nowing your readers is essential to effective technical communication. More than ever, readers dont have time to slog through information they dont need. So, you should find out exactly what your readers need to know and how they want that information presented.
Your readers only want the information they need to make a decision or take action. As the writer, you need to find out what they need and how they want the information presented.
Another concern is the ever-increasing importance of international communication through electronic networks. In technical fields, you will find yourself regularly communicating with people who speak other languages, have different customs, and hold different expectations. Computers have broken down many of the geographical barriers that once separated people and cultures. It is now common to communicate with people around the world on a daily basis. In this chapter, you will learn how to develop profiles of your readers, so you can anticipate what they need to know and the contexts in which your documents will be used.
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Where will they be reading? Profile of Readers When will they be reading?
Reader profiles are sketches of your readers tendencies, abilities, experiences, needs, values, and attitudes. To build a profile, begin asking yourself the Five-W and How Questions about your readers.
Who might read this document? What information do they need? Where will they read the document? When will they read the document? Why will they be reading it? How will they be reading it?
As you answer these questions, keep in mind the following guidelines about your readers and how they prefer to read. Guideline One: Readers are raiders for informationPeople dont read technical documents for pleasure. Instead, most readers are raiding your document for the information they need to make decisions or take action. Guideline Two: Readers are wholly responsible for interpreting your textYou wont be available to explain what your document means, so your readers need to be able to easily figure out what you are telling them.
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For websites that offer other ways to use the Five-W and How Questions, go to www.pearsonhighered.com/johnsonweb3/3.1 What else do readers want? For answers, go to www.pearsonhighered.com/johnsonweb3/3.2
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Guideline Three: Readers want only need-to-know information Readers want you to give them only the information they need. Any additional material only makes the information they want harder to find. Guideline Four: Readers prefer concise textsThe shorter, the better. Usually, the longer the document is, the less likely that people are going to read it.Your readers prefer documents that get to the point and highlight the important information. Guideline Five: Readers prefer documents with graphics and effective page designWe live in a visual culture. Large blocks of text intimidate most readers. So, include graphics and use page design to make your document more readable. Think about how you are reading this book. More than likely, you are raiding for need-to-know information.You want the book to be concise and visually interesting.Your readers want these things too.
AT A GLANCE
Tertiary
Secondary
Primary
Writer
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PRIMARY READERS (ACTION TAKERS) The primary readers are the people to whom your document is addressed. They are usually action takers because the information you are providing them will allow them to do something or make a decision. Usually your document will have only one or two primary readers or types of primary readers. SECONDARY READERS (ADVISORS) The secondary readers are people who advise the primary readers. Usually, they are experts in the field, or they have special knowledge that the primary readers require to make a decision. They might be engineers, technicians, lawyers, scientists, doctors, accountants, and others to whom the primary readers will turn for advice. TERTIARY READERS (EVALUATORS) The tertiary readers include others who may have an interest in your documents information. They are often evaluators of you, your team, or your company. These readers might be local news reporters, lawyers, auditors, historians, politicians, community activists, environmentalists, or perhaps your companys competitors. Even if you dont expect your document to ever fall into these readers hands, you should keep them in mind to avoid saying anything that could put you or your company at risk. Figure 3.3, for example, shows a Types of Readers memo in which the tertiary readers were not kept in mind. Primary readers: Action takers GATEKEEPERS (SUPERVISORS) The gatekeepers are people who will need Secondary readers: to look over your document before it is sent to the primary readers.Your Advisors most common gatekeeper is your immediate supervisor. In some cases, Tertiary readers: Evaluators though, your companys lawyers, accountants, and others may need to sign Gatekeepers: off on the document before it is sent out. Supervisors
AT A GLANCE
Each of these four types of readers will look for different kinds of information.The primary readers are the most important, so their needs come first. Nevertheless, a well-written document also anticipates the needs of the secondary, tertiary, and gatekeeper readers.
With these reader characteristics in mind, you can begin viewing your document from their perspective. To help you deepen this perspective, a Reader Analysis Chart, like the one shown in Figure 3.4, can help you identify your readers needs, values, and attitudes toward your text.
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MEMORANDUM FOR ALL DHS EMPLOYEES FROM: SUBJECT: MICHAEL P. JACKSON Federal Human Capital Survey Results
The Office of Personnel Management (OPM) surveyed federal employees last summer about various measures of job satisfaction and agency performance, and the results will be released today. Over 10,400 DHS employees responded and, candidly, what you said shows that DHS is not where any of us wants to be. The survey results will be posted on the OPM website (www.opm.gov) and our own DHS intranet, and we encourage you to review them in detail. In brief, of 36 peer federal agencies surveyed, DHS ranks as follows: 36th on the job satisfaction index 35th on the leadership and knowledge management index 36th on the results-oriented performance culture index 33rd on the talent management index These results deliver a clear and jolting message from managers and line employees alike. On whole, it is not significantly changed since OPMs 2004 employee survey. Secretary Chertoff and I discussed these results with concern. Initial details indicate that we get low marks in basic supervision, management and leadership. Some examples are: Promotion and pay increase based on merit Dealing with poor performance Rewarding creativity and innovation Leadership generating high levels of motivation in the workforce Recognition for doing a good job Lack of satisfaction with various component policies and procedures Lack of information about what is going on with the organization I am writing to assure you that, starting at the top, the leadership team across DHS is committed to address the underlying reasons for DHS employee dissatisfaction and suggestions for improvement. Standing up this new and vital Department is clearly not a walk in the park, but our employees bring a passion for this mission, great professionalism and outstanding performance every single day. DHS employees have shouldered the weight of long hours, complex integration assignments, multiple reorganizations, and no small amount of criticism. In some cases youve had to wait too long for tools you need to suceed. These are not excuses to rationalize where we stand, rather an acknowledgement on my part of how much our team is doing. And there are good news items in the survey for DHS. As chief operating officer of DHS, I commit to improve results. We will need your help. Several months ago, the Secretary asked the Homeland Security Advisory Council to study and suggest a strategy for creating a stronger common culture. This month, drawing on the experience of top executives in the private sector, the Council has delivered a set of recommendations for promoting a culture of excellence in DHS.
Figure 3.3: This memo was leaked to the press by someone at the U.S. Department of Homeland Security (DHS). In it, the DHS Deputy Director discusses the results of a survey of government employees. The surveys results reveal the incredibly low opinion that DHSs employees have of their department and its management. The author tries to spin the results while conceding the obvious. This memo caused some public embarrassment when it slipped out.
The author looks to the future. The memo returns to its main point.
In the days ahead, our Under Secretary for Management, Paul Schneider, will join the Secretary and me in evaluating carefully the details of the OPM survey and the HSAC report. Our first steps will be to analyze thoroughly the survey data, including specific attention to those government organizations that are recognized for their high performance in these areas, and determine the specific steps to improvement. This process wil include the leadership team in each operating component and every headquarters unit to discuss details of the survey with our workforce. We will do so with a sense of urgency and seriousness. Strengthening core management is one of the Secretarys highest priorities and the key elements are effective communications and proper recognition of our workforce. You deserve nothing less. We will build on some good work that has already been done to chart a path forward on these issues. We will then go where you point us, to improve job satisfaction for the DHS team. Along the way, I will continue to ask for your help and guidance. Thanks in advance for that assistance, and thanks for what you are doing each day for DHS.
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Primary
Secondary
Tertiary
Gatekeepers
To use the Reader Analysis Chart, fill in what you know about your readers needs, values, and attitudes. What information do your primary readers require to make a decision or take action? What do the secondary readers need if they are going to make positive recommendations to the primary readers? What are the tertiary and gatekeeper readers looking for in your document?
NEEDS
VALUES
What do your readers value most? Do they value efficiency and consistency? Do they value accuracy? Is profit a key concern? How much do they value environmental or social concerns?
Needsinformation
the readers need to take action or make a decision Valuesissues, goals, or beliefs that the readers feel are important Attitudesthe readers emotional response to you, your project, or your company
ATTITUDES
What are your readers attitudes toward you, your company, and the subject of your document? Will your readers be excited, upset, wary, positive, hopeful, careful, concerned, skeptical, or gladdened by what you are telling them?
AT A GLANCE
As you fill in the Reader Analysis Chart, you will be making strategic guesses about your readers. Put a question mark (?) in spaces where you arent sure about your readers needs, values, or attitudes. These question marks highlight where you need to do more research on your readers. To find out more, you might interview people who are Subject Matter Experts (SMEs) at your company or who hire themselves out as consultants. These experts may be able to give you insights into your readers likely characteristics. Above all, your goal is to view the situation from your readers perspective.Your profile will help you anticipate how your readers act, react, and make decisions.
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For a downloadable version of the Reader Analysis Chart, go to www.pearsonhighered.com/johnsonweb3/3.5 What is the commonsense trap? www.pearsonhighered.com/johnsonweb3/3.6
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HELP
The search engine will pull up thousands of pages that refer to this subject (Google found over 250,000 pages). The engine will usually rank them for you, trying to present you with the most relevant pages first. Of course, you couldnt read that many pages in your lifetime.You need to narrow your search with some helpful symbols and strategies. For example, perhaps you
The Im Feeling Lucky button takes you immediately to the most relevant website located by the search engine.
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notice that Alice Guthrie is the director of the Salmon Recovery Program. So, you refine your search with plus and minus signs. The + signPutting a + in front of words tells the search engine to find only pages that have those words in them.
Salmon Recovery Program +Washington +Alice +Guthrie
Link
For more information on using search engines, see Chapter 7, page 149.
Here, the search engine will pull up only pages with Alice and Guthrie in them. The signPutting a in front of words will eliminate pages with information you dont want.
Salmon Recovery Program +Washington +Alice +Guthrie restaurant
With this minus sign, you can eliminate any pages that refer to Arlo Guthries song Alices Restaurant. Quotation marksIf you put a phrase in quotes, the search engine will look for that exact phrase:
Salmon Recovery Program +Washington +Alice +Guthrie restaurant
Wildcard symbolsSome search engines also have symbols for wildcards. These symbols are helpful when you know most of a phrase, but not all of it.
Salmon ? Program +Washington +Alice +Guthrie restaurant
Different search engines use different wildcard symbols. Commonly used symbols include ?,*, and %. It is amazing how much you can learn about your readers (and other topics) with search engines. These helpful tools will allow you to tailor your documents to the specific needs of your readers.
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Search engines are available at www.pearsonhighered.com/johnsonweb3/3.8 Want more search engine tips? Go to www.pearsonhighered.com/johnsonweb3/3.9
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Physical Context
Economic Context
Political Context
Ethical Context
Primary Readers
Readers Company
Readers Industry
Context of Use
Physical contextthe
places where the readers will use your document Economic context the money-related issues that will restrain the kinds of actions possible Political contextthe micropolitical and macropolitical trends that will guide your readers Ethical contextthe personal, social, and environmental issues that shape the readers responses
Here is how to use the Context Analysis Chart: Fill in what you know about the physical, economic, political, and ethical issues that might influence the primary readers, their company, and their industry.
PHYSICAL CONTEXT Where will your readers use your document? How do these various places affect how they will read your document? How should you write and design the document to fit these places? ECONOMIC CONTEXT
AT A GLANCE
What are the economic issues that will influence your readers decisions? What are the costs and benefits of your ideas? How would accepting your ideas change the financial situation of your readers, their company, or their industry?
POLITICAL CONTEXT What are the political forces influencing you and your readers? On a micropolitical level, how will your ideas affect your readers relationships with you, their supervisors, or their colleagues? On a macropolitical level, how will political trends at the local, state, federal, and international levels shape how your readers interpret your ideas?
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Link
For more help on identifying ethical issues, see Chapter 5, page 92.
ETHICAL CONTEXT
How will your ideas affect the rights, values, and well-being of others? Does your document involve any social or environmental issues that might be of concern to your readers? Will any laws or rules be bent or broken if your readers do what you want? Put a question mark (?) in spaces where you dont have specific information about your readers physical, economic, political, and ethical contexts.You can then turn to the Internet for answers, or you can interview Subject Matter Experts who may have the answers you need.
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Source: Centers for Disease Control and Prevention (CDC), http://www.cdc.gov/ncidod/dvbid/ westnile/index.htm.
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Source: Centers for Disease Control and Prevention (CDC), http://www.cdc.gov/ncidod/ dvbid/westnile/index.htm.
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Differences in Content
Cultures have different expectations about content in technical documentation: In China, the content of your documents and presentations should be fact based, and you should focus on long-term benefits for your readers and you, not shortterm gains. In business, the Chinese tend to trust relationships above all, so they look for facts in documents and they do not like overt attempts to persuade. In Mexico, South America, and many African countries, family and personal backgrounds are of great importance. It is common for family-related issues to be mentioned in public relations, advertising, and documentation. Business relationships and meetings often start with exchanges about families and personal interests. In the Middle East, Arabs often put a premium on negotiation and bargaining, especially when it comes to the price of a service or product. As a result, it is crucial that all the details in documents are spelled out exactly before the two sides try to work out a deal. In most cases, though, the first offer you make will rarely be considered the final offer.
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Link
To learn more about working in high-context cultures, go to Chapter 6, page 134.
In Asian countries, the reputation of the writer or company is essential for establishing the credibility of the information (Haneda & Shima, 1983). Interpersonal relationships and prior experiences can sometimes even trump empirical evidence in Asia. Also in Asia, contextual cues can be more important than content. In other words, how someone says something may be more important than what he or she is saying. For example, when Japanese people speak or write in their own language, they rarely use the word no. Instead, they rely on contextual cues to signal the refusal. As a result, when Japanese is translated into English, these high-contextlinguistic strategies are often misunderstood (Chaney & Martin, 2004). Similarly in Indonesia, the phrase Yes, butactually means nowhen someone is speaking. In India, business is often conducted in English because the nation has over a dozen major languages and hundreds of minor languages. So, dont be surprised when your Indian partners are very fluent in English and expect you to show a high level of fluency, especially if you are a native English speaker. In several African countries like Tunisia and Morocco, business tends to be conducted in French, even though the official language of the country is Arabic.
Differences in Organization
The organization of a document often needs to be altered to suit an international audience. Organizational structures that Americans perceive to be logical or common sense can seem confusing and even rude in some cultures. In Arab cultures, documents and meetings often start out with statements of appreciation and attempts to build common bonds among people. The American tendency to get to the point is often seen as rude. Also in Arabic cultures, documents rely on repetition to make their points. To North Americans, this repetition might seem like the document is moving one step back for every two steps forward. To Arabs, American documents often seem incomplete because they lack this repetition. Asians often prefer to start out with contextual information about nonbusiness issues. For example, it is common for Japanese writers to start out letters by saying something about the weather. To some Asians, American documents seem abrupt, because Americans tend to bluntly highlight goals and objectives up front. In India, the term thank you is considered a form of payment. So, if someone has done you a favor, you should not say thank you in the introduction or conclusion of an e-mail or letter. Saying thank you suggests you are paying that person for the favor.
Differences in Style
Beyond difficulties with translation, style is usually an important difference among cultures: In China, overt attempts at persuasion are often seen as rude and undesirable. Instead, documents and meetings should be used to build relationships and present factual information. Strong relationships lead to good business, not the other way around.
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Computers, especially networked computers, have increased opportunities to work across cultures.
Arabic style may seem overly ornamental to North American tastes, making Arabic documents and presentations seem colorful to non-Arabs. On the other hand, the American reliance on plain language can rub against the sensibilities of Arabs, who prefer a more ornate style in formal documents. In Mexico and much of South America, an informal style often suggests a lack of respect for the project, the product, or the readers. Mexicans especially value formality in business settings, so the use of first names and contractions in business prose can be offensive. In sub-Saharan Africa, readers prefer a documents tone to stress a win-win situation.Your tone, therefore, should imply that both sides will benefit from the arrangement. Some Native Americans prefer the sense that everyone had input on the document. Therefore, a direct writing or presentation style will meet resistance because it will seem to represent the opinion of only one person. In North America, women are more direct than women in other parts of the world, including Europe. This directness often works to their advantage in other countries, because they are viewed as confident and forward thinking. However, as writers and speakers, women should not be too surprised when people of other cultures resist their directness.
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F. Hoffman-La Roche is a pharmaceutical company that works closely with a partner company, Chugai Pharmaceuticals, in Tokyo, Japan.
What are some strategies for communicating with people from another culture?
Physical distance may be the biggest hurdle in global communication. I believe that distance affects how people work together more than does language or culture.When people are working face to face, they tend to figure out issues by interacting with each other, even if they are not fluent in the same languages. There are awkward moments, but thats to be expected. Mostly, solid preparation is the key to working across distances and languages. Communication needs to be structured and simple.Your readers may be reading your text in their second- or third-best language, so make their job easier by writing as simply and clearly as you can. All the rules for good technical communication in the United States apply to international communicationonly more so.What helps second-language or non-U.S. English speakers? State your objectives and purpose clearly. Use language consistently (i.e., the same terms for the same things). Do not attempt humor until a relationship has been established. Rank issues by importance. Handle only one message per e-mail or paragraph. Use headings and subheadings that convey a specific meaning. Minimize use of adjectives and adverbs. Minimize prepositional phrases. Highlight actions, deadlines, and dates. Spell everything correctly (always check the spelling).
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Always be as polite as you can by your own cultural standards (e.g., formal language, politeness markers like please and thank you, use of full names in greeting and salutation). Even if your cultural view of what is polite is different from that of your audience, your intention to be polite will be recognized by international readers as courtesy and civility.
Differences in Design
Even the design of documents is important when you are working with international and cross-cultural readers: Arabic and some Chinese scripts are read from right to left, unlike English, which is read from left to right (Figure 3.8). As a result, Arabic and some Chinese readers tend to scan pages and images differently than do Americans or Europeans.
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Some icons that show hand gestureslike the OK sign, a pointing finger, or a peace sign with the back of the hand facing outwardcan be highly offensive in some cultures. Imagine a document in which a hand with the middle finger extended is used to point at things.You get the picture. In many South American and Asian cultures, the use of the right hand is preferred when handing items (e.g., business cards, documents, products) to people. Therefore, pictures or drawings in documents should show people using their right hands to interact. In some Asian cultures a white flower or white dress can symbolize death. As a result, a photograph of white flowers or white dresses can signal a funeral or mourning. Europeans find that American texts include too many graphics and use too much white space. Americans, meanwhile, often find that the small margins in European texts make the documents look crowded and cramped. Graphs and charts that seem to have obvious meanings to Americans can be baffling and confusing to readers from other cultures. If your international document includes graphs and charts, you should seek out someone from the readers culture to help you determine whether your visuals will be understood. When giving presentations in some Native American cultures, hand gestures should be limited and eye contact should be minimized. Ironically, this advice is exactly the opposite of what most public speaking coaches suggest.
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a great amount by simply paying attention to what your readers expect the document to include and how it should look.
BE POLITE
Politeness in one culture tends to translate well into other cultures. For example, words like please and thank you are universally seen as polite. Smiles and a friendly tone are almost always welcome. There are subtle differences in how these words and gestures are used in other cultures, but your readers will understand that you are trying to be polite.
Use the Internet to do some research into your readers cultural expectations for technical documents. On the Internet or at your workplace, you might also find some model texts from the readers culture. Use them to help guide your decisions about content, organization, style, and design. You may also seek out coworkers or colleagues who are from the target culture or who have lived there.You can ask them about conventions that might make your document or presentation more effective. They can also help you avoid doing anything awkward or offensive. Overall, when you are communicating with international readers or people from different cultures, be observant and listen to what they tell you. Do some research into their expectations, and be ready to learn from your mistakes.
You can use your computer as a reader analysis tool to better tailor your documents content, organization, style, and design to the needs of its readers. Early in the writing process, you should begin developing a profile of the types of people who may be interested in your document. Your readers will include primary readers (action takers), secondary readers (advisors), tertiary readers (evaluators), and gatekeepers (supervisors). In your documents and presentations, you should anticipate various readers needs, values, and attitudes. You should anticipate the documents contexts of use, which include the physical, economic, political, and ethical factors that may influence a readers ideas. The emergence of the Internet has heightened the importance of international and cross-cultural communication.You need to adjust the content, organization, style, and design of your text to be sensitive to cross-cultural needs.
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CHAPTER REVIEW
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Figure 3.9: Who are the intended readers of this advertisement? What are their needs, values, and attitudes?
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3. For a document you are writing, conduct a thorough reader analysis. Start out by identifying the primary, secondary, tertiary, and gatekeeper readers. Then, identify these readers needs, values, and attitudes. And finally, identify the physical, economic, political, and ethical issues that may influence how your readers interpret your document. Give a presentation about your readers to your class. Discuss how various readers in various contexts will require you to adjust the content, organization, style, and design of your document. 4. Choose a country or culture that interests you. Then, find two texts written by people from that country or culture.Write a memo to your instructor in which you discuss any similarities or differences between the texts and your own expectations for texts. Pay close attention to differences in content, organization, style, and design of these texts.
Collaborative Project
With a group of people from your class, create a website that explores the needs, values, and attitudes of people from a different country or culture. The website does not need to be complex. On the Internet, identify various websites that offer information on that country or culture. Then, organize those websites by content and create links to them. Specifically, pay attention to the ways in which this countrys physical, economic, political, and ethical contexts shape the way its people live their lives. When you are finished with the website, give a presentation to your class in which your group discusses how this country or culture differs from your own. Answer the following question: If you were going to offer a product or service to the people of this country or culture, what considerations would you need to keep in mind? If you needed to write a proposal or a set of instructions to people from this country or culture, how might you need to adjust it to fit their unique qualities?
For additional technical writing resources, including interactive sample documents, document design tutorials and guidelines, and more, go to www.mytechcommlab.com.
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CASE STUDY
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Case Study
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Figure 3.10: Duanes WriterCentered Analysis Chart showed how many readers his report would have.
Secondary
Reporters Blue Park Neighborhood Association Mayor Chamber of Commerce Valley Medical Environmental Groups
Health Industry
Primary
City Council City Lawyers
Writer
Hospitals
Duane decided to write a report to the city council that recommended the incinerator be built. That decision was the easy part. Now he needed to write a report that would convince the skeptics. After identifying the subject and purpose of the report, Duane decided to do a thorough analysis of his readers and the reports contexts of use. He began with a WriterCentered Analysis Chart (Figure 3.10). He then used a Reader Analysis Chart to identify the various readers needs, values, and attitudes (Figure 3.11). Finally, Duane filled out a Context Analysis Chart to identify the physical, economic, political, and ethical issues involved (Figure 3.12).
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Values
Citizen safety Economic development Fairness
Attitudes
Optimistic Cautious
Secondary
Valley Medical Chamber of Commerce Mayor Neighborhood Association Environmental Groups City Lawyers Hospitals
Impartial commentary Specific facts about emissions Cultural and social considerations Valley Medical wants profits
Maintaining character of Blue Park Economic development Environmental safety Safe disposal of waste
Mayor and hospitals are positive and hopeful Neighborhood association and environmental groups are skeptical, perhaps resistant Valley Medical hopeful
Figure 3.11: Duane filled in a Reader Analysis Chart, noting everything he knew about the various readers of his report. He noticed that most readers wanted impartial and reliable information. Some readers were positive; others were skeptical.
Tertiary
Reporters State Board of Health NAACP Health Industry
Impartial decision Reassurance that race or poverty are not factors Basic facts about incinerator
Fairness and honesty Lack of bias Protection of people with little political power Minimal trouble with mayor and council Low profile; stay out of politics Honesty
Skeptical Open-minded
Gatekeepers
City Engineer
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Economic Context
Looking to improve city economics
Political Context
Re-election is always an issue Mayor wants it BP city councilor would like it
Ethical Context
Exploiting poor neighborhood? Racial issues? Environmental issues
Figure 3.12: Duanes Context Analysis Chart revealed some interesting tensions between the economics and politics of the decision on the incinerator.
Readers Company
Dover City
The jobs are a financial plus. Home values in neighborhood decline? Good for hospitals
Voters are wary Neighborhood and environmental groups draw attention Racial politics?
City liable if mistake? Environmental impact Infringement of peoples rights? Legal issues
Readers Industry
City government
Pressure on mayor Shows Dover City is positive about this kind of business
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