties to individuals in each
minimizes the number of holes in bulkheads and division. That includes the designations of a
decks and improves resistance to damage. Some divisional DCPO and duty DCPOs. The corrective
examples are storerooms and voids. Wherever aspect of damage control requires the damage
ventilation systems cross fire zone boundaries, fire control battle organization to promptly restore the
dampers are installed at the bulkhead penetration. offensive and defensive capabilities of the ship.
Portable ventilation systems consisting of
electric driven (RED DEVIL) or air-turbine-driven The damage control organization consists of
blowers with attached flexible trunks are available two elements: the damage control administrative
for emergency application when the installed organization and the damage control battle
ventilation is inoperable. Portable ventilation organization.
systems are a primary means of smoke and gas
removal during post fire conditions.
ADMINISTRATIVE ORGANIZATION. —
The damage control administrative organization
is part of the engineering department organiza-
DAMAGE CONTROL,
tion. However, each department has major
FIRE-FIGHTING, EGRESS, AND
administrative and preventive maintenance
CBR DEFENSE PROCEDURES
responsibilities, These responsibilities include the
planned maintenance covering damage control
During a crisis situation, such as battle damage
equipment, systems, and fixtures within the
or shipboard fires, your division’s survival
departmental spaces. Each department head is to
depends on its members’ knowledge and experience
ensure the damage control planned maintenance
in damage control, fire-fighting, egress, and CBR
system (PMS) assignments are completed and that
defense procedures. DCPOs and duty DCPOs are
discrepancies are documented and corrected.
responsible for ensuring division personnel
understand these procedures.
BATTLE ORGANIZATION. —The damage
control battle organization includes damage
Damage Control control central (DCC), various repair parties, and
battle dressing stations. The organization varies
The ship’s damage control organization is the somewhat from one ship to another. The
means by which you can reach the damage control difference will depend upon the size, type, and

7-7
mission of the ship. The battle organization is away, or the spontaneous ignition of various
based on the following principles: combustible substances. Others may start from
the use of spark- or flame-producing tools and
1. All personnel within the organization must equipment in an atmosphere containing explosive
be highly trained in all phases of damage control. vapors, the improper stowage of flammable
They should also be trained in the technical materials, or static electricity. Fires aboard ship
aspects of their ratings to assist in the control of can start from many various causes.
damage.
The prevention as well as the fighting of
2. The organization must be decentralized fires has proved essential to the survival of a
into self-sufficient units. These units must have ship in peacetime and combat. Efforts must be
communication with each other and be able to continually made to reduce the damage resulting
take corrective action to control the various types from fire through elimination of hazards, properly
of damage. maintained and operational fire-fighting equip-
ment, and effectively trained emergent y response
3. One central station (DCC) receives reports parties. As the DCPO or duty DCPO, you should
from all damage control units. This station have an understanding of fire party organization
evaluates and initiates those orders necessary for and responsibilities and the types of fire-fighting
corrective action from a shipwide point of view. agents and their use. This knowledge will enable
This station also reports to and receives orders you to train your division personnel in effective
from command control. These reports concern fire-fighting techniques.
matters that affect the ship’s buoyancy, list trim,
stability, watertight integrity, and CBR defense
measures. FIRE PARTY. —The fire party is a compo-
nent of the ship’s DC organization. The minimum
4. Damage control units assigned work that fire party should consist of sufficient personnel
is peculiar to a single department are under the to perform the functions shown in figure 7-2. A
direct supervision of one of that department’s person for each function is not necessary. A
officers. person may perform one or more functions
simultaneously or sequentially. Each ship will
5. Provisions are made for relief of personnel determine the number of personnel required for
engaged in difficult tasks, for battle messing, and a particular condition. Figure 7-2 shows the
for the transition from one condition of readiness criteria ships use in determining their degree of
to another. Procedures are developed to ensure flexibility in functional fire party assignments. All
all relief crews are informed of the overall ships will have a contingency plan within their
situation. These procedures ensure continual and general emergency bill to augment the assigned
proper action to combat casualties. fire party (for example, other repair lockers,
personnel on board not assigned to the fire party
6. Positive, accurate, and rapid communica-
tions are provided for between all damage or other ships’ recovery, and assistance details).
control units. An overall coordination of effort Fire parties are divided into two types, in-port and
and direction can then be readily accomplished. at-sea fire parties:

7. A repair party, remotely located from • IN-PORT FIRE PARTY. Each duty
DCC, assumes the functions of DCC in the event section must have an effective fire-fighting force.
that DCC becomes a battle casualty. Care must be taken to ensure assigned personnel
have the proper training and experience required
Damage Controlman 3 & 2, NAVEDTRA based on the ship’s general emergency bill.
10572, provides in-depth information about the Personnel should not be assigned to additional
damage control organization, function, and in-port duties that might require them to leave the
responsibilities. ship.

While in port, the fire party may require


Fire fighting additional personnel and material support. These
additional personnel should assemble at a
Some fires aboard ship may start from an designated location and assist in setting fire
enemy hit, a cigarette or match carelessly thrown boundaries. They should be available to back up

7-8
Number of Personnel Function

1
1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Repair Party Leader
2
1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Fire Marshal
1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Scene Leader
3
1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . Team Leader “Attack Team”
2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Nozzleman “Attack Team”
4
4 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Hoseman “Attack Team”
2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Plugman
2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Investigator
4 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Boundaryman
2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Messenger/Phone Talker
1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Electrician
5
1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . NFTI Operator *
1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Access*
1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Reflashwatch*
1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Overhaul*
2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Smoke Control*
1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Post Fire Gas Free Test Assistant*
2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Dewater*
As Assigned . . . . . . . . . . . . . . . . . . . . First Aid6*
7
4 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Rapid Response *

1
Repair locker leader function is required only during Condition I.
2
Fire marshal function is required inport and at-sea during non-Condition I.
3
If conditions warrant, as determined by the scene leader, number 1 nozzleman may assume
team leader responsibilities. The assigned team leader may then carry out other functions as
directed. At a minimum the following situations require a person other than the nozzleman
to perform as a team leader: when hose team(s) requires the use of NFTI to advance and/or
when hoses(2) equipped with vari-nozzles are employed within the same compartment.
4
Number of hosemen required is based on minimum manning for two 1 1/2 inch hoses. More
hosemen may be required based on compartment layout, length of hose run, and size of hose
employed.
5
NFTI operator function may be combined with other functions. At a minimum personnel
assigned the function of scene leader, team leader, nozzleman, investigators, electrician and
overhaulman shall be qualified in its use.
6
All personnel assigned shall be trained in performing basic first aid and burn treatment, and
at least one person should be trained in CPR.
7
The rapid response team is required inport and at-sea during non-Condition 1. The team shall
be lead by the fire marshal. Several of the assigned boundarymen and the electrician may be
used to comprise the remainder of this team.
*Denotes functions which may be performed by personnel assigned other functions.

Figure 7-2.-Minimum fire party functions.

7-9
FIRE DUTIES COLLISION/FLOODING DUTIES

(1) DCC Supervisor/Locker Leader DCC Supervisor/Locker Leader

(2) On-Scene Leader On-Scene Leader


(3) #1 Nozzleman Investigator
(4) #2 Nozzleman Assistant Investigator
(5) #1 Hoseman Shoring Detail
(6) #2 Hoseman Pump Detail
(7) #1 Plugman Shoring Detail
(8) #2 Plugman Shoring Detail
(9) Electrician Electrician
(l0) Accessman/Compartment Tester Pump Detail
(11) Stretcher Bearer Stretcher Bearer
(12) Boundary Setter Boundary Setter
(13) Boundary Setter Boundary Setter
(14) C O2 M a n Pump Detail
(15) Foam Man Pump Detail
(16) Sprinkleman Pump Detail
(17) DCC/Repair Locker Phone Talker DCC/Repair Locker Phone Talker
(18) On-Scene Phone Talker On-Scene Phone Talker

Figure 7-3.-Minimum acceptable duty in-port fire party assignments.

the primary fire team if needed. Figure 7-3 lists


the minimum acceptable duty in-port fire party NUMBER OF
FUNCTION/PROVIDE
assignments. MEN

• AT-SEA FIRE PARTY. Ships are required 1 Scene Leader


to organize an at-sea fire-fighting party (fig. 7-4). 2 Investigator—OBA
It may serve either as a standing organization or 2 OBA Tenders—Kit
as a special detail for evolutions such as weapons 2 Nozzleman—OBA
handling, underway replenishment, helicopter 2 Hoseman—Foam Cans
operations, and towing operations. The at-sea fire 2 Plugman—C0 2 Bottles
party must be prepared to do the following: 1 Talker—Sound Powered
(2JZ) Phones
1. Respond immediately to fire alarms when 1 Messenger—Message Forms
repair parties are not available 1 Electrician—Kit, OBA
2. Extinguish fires effectively without dis- 1 Corpsman—Kit
rupting other ship operations X Aircraft Fire Fighters, as
appropriate
3. Control fires until ongoing critical evolu-
tions can be terminated and general quarters
stations are ready Figure 7-4.-At-sea fire party organization.

7-10
FIRE-FIGHTING AGENTS. —Many materials characteristics and is superior to water in
may be used as fire-fighting agents. The following extinguishing class A fires.
are the fire-fighting agents used most often aboard
naval ships:
• Carbon Dioxide (CO 2). CO2 extinguishes
fires by smothering. Co 2 is about 1.5 times
• Water. Water is a cooling agent, and
heavier than air. That makes CO2 a suitable
extinguishing agent because it tends to settle and
aboard ship the sea provides an inexhaustible
blanket the fire.
supply. If the surface temperature of a fire can
be lowered below the fuels’ ignition temperature, CO 2 is a dry, noncorrosive gas that is inert
the fire will be extinguished. Water is most when in contact with most substances and will
efficient when it absorbs enough heat to raise its not leave a residue that damages machinery or
temperature to 212°F (l00°C). At this electrical equipment. In both the gaseous state and
temperature, the water will absorb still more heat the finely divided solid (snow) state, it is a non-
until it changes to steam. The steam carries away conductor of electricity y regardless of voltage. CO2
the heat, which cools the surface temperature. can be safely used in fighting electrical fires.
C O2 extinguishes the fire by diluting and
A secondary method of water extinguishment displacing its oxygen supply. If gaseous CO2 is
is caused by steam smothering. When water directed into a fire so that sufficient oxygen-
changes into steam by absorbing heat, it expands supporting combustion is no longer available, the
about 1,700 times in volume. The large quantity flames will die out. Depending on what is fueling
of steam displaces the air from the fuel, which the fire, that action will take place when the
smothers the fire. Steam-smothering systems are 21-percent oxygen content, normally present in
installed in boiler casings and catapult troughs. air, is diluted with CO2 below 15 percent oxygen.
Some ordinary combustible class A fires require
• Aqueous Film-Forming Foam. Aqueous that the oxygen content be reduced to less than
film-forming foam (AFFF) is composed of 6 percent to extinguish glowing combustion
synthetically produced materials similar to liquid (smoldering fire). CO 2 has limited cooling
detergents. These film-forming agents are capable capabilities, may not cool the fuel below its
of forming water solution films on the surface of ignition temperature, and is more likely than other
flammable liquids. The Navy mixes AFFF by extinguishing agents to allow reflash. Therefore,
volume in the following proportion: 6 parts of the fire fighter must remember to stand by with
AFFF concentrate to 94 parts water. additional backup extinguishers. The temperature
of the burning substance and its surroundings
AFFF concentrate is a clear to slightly amber- must be below its ignition temperature if the fire
colored liquid concentrate. The AFFF solution of is to remain extinguished.
water and concentrate possesses a low viscosity CO 2 is not an effective extinguishing agent
and spreads quickly over a surface. AFFF for fires in materials that produce their own
concentrate is nontoxic and biodegradable in oxygen supply (as an example, aircraft parachute
diluted form. AFFF concentrate may be stored flares). Fires involving reactive metals, such as
for long periods without losing its effectiveness. magnesium, sodium, potassium, or titanium,
The concentrate will freeze when exposed to cannot be extinguished with CO2. Because of the
temperatures below 32°F (0°C) but can be relatively high temperatures involved, these metal
reused when thawed. fuels decompose CO2 and continue to burn.
AFFF, when mixed with water, provides three
fire-extinguishing advantages. First, it forms an WARNING
aqueous film on the surface of the fuel, which
prevents the escape of the hydrocarbon fuel C O2 can produce unconsciousness and
vapors. Second, the layer of foam effectively death when present in fire-extinguishing
excludes oxygen from the fuel surface. Third, the concentrations. The reaction in such cases
water content of the foam provides a cooling is more closely related to suffocation. A
effect. concentration of 9 percent will cause most
people to lose consciousness within a few
Foam is used mainly to extinguish burning minutes. Caution must be exercised when
flammable or combustible liquid spill fires discharging CO2 in confined spaces.
(class B). AFFF has excellent penetrating

7-11
A typical discharge of liquid CO2 has a white, products are principally hydrogen fluoride and
cloudy appearance caused by finely divided dry hydrogen bromide.
ice particles carried along with the flash vapor. The short discharge time of Halon 1301 (10
Some water will condense from the atmosphere seconds maximum) keeps the thermal decomposi-
creating additional fog, which will persist for a tion products well below lethal concentrations.
long time. The real hazard lies not in the by-products of the
• Halon. Halon is a halogenated hydro-
halon, but rather in the products of combustion
from the fire. Products such as CO, combined
carbon in which one or more of the hydrogen
with the oxygen depletion, heat, and smoke, pose
atoms have been replaced by atoms from the
a greater hazard to personnel. Personnel should
halogen series (fluorine, chlorine, bromine, or
not remain in a space where Halon 1301 has been
iodine). This substitution provides nonflammability
released to extinguish a fire unless an oxygen
and flame extinguishing properties. A halon
breathing apparatus (OBA) is worn. If Halon 1301
numbering system has been developed to describe
should inadvertently be released into a space
the various halogenated hydrocarbons. The first
where no fire exists, personnel can be exposed to
digit in the number represents the number of
5-to-7 percent concentrations of Halon 1301 for
carbon atoms in the compound molecule; the
up to 10 minutes (depending upon the individual)
second digit, the number of fluorine atoms; the
without danger to their health. Halon 1301 can
third digit, the number of chlorine atoms; the
be considered a nontoxic and nonsuffocating
fourth digit, the number of bromine atoms; and
extinguishing agent in the normal 5-to-7-percent
the fifth digit, the number of iodine atoms, if any.
concentrations; however, spaces should be
In this system, terminal zero digits are not
evacuated on halon system discharge.
expressed.
Exposure to Halon 1301 concentrations of up
The two types of halon used aboard Navy to about 7 percent by volume and Halon 1211
ships are Halon 1301 (the most commonly used) concentrations of 2 to 3 percent by volume has
and Halon 1211, introduced for twin-agent little noticeable effect on humans. Exposure to
(AFFF/Halon 1211) applications on flight and Halon 1301 concentrations of between 7 and 10
hangar deck mobile fire-fighting apparatus. percent and Halon 1211 concentrations of between
Portable Halon 1211 extinguishers are also 3 and 4 percent may cause personnel to experience
planned for backfit into vital electronics spaces dizziness and tingling of the extremities. Those
of all surface combatant ships. symptoms indicate mild anesthesia. At Halon
Halon 1301 consists of one atom of carbon, 1301 concentrations above 10 percent and Halon
three atoms of fluorine, no chlorine atoms, 1211 concentrations above 4 and 5 percent, the
one bromine atom, and no iodine atoms. For dizziness becomes pronounced. Subjects feel as
shipboard installation, Halon 1301 is super- if they will lose consciousness (although none
pressurized with nitrogen and stored in compressed have), and physical and mental dexterity is
gas cylinders as a liquid. When released, it reduced. No significant adverse health effects have
vaporizes into a colorless, odorless gas with a den- been reported from the use of Halon 1301 or 1211
sity of approximately five times that of air. as a fire extinguisher since their introduction
Halon 1211 consists of one atom of carbon, into the marketplace.
one atom of chlorine, two atoms of fluorine, and Direct contact with vaporizing liquid being
one atom of bromine. Halon 1211 is also color- discharged from Halon 1301 and Halon 1211 has
less, but it has a sweet smell. Halon 1211 is stored a strong chilling effect on objects and can cause
and shipped as a liquid and pressurized with frostbite and burns to the skin. The liquid phase
nitrogen gas. Pressurization is necessary since the vaporizes rapidly when mixed with air and there-
vapor pressure is too low to convey it properly fore limits this hazard to the immediate vicinity
to the fire area. of the nozzle.
The mechanism by which halon extinguishes
a fire is not thoroughly known. However, Halon
(1211 and 1301) chemically inhibits the flame Note
front; the halons act by removing the active
chemical species involved in the flame’s chain In flammable gas cylinder storerooms, 20
reaction. percent Halon 1301 is required to extinguish
Halon decomposes upon contact with flames or a fire. Therefore, if the system is activated,
hot surfaces above 900°F (482°C). Decomposition personnel must leave the space immediately.

7-12
Halon 1301 is installed and used in fixed PKP is primarily used to extinguish flammable
flooding systems for extinguishing flammable liquid fires but can also be used on electrical fires
liquid fires. Halon 1211 is not used in total (class C). PKP is highly effective in extinguishing
flooding systems. Its lower volatility, plus a high both flammable liquid pool fires and oil spray
liquid density, permits the agent to be sprayed as fires. Although PKP can be used on electrical
a liquid and therefore propelled into the fire zone fires, it will leave a residue that may be hard to
to a greater extent than is possible with other clean. PKP can be used in the galley for fighting
gaseous agents. Halon 1211 will replace Purple- fires on such items as the cooking hood, ducts,
K-Powder (PKP) in twin-agent systems installed and ranges.
on mobile fire-fighting apparatus on aircraft
carriers.
WARNING
• Steam. Steam smothers a fire by reducing
the concentration of oxygen or the gaseous phase The ingredients presently used in PKP are
of the fuel in the air to the point that combustion nontoxic. However, the discharge of large
stops. As long as the steam blanket is maintained, quantities of PKP may cause temporary
it will prevent reignition. breathing difficulty during and immediately
after discharge and may seriously interfere
Since steam is a vapor when applied, it with visibility.
provides little cooling. Additionally, steam
condenses when its supply is shut off. Its volume
decreases rapidly and combustible vapors and air The following is a list of limitations for PKP
rush in to replace it. A fire can reflash if it has use.
not been completely extinguished and cooled. The
temperature of steam itself is high enough to 1. PKP is not effective on materials that con-
ignite many liquid fuels. Steam is hazardous to tain oxygen.
personnel because the heat it carries can inflict 2. PK should not be used in installations
severe burns. where relays and delicate electrical contacts
are present.
• Dry Chemical Extinguishing Agent. PKP 3. PKP is not effective on combustible metals
is a dry chemical principally used as a fire- and may cause a violent reaction.
extinguishing agent for flammable liquid fires. It 4. Where moisture is present, PKP may com-
is used in portable extinguishers and handheld bine with the moisture to corrode or stain
hose-line systems aboard ship. surfaces on which it settles; when possible,
PKP should be removed from all surfaces.
Various additives are mixed with PKP base 5. PKP does not produce a lasting inert at-
materials to improve their storage, flow, and mosphere above the surface of a flammable
water-repellency characteristics. The most com- liquid; consequently, its use will not result
monly used additives are silicones, which coat the in permanent extinguishment if ignition
particles of PKP to make them free flowing and sources such as hot metal surfaces or
resistant to the caking effect of moisture and persistent electrical arcing are present.
vibration. 6. PKP is not effective on fires involving
ordinary combustibles (class A). However,
When PKP is applied to fire, the dry chemical
it can be used to knock down a flaming
extinguishes the flame by breaking the combus-
fire, keeping it under control, until hose
tion chain. PKP does not have cooling capability.
lines are advanced to the scene.
When PKP is applied, an opaque cloud is formed
in the combustion areas. This cloud limits the
Aqueous Potassium Carbonate. Aqueous
amount of heat that can be radiated back to the
potassium carbonate (APC) is used aboard ships
heart of the fire. Less fuel vapor is produced
for extinguishing burning cooking oil and grease
because of reduced radiant heat.
in deep fryers and galley ventilation exhaust ducts.
PKP attacks the chain reaction required to An APC solution consists of 42.2 percent K2CO 3
sustain a fire. It is believed that PKP reduces the and 57.8 percent water. Alkaline solutions such
ability of the molecular fragments to recombine, as APC are often used in combating liquid grease
thereby breaking the chain reaction. fires involving unsaturated animal fat and

7-13
vegetable oil. Upon contact with the burning What you do in the first few moments after a CBR
surface, APC generates a soap-like froth that attack may determine whether or not you survive.
contains steam, which causes CO2 and glycerine Know the symptoms of exposure to radiation and
bubbles to float on top of the burning oil. The to biological and chemical agents. Know the
bubbles exclude air from the surface of the grease action to take when you are exposed and any self-
or oil, which extinguishes the fire. aid and first-aid measures that might help you or
your shipmates. This knowledge may mean the
Egress Procedures difference between life and death.

Escape routes from below-deck spaces to COMPARTMENT CHECKOFF LISTS


weather decks should be clearly marked with
directional arrows and appropriate labeling. Compartment checkoff lists (fig. 7-5) provide
Phosphorescent markings and appropriate emer- an itemized listing of all classified fittings
gency lighting of egress routes, hatches, and and closures used in damage control to set the
ladders will ensure that personnel will be able to specified material condition of readiness. They are
safely find their way topside in the event of a loss originally prepared and furnished by the ship
of ship’s power. builder’s design agent during the construction of
The emergency escape breathing device (EEBD) a ship or class of ships. It is each ship’s respon-
provides personnel with respiratory and eye sibility to keep the lists current. Follow the
protection in an atmosphere that will not support guidelines listed in the Naval Ships’ Technical
life. Manual, chapter 079, volume 2, when you check
All personnel must learn to follow escape and update your compartment checkoff lists.
routes to weather decks by taking part in blind- All compartments must have a compartment
fold drills. Additionally personnel should be checkoff list permanently posted within them in
trained on the location and the proper wearing clear view of the space access. Weather decks that
of EEBDs. The method of and frequency required have damage control facilities must also have a
for egress training are contained in type com- compartment checkoff list posted. The compart-
mander directives. ment name and number are entered on the list
along with all classified fittings and certain other
CBR Defense damage control facilities in the compartment that
are necessary to help damage control personnel
CBR defense means defense against chemical in the performance of their duties. The informa-
or biological agents used in attacks or defense tion listed for each of the classified fittings and
against radiation from nuclear explosions. other facilities on a compartment checkoff list
Personnel must be able to detect and identify includes the following:
contamination, to decide on the protective
measures needed, and to decontaminate ship • Name of item
surfaces, equipment, and personnel.
In studying CBR defense, remember that • Number of item
weapons are always developed and new defense
measures are being established to deal with them. • Location of item
You will need to keep up to date with these
changes. • Purpose of item
The ship’s bills that apply to shipboard CBR
defense include the general emergency bill; the • Classification of item (if classified)
CBR defense bill; and the ship’s battle bill. All
personnel must be indoctrinated and trained to • Division responsibility for the proper
carry out the duties described in these bills. For operation of each fitting
information on the ship’s battle bill and for
additional information on other bills, see When a compartment has more than one
Standard Organization and Regulations of the entrance, duplicate compartment checkoff lists
U.S. Navy, OPNAVINST 3120.32. must be posted at each entrance. The compart-
Personnel under CBR attack should be pro- ment checkoff lists shall be clearly labeled
tected through individual and group measures. DUPLICATE. Partial compartment checkoff lists
Individual protection is of immediate concern. may be desirable when a compartment contains

7-14
Figure 7-5.-Compartment checkoff list.

alcoves. The partial compartment checkoff list main deck, frame 90-120, port side. The DCA
shall be clearly labeled PARTIAL. The item maintains a master copy of each original and
numbers on the partial list must correspond with partial compartment checkoff list on file in DC
the numbers on the original list. Compartment central. The DCA, together with the DCPOs, is
checkoff lists for the weather decks, and other responsible for ensuring that the compartment
decks, may be divided by sections; for example, checkoff lists are posted and correct.

7-15
The individual division officers are responsible is set. Once a material condition is set, no fitting
for maintaining the list in good physical condition. within the condition is to be opened without prior
The commanding officer, assisted by the authorization. Closures that are not modified
DCA, is responsible for filling in the column require permission of the commanding officer to
marked Division Responsibility. be opened. Permission to open a closure is
The divisions concerned are responsible for obtained through the damage control central
securing fittings that are classified as XRAY or (DCC) watch or the officer of the deck (OOD)
YOKE. The ship’s repair parties are responsible when the ship is not manning the general quarters
for securing ZEBRA fittings. stations. Repair party officers control the opening
and closing of all fittings in their assigned areas
MATERIAL CONDITION when the ship is at general quarters. Any change
OF READINESS in the status of a fitting must be reported to DCC
so that the ship’s DC closure log maybe updated.
The term material condition of readiness refers You may open a modified closure without any
to the degree of access and system closure in special authorization. However, you are not
effect at any given time. The securing of access authorized to leave the closure open unattended.
fittings or systems limits the extent of damage that Through careful attention to these procedures, a
could occur to a ship. To prevent interference with ship’s watertight integrity can be maintained at
normal operations, the ship does not maintain a safe level.
maximum closure at all times. The following discussion will help you learn
For damage control purposes, naval ships have about each classification, how the classification
three material conditions of readiness. Each is marked, what group of fittings have the
condition represents a different degree of tightness classification, and when you may or may not open
and protection. The three material conditions of a fitting with that classification.
readiness are called XRAY, YOKE, and ZEBRA. XRAY fittings are marked with a black X.
These titles have no connection with the phonetic These closures are secured during conditions
alphabet. Furthermore, the titles are used in all XRAY, YOKE, and ZEBRA. You must not open
spoken and written communications that concern fittings with this classification without proper
material conditions. authorization. You will find this classification on
Condition XRAY provides the least amount the following access closures:
of protection. It is set when the ship is in no
danger of attack. Examples are when the ship is Doors and hatches to storerooms and
at anchor in a well-protected harbor or when stowage spaces, including cargo ammuni-
secured at a home base during regular working tion spaces
hours.
Condition YOKE provides more protection Hatches that are provided with a scuttle
than condition XRAY. It is set and maintained and lead to magazines and handling rooms
at sea during peacetime and in port during
wartime. It is also maintained in port during Bolted-plate manhole covers
peacetime outside of regular working hours.
Condition ZEBRA is set before a ship leaves Escape scuttles not covered elsewhere
or enters port during wartime. It is also set
immediately, without further orders, when the Doors and hatches located only on the
ship is manning general quarters stations. Also, weather deck and below that are used to
condition ZEBRA is set to isolate and control fires strike down stores and ammunition
and flooding when the ship is not at general
Access to an aircraft fueling station
quarters.
compartment
All watertight, airtight, firetight, and fume-
tight access fittings belong to a certain classifica- Access to escape trunks in machinery
tion of fittings. Although the fittings usually have spaces
a basic classification, a select group of closures
within each of the three material conditions of Access to the arresting gear machinery
readiness are modified. The purpose of the room
modified closures is to allow access to a space that
is secured because of the material condition that Access to the eductor room

7-16
• Access to the capstan and winch control when the ship is at condition YOKE or ZEBRA.
room You will find this classification on the following
closures:
• Access to the chain locker
• Hatches that are provided with a scuttle
• Access to the stores elevator and lead to shaft alleys and pump rooms

• Access to the catapult machinery room • Alternate accesses to machinery rooms

• Access to forced draft blower rooms • Weather-deck hatches not classified as


XRAY
• Access to fan rooms
• Some alternate accesses on the DC deck
CIRCLE XRAY fittings are marked with a and above
black X inside of a black circle. These modified
closures are secured during conditions XRAY, • Access to the windlass room
YOKE, and ZEBRA. However, personnel may
open these fittings without special authorization • Access to the air-compressor room
when proceeding to battle stations or as required
in routine inspection checks. You may open these • Access to the air-conditioning machinery
closures, but you must secure them immediately room
after use. You will find this classification on the
following closures:
• Access to the refrigeration machinery
room
Doors to magazines and handling rooms
• Access to the elevator machinery room
Hatches that do not have a scuttle and lead
to magazines and handling rooms
• Access to the missile director machinery
room
Access to the missile handling and check-
out area compartments
• Access to the drying room

CIRCLE YOKE fittings are marked with a


Scuttles in hatches to the shaft alley, pump black Y inside of a black circle. These modified
rooms, magazines, and handling rooms fittings are secured during conditions YOKE and
ZEBRA. However, these fittings may also be
Access to the gas and fuel station and filter opened without special authorization when per-
rooms sonnel are proceeding to battle stations or as
required in routine inspection checks. Again, you
Access to the oxygen-nitrogen rooms must secure these closures immediately after use.
(compressor and producing) You will find this classification on the following
closures:
Access to the switch gear room, ammuni-
tion hoist, and elevators Hatches that lead to the shaft alley and
pump room and do not have a scuttle
Access to the underwater log room
Scuttles in the deck to the shaft alley and
Access to the equipment rooms that are pump room
unoccupied
Doors at the bottom of the trunk to the
Scuttles for passing ammunition shaft alley and pump room

YOKE fittings are marked with a black Y. Access to the steering gear power and ram
These closures are secured during conditions room
YOKE and ZEBRA. You must have proper author-
ization to open fittings with this classification Access to the chill room

7-17
ZEBRA fittings are marked with a red Z. secured during condition ZEBRA and darken-ship
These closures are secured during condition conditions. You must have proper authorization
ZEBRA. You must have proper authorization to to open fittings with this classification when the
open fittings with this classification when the ship ship is at either condition ZEBRA or darken ship.
is in condition ZEBRA. You will find this You will find this classification on the following
classification on the following closures: closures:

All remaining doors and hatches for • Doors to the weather deck, excluding
routine access those classified XRAY or YOKE, that do
not have a darken-ship switch or a darken-
Access to all shops; labs; and commissary, ship curtain
utility, control, and hospital spaces
• Airports (portholes)
Access to all offices
WILLIAM fittings are marked with a black
Access to equipment rooms occupied W. These fittings are kept open during all material
when associated control room is in use conditions. WILLIAM fittings are secured only
as necessary to control damage or CBR con-
Main access to machinery spaces tamination and to make repairs to the equipment
served. You will find this classification on the
Access to issue rooms following fittings:

Access to the steering gear room Vital sea suction valves that supply the
main and auxiliary condensers, fire pumps,
Access to the enclosed operating stations and spaces that are manned during con-
ditions XRAY, YOKE, and ZEBRA
Access to hangar and flight deck control
stations Vital valves that if secured would impair
the mobility and fire protection of the ship
Access to the garbage disposal room
CIRCLE WILLIAM fittings are marked with
Access to the trash burner and bin room a black W inside a black circle. These fittings are
normally kept open, as is the case with WILLIAM
CIRCLE ZEBRA fittings are marked with a fittings. They must, however, be secured to
red Z inside a red circle. These modified fittings prevent the spread of damage and as a defense
are secured during condition ZEBRA. CIRCLE measure when a CBR attack is imminent. You will
ZEBRA fittings may be opened with the com- find this classification on the following closures:
manding officer’s permission during prolonged
periods of general quarters. The opening of these Doors to the pilot house, flag bridge, and
fittings allows evolutions such as the preparation signal shelter
and distribution of battle rations, opening of
limited sanitary facilities, ventilation of battle Ventilation systems to main and auxiliary
stations, and access for aviation personnel to the machinery spaces, generator spaces, and
flight deck. When open, CIRCLE ZEBRA fittings other systems and fittings serving spaces
must be guarded so that they may be closed in continuous use
immediately if necessary. You will find this
classification on the following closures: If access to a space is through a series of
hatches and/or scuttles, all of the closures that
• Limited doors or scuttles from the weather provide that access must bear the same classifica-
deck to the crews’ galley tion as that of the space. For example, a pump
room is classified as CIRCLE YOKE. This means
• Doors from aviators and flight crew ready it is open during condition XRAY and closed
rooms to the flight deck during condition YOKE. All hatches, scuttles, and
doors that provide access to the pump room must
DOG ZEBRA fittings are marked with a red also be classified CIRCLE YOKE to allow routine
Z inside a black D. These modified fittings are access to the pump room.

7-18
When a fan room door must be kept open to Condition YOKE may also be modified in a
supply air to a fan or to exhaust air from it, the similar manner when appropriate.
door should have the same classification as that
of the fan. For example, a fan room containing All ships are required to prepare and maintain
a YOKE fan has a YOKE door; a room containing a DC closure log (fig. 7-6).
YOKE and ZEBRA fans has a ZEBRA door. All Strict discipline must be maintained in the
other fan room doors are classified XRAY. modification of a material condition of readiness.
A classification has no bearing on the security As mentioned before, you must obtain permission
of a space. A space classified ZEBRA may, for before you change a material condition setting in
security reasons, be locked during condition any way. Obtain the permission from the DCA
YOKE if the space is unattended. However, the or the OOD. During general quarters, repair party
locking must be reported to the DCA or to the officers control the opening and closing of all
OOD. fittings in the assigned areas. The repair party
When material conditions of readiness are officers must keep DCC informed so that the
being set, the ship’s first concern is the require- ship’s DC closure log can be kept up-to-date.
ment for watertight, airtight, firetight, and
fumetight integrity. Living conditions and access The closure log is maintained at all times,
to spaces are secondary requirements. During long whether the ship is in port or under way. The
periods at general quarters, however, condition closure log is used to show the following:
ZEBRA may, with the commanding officer’s
permission, be relaxed to pass battle rations and • Where the existing material condition o f
to allow the crew to use the head facilities. The readiness has been modified
opening of certain weather-deck doors permits
natural ventilation to replace the stuffiness at • The fitting’s type, number, and classifica-
some general quarters stat ions with fresh air. tion

Figure 7-6.-DC closure log.

7-19
The name, rate, and division of the person all damage control equipment, piping, cables,
who requested permission to open or close and compartments are properly stenciled and
the fitting identified.

The date and time the fitting was opened INSPECTIONS OF DIVISION SPACES
or closed
DCPOs are responsible for conducting daily
The date and time the fitting was returned inspections of division spaces for the elimination
to its specified material condition of of fire hazards, They also assist division officers
readiness setting in the inspection of division spaces for fire
hazards and good housekeeping practices. Special
The name and rate/rank of the person emphasis should be placed on safety precautions,
granting permission and operating instructions must be placed in
required spaces.
The commanding officer prescribes the limit
to which the modification of a material condition
of readiness may be approved by the DCA or SUMMARY
OOD. Reporting the temporary closing of a fitting
that should be open is just as important as In this chapter you were introduced to MOPP
reporting the opening of one that should be and risk management and implementation of
closed. For example, a ZEBRA watertight hatch MOPP. New weapons are being developed and
that is secured at the time general quarters is new protective and defensive measures are being
sounded could seriously interfere with personnel established all the time. Therefore, staying up-to-
trying to get to their battle stations. date in the area of CBR defense is important.
The damage control closure log is normally The responsibilities of the duty DCPO are
kept on the quarterdeck in port, on the bridge at both numerous and important. Training your
sea, and in DCC during general quarters. division personnel in damage control, fire
However, if your ship has a 24-hour watch in fighting, egress and CBR defense could save their
DCC at all times, the closure log will be kept there lives during a crisis situation. You must ensure
no matter where the ship is. The closure log is that the material condition of your spaces are
updated when there is a change in the status of properly set and that fire-fighting and damage
a classified closure or fitting. If a classified control equipment are in excellent condition.
closure is to remain open for several days, it must These precautions will provide your division with
be logged open each day. The maximum time a a fighting chance in the event of a fire or CBR
closure or fitting may be logged open is 24 hours. attack.

DIVISION DAMAGE CONTROL REFERENCES


AND FIRE-FIGHTING EQUIPMENT
Damage Controlman 3 & 2, NAVEDTRA 10572,
Numerous pieces of damage control and fire- Naval Education and Training Program
fighting equipment are located in division spaces. Management Support Activity, Pensacola,
They include such items as battle lanterns, dog Fla., 1986.
wrenches, spanners, fire stations, and portable fire
extinguishers. These items must be inspected and Surface Ship Survivability, NWP 62-1, Office of
tested based on the equipment’s maintenance the Chief of Naval Operations, Washington,
requirement cards (MRCs). That includes ensuring D.C. 1989.

7-20
CHAPTER 8

SECURITY REQUIREMENTS
LEARNING OBJECTIVES

Upon completion of this chapter, you should be able to do the following:

1. List the different types of terrorism methods. 3. Explain various types of safeguards against
terrorism.
2. List the six categories of terrorist threats.

Terrorism is the use of tactics by small TERRORISM METHODS


groups to create overwhelming fear, panic, or
The record of terrorist activities directed at
terror through the use of deadly force. Acts
military activities in the past shows that terrorists
of terrorism are usually directed against specific
might use the following methods:
or general targets in the general population
and government. Generally, the goal of terroristic 1. Bombing —Bombing may be used to
acts is to disrupt or destroy the bonds of trust destroy equipment, cause fires, create casualties,
and credibility between a government and its and so forth. The bombs used may be of any
people. Sometimes the goals are to discredit degree of sophistication. Depending on bomb size
or damage a group to achieve specific political and placement, the impact may range from a
aims. minor to a major crisis.
2. Ambush —Rapid ambush attacks are used
Terrorism throughout the world is increasing by individuals or small groups to assassinate
each year. In 1980, the Federal Bureau of individuals, eliminate groups of naval personnel,
Investigation (FBI) classified terrorism as its or destroy or steal assets in remote locations.
third-ranking domestic bureau priority. Acts 3. Armed Attack —An armed attack, usually
of terrorism directed at naval activities or with one or more diversionary actions, is carried
installations have the potential to destroy out by small groups against key personnel or
critical facilities and to injure or kill key critical assets on an installation. The objective is
personnel. They can also impair or delay mission to disrupt the mission of the installation and to
accomplishment or cause incalculable damage create adverse publicity. Normally, terrorists
politically through adverse publicity and public involved in this type of action take hostages only
perceptions. if their attackers try to prevent their escape.
4. Hostage Seizures —A terrorist group may
The complexity of terrorism requires that you, seize a specific hostage or a number of hostages
as a second class petty officer, have a good for ransom, media attention, coercion, or political
understanding of terrorism. You must have the bargaining purposes. The group may make an
knowledge needed to protect yourself and to train armed attack to seize critical assets (ships,
your subordinates to protect themselves. This submarines, aircraft, and so forth) manned with
chapter will provide you with information on personnel. The terrorist group can then use the
terrorism methods, threat conditions, and assets and personnel as leverage to bargain for
safeguards against terrorism. publicity and political advantage.

8-1
5. Sabotage —Terrorist groups may use various table summarizes the more sensitive areas and
sabotage methods to harass and demoralize the threat types that must be included in a
personnel. Some of those methods include fires, commanding officer’s contingency plan.
explosive devices, mechanical devices, chemicals,
psychological abuse, and unauthorized entries into Under Normal Conditions
computers. Commanding Officers Must
Have Ability To Counter
AREAS Treat - Types
Bases 1 2 3 4 5 6
TERRORIST THREAT TYPES 1
Shipyards 2 3 4 5
Terrorist threats are divided into the following Aviation (as an example,
six categories: flight lines) 1 2 3 4 5
Waterfronts 1 2 3 4 5
1. Threat Type One. One or more outsiders
(nongovernment persons) who seek access to a Nuclear Weapons
base or restricted area or asset to perform an Storage 1 2 3 4 5 6
unauthorized act such as vandalism or theft
Communications
Facilities 1 2 3 4 5
2. Threat Type Two. An individual or group,
authorized access to a base or restricted area or Intelligence
asset, seeking to steal or remove an item of Collection/Sensitive
Communication Sites 1 2 3 4 5
government property from the installation
Conventional Arms,
3. Threat Type Three. A disgruntled Ammunition and Ex-
employee seeking to perform an act of sabotage, plosives Storage Sites 1 2 3 4 5 6
data tampering, or wrongful destruction or other-
Bulk Petroleum, Oil,
wise destroy government property or impair and Lubricants (POL)
mission accomplishment (ground fuels, POL
war reserve, etc. ) 1 2 3 4 5
4. Threat Type Four. An individual (outsider) 1
Nuclear Weapons 2 3 4 5 6
or group seeking to make a political statement
(antimilitary, antidefense, antinuclear, and so Conventional Munitions 1 2 3 4 5
forth) by causing adverse publicity, usually
nonviolent in nature, to embarrass the military Small Arms (Armories) 1 2 3 4 5
service 1
Supply items 2 3 4 5
5. Threat Type Five. An individual (outsider) Funds and Negotiable
terrorist, in philosophy and action, seeking access instruments 1 2 3
to a naval installation to commit an act of violence
Drugs, Drug Abuse
(sabotage, bombing, hostage abduction, murder, Items 1 2 3 4
arson, or theft of sensitive matter including
nuclear weapons, conventional arms, ammunition Precious Metals 2 3
and explosives, and so forth) Classified Information/
Material 1 2 3 4
6. Threat Type Six. A 2-to-12 person group
of well-armed, well-trained dedicated terrorists Automatic Data Pro-
cessing (ADP) Facilities 1 2 3 4
seeking access to a naval installation to commit
an act of violence (sabotage, bombing, hostage Aviation 1 2 3 4 5
abduction, murder, arson, or theft of sensitive
matter including nuclear weapons, conventional
arms, ammunition, explosives, and so forth) THREAT CONDITIONS

Commanding officers must have contingency Indications and warnings of terrorist activity
plans to counter the six threat types. The following against naval installations and personnel will

8-2
normally be received from U.S. security authorities. THREAT ASSESSMENTS
They may also be received through the security
agencies of the host countries concerned. Infor- Based on available information, your command
mation may also come from local police forces must determine if the threat is going to be a short-,
or be received directly by a U.S. command or medium-, or long-term threat. Although the Naval
agency as a threat or warning from a terrorist Investigative Service (NIS) can supply those threat
organization. evaluations on request, they must be carefully
analyzed to determine the required THREATCON
The declaration of a THREATCON, in- level.
cluding the security measures it requires,
may be decreed by a U.S. command or agency
or by a local commanding officer or head of
an agency following receipt of intelligence SAFEGUARDS AGAINST
through official sources or following an TERRORISM
anonymous threat message. The Alpha, Bravo,
Charlie, and Delta THREATCONs are described Department of Defense (DOD) policy is to
in the following paragraphs: protect to the best of its ability DOD facilities,
equipment, and personnel and their dependents
• THREATCON ALPHA—This condition
from terrorist acts. Particular attention is given
to informing and protecting high-risk targets.
is a general warning of possible terrorist activity,
High-risk targets include the following:
the nature and extent of which are unpredictable.
The circumstances do not justify the declaration
of a THREATCON BRAVO. Key DOD personnel

U.S. Military Assistance Advisory Groups


• THREATCON BRAVO—This condition (MAAGs) and other military missions
is declared when an increased and more predictable
threat of terrorist activity exists even though no
Technical assistance field teams
particular target is identified. The security
measures required during this condition may have
Training and advisory teams
to be maintained for weeks without causing undue
hardship, without affecting operational capability,
and without aggravating relations with local Defense attaché offices
authorities.
Nuclear weapons sites

• THREATCON CHARLIE—This condition Recruiting offices


is declared when an incident occurs or when
intelligence is received indicating that some form
Small communications, liaison, and admin-
of terrorist action against an installation or
istrative activities considered to be especially
personnel is imminent. The security measures
vulnerable to terrorist acts
required during this condition for more than short
periods will probably create hardship and will
Absolute protection against terrorist activities
affect the peacetime activities of the installation
is impossible. Therefore, protective plans and
and its personnel.
procedures are based upon a balance between the
degree of protection desired, mission require-
• THREATCON DELTA—A terrorist attack ments, and available manpower and fiscal
has occurred or intelligence has been received that resources.
terrorist action against a specific location is likely.
Normally, this THREATCON is declared as a The most cost-effective, broadly based method
localized warning. of organizing an antiterrorism effort is to integrate
it as much as possible with crisis management
Each naval installation or command provides procedures. Those procedures should set up ways
instructions on the measures its personnel should to prevent, control, or contain natural and man-
take during each of the four THREATCONs. made crises. Essentially, specific antiterrorism

8-3
planning involves the use of two defensive SUMMARY
measures:
Acts of terrorism directed at naval personnel,
activities, or installations have the potential to
1. Intelligence—Intelligence consists of infor-
destroy critical facilities and to injure or kill
mation obtained through threat assessment and
personnel. They can also impair or delay command
continuing contacts with the NIS or command
missions and cause incalculable damage.
intelligence personnel. An organization must have
This chapter provided information on terrorist
access to intelligence to prepare for or forestall
methods, terrorist threat types, conditions, and
terrorist incidents.
assessments. By understanding those elements of
terrorism, you are better prepared to assist in
2. Target Hardening and Procedural Safe-
safeguarding yourself, other personnel, installa-
guards—Target Hardening and Procedural Safe-
tions, and equipment against terrorist activity.
guards consist of security measures established to
Be on the lookout for suspicious personnel,
protect critical and sensitive activity assets against
vehicles, and materials on and around your work
terrorist threats. An organization’s safeguards
facility. Call the Security Office if anything
must present an increased cost and risk to
appears unusual or suspicious.
professional terrorists.

Additionally, each of us plays active roles REFERENCES


in safeguarding both property and personnel
Department of the Navy Physical Security and
against terrorism. We should constantly be
Loss Prevention, OPNAVINST 5530.14B, Chief
on guard against suspicious personnel, vehicles,
of Naval Operations, Washington, D.C., 1988.
and materials around our work facilities.
We should report any suspicious personnel, Protection of DOD Personnel and Resources
vehicles, or materials to the security depart- Against Terrorist Acts, SECNAVINST 3850.1A,
ment. Secretary of the Navy, Washington, D.C., 1982.

8-4
INDEX

A Chemical, biological, and radiological defense,


7-1
Advising and counseling, 2-13 mission oriented protective posture (MOPP),
advising and counseling process, 2-16 7-1
advising and counseling sessions, 2-14 MOPP levels and associated counter-
measures, 7-1
Assistant Secretary of the Navy (Financial
Management), 1-7 Chief of Naval Operations, 1-8
Assistant Secretary of the Navy (Manpower and Chief of Naval Personnel, 1-10
Reserve Affairs), 1-7 Command assessment team (CAT), 3-3
Assistant Secretary of the Navy (Research, action planning, 3-4
Engineering, and Systems), 1-7 data sources, 3-3
Assistant Secretary of the Navy (Shipbuilding and frequency of assessment, 3-4
Logistics), 1-8 inspections, 3-4
Command Managed Equal Opportunity
(CMEO), 3-1
B CMEO as an EO management system, 3-2
command assessment team (CAT), 3-3
Basic Skills Program, 4-9 command requirements, 3-2
command training team (CTT), 3-2
Budgeting, 4-13
Navy Rights and Responsibilities (NR&R)
indebtedness, 4-16
workshops, 3-3
use of credit, 4-14
purpose of CMEO, 3-1
Bureau of Medicine and Surgery, 1-11
Command training team (CTT), 3-2
Commandant of the Marine Corps, 1-10
C Communications equipment, 7-6
Compartment checkoff lists, 7-14
Career Counseling Program, 4-11
CBR defense, 7-14
CBR protective clothing, 6-16 D
chemical protective overgarment, 6-18
chemical-protective footwear covers, 6-19 Damage control, 7-7
chemical-protective glove set, 6-20 administrative organization, 7-7
impregnated clothing, 6-16 to 6-17 battle organization, 7-7
ordinary work clothing, 6-20 Damage control petty officer, 7-4
wet-weather clothing, 6-20 Defense Activity For Non-Traditional Education
CBR protective equipment, 6-9 Support (DANTES), 4-10
CBR protective clothing, 6-16
CBR protective masks, 6-9 Department of Defense (DOD), 1-4
CBR protective masks, 6-9 Joint Chiefs of Staff, 1-5
MCU-2/P protective mask, 6-13 Secretary of Defense (SECDEF), 1-4
ND Mk V protective mask, 6-10 Department of the Navy, 1-5

INDEX-1
E Fire-fighting agents, 7-11
aqueous film-forming foam, 7-11
Educational programs, 4-9 aqueous potassium carbonate, 7-13
Basic Skills Program, 4-9 carbon dioxide (CO2), 7-11
Career Counseling Program, 4-11 dry chemical extinguishing agent (PKP), 7-13
Defense Activity for Non-traditional Educa- halon, 7-12
tion Support (DANTES), 4-10 steam, 7-13
Enlisted Education Advancement Program water, 7-11
(EEAP), 4-10 Fire fighting and defense, 7-5
Human Resource Management Program, communications equipment, 7-6
4-10 electrical systems, 7-6
instructor duty, 4-10 fire-main system, 7-5
Instructor Services Program, 4-9 ventilation systems, 7-7
Military Assistance Advisory Groups/Mis- watertight closures, 7-6
sions, 4-10 Fire Party, 7-8
National Apprentice Program, 4-9 at-sea, 7-10
Navy Campus, 4-9 in-port, 7-8
Navy Diver, Explosive Ordnance Disposal, Fire-main system, 7-5
and Special Warfare Programs, 4-11 Foot protection, 6-7
overseas duty, 4-10
Program for Afloat College Education
(PACE), 4-9 G
recruiting, 4-10
Servicemembers Opportunity College, Navy, Guaranteed Assignment Retention Detailing
4-9 (GUARD) Program, 4-8
submarines, 4-11
Tuition Assistance Program, 4-9
Egress procedures, 7-14 H
Electrical safety, 6-6
Head protection, 6-7
Electrical safety petty officer, 6-21
Heat Stress Program, 6-6
Electrical Safety Program, 6-21 Human Resource Management Program, 4-10
electrical hazards and precautions, 6-22
handtools, 6-22
portable electric power tools, 6-24 I
program responsibilities, 6-21
Electrical systems, 7-6 Incentive Educational Special-Duty Programs, 4-7
Electromagnetic radiation hazards, 6-9 educational program, 4-9
Enlisted Education Advancement Program incentive program, 4-7
(EEAP), 4-10 Incentive programs, 4-7
Equal opportunity, 2-6 Guaranteed Assignment Retention Detailing
(GUARD) Program, 4-8
Evaluations, 4-5
Lateral Conversion Program, 4-8
function of the review board, 4-6
Navy Nuclear Propulsion Program, 4-9
general categories of performance, 4-6
Personnel Exchange Program, 4-8
- -
schools, 4-8
Selective Conversion and Reenlistment Pro-
F
gram, 4-8
Selective Reenlistment Bonus, 4-8
Family Service Centers, 4-16
Selective Training and Reenlistment Pro-
Financial management information, 4-11 gram, 4-8
Fire fighting, 7-8 Strategic Weapons System Training Pro-
egress procedures, 7-14 gram, 4-9
fire party, 7-8 Indebtedness, 4-16
fire-fighting agents, 7-11 information and referral services, 4-17

INDEX-2
instructional methods and techniques, 5-4 Money management, 4-12
demonstration method, 5-5 allotments, 4-13
discussion method, 5-5 budgeting, 4-13
lecture method, 5-4 checking account, 4-12
Instructor duty, 4-10 savings account, 4-12
Instructor Services Program, 4-9 Monthly training plan, 5-15
Mopp levels and associated countermeasures, 7-1
MOPP level-1, 7-2
J MOPP level-2, 7-3
MOPP level-3, 7-3
Joint Chiefs of Staff, 1-5 MOPP level-4, 7-4

L
N
Lateral Conversion Program, 4-8
Leadership, 2-1 National Apprentice Program, 4-9
advising and counseling, 2-13 Naval Air Systems Command, 1-11
equal opportunity, 2-6 Naval Data Automation Command, 1-13
leadership skills, 2-6 Naval Education and Training Command, 1-12
leadership style, 2-10 Naval Facilities Engineering Command, 1-12
Navy Leader Development Program Naval Intelligence Command, 1-12
(NAVLEAD), 2-1 Naval Legal Service Command, 1-12
role of the leading petty officer (LPO), 2-2 Naval Oceanography Command, 1-13
time management, 2-5 Naval organization, 1-1
Leadership skills, 2-6 chain of command for combat forces, 1-3
Leadership style, 2-10 congressional action, 1-2
Long-range training plan, 5-9 early development of the Navy, 1-1
modifications to the Navy’s organization,
1-2
M refinements of the Navy’s organization, 1-2
relationship to the Department of Defense,
M258A1 skin decontaminating kit, 6-20 1-3
facial skin decontamination, 6-21 Naval Sea Systems Command, 1-11
general skin decontamination, 6-21 Naval Security and Investigative Command, 1-12
Master chief petty officer of the Navy, 1-9 Naval Security Group Command, 1-12
Material condition of readiness, 7-16 Naval Space Command, 1-12
CIRCLE WILLIAM, 7-18 Naval Supply Systems Command, 1-11
CIRCLE XRAY, 7-17 Naval Telecommunications Command, 1-12
CIRCLE YOKE, 7-17 Navy Campus, 4-9
CIRCLE ZEBRA, 7-18 Navy Department, the, 1-6
DOG ZEBRA, 7-18 Assistant Secretary of the Navy (Financial
WILLIAM, 7-18 Management), 1-7
XRAY, 7-16 Assistant Secretary of the Navy (Manpower
YOKE, 7-17 and Reserve Affairs), 1-7
ZEBRA, 7-18 Assistant Secretary of the Navy (Research,
MCU-2/P protective mask, 6-13 Engineering, and Systems), 1-7
donning procedures, 6-16 Assistant Secretary of the Navy (Shipbuilding
leak check and removal, 6-15 and Logistics), 1-8
mask adjustment and preparation, 6-14 Bureau of Medicine and Surgery, 1-11
selection of mask size, 6-14 Chief of Naval Operations, 1-8
Military Assistance Advisory Groups/Mis- Chief of Naval Personnel, 1-10
sions, 4-10 Commandant of the Marine Corps, 1-10
Mission Oriented Protective Posture (MOPP), master chief petty officer of the Navy, 1-9
7-1 Naval Air Systems Command, 1-11
risk assessment, 7-1 Naval Data Automation Command, 1-13

INDEX-3
Navy Department—Continued P
Naval Education and Training Command,
1-12 Performance and evaluations, 4-1
Naval Facilities Engineering Command, 1-12 evaluations, 4-5
Naval Intelligence Command, 1-12 standards of performance, 4-4
Naval Legal Service Command, 1-12 report of enlisted performance evaluation,
Naval Oceanography Command, 1-13 4-3
Naval Sea Systems Command, 1-11 Personnel Exchange Program, 4-8
Naval Security and Investigative Command,
Personal financial management, 4-11
1-12
money management, 4-12
Naval Security Group Command, 1-12
Naval Space Command, 1-12 Personnel safety and damage control, 6-1
Naval Supply Systems Command, 1-11 CBR protective equipment, 6-9
Naval Telecommunications Command, 1-12 electrical hazards and precautions, 6-22
Office of Program Appraisal, 1-7 Electrical Safety Program, 6-21
Office of Legislature Affairs, 1-7 electromagnetic radiation hazards, 6-9
Office of the Auditor General, 1-7 foot protection, 6-7
Office of the General Counsel of the Navy, head protection, 6-7
1-8 M258A1 skin decontaminating kit, 6-20
Office of the Judge Advocate General, 1-7 role of the supervisor, 6-2
operating forces, 1-13 safety in the work center, 6-1
shore activities reporting to the CNO, 1-13 safety inspections, 6-3
Space and Naval Warfare Systems Com- safety programs, 6-3
mand, 1-10 toxic material hazards, 6-7
Navy Diver, Explosive Ordnance Disposal, and training and education, 6-2
Special Warfare, Programs, 4-11 Petty officer quality control review board, 4-6
Navy Hearing Conservation Program, 6-4 career opportunities, 4-7
Navy Leader Development Program career planning, 4-7
(NAVLEAD), 2-1 President (Commander in Chief), 1-4
Navy Nuclear Propulsion Program, 4-9
Professional development, 4-1
Navy Rights and Responsibilities (NR&R)
Family Service Centers, 4-16
workshops, 3-3
Standards of performance, 4-4 incentive educational special-duty programs,
record keeping and evaluating, 4-6 4-7
performance and evaluations, 4-1
ND Mk V protective mask, 6-10
petty officer quality control review board, 4-6
canister replacement, 6-12
care of the ND MK V mask, 6-12 Program for Afloat College Education (PACE),
donning the ND MK V mask, 6-11 4-9
fitting and testing the ND MK V mask, 6-11 Programs and Policies, 3-1
Command Managed Equal Opportunity
(CMEO), 3-1
O

Office of Information, 1-7 Q

Office of Legislative Affairs, 1-7 Quarterly Training Plan, 5-13


Office of Program Appraisal, 1-7
Office of the Auditor General, 1-7 R
Office of the General Counsel of the Navy, 1-8
Recruiting, 4-10
Office of the Judge Advocate General, 1-7 Report of Enlisted Performance Evaluation, 4-3
Operating forces, 1-13 Respiratory Protection Program, 6-5
Overseas duty, 4-10 Risk assessment, 7-1

INDEX-4
S Training, 5-1
effective training, 5-1 to 5-2
Safety inspections, 6-3 instructional methods and techniques, 5-4
Safety programs, 6-3 methods of, 5-2
Electrical Safety Program, 6-21 unit training program, 5-9
Heat Stress Program, 6-6 Training accomplishment records, 5-15
Navy Hearing Conservation Program, 6-4 Training methods, 5-2
Respiratory Protection Program, 6-5 apprenticeship method, 5-2
Sight Conservation Program, 6-5 career or professional development training,
Schools, 4-8 5-3
Secretary of Defense (SEC DE F), 1-4 group training, 5-3
Security requirements, 8-1 in-house training method, 5-3
terrorism, safeguards against, 8-3 on-the-job training, 5-3
terrorism methods, 8-1 orientation training, 5-3
terrorist threat types, 8-2 refresher training, 5-3
threat assessments, 8-3 school of hard knocks method, 5-2
threat conditions, 8-2 schoolhouse method, 5-3
Selective Conversion and Reenlistment Program, Tuition Assistance Program, 4-9
4-8
Selective Reenlistment Bonus, 4-8
Selective Training and Reenlistment Program, U
4-8
Servicemembers Opportunity College, Navy, 4-9 Unit Training Program, 5-9
Shore Activities Reporting to the CNO, 1-13 long-range training plan, 5-9
Short-range training plan, 5-13 Monthly Training Plan, 5-15
Sight Conservation Program, 6-5 Quarterly Training Plan, 5-13
Space and Naval Warfare Systems Command, short-range training plan, 5-13
1-10 Weekly Training Schedule, 5-15
Strategic Weapons System Training Program, 4-9 Use of credit, 4-14
Submarines, 4-11 cost of credit, 4-15
credit rating, 4-15
principles of credit, 4-14
T

Terrorism, 8-1 to 8-3 V


methods of, 8-1
safeguards against, 8-3 Ventilation systems, 7-7
threat assessments, 8-3
threat conditions, 8-2
threats, types of, 8-2 W
Time management, 2-5
goal setting, 2-5 Watertight closures, 7-6
Toxic material hazards, 6-7 Weekly Training Schedule, 5-15

INDEX-5
Assignment Questions

Information: The text pages that you are to study are


provided at the beginning of the assignment questions.
ASSIGNMENT 1

Textbook Assignment: “Naval Organization,” chapter 1, pages 1-1 through 1-16, and
“ L e a d e r s h i p , ” chapter 2, pages 2-1 through 2-17.

1-1. When first established, the Navy 1-6. The operating forces are made up of
operated under what governmental which of the following types of
department? commands?

1. War 1. Unified
2. Defense 2. Specified
3. Interior 3. Both 1 and 2 above
4. Congressional 4. Overseas

1-2. What document authorized Congress to 1-7. Under the President, which of the
establish the Navy? following officials exercises both
operational and administrative
1. Navy Regulations authority over the Navy’s combatant
2. The Articles of War forces?
3. The United States Constitution
4. The Declaration of Independence 1. The Chief of Naval Operations
2. The Chief of Naval Personnel
1-3. The Commander in Chief exercises 3. The Secretary of the Navy
ultimate authority over the Navy, 4. The Secretary of Defense
Army, Air Force, Marines, and Coast
Quard. What official has always been 1-8. The Chief of Naval Operations has
the commander in chief? direct operational authority over a
Navy operating force which is
1. The Secretary of War assigned to a unified command.
2. The Secretary of the Navy
3. The Fleet Admiral of the Navy 1. True
4. The President of the United States 2. False

1-4. During the 1800s, what civilian 1-9. The power to declare an emergency and
official exercised direct control of to call out the military Reserves
the Navy? belongs to what official(s)?

1. The Secretary of War 1. The Congress


2. The Secretary of the Navy 2. The Secretary of the Navy
3. The Secretary of State 3. The Chief of Naval Operations
4. The President of the United States 4. The President of the United States

1-5. What military official exercises 1-10. The President has the power to order
command of the Shore Establishment? the armed forces into action before
Congress declares war.
1. Commander, Naval Military Personnel
Command 1. True
2. The Chief of Naval Education and 2. False
Training
3. The Chief of Naval Operations
4. The Chief of Naval Personnel

1
1-11. What President o r d e r e d n a v a l a i r 1-17. Which of the following U.S.
a c t i o n a g a i n s t North Vietnamese gun government agencies is the largest?
boats?
1. The State Department
1. F. D. Roosevelt 2. The Department of Defense
2. L. B. Johnson 3. The Department of the Navy
3. J. F. Kennedy 4. The Internal Revenue Service
4. R. M. Nixon
1-18. Which of the following Department of
1-12. What President ordered a naval Defense officials is a member of the
quarantine of Cuba? President’s cabinet

1. F. D. Roosevelt 1. The Secretary of Defense


2. L. B. Johnston 2. The Secretary of the Army
3. J. F. Kennedy 3. The Secretary of the Navy
4. J. E. Carter 4. The Secretary of the Air Force

1-13. What President ordered foreign 1-19. What official exercises direct
submarines in U.S. waters to be sunk control over the Department of
on sight? Defense?

1. F. D. Roosevelt 1. The President


2. J. F. Kennedy 2. The Vice President
3. R. M. Nixon 3. The Secretary of Defense
4. J. E. Carter 4. The Chairman of the Joint Chiefs
of Staff
1-14. What President sent troops into Saudi
Arabia to prevent Iraq from extending 1-20. The chairman of the Joint Chiefs of
aggression into Saudi Arabia? Staff is appointed by what official?

1. F. D. Roosevelt 1. The President


2. J. F. Kennedy 2. The Vice President
3. J. E. Carter 3. The Secretary of the Navy
4. G. F. Bush 4. The Secretary of Defense

1-15. In 1949, the Army, Navy, and Air Force 1-21. Which of the following armed forces
became part of the Department of is NOT represented on the JCS?
Defense under what authorization?
1. The Army
1. Executive Order 42 2. The Air Force
2. An Amendment to the National 3. The Coast Guard
Security Act 4. The Marine Corps
3. Presidential proclamation
4. A Department of Defense order 1-22. The Joint Chiefs of Staff makes up
the immediate military staff of which
1-16. What official is at the top of the of the following officials?
military chain of command withiun the
Department of Defense? 1. The Secretary of the Navy
2. The Secretary of the Army
1. The President 3. The Secretary of Defense
2. The Secretary of Defense 4. The Secretary of the Air Force
3. The Joint Chiefs of Staff
4. The Chief of Naval Operations

2
1-23. Who is/are the principal military 1-28. In matters of financial management,
advisor(s) to the National Security which of the following persons
Council? exercises overall control for the
Navy?
1. The Chief of Naval Operations
2. The Commandant, U.S. Marine Corps 1. The Auditor General
3. The Chiefs of Staff, U.S. Army and 2. The Judge Advocate General
Air Force 3. The Comptroller of the Navy
4. All of the above 4. The Deputy Undersecretary of the
Navy
1-24. Of the following U.S. military
o r g a n i z a t i o n s , which one is made part 1-29. Printing and publications are the
of the Navy during time of war? responsibility of which of the
following assistant secretaries of
1. The Army Corps of Engineers the Navy?
2. The Air Force Reconnaissance
Command 1. Financial Management
3. The Coast Guard 2. Shipbuilding and Logistics
4. The Merchant Fleet 3. Manpower and Reserve Affairs
4. Research, Engineering, and Systems
1-25. The Department of the Navy is headed
by what civilian official? 1-30. What officer normally has precedence
over all other officers in the Navy?
1. The Secretary of the Defense
2. The Secretary of the Navy 1. The Chief of Naval Personnel
3. The Undersecretary of the Navy 2. The Chief of Naval Operations
4. The Chief of Naval Operation 3. The Commandant of the Marine Corps
4. The Chairman, Joint Chiefs of
1-26. Which of the following offices is/are Staff
part of the Navy Department?
1-31. If a Navy officer is the chairman of
1. The operating forces of the Navy the Joint Chiefs of Staff, what
2. The shore establishment of the Navy officer has precedence in the Navy?
3. Both 1 and 2 above
4. Office of the Judge Advocate 1. The Chief of Naval Personnel
General 2. The Chief of Naval Operations
3. The Chairman, Joint Chiefs of
1-27. Congressional proceedings that affect Staff
the Department of the Navy are 4. The Commandant of the Marine Corps
monitored by which of the following
offices? 1-32. The Chief of Naval Operations, by
virtue of the position, is also a
1. The Office of Legislative Affairs member of the
2. The Office of Information
3. The Office of the General Counsel 1. President’s cabinet
of the Navy 2. Joint Chiefs of Staff
4. The Office of the Judge Advocate 3. National Security Council
General 4. Senate Armed Services Committee

3
1-33. The Chief of Naval Operations has 1-38. Which of the following commanders
which of the following reports directly to the CNO?
responsibilities?
1. Commander, Naval
1. Directing the administration of the Telecommunications Command
Naval Reserves 2. Commander, Naval Oceanography
2. Determining personnel and material Command
requirements of the Navy 3. Commander, Naval Intelligence
3. Formulating the Navy’s strategic Command
plans and policies 4. Each of the above
4. All of the above
1-39. Which of the following commands is
1-34. T h e o f f i c e o f t h e M a s t e r C h i e f P e t t y the central authority for ensuring
Officer of the Navy (MCPON) was that airborne and shipboard
created in 1967 in response to which electronics meet Navy standards?
of the following events?
1. NAVAIR
1. A SECNAV task force on retention 2. SPAWAR
2. A request by a committee of CPOs 3. NAVSEA
3. A request by the Fleet Reserve 4. NAVSUP
Association
4. A recommendation by a committee of 1-40. Which of the following commands is
senior officers the central authority for ship
safety, explosives, and explosive
1-35. Each MCPON normally serves a tour ordnance disposal?
length of what total number of years?
1. NAVSEA
1. One 2. SPAWAR
2. Two 3. NAVSUP
3. Three 4. NAVFACENGCOM
4. Four
1-41. Which of the following commands is
1-36. The MCPON has which of the following responsible for directing the
duties? Department of the Navy’s (DON)
security program and fulfilling DON
1. Serves as primary enlisted advisor counterintelligence responsibilities?
to the Chief of Naval Operations
2. Advises the Chief of Naval 1. The Naval Intelligence Command
Personnel on all active and retired 2. The Naval Security Group Command
personnel and their dependents 3. The Naval Security and
3. Serves in an advisory capacity on Investigative Command
various boards pertaining to 4. The Naval Telecommunications
enlisted personnel Command
4. All of the above
1-42. Which of the following officials
1-37. On duties external to the Department would NOT be part of a unit’s
of the Navy (DON), the Commandant of operational chain of command?
the Marine Corps reports to which of
the following persons? 1. Type commander
2. Task group commander
1. The Chief of Naval Operations 3. Joint Chief of Staff
2. The Secretary of the Defense 4. Secretary of the Navy
3. The Secretary of the Navy
4. Both 2 and 3 above

4
1-43. Which of the following naval 1-49. Supervision is the ability of a
activities can be placed under the leader to accomplish which of the
command of operating forces? following objectives?

1. Supply depots 1. Get the job done


2. Ship repair facilities 2. Oversee the work process
3. Naval air facilities 3. Both 1 and 2 above
4. Each of the above 4. Develop close friendships

1-44. A l e a d i n g p e t t y o f f i c e r ( L P O ) i s 1-50. Through extensive research, the U.S.


expected to fulfill which of the Navy identified a total of how many
following roles? leadership skills of a superior
performers?
1. Technical expert
2. Leader 1. 10
3. Mentor 2. 12
4. All of the above 3. 14
4. 16
1-45. Concrete learners have which of the
following characteristics? 1-51. Which of the following is NOT an
effective time management practice?
1. They prefer to treat each situation
as a new case 1. Set goals
2. They tend to be withdrawn 2. Start with the most important
3. They like to combine theory with goals
application 3. Make a decision about a piece of
4. They use feedback from others paper the second time you read it
4. Make a daily “to do” list
1-46. Active learners have which of the
following qualities? 1-52. Delegating authority to your people
is important because it will
1. They prefer to be objective encourage your subordinates to seek
learners responsibility for managing tasks.
2. They like to combine theory with
application 1. True
3 . They like systematic approaches or 2. False
theories
4. T h e y p r e f e r t o t r e a t e a c h s i t u a t i o n 1-53. When you appoint someone in a work
as a new case group to be in charge of an assigned
task, you are exercising which of the
1-47. An effective leader uses time following leadership competencies
efficiently. (skills)?

1. True 1. Delegating authority


2. False 2. Rewarding subordinates
3. Planning and organizing
1-48. Which of the following personnel 4. Demonstrating self-control
is/are responsible for carrying out
equal opportunity?

1. The commanding officer


2. The division officer
3. The leading petty officer
4. All of the above

5
1-54. Which of the following actions should 1-59. An effective leader transfers
you take before you reprimand a knowledge and skill to subordinates
person? in which of the following ways?

1. Identify the facts 1. By setting an example of how to do


2. Always counsel the person in a job
private 2. By providing information and
3. Both 1 and 2 above encouragement
4. Always give the person a warning in 3. By making trainlng opportunities
public available
4. Each of the above
1-55. After reprimanding a person, you have
not noticed any signs of improvement. 1-60. Which of the following traits is the
What should you do next? key to building an effective team?

1. Berate the person 1. Flattery


2. Treat the person as if nothing has 2. Cooperation
happened 3. Personal example
3. Refer the problem to the LPO or 4. Personal ambition
division officer
4. Display your anger 1-61. A leader’s realistic expectations are
those doubts and concerns about the
1-56. Leadership is the ability to direct ability of others to perform.
and motivate people on a
person-to-person basis toward mission 1. True
accomplishment. 2. False

1. True 1-62. Coercer style leaders are ineffective


2. False in which of the following situations?

1-57. Which of the following leadership 1. When a crisis occurs


actions demonstrate(s) self-control? 2. When subordinates must solve
problems, t a k e i n i t i a t i v e , o r
1. Controlling anger innovate
2. Remaining calm in potentially 3. When a situation requires a leader
explosive situations to issue directions based on
3. Both 1 and 2 above information or a perspective
4. Never getting angry subordinates have no need to know
4. When emergencies occur, requiring
1-58. A petty officer should use which of a quick response
the following techniques when trying
to i n f l u e n c e h i s o r h e r s u b o r d i n a t e s ? 1-63. Leaders who have an authoritarian
leadership style expect to lead and
1. Persuade or sell ideas make their own decisions.
2. Make others feel weak
3. Do not share information 1. True
4. Do not explain why a job must be 2. False
done

6
1-64. Affiliator style leaders have which of 1-68. What type of counseling session
the following traits? should you use when an individual is
not performing at a level consistent
1. They develop only short-range goals with unit or command standards?
and plans
2. They motivate primarily by threats 1. Personal
3. They do not develop subordinates’ 2. Career
skills 3. Performance
4. They give subordinates specific 4. Disciplinary
negative feedback of a personal
nature 1-69. What type of counseling session
should you use when an individual has
1-65. If you are effective in advising and violated a specific rule or
counseling subordinate, you will regulation?
achieve which of the following
results? 1. Personal
2. Career
1. Solve the problems more quickly by 3. Performance
dealing with them within the work 4. Disciplinary
group
2. Increase morale by building trust
3. Both 1 and 2 above
4. Increase the pressure on superiors
by not resolving situations at your
own level

1-66. What type of counseling session should


you use when an individual is seeking
options or ideas about career paths?

1. Personal
2. Career
3. Performance
4. Disciplinary

1-67. What type of counseling session should


you use when a person has difficulty
coping with situations either on or
off the job?

1. Personal
2. Career
3. Performance
4. Disciplinary

7
ASSIGNMENT 2

Textbook Assignment: “Programs and Policies,” chapter 3, pages 3-1, through 3-4 and
“ P r o f e s s i o n a l D e v e l o p m e n t , ” chapter 4, pages 4-1 through 4-17.

2-1. The pursuit of an environment free 2-4. Which of the following statements
from discrimination is an element of concerning Navy Rights and
leadership. Responsibilities (NR&R) workshops is
NOT correct?
1. True
2. False 1. All personnel must attend an NR&R
workshop within 90 days of
2-2. The Command Managed Equal Opportunity reporting to a new permanent duty
(CMEO) program directs the command to station
take which of the following actions? 2. Commands must conduct NR&R
training frequently enough to keep
1. Create and maintain a positive the class size below 20 people
equal opportunity climate within 3. Lesson topics for NR&R workshops
the command are locally prepared
2. Identify and resolve equal 4. Commands hold an annual all-hands
opportunity/sexual harassment NRRR workshop
problems and concerns
3. Ensure that merit, a b i l i t y , 2-5. Which of the following factors is/are
performance, and potential are the used when gathering command
only factors that affect individual demographic information?
promotion, training, duty
assignments, and any other action 1. Age
4. All of the above 2. Gender
3. Race
2-3. A command with 250 military personnel 4. All of the above
must have at least how many command
training team (CTT) members? 2-6. The Navy’s enlisted performance
evaluation system is designed to
1. Five fairly and equitably evaluate an
2. Two individual’s worth to the Navy. For
3. Three which of the following purposes is
4. Four the performance evaluation used?

1. To determine an individual’s
eligibility for reenlistment or
honorable discharge
2. To determine an individual’s
qualifications for the Navy’s
special duty programs
3. To select personnel for
advancement
4. Each of the above

8
2-7. Performance evaluations are 2-11. Which of the following guidelines
categorized as Periodic, Transfer, and should you follow when assigning
Other. Which of the following would evaluation marks?
NOT normally be an occasion for an
Other type of report? 1. Opinions should not be formed on
the basis of only one or two
1. Interdepartmental transfer isolated observations of
2. Bad-conduct discharge performance
3. Retirement 2. All traits for an individual
4. Advancement should be assigned the same mark
3. The opinions of others should
2-8. Guidelines for preparing personnel never be used in evaluating an
evaluations are found in which of the individual
following publications? 4. Personal relationships should be
considered
1. Standard Organization and
Regulations of the U.S. Navy 2-12. In the Navy’s enlisted performance
2. Bibliography for Advancement Study evaluation system, what minimum
3. NAVMILPERSCOMINST 1616.1 numerical values are assigned to (a)
4. United States Navy Regulations a satisfactory performer and (b) one
who performs above expectation?
2-9. Personnel in paygrades E-6 and below
do NOT require an evaluation mark in 1. (a) 3.0 (b) 3.4
which of the following areas? 2. (a) 3.0 (b) 3.8
3. (a) 2.8 (b) 3.8
1. Leadership 4. (a) 2.8 (b) 3.4
2. Management
3. Self-expression 2-13. A person’s ability to perform tasks
4. Personal traits without being told how or when to do
them is measured by what enlisted
2-10. In evaluating personnel, which of the performance evaluation trait?
following factors should you consider?
1. Initiative
1. Each paygrade has equally high 2. Reliability
standards of performance 3. Military bearing
2. Individuals should be compared with 4. Personal behavior
all others within a work center
3. Individuals should be compared with 2-14. A person’s success in inspiring
all others in the same command subordinates and achieving goals is
4. When possible, personnel in each measured by what enlisted performance
paygrade should be compared only evaluation trait?
with others in the same rate and
rating 1. Personal behavior
2. Counseling
3. Directing
4. Advising

2-15. When evaluating performance, you are


permitted to exercise subjective
judgement in which of the following
areas?

1. Counseling
2. Initiative
3. Overall evaluation
4. Military knowledge/performance

9
2 - 1 6 . When you maintain personnel 2-20. People often choose which of the
performance records on individuals, following reasons for making the Navy
you must take certain actions to a career?
ensure compliance with the Federal
Privacy Act of 1974 and the Freedom of 1. Travel
Information Act. These actions 2. Retirement
include the responsibility to inform 3. Job security
individuals that they have which of 4. Each of the above
the following rights?
2-21. You can find incentive program
1. The right to examine and make eligibility requirements in which of
copies of their record the following publications?
2. The right to discuss differences
they have with entries 1. Standard Organization and
3. The right to request changes by Regulations of the U.S. Navy
higher authority of unresolved 2. Enlisted Transfer Manual
differences 3. Retention Team Manual
4. Each of the above 4. Both 2 and 3

2-17. The Petty Officer Quality Control 2-22. The Selective Reenlistment Bonus
Review Board reviews the performance (SRB) program is designed to achieve
records of personnel in which of the which of the following goals?
following paygrades?
1. To provide a reenlistment
1. E-4 through E-6 incentive for all first-time
2. E-4 through E-7 reenlistees
3. E-4 through E-7 2. To reenlist sailors in ratings
4. E-5 through E-9 that are undermanned
3. To encourage people to change
2-18. If the Petty Officer Quality Control their rating to a “sea-going”
Review Board determines that the rating
performance of the petty officer is 4. Each of the above
below standard, which of the following
actions could it take? 2-23. Which of the following incentive
programs may be able to help you
1. Process the petty officer for change your rating?
administrative separation
2. Reduce the petty officer to the 1. Lateral Conversion
next inferior paygrade 2. Selective Training and
3. Advise the petty officer that it Reenlistment
would be in his or her personal 3. Guaranteed Assignment Retention
benefit to request either a Detailing
transfer to the Fleet Reserve or 4. Each of the above
the U.S. Navy retired list or Naval
Reserve retired list 2-24. Which of the following programs is
4. Each of the above designed to teach basic skills in
English, reading, mathematics, and
2-19. After enlisting in the Navy, who is writing?
primarily responsible for insuring
that you better yourself, move ahead, 1. Navy Campus Certificate/Degree
grow more knowledgeable, and become Program
better qualified? 2. Basic Skills Program
3. Program for Afloat College
1. You Education
2. Your division leading petty officer 4. College Level Examination Program
3. Your division chief petty officer
4. Your division officer

10
2-25. To be considered for instructor duty, 2 - 3 1 . You may encounter which of the
you should exhibit which of the following disadvantages when buying
following traits? on credit?

1. Maturity 1. Overbuying
2. Loyalty to the Navy 2. Paying higher credit prices as
3. Good leadership ability compared to cash prices
4. All of the above 3. Paying interest charges
4. All of the above
2-26. Which of the following locations is
NOT considered overseas duty? 2-32. If you receive a verification request
for a Navy person, you are NOT
1. Hawaii permitted to provide which of the
2. Alaska following information?
3. New Mexico
4. Puerto Rico 1. The person’s membership in the
Navy
2-27. Special warfare combat swimmers would 2. The person’s station address
most likely be found serving in which 3. The statement of the person’s
of the following units? basic pay
4. The member’s social security
1. Fleet diver number
2. SEAL
3. EOD 2 - 3 3 . The provisions for discharge because
4. Submarine of nonpayment of legal debts can be
found in which of the following
2-28. The purpose of the Navy’s Tuition manuals?
Assistance (TA) Program is to provide
financial assistance to eligible 1. Naval Military Personnel Manual
personnel who attend educational 2. U.S. Navy Regulations
institutions on a voluntary, off-duty 3. Enlisted Transfer Manual
basis. 4. Retention Team Manual

1. True 2 - 3 4 . The Navy expects its personnel to pay


2. False their debts in a proper and timely
manner.
2-29. The policy of the Department of the
Navy is “ t o p r o m o t e h a b i t s o f t h r i f t 1. True
and encourage... c o n d u c t o f f i n a n c i a l 2. False
affairs in such a manner as to reflect
credit upon the naval service.” 2-35. In matters pertaining to
Indebtedness, you are NOT authorized
1. True to perform which of the following
2. False functions?

2-30. When preparing a budget you should 1. Arbitrate claims about the private
consider which of the following items financial debts of your personnel
first? 2. Act as an agent or collector for a
creditor
1. Food 3. Both 1 and 2 above
2. Clothing 4 . Encourage your people to conduct
3. Savings their financial affairs in a way
4. Housing that reflects credit upon
themselves and the Navy

11
2-36. Improper use of credit can create a 2 - 4 1 . The total amount of money paid to a
financial nightmare that can adversely member after all deductions and
affect your personal life in which of allotments are paid, often called
the following areas? take-home pay, is known by which of
the following terms?
1. Your job
2. Your family life 1. Gross income
3. Your mental and physical health 2. Fixed expenses
4. All of the above 3. Flexible expenses
4. Net Income
2-37. As suggested by the U.S. Department of
Labor, approximately what percentage 2 - 4 2 . Those sums of money deducted from
of take-home pay should you budget for gross income to pay debts such as
food? insurance premiums, debts due the
United States, and family support are
1. 5% known by which of the following
2. 11% terms?
3. 23%
4. 25% 1. Net income
2. Allotments
2-38. As suggested by the U.S. Department of 3. Gross income
Labor, approximately what percentage 4. Deductions
of take home pay should you budget for
housing? 2 - 4 3 . Expenses that are the same each month
are known by which of the following
1. 5% terms?
2. 10%
3. 25% 1. Gross income
4. 50% 2. Fixed expenses
3. Flexible expenses
2-39. The total amount of salary before any 4. Net income
deductions is known by which of the
following terms? 2 - 4 4 . Expenses that change from month to
month, sometimes called variable
1. Gross income expenses, are known by which of the
2. Deductions following terms?
3. Flexible expenses
4. Allotments 1. Flexible expenses
2. Net Income
2-40. The amount of money taken from pay for 3. Allotments
income tax, s o c i a l s e c u r i t y , a n d o t h e r 4. Gross Income
reasons is known by which of the
following terms? 2-45. The services provided by various
Family Service Centers (FSCs) may
1. Gross income vary as a result of which of the
2. Fixed expenses following conditions?
3. Deductions
4. Net income 1. Command and community makeup
2. Needs of personnel
3. Both 1 and 2 above
4. Lack of participation by personnel

12
2-46. Navy Campus provides’ which of the 2-49. In reference to the Instructor
following services? Services Program, which of the
following statements is true?
1. Coordinates off-duty education for
Navy personnel 1. The total cost to enroll in the
2. Provides Strategic Weapons System program is $25,00
(SWS) training 2. The program cannot be used to gain
3. Prepares enlisted performance vocational skills
evaluations 3. The students pay no tuition
4. Prepares duty-preference cards 4. The program provides a means for
getting academic credit
2-47. The Enlisted Education Advancement
Program (EEAP) provides a means of 2-50. Which of the following tests are
obtaining which of the following types offered free of charge to military
of degrees? personnel through the Defense
Activity for Non-Traditional
1. Associate Educational Support (DANTES)?
2. Baccalaureate
3. Masters 1. DANTES Subject Standardized Tests
4. Doctorate 2. College admission tests
3. College Level Examination Program
2-48. Navy personnel may use tuition (CLEP) tests
assistance for which of the following 4. All of the above
purposes?

1. High school completion


2. Vocational and technical training
3. College courses leading toward
undergraduate and graduate degrees
4. All of the above

13
A S S I G N M E N T 3

Textbook Assignment: “Training,” chapter 5, pages 5-1 through 5-17 and “Personnel Safety
and Damage Control,” chapter 6, pages 6-1 through 6-25.

3-1. Which of the following features are 3-6. Career or professional development
required to create an effective unit training is designed to develop and
training program? improve the knowledge, skills, and
abilities of your people to prepare
1. Compatibility them to fill positions of greater
2. Instruction and evaluation responsibility?
3. Analysis and improvement
4. All the above 1. True
2. False
3-2. As a general rule, training in a work
situation is most effective under 3-7. The group method of training is most
which of the following conditions? effective in which of the following
situations?
1. In large groups, early in the day
2. In large groups, late in the day 1. To provide hands on practice with
3. In small groups, early in the day complex equipment
4. In small groups, late in the day 2. To provide skill training on a
specific subject
3-3. Which of the following is considered 3. To provide practical experience
to be an effective training period and with dangerous equipment
training cycle? 4. To provide information to a large
number of people at the same time
1. 15 to 30 minutes, twice a week
2. 45 to 60 minutes, three times a 3-8. A command that sends a person to a
week Navy school to learn a new skill
3. 1 to 3 hours, once a week gains which of the following
4. 1 to 3 hours, three times a week advantages?

3-4. Which of the following training 1. The person can later transfer the
methods is the least effective? new skill to another command
2. The person can teach the new skill
1. The “school of hard knocks” method to other members of the crew
2. The apprenticeship method 3. The person can be retained on
3. The schoolhouse method board for a longer period of time
4. The in-house training method 4. The person can take leave during
the training period
3-5. Which of the following training
methods is the most effective?

1. The “school of hard knocks” method


2. The apprenticeship method
3. The schoolhouse method
4. The in-house training method

14
3-9. The in-house training on your ship may 3-14. Oral questions during a training
be group, apprenticeship, schoolhouse, session are used for which of the
or any combination of the three. following purposes?
Which of the following requirements
should these training methods meet? 1. To stimulate trainee thought
2. To arouse interest
1. The needs of the command 3. To focus the trainees’s attention
2. The desires of the students 4. All of the above
3. The needs of the instructor
4. The promotion requirements of the 3-15. The Long-Range Training Plan is the
student basic instrument for informing
personnel of training goals and
3-10. Which of the following types of in- operating schedules.
house training is a priority for a
person who has just reported aboard? 1. True
2. False
1. Career
2. Refresher 3-16. The Long-range training plan should
3. On-the-job include which of the following
4. Orientation information?

3-11. Which of the following methods is the 1. The annual employment schedule
most effective in getting the trainees 2. A list of all required
to think constructively while examinations/inspections/
interacting with the rest of the certifications/assist visits
group? 3. Both 1 and 2 above
4. The Weekly Training Schedule
1. The Lecture method
2. The Discussion method 3-17. Which of the following training plans
3. The Demonstration method indicates what training is to be
4. The individual study method conducted on specific days and who
the instructor will be?
3-12. Which of the following techniques
should you follow when conducting a 1. The Yearly Training Plan
classroom discussion? 2. The Quarterly Training Plan
3. The Monthly Training Plan
1. Build up a background for the 4. The Weekly Training Plan
discussion
2. Ask thought-provoking discussion 3-18 Training records must be kept to an
questions absolute minimum and need only be
3. Both 1 and 2 above maintained to show what training has
4. Do not accept incorrect answers been accomplished and what remains to
be done.
3-13. The performance step is the step in
which the trainees practice under 1. True
supervision until they have attained 2. False
the require proficiency.
3 - 1 9 . Which of the following goals are part
1. True of the Navy safety programs?
2. False
1. Ensuring safe working conditions
2. Reducing material loss
3. Reducing injuries
4. Each of the above

15
3-20. Safety-minded supervisors are 3-26. Which of the following personnel
considered the key to successful should always be present during a
mishap prevention programs for which safety inspection?
of the following reasons?
1. The division officer
1. They have routine contact with 2. The department head
personnel and equipment 3. The personnel who work in the
2. They know the work areas and space
hazards involved 4. The master at arms
3. They can take immediate action
4. Each of the above 3-27. The basic guidance for Navy
Occupational Safety and Health
3-21. What is the most common cause of (NAVOSH) is contained in which of the
mishaps in the Navy? following publications?

1. Apathy 1. OPNAVINST P-5100


2. Skylarking 2. OPNAVINST 5100.23B
3. Lack of knowledge or skill 3. OPNAVINST 5100.19A
4. Long working hours 4. OPNAVINST 5102.1A

3-22. Which of the following methods will 3-28. To accomplish the objectives of the
you find to be the most effective when Navy Hearing Conservation Program,
teaching safety habits? which of the following actions should
you take?
1. Discussions
2. Training films 1. Survey work spaces
3. Hands-on practice 2. Require periodic hearing tests
4. Classroom lectures 3. Educate personnel in causes of
hearing loss
3-23. Which of the following publications 4. All of the above
contains pages that make good safety
posters? 3-29. Which of the following is the most
common work-related source of noise?
1. Fathom
2. All Hands 1. Gun or rocket firings
3. Navy Times 2. Marine engines
4. Navy Customer Service Manual 3. Aircraft launches
4. High-speed tools
3-24. Which of the following points should
be considered by personnel who conduct 3-30. Navy personnel should be encouraged
safety inspections? to wear hearing protective devices
while mowing their lawns at home.
1. They should keep an open mind at
all times 1. True
2. They should know what to look for 2. False
3. They should use a checklist during
inspections 3-31. Equipment or spaces should be labeled
4. All of the above as hazardous i f n o i s e i s p r o d u c e d a t
which of the f o l l o w i n g s o u n d l e v e l s ?
3-25. First-line supervisors should hold
random informal inspections for 1. 80 dB
hazards at least how often? 2. 110 dB
3. 150 dB
1. Daily 4. Both 2 and 3 above
2. Weekly
3. Monthly
4. Quarterly

16
3-32. A worker should wear double hearing 3-38. Which of the following contaminants
protection when working around noise results from the incomplete
sources above what prescribed sound combustion of coal, wood, and oil?
level?
1. Fumes
1. 94 dB 2. Dust
2. 100 dB 3. Smoke
3. 104 dB 4. Mist
4. 140 dB
3-39. Fine liquid droplets suspended in air
3-33. When protective devices do not provide by condensation or atomization will
noise reduction to a level below 84 cause which of the following
dB, which of the following actions contaminants?
should be taken?
1. Fumes
1. Secure noisy equipment 2. Dust
2. Reduce exposure time 3. Smoke
3. Remove personnel from the area 4. Mist
4. Reduce the number of personnel
operating equipment 3-40. Small solid particles created by the
breaking up of larger particles by
3-34. Supervisors and visitors who are in machine shop tools will cause which
the vicinity of eye-hazardous of the following contaminants?
operations are required to wear
protective equipment, 1. Fumes
2. Dust
1. True 3. Smoke
2. False 4. Mist

3-35. In areas where personnel may be 3-41. Which of the following methods
exposed to corrosive materials, which affords the best personnel protection
of the following items must be from industrial respiratory hazards?
available? 1. Exhaust ventilation systems
2. Airtight working spaces
1. Protective eyewear 3. Surgical masks
2. Eyewash facilities 4. Respirators
3. Warning signs
4. Each of the above 3-42. When, if ever, would a surgical mask
be considered as adequate for
3-36. Personnel just passing through an eye industrial respiratory protection?
hazard area do NOT need eye protection
as long as they keep moving. 1. During fueling operations
2. While using cleaning solvents
1. True 3. While spray painting
2. False 4. Never

3-37. Which of the following contaminants is 3-43. An air-purifying type of respirator


formed from condensation of vaporized can be used in a space that has
solids? insufficient oxygen.

1. Fumes 1. True
2. Dust 2. False
3. Smoke
4. Mist

17
3-44. The OBA can be used for which of the 3-49. Navy personnel who are assigned work
following situations? in construction or ship repair must
obtain safety shoes at their own
1. Painting a void expense.
2. Sandblasting a void
3. Fighting a fire in a void 1. True
4. Each of the above 2. False

3-45. Respirator cartridges use which of the 3-50. Hazardous material labels are
following means for identifying the required on which of the following
type of contaminant against which they items?
are useful?
1. Materials with a flash point of
1. Color codes 190°F
2. Raised letters 2. Materials that are unstable if
3. Fluorescent letters heated
4. Alphanumeric codes 3. Corrosive materials that do not
burn
3-46. Prolonged exposure of personnel to 4. Each of the above
excessive heat and humidity while
under a continued work load can result 3-51. Which of the following effects is
in which of the following conditions? known to be caused by overexposure to
rf radiation?
1. Heat stress
2. Heat stroke 1. Loss of reproductive ability
3. Heat exhaustion 2. Loss of muscle tissue
4. Each of the above 3. An increase in body temperature
4. Each of the above
3-47. Voltages of 115 and below are very
dangerous. 3-52. Safety limitations for exposure to rf
radiation have been established by
1. True the Naval Medical Command. These
2. False limits are based on which of the
following criteria?
3-48. One of your workers reports that a
typewriter is not working properly. 1. Beam power density and exposure
Upon inspecting it, you notice it has time
a frayed plug. Which of the following 2. Antenna size and exposure time
actions should you take? 3. Beam power density and proximity
4. Antenna size and proximity
1. Wrap the plug with insulation tape
and allow the person to continue 3-53. While working near a radar antenna,
typing you accidentally touch a guard rail
2. Have the person stop typing and that has a significantly large
call the electric shop supervisor induced rf voltage. You could suffer
3. Put a rubber mat under the typist’s which of the following effects?
chair and allow the person to
continue typing 1. Pain
4. Wiggle the cord until the 2. Skin damage
typewriter works and allow the 3. Involuntary reflex action
person to continue typing 4. Each of the above

18
3-54. What are the most important deterrents 3-60. The useful life of a mask’s filter
against rf burns? element depends on which of the
following conditions?
1. Rubber gloves and shoe soles
2. rf hazard warning signs 1. Weight of the wearer
3. Training and awareness 2. Work rate of the wearer
4. Equipment design modifications 3. Breathing rate of the wearer
4. Each of the above
3-55. Which of the following items can be
used for protection from chemical 3 - 6 1 . When the filter canister for the Mk V
warfare (CW) agents? protective mask is left in its
original hermetically sealed
1. Masks container, what is its shelf life?
2. Clothing
3. Nerve agent antidotes 1. 2 to 3 years
4. Each of the above 2. 4 to 6 years
3. 7 to 10 years
3-56. What is your personal first line of 4. Indefinite
defense in chemical warfare?
3 - 6 2 . The size of the MCU-2/P protective
1. Work clothing mask issued to each person depends on
2. A protective mask which of the following factors?
3. Impregnated clothing
4. Protective gloves 1. Hat size
2. Face length
3-57. A protective mask protects the wearer 3. Thickness of hair
against which, i f a n y , o f t h e 4. Distance from ear to ear
following gases?
3 - 6 3 . When you don or adjust the MCU-2/P
1. Carbon monoxide mask, which of the following mask
2. Carbon dioxide parts should NOT be held?
3. Ammonia
4. None of the above 1. The canister
2. The voicemitter
3-58. When entering an area that has a 3. The head harness
deficiency of oxygen, you must wear 4. The outlet valve assembly
which of the following masks?
3-64. In an actual chemical threat
1. MCU-2/P s i t u a t i o n , what should be the first
2. M17A1 step in donning the MCU-2/P mask?
3. OBA
4. ND MK V 1. Remove your glasses
2. Remove your hat
3-59. The mechanical filter in the filtering 3. Stop breathing
system of protective masks clears the 4. Grab the mask
inhaled air of which of the following
kinds of contaminants? 3-65. Since large droplets of CW agent may
penetrate impregnated clothing, which
1. Solid particles only of the following types of clothing
2. Liquid particles only should be worn topside as the outside
3. Solid and liquid particles garment over the impregnated
4. Toxic vapors clothing?

1. Wet-weather clothing
2. Asbestos clothing
3. Reflective clothing
4. Ordinary work clothing

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3-66. What is the effective shelf life of 3-70. The electrical safety petty officer
the chemical-protective overgarment works with which of the following
(a) before and (b) after it is removed officers in the performance of his or
from its protective envelope? her duties?

1. (a) 1 year ; (b) 30 days 1. Operations officer


2. (a) 5 years; (b) 14 days 2. Quality control officer
3. (a) 10 years; (b) 30 days 3. Electrical safety officer
4. (a) 10 years; (b) 14 days 4. Division officer

3-67. The chemical-protective overgarment 3-71. Prior to being assigned as an


provides continuous protection within electrical safety petty officer, you
a chemically contaminated environment should meet which of the following
for what maximum number of hours? qualifications?

1. 6 hours 1. Complete a basic


2. 2 hours electrical/electronics school or
3. 12 hours equivalent training
4. 24 hours 2. Be fully PQS qualified in Ships
Maintenance and Material
3-68. The M258A1 decontamination kit is used Management (3-M), watchstation
for which of the following CBR 301, maintenance personnel
exposures? 3. Be fully PQS qualified as a
Division Safety Petty
1. Biological and radiological Officer/Electrical Safety Petty
contamination Officer
2. Blood agents or radiation burns 4. All the above
3. Blister and nerve agents
4. Nerve gas and phosphorous burns 3-72. Electrical safety is the
responsibility of all hands.
3-69. The purpose of the Navy’s Electrical
Safety Program is to provide guidance 1. True
to assist in the identification of 2. False
electrical hazards, and to prevent
mishaps that could cause fatal
injuries and extensive damage to
shipboard equipment.

1. True
2. False

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ASSIGNMENT 4

Textbook Assignment: “CBR DEFENSE/DAMAGE CONTROL,” chapter 7, pages 7-1 through 7-20, and
“Security Requirements”, chapter 8, pages 8-1 through 8-4.

4-1. The mission oriented protective 4-6. What condition of material readiness
posture (MOPP) provides for measures is set during MOPP level-3?
against which of the following types
of attacks? 1. CIRCLE WILLIAM
2. YOKE
1. Chemical 3. ZEBRA (modified)
2. Biological 4. ZEBRA
3. Radiological
4. Thermonuclear 4-7. What condition of material readiness
is set during MOPP level-4
4-2. There are a total of how many levels
of MOPP? 1. CIRCLE WILLIAM
2. YOKE
1. One 3. ZEBRA (modified)
2. Two 4. ZEBRA
3. Three
4. Four 4-8. Duty damage control petty officers
(DCPOs) normally serve for a total of
4-3. Under MOPP level-l, which of the how many months?
following items will provide chemical
protection? 1. 3 months
2. 6 months
1. Masks 3. 9 months
2. Clothing 4. 12 months
3. Atropine
4. All of the above 4-9. In the absence of the DCPO, who
performs his or her duties?
4-4. What condition of material readiness
if set during MOPP level-l? 1. The DCA
2. The DCPO
1. CIRCLE WILLIAM 3. The LPO
2. YOKE 4. The WCS
3. ZEBRA (modified)
4. ZEBRA 4-10. Following the ten commandments of
damage control is the responsibility
4-5. What condition of material readiness of all DCPOs and duty DCPOs.
is set during MOPP level-2?
1. True
1. CIRCLE WILLIAM 2. False
2. YOKE
3. ZEBRA (modified)
4. ZEBRA

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4-11. The five phases of a ship’s damage 4-17. Preventive and corrective actions are
control firefighting and defense vital to damage control.
include the firemain system,
communication equipment, watertight 1. True
closures, ventilation systems, and 2. False
what other systems?
4-18. What damage control organization
1. Hydraulic systems includes damage control central
2. Electrical systems (DCC)?
3. Water cooling systems
4. Propulsion systems 1. Administration
2. Battle
4-12. Which of the following types of 3. Communication
firemain systems is generally found 4. Firefighting
aboard small ships?
4-19. Ship fire parties are divided into
1. Horizontal-loop which of the following types?
2. Single-main only
3. Vertical-loop only 1. Inport and at-sea
4. Single-main and vertical-loop 2. Large and small
3. Normal and emergency
4-13. What type of firemain system consists 4. Quick response and delayed action
of two mains installed on the damage
control deck and is separated 4-20. Which of the following is NOT a
athwartships? primary firefighting agent used
aboard naval ships?
1. A composite firemain system
2. A horizontal firemain system 1. C0 2
3. A straight firemain system 2. PKP
4. A vertical firemain system 3. Steam
4. Sand
4-14. When is the watertight integrity of a
naval ship established? 4-21. Which of the following fire fighting
agents is a clear to slightly amber-
1. Prior to getting under way colored liquid concentrate?
2. At sea
3. Prior to general quarters 1. AFFF
4. When the ship is built 2. Aqueous Potassium Carbonate
3. Halon
4-15. What is the primary means of smoke and 4. Water
gas removal during post fire
conditions? 4-22. C0 2 is about how many times heavier
than air?
1. Back-up air supply systems
2. Installed ventilation systems 1. 1.0
3. Natural ventilation 2. 1.5
4. Portable ventilation systems 3. 2.0
4. 2.5
4-16. What is the key to successful damage
control? 4 - 2 3 . A i r d i l u t e d w i t h C O2 w i l l e x t i n g u i s h
a fire below what prescribed percent
1. Firefighting of oxygen?
2. Flood control
3. Organization 1. 12%
4. Manpower availability 2. 15%
3. 18%
4. 21%

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4 - 2 4 . C O2 i s m o r e l i k e l y t h a n o t h e r 4-30. Who maintains the master copies of
fire-fighting agents to allow which of each original and partial compartment
the following conditions to occur? checkoff list?

1. Explosions 1. The CHENG


2. Residue buildup 2. The CMAA
3. Reflash 3. The DCA
4. Electrical shock 4. The XO

4-25. Halon 1301 discharges in a maximum of 4-31. What material condition provides the
how many seconds? least amount of protection aboard
ship?
1. 5 seconds
2. 10 seconds 1. WILLIAM
3. 15 seconds 2. XRAY
4. 20 seconds 3. YOKE
4. ZEBRA
4-26. Which of the following statements
pertaining to PKP is NOT true? 4-32. What type of fitting is marked with a
red Z inside a black D?
1. PKP has a high cooling capability
2. PKP forms an opaque cloud 1. XRAY
3. PKP attacks the chain reaction 2. CIRCLE WILLIAM
required to sustain a fire 3. WILLIAM
4. PKP is primarily used to extinguish 4. DOG ZEBRA
flammable liquid fires
4-33. The closure log is maintained under
4-27. Which of the following statements which of the following conditions?
pertaining to PKP is true?
1. Emergency only
1. PKP produces a lasting inert 2. Inport only
atmosphere 3. Underway only
2. PKP is effective on class A fires 4. At all times
3. PKP can be used to fight galley
fires 4-34. Division damage control and
4. PKP can not be used on electrical firefighting equipment must be
fires inspected and tested in accordance
with which of the following
4-28. Which of the following devices will publication?
provide personnel with respiratory and
eye protection in an atmosphere that 1. Manufactures’ technical manuals
will not support life? 2. Maintenance Requirement Cards
3. Naval Ships’ Technical Manuals
1. EEBD 4. Posted operating procedures
2. MK5
3. OBA 4-35. Who is responsible for conducting
4. SCBA daily inspections of division spaces
for the elimination of five hazards?
4-29. What you do in the first few moments
after a CBR attack may determine 1. The XO
whether or not you survive? 2. The DCPO
3. The LPO
1. True 4. The WCS
2. False

23
4-36. Small groups that create overwhelming 4-43. Specific anti-terrorism planning
f e a r , p a n i c , or terror are said to be involves the establishment of what
using what tactic to accomplish their total number of defenses to prevent
goals? terrorist acts?

1. Coercion 1. One
2. Intimidation 2. Two
3. Politics 3. Three
4. Terrorism 4. Four

4-37. In 1989, the FBI gave terrorism what 4-44. You should report anything you think
domestic bureau priority? is suspicious to security?

1. First 1. True
2. Second 2. False
3. Third
4. Fourth 4-45. What THREATCON musst be capable of
being maintained for weeks without
4-38. Acts of terrorism are NOT usually causing undue hardship?
directed against specific or general
targets in the general population and 1. ALPHA
government. 2. CHARLIE
3. BRAVO
1. True 4. DELTA
2. False
4-46. On request, what agency can supply
4-39. Terrorist threats are divided into a threat evaluations?
total of how many categories?
1. CIA
1. Two 2. FBI
2. Four 3. Local Police
3. Six 4. NIS
4. Eight
4-47. It is the policy of what agency to
4-40. A general warning of possible protect its personnel, their
terrorist activity would be declared dependents, facilities, and equipment
as what type of THREATCON? from terrorist acts?

1. ALPHA 1. CIA
2. BRAVO 2. DOD
3. CHARLIE 3. FBI
4. DELTA 4. NIS

4-41. THREATCON DELTA indicates that a 4-48. Your commanding officer may declare a
terrorist attack has occurred? THREATCON following an anonymous
threat message?
1. True
2. False 1. True
2. False
4-42. Absolute protection against terrorist
activities is possible? 4-49. Terrorism throughout the world is
decreasing every year?
1. True
2. False 1. True
2. False

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4-50. What terrorist threat type involves a 4-52. When an incident occurs or when
individual or group seeking to make a intelligence is received indicatin
political statement which is usuall that some form of terrorist actio
nonviolent in nature against the installation or personne
is imminent, what TREATCON condition
1. One should be declared?
2. Two
3. Three 1. ALBHA
4. Four 2. BRAVO
3. CHARLIE
4-51. A disgruntled employee seeking to 4. DELTA
perform an act of sabotage or
otherwise destroy government property
would be under what terrorist threat
type?

1. One
2. Two
3. Three
4. Four

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