Aging Report Macro

Aging Report
Report Macro
Amount D/C Post Date Effective Date
DDA Acount
Activity# FRA # Item Description
DepartmentDays Aged
$100.00 C 1/26/2009 1/27/2009 BFS BLUE SKY ACH SUMMARYReconciliation 1
$300.00 C 1/26/2009 1/27/2009 BFS BLUE SKY FRA3842190
Void Batch Blue Sky 1
$2,500.00 C 1/26/2009 1/27/2009 BFS BLUE SKY FRA3846132
$75.00 D 1/23/2009 1/27/2009 BFS BLUE SKY FRA3876178
BFS Receivable
Fund Admin 2
$100.00 C 1/23/2009 1/26/2009 BFS BLUE SKY FRA3860398
$100.00 D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876987
BFS Receivable
Fund Admin 2
$150.00 D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876215
BFS Receivable
Fund Admin 2
$200.00 C 1/23/2009 1/23/2009 BFS BLUE A3876235
SKY FRA3874173
ACH PaymentBlueSummary
Sky 2
$1,200.00 D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876971
BFS Receivable
Fund Admin 2
$1,700.00 D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876985
BFS Receivable
Fund Admin 2
$1,925.00 D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876193
BFS Receivable
Fund Admin 2
$2,400.00 D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876986
BFS Receivable
Fund Admin 2
$2,925.92 D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876183
BFS Receivable
Fund Admin 2
$3,684.00 D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876974
BFS Receivable
Fund Admin 2
$3,980.00 D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876982
BFS Receivable
Fund Admin 2
$4,600.00 D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876988
BFS Receivable
Fund Admin 2
$4,700.00 D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876978
BFS Receivable
Fund Admin 2
$5,780.00 D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876983
BFS Receivable
Fund Admin 2
$6,442.00 D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876219
BFS Receivable
Fund Admin 2
$7,556.00 D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876989
BFS Receivable
Fund Admin 2
$7,711.00 D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876981
BFS Receivable
Fund Admin 2
$8,471.00 D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876976
BFS Receivable
Fund Admin 2
### D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876984
BFS Receivable
Fund Admin 2
### D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876975
BFS Receivable
Fund Admin 2
### C 1/23/2009 1/26/2009 BFS BLUE SKY FRA3847374
### D 1/23/2009 1/26/2009 BFS BLUE SKY FRA3874579
BFS Receivable
Fund Admin 2
### D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876207
BFS Receivable
Fund Admin 2
### D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876980
BFS Receivable
Fund Admin 2
### D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876977
BFS Receivable
Fund Admin 2
### D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876212
BFS Receivable
Fund Admin 2
### D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876202
BFS Receivable
Fund Admin 2
### D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876189
BFS Receivable
Fund Admin 2
### D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876182
BFS Receivable
Fund Admin 2
$5,025.45 D 1/20/2009 1/21/2009 BFS BLUE SKY FRA3875191
BFS Receivable
Fund Admin 5
### D 1/20/2009 1/21/2009 BFS BLUE SKY FRA3875190
BFS Receivable
Fund Admin 5
$10.00 D 1/16/2009 1/16/2009 BFS BLUE SKY FRA3875247
BFS Receivable
Fund Admin 7
$50.00 D 1/16/2009 1/16/2009 BFS BLUE SKY FRA3875211
BFS Receivable
Fund Admin 7
$50.00 D 1/16/2009 1/16/2009 BFS BLUE SKY FRA3875212
BFS Receivable
Fund Admin 7
$90.00 D 1/16/2009 1/16/2009 BFS BLUE SKY FRA3875210
BFS Receivable
Fund Admin 7
$300.00 D 1/16/2009 1/16/2009 BFS BLUE SKY FRA3875213
BFS Receivable
Fund Admin 7
$600.00 D 1/16/2009 1/16/2009 BFS BLUE SKY FRA3874171
BFS Receivable
Fund Admin 7
$724.75 D 1/16/2009 1/16/2009 BFS BLUE SKY FRA3875207
BFS Receivable
Fund Admin 7
$1,100.00 D 1/16/2009 1/16/2009 BFS BLUE SKY FRA3875195
BFS Receivable
Fund Admin 7
$2,300.00 D 1/16/2009 1/16/2009 BFS BLUE SKY FRA3875188
BFS Receivable
Fund Admin 7
$2,640.00 D 1/16/2009 1/16/2009 BFS BLUE SKY FRA3874174
BFS Receivable
Fund Admin 7
$2,735.78 D 1/16/2009 1/16/2009 BFS BLUE SKY FRA3874173
BFS Receivable
Fund Admin 7
$3,795.00 D 1/16/2009 1/16/2009 BFS BLUE SKY FRA3875193
BFS Receivable
Fund Admin 7
$4,815.00 D 1/16/2009 1/16/2009 BFS BLUE SKY FRA3874175
BFS Receivable
Fund Admin 7
### D 1/16/2009 1/16/2009 BFS BLUE SKY FRA3874172
BFS Receivable
Fund Admin 7
$300.00 C 1/14/2009 1/15/2009 BFS BLUE SKY FRA3833812
$360.00 D 1/14/2009 1/14/2009 BFS BLUE SKY FRA3873686
BFS Receivable
Fund Admin 9
$600.00 C 1/13/2009 1/14/2009 BFS BLUE SKY FRA3650084
$10.00 D 1/9/2009 1/9/2009 BFS BLUE SKY FRA3872895
BFS Receivable
Fund Admin 12
$50.00 D 1/9/2009 1/9/2009 BFS BLUE SKY FRA3872900
BFS Receivable
Fund Admin 12
$100.00 D 1/9/2009 1/9/2009 BFS BLUE SKY FRA3872899
BFS Receivable
Fund Admin 12
$100.00 D 1/9/2009 1/9/2009 BFS BLUE SKY FRA3872896
BFS Receivable
Fund Admin 12
$600.00 D 1/9/2009 1/9/2009 BFS BLUE SKY FRA3872886
BFS Receivable
Fund Admin 12
$600.00 D 1/9/2009 1/9/2009 BFS BLUE SKY FRA3872884
BFS Receivable
Fund Admin 12
$700.00 D 1/9/2009 1/15/2009 BFS BLUE SKY FRA3872113
BFS Receivable
Fund Admin 12
$750.00 D 1/9/2009 1/9/2009 BFS BLUE SKY FRA3872114
BFS Receivable
Fund Admin 12
$964.01 D 1/9/2009 1/9/2009 BFS BLUE SKY FRA3872110
BFS Receivable
Fund Admin 12
$1,000.00 D 1/9/2009 1/9/2009 BFS BLUE SKY FRA3872893
BFS Receivable
Fund Admin 12
$1,210.00 D 1/9/2009 1/9/2009 BFS BLUE SKY FRA3872894
BFS Receivable
Fund Admin 12
$1,245.76 D 1/9/2009 1/9/2009 BFS BLUE SKY FRA3872106
BFS Receivable
Fund Admin 12
$2,100.00 D 1/9/2009 1/9/2009 BFS BLUE SKY FRA3872115
BFS Receivable
Fund Admin 12
$5,063.90 D 1/9/2009 1/9/2009 BFS BLUE SKY FRA3872883
BFS Receivable
Fund Admin 12
$8,305.00 D 1/9/2009 1/9/2009 BFS BLUE SKY FRA3872108
BFS Receivable
Fund Admin 12
$8,880.59 D 1/9/2009 1/9/2009 BFS BLUE SKY FRA3872112
BFS Receivable
Fund Admin 12
### D 1/9/2009 1/9/2009 BFS BLUE SKY FRA3872107
BFS Receivable
Fund Admin 12
### D 1/9/2009 1/9/2009 BFS BLUE SKY FRA3872109
BFS Receivable
Fund Admin 12
$55.50 C 1/6/2009 1/7/2009 BFS BLUE SKY FRA3687783
$200.00 C 1/6/2009 1/7/2009 BFS BLUE SKY FRA3627208
$300.00 C 1/6/2009 1/7/2009 BFS BLUE SKY FRA3582375
$300.00 C 1/6/2009 1/7/2009 BFS BLUE SKY FRA3582383
$300.00 C 1/6/2009 1/9/2009 BFS BLUE SKY FRA3779978
$500.00 C 1/6/2009 1/7/2009 BFS BLUE SKY FRA3601651
$500.00 C 1/6/2009 1/7/2009 BFS BLUE SKY FRA3601664
$550.00 C 1/6/2009 1/7/2009 BFS BLUE SKY FRA3582376
$1,000.00 C 1/6/2009 1/7/2009 BFS BLUE SKY FRA3765993
$1,000.00 C 1/6/2009 1/7/2009 BFS BLUE SKY FRA3683178
$3,040.00 C 1/6/2009 1/7/2009 BFS BLUE SKY FRA3781514
$4,350.00 C 1/6/2009 1/7/2009 BFS BLUE SKY FRA3631259
### C 1/6/2009 1/7/2009 BFS BLUE SKY FRA3615202
$500.00 C 1/5/2009 1/6/2009 BFS BLUE A3772467
SKY FRA3818945
$550.00 C 1/5/2009 1/27/2009 BFS BLUE SKY FRA3848199
Refund Blue Sky 16
$50.00 C 1/2/2009 1/5/2009 BFS BLUE A3773596
SKY FRA3832491
$100.00 C 1/1/2009 1/5/2009 BFS BLUE A3735262
SKY FRA3766884
$154.97 D 1/2/2009 1/5/2009 BFS BLUE A3811083
SKY FRA3864370
BFS Receivable
Fund Admin 17
$250.00 C 1/2/2009 1/5/2009 BFS BLUE SKY FRA3715396
$250.00 C 1/2/2009 1/5/2009 BFS BLUE SKY FRA3796443
$300.00 C 1/2/2009 1/5/2009 BFS BLUE A3736024
SKY FRA3766882
$300.00 C 1/2/2009 1/5/2009 BFS BLUE SKY FRA3843261
$300.00 C 1/2/2009 1/5/2009 BFS BLUE A3659684
SKY FRA3687793
$400.00 C 1/2/2009 1/5/2009 BFS BLUE A3759539
SKY FRA3816805
$450.00 C 1/2/2009 1/14/2009 BFS BLUE SKY FRA3283239
$500.00 C 1/1/2009 1/5/2009 BFS BLUE A3691210
SKY FRA3765999
$1,200.00 D 1/2/2009 1/5/2009 BFS BLUE SKY FRA3864365
BFS Receivable
Fund Admin 17
$2,130.90 D 1/2/2009 1/5/2009 BFS BLUE SKY FRA3863387
BFS Receivable
Fund Admin 17
$3,769.61 D 1/2/2009 1/5/2009 BFS BLUE SKY FRA3863388
BFS Receivable
Fund Admin 17
$4,155.30 D 1/2/2009 1/21/2009 BFS BLUE SKY FRA3864368
BFS Receivable
Fund Admin 17
$7,537.50 C 1/2/2009 1/5/2009 BFS BLUE SKY FRA3829196
$425.00 D ### 1/8/2009 BFS BLUE SKY FRA3859977
BFS Receivable
Fund Admin 21
$620.00 D ### 1/27/2009 BFS BLUE SKY FRA3861272
BFS Receivable
Fund Admin 21
$267.00 D ### ### BFS BLUE SKY FRA3861812
BFS Receivable
Fund Admin 22
$1,191.92 D ### ### BFS BLUE SKY FRA3861815
BFS Receivable
Fund Admin 22
$4,683.00 D ### ### BFS BLUE SKY FRA3862550
BFS Receivable
Fund Admin 22
$32.50 D ### ### BFS BLUE SKY FRA3859555
BFS Receivable
Blue Sky 27
$550.00 D ### ### BFS BLUE SKY FRA3860409
BFS Receivable
Fund Admin 27
### D ### 1/13/2009 BFS BLUE SKY FRA3859558
BFS Receivable
Fund Admin 27
### D ### ### BFS BLUE SKY FRA3859567
BFS Receivable
Fund Admin 27
$335.00 D ### ### BFS BLUE SKY FRA3851493
BFS Receivable
Fund Admin 28
$33.34 D 12/8/2008 ### BFS BLUE SKY FRA3856915
BFS Receivable
Fund Admin 36
$400.00 C 12/1/2008 12/2/2008 BFS BLUE SKY FRA3705041
$500.00 C 12/1/2008 12/2/2008 BFS BLUE SKY FRA3801626
### C 12/1/2008 1/21/2009 BFS BLUE SKY FRA3795115
### C 12/1/2008 12/2/2008 BFS BLUE SKY FRA3770749
### C 12/1/2008 12/2/2008 BFS BLUE SKY FRA3808505
$2,440.00 D ### ### BFS BLUE SKY FRA3849612
BFS Receivable
Fund Admin 42
$500.00 D 11/7/2008 11/7/2008 BFS BLUE SKY FRA3842196
BFS Receivable
Fund Admin 57
$500.00 C ### ### BFS BLUE SKY FRA3498125
$1,000.00 C ### ### BFS BLUE SKY FRA3512304
### D 9/23/2008 1/21/2009 BFS BLUE SKY FRA3683172
BFS Receivable
Fund Admin 90
### C 9/22/2008 1/8/2009 BFS BLUE SKY Misc Blue Sky 91
$10.00 D 9/5/2008 9/8/2008 BFS BLUE A3735858
SKY FRA3814387
BFS Receivable
Fund Admin 102
### D 9/5/2008 9/5/2008 BFS BLUE SKY FRA3806850
BFS Receivable
Fund Admin 102
$515.00 D 8/22/2008 1/2/2009 BFS BLUE SKY FRA3802069
BFS Receivable
Fund Admin 112
### D 7/29/2008 ### BFS BLUE SKY FRA3784059
Misc Blue Sky 130
$100.00 D 6/20/2008 6/20/2008 BFS BLUE SKY FRA3766883
BFS Receivable
Fund Admin 157
$3,192.50 D 1/11/2008 1/7/2009 BFS BLUE SKY FRA3663765
BFS Receivable
Blue Sky 272
Comments Comments
1 Company
2
Will clear 1/28
Update 1/20 - Bluesky ADNwill offset with future invoice(s) once further credit analysis are completed.
Checks pulled. InvoiceFIR sent to FA.
Update 1/20 - Bluesky HSBwill offset with future invoice(s) once further credit analysis are completed.
Checks pulled. InvoiceVIN sent to FA.
Checks pulled. InvoiceADN sent to FA.
1/27 - Information has PRO
been given to Bluesky to determine what FRA needs to be outstanding.
Checks pulled. InvoiceCW sent to FA.
Checks pulled. InvoiceSSF sent to FA.
Checks pulled. InvoiceFIF sent to FA.
Checks pulled. InvoiceNED sent to FA.
Checks pulled. InvoiceHCA sent to FA.
Checks pulled. InvoiceCV sent to FA.
Checks pulled. InvoicePCA sent to FA.
Checks pulled. InvoiceHSB sent to FA.
Checks pulled. InvoiceEMP sent to FA.
Checks pulled. InvoiceAMP sent to FA.
Checks pulled. InvoiceMON sent to FA.
Checks pulled. InvoiceCAP sent to FA.
Checks pulled. InvoiceBRW sent to FA.
Checks pulled. InvoiceFOC sent to FA.
Checks pulled. InvoiceBAD sent to FA.
Checks pulled. InvoiceAOT sent to FA.
Checks pulled. InvoiceGMF sent to FA.
Checks pulled. InvoiceGAT sent to FA.
Checks pulled. InvoiceVIC sent to FA.
Checks pulled. InvoiceSTI sent to FA.
Checks pulled. InvoicePRO sent to FA.
Checks pulled. InvoiceEXE sent to FA.
Checks pulled. InvoiceFIR sent to FA.
Checks pulled. InvoiceMAN sent to FA.
Checks pulled. InvoiceAMP sent to FA.
Checks pulled. InvoiceGMF sent to FA.
Checks pulled. InvoiceCW sent to FA.
Checks pulled. InvoiceSTI sent to FA.
Checks pulled. InvoicePCA sent to FA.
Checks pulled. InvoiceVIC sent to FA.
Checks pulled. InvoiceBAD sent to FA.
Update 1/26 - Per Peggy AOT Browning in process and waiting on signatures.
Checks pulled. InvoiceBRW sent to FA.
Checks pulled. InvoicePRO sent to FA.
Checks pulled. InvoiceNED sent to FA.
Checks pulled. InvoiceSSF sent to FA.
Update 1/20 - Bluesky AMPwill offset with future invoice(s) once further credit analysis are completed.
Update 1/20 - Bluesky CAP
will offset with future invoice(s) once further credit analysis are completed.
Checks pulled. InvoiceSAM
sent to FA.
Checks pulled. InvoiceCW
sent to FA.
Checks pulled. InvoiceBAD
sent to FA.
Checks pulled. InvoiceFIF
sent to FA.
Checks pulled. InvoiceCAP
sent to FA.
Checks pulled. InvoiceCV
sent to FA.
Checks pulled. InvoiceSSF
sent to FA.
Checks pulled. InvoicePCA
sent to FA.
Checks pulled. InvoiceGMF
sent to FA.
Checks pulled. InvoiceGAT
sent to FA.
Checks pulled. InvoiceNED
sent to FA.
Checks pulled. InvoiceADN
sent to FA.
Checks pulled. InvoicePER
sent to FA.
Checks pulled. InvoiceSTI
sent to FA.
Update 1/26 - Per Peggy
AOTBrowning in process and waiting on signatures.
Checks pulled. InvoicePRO
sent to FA.
Checks pulled. InvoiceVIC
sent to FA.
Checks pulled. InvoiceHSB
sent to FA.
Update 1/20 - Bluesky CV
Update 1/20 - Bluesky CPG
Update 1/20 - Bluesky YQ
Update 1/20 - Bluesky HSB
Update 1/20 - Bluesky FOC
Update 1/20 - Bluesky NAT
Update 1/20 - Bluesky PER
Update 1/20 - Bluesky BNY
Update 1/20 - Bluesky CAP
Overpayment on the Endowment
TEF Fund due to voids. Update 1/5 - Per Bluesky overpayment due to voids. Will offset with future
Update 1/20 - Bluesky BJU
Checks pulled. InvoiceCV1
sent to FA.
Update 1/20 - Bluesky CSF
Update 1/20 - Bluesky MON
Update 1/20 - Bluesky HCA
Update 1/20 - Bluesky STI
Update 1/20 - Bluesky MON
Update 1/20 - Bluesky TAM
Update 1/20 - Bluesky CPG
Checks pulled. InvoiceCSF
sent to FA.
Checks pulled. InvoiceNAT
sent to FA.
Checks pulled. InvoiceSTI
sent to FA.
Checks pulled. InvoiceADN
sent to FA.
Update 1/20 - Bluesky ADN
sent to FA. Update 1/20 - No new udpate.
sent to FA.
Checks pulled. InvoiceSSFsent to FA. Update 1/20 - No new udpate.
Checks pulled. InvoiceADNsent to FA. Update 1/20 - No new udpate.
Checks pulled. InvoiceSTIsent to FA. Update 1/20 - No new udpate.
Update 1/20 - Per Peggy CPG Browning the expense authorization was sent to Bluesky in error and should be disregarded. They ar
Update 1/20 - Reminder EMPemail sent to Fund Admin to inquire about when to expect payment on this invoice.
Update 1/20 - Reminder ADNemail sent to Fund Admin to inquire about when to expect payment on this invoice.
Update 1/20 - Reminder GMFemail sent to Fund Admin to inquire about when to expect payment on this invoice.
Update 1/20 - This is for
CVFirst Source which deconverted. Erin is contacting Rob Silva for information to resolve this invoice out
CVFirst Source which deconverted. Per Cheryl Walker she forwarded the invoice to the new service prov
Update 1/20 - Bluesky ZZH
CVFirst Source which deconverted. Erin is contacting Rob Silva for information to resolve this invoice out
Update 1/20 - Bluesku CVto request a stop-pay on this check as check cannot be located. Client was invoiced and paid for under
Update 1/20 - Bluesky CVwill offset with future invoice(s) once further credit analysis are completed.
Checks pulled. InvoiceHSBsent to FA.
Overpayment/credit from BNY BNY sitting in Bluesky DDA. Waiting on Wire Instructions from BNY to wire funds back.
Checks pulled.
Update
Invoice
1/12FEA
sent
- PertoBlueSky
FA. issue has been escalated.
This FRA represents initial
HCAfiling costs for New Portfolios. Update 1/20 - Per Bluesky there is no new date as to when the client
Update 9/19This
- $515.00
matterCVof
hasthis
been
amount
escalated
was sent
along
in with
the invoice
a list ofto
other
the client.
Liquidated
The remaining
fund companies
$250.00
which
is forhave
a check
not paid.
that will
Update
be voi
1/
Update 1/20 - Per Bluesky
FIR this is no longer a void batch for Firsthand as checks have cleared. Bluesky is out the money and is
Update 9/3 Update
- Per Cheryl
10/31
FEAWalker
- Per J.fund
Millenbaugh
is no longer
spoke
serviced
with Jim
here.
@ Invoice
Gemini was
who sent
is working
to Gemini
withon
Rob8/26.
SilvaPerto Rob
get more
Silva,information
he is waitin
Corporate Finance
Update 9/5
willCIT
-include
Confirmed
Citizens
with BSStephanie
Receivable
Zinkon
theAugust
invoice2008's
was added
out ofto
pocket
the August
incoiceOOP
that bill
willand
be delivered
was sent in
to Septemb
Citizens
Amount D/C Post Date DDA Acount Comp # Fund
$73.80 D 4/30/2008 Citi Fed Tax
$22,817.66 D 7/29/2008 BFS BLUE SKY FIR
$1,739.58 D 10/30/2008 Citi Fed Tax
$1,604.76 D 1/30/2009 Citi Fed Tax
$2,800.00 D 2/20/2009 ProFunds Subscription
$5,050.00 C 2/27/2009 BFS BLUE SKY BNY
$115.00 C 3/2/2009 BFS BLUE SKY CV
$300.00 D 3/6/2009 BFS BLUE SKY CPG
$4,925.00 D 3/17/2009 BFS BLUE SKY ADN
$57.19 C 3/18/2009 BFS BLUE SKY YQ
$11,521.00 D 3/20/2009 BFS BLUE SKY CPG
$36,720.00 D 3/20/2009 BFS BLUE SKY NAT
$150.00 C 3/23/2009 BFS BLUE SKY
$250.00 C 3/25/2009 BFS BLUE SKY MAN
$74.24 D 3/26/2009 Victory NSCC
$6,152.64 D 3/30/2009 Manning and Napier Ach & Lockbox 618 111
$52.60 D 3/31/2009 Citi Fed Tax OK
$353.80 D 3/31/2009 Citi Fed Tax AR

$0.56 C 4/1/2009 Invesco CFT Purchase INT
$1.00 C 4/1/2009 Victory Commission 590
$5.00 C 4/1/2009 Aberdeen Manual Estimate 543 20
$5.00 C 4/1/2009 Aberdeen NSCC 543 190
$8.50 C 4/1/2009 Nationwide Funds Manual Estimate 658 22
$10.00 D 4/1/2009 Nationwide Funds Manual Estimate 658 24
$21.93 C 4/1/2009 Ridgeworth Subscription 596
$68.41 C 4/1/2009 Nationwide Funds Commission 658
$78.25 D 4/1/2009 Victory Commission 590
$93.65 C 4/1/2009 Aberdeen Commissions 543
$231.10 C 4/1/2009 Nationwide Funds Manual Estimate 658
$728.46 D 4/1/2009 Aberdeen Advanced Funding 543
$1,969.00 D 4/1/2009 Nationwide Funds Advanced Funding
$0.24 C 4/2/2009 Nationwide Funds NSCC 658 503
$15.54 C 4/2/2009 Ridgeworth A&L Share 596
$17.27 C 4/2/2009 Victory Commission 590 307
$347.06 D 4/2/2009 Manning and Napier Ach & Lockbox 618 114
$1,269.29 D 4/2/2009 Victory Commission 590
$1,383.34 C 4/2/2009 Nationwide Funds Commission 658
$2,465.00 D 4/2/2009 BFS BLUE SKY STI
$4,915.82 D 4/2/2009 Manning and Napier Ach & Lockbox 618 114
$1,124.68 C 4/3/2009 Aberdeen Commissions 543
$1,238.87 D 4/3/2009 Aberdeen Advanced Funding 543
$14,149.05 D 4/3/2009 BFS BLUE SKY STI
$0.73 C 4/6/2009 Aberdeen NSCC 543 201
$1.75 C 4/6/2009 Aberdeen NSCC 543 201
$3.61 D 4/6/2009 Nationwide Funds Subscription 658
$5.79 C 4/6/2009 Ridgeworth A&L Share 596 511
$8.00 C 4/6/2009 Firsthand Redemption 529 37

$12.00 C 4/7/2009 Commonwealth Redemption 539 358
$9,902.91 C 4/7/2009 Ridgeworth Subscription 596 515
$0.63 C 4/8/2009 Aberdeen NSCC 543 201
$12.00 C 4/8/2009 ProFunds Disbursement 21
$899.54 D 4/8/2009 Nationwide Funds Advanced Funding
$1,464.26 C 4/8/2009 Victory Commission 590 742
$9,953.06 D 4/8/2009 Ridgeworth Subscription 596
$1.04 C 4/9/2009 Aberdeen NSCC 543
$525.00 D 4/9/2009 Actinver Subscription

$100.00 D 4/10/2009 BFS BLUE SKY HSB

$250.00 D 4/10/2009 BFS BLUE SKY CPG
$750.00 D 4/10/2009 BFS BLUE SKY ADN

$204,569.54 D 4/10/2009 BFS BLUE SKY STI
$0.63 C 4/13/2009 Aberdeen NSCC 543 201
$7.50 C 4/13/2009 Needham Redemption 569 1
$350.00 C 4/13/2009 BFS BLUE SKY

$130,021.28 C 4/13/2009 Nationwide Funds Advanced Funding
$151,404.53 C 4/13/2009 Aberdeen Advanced Funding 543

$1.00 C 4/14/2009 Aberdeen NSCC 543 201

$0.62 C 4/15/2009 Aberdeen NSCC 543 201
$31.00 C 4/16/2009 Ridgeworth A&L Share
$116.68 C 4/16/2009 Victory Commission
$178.49 D 4/16/2009 Victory Commission

$472.99 D 4/16/2009 Aberdeen Commissions 543
$858.82 C 4/16/2009 Ridgeworth Subscription
$1.02 C 4/17/2009 Aberdeen NSCC 543 201
$19.60 C 4/17/2009 Aberdeen NSCC 543 190
$32.14 C 4/17/2009 Aberdeen Advanced Funding 543

$100.00 D 4/17/2009 BFS BLUE SKY AMP
$1,146.00 D 4/17/2009 BFS BLUE SKY SAM
$2,246.00 D 4/17/2009 BFS BLUE SKY FIR
$2,250.00 D 4/17/2009 BFS BLUE SKY CV
$2,450.00 D 4/17/2009 BFS BLUE SKY AOT
$2,870.00 D 4/17/2009 BFS BLUE SKY CAP
$4,822.00 D 4/17/2009 BFS BLUE SKY CPG
$5,200.00 D 4/17/2009 BFS BLUE SKY CW
$15,965.00 D 4/17/2009 BFS BLUE SKY PCA
$21,330.00 D 4/17/2009 BFS BLUE SKY PER
$22,640.59 D 4/17/2009 BFS BLUE SKY ADN
$25,215.00 D 4/17/2009 BFS BLUE SKY BAD
$35,789.72 D 4/17/2009 BFS BLUE SKY STI
$0.14 C 4/20/2009 Citi 12b-1 120
$0.50 C 4/20/2009 Pacific Capital A-Share Commission 641 75
$1.32 C 4/20/2009 Performance A-Share Commission 626 6
$181.97 C 4/20/2009 Citi 12b-1 120
$250.00 C 4/20/2009 BFS BLUE SKY MON

$10,000.00 D 4/20/2009 Victory Commission 590 747
$1.20 D 4/21/2009 Citi 12b-1 639

$13.00 C 4/21/2009 Performance B-Share Commission
$36.00 C 4/21/2009 Citi IRA/Fed Ex Fee 596
$80.96 C 4/21/2009 Pacific Capital A-Share Commission
$4,650.00 C 4/21/2009 BFS BLUE SKY

$4,961.60 D 4/21/2009 Ridgeworth Subscription
$12,000.00 C 4/21/2009 Permal Concentration 637 007
$28,692.00 D 4/21/2009 Citigroup General
$1,119,375.00 C 4/21/2009 Permal Concentration 637 004

$11.10 D 4/22/2009 WB Capital UMB CWR

$1,000.00 C 4/22/2009 Aberdeen Redemption 543

$1.00 C 4/23/2009 Aberdeen NSCC 543 212
$4.00 C 4/23/2009 Aberdeen NSCC 543 212
$7.50 C 4/23/2009 Activa Wire
$27.90 D 4/23/2009 Ridgeworth Subscription

$3,288.80 C 4/23/2009 Ridgeworth Subscription

$70.16 C 4/24/2009 BFS BLUE SKY NAT
$74.41 C 4/24/2009 BFS BLUE SKY VIC

$110.13 C 4/24/2009 Aberdeen Manual Estimate
$125.00 D 4/24/2009 BFS BLUE SKY SAM
$150.00 D 4/24/2009 BFS BLUE SKY ADN
$150.00 D 4/24/2009 BFS BLUE SKY NAT
$220.00 D 4/24/2009 BFS BLUE SKY BRW
$500.00 D 4/24/2009 BFS BLUE SKY AOT
$650.00 D 4/24/2009 BFS BLUE SKY VIC
$1,416.69 D 4/24/2009 Nationwide Funds Commission 658

$5,840.22 D 4/24/2009 BFS BLUE SKY STI
$8,544.75 D 4/24/2009 BFS BLUE SKY FOC
$16,186.00 D 4/24/2009 BFS BLUE SKY HCA
$0.02 D 4/27/2009 HSBC Investor (NTC) Commissions 640 302
$0.02 C 4/27/2009 HSBC Investor (NTC) Commissions 640 304
$31.04 C 4/27/2009 Permal Concentration

$134.15 C 4/27/2009 Citigroup General

$349.60 C 4/27/2009 BFS BLUE SKY STI

$1,354.66 C 4/27/2009 Permal Concentration
$1,500.00 C 4/27/2009 BFS BLUE SKY NAT

$2,648.48 D 4/27/2009 Citi 12b-1 539

$5,753.89 D 4/27/2009 Citigroup General 167
$0.22 C 4/28/2009 Nationwide Funds Manual Estimate

$0.61 C 4/28/2009 Aberdeen NSCC 543 201
$1.43 C 4/28/2009 Aberdeen NSCC 543 201
$4.78 C 4/28/2009 HSBC Investor (NTC) Concentration 640 304
$5.24 D 4/28/2009 Nationwide Funds Manual Estimate 658

$12.00 C 4/28/2009 Citi IRA/Fed Ex Fee 594 304

$4,694.69 D 4/28/2009 BFS BLUE SKY MON
$8,583.28 C 4/28/2009 Nationwide Funds Subscription
$9,201.13 C 4/28/2009 Nationwide Funds ACH 23



$1.85 C 4/29/2009 Performance B-Share Commission

$41.38 C 4/29/2009 Citigroup General

$55.36 C 4/29/2009 Victory NSCC 590 845

$500.00 C 4/29/2009 BFS BLUE SKY FOC

$2,500.00 C 4/29/2009 Manning and Napier Ach & Lockbox 618 601
$2,665.21 C 4/29/2009 Nationwide Funds Manual Estimate

$4,255.00 D 4/29/2009 BFS BLUE SKY GMF
$65,212.15 C 4/29/2009 Citigroup General 167


$0.02 C 4/30/2009 Performance Concentration 1

$0.51 C 4/30/2009 Nationwide Funds Redemption

$2.97 D 4/30/2009 Citi Fed Tax 120 95

$4.49 C 4/30/2009 Performance Concentration 626 46

$6.32 C 4/30/2009 Ridgeworth Redemption 596 514


$14.60 C 4/30/2009 Nationwide Funds ACH 935
$15.22 C 4/30/2009 Aberdeen Redemption

$21.22 C 4/30/2009 ProFunds Subscription 1


$27.71 C 4/30/2009 Invesco CFT Purchase 588 087
$30.00 C 4/30/2009 BFS BLUE SKY CIT
$37.75 C 4/30/2009 Ridgeworth Subscription 596 507

$52.58 C 4/30/2009 Aberdeen ACH HNB 837

$100.00 D 4/30/2009 Performance Concentration 501

$115.47 D 4/30/2009 Nationwide Funds Commission 658

$216.00 D 4/30/2009 Nationwide Funds Commission 658

$248.77 C 4/30/2009 Cavanal Hill Core 3
$340.00 C 4/30/2009 Citi IRA/Fed Ex Fee APR
$450.00 C 4/30/2009 WB Capital ACH
$466.00 C 4/30/2009 Citigroup General 107 001
$616.36 C 4/30/2009 Citi Fed Tax
$683.97 C 4/30/2009 Victory Commission 590 MUL
$792.00 C 4/30/2009 Pacific Capital Subscription 641 052


$1,661.82 C 4/30/2009 Permal Concentration
$1,799.14 C 4/30/2009 Victory Subscription 590 1
$1,974.77 D 4/30/2009 Capstone Redemption
$2,067.48 C 4/30/2009 Capstone Subscription
$2,551.71 C 4/30/2009 Shay AMF Concentration 662 17

$2,582.59 C 4/30/2009 Shay AMF Concentration 662 17

$3,072.00 C 4/30/2009 Citi IRA/Fed Ex Fee APR
$3,190.27 C 4/30/2009 Aberdeen ACH HNB 937


$5,004.57 C 4/30/2009 HSBC Investor (NTC) Concentration 640 86
$5,525.00 C 4/30/2009 Citigroup General 185 002
$9,500.00 C 4/30/2009 Victory NSCC 590 857

$10,373.04 C 4/30/2009 Citi Fed Tax
$10,952.72 C 4/30/2009 Victory NSCC 590 845

$12,373.02 C 4/30/2009 Citi Fed Tax APR
$18,000.00 C 4/30/2009 ProFunds NSCC 639 006
$20,000.00 D 4/30/2009 ProFunds Subscription 65
$20,268.53 C 4/30/2009 Victory Subscription 590 1

$23,291.40 C 4/30/2009 Aberdeen ACH HNB 20

$257,801.15 C 4/30/2009 Invesco CFT Redemption INC

$0.02 C 5/1/2009 Shay AMF Concentration
$0.02 D 5/1/2009 Victory General Sweep
$0.03 C 5/1/2009 ProFunds Subscription

$0.27 D 5/1/2009 Ridgeworth A&L Share 596 720

$0.78 D 5/1/2009 Commonwealth Funding 539 358
$0.85 C 5/1/2009 Citi Fed Tax 590

$1.38 C 5/1/2009 Citi 12b-1 170
$2.44 D 5/1/2009 Citi 12b-1 120
$2.63 C 5/1/2009 Needham Redemption 569 1
$3.54 C 5/1/2009 Invesco CFT Redemption INT
$5.24 C 5/1/2009 Nationwide Funds Redemption
$5.25 D 5/1/2009 ProFunds Subscription 639 46

$7.03 C 5/1/2009 Nationwide Funds Fee & Tax 658 500
$10.71 C 5/1/2009 ProFunds Redemption 639 1
$12.50 C 5/1/2009 Victory Subscription 841

$15.00 C 5/1/2009 Cavanal Hill Core 682 1
$15.00 C 5/1/2009 Cavanal Hill Core 682 1

$15.00 C 5/1/2009 Citi IRA/Fed Ex Fee 596 503
$15.00 D 5/1/2009 Citi IRA/Fed Ex Fee 596 MUL

$16.61 C 5/1/2009 Aberdeen Commissions
$16.94 D 5/1/2009 Victory 3rd Party ACH Key
$19.40 C 5/1/2009 Empire Builder Concentration

$25.00 C 5/1/2009 Victory ACH 841
$25.00 D 5/1/2009 Nationwide Funds ACH 934
$25.00 C 5/1/2009 Commonwealth Funding 539 358
$25.00 D 5/1/2009 Capstone Redemption


$28.85 C 5/1/2009 Nationwide Funds NSCC 658
$30.00 C 5/1/2009 Manning and Napier Ach & Lockbox 104

$30.54 C 5/1/2009 Pacific Capital Subscription
$35.29 D 5/1/2009 Citigroup General 120

$40.79 C 5/1/2009 Pacific Capital Subscription

$47.50 C 5/1/2009 Victory NSCC 590 841
$48.00 D 5/1/2009 Citi IRA/Fed Ex Fee 639 MUL
$50.00 C 5/1/2009 Victory ACH 9
$50.00 C 5/1/2009 Victory ACH 841
$50.00 C 5/1/2009 Victory ACH 841
$50.00 C 5/1/2009 Victory ACH 841
$50.00 C 5/1/2009 Victory ACH 841
$50.00 D 5/1/2009 BFS BLUE SKY VIN
$50.00 D 5/1/2009 Victory ACH 9
$50.00 C 5/1/2009 Victory Disbursement 590 841
$51.57 D 5/1/2009 Invesco CFT Purchase 588 87
$60.00 C 5/1/2009 Victory NSCC 590 010
$63.27 C 5/1/2009 Nationwide Funds Redemption 658 500
$70.00 C 5/1/2009 Victory NSCC 590 010
$75.00 C 5/1/2009 Victory ACH 914
$75.00 C 5/1/2009 Victory 3rd Party ACH Key
$77.00 C 5/1/2009 Victory ACH 840
$77.00 D 5/1/2009 Victory ACH 840
$83.00 C 5/1/2009 WB Capital UMB CWR

$89.00 D 5/1/2009 Firsthand Subscription 37

$90.00 C 5/1/2009 ProFunds Disbursement
$94.00 C 5/1/2009 Victory ACH 914
$100.00 C 5/1/2009 ProFunds Subscription 7
$100.00 C 5/1/2009 Victory NSCC 590 307
$100.00 C 5/1/2009 Victory NSCC 590 001
$100.00 C 5/1/2009 Firsthand Subscription 37
$100.00 C 5/1/2009 Citigroup HNB Check Deposit 107 MUL
$100.00 D 5/1/2009 Empire Builder Disbursement 622 MUL
$100.00 C 5/1/2009 Nationwide Funds Subscription

$100.00 D 5/1/2009 Nationwide Funds ACH 658 200
$100.00 D 5/1/2009 ProFunds Subscription 67
$100.00 D 5/1/2009 ProFunds Subscription 7
$100.00 C 5/1/2009 Empire Builder Disbursement 622 4
$101.52 C 5/1/2009 Victory NSCC 590 001
$101.52 C 5/1/2009 Victory NSCC 590 002
$109.48 C 5/1/2009 Hirtle Callaghan Concentration 10
$110.00 C 5/1/2009 Victory ACH 914

$120.00 D 5/1/2009 First Funds Subscription 563 35
$127.00 C 5/1/2009 Victory NSCC 590 747

$140.14 C 5/1/2009 Citi Invoice 618 114

$150.00 C 5/1/2009 Victory ACH 914
$154.19 C 5/1/2009 Nationwide Funds Commission
$180.00 C 5/1/2009 Nationwide Funds Subscription 658 24
$190.00 C 5/1/2009 Victory NSCC 590 841

$192.31 C 5/1/2009 Ridgeworth Redemption
$200.00 D 5/1/2009 Aberdeen ACH HNB 135
$200.00 C 5/1/2009 Victory ACH 841
$200.00 C 5/1/2009 Victory ACH 914
$200.00 C 5/1/2009 Capstone Subscription 594 304

$200.00 D 5/1/2009 Citigroup General 185 051
$200.00 D 5/1/2009 Nationwide Funds ACH 658 224
$200.00 D 5/1/2009 Commonwealth Funding 539
$200.00 C 5/1/2009 Commonwealth Funding 539

$230.00 C 5/1/2009 Victory ACH 914
$238.00 C 5/1/2009 Victory ACH 914
$255.30 D 5/1/2009 Aberdeen Commissions 543 MUL
$257.00 C 5/1/2009 Victory ACH 914
$270.00 C 5/1/2009 ProFunds Disbursement 639 1
$277.22 C 5/1/2009 Victory NSCC 590 002
$290.00 C 5/1/2009 Victory ACH 914
$295.83 C 5/1/2009 Firsthand Subscription 39
$300.00 C 5/1/2009 Empire Builder Concentration 4
$300.00 C 5/1/2009 ProFunds NSCC 639 160
$305.00 C 5/1/2009 Firsthand Subscription
$313.58 C 5/1/2009 Victory NSCC

$325.00 D 5/1/2009 Victory ACH 590 914

$354.76 C 5/1/2009 Aberdeen Advanced Funding 543 MUL
$354.76 D 5/1/2009 Aberdeen Advanced Funding
$365.66 D 5/1/2009 Aberdeen Advanced Funding

$400.00 C 5/1/2009 Victory ACH 914
$400.00 C 5/1/2009 Victory ACH 914
$400.00 C 5/1/2009 Victory ACH 914
$400.00 C 5/1/2009 Victory ACH 840
$400.00 D 5/1/2009 Nationwide Funds Redemption

$401.60 C 5/1/2009 Victory NSCC 590 747
$411.16 C 5/1/2009 Cavanal Hill Core 1
$415.00 C 5/1/2009 Victory ACH 914

$420.00 D 5/1/2009 BFS BLUE SKY AOT
$425.00 D 5/1/2009 Victory ACH 841
$441.36 C 5/1/2009 Victory NSCC 590 002
$447.41 C 5/1/2009 Victory NSCC 590 747
$450.11 C 5/1/2009 Citi 12b-1 120
$468.62 C 5/1/2009 Victory NSCC 590 747
$500.00 C 5/1/2009 Aberdeen Redemption 543 135
$500.00 D 5/1/2009 BFS BLUE SKY PER
$500.00 D 5/1/2009 Manning and Napier Ach & Lockbox 102
$500.00 D 5/1/2009 Citigroup General

$500.00 D 5/1/2009 Aberdeen ACH HNB 543 389
$500.00 C 5/1/2009 BFS BLUE SKY

$553.09 D 5/1/2009 First Funds Subscription 563
$600.00 C 5/1/2009 Victory ACH 914
$600.00 C 5/1/2009 BFS BLUE SKY BNY
$600.00 C 5/1/2009 Victory ACH 914
$613.30 C 5/1/2009 Victory NSCC 590 010
$642.87 D 5/1/2009 Aberdeen Fee and Tax 543 MUL
$642.87 C 5/1/2009 Aberdeen Fee and Tax
$654.25 C 5/1/2009 Aberdeen Manual Estimate 543 MUL
$660.77 C 5/1/2009 Victory NSCC 590 001
$688.73 D 5/1/2009 Aberdeen Manual Estimate
$710.07 C 5/1/2009 Victory Commission 590 MUL
$715.81 D 5/1/2009 Firsthand Redemption 529 MUL
$743.72 C 5/1/2009 Victory NSCC 590 747

$750.00 D 5/1/2009 BFS BLUE SKY AMP
$750.00 D 5/1/2009 BFS BLUE SKY CPG
$785.00 D 5/1/2009 BFS BLUE SKY TEF
$800.00 D 5/1/2009 BFS BLUE SKY SSF
$800.00 D 5/1/2009 Pacific Capital Subscription 641 77
$809.41 D 5/1/2009 ProFunds Deposit 639 21

$820.56 D 5/1/2009 Nationwide Funds Fee & Tax 658 MUL
$850.00 D 5/1/2009 BFS BLUE SKY CAP
$984.42 D 5/1/2009 Cavanal Hill Disbursement 682 MUL
$984.42 C 5/1/2009 Cavanal Hill Disbursement 682 1
$990.00 C 5/1/2009 Victory NSCC 590 841
$1,000.00 C 5/1/2009 Firsthand Subscription 529
$1,000.00 D 5/1/2009 Firsthand Subscription 529
$1,000.00 C 5/1/2009 Victory 3rd Party ACH Key
$1,000.00 C 5/1/2009 Nationwide Funds Redemption 658 22
$1,000.00 D 5/1/2009 BFS BLUE SKY NED
$1,000.00 D 5/1/2009 Nationwide Funds ACH 658 215
$1,000.00 D 5/1/2009 Nationwide Funds Redemption
$1,000.00 C 5/1/2009 WB Capital ACH
$1,041.89 D 5/1/2009 Aberdeen Commissions
$1,050.00 D 5/1/2009 Citigroup General 185 002
$1,062.06 C 5/1/2009 Invesco CFT Purchase 588 067

$1,079.10 C 5/1/2009 Aberdeen NSCC 543 201
$1,092.65 D 5/1/2009 Nationwide Funds Commission 658 MUL
$1,162.52 D 5/1/2009 BFS BLUE SKY MAN

$1,238.75 C 5/1/2009 Victory Key Bank Wire
$1,249.94 C 5/1/2009 Invesco CFT Purchase 588 067

$1,260.94 C 5/1/2009 Victory NSCC 590 747
$1,321.75 C 5/1/2009 ProFunds Redemption 639 1
$1,407.31 C 5/1/2009 Ridgeworth Subscription
$1,470.22 D 5/1/2009 ProFunds Subscription 639 118
$1,500.00 C 5/1/2009 Commonwealth Funding 539 358
$1,528.65 C 5/1/2009 ProFunds Subscription 105
$1,555.58 D 5/1/2009 Victory 3rd Party ACH Key
$1,560.53 C 5/1/2009 Victory Key Bank Wire

$1,579.07 D 5/1/2009 BFS BLUE SKY PCA

$1,592.57 D 5/1/2009 Capstone Redemption 594 MUL
$1,642.41 C 5/1/2009 Victory NSCC 590 747
$1,650.00 C 5/1/2009 Citigroup General


$1,707.03 C 5/1/2009 Manning and Napier Redemption 618 114
$1,750.00 D 5/1/2009 BFS BLUE SKY FIR
$1,750.00 D 5/1/2009 BFS BLUE SKY CVU
$1,770.60 D 5/1/2009 Invesco CFT Purchase 588 87
$1,800.00 D 5/1/2009 Aberdeen ACH HNB 556
$1,824.18 C 5/1/2009 Aberdeen Redemption 543 210
$1,850.00 C 5/1/2009 Manning and Napier Ach & Lockbox 101
$1,892.57 C 5/1/2009 Capstone Redemption 594 310
$1,966.45 C 5/1/2009 Commonwealth Funding 539
$2,000.00 C 5/1/2009 Victory NSCC 590 747
$2,000.00 D 5/1/2009 Shay AMF Disbursement 662 MUL
$2,000.00 C 5/1/2009 Shay AMF Disbursement 662 31
$2,000.00 D 5/1/2009 Nationwide Funds ACH 24

$2,006.21 C 5/1/2009 Victory NSCC 590 845
$2,100.00 C 5/1/2009 Aberdeen ACH HNB 543 MUL
$2,128.41 C 5/1/2009 Victory NSCC 590 845
$2,141.00 C 5/1/2009 ProFunds Disbursement 639 21
$2,300.00 D 5/1/2009 BFS BLUE SKY BAD
$2,309.48 C 5/1/2009 Victory NSCC 590 845
$2,450.00 C 5/1/2009 BFS BLUE SKY

$2,491.45 D 5/1/2009 Commonwealth Funding 539 358
$2,500.00 C 5/1/2009 ProFunds NSCC 639 105
$2,632.39 C 5/1/2009 Victory NSCC 590 747

$2,804.18 C 5/1/2009 Victory NSCC 590 845

$2,934.10 D 5/1/2009 Commonwealth Funding 539
$2,956.57 C 5/1/2009 WB Capital BNY Conc
$3,000.00 D 5/1/2009 Manning and Napier Ach & Lockbox 102
$3,000.00 C 5/1/2009 Victory ACH 5
$3,002.75 D 5/1/2009 Commonwealth Subscription 539
$3,050.00 D 5/1/2009 BFS BLUE SKY BRW
$3,069.35 D 5/1/2009 Victory NSCC 590
$3,235.00 C 5/1/2009 Victory NSCC 590 747
$3,250.00 D 5/1/2009 BFS BLUE SKY ADN
$3,253.81 D 5/1/2009 Nationwide Funds Subscription
$3,270.93 C 5/1/2009 Victory NSCC 590 845
$3,317.83 C 5/1/2009 Manning and Napier Redemption 618
$3,348.41 C 5/1/2009 Manning and Napier Redemption 618 114

$3,667.75 C 5/1/2009 Commonwealth Subscription 539 MUL
$3,757.48 C 5/1/2009 Victory NSCC 590 747
$3,859.00 D 5/1/2009 Victory ACH 914
$3,866.65 C 5/1/2009 Nationwide Funds Redemption
$4,000.00 C 5/1/2009 Victory NSCC 590 841
$4,000.00 D 5/1/2009 BFS BLUE SKY FOC

$4,604.55 D 5/1/2009 Capstone Subscription 594 MUL
$4,907.13 D 5/1/2009 Nationwide Funds Manual Estimate 658 522

$4,950.00 C 5/1/2009 Victory NSCC 590 020
$5,000.00 C 5/1/2009 ProFunds NSCC 639 050
$5,000.00 C 5/1/2009 ProFunds NSCC 639 065
$5,000.00 C 5/1/2009 ProFunds NSCC 639 105
$5,000.00 C 5/1/2009 ProFunds NSCC 639 105
$5,384.04 C 5/1/2009 Ridgeworth Redemption
$5,384.04 D 5/1/2009 Ridgeworth Subscription

$5,787.42 C 5/1/2009 Capstone Subscription

$5,860.00 D 5/1/2009 BFS BLUE SKY NAT
$6,000.00 C 5/1/2009 ProFunds NSCC 639 010
$6,007.00 C 5/1/2009 Victory ACH 590 MUL
$6,566.79 D 5/1/2009 Citi 12b-1 590


$7,600.00 D 5/1/2009 Aberdeen Subscription 543
$7,600.00 C 5/1/2009 Aberdeen Subscription 543 MUL
$8,373.27 D 5/1/2009 Manning and Napier Redemption 618 MUL
$8,480.01 D 5/1/2009 BFS BLUE SKY VIC
$8,480.88 D 5/1/2009 Nationwide Funds Commission
$8,655.99 C 5/1/2009 Victory NSCC 590 747
$9,036.76 C 5/1/2009 Empire Builder Concentration 622 MUL
$9,055.43 C 5/1/2009 First Funds Redemption 563 25
$9,535.89 C 5/1/2009 Needham Redemption 569 1
$9,538.52 D 5/1/2009 Needham Redemption 569 MUL
$10,000.00 C 5/1/2009 Victory NSCC 590 841


$14,400.19 C 5/1/2009 Victory NSCC 590 747
$14,430.01 C 5/1/2009 Victory NSCC 590 747
$14,866.46 C 5/1/2009 First Funds Redemption 563 35
$14,994.00 C 5/1/2009 ProFunds NSCC 639 062
$15,517.37 C 5/1/2009 Victory Disbursement 590 841
$17,147.37 D 5/1/2009 Victory Disbursement 590 MUL
$17,330.00 D 5/1/2009 BFS BLUE SKY HCA
$17,394.00 C 5/1/2009 Victory NSCC 590 841
$17,509.25 D 5/1/2009 BFS BLUE SKY STI
$18,361.45 C 5/1/2009 Capstone Subscription 594

$20,468.64 D 5/1/2009 Aberdeen Redemption 543 MUL

$21,332.80 D 5/1/2009 BFS BLUE SKY PRO


$22,910.98 C 5/1/2009 Ridgeworth Redemption 596 503
$23,132.00 C 5/1/2009 Victory NSCC 590 747
$23,502.67 C 5/1/2009 Citigroup HNB Check Deposit 117

$23,921.89 D 5/1/2009 First Funds Redemption 563 MUL
$25,000.00 C 5/1/2009 Victory NSCC 590 841
$25,518.42 C 5/1/2009 Victory 3rd Party ACH Key 590 MUL
$26,254.76 C 5/1/2009 HSBC Investor (NTC) Disbursement

$27,233.32 C 5/1/2009 ProFunds Disbursement 639
$27,831.78 C 5/1/2009 Victory Deposit 590 MUL

$31,646.98 D 5/1/2009 Performance Concentration 626
$37,165.70 C 5/1/2009 Nationwide Funds Subscription 658 MUL

$44,044.75 D 5/1/2009 Needham Subscription 569
$44,047.38 C 5/1/2009 Needham Subscription 569 MUL
$44,533.18 C 5/1/2009 Performance Concentration

$48,446.21 C 5/1/2009 Victory NSCC 590 747

$50,000.00 C 5/1/2009 Manning and Napier Ach & Lockbox
$50,947.30 C 5/1/2009 Victory NSCC 590
$54,981.31 C 5/1/2009 ProFunds NSCC 639

$60,430.00 D 5/1/2009 First Funds Subscription 563 25
$64,225.00 D 5/1/2009 BFS BLUE SKY HSB

$70,600.00 C 5/1/2009 Citigroup HNB Check Deposit 185 MUL
$74,970.00 C 5/1/2009 ProFunds Subscription

$75,000.00 C 5/1/2009 Victory NSCC 590 841
$82,019.29 C 5/1/2009 ProFunds Subscription

$88,482.48 C 5/1/2009 Victory NSCC 590 002
$94,587.40 C 5/1/2009 Performance Concentration 626 MUL


$100,000.00 C 5/1/2009 Allianz Concentration 667 172
$100,000.00 C 5/1/2009 ProFunds Disbursement

$107,888.60 D 5/1/2009 Performance Concentration 626
$111,427.44 C 5/1/2009 BFS BLUE SKY


$145,569.53 D 5/1/2009 Nationwide Funds ACH 658 MUL


$242,020.32 C 5/1/2009 Manning and Napier Ach & Lockbox 618 122
$257,804.98 D 5/1/2009 Invesco CFT Redemption LMC
$297,507.33 C 5/1/2009 Shay AMF Concentration 662 MUL
$297,507.33 D 5/1/2009 Shay AMF Concentration
$321,168.46 D 5/1/2009 Firsthand Subscription 529 MUL


$386,184.16 C 5/1/2009 Victory Subscription 590
$475,025.17 D 5/1/2009 Victory Subscription 590
$496,544.93 D 5/1/2009 Invesco CFT Purchase 78
$500,000.00 C 5/1/2009 ProFunds Redemption

$514,560.57 C 5/1/2009 Cavanal Hill Core 682
$756,576.01 D 5/1/2009 Pacific Capital Subscription 641 MUL
$756,676.01 C 5/1/2009 Pacific Capital Subscription 641
$831,305.98 D 5/1/2009 ProFunds Disbursement 639 MUL

$894,719.22 C 5/1/2009 ProFunds Deposit 639 MUL
$906,547.70 D 5/1/2009 Nationwide Funds Redemption 658 MUL
$942,980.40 C 5/1/2009 Cavanal Hill Core 682
$1,154,292.75 C 5/1/2009 Victory NSCC 590 MUL
$1,179,261.16 C 5/1/2009 Citigroup General 107

$1,244,386.48 D 5/1/2009 ProFunds Redemption 639 MUL

$1,290,706.05 C 5/1/2009 Invesco CFT Redemption 78
$1,457,982.13 D 5/1/2009 Cavanal Hill Core 682 MUL
$1,589,558.63 D 5/1/2009 Victory NSCC 590
$2,328,767.65 C 5/1/2009 Allianz Concentration 667 MUL
$2,500,000.00 D 5/1/2009 Citigroup General 117 131

$2,728,767.65 D 5/1/2009 Allianz Concentration 667

$2,743,343.83 D 5/1/2009 Citigroup General 117

$4,220,143.68 D 5/1/2009 First Funds Subscription 563
$4,281,246.77 C 5/1/2009 First Funds Subscription 563 MUL
$4,296,047.84 D 5/1/2009 ProFunds Subscription 639 MUL
$4,909,882.37 D 5/1/2009 Invesco CFT Purchase LMC
$5,450,557.89 C 5/1/2009 Invesco CFT Redemption 588 79
$5,602,867.85 C 5/1/2009 ProFunds Subscription 639
$5,855,535.95 C 5/1/2009 Invesco CFT Purchase 588 MUL
$6,741,263.94 D 5/1/2009 Invesco CFT Redemption 588 MUL
$8,041,616.05 C 5/1/2009 Aberdeen NSCC
$8,042,092.90 D 5/1/2009 Aberdeen NSCC 543 MUL
$8,695,590.50 C 5/1/2009 Nationwide Funds NSCC 658 MUL
$8,695,590.50 D 5/1/2009 Nationwide Funds NSCC
$10,794,043.92 C 5/1/2009 Nationwide Funds Manual Estimate 658 MUL
$10,794,207.41 D 5/1/2009 Nationwide Funds Manual Estimate
$15,187,298.29 C 5/1/2009 Manning and Napier Ach & Lockbox 618 MUL
$15,283,889.71 D 5/1/2009 Manning and Napier Ach & Lockbox 618
$16,913,855.93 C 5/1/2009 ProFunds NSCC 639 MUL
$17,030,631.24 D 5/1/2009 ProFunds NSCC 639
$32,033,049.47 C 5/1/2009 Victory Subscription 590
$71,610,678.37 D 5/1/2009 HSBC Investor (NTC) Concentration 640 MUL
$140,000,000.00 D 5/1/2009 HSBC Investor (NTC) Concentration
$152,052,782.03 D 5/1/2009 Ridgeworth Subscription
$156,053,818.01 C 5/1/2009 Ridgeworth Subscription 596 MUL
$168,611,367.60 C 5/1/2009 Ridgeworth Redemption
$168,635,563.64 D 5/1/2009 Ridgeworth Redemption 596 MUL
$207,673,005.90 D 5/1/2009 Victory Subscription 590 MUL
$211,610,703.37 C 5/1/2009 HSBC Investor (NTC) Concentration
Account # Reason for Outage Department Days Aged Comments 1
State of California. A tax and wage
adjustment form was submitted to
EDD in California to receive a refund
from the state. Ca cut two checks for
$8.75 & $65.05 using a bad street
Reclaim Cheryl Calderone 263 address.
1/20 - Bluesky is requesting a refund
from the State of Texas. Escalation
Notice # 0902301. 1/30 - No update.
2/9 - Reclaim letter sent to the State of
Reclaim Blue Sky 199 Texas.
1/8 - Per Cheryl Calderone due to QII
extension on foreign shareholders
Hirtle requested transactions be
adjusted from July through October.
Citi will recoup in '09 tax season. ANy
future NRA withholding will be shorted
Reclaim Cheryl Calderone 132 in order to recoup.
Total of Do Not Pay's per email
confirmation from tax. Update 2/11 -
Funds were requested on 945. 945
Reclaim Cheryl Calderone 66 was mailed end of January.
Situation: Original check posted to

DDA paying on 12/23. Recon returned
check for Fraud within the 24 hr
window to return. HNB force paid it on
12/19 (not showing on dda) and has
Misc Phillip Harrison 51 debited us for a late return.
Check was misplaced. Bluesky will
apply to future invoice. 3/18 - BS to
notify BONY of the refund amt +
details and request authorization to
Refund Blue Sky 46 wire funds.
Bluesky will offset with future
invoice(s) once further credit analysis
Refund Blue Sky 45 are complete.
Checks pulled. Invoice sent to FA.
4/3 - In process, waiting on signatures.
4/20 - FA sent email to client
BFS Receivable Fund Admin 41 requesting update.
Original Invoice was for $5225,
payment rec'd 4/7 for $300. Checks
BFS Receivable Fund Admin 34 pulled. Invoice sent to FA.
Original invoice for $225, BS applied
FRA3851493, FRA3779978,
Refund Fund Admin 33 FRA3687783, FRA3856915.
Checks pulled. Invoice sent to FA.
4/3 - In process, waiting on signatures.
4/20 - FA sent email to client
BFS Receivable Fund Admin 31 requesting update.
Checks pulled invoice sent to FA.
BFS Receivable Fund Admin 31 4/27 - Waiting on NW to sign off.
Refund from WI. Bluesky will offset
with future invoice(s) once further
Refund Blue Sky 30 credit analysis are complete.
Bluesky will offset with future invoice
once further credit analysis are
Refund Blue Sky 28 complete.
Situation: Bad NAV caused
overpayment to dealers; MG TRUST
CO $22.41 and MERCER HR $51.83.
Misc Reconciliation 27 Dealers will not send in funding.
Unfunded Purchase due to the
Rebalancing Event. Information has
been given to Manning and Napier to
retreive funding. Contacting M&N daily
303091007 Trade Reconciliation 25 for updates.
State tax total for OK that was not paid
State Tax Cheryl Calderone 24 due to adjustments.
State tax total for AR that was not paid
State Tax Cheryl Calderone 24 due to adjustments.
Sweep Interest Reconciliation 23
Commission Payable [None] 23 C share
2001014028 Low Balance Fee [None] 23
1901007856 Commission Reconciliation 23
Commission Payable [None] 23 A share Direct
5330027559 Fee - FedEx [None] 23
9100001879 Fee - FedEx [None] 23
9301031729 Fee - FedEx [None] 23
8530001772 Fee - IRA [None] 23
9301058361 Fee - IRA [None] 23
9301113230 Fee - IRA [None] 23
9301098288 Fee - IRA [None] 23
9290002201 Fee - IRA [None] 23
5471005469 Fee - IRA [None] 23
5041013983 Fee - IRA [None] 23
5041024861 Fee - IRA [None] 23
5071010477 Fee - IRA [None] 23
1211000336 Fee - IRA [None] 23
6330002629 Fee - IRA [None] 23
5330027559 Fee - IRA [None] 23
5330022007 Fee - IRA [None] 23
5330028914 Fee - IRA [None] 23
1330010383 Fee - Wire [None] 23
Commission Payable [None] 23 A share
Commission Reconciliation 23 WOF
Commission Payable [None] 23 A share WOF
CDSC Payable Reconciliation 23
Low Balance Fee [None] 23
Commission Reconciliation 23 DIRECT
Commission Payable Reconciliation 23
1322222600 Fee - FedEx [None] 22
6330000904 Fee - IRA [None] 22
1908012307 Fee - IRA [None] 22
9301019837 Fee - IRA [None] 22
9301032277 Fee - IRA [None] 22
78515689 Commission Payable [None] 22 A share Direct
BFS Receivable Fund Admin 22 Checks pulled. Invoice sent to FA.
8516992500 Fee - FedEx [None] 21
9301085572 Fee - FedEx [None] 21
9331543897 Fee - IRA [None] 21
9770001230 Fee - IRA [None] 21
9321001528 Fee - IRA [None] 21
6330012406 Fee - IRA [None] 21
Commission Payable [None] 21 A Share WOF
Commission Reconciliation 20
5000004573 Commission [None] 20
8127894 Fee - FedEx Reconciliation 20 owed to
2200011823 Fee - FedEx [None] 20
9301106580 Fee - FedEx [None] 20
9301113521 Fee - FedEx [None] 20
9331504580 Fee - FedEx [None] 20
9301113521 Fee - IRA [None] 20
9301109701 Fee - IRA [None] 20
9301086194 Fee - IRA [None] 20
9301063334 Fee - IRA [None] 20
9330005124 Fee - IRA [None] 20
9731008861 Fee - IRA [None] 20
9190003523 Fee - IRA [None] 20
9301013745 Fee - IRA [None] 20
2200011823 Fee - IRA [None] 20
7530011329 Fee - IRA [None] 20
7530020352 Fee - IRA [None] 20
2244002824 Fee - IRA [None] 20
5330028990 Fee - IRA [None] 20
5320888500 Fee - IRA [None] 20
5330005988 Fee - IRA [None] 20
2401012156 Fee - IRA [None] 20
2401047073 Fee - IRA [None] 20
2401046071 Fee - IRA [None] 20
2401046069 Fee - IRA [None] 20
1031000136 Fee - IRA [None] 20
6320673400 Fee - IRA [None] 20
6330008356 Fee - IRA [None] 20
5091011725 Fee - IRA [None] 20
5061030352 Fee - IRA [None] 20
5041029557 Fee - IRA [None] 20
9300002080 Fee - Wire [None] 20
9730003929 Fee - Wire [None] 20
TO=00000000786414201 ABERDEEN
FUND DISTRIBUTORS LLC CO
MMISSIONS ACCOUNT 300 BARR
HARBOR DR WEST
CONSHOHOCKEN PA 19428-2998
REMARK= ABERDEEN FUNDS
COMMISSSIONS B& C SGARE
COMM FOR MONTH ENDING 3 31
Commission Payable Lloyd Creeger 20 2009 REC G FP=04061507
9301037987 Fee - FedEx [None] 19
9301037987 Fee - IRA [None] 19
9301083553 Fee - IRA [None] 19
9301110196 Fee - IRA [None] 19
9301106135 Fee - IRA [None] 19
9330000924 Fee - IRA [None] 19
5320855900 Fee - IRA [None] 19
2479 Fee - IRA [None] 19
Low Balance Fee Reconciliation 19
2194003194 Fee - FedEx [None] 18
2174038776 Fee - FedEx [None] 18
5031003586 Fee - FedEx [None] 18
Low Balance Fee Reconciliation 18
5041017780 Fee - IRA [None] 18
2401046727 Fee - IRA [None] 18
7350 Fee - IRA [None] 18
9301110259 Fee - IRA [None] 18
9301108723 Fee - IRA [None] 18
9301113255 Fee - IRA [None] 18
9330004124 Fee - IRA [None] 18
9331524240 Fee - IRA [None] 18
9330011362 Fee - IRA [None] 18
9721006954 Fee - IRA [None] 18
5480001807 Fee - IRA [None] 18
9330004124 Fee - Wire [None] 18
6307692300 Fee - Wire [None] 18
81857892 Commission Payable [None] 18 A share
5330011283 Fee - IRA [None] 17
5319385500 Fee - IRA [None] 17
2201036080 Fee - IRA [None] 17
2074000342 Fee - IRA [None] 17
5480001218 Fee - IRA [None] 17
5101003124 Fee - IRA [None] 17
9331477656 Fee - IRA [None] 17
9330004422 Fee - IRA [None] 17
9311006515 Fee - IRA [None] 17
9301076991 Fee - IRA [None] 17
9301051808 Fee - IRA [None] 17
9301104419 Fee - IRA [None] 17
9341005192 Fee - IRA [None] 17
8030024090 Fee - Wire [None] 17
2309816300 Research Fees [None] 17
J. Millenbaugh spoke with Xavier at
Actinver and they agreed to pay the
NSCC bill. Wire instructions was
Misc June Lomax 17 provided on 4/22.
Original invoice for $57,200, pmt of
$57,100 made 4/28. Checks pulled.
BFS Receivable Fund Admin 16 Invoice sent to FA.
Original invoice for $900, refunded
$150 from FRA3859558. Checks
BFS Receivable Fund Admin 16 pulled. Invoice sent to FA.
23002124 Fee - Wire Reconciliation 15 owed to
5309905300 Fee - FedEx [None] 15
2330007758 Fee - FedEx [None] 15
9300013525 Fee - FedEx [None] 15
9301028824 Fee - FedEx [None] 15
5471000595 Fee - FedEx [None] 15
5471017449 Fee - IRA [None] 15
5471011372 Fee - IRA [None] 15
5071021506 Fee - IRA [None] 15
9301028824 Fee - IRA [None] 15
9301023367 Fee - IRA [None] 15
9300012103 Fee - IRA [None] 15
9300010238 Fee - IRA [None] 15
9301111337 Fee - IRA [None] 15
9301105475 Fee - IRA [None] 15
9301109333 Fee - IRA [None] 15
9301110576 Fee - IRA [None] 15
9301076852 Fee - IRA [None] 15
9301085356 Fee - IRA [None] 15
9301087436 Fee - IRA [None] 15
9301094760 Fee - IRA [None] 15
9181006850 Fee - IRA [None] 15
9331532742 Fee - IRA [None] 15
9331475979 Fee - IRA [None] 15
6330012417 Fee - IRA [None] 15
6330000929 Fee - IRA [None] 15
6619689100 Fee - IRA [None] 15
2164028049 Fee - IRA [None] 15
2164027985 Fee - IRA [None] 15
2164000875 Fee - IRA [None] 15
2200007452 Fee - IRA [None] 15
5330027173 Fee - IRA [None] 15
5330027181 Fee - IRA [None] 15
2194002382 Fee - IRA [None] 15
2401047135 Fee - IRA [None] 15
5001047759 Fee - IRA [None] 15
5011002414 Fee - IRA [None] 15
5011015208 Fee - IRA [None] 15
8511504700 Fee - IRA [None] 15
8030022815 Fee - Wire [None] 15
3891011577 Fee - Wire [None] 15 owed to
Refund Blue Sky 15 are completed.
Advanced
Commission Funding Reconciliation 15 PreFunding for Commissions
Advanced
Commission Funding Reconciliation 15 PreFunding for Commissions
5001002448 Fee - FedEx [None] 14
5001002451 Fee - FedEx [None] 14
5071020732 Fee - FedEx [None] 14
9331487303 Fee - FedEx [None] 14
9721097512 Fee - FedEx [None] 14
5831038234 Fee - IRA [None] 14
9301067283 Fee - IRA [None] 14
9301089606 Fee - IRA [None] 14
9340014476 Fee - IRA [None] 14
9330017990 Fee - IRA [None] 14
9331475322 Fee - IRA [None] 14
9331475334 Fee - IRA [None] 14
5071020732 Fee - IRA [None] 14
3071000065 Fee - IRA [None] 14
5321965900 Fee - IRA [None] 14
MANAGEMENT LLC FBO
NATIONWIDE FDS SUBSCRIPTION
3435 STELZER RD COLUMBUS OH
43219- ;DESCR : CAP OF 09/04/14
B/O NATIONWIDE FUND
MANAGEMENT LLC FBO ;REC GFP:
9191009884 Fee - IRA [None] 14 04142017
1330042981 Fee - Wire [None] 14
2330041107 Fee - Wire [None] 14
1900149900 Research Fees [None] 14
2200001285 Fee - IRA [None] 13
5330012965 Fee - IRA [None] 13
8530003868 Fee - IRA [None] 13
9301038142 Fee - IRA [None] 13
9301066786 Fee - IRA [None] 13
9301097401 Fee - IRA [None] 13
9301089911 Fee - IRA [None] 13
5031027916 Fee - IRA [None] 13
9340024919 Fee - IRA [None] 13
2201012293 Fee - IRA [None] 12
2401040369 Fee - IRA [None] 12
5041028112 Fee - IRA [None] 12
9331464506 Fee - IRA [None] 12
9301060997 Fee - IRA [None] 12
9301067459 Fee - IRA [None] 12
9301115829 Fee - IRA [None] 12
9301042607 Fee - IRA [None] 12
Funds received for Charles Schwab
invoice. Payment will be made once all
Commission Payable Robbie Puma 12 the funding has been received.
Commission Payable [None] 11 A Share
6330007159 Fee - FedEx [None] 11
6330021143 Fee - IRA [None] 11
6330005520 Fee - IRA [None] 11
6330002574 Fee - IRA [None] 11
1901001372 Fee - IRA [None] 11
7530009133 Fee - IRA [None] 11
5330000393 Fee - IRA [None] 11
2201013648 Fee - IRA [None] 11
2200011635 Fee - IRA [None] 11
9301076066 Fee - IRA [None] 11
9301034461 Fee - IRA [None] 11
9301114675 Fee - IRA [None] 11
9290000110 Fee - IRA [None] 11
9331198108 Fee - IRA [None] 11
FROM=00000000786414201
ABERDEEN FUND DISTRIBUTO RS
LLC COMMISSIONS ACCOUNT 300
BARR HARBOR DR WEST
Advanced CONSHOHOCKEN PA 19428-29 98
Commission Funding Reconciliation 11 REC GFP=04172030
Retained Comm Robbie Puma 10
5041018313 Fee - FedEx [None] 10
9331494129 Fee - FedEx [None] 10
2400000402 Fee - IRA [None] 10
5319491700 Fee - IRA [None] 10
5330006357 Fee - IRA [None] 10
6317649000 Fee - IRA [None] 10
6319898400 Fee - IRA [None] 10
8515116800 Fee - IRA [None] 10
8512180600 Fee - IRA [None] 10
2401046083 Fee - IRA [None] 10
5041018313 Fee - IRA [None] 10
5031045837 Fee - IRA [None] 10
5471015243 Fee - IRA [None] 10
9181002964 Fee - IRA [None] 10
9331481728 Fee - IRA [None] 10
9331475777 Fee - IRA [None] 10
9330007116 Fee - IRA [None] 10
9301077740 Fee - IRA [None] 10
9301105588 Fee - IRA [None] 10
9300001704 Fee - IRA [None] 10
9731008745 Fee - IRA [None] 10
5031045837 Fee - Wire [None] 10
Underwriter Retained Robbie Puma 10
Refund Blue Sky 10 are completed.
duplicate payment. Bank error,
checks were cashed over 180 days
12b-1 Fees Robbie Puma 9 old.
8022459700 Fee - FedEx [None] 9
5031044531 Fee - FedEx [None] 9
2200005785 Fee - IRA [None] 9
5330005155 Fee - IRA [None] 9
6330009801 Fee - IRA [None] 9
1901002665 Fee - IRA [None] 9
1041000203 Fee - IRA [None] 9
9200002830 Fee - IRA [None] 9
9330014955 Fee - IRA [None] 9
9770002951 Fee - IRA [None] 9
9301061482 Fee - IRA [None] 9
9301082169 Fee - IRA [None] 9
9301115843 Fee - IRA [None] 9
9340005213 Fee - IRA [None] 9
MANAGEMENT LLC FBO
NATIONWIDE FDS SUBSCRIPTION
3435 STELZER RD COLUMBUS OH
43219- ;DESCR : CAP OF 09/04/21
B/O NATIONWIDE FUND
MANAGEMENT LLC FBO ;REC GFP:
2400003190 Fee - IRA [None] 9 04212051
421000904 Commission Payable Reconciliation 9 Comission
9301101565 Fee - Wire [None] 9
Fee - FedEx Reconciliation 9 April fedex fee total - Co = 596
Difference in Bluewin and Frontier.
Bluesky is researching void batches to
Void Batch Blue Sky 9 get Bluewin back in balance.
4/23 - Funding received for 5
purchases that were not reported to
CITCO or Permal. SunGard is
researching issue. Control
#044391050146191 4/24 Dealer
NSCC DETAIL John O'Neil 9 services will place T5 Trade on 4/30
#044391050146209. 4/24 Dealer
Shortfall fee for March 09. Sending
details to Jason Hitchcock. Per Jason
30911196145 Misc Debit Corporate 9 details sent to corporate
Dealer (1354.66) to settle this
Corrected trade, Control
#022191052959450. 4/24 When
Funding is received, Dealer services
NSCC DETAIL John O'Neil 9 will place T5 Trade on 4/30
#022191052392546. 4/24 Dealer
#022191052961837. 4/24 Dealer
8030000031 Fee - FedEx [None] 8
8030000031 Fee - FedEx [None] 8
1330035767 Fee - FedEx [None] 8
5330011067 Fee - IRA [None] 8
8513056601 Fee - IRA [None] 8
1901002677 Fee - IRA [None] 8
5471003401 Fee - IRA [None] 8
9301108139 Fee - IRA [None] 8
9301086485 Fee - IRA [None] 8
9311005614 Fee - IRA [None] 8
9301079050 Fee - IRA [None] 8
9301081320 Fee - IRA [None] 8
Difference between analysis fee
charged by UMB and credit received
from Corporate for $1,920.82. Update
4/29 - Additional info was provided to
Corporate and has been approved to
Misc Corporate 8 submit into P2P for credit.
4/23 - Check to be cut 05/04/09. 4/23 -
Manual check to be cut, check sent in
for $3000 can only contribute $2000,
3581007915 Misc Lisa Miles 8 remaining to be sent back to s/h.
423002685 Commission Payable [None] 7 A share
Fee - FedEx Reconciliation 7 owed to
8030000031 Fee - FedEx [None] 7
9311005463 Fee - FedEx [None] 7
9301000787 Fee - FedEx [None] 7
9301095243 Fee - IRA [None] 7
9301066812 Fee - IRA [None] 7
9330006147 Fee - IRA [None] 7
9331486097 Fee - IRA [None] 7
9330023593 Fee - IRA [None] 7
9340004436 Fee - IRA [None] 7
5231003754 Fee - IRA [None] 7
8518943600 Fee - IRA [None] 7
8530008840 Fee - IRA [None] 7
2400005513 Fee - IRA [None] 7
2200004174 Fee - IRA [None] 7
2100002212 Fee - IRA [None] 7
6315893500 Fee - IRA [None] 7
2154011080 Fee - IRA [None] 7
5031010605 Fee - IRA [None] 7
3881000230 Fee - IRA [None] 7
3071000053 Fee - IRA [None] 7
Commission reversed for account #
1000984692 Commission Payable [None] 7 1000984692
4/27 Dealer services will place T5
Trade on 4/30 Cntrl#
NSCC DETAIL John O'Neil 7 044391120002978
1330029287 Fee - Red [None] 6
1211000134 Fee - Red [None] 6
2201042207 Fee - FedEx [None] 6
2330029988 Fee - FedEx [None] 6
9301116264 Fee - FedEx [None] 6
9301085798 Fee - FedEx [None] 6
9301115161 Fee - IRA [None] 6
9301103227 Fee - IRA [None] 6
9301085798 Fee - IRA [None] 6
9301025929 Fee - IRA [None] 6
9301047723 Fee - IRA [None] 6
9301116264 Fee - IRA [None] 6
9301115161 Fee - IRA [None] 6
9301111729 Fee - IRA [None] 6
9331136755 Fee - IRA [None] 6
9331468265 Fee - IRA [None] 6
9331479229 Fee - IRA [None] 6
9331503069 Fee - IRA [None] 6
9331513134 Fee - IRA [None] 6
9351010904 Fee - IRA [None] 6
6330004321 Fee - IRA [None] 6
5330002114 Fee - IRA [None] 6
5330003550 Fee - IRA [None] 6
5330005136 Fee - IRA [None] 6
8530001772 Fee - IRA [None] 6
5831016291 Fee - IRA [None] 6
5061010020 Fee - IRA [None] 6
Fee - Wire Reconciliation 6 April wire fees - SHAY
9331503069 Fee - Wire [None] 6
Fee - Red Reconciliation 6 Total for 4/27
Fee - IRA Reconciliation 6 APRIL STI IRA FEE TOTAL
Total is $2408.34 Comm Payable
Commission Payable Reconciliation 6 minus $991.65 Adv Comm
Commission Payable Reconciliation 6 CHARLES SCHWAB
Commission Payable Reconciliation 6 CHARLES SCHWAB
5001023733 Fee - FedEx [None] 5
2330035202 Fee - FedEx [None] 5
9290005123 Fee - IRA [None] 5
8519004001 Fee - IRA [None] 5
6311816801 Fee - IRA [None] 5
2200001072 Fee - IRA [None] 5
5831022673 Fee - IRA [None] 5
5330011763 Fee - IRA [None] 5
2201042296 Fee - IRA [None] 5
5091004769 Fee - IRA [None] 5
9331544913 Fee - IRA [None] 5
9191007664 Fee - IRA [None] 5
5330021599 Fee - IRA [None] 5
9301115161 Fee - IRA [None] 5
9390000122 Fee - IRA [None] 5
9301078298 Fee - IRA [None] 5
5330010196 Fee - IRA [None] 5
8514562201 Fee - IRA [None] 5
8518897300 Fee - IRA [None] 5
Fee - FedEx Reconciliation 5 April fedex fees - Co = 682
4/28 Citco sent proceeds associated
Advanced with share adjustments Task ID
Commission Funding Reconciliation 5 t09022303eu
5/4 - Per Dealer Services they have
Incoming Money received the breakdown from NFS in
F0091170088701 Transfer John O'Neil 5 order to place trade.
Refund Blue Sky 5 completed.
4/24 Funding that was owed from the
Dealer to settle the corrected trade for
Control #022191052959450. 4/24
Dealer services will place T5 Trade on
427002904 NSCC DETAIL John O'Neil 5 4/30
Refund Blue Sky 5 completed.
Funds sent for Commonwealth. Need
packet to be scanned into PI in order
427002972 12b-1 Fees Robbie Puma 5 to match.
5/4 - Difference in custody movement.
Misc Tracy Milligan 5 Settlement is researching.
;ORIG ID: 9000191017 ;DESC DATE:
0 90428 ;CO ENTRY DESCR: NWL-
EFT ;SEC: PPD ;TRACE#:
21000027735958 ;EED: 0904 28 ;IND
ID: 917A082368 ;IND NAME:
Fee - Red [None] 4 GARTMORE
2330014878 Fee - Red [None] 4
2330004807 Fee - Red [None] 4
965463 Fee - Red Tracy Milligan 4
5/4 - Money coming from Red
acct.4/29 - Difference in late estimates
from 4/28 and wires received.
Estimate $101318.23 and Estimate
Misc Reconciliation 4 $3,121,800.51.
1330033243 Fee - FedEx [None] 4
1330045912 Fee - FedEx [None] 4
8030027146 Fee - FedEx [None] 4
5031032183 Fee - FedEx [None] 4
2330005813 Fee - FedEx [None] 4
6330002930 Fee - IRA [None] 4
6330003634 Fee - IRA [None] 4
6330021274 Fee - IRA [None] 4
9301093960 Fee - IRA [None] 4
9301113545 Fee - IRA [None] 4
9301063664 Fee - IRA [None] 4
9301087602 Fee - IRA [None] 4
5031032183 Fee - IRA [None] 4
5031053922 Fee - IRA [None] 4
5091000898 Fee - IRA [None] 4
8519004000 Fee - IRA [None] 4
8530020739 Fee - IRA [None] 4
5619796701 Fee - IRA [None] 4
5330011015 Fee - IRA [None] 4
5330023813 Fee - IRA [None] 4
2400005020 Fee - IRA [None] 4
2164038053 Fee - IRA [None] 4
428003164 Commission Payable [None] 4 C share
59430402133 Fee - FedEx Reconciliation 4 April fedex fee total - Co = 594
Fee - FedEx Reconciliation 4 April fedex fees - Co = 618
21000027735957 ;EED: 0904 28 ;IND
Incoming Money
Transfer Wire Room 4 5/4 - Submitted wire reject.
5/4 - Please verify if manual pull was
processed. 4/30 - Manual Ach to be
processed. 4/30 - Faxed details to
processing 4/28. Processing is
2301012054 Ach Return Lisa Miles 4 researching.
FROM BANKS AIM #199-7060 PO
BOX 7899 PH ILADELPHIA PA
19101-7899 ;FED ID : 031000037
;B/O : /8068249 NATIONWIDE FUN D
ADVISORS 1200 RIVER RD STE
1000 CONSHOHOCKEN PA 19428-
Advanced 2442 ;DESCR : O/B M ELLON EAST
Commission Funding Reconciliation 4 B/O NATIONWIDE FUND A
Commission Payable Robbie Puma 4 MERRILL LYNCH
9000191025 ;DESC DATE: 090429
;CO ENTRY DESCR: NWLICA-EFT
;SEC: PPD ;TRACE#:
21000028672908 ;EED: 090429 ;IN D
429001118 Commission Payable Reconciliation 3

5680000519 Fee - Red [None] 3
5621056745 Fee - Red [None] 3
9301083300 Fee - FedEx [None] 3
9301083300 Fee - IRA [None] 3
9301114143 Fee - IRA [None] 3
9311007289 Fee - IRA [None] 3
5061005095 Fee - IRA [None] 3
5330007755 Fee - IRA [None] 3
5330002021 Fee - IRA [None] 3
5330004226 Fee - IRA [None] 3
1351084407 Fee - Red [None] 3
21000028672905 ;EED: 0904 29 ;IND
5/4 - Blind ACH funds received.
Information given to processing for
20911996953 Ach Credit Received Lisa Miles 3 further research.
Paid and waiting for control #
598291180020623. 05/04 - Per Chris's
update, working in the paid and
NSCC DETAIL John O'Neil 3 waiting report.
Fee - FedEx Reconciliation 3 April fedex fee total - Co = 639
Refund Blue Sky 3 complete.
5/4 - Per Dealer Services TD
Ameritrade will be contacted regarding
the registration needed to settle the
NSCC DETAIL John O'Neil 3 trade. Control # 018891189010053
21000028672906 ;EED: 0904 29 ;IND
5/4 - Sent additional follow up to FA
and Chase to verify if adj was
Ach Credit Received Reconciliation 3 processed. 5/1 - Chase correcting 5/1.
Gave wire details to processing. 05/05
-No shareholder information to place
the trade, Emailed recon for further
Blind Wire Lisa Miles 2 updates.
001 ACH SUMMARY Reconciliation 2
21000020282447 ;EED: 0904 30 ;IND
5/1 - Gave details to DS and

Fee - Red John O'Neil 2 Settlement.
1330040684 Fee - Red [None] 2
6181000038 Fee - Red [None] 2
5/4 - Money coming from Citigroup
3015336659501 Federal Tax Reconciliation 2 General.
5/1 Direct Div Will be purchased into
105748 Trade Reconciliation 2 SH Account within 3 days
9000191025 ;DESC DATE: 090430
;SEC: PPD ;TRACE#:
21000020282449 ;EED: 090430 ;IN D
1000735621 Trade Reconciliation 2 Owed to
5330011013 Fee - FedEx [None] 2
1330034624 Fee - FedEx [None] 2
9301084124 Fee - FedEx [None] 2
5201006615 Fee - Red [None] 2
6181000038 Fee - Red [None] 2
5201006615 Fee - Red [None] 2
5061020134 Fee - IRA [None] 2
5061020146 Fee - IRA [None] 2
6319341800 Fee - IRA [None] 2
6330003637 Fee - IRA [None] 2
2244002863 Fee - IRA [None] 2
9301107570 Fee - IRA [None] 2
9301113673 Fee - IRA [None] 2
9301069592 Fee - IRA [None] 2
9301068691 Fee - IRA [None] 2
9300005081 Fee - IRA [None] 2
9301116225 Fee - IRA [None] 2
9331496199 Fee - IRA [None] 2
9331514593 Fee - IRA [None] 2
5441005839 Fee - Red [None] 2
5441005839 Fee - Red [None] 2
5201006615 Fee - Red [None] 2
5/1 - Gave details to DS and

Fee - Red John O'Neil 2 Settlement.
5471017058 Fee - Red [None] 2
6181000038 Fee - Red [None] 2
5471017058 Fee - Red [None] 2
9500000371 Fee - FedEx [None] 2
5471017058 Fee - Red [None] 2
Fee - FedEx Reconciliation 2 owed to
05/01 - Paid and Waiting for the
NSCC DETAIL John O'Neil 2 control # 022691190469239
Additional funding received for
Citizens payment. Please verify how
Refund Blue Sky 2 funds are to be applied.
05/04 - Purchase trade placed today in
65604752 Trade Reconciliation 2 Fund # 513.
837 ACH DETAIL Reconciliation 2
5441005839 Fee - Red [None] 2
527008 Trade Reconciliation 2 Trades are in Report # 146
6330003637 Fee - Red [None] 2
1947056598 Misc Reconciliation 2 Payroll Trade 501
5471017058 Fee - Red [None] 2
CITIBANK 111 WALL ST NEW YORK
NY 10043-0001 ;DESCR : NONREF
BNF AC40588865 CHARLES
SCHWAB ;REMARK : AC40588865
CHARLES SCHWAB 12B 1 ADMIN S
ERVICES ;REC GFP: 04301937 ;CHIP
Commission Payable Lloyd Creeger 2 ISN: 087581**0 ;CHP REF: 0420443
CITIBANK 111 WALL ST NEW YORK
NY 10043-0001 ;DESCR : NONREF
BNF AC40588865 CHARLES
SCHWAB ;REMARK : AC40588865
CHARLES SCHWAB 12B 1 ADMIN S
ERVICES ;REC GFP: 04301937 ;CHIP
Commission Payable Lloyd Creeger 2 ISN: 087579**0 ;CHP REF: 0420452
Fee - IRA [None] 2 APRIL PORTLAND IRA FEE TOTAL
Ach Credit Received Reconciliation 2
ACH SUMMARY Reconciliation 2
Foreign Tax [None] 2
Expected Custody Reconciliation 2
05/04 - NSCC trade settled. Funding
NSCC DETAIL Reconciliation 2 needs to be moved for commissions.
Incoming Money
Transfer Lisa Miles 2 5/4 - Waiting on acct application.
21000020282446 ;EED: 0904 30 ;IND
4/24 Funding that was owed from the
Dealer to settle the corrected trade.
Dealer services will place T5 Trade on
430003170 Misc John O'Neil 2 4/30
Incoming Money
ADJ should not have moved cash
since the Divs were all reinvest. Back
up sent to Settlement to have
$22067.67 ($20268.53 + $1799.14)
moved to Fund # 1. Settlement will
78736954 Trade Tracy Milligan 2 report to fund 5/4.
05/01 - ACH credit needs to be
received from bank. Recon contacted
53 ACH department to have this
Ach Debit Received Reconciliation 2 posted today
05/01 - Wire received for LINCOLN
Incoming Money INVESTMENT PLANNING. Trade will
Transfer Reconciliation 2 settle automatically.
Incoming Money
05/04 - Funding needs to be sent to
3890 Trade Tracy Milligan 2 the S/H for the DST
Incoming Money
05/04 - Funding needs to be sent to
2654 Trade Tracy Milligan 2 the S/H for the DST
Fee - IRA [None] 2 APRIL IRA FEE TOTAL
Incoming Money
Incoming Money
Incoming Money
05/04 - Paid and Waiting for control #
NSCC DETAIL John O'Neil 2 037491190002335.
Federal Tax [None] 2
05/04 - Paid and Waiting for control #
State Tax [None] 2 April state tax rolled up total.
05/04 - Paid & waiting control#
05/01 - Ach Return. Reson: RDFI NOT
QUALIFIED-INVALID ACH ROUTING
#. Funding either needs to be received
50025205 Ach Return John Hosty 2 or trade needs reversed.
ADJ should not have moved cash
since the Divs were all reinvest. Back
up sent to Settlement to have
$22067.67 ($20268.53 + $1799.14)
moved to Fund # 1. Settlement will
78309945 Trade Tracy Milligan 2 report to fund 5/4.
Wire Transfer In Reconciliation 2 05/01 - Emailed Cheri for updates.
5/4 - Gave details to FA and Chase to
5221000034 Trade Reconciliation 1 resolve.
05/04 - Difference between Liq trade
and wire sent out. Trade placed for
$517.71 and the wire sent out for
$517.69 in short of $0.02. please
2515 Misc Tracy Milligan 1 correct the difference.
05/04 - Difference in sweep
Misc Ayre Spencer 1 movements.
05/04 - Difference between ACH
return and funding received from the
S/H. ACH return for $7500.00 and
funding received for $7500.03 in
excess of 0.03.please correct the
2948786 Misc John Hosty 1 difference
5471017514 Fee - Red [None] 1
21000029176323 ;EED: 0905 01 ;IND
6001017253 Trade [None] 1
501001496 Federal Tax Reconciliation 1
9000191025 ;DESC DATE: 090501
;SEC: PPD ;TRACE#:
21000029176326 ;EED: 090501 ;IN D
6330014303 Fee - Red [None] 1
501003159 Underwriter Retained Robbie Puma 1
153295 Trade Reconciliation 1
Finders Fees Robbie Puma 1
NSCC DETAIL Reconciliation 1 067891210964005
Misc Reconciliation 1 Owed to
2651990 Trade [None] 1
1351082934 Fee - Red Reconciliation 1 Total for 5/4
05/04- Money coming from Ridgeworth
Ach Debit Received Reconciliation 1 Redemption account.
5001000558 Tax Reconciliation 1
3581000264 Fee - FedEx [None] 1
9301003124 Fee - FedEx [None] 1
8030014095 Fee - FedEx [None] 1
2201029820 Fee - FedEx [None] 1
9301003124 Fee - FedEx [None] 1
9301008974 Fee - FedEx [None] 1
9301003124 Fee - FedEx [None] 1
9301110309 Fee - FedEx [None] 1
9301110309 Fee - IRA [None] 1
9301028863 Fee - IRA [None] 1
9301082613 Fee - IRA [None] 1
9301011323 Fee - IRA [None] 1
9181015935 Fee - IRA [None] 1
9340002169 Fee - IRA [None] 1
9311006200 Fee - IRA [None] 1
2201021621 Fee - IRA [None] 1
5330028823 Fee - IRA [None] 1
6330014303 Fee - IRA [None] 1
2174038131 Fee - IRA [None] 1
5001000558 Fee - IRA [None] 1
3891016085 Fee - IRA [None] 1
3891016097 Fee - IRA [None] 1
05/04 - Account is in access level -
security violation. Please verify if trade
202450 Payroll Detail Lisa Miles 1 needs to be placed.
31599 Fee - IRA Reconciliation 1
11775 Fee - IRA Reconciliation 1
05/04 - Trade placed for $26555.53
and wire received for $26570.53 which
is in short of $15.00. Please validate if
a trade needs to be placed for the
81590933 Misc Scott Gorslene 1 difference.
05/04 - Trade placed for $342419.26
and wire received for $342434.26
which is in short of $15.00. Please
validate if a trade needs to be placed
79339432 Misc Scott Gorslene 1 for the difference.
21516287 Fee - IRA [None] 1 STI
Expected Custody [None] 1
Commission Payable [None] 1 A share direct
Ach Debit Received [None] 1
Lit 56 trades placed for a total of
$9,336.76 and wire received for
$9,356.16 which is received in excess
by $19.40. Please validate trade will
Misc Lisa Miles 1 be placed for the difference.
05/04 - Wire received from Sh#
80261415 ( Bin# A3F707882).
80261415 Wire Transfer In John O'Neil 1 Emailed Chris for updates.
68239124 ACH DETAIL [None] 1
8001009913 Trade [None] 1
8001009913 Trade [None] 1
8001009913 Trade [None] 1
5390021577 Trade [None] 1
8001009913 Trade [None] 1
81581353 Payroll Detail Reconciliation 1 05/04 - Trade placed into account.
Recon will contact the bank for the
reason of the return and the
Ach Return Reconciliation 1 shareholder details
5/4 - Difference in NSCC Summaries
$76152.31, $8,771,742.81, Wire
$8,644,838.33 and NSCC Div
Misc John O'Neil 1 Summary $50781.02. Please advise.
5/4 - Trade needs to be settled off of
6180718523 Misc Lisa Miles 1 aged suspense.
Commission Payable Reconciliation 1 Owed to
WOF Tran Code Summary Items
Expected Custody Reconciliation 1 Based on Trade File
Ach Credit Received [None] 1
8001009910 Trade [None] 1
Commission Payable [None] 1 A Share
Estimate Reconciliation 1
NSCC DETAIL [None] 1
Fee - FedEx [None] 1 May fedex fees - Co = 639
009 ACH SUMMARY [None] 1
78750965 Trade [None] 1
8001009775 Trade [None] 1
8001009849 Trade [None] 1
80084410 Trade Reconciliation 1 Updated in tripp report
6001013549 Trade [None] 1
5001000558 Trade [None] 1
NSCC DETAIL Reconciliation 1
5/4 - Blind ACH received. Information
has been given to processing. Please
advise if trade will be placed or funds
Ach Credit Received Lisa Miles 1 will be sent back to the shareholder.
5/4 Funds owed from Redemption
8123764 ACH DETAIL Reconciliation 1 account
5/4 Funds owed from Redemption
8123764 ACH DETAIL Reconciliation 1 account
8123764 Trade Reconciliation 1 owed to
8123764 Trade Reconciliation 1 owed to
5000005187 Trade [None] 1
Fee - IRA Reconciliation 1
85009579765301 ACH DETAIL [None] 1
85009615660201 ACH DETAIL [None] 1
990000000001753 ACH DETAIL [None] 1
990000000002142 ACH DETAIL [None] 1
990000000002623 ACH DETAIL [None] 1
990000000002913 ACH DETAIL [None] 1
990000000002975 ACH DETAIL [None] 1
5/4 - Difference between ACH Credit
received for payroll for $22,336.80 and
payroll trades placed. Please verify if
additional trades will be placed or if
Misc Lisa Miles 1 funds need to be rejected.
9350001781 Trade [None] 1
990000000000432 ACH DETAIL [None] 1
990000000002546 ACH DETAIL [None] 1
990000000002143 ACH DETAIL [None] 1
990000000001230 ACH DETAIL [None] 1
8802034650 Trade [None] 1
990000000002144 ACH DETAIL [None] 1
990000000002668 ACH DETAIL [None] 1
85009615665301 ACH DETAIL [None] 1
85009615665401 ACH DETAIL [None] 1
1330043013 Trade [None] 1
6001013549 Trade [None] 1
2401034683 Trade [None] 1
6001013549 Trade [None] 1
9330008303 Trade [None] 1
5/4 - Funds received for Gain/Loss.
Invoice has been given to settlement
501002789 Wire Transfer In Tracy Milligan 1 to report funds.
Fee - Mgmt Reconciliation 1 Check cut 05/04
9330014713 Trade [None] 1
52601555 Trade [None] 1
6001013549 Trade [None] 1
990000000000629 ACH DETAIL [None] 1
990000000003111 ACH DETAIL [None] 1
8015933300 DTS Auto Detail Workflow 1 5/4 - Need task id#.
21000029176324 ;EED: 0905 01 ;IND
Federal Tax Reconciliation 1 Owed to
990000000000484 ACH DETAIL [None] 1
ACH SUMMARY [None] 1
8413570064 Trade [None] 1
23600787 Trade [None] 1
990000000001530 ACH DETAIL [None] 1
8001009888 Trade [None] 1
8001009909 Trade [None] 1
6330014303 Trade [None] 1
990000000001109 ACH DETAIL [None] 1
3118039 Fee - Mgmt Reconciliation 1
990000000001803 ACH DETAIL [None] 1
05/04 - Money coming from Victory
Commission Payable Reconciliation 1 NSCC account.
8030022067 Trade [None] 1
8530008520 Trade [None] 1
05/04 - Unfunded Wire Purchase (web
78700123 Trade Reconciliation 1 trade).
990000000001802 ACH DETAIL [None] 1
5710 Trade John O'Neil 1 5/4 - Funds need to be sent.
990000000000858 ACH DETAIL [None] 1
5/4 - Returned for below fund
8025095800 Chase Cwr Detail Reconciliation 1 minimum for non employee.
78543422 Trade [None] 1
05/04 - Manual check has been issued
2452237 Stop Pay offset Reconciliation 1 today
18809858 Trade [None] 1
85009684710701 ACH DETAIL [None] 1
Underwriter Retained Robbie Puma 1
7001776360101 ACH DETAIL [None] 1
990000000003303 ACH DETAIL [None] 1
5330001810 Trade [None] 1
FR:ACH DEBIT ENDT:20090501
30912197276 Ach Debit Received Reconciliation 1 TRID:NONREF PY:ACH CRE
Wire Transfer In [None] 1

78170689 Trade [None] 1
Ach Debit Received Reconciliation 1
Fee - Mgmt Reconciliation 1
7002494750101 ACH DETAIL [None] 1
Federal Tax Reconciliation 1 Owed to
78565621 Trade [None] 1
6001012023 Trade [None] 1
3075708 Trade Reconciliation 1 05/04 - Check will be deposited today
DTS Offline Detail Reconciliation 1
DTS Offline Detail Reconciliation 1
1330015469 Trade [None] 1
2330020474 Trade [None] 1
9300010093 Chase Cwr Detail Reconciliation 1 5/4 - Returned for NSF due to escrow.
Deposit Reconciliation 1
Commission Payable Reconciliation 1 TOTAL OUTGOING CHECKS
9301110309 Trade [None] 1
9301082613 Trade [None] 1
85009631865401 ACH DETAIL [None] 1
2201021621 Trade [None] 1
Incoming Money
9340002169 Trade [None] 1
05/04 - Gave wire details to
Blind Wire Lisa Miles 1 processing.
Chase Cwr Detail Reconciliation 1 5/4 - Trade to be placed.
Blind Wire Lisa Miles 1 05/04 - Gave details to processing.
6001017253 Trade [None] 1
Blind Wire Lisa Miles 1 processing.
Incoming Money
FR:ACH CREDIT ENDT:20090501
20912197451 Ach Credit Received Reconciliation 1 TRID:NONREF PY:ACH DE
9301028863 Trade [None] 1
Incoming Money
Expected Custody Reconciliation 1 WOF FUND 7
9181015935 Trade [None] 1
59431001553 Trade [None] 1
1120007080 Trade [None] 1
8030014095 Trade [None] 1
FR:ACH CREDIT ENDT:20090501
20912197452 Ach Credit Received Reconciliation 1 TRID:NONREF PY:ACH DE
3114865 Fee - Mgmt Reconciliation 1
9311006200 Trade [None] 1
9301003124 Trade [None] 1
Wire Transfer In [None] 1

2401001708 Chase Cwr Detail Reconciliation 1 5/4 - Returned for NSF.
Incoming Money
2201029820 Trade [None] 1
Incoming Money
2400005839 Trade [None] 1
Misc Reconciliation 1 Funds to move for ACH dividends.
2401014782 Chase Cwr Detail Reconciliation 1 5/4 - Trade to be settled.
6001013549 Trade [None] 1
Incoming Money
9331475359 Trade [None] 1
5/4 - Wire returned for Acct Closed,
Returned Wire John O'Neil 1 please advise.
9201001838 Trade [None] 1
Incoming Money
Incoming Money
6320428300 Trade [None] 1
8009408900 Chase Cwr Detail Reconciliation 1 5/4 - Trade to be placed.
Misc Reconciliation 1 Owed to
05/04 - Wire received for LINCOLN
Incoming Money INVESTMENT PLANNING. Trade will
Transfer Reconciliation 1 settle automatically.
Checks cut to Dealers for Victory.
Need paacket to be scanned into PI in
12b-1 Fees Robbie Puma 1 order to clear.
5/4 - Ach received,verify if trades will

Ach Credit Received Lisa Miles 1 be placed.
9741000346 Trade [None] 1
9291002070 Trade [None] 1
DTS Auto Detail Reconciliation 1
Commission Payable Reconciliation 1 TOTAL OUTGOING CHECKS
6330003114 Trade [None] 1
9301008974 Trade [None] 1
Federal Tax Reconciliation 1 owed to
9301093059 Trade [None] 1
9300006924 Trade [None] 1
Expected Custody Reconciliation 1 LIQ EFF 4/30
8019554000 Trade [None] 1
78751118 Trade [None] 1
5330028823 Trade [None] 1
9301011323 Trade [None] 1
8030024444 Chase Cwr Detail Reconciliation 1 5/4 - Trade to be settled.
Expected Custody Reconciliation 1 PUR FUND 11
LIQ Tran Code Summary Items Based
Expected Custody Reconciliation 1 on Trade File
21516287 Trade [None] 1
2400005889 Trade [None] 1
5/4 - Please advise if trade will be
placed or if funds will be sent back to
the shareholder. Task ID #
DTS Offline Detail Ayre Spencer 1 t09043004sx.
PUR Tran Code Summary Items
2174038131 Trade [None] 1
Estimate Reconciliation 1 05/04 - Estimates
05/04 - Check stop paid as the
shareholder need the dividents to be
672523 Stop Pay offset Ayre Spencer 1 paid by wire
8019675900 Trade [None] 1
2401047299 Trade [None] 1
F0091210656501 Blind Wire Ayre Spencer 1 5/4 - Gave wire detail to processing.
5/4 Late estimate settlement will
501004061 Book Transfer Credit Tracy Milligan 1 reverse today
501002012 Blind Wire Lisa Miles 1 5/4 - Gave wire detail to processing.
processing. Per Sharon, Bethesda will
be sending a trade ticket for the
correct allocation into the s/h's 3
3127267 Blind Wire John Hosty 1 accounts
processing. Per sharon the s/h will be
2978284 Blind Wire John Hosty 1 contacted.
Incoming Money
F0091210479801 Transfer Reconciliation 1
6710400012 Trade [None] 1
6710400012 Trade [None] 1
6710400012 Trade [None] 1
6710400012 Trade [None] 1
05/04 - Check# 105518 has been
stopped, funds will be put back into the
141376 Stop Pay offset John Hosty 1 account.
Incoming Money
Expected Custody Reconciliation 1 Based
5/4 on Trade
- Paid File
& Waiting
F0091210744301 Blind Wire Ayre Spencer 1 5/4 - Gave wire detail to processing.
Misc Reconciliation 1
Estimate Reconciliation 1 05/04 - Estimates
Incoming Money
Expected Custody Reconciliation 1 PUR EFF 4/30.
PUR Tran Code Summary Items
Expected Custody Reconciliation 1 WOF 1-40
F0091210761501 Blind Wire Lisa Miles 1 5/4 - Gave wire detail to processing.
processing. Per Sharon, they have
calls out to Bethesda to find out what
606436 Returned Wire John Hosty 1 to do with the money
Incoming Money
Incoming Money
F009121050A901 Transfer Reconciliation 1
5/4 - Unfunded Purchase. Client has
4529 Trade Ayre Spencer 1 been contacted to retreive funds.
LCT91211792700 Misc Debit Reconciliation 1
Misc Reconciliation 1
98040367 Trade [None] 1
264998 IN Estimate Reconciliation 1 Late Estimate
Estimate Reconciliation 1 05/04 -Estimate
Estimate Reconciliation 1 05/04 - Estimate
Estimate Reconciliation 1 Estimates
Comments 2
4/28 - Cheryl has received stop

payment form from Ca. Form is to be
completed and returned to Ca.
Bluesky received response from State

of Texas that they will not refund the
money to Bluesky. Bluesky is
researching other options.
A 1042 was filed with IRS week of 2/23

to recoup overpayment. Expecting to
clear May 2009.
Expecting payment from IRS around

April 2009.
Huntington adjusted the February's
analysis bill by $2,800 for which Citi is
to pay.Once payment has been
received by ProFunds.04/22-Update
escalation notice was submitted on
funds to be received (Escalation
#0908401).Expecting to clear week of
04/27
Solution: Esc Notice 0911901 created

on 4/29. Fund Accounting is
submitting request for Corp funding.
Expected to clear end of April.
Expected to clear end of April.

01892247384
01892247384
01892247384
01892247384
01892247384
01892247384
Will clear week of 5/4.
Will clear middle of May.

Expected to clear by 5/8

Expected to clear week of 5/4.
Expected to clear 5/5
01892247384

01892247384
Expected to clear 5/5.

Will clear 5/5
DVISORS CONSHOHOCK ;REMARK
: ATT: DEALER 01 64 NMF FEES
SCHWAB REVENUE SHARING
MARCH 2009 /TIME/11:08 ;REC GFP:
0428150 8 ;MRNSEQ : 4747 ;FED
REF: 0428 B1B7TR1C 000038 **VIA
FED**
TOBANKINFOCDTD\01892096331BI
SYSFUNDINGSERVICESPERFORMA
NCEBSHARECOMMISSIONS3435ST
ELTZERROADCOLUMBUSOH43219I
NTERBKBNFBANKBNFORIGTOBNFI
NFOPOSTINGTIME20090429124147
82
Will Clear 5/5
RED FEE ASCENSUS /FRONTIER
/TIME/16:47 ;R EC GFP: 04302047
;MRNSEQ : 2009043000101054 ;FED
REF: 0430 I1B7031R 033556 **VIA
FED**
Will clear 5/5.
1000008141391
MARKET STREET 17TH FLOOR SAN
FR ANCISCO CA 94111 FED
ID=121000248 B/O
CUSTOMER=/2000178335
FRONTIER TRUST CO MPANY PO
BOX 10699 FARGO ND 58106-0699
REMARK=SHORT TERM
REDEMPTION FEES ASC
ENSUS/FRONTIER TRUS
1000008141391
Will Clear 5/5

01892247384
will clear on 05/05
Will Clear 5/5
01892247384
Will clear on 05/05.
Will clear on 05/05
1000008141391
1000008141391

Will clear on 05/05
Will clear on 05/05
Will clear 5/6.

Will clear 5/5.
Will clear 5/5.

Will clear on 05/05
Will clear on 05/05
RECON UNIT DSPF 74 ONE

NATIONWIDE PLA ZA COLUMBUS
OH 43215- ;DESCR : BHW OF
09/04/30 B/O NATIONWIDE BK
COLUMBUS O H 43215- ;REMARK :
FBO: JAYMIE A MEZA
/BNF/ACCT#614054647 ;REC GFP:
0430170 5

FBO: RICHARD PREECE JR ;REC
GFP: 04301705
Will clear 5/5.

FBO MARIA SERNA VELAZCO
604125497 FFC AUTO IRA
TRANSFERS ;REC GFP: 04301941
FBO: ROSALINDA SALAZAR
/BNF/ACCT#AUTOR IRA TRANSFER
(ROS ALINDA 0-91-9044) ;REC GFP:
0430

FBO: ARTHUR WINEGRAD
/BNF/ACCT#214709142 ;REC GFP:
04301 705

FBO: JONATHAN COLTON
/BNF/ACCT#AUTO IRA TRANSFER
(JONATH AN CO 7-0192) ;REC GFP:
04301705
FBO: SUSAN M MALIE
/BNF/ACCT#AUTO TRANSFER
(SUSAN MALIE 298 ;REC GFP:
04301705
Will clear on 05/05
Will clear 5/5.

Will clear on 05/05
Will clear 5/5.
Will clear 5/5.
Will clear on 05/05

Will clear on 05/05

Will Clear 5/5
Will clear 5/6.
Will clear end of May.
Will Clear 5/5

323358780
Will Clear 5/5

Will clear 5/5
Will clear on 05/05
01892096344
Will clear 5/5.
01892096344
Will clear 5/5
Will clear 5/5.

Will Clear 5/5
Will Clear 5/5

01892398576
01892398576
Will Clear 5/5

Will Clear 5/5
Will clear 5/5.

Will Clear 5/5
Will clear on 05/05

01891912021
Will Clear 5/5

Will Clear 5/5
Will clear 5/5
Will clear 5/5

will clear on 05/05
Will Clear 5/5
Will Clear 5/5
01892151195
Will clear on 05/05
Expected to clear on 05/05

Will Clear 5/5
Will clear 5/5
Will clear 5/5.
will clear on 05/05
Will clear end of May.

Will clear 5/5.
Will clear 5/5.
Will clear 5/5.

Will clear 5/5
Will clear 5/5
Will clear 5/5
B-O:PROFUNDS ADVISORS 7501
WISCON EXPANDED DETAIL (FT):
FRM: ABA/101000695 UMB BANK
N.A. KANSAS CITY MISSOURI
64141 B/O: PROFUNDS ADVISORS
7501 WISCONSIN AVE SUITE 1000
BETHESDA M D 20814 O/B:
/9800006823 HOLD AT BANK 64141
DTLS: AC NAME CITI BL
Will Clear 5/5
will clear on 05/05
Will clear 5/5
Will clear 5/6.

Will clear 5/5
01891912021
Will clear 5/5

Will Clear 5/5
Will clear on 05/05
will clear on 05/05

Will clear 5/5
Will Clear 5/5

Will Clear 5/5

Will clear 5/5.
Will clear 5/5.

Will clear 5/5

FFC AUTO IRA TRANSFERS MARK
HENSON 566069479 ;REC GFP: 0
5011717
Will clear 5/5.
Will clear 5/5.
Will clear 5/5.
Will clear 5/5.
Will clear 5/5.
Will clear 5/6.
Will clear 5/5.
Will clear 5/5

Will clear 5/5.
B-O:PROFUNDS ADVISORS 7501
WISCON EXPANDED DETAIL (FT):
FRM: ABA/101000695 UMB BANK
N.A. KANSAS CITY MISSOURI
64141 B/O: PROFUNDS ADVISORS
7501 WISCONSIN AVE SUITE 1000
BETHESDA M D 20814 O/B:
/9800006823 HOLD AT BANK 64141
DTLS: AC NAME CITI BL
Will clear 5/5.
Will Clear 5/5
Will clear 5/6.

Will clear 5/5.
Will clear 5/6.
Will clear 5/6.

Will clear 5/6.
Will clear 5/5.

Will clear 5/5.
REC GFP: 05011936

CHASEREF692960912 0FF
REVERSAL OF ENTRY DTD
04/30/2009 TRN 5384 700120JO AS
UTA BENE ACCOUNT CLOS ED
;REC GFP: 05011311
5) ;REC GFP: 05011936

Will clear 5/5.
Will clear 5/5.
1000008141391

21000027846305 ;EED: 0905 01 ;IND
SILASSY EDWARD
Will clear 5/5
Will clear 5/5
Will clear 5/5.
Will Clear 5/5
01891912021
Will clear 5/5.

Will clear 5/5.
Will Clear 5/5
Will clear 5/5.
Will clear 5/5
Will clear 5/5.

Will clear 5/5.
Will clear 5/5.
Will clear 5/5.
Will clear 5/5.
Will Clear 5/5
Will clear on 05/05
Will clear 5/5.
Will clear 5/5.
Will clear 5/5
Will Clear 5/5
Will clear 5/5.

Will Clear 5/5
Will clear 5/5.
Will clear 5/5.
Will clear 5/5.
Will clear 5/5.
Will clear 5/5.
Will clear 5/5
Will clear 5/5.
Will clear 5/5.

Will clear on 05/05
will clear on 05/05
Will Clear 5/5

Will Clear 5/5
Will clear 5/5.

Will clear 5/5.
Will clear 5/5.

Will clear 5/5.
Will clear 5/5.
Will clear 5/5.
Will clear 5/5
Will clear 5/5.
Will clear 5/5.
Will clear 5/5.

Will clear 5/5.
Will clear 5/5.

Will Clear 5/5
Will Clear 5/5
Will clear on 04/06
Will clear 5/5

Will clear 5/5
Will clear 5/5
Will clear 5/5.

Will clear 5/5.
Will clear on 05/05
Will clear on 05/05

Aging Report Macro

Diunggah oleh

Informasi Dokumen

Hak Cipta

Format Tersedia

Bagikan dokumen Ini

Bagikan atau Tanam Dokumen

Opsi Berbagi

Apakah menurut Anda dokumen ini bermanfaat?

Apakah konten ini tidak pantas?

Hak Cipta:

Format Tersedia

Aging Report Macro

Diunggah oleh

Hak Cipta:

Format Tersedia

Aging Report

$73.80 D 4/30/2008 Citi Fed Tax

$22,817.66 D 7/29/2008 BFS BLUE SKY FIR

$1,739.58 D 10/30/2008 Citi Fed Tax

$1,604.76 D 1/30/2009 Citi Fed Tax

$2,800.00 D 2/20/2009 ProFunds Subscription

$5,050.00 C 2/27/2009 BFS BLUE SKY BNY

$115.00 C 3/2/2009 BFS BLUE SKY CV

$300.00 D 3/6/2009 BFS BLUE SKY CPG

$4,925.00 D 3/17/2009 BFS BLUE SKY ADN

$57.19 C 3/18/2009 BFS BLUE SKY YQ

$11,521.00 D 3/20/2009 BFS BLUE SKY CPG

$36,720.00 D 3/20/2009 BFS BLUE SKY NAT

$150.00 C 3/23/2009 BFS BLUE SKY

$250.00 C 3/25/2009 BFS BLUE SKY MAN

$74.24 D 3/26/2009 Victory NSCC

$353.80 D 3/31/2009 Citi Fed Tax AR

$1,187.83 D 4/6/2009 Aberdeen Advanced Funding 543

$525.00 D 4/9/2009 Actinver Subscription

$100.00 D 4/10/2009 BFS BLUE SKY HSB

$750.00 D 4/10/2009 BFS BLUE SKY ADN

$350.00 C 4/13/2009 BFS BLUE SKY

$130,021.28 C 4/13/2009 Nationwide Funds Advanced Funding

$151,404.53 C 4/13/2009 Aberdeen Advanced Funding 543

$10.00 C 4/14/2009 Nationwide Funds Manual Estimate 658 919

$439.67 C 4/16/2009 Aberdeen Commissions 543

$32.14 C 4/17/2009 Aberdeen Advanced Funding 543

$250.00 C 4/20/2009 BFS BLUE SKY MON

$1.20 D 4/21/2009 Citi 12b-1 639

$4,650.00 C 4/21/2009 BFS BLUE SKY

$12,000.00 C 4/21/2009 Permal Concentration 637 007

$15,520.00 C 4/21/2009 Permal Concentration 637 007

$28,692.00 D 4/21/2009 Citigroup General

$107,610.88 C 4/21/2009 Permal Concentration 637 007

$108,288.56 C 4/21/2009 Permal Concentration 637 005

$1,119,375.00 C 4/21/2009 Permal Concentration 637 004

$11.10 D 4/22/2009 WB Capital UMB CWR

$1,000.00 C 4/22/2009 Aberdeen Redemption 543

$27.90 D 4/23/2009 Ridgeworth Subscription

$69,300.00 C 4/23/2009 Permal Concentration 637 204

$70.16 C 4/24/2009 BFS BLUE SKY NAT

$74.41 C 4/24/2009 BFS BLUE SKY VIC

$1,416.69 D 4/24/2009 Nationwide Funds Commission 658

$31.04 C 4/27/2009 Permal Concentration

$134.15 C 4/27/2009 Citigroup General

$349.60 C 4/27/2009 BFS BLUE SKY STI

$1,354.66 C 4/27/2009 Permal Concentration

$1,500.00 C 4/27/2009 BFS BLUE SKY NAT

$2,648.48 D 4/27/2009 Citi 12b-1 539

$0.22 C 4/28/2009 Nationwide Funds Manual Estimate

$5.24 D 4/28/2009 Nationwide Funds Manual Estimate 658

$473.27 C 4/28/2009 Nationwide Funds Manual Estimate

$9,201.13 C 4/28/2009 Nationwide Funds ACH 23

$9,264.32 C 4/28/2009 Nationwide Funds Commission 658

$122,873.01 D 4/28/2009 Citigroup General 167

$0.84 C 4/29/2009 Nationwide Funds Manual Estimate

$1.85 C 4/29/2009 Performance B-Share Commission

$26.10 C 4/29/2009 Nationwide Funds Manual Estimate

$41.38 C 4/29/2009 Citigroup General

$55.36 C 4/29/2009 Victory NSCC 590 845

$500.00 C 4/29/2009 BFS BLUE SKY FOC

$2,665.21 C 4/29/2009 Nationwide Funds Manual Estimate

$13,022.64 C 4/29/2009 Nationwide Funds Manual Estimate

$65,212.15 C 4/29/2009 Citigroup General 167