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Aging Report

Report Macro
Amount D/C Post Date Effective Date
DDA Acount
Activity# FRA # Item Description
DepartmentDays Aged
$100.00 C 1/26/2009 1/27/2009 BFS BLUE SKY ACH SUMMARYReconciliation 1
$300.00 C 1/26/2009 1/27/2009 BFS BLUE SKY FRA3842190
Void Batch Blue Sky 1
$2,500.00 C 1/26/2009 1/27/2009 BFS BLUE SKY FRA3846132
Void Batch Blue Sky 1
$75.00 D 1/23/2009 1/27/2009 BFS BLUE SKY FRA3876178
BFS Receivable
Fund Admin 2
$100.00 C 1/23/2009 1/26/2009 BFS BLUE SKY FRA3860398
Void Batch Blue Sky 2
$100.00 D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876987
BFS Receivable
Fund Admin 2
$150.00 D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876215
BFS Receivable
Fund Admin 2
$200.00 C 1/23/2009 1/23/2009 BFS BLUE A3876235
SKY FRA3874173
ACH PaymentBlueSummary
Sky 2
$1,200.00 D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876971
BFS Receivable
Fund Admin 2
$1,700.00 D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876985
BFS Receivable
Fund Admin 2
$1,925.00 D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876193
BFS Receivable
Fund Admin 2
$2,400.00 D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876986
BFS Receivable
Fund Admin 2
$2,925.92 D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876183
BFS Receivable
Fund Admin 2
$3,684.00 D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876974
BFS Receivable
Fund Admin 2
$3,980.00 D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876982
BFS Receivable
Fund Admin 2
$4,600.00 D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876988
BFS Receivable
Fund Admin 2
$4,700.00 D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876978
BFS Receivable
Fund Admin 2
$5,780.00 D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876983
BFS Receivable
Fund Admin 2
$6,442.00 D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876219
BFS Receivable
Fund Admin 2
$7,556.00 D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876989
BFS Receivable
Fund Admin 2
$7,711.00 D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876981
BFS Receivable
Fund Admin 2
$8,471.00 D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876976
BFS Receivable
Fund Admin 2
### D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876984
BFS Receivable
Fund Admin 2
### D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876975
BFS Receivable
Fund Admin 2
### C 1/23/2009 1/26/2009 BFS BLUE SKY FRA3847374
Void Batch Blue Sky 2
### D 1/23/2009 1/26/2009 BFS BLUE SKY FRA3874579
BFS Receivable
Fund Admin 2
### D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876207
BFS Receivable
Fund Admin 2
### D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876980
BFS Receivable
Fund Admin 2
### D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876977
BFS Receivable
Fund Admin 2
### D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876212
BFS Receivable
Fund Admin 2
### D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876202
BFS Receivable
Fund Admin 2
### D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876189
BFS Receivable
Fund Admin 2
### D 1/23/2009 1/23/2009 BFS BLUE SKY FRA3876182
BFS Receivable
Fund Admin 2
$5,025.45 D 1/20/2009 1/21/2009 BFS BLUE SKY FRA3875191
BFS Receivable
Fund Admin 5
### D 1/20/2009 1/21/2009 BFS BLUE SKY FRA3875190
BFS Receivable
Fund Admin 5
$10.00 D 1/16/2009 1/16/2009 BFS BLUE SKY FRA3875247
BFS Receivable
Fund Admin 7
$50.00 D 1/16/2009 1/16/2009 BFS BLUE SKY FRA3875211
BFS Receivable
Fund Admin 7
$50.00 D 1/16/2009 1/16/2009 BFS BLUE SKY FRA3875212
BFS Receivable
Fund Admin 7
$90.00 D 1/16/2009 1/16/2009 BFS BLUE SKY FRA3875210
BFS Receivable
Fund Admin 7
$300.00 D 1/16/2009 1/16/2009 BFS BLUE SKY FRA3875213
BFS Receivable
Fund Admin 7
$600.00 D 1/16/2009 1/16/2009 BFS BLUE SKY FRA3874171
BFS Receivable
Fund Admin 7
$724.75 D 1/16/2009 1/16/2009 BFS BLUE SKY FRA3875207
BFS Receivable
Fund Admin 7
$1,100.00 D 1/16/2009 1/16/2009 BFS BLUE SKY FRA3875195
BFS Receivable
Fund Admin 7
$2,300.00 D 1/16/2009 1/16/2009 BFS BLUE SKY FRA3875188
BFS Receivable
Fund Admin 7
$2,640.00 D 1/16/2009 1/16/2009 BFS BLUE SKY FRA3874174
BFS Receivable
Fund Admin 7
$2,735.78 D 1/16/2009 1/16/2009 BFS BLUE SKY FRA3874173
BFS Receivable
Fund Admin 7
$3,795.00 D 1/16/2009 1/16/2009 BFS BLUE SKY FRA3875193
BFS Receivable
Fund Admin 7
$4,815.00 D 1/16/2009 1/16/2009 BFS BLUE SKY FRA3874175
BFS Receivable
Fund Admin 7
### D 1/16/2009 1/16/2009 BFS BLUE SKY FRA3874172
BFS Receivable
Fund Admin 7
$300.00 C 1/14/2009 1/15/2009 BFS BLUE SKY FRA3833812
Void Batch Blue Sky 9
$360.00 D 1/14/2009 1/14/2009 BFS BLUE SKY FRA3873686
BFS Receivable
Fund Admin 9
$600.00 C 1/13/2009 1/14/2009 BFS BLUE SKY FRA3650084
Void Batch Blue Sky 10
$10.00 D 1/9/2009 1/9/2009 BFS BLUE SKY FRA3872895
BFS Receivable
Fund Admin 12
$50.00 D 1/9/2009 1/9/2009 BFS BLUE SKY FRA3872900
BFS Receivable
Fund Admin 12
$100.00 D 1/9/2009 1/9/2009 BFS BLUE SKY FRA3872899
BFS Receivable
Fund Admin 12
$100.00 D 1/9/2009 1/9/2009 BFS BLUE SKY FRA3872896
BFS Receivable
Fund Admin 12
$600.00 D 1/9/2009 1/9/2009 BFS BLUE SKY FRA3872886
BFS Receivable
Fund Admin 12
$600.00 D 1/9/2009 1/9/2009 BFS BLUE SKY FRA3872884
BFS Receivable
Fund Admin 12
$700.00 D 1/9/2009 1/15/2009 BFS BLUE SKY FRA3872113
BFS Receivable
Fund Admin 12
$750.00 D 1/9/2009 1/9/2009 BFS BLUE SKY FRA3872114
BFS Receivable
Fund Admin 12
$964.01 D 1/9/2009 1/9/2009 BFS BLUE SKY FRA3872110
BFS Receivable
Fund Admin 12
$1,000.00 D 1/9/2009 1/9/2009 BFS BLUE SKY FRA3872893
BFS Receivable
Fund Admin 12
$1,210.00 D 1/9/2009 1/9/2009 BFS BLUE SKY FRA3872894
BFS Receivable
Fund Admin 12
$1,245.76 D 1/9/2009 1/9/2009 BFS BLUE SKY FRA3872106
BFS Receivable
Fund Admin 12
$2,100.00 D 1/9/2009 1/9/2009 BFS BLUE SKY FRA3872115
BFS Receivable
Fund Admin 12
$5,063.90 D 1/9/2009 1/9/2009 BFS BLUE SKY FRA3872883
BFS Receivable
Fund Admin 12
$8,305.00 D 1/9/2009 1/9/2009 BFS BLUE SKY FRA3872108
BFS Receivable
Fund Admin 12
$8,880.59 D 1/9/2009 1/9/2009 BFS BLUE SKY FRA3872112
BFS Receivable
Fund Admin 12
### D 1/9/2009 1/9/2009 BFS BLUE SKY FRA3872107
BFS Receivable
Fund Admin 12
### D 1/9/2009 1/9/2009 BFS BLUE SKY FRA3872109
BFS Receivable
Fund Admin 12
$55.50 C 1/6/2009 1/7/2009 BFS BLUE SKY FRA3687783
Void Batch Blue Sky 15
$200.00 C 1/6/2009 1/7/2009 BFS BLUE SKY FRA3627208
Void Batch Blue Sky 15
$300.00 C 1/6/2009 1/7/2009 BFS BLUE SKY FRA3582375
Void Batch Blue Sky 15
$300.00 C 1/6/2009 1/7/2009 BFS BLUE SKY FRA3582383
Void Batch Blue Sky 15
$300.00 C 1/6/2009 1/9/2009 BFS BLUE SKY FRA3779978
Void Batch Blue Sky 15
$500.00 C 1/6/2009 1/7/2009 BFS BLUE SKY FRA3601651
Void Batch Blue Sky 15
$500.00 C 1/6/2009 1/7/2009 BFS BLUE SKY FRA3601664
Void Batch Blue Sky 15
$550.00 C 1/6/2009 1/7/2009 BFS BLUE SKY FRA3582376
Void Batch Blue Sky 15
$1,000.00 C 1/6/2009 1/7/2009 BFS BLUE SKY FRA3765993
Void Batch Blue Sky 15
$1,000.00 C 1/6/2009 1/7/2009 BFS BLUE SKY FRA3683178
Void Batch Blue Sky 15
$3,040.00 C 1/6/2009 1/7/2009 BFS BLUE SKY FRA3781514
Void Batch Blue Sky 15
$4,350.00 C 1/6/2009 1/7/2009 BFS BLUE SKY FRA3631259
Void Batch Blue Sky 15
### C 1/6/2009 1/7/2009 BFS BLUE SKY FRA3615202
Void Batch Blue Sky 15
$500.00 C 1/5/2009 1/6/2009 BFS BLUE A3772467
SKY FRA3818945
Void Batch Blue Sky 16
$550.00 C 1/5/2009 1/27/2009 BFS BLUE SKY FRA3848199
Refund Blue Sky 16
$50.00 C 1/2/2009 1/5/2009 BFS BLUE A3773596
SKY FRA3832491
Void Batch Blue Sky 17
$100.00 C 1/1/2009 1/5/2009 BFS BLUE A3735262
SKY FRA3766884
Void Batch Blue Sky 17
$154.97 D 1/2/2009 1/5/2009 BFS BLUE A3811083
SKY FRA3864370
BFS Receivable
Fund Admin 17
$250.00 C 1/2/2009 1/5/2009 BFS BLUE SKY FRA3715396
Void Batch Blue Sky 17
$250.00 C 1/2/2009 1/5/2009 BFS BLUE SKY FRA3796443
Void Batch Blue Sky 17
$300.00 C 1/2/2009 1/5/2009 BFS BLUE A3736024
SKY FRA3766882
Void Batch Blue Sky 17
$300.00 C 1/2/2009 1/5/2009 BFS BLUE SKY FRA3843261
Void Batch Blue Sky 17
$300.00 C 1/2/2009 1/5/2009 BFS BLUE A3659684
SKY FRA3687793
Void Batch Blue Sky 17
$400.00 C 1/2/2009 1/5/2009 BFS BLUE A3759539
SKY FRA3816805
Void Batch Blue Sky 17
$450.00 C 1/2/2009 1/14/2009 BFS BLUE SKY FRA3283239
Void Batch Blue Sky 17
$500.00 C 1/1/2009 1/5/2009 BFS BLUE A3691210
SKY FRA3765999
Void Batch Blue Sky 17
$1,200.00 D 1/2/2009 1/5/2009 BFS BLUE SKY FRA3864365
BFS Receivable
Fund Admin 17
$2,130.90 D 1/2/2009 1/5/2009 BFS BLUE SKY FRA3863387
BFS Receivable
Fund Admin 17
$3,769.61 D 1/2/2009 1/5/2009 BFS BLUE SKY FRA3863388
BFS Receivable
Fund Admin 17
$4,155.30 D 1/2/2009 1/21/2009 BFS BLUE SKY FRA3864368
BFS Receivable
Fund Admin 17
$7,537.50 C 1/2/2009 1/5/2009 BFS BLUE SKY FRA3829196
Void Batch Blue Sky 17
$425.00 D ### 1/8/2009 BFS BLUE SKY FRA3859977
BFS Receivable
Fund Admin 21
$620.00 D ### 1/27/2009 BFS BLUE SKY FRA3861272
BFS Receivable
Fund Admin 21
$267.00 D ### ### BFS BLUE SKY FRA3861812
BFS Receivable
Fund Admin 22
$1,191.92 D ### ### BFS BLUE SKY FRA3861815
BFS Receivable
Fund Admin 22
$4,683.00 D ### ### BFS BLUE SKY FRA3862550
BFS Receivable
Fund Admin 22
$32.50 D ### ### BFS BLUE SKY FRA3859555
BFS Receivable
Blue Sky 27
$550.00 D ### ### BFS BLUE SKY FRA3860409
BFS Receivable
Fund Admin 27
### D ### 1/13/2009 BFS BLUE SKY FRA3859558
BFS Receivable
Fund Admin 27
### D ### ### BFS BLUE SKY FRA3859567
BFS Receivable
Fund Admin 27
$335.00 D ### ### BFS BLUE SKY FRA3851493
BFS Receivable
Fund Admin 28
$33.34 D 12/8/2008 ### BFS BLUE SKY FRA3856915
BFS Receivable
Fund Admin 36
$400.00 C 12/1/2008 12/2/2008 BFS BLUE SKY FRA3705041
Void Batch Blue Sky 41
$500.00 C 12/1/2008 12/2/2008 BFS BLUE SKY FRA3801626
Void Batch Blue Sky 41
### C 12/1/2008 1/21/2009 BFS BLUE SKY FRA3795115
Void Batch Blue Sky 41
### C 12/1/2008 12/2/2008 BFS BLUE SKY FRA3770749
Void Batch Blue Sky 41
### C 12/1/2008 12/2/2008 BFS BLUE SKY FRA3808505
Void Batch Blue Sky 41
$2,440.00 D ### ### BFS BLUE SKY FRA3849612
BFS Receivable
Fund Admin 42
$500.00 D 11/7/2008 11/7/2008 BFS BLUE SKY FRA3842196
BFS Receivable
Fund Admin 57
$500.00 C ### ### BFS BLUE SKY FRA3498125
Void Batch Blue Sky 74
$1,000.00 C ### ### BFS BLUE SKY FRA3512304
Void Batch Blue Sky 74
### D 9/23/2008 1/21/2009 BFS BLUE SKY FRA3683172
BFS Receivable
Fund Admin 90
### C 9/22/2008 1/8/2009 BFS BLUE SKY Misc Blue Sky 91
$10.00 D 9/5/2008 9/8/2008 BFS BLUE A3735858
SKY FRA3814387
BFS Receivable
Fund Admin 102
### D 9/5/2008 9/5/2008 BFS BLUE SKY FRA3806850
BFS Receivable
Fund Admin 102
$515.00 D 8/22/2008 1/2/2009 BFS BLUE SKY FRA3802069
BFS Receivable
Fund Admin 112
### D 7/29/2008 ### BFS BLUE SKY FRA3784059
Misc Blue Sky 130
$100.00 D 6/20/2008 6/20/2008 BFS BLUE SKY FRA3766883
BFS Receivable
Fund Admin 157
$3,192.50 D 1/11/2008 1/7/2009 BFS BLUE SKY FRA3663765
BFS Receivable
Blue Sky 272
Comments Comments
1 Company
2
Will clear 1/28
Update 1/20 - Bluesky ADNwill offset with future invoice(s) once further credit analysis are completed.
Update 1/20 - Bluesky ADNwill offset with future invoice(s) once further credit analysis are completed.
Checks pulled. InvoiceFIR sent to FA.
Update 1/20 - Bluesky HSBwill offset with future invoice(s) once further credit analysis are completed.
Checks pulled. InvoiceVIN sent to FA.
Checks pulled. InvoiceADN sent to FA.
1/27 - Information has PRO
been given to Bluesky to determine what FRA needs to be outstanding.
Checks pulled. InvoiceADN sent to FA.
Checks pulled. InvoiceCW sent to FA.
Checks pulled. InvoiceSSF sent to FA.
Checks pulled. InvoiceFIF sent to FA.
Checks pulled. InvoiceNED sent to FA.
Checks pulled. InvoiceHCA sent to FA.
Checks pulled. InvoiceCV sent to FA.
Checks pulled. InvoicePCA sent to FA.
Checks pulled. InvoiceHSB sent to FA.
Checks pulled. InvoiceEMP sent to FA.
Checks pulled. InvoiceAMP sent to FA.
Checks pulled. InvoiceMON sent to FA.
Checks pulled. InvoiceCAP sent to FA.
Checks pulled. InvoiceBRW sent to FA.
Checks pulled. InvoiceFOC sent to FA.
Checks pulled. InvoiceBAD sent to FA.
Update 1/20 - Bluesky ADNwill offset with future invoice(s) once further credit analysis are completed.
Checks pulled. InvoiceHSB sent to FA.
Checks pulled. InvoiceAOT sent to FA.
Checks pulled. InvoiceGMF sent to FA.
Checks pulled. InvoiceGAT sent to FA.
Checks pulled. InvoiceVIC sent to FA.
Checks pulled. InvoiceSTI sent to FA.
Checks pulled. InvoicePRO sent to FA.
Checks pulled. InvoiceEXE sent to FA.
Checks pulled. InvoiceFIR sent to FA.
Checks pulled. InvoiceMAN sent to FA.
Checks pulled. InvoiceAMP sent to FA.
Checks pulled. InvoiceGMF sent to FA.
Checks pulled. InvoiceCW sent to FA.
Checks pulled. InvoiceSTI sent to FA.
Checks pulled. InvoicePCA sent to FA.
Checks pulled. InvoiceVIC sent to FA.
Checks pulled. InvoiceADN sent to FA.
Checks pulled. InvoiceBAD sent to FA.
Update 1/26 - Per Peggy AOT Browning in process and waiting on signatures.
Checks pulled. InvoiceBRW sent to FA.
Checks pulled. InvoicePRO sent to FA.
Checks pulled. InvoiceNED sent to FA.
Checks pulled. InvoiceSSF sent to FA.
Checks pulled. InvoiceHSB sent to FA.
Update 1/20 - Bluesky AMPwill offset with future invoice(s) once further credit analysis are completed.
Checks pulled. InvoiceHSB sent to FA.
Update 1/20 - Bluesky CAP
will offset with future invoice(s) once further credit analysis are completed.
Checks pulled. InvoiceSAM
sent to FA.
Checks pulled. InvoiceCW
sent to FA.
Checks pulled. InvoiceBAD
sent to FA.
Checks pulled. InvoiceFIF
sent to FA.
Checks pulled. InvoiceCAP
sent to FA.
Checks pulled. InvoiceCV
sent to FA.
Checks pulled. InvoiceSSF
sent to FA.
Checks pulled. InvoicePCA
sent to FA.
Checks pulled. InvoiceGMF
sent to FA.
Checks pulled. InvoiceGAT
sent to FA.
Checks pulled. InvoiceNED
sent to FA.
Checks pulled. InvoiceADN
sent to FA.
Checks pulled. InvoicePER
sent to FA.
Checks pulled. InvoiceSTI
sent to FA.
Update 1/26 - Per Peggy
AOTBrowning in process and waiting on signatures.
Checks pulled. InvoicePRO
sent to FA.
Checks pulled. InvoiceVIC
sent to FA.
Checks pulled. InvoiceHSB
sent to FA.
Update 1/20 - Bluesky CV
will offset with future invoice(s) once further credit analysis are completed.
Update 1/20 - Bluesky CPG
will offset with future invoice(s) once further credit analysis are completed.
Update 1/20 - Bluesky YQ
will offset with future invoice(s) once further credit analysis are completed.
Update 1/20 - Bluesky CV
will offset with future invoice(s) once further credit analysis are completed.
Update 1/20 - Bluesky CV
will offset with future invoice(s) once further credit analysis are completed.
Update 1/20 - Bluesky HSB
will offset with future invoice(s) once further credit analysis are completed.
Update 1/20 - Bluesky FOC
will offset with future invoice(s) once further credit analysis are completed.
Update 1/20 - Bluesky HSB
will offset with future invoice(s) once further credit analysis are completed.
Update 1/20 - Bluesky NAT
will offset with future invoice(s) once further credit analysis are completed.
Update 1/20 - Bluesky PER
will offset with future invoice(s) once further credit analysis are completed.
Update 1/20 - Bluesky BNY
will offset with future invoice(s) once further credit analysis are completed.
Update 1/20 - Bluesky CAP
will offset with future invoice(s) once further credit analysis are completed.
Update 1/20 - Bluesky HSB
will offset with future invoice(s) once further credit analysis are completed.
Update 1/20 - Bluesky HSB
will offset with future invoice(s) once further credit analysis are completed.
Overpayment on the Endowment
TEF Fund due to voids. Update 1/5 - Per Bluesky overpayment due to voids. Will offset with future
Update 1/20 - Bluesky PER
will offset with future invoice(s) once further credit analysis are completed.
Update 1/20 - Bluesky BJU
will offset with future invoice(s) once further credit analysis are completed.
Checks pulled. InvoiceCV1
sent to FA.
Update 1/20 - Bluesky CSF
will offset with future invoice(s) once further credit analysis are completed.
Update 1/20 - Bluesky MON
will offset with future invoice(s) once further credit analysis are completed.
Update 1/20 - Bluesky HCA
will offset with future invoice(s) once further credit analysis are completed.
Update 1/20 - Bluesky PER
will offset with future invoice(s) once further credit analysis are completed.
Update 1/20 - Bluesky STI
will offset with future invoice(s) once further credit analysis are completed.
Update 1/20 - Bluesky MON
will offset with future invoice(s) once further credit analysis are completed.
Update 1/20 - Bluesky TAM
will offset with future invoice(s) once further credit analysis are completed.
Update 1/20 - Bluesky CPG
will offset with future invoice(s) once further credit analysis are completed.
Checks pulled. InvoiceCSF
sent to FA.
Checks pulled. InvoiceNAT
sent to FA.
Checks pulled. InvoiceSTI
sent to FA.
Checks pulled. InvoiceADN
sent to FA.
Update 1/20 - Bluesky ADN
will offset with future invoice(s) once further credit analysis are completed.
Checks pulled. InvoiceHSB
sent to FA. Update 1/20 - No new udpate.
Checks pulled. InvoiceHSB
sent to FA.
Checks pulled. InvoiceSSFsent to FA. Update 1/20 - No new udpate.
Checks pulled. InvoiceADNsent to FA. Update 1/20 - No new udpate.
Checks pulled. InvoiceSTIsent to FA. Update 1/20 - No new udpate.
Update 1/20 - Per Peggy CPG Browning the expense authorization was sent to Bluesky in error and should be disregarded. They ar
Update 1/20 - Reminder EMPemail sent to Fund Admin to inquire about when to expect payment on this invoice.
Update 1/20 - Reminder ADNemail sent to Fund Admin to inquire about when to expect payment on this invoice.
Update 1/20 - Reminder GMFemail sent to Fund Admin to inquire about when to expect payment on this invoice.
Update 1/20 - This is for
CVFirst Source which deconverted. Erin is contacting Rob Silva for information to resolve this invoice out
Update 1/20 - This is for
CVFirst Source which deconverted. Per Cheryl Walker she forwarded the invoice to the new service prov
Update 1/20 - Bluesky HSB
will offset with future invoice(s) once further credit analysis are completed.
Update 1/20 - Bluesky ZZH
will offset with future invoice(s) once further credit analysis are completed.
Update 1/20 - Bluesky HSB
will offset with future invoice(s) once further credit analysis are completed.
Update 1/20 - Bluesky HSB
will offset with future invoice(s) once further credit analysis are completed.
Update 1/20 - Bluesky HSB
will offset with future invoice(s) once further credit analysis are completed.
Update 1/20 - This is for
CVFirst Source which deconverted. Erin is contacting Rob Silva for information to resolve this invoice out
Update 1/20 - Bluesku CVto request a stop-pay on this check as check cannot be located. Client was invoiced and paid for under
Update 1/20 - Bluesky HSB
will offset with future invoice(s) once further credit analysis are completed.
Update 1/20 - Bluesky CVwill offset with future invoice(s) once further credit analysis are completed.
Checks pulled. InvoiceHSBsent to FA.
Overpayment/credit from BNY BNY sitting in Bluesky DDA. Waiting on Wire Instructions from BNY to wire funds back.
Checks pulled.
Update
Invoice
1/12FEA
sent
- PertoBlueSky
FA. issue has been escalated.
This FRA represents initial
HCAfiling costs for New Portfolios. Update 1/20 - Per Bluesky there is no new date as to when the client
Update 9/19This
- $515.00
matterCVof
hasthis
been
amount
escalated
was sent
along
in with
the invoice
a list ofto
other
the client.
Liquidated
The remaining
fund companies
$250.00
which
is forhave
a check
not paid.
that will
Update
be voi
1/
Update 1/20 - Per Bluesky
FIR this is no longer a void batch for Firsthand as checks have cleared. Bluesky is out the money and is
Update 9/3 Update
- Per Cheryl
10/31
FEAWalker
- Per J.fund
Millenbaugh
is no longer
spoke
serviced
with Jim
here.
@ Invoice
Gemini was
who sent
is working
to Gemini
withon
Rob8/26.
SilvaPerto Rob
get more
Silva,information
he is waitin
Corporate Finance
Update 9/5
willCIT
-include
Confirmed
Citizens
with BSStephanie
Receivable
Zinkon
theAugust
invoice2008's
was added
out ofto
pocket
the August
incoiceOOP
that bill
willand
be delivered
was sent in
to Septemb
Citizens
Amount D/C Post Date DDA Acount Comp # Fund

$73.80 D 4/30/2008 Citi Fed Tax

$22,817.66 D 7/29/2008 BFS BLUE SKY FIR

$1,739.58 D 10/30/2008 Citi Fed Tax

$1,604.76 D 1/30/2009 Citi Fed Tax

$2,800.00 D 2/20/2009 ProFunds Subscription

$5,050.00 C 2/27/2009 BFS BLUE SKY BNY

$115.00 C 3/2/2009 BFS BLUE SKY CV

$300.00 D 3/6/2009 BFS BLUE SKY CPG

$4,925.00 D 3/17/2009 BFS BLUE SKY ADN

$57.19 C 3/18/2009 BFS BLUE SKY YQ

$11,521.00 D 3/20/2009 BFS BLUE SKY CPG

$36,720.00 D 3/20/2009 BFS BLUE SKY NAT

$150.00 C 3/23/2009 BFS BLUE SKY

$250.00 C 3/25/2009 BFS BLUE SKY MAN

$74.24 D 3/26/2009 Victory NSCC

$6,152.64 D 3/30/2009 Manning and Napier Ach & Lockbox 618 111
$52.60 D 3/31/2009 Citi Fed Tax OK

$353.80 D 3/31/2009 Citi Fed Tax AR


$0.56 C 4/1/2009 Invesco CFT Purchase INT
$1.00 C 4/1/2009 Victory Commission 590
$5.00 C 4/1/2009 Aberdeen Manual Estimate 543 20
$5.00 C 4/1/2009 Aberdeen Manual Estimate 543 20
$5.00 C 4/1/2009 Aberdeen Manual Estimate 543 982
$5.00 C 4/1/2009 Aberdeen NSCC 543 190
$8.19 C 4/1/2009 Victory Commission 590
$8.50 C 4/1/2009 Nationwide Funds Manual Estimate 658 22
$8.50 C 4/1/2009 Nationwide Funds Manual Estimate 658 19
$8.50 C 4/1/2009 Nationwide Funds Manual Estimate 658 930
$10.00 D 4/1/2009 Nationwide Funds Manual Estimate 658 24
$10.00 C 4/1/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/1/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/1/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/1/2009 Nationwide Funds Manual Estimate 658 928
$10.00 C 4/1/2009 Nationwide Funds Manual Estimate 658 547
$10.00 C 4/1/2009 Nationwide Funds Manual Estimate 658 504
$10.00 C 4/1/2009 Nationwide Funds Manual Estimate 658 504
$10.00 C 4/1/2009 Nationwide Funds Manual Estimate 658 507
$10.00 C 4/1/2009 Nationwide Funds Manual Estimate 658 121
$10.00 C 4/1/2009 Nationwide Funds Manual Estimate 658 21
$10.00 C 4/1/2009 Nationwide Funds Manual Estimate 658 22
$10.00 C 4/1/2009 Nationwide Funds Manual Estimate 658 22
$10.00 C 4/1/2009 Nationwide Funds Manual Estimate 658 22
$20.00 D 4/1/2009 Nationwide Funds Manual Estimate 658 22
$21.93 C 4/1/2009 Ridgeworth Subscription 596
$68.41 C 4/1/2009 Nationwide Funds Commission 658
$78.25 D 4/1/2009 Victory Commission 590
$93.65 C 4/1/2009 Aberdeen Commissions 543
$229.66 C 4/1/2009 Aberdeen Commissions 543
$231.10 C 4/1/2009 Nationwide Funds Manual Estimate 658
$489.02 C 4/1/2009 Nationwide Funds Commission 658
$605.13 C 4/1/2009 Nationwide Funds Commission 658
$728.46 D 4/1/2009 Aberdeen Advanced Funding 543
$1,969.00 D 4/1/2009 Nationwide Funds Advanced Funding
$0.24 C 4/2/2009 Nationwide Funds NSCC 658 503
$0.79 C 4/2/2009 Invesco CFT Purchase INT
$5.00 D 4/2/2009 Nationwide Funds Manual Estimate 658 21
$5.00 D 4/2/2009 Nationwide Funds Manual Estimate 658 21
$8.50 C 4/2/2009 Nationwide Funds Manual Estimate 658 22
$10.00 C 4/2/2009 Nationwide Funds Manual Estimate 658 21
$10.00 C 4/2/2009 Nationwide Funds Manual Estimate 658 19
$10.00 C 4/2/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/2/2009 Nationwide Funds Manual Estimate 658 930
$15.54 C 4/2/2009 Ridgeworth A&L Share 596
$17.27 C 4/2/2009 Victory Commission 590 307
$41.09 C 4/2/2009 Aberdeen Commissions 543
$135.34 C 4/2/2009 Nationwide Funds Commission 658
$199.47 C 4/2/2009 Aberdeen Commissions 543

$347.06 D 4/2/2009 Manning and Napier Ach & Lockbox 618 114
$456.79 C 4/2/2009 Ridgeworth Subscription 596
$636.45 C 4/2/2009 Aberdeen Commissions 543
$671.29 C 4/2/2009 Nationwide Funds Commission 658
$704.66 D 4/2/2009 Aberdeen Advanced Funding 543
$1,269.29 D 4/2/2009 Victory Commission 590
$1,383.34 C 4/2/2009 Nationwide Funds Commission 658
$2,465.00 D 4/2/2009 BFS BLUE SKY STI
$3,247.60 D 4/2/2009 Nationwide Funds Advanced Funding

$4,915.82 D 4/2/2009 Manning and Napier Ach & Lockbox 618 114
$0.25 C 4/3/2009 Victory Commission 590
$0.40 C 4/3/2009 Invesco CFT Purchase INT
$5.93 C 4/3/2009 Aberdeen Commissions 543
$7.63 C 4/3/2009 Victory Commission 590
$8.50 C 4/3/2009 Nationwide Funds Manual Estimate 658 24
$8.50 C 4/3/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/3/2009 Nationwide Funds Manual Estimate 658 933
$10.00 C 4/3/2009 Nationwide Funds Manual Estimate 658 932
$10.00 C 4/3/2009 Nationwide Funds Manual Estimate 658 932
$10.00 C 4/3/2009 Nationwide Funds Manual Estimate 658 21
$17.27 C 4/3/2009 Nationwide Funds Commission 658
$103.68 C 4/3/2009 Victory Commission 590
$409.94 C 4/3/2009 Aberdeen Commissions 543
$570.20 C 4/3/2009 Nationwide Funds Commission 658
$670.21 C 4/3/2009 Nationwide Funds Commission 658
$881.34 C 4/3/2009 Ridgeworth Subscription 596
$1,124.68 C 4/3/2009 Aberdeen Commissions 543
$1,238.87 D 4/3/2009 Aberdeen Advanced Funding 543
$2,309.56 D 4/3/2009 Nationwide Funds Advanced Funding
$14,149.05 D 4/3/2009 BFS BLUE SKY STI
$0.73 C 4/6/2009 Aberdeen NSCC 543 201
$1.75 C 4/6/2009 Aberdeen NSCC 543 201
$3.61 D 4/6/2009 Nationwide Funds Subscription 658
$5.79 C 4/6/2009 Ridgeworth A&L Share 596 511
$8.00 C 4/6/2009 Firsthand Redemption 529 37
$8.50 C 4/6/2009 Nationwide Funds Manual Estimate 658 22
$8.50 C 4/6/2009 Nationwide Funds Manual Estimate 658 930
$8.50 C 4/6/2009 Nationwide Funds Manual Estimate 658 930
$8.50 C 4/6/2009 Nationwide Funds Manual Estimate 658 933
$10.00 C 4/6/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/6/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/6/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/6/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/6/2009 Nationwide Funds Manual Estimate 658 933
$10.00 C 4/6/2009 Nationwide Funds Manual Estimate 658 973
$10.00 C 4/6/2009 Nationwide Funds Manual Estimate 658 919
$10.00 C 4/6/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/6/2009 Nationwide Funds Manual Estimate 658 22
$10.00 C 4/6/2009 Nationwide Funds Manual Estimate 658 23
$10.00 C 4/6/2009 Nationwide Funds Manual Estimate 658 23
$10.00 C 4/6/2009 Nationwide Funds Manual Estimate 658 224
$10.00 C 4/6/2009 Nationwide Funds Manual Estimate 658 22
$10.00 C 4/6/2009 Nationwide Funds Manual Estimate 658 22
$10.00 C 4/6/2009 Nationwide Funds Manual Estimate 658 22
$10.00 C 4/6/2009 Nationwide Funds Manual Estimate 658 24
$10.00 C 4/6/2009 Nationwide Funds Manual Estimate 658 24
$10.00 C 4/6/2009 Nationwide Funds Manual Estimate 658 24
$10.00 C 4/6/2009 Nationwide Funds Manual Estimate 658 24
$10.00 C 4/6/2009 Nationwide Funds Manual Estimate 658 103
$10.00 C 4/6/2009 Nationwide Funds Manual Estimate 658 21
$10.00 C 4/6/2009 Nationwide Funds Manual Estimate 658 21
$10.00 C 4/6/2009 Nationwide Funds Manual Estimate 658 509
$10.00 C 4/6/2009 Nationwide Funds Manual Estimate 658 506
$10.00 C 4/6/2009 Nationwide Funds Manual Estimate 658 504
$20.00 C 4/6/2009 Nationwide Funds Manual Estimate 658 930
$20.00 C 4/6/2009 Nationwide Funds Manual Estimate 658 973
$26.16 C 4/6/2009 Victory Commission 590
$42.59 C 4/6/2009 Victory Commission 590
$76.17 C 4/6/2009 Ridgeworth Subscription 596
$116.06 C 4/6/2009 Aberdeen Commissions 543
$156.49 C 4/6/2009 Aberdeen Commissions 543
$165.86 C 4/6/2009 Nationwide Funds Commission 658
$227.33 C 4/6/2009 Ridgeworth A&L Share 596 513
$236.52 C 4/6/2009 Victory Commission 590
$395.42 D 4/6/2009 Aberdeen Advanced Funding 543
$942.48 C 4/6/2009 Nationwide Funds Commission 658
$966.92 C 4/6/2009 Aberdeen Commissions 543

$1,187.83 D 4/6/2009 Aberdeen Advanced Funding 543


$1,994.96 C 4/6/2009 Nationwide Funds Commission 658
$2,278.71 D 4/6/2009 Nationwide Funds Advanced Funding
$0.50 C 4/7/2009 Ridgeworth A&L Share 596
$2.89 C 4/7/2009 Victory Commission 590 841
$6.88 C 4/7/2009 Aberdeen Commissions 543
$8.50 C 4/7/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/7/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/7/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/7/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/7/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/7/2009 Nationwide Funds Manual Estimate 658 933
$10.00 C 4/7/2009 Nationwide Funds Manual Estimate 658 22
$10.00 C 4/7/2009 Nationwide Funds Manual Estimate 658 19
$12.00 C 4/7/2009 Commonwealth Redemption 539 358
$100.36 C 4/7/2009 Nationwide Funds Commission 658
$143.23 C 4/7/2009 Aberdeen Commissions 543
$384.79 C 4/7/2009 Victory Commission 590
$424.58 C 4/7/2009 Nationwide Funds Manual Estimate 658
$449.42 C 4/7/2009 Aberdeen Commissions 543
$520.73 C 4/7/2009 Nationwide Funds Commission 658
$737.27 C 4/7/2009 Ridgeworth Subscription 596
$829.96 C 4/7/2009 Nationwide Funds Commission 658
$1,241.56 D 4/7/2009 Nationwide Funds Advanced Funding
$1,287.70 D 4/7/2009 Aberdeen Advanced Funding 543
$9,902.91 C 4/7/2009 Ridgeworth Subscription 596 515
$0.63 C 4/8/2009 Aberdeen NSCC 543 201
$8.50 C 4/8/2009 Nationwide Funds Manual Estimate 658 219
$8.50 C 4/8/2009 Nationwide Funds Manual Estimate 658 217
$8.50 C 4/8/2009 Nationwide Funds Manual Estimate 658 503
$9.84 C 4/8/2009 Nationwide Funds Manual Estimate 658
$10.00 C 4/8/2009 Nationwide Funds Manual Estimate 658 504
$10.00 C 4/8/2009 Nationwide Funds Manual Estimate 658 24
$10.00 C 4/8/2009 Nationwide Funds Manual Estimate 658 19
$10.00 C 4/8/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/8/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/8/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/8/2009 Nationwide Funds Manual Estimate 658 933
$10.00 C 4/8/2009 Nationwide Funds Manual Estimate 658 933
$10.00 C 4/8/2009 Nationwide Funds Manual Estimate 658 933
$10.00 C 4/8/2009 Nationwide Funds Manual Estimate 658 672
$10.00 C 4/8/2009 Nationwide Funds Manual Estimate 658 548
$11.53 C 4/8/2009 Ridgeworth A&L Share 596 511
$12.00 C 4/8/2009 ProFunds Disbursement 21
$14.20 C 4/8/2009 Ridgeworth A&L Share 596 511
$20.00 C 4/8/2009 Nationwide Funds Manual Estimate 658 933
$20.00 C 4/8/2009 Nationwide Funds Manual Estimate 658 21
$58.08 C 4/8/2009 Victory Commission 590
$68.18 C 4/8/2009 Nationwide Funds Commission 658
$160.76 D 4/8/2009 Victory Commission 590
$197.06 C 4/8/2009 Aberdeen Commissions 543
$344.12 C 4/8/2009 Aberdeen Commissions 543
$364.16 C 4/8/2009 Nationwide Funds Commission 658
$775.41 C 4/8/2009 Aberdeen Commissions 543
$899.54 D 4/8/2009 Nationwide Funds Advanced Funding
$1,171.98 D 4/8/2009 Aberdeen Advanced Funding 543
$1,464.26 C 4/8/2009 Victory Commission 590 742
$3,651.98 C 4/8/2009 Nationwide Funds Commission 658
$9,953.06 D 4/8/2009 Ridgeworth Subscription 596
$1.04 C 4/9/2009 Aberdeen NSCC 543
$1.44 C 4/9/2009 Victory Commission 590 841
$5.00 D 4/9/2009 Nationwide Funds Manual Estimate 658 520
$5.00 D 4/9/2009 Nationwide Funds Manual Estimate 658 647
$10.00 C 4/9/2009 Nationwide Funds Manual Estimate 658 22
$10.00 C 4/9/2009 Nationwide Funds Manual Estimate 658 22
$10.00 C 4/9/2009 Nationwide Funds Manual Estimate 658 22
$10.00 C 4/9/2009 Nationwide Funds Manual Estimate 658 207
$10.00 C 4/9/2009 Nationwide Funds Manual Estimate 658 548
$10.00 C 4/9/2009 Nationwide Funds Manual Estimate 658 510
$10.00 C 4/9/2009 Nationwide Funds Manual Estimate 658 933
$10.00 C 4/9/2009 Nationwide Funds Manual Estimate 658 933
$10.00 C 4/9/2009 Nationwide Funds Manual Estimate 658 931
$10.00 C 4/9/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/9/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/9/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/9/2009 Nationwide Funds Manual Estimate 658 934
$20.00 C 4/9/2009 Nationwide Funds Manual Estimate 658 24
$50.00 C 4/9/2009 Nationwide Funds Manual Estimate 658 21
$62.08 C 4/9/2009 Aberdeen Commissions 543
$77.83 C 4/9/2009 Ridgeworth Subscription 596
$95.36 C 4/9/2009 Aberdeen Commissions 543
$236.99 C 4/9/2009 Aberdeen Commissions 543
$433.03 C 4/9/2009 Nationwide Funds Commission 658

$525.00 D 4/9/2009 Actinver Subscription


$1,008.26 D 4/9/2009 Aberdeen Advanced Funding 543
$1,168.50 D 4/9/2009 Nationwide Funds Advanced Funding
$1,321.35 C 4/9/2009 Nationwide Funds Commission 658
$2,811.96 C 4/9/2009 Nationwide Funds Commission 658
$4.31 C 4/10/2009 Invesco CFT Purchase INT

$100.00 D 4/10/2009 BFS BLUE SKY HSB


$161.66 C 4/10/2009 Victory Commission 590
$250.00 D 4/10/2009 BFS BLUE SKY CPG

$750.00 D 4/10/2009 BFS BLUE SKY ADN


$204,569.54 D 4/10/2009 BFS BLUE SKY STI
$0.63 C 4/13/2009 Aberdeen NSCC 543 201
$2.51 C 4/13/2009 Ridgeworth A&L Share 596
$5.00 D 4/13/2009 Nationwide Funds Manual Estimate 658 21
$5.00 D 4/13/2009 Nationwide Funds Manual Estimate 658 21
$5.00 D 4/13/2009 Nationwide Funds Manual Estimate 658 21
$5.00 D 4/13/2009 Nationwide Funds Manual Estimate 658 21
$7.50 C 4/13/2009 Needham Redemption 569 1
$8.50 C 4/13/2009 Nationwide Funds Manual Estimate 658 22
$8.50 C 4/13/2009 Nationwide Funds Manual Estimate 658 21
$8.50 C 4/13/2009 Nationwide Funds Manual Estimate 658 930
$8.50 C 4/13/2009 Nationwide Funds Manual Estimate 658 930
$8.50 C 4/13/2009 Nationwide Funds Manual Estimate 658 547
$10.00 C 4/13/2009 Nationwide Funds Manual Estimate 658 547
$10.00 C 4/13/2009 Nationwide Funds Manual Estimate 658 547
$10.00 C 4/13/2009 Nationwide Funds Manual Estimate 658 507
$10.00 C 4/13/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/13/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/13/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/13/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/13/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/13/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/13/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/13/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/13/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/13/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/13/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/13/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/13/2009 Nationwide Funds Manual Estimate 658 918
$10.00 C 4/13/2009 Nationwide Funds Manual Estimate 658 933
$10.00 C 4/13/2009 Nationwide Funds Manual Estimate 658 933
$10.00 C 4/13/2009 Nationwide Funds Manual Estimate 658 21
$10.00 C 4/13/2009 Nationwide Funds Manual Estimate 658 21
$10.00 C 4/13/2009 Nationwide Funds Manual Estimate 658 21
$10.00 C 4/13/2009 Nationwide Funds Manual Estimate 658 216
$10.00 C 4/13/2009 Nationwide Funds Manual Estimate 658 216
$10.00 C 4/13/2009 Nationwide Funds Manual Estimate 658 216
$10.00 C 4/13/2009 Nationwide Funds Manual Estimate 658 22
$10.00 C 4/13/2009 Nationwide Funds Manual Estimate 658 22
$10.00 C 4/13/2009 Nationwide Funds Manual Estimate 658 22
$10.00 C 4/13/2009 Nationwide Funds Manual Estimate 658 219
$10.00 C 4/13/2009 Nationwide Funds Manual Estimate 658 24
$10.00 C 4/13/2009 Nationwide Funds Manual Estimate 658 500
$10.00 C 4/13/2009 Nationwide Funds Manual Estimate 658 501
$10.00 C 4/13/2009 Nationwide Funds Manual Estimate 658 501
$10.00 C 4/13/2009 Nationwide Funds Manual Estimate 658 24
$12.11 C 4/13/2009 Victory Commission 590
$12.92 C 4/13/2009 Invesco CFT Purchase INT
$18.49 C 4/13/2009 Nationwide Funds Commission 658
$20.00 C 4/13/2009 Nationwide Funds Manual Estimate 658 24
$20.00 C 4/13/2009 Aberdeen Manual Estimate 543 389
$40.09 C 4/13/2009 Ridgeworth Subscription 596
$91.59 C 4/13/2009 Victory Commission 590
$229.35 C 4/13/2009 Ridgeworth A&L Share 596 985

$350.00 C 4/13/2009 BFS BLUE SKY


$685.54 C 4/13/2009 Aberdeen Commissions 543
$717.39 C 4/13/2009 Victory Commission 590
$936.32 D 4/13/2009 Aberdeen Advanced Funding 543
$961.72 C 4/13/2009 Aberdeen Commissions 543
$1,111.61 C 4/13/2009 Nationwide Funds Commission 658
$3,329.92 D 4/13/2009 Nationwide Funds Advanced Funding
$6,562.43 C 4/13/2009 Nationwide Funds Commission 658

$130,021.28 C 4/13/2009 Nationwide Funds Advanced Funding

$151,404.53 C 4/13/2009 Aberdeen Advanced Funding 543


$1.00 C 4/14/2009 Aberdeen NSCC 543 201
$5.00 D 4/14/2009 Nationwide Funds Manual Estimate 658 21
$8.50 C 4/14/2009 Nationwide Funds Manual Estimate 658 500
$8.50 C 4/14/2009 Nationwide Funds Manual Estimate 658 500
$8.50 C 4/14/2009 Nationwide Funds Manual Estimate 658 507
$8.50 C 4/14/2009 Nationwide Funds Manual Estimate 658 933
$8.50 C 4/14/2009 Nationwide Funds Manual Estimate 658 672
$10.00 C 4/14/2009 Nationwide Funds Manual Estimate 658 583
$10.00 C 4/14/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/14/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/14/2009 Nationwide Funds Manual Estimate 658 934
$10.00 C 4/14/2009 Nationwide Funds Manual Estimate 658 933
$10.00 C 4/14/2009 Nationwide Funds Manual Estimate 658 933
$10.00 C 4/14/2009 Nationwide Funds Manual Estimate 658 933
$10.00 C 4/14/2009 Nationwide Funds Manual Estimate 658 507
$10.00 C 4/14/2009 Nationwide Funds Manual Estimate 658 307
$10.00 C 4/14/2009 Nationwide Funds Manual Estimate 658 22

$10.00 C 4/14/2009 Nationwide Funds Manual Estimate 658 919


$20.00 C 4/14/2009 Nationwide Funds Manual Estimate 658 22
$20.00 C 4/14/2009 Nationwide Funds Manual Estimate 658 21
$20.00 C 4/14/2009 Aberdeen Manual Estimate 543 212
$50.00 C 4/14/2009 Nationwide Funds Manual Estimate 658 22
$78.04 C 4/14/2009 Aberdeen Commissions 543
$98.85 C 4/14/2009 Ridgeworth Subscription 596
$372.23 C 4/14/2009 Nationwide Funds Commission 658
$610.94 D 4/14/2009 Victory Commission 590
$628.34 C 4/14/2009 Aberdeen Commissions 543
$684.47 C 4/14/2009 Nationwide Funds Commission 658
$719.50 D 4/14/2009 Aberdeen Advanced Funding 543
$863.59 C 4/14/2009 Victory Commission 590
$3,169.44 C 4/14/2009 Nationwide Funds Commission 658
$9,039.44 D 4/14/2009 Nationwide Funds Advanced Funding
$0.10 C 4/15/2009 Invesco CFT Purchase INT
$0.62 C 4/15/2009 Aberdeen NSCC 543 201
$2.67 C 4/15/2009 Aberdeen Commissions 543
$5.00 D 4/15/2009 Nationwide Funds Manual Estimate 658 548
$5.74 C 4/15/2009 Ridgeworth A&L Share 596 511
$10.00 C 4/15/2009 Nationwide Funds Manual Estimate 658 22
$10.00 C 4/15/2009 Nationwide Funds Manual Estimate 658 22
$10.00 C 4/15/2009 Nationwide Funds Manual Estimate 658 24
$10.00 C 4/15/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/15/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/15/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/15/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/15/2009 Nationwide Funds Manual Estimate 658 503
$10.00 C 4/15/2009 Nationwide Funds Manual Estimate 658 934
$142.39 C 4/15/2009 Aberdeen Commissions 543
$199.36 C 4/15/2009 Nationwide Funds Commission 658
$204.30 C 4/15/2009 Victory Commission 590
$308.59 C 4/15/2009 Victory Commission 590
$524.70 C 4/15/2009 Nationwide Funds Commission 658
$593.30 C 4/15/2009 Aberdeen Commissions 543
$774.59 D 4/15/2009 Nationwide Funds Advanced Funding
$2,305.38 D 4/15/2009 Aberdeen Advanced Funding 543
$5,377.83 C 4/15/2009 Nationwide Funds Commission 658
$0.78 C 4/16/2009 Invesco CFT Purchase INT
$4.81 C 4/16/2009 Ridgeworth A&L Share 596 511
$10.00 C 4/16/2009 Nationwide Funds Manual Estimate 658 22
$10.00 C 4/16/2009 Nationwide Funds Manual Estimate 658 24
$10.00 C 4/16/2009 Nationwide Funds Manual Estimate 658 504
$10.00 C 4/16/2009 Nationwide Funds Manual Estimate 658 933
$10.00 C 4/16/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/16/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/16/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/16/2009 Nationwide Funds Manual Estimate 658 930
$13.81 C 4/16/2009 Ridgeworth A&L Share 596 513
$31.00 C 4/16/2009 Ridgeworth A&L Share
$116.68 C 4/16/2009 Victory Commission
$178.49 D 4/16/2009 Victory Commission
$225.10 C 4/16/2009 Nationwide Funds Commission 658
$272.67 C 4/16/2009 Aberdeen Commissions 543

$439.67 C 4/16/2009 Aberdeen Commissions 543


$472.99 D 4/16/2009 Aberdeen Commissions 543
$555.44 C 4/16/2009 Aberdeen Commissions 543
$858.82 C 4/16/2009 Ridgeworth Subscription
$1,141.78 D 4/16/2009 Aberdeen Advanced Funding 543
$1,499.92 C 4/16/2009 Nationwide Funds Commission 658
$2,176.03 D 4/16/2009 Nationwide Funds Advanced Funding
$5,191.88 C 4/16/2009 Nationwide Funds Commission 658
$0.25 C 4/17/2009 Victory Commission
$1.02 C 4/17/2009 Aberdeen NSCC 543 201
$1.08 C 4/17/2009 Ridgeworth Subscription
$1.50 C 4/17/2009 Ridgeworth A&L Share
$8.50 C 4/17/2009 Nationwide Funds Manual Estimate 658 21
$10.00 C 4/17/2009 Nationwide Funds Manual Estimate 658 21
$10.00 C 4/17/2009 Nationwide Funds Manual Estimate 658 21
$10.00 C 4/17/2009 Nationwide Funds Manual Estimate 658 21
$10.00 C 4/17/2009 Nationwide Funds Manual Estimate 658 19
$10.00 C 4/17/2009 Nationwide Funds Manual Estimate 658 23
$10.00 C 4/17/2009 Nationwide Funds Manual Estimate 658 22
$10.00 C 4/17/2009 Nationwide Funds Manual Estimate 658 22
$10.00 C 4/17/2009 Nationwide Funds Manual Estimate 658 22
$10.00 C 4/17/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/17/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/17/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/17/2009 Nationwide Funds Manual Estimate 658 928
$10.00 C 4/17/2009 Nationwide Funds Manual Estimate 658 933
$19.60 C 4/17/2009 Aberdeen NSCC 543 190
$28.81 C 4/17/2009 Victory Commission

$32.14 C 4/17/2009 Aberdeen Advanced Funding 543


$69.33 C 4/17/2009 Nationwide Funds Commission 658
$100.00 D 4/17/2009 BFS BLUE SKY AMP
$143.93 C 4/17/2009 Aberdeen Commissions 543
$320.04 C 4/17/2009 Aberdeen Commissions 543
$441.64 C 4/17/2009 Aberdeen Commissions 543
$499.29 C 4/17/2009 Victory Commission
$645.93 D 4/17/2009 Aberdeen Advanced Funding 543
$673.15 C 4/17/2009 Nationwide Funds Commission 658
$948.40 C 4/17/2009 Ridgeworth A&L Share 596 511
$1,146.00 D 4/17/2009 BFS BLUE SKY SAM
$2,246.00 D 4/17/2009 BFS BLUE SKY FIR
$2,250.00 D 4/17/2009 BFS BLUE SKY CV
$2,282.01 D 4/17/2009 Nationwide Funds Advanced Funding
$2,450.00 D 4/17/2009 BFS BLUE SKY AOT
$2,870.00 D 4/17/2009 BFS BLUE SKY CAP
$2,947.68 C 4/17/2009 Nationwide Funds Commission 658
$4,822.00 D 4/17/2009 BFS BLUE SKY CPG
$5,200.00 D 4/17/2009 BFS BLUE SKY CW
$15,965.00 D 4/17/2009 BFS BLUE SKY PCA
$21,330.00 D 4/17/2009 BFS BLUE SKY PER
$22,640.59 D 4/17/2009 BFS BLUE SKY ADN
$25,215.00 D 4/17/2009 BFS BLUE SKY BAD
$35,789.72 D 4/17/2009 BFS BLUE SKY STI
$0.14 C 4/20/2009 Citi 12b-1 120
$0.50 C 4/20/2009 Pacific Capital A-Share Commission 641 75
$1.32 C 4/20/2009 Performance A-Share Commission 626 6
$2.00 C 4/20/2009 Pacific Capital A-Share Commission 641 77
$2.86 C 4/20/2009 Ridgeworth A&L Share 596 985
$3.92 C 4/20/2009 Pacific Capital A-Share Commission 641 6
$3.92 C 4/20/2009 Pacific Capital A-Share Commission 641 12
$5.00 D 4/20/2009 Nationwide Funds Manual Estimate 658 22
$5.01 C 4/20/2009 Invesco CFT Purchase INT
$8.50 C 4/20/2009 Nationwide Funds Manual Estimate 658 504
$8.50 C 4/20/2009 Nationwide Funds Manual Estimate 658 933
$10.00 C 4/20/2009 Nationwide Funds Manual Estimate 658 24
$10.00 C 4/20/2009 Nationwide Funds Manual Estimate 658 22
$10.00 C 4/20/2009 Nationwide Funds Manual Estimate 658 22
$10.00 C 4/20/2009 Nationwide Funds Manual Estimate 658 21
$10.00 C 4/20/2009 Nationwide Funds Manual Estimate 658 21
$10.00 C 4/20/2009 Nationwide Funds Manual Estimate 658 24
$10.00 C 4/20/2009 Nationwide Funds Manual Estimate 658 24
$10.00 C 4/20/2009 Nationwide Funds Manual Estimate 658 24
$10.00 C 4/20/2009 Nationwide Funds Manual Estimate 658 504
$10.00 C 4/20/2009 Nationwide Funds Manual Estimate 658 503
$10.00 C 4/20/2009 Nationwide Funds Manual Estimate 658 547
$10.00 C 4/20/2009 Nationwide Funds Manual Estimate 658 918
$10.00 C 4/20/2009 Nationwide Funds Manual Estimate 658 933
$10.00 C 4/20/2009 Nationwide Funds Manual Estimate 658 933
$10.00 C 4/20/2009 Nationwide Funds Manual Estimate 658 933
$10.00 C 4/20/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/20/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/20/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/20/2009 Nationwide Funds Manual Estimate 658 973
$20.00 C 4/20/2009 Nationwide Funds Manual Estimate 658 503
$21.77 C 4/20/2009 Pacific Capital A-Share Commission 641 12
$25.98 C 4/20/2009 Victory Commission
$30.00 C 4/20/2009 Ridgeworth A&L Share
$88.42 C 4/20/2009 Ridgeworth Subscription
$160.40 C 4/20/2009 Victory Commission
$181.97 C 4/20/2009 Citi 12b-1 120
$183.95 C 4/20/2009 Aberdeen Commissions 543
$219.94 C 4/20/2009 Aberdeen Commissions 543

$250.00 C 4/20/2009 BFS BLUE SKY MON


$377.83 C 4/20/2009 Nationwide Funds Commission 658
$556.92 D 4/20/2009 Aberdeen Advanced Funding 543
$605.54 D 4/20/2009 Victory Commission
$831.55 D 4/20/2009 Nationwide Funds Advanced Funding
$1,417.30 C 4/20/2009 Nationwide Funds Commission 658
$6,183.57 C 4/20/2009 Nationwide Funds Commission 658
$10,000.00 D 4/20/2009 Victory Commission 590 747

$1.20 D 4/21/2009 Citi 12b-1 639


$8.50 C 4/21/2009 Nationwide Funds Manual Estimate 658 24
$8.50 C 4/21/2009 Nationwide Funds Manual Estimate 658 503
$10.00 C 4/21/2009 Nationwide Funds Manual Estimate 658 22
$10.00 C 4/21/2009 Nationwide Funds Manual Estimate 658 22
$10.00 C 4/21/2009 Nationwide Funds Manual Estimate 658 21
$10.00 C 4/21/2009 Nationwide Funds Manual Estimate 658 19
$10.00 C 4/21/2009 Nationwide Funds Manual Estimate 658 104
$10.00 C 4/21/2009 Nationwide Funds Manual Estimate 658 920
$10.00 C 4/21/2009 Nationwide Funds Manual Estimate 658 933
$10.00 C 4/21/2009 Nationwide Funds Manual Estimate 658 932
$10.00 C 4/21/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/21/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/21/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/21/2009 Nationwide Funds Manual Estimate 658 934
$10.00 C 4/21/2009 Nationwide Funds Manual Estimate 658 24
$13.00 C 4/21/2009 Performance B-Share Commission
$20.00 C 4/21/2009 Nationwide Funds Manual Estimate 658 930
$36.00 C 4/21/2009 Citi IRA/Fed Ex Fee 596
$80.96 C 4/21/2009 Pacific Capital A-Share Commission
$147.75 C 4/21/2009 Nationwide Funds Commission 658
$171.58 C 4/21/2009 Aberdeen Commissions 543
$253.12 C 4/21/2009 Ridgeworth Subscription
$314.77 C 4/21/2009 Aberdeen Commissions 543
$394.63 D 4/21/2009 Aberdeen Advanced Funding 543
$435.57 C 4/21/2009 Victory Commission
$521.50 C 4/21/2009 Aberdeen Commissions 543
$761.88 C 4/21/2009 Nationwide Funds Commission 658
$971.35 C 4/21/2009 Nationwide Funds Commission 658
$1,208.82 D 4/21/2009 Nationwide Funds Advanced Funding

$4,650.00 C 4/21/2009 BFS BLUE SKY


$4,961.60 D 4/21/2009 Ridgeworth Subscription

$12,000.00 C 4/21/2009 Permal Concentration 637 007

$15,520.00 C 4/21/2009 Permal Concentration 637 007

$28,692.00 D 4/21/2009 Citigroup General

$107,610.88 C 4/21/2009 Permal Concentration 637 007

$108,288.56 C 4/21/2009 Permal Concentration 637 005

$1,119,375.00 C 4/21/2009 Permal Concentration 637 004


$2.32 C 4/22/2009 Nationwide Funds Commission 658
$4.00 C 4/22/2009 Aberdeen Commissions 543
$5.62 C 4/22/2009 Pacific Capital A-Share Commission
$8.50 D 4/22/2009 Nationwide Funds Manual Estimate 658 24
$8.50 C 4/22/2009 Nationwide Funds Manual Estimate 658 24
$8.50 C 4/22/2009 Nationwide Funds Manual Estimate 658 22
$10.00 C 4/22/2009 Nationwide Funds Manual Estimate 658 22
$10.00 C 4/22/2009 Nationwide Funds Manual Estimate 658 24
$10.00 C 4/22/2009 Nationwide Funds Manual Estimate 658 19
$10.00 C 4/22/2009 Nationwide Funds Manual Estimate 658 547
$10.00 C 4/22/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/22/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/22/2009 Nationwide Funds Manual Estimate 658 931
$10.00 C 4/22/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/22/2009 Nationwide Funds Manual Estimate 658 930

$11.10 D 4/22/2009 WB Capital UMB CWR


$12.21 C 4/22/2009 Pacific Capital A-Share Commission
$16.89 C 4/22/2009 Nationwide Funds Commission 658
$24.55 C 4/22/2009 Victory Commission
$235.88 C 4/22/2009 Victory Commission
$272.04 C 4/22/2009 Aberdeen Commissions 543

$1,000.00 C 4/22/2009 Aberdeen Redemption 543


$1,061.14 D 4/22/2009 Aberdeen Advanced Funding 543
$2,197.16 C 4/22/2009 Nationwide Funds Commission 658
$7,343.50 D 4/22/2009 Nationwide Funds Advanced Funding
$0.07 C 4/23/2009 Invesco CFT Purchase INT
$1.00 C 4/23/2009 Aberdeen NSCC 543 212
$1.26 C 4/23/2009 Nationwide Funds NSCC 658 215
$1.75 C 4/23/2009 Nationwide Funds NSCC 658 216
$2.00 C 4/23/2009 Nationwide Funds NSCC 658 217
$3.00 C 4/23/2009 Nationwide Funds NSCC 658 216
$4.00 C 4/23/2009 Aberdeen NSCC 543 212
$6.74 C 4/23/2009 Pacific Capital A-Share Commission
$7.50 C 4/23/2009 Activa Wire
$8.50 C 4/23/2009 Nationwide Funds Manual Estimate 658 24
$8.50 C 4/23/2009 Nationwide Funds Manual Estimate 658 931
$8.50 C 4/23/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/23/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/23/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/23/2009 Nationwide Funds Manual Estimate 658 933
$10.00 C 4/23/2009 Nationwide Funds Manual Estimate 658 933
$10.00 C 4/23/2009 Nationwide Funds Manual Estimate 658 933
$10.00 C 4/23/2009 Nationwide Funds Manual Estimate 658 934
$10.00 C 4/23/2009 Nationwide Funds Manual Estimate 658 523
$10.00 C 4/23/2009 Nationwide Funds Manual Estimate 658 24
$10.00 C 4/23/2009 Nationwide Funds Manual Estimate 658 24
$10.00 C 4/23/2009 Nationwide Funds Manual Estimate 658 24
$10.00 C 4/23/2009 Nationwide Funds Manual Estimate 658 22
$10.00 C 4/23/2009 Nationwide Funds Manual Estimate 658 21
$10.00 C 4/23/2009 Nationwide Funds Manual Estimate 658 21
$10.00 C 4/23/2009 Nationwide Funds Manual Estimate 658 215
$10.00 C 4/23/2009 Nationwide Funds Manual Estimate 658 503
$10.00 C 4/23/2009 Nationwide Funds Manual Estimate 658 388
$10.00 C 4/23/2009 Nationwide Funds Manual Estimate 658 307

$27.90 D 4/23/2009 Ridgeworth Subscription


$147.69 C 4/23/2009 Aberdeen Commissions 543
$227.07 C 4/23/2009 Aberdeen Commissions 543
$513.97 C 4/23/2009 Aberdeen Commissions 543
$711.88 D 4/23/2009 Aberdeen Advanced Funding 543
$749.49 C 4/23/2009 Nationwide Funds Commission 658
$782.23 C 4/23/2009 Victory Commission
$846.54 C 4/23/2009 Nationwide Funds Commission 658
$1,722.36 C 4/23/2009 Nationwide Funds Commission 658
$2,800.50 D 4/23/2009 Nationwide Funds Advanced Funding
$3,288.80 C 4/23/2009 Ridgeworth Subscription

$69,300.00 C 4/23/2009 Permal Concentration 637 204


$0.08 C 4/24/2009 Pacific Capital A-Share Commission 641 76
$0.18 C 4/24/2009 Pacific Capital A-Share Commission 641 70
$0.22 C 4/24/2009 Pacific Capital A-Share Commission 641 75
$0.38 C 4/24/2009 Pacific Capital A-Share Commission 641 74
$0.51 C 4/24/2009 Victory Commission 590 747
$0.54 C 4/24/2009 Pacific Capital A-Share Commission 641 73
$0.76 C 4/24/2009 Pacific Capital A-Share Commission 641 77
$0.79 C 4/24/2009 Pacific Capital A-Share Commission 641 80
$1.07 C 4/24/2009 Nationwide Funds Manual Estimate 658 22
$1.19 C 4/24/2009 Nationwide Funds Manual Estimate 658 121
$1.90 C 4/24/2009 Pacific Capital A-Share Commission 641 81
$1.90 C 4/24/2009 Pacific Capital A-Share Commission 641 72
$1.90 C 4/24/2009 Pacific Capital A-Share Commission 641 71
$5.00 C 4/24/2009 Nationwide Funds NSCC 658 217
$5.82 C 4/24/2009 Pacific Capital A-Share Commission
$8.50 C 4/24/2009 Nationwide Funds Manual Estimate 658 22
$8.50 C 4/24/2009 Nationwide Funds Manual Estimate 658 21
$8.50 C 4/24/2009 Nationwide Funds Manual Estimate 658 930
$8.50 C 4/24/2009 Nationwide Funds Manual Estimate 658 930
$10.00 D 4/24/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/24/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/24/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/24/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/24/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/24/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/24/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/24/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/24/2009 Nationwide Funds Manual Estimate 658 933
$10.00 C 4/24/2009 Nationwide Funds Manual Estimate 658 933
$10.00 C 4/24/2009 Nationwide Funds Manual Estimate 658 933
$10.00 C 4/24/2009 Nationwide Funds Manual Estimate 658 933
$10.00 C 4/24/2009 Nationwide Funds Manual Estimate 658 933
$10.00 C 4/24/2009 Nationwide Funds Manual Estimate 658 935
$10.00 C 4/24/2009 Nationwide Funds Manual Estimate 658 21
$10.00 C 4/24/2009 Nationwide Funds Manual Estimate 658 22
$10.00 C 4/24/2009 Nationwide Funds Manual Estimate 658 22
$10.00 C 4/24/2009 Nationwide Funds Manual Estimate 658 22
$10.00 C 4/24/2009 Nationwide Funds Manual Estimate 658 24
$10.00 C 4/24/2009 Nationwide Funds Manual Estimate 658 583
$10.00 C 4/24/2009 Nationwide Funds Manual Estimate 658 506
$12.00 C 4/24/2009 Citi IRA/Fed Ex Fee 662
$12.10 C 4/24/2009 Pacific Capital A-Share Commission
$20.00 C 4/24/2009 Nationwide Funds Manual Estimate 658 933
$28.66 C 4/24/2009 Ridgeworth Subscription

$70.16 C 4/24/2009 BFS BLUE SKY NAT

$74.41 C 4/24/2009 BFS BLUE SKY VIC


$110.13 C 4/24/2009 Aberdeen Manual Estimate
$125.00 D 4/24/2009 BFS BLUE SKY SAM
$150.00 D 4/24/2009 BFS BLUE SKY ADN
$150.00 D 4/24/2009 BFS BLUE SKY NAT
$165.00 C 4/24/2009 Citi IRA/Fed Ex Fee 596
$203.24 C 4/24/2009 Nationwide Funds Commission 658
$220.00 D 4/24/2009 BFS BLUE SKY BRW
$500.00 D 4/24/2009 BFS BLUE SKY AOT
$524.17 C 4/24/2009 Nationwide Funds Commission 658
$627.91 C 4/24/2009 Victory Commission
$650.00 D 4/24/2009 BFS BLUE SKY VIC
$720.71 C 4/24/2009 Nationwide Funds Commission 658
$838.88 C 4/24/2009 Aberdeen Commissions 543

$1,416.69 D 4/24/2009 Nationwide Funds Commission 658


$1,735.54 D 4/24/2009 Nationwide Funds Advanced Funding
$1,862.26 D 4/24/2009 Aberdeen Advanced Funding 543
$2,236.23 C 4/24/2009 Nationwide Funds Commission 658
$5,840.22 D 4/24/2009 BFS BLUE SKY STI
$8,094.53 C 4/24/2009 Aberdeen Commissions 543
$8,544.75 D 4/24/2009 BFS BLUE SKY FOC
$15,255.06 C 4/24/2009 Aberdeen Commissions 543
$16,186.00 D 4/24/2009 BFS BLUE SKY HCA
$0.02 D 4/27/2009 HSBC Investor (NTC) Commissions 640 302
$0.02 C 4/27/2009 HSBC Investor (NTC) Commissions 640 304
$3.40 C 4/27/2009 Victory Commission
$8.00 C 4/27/2009 Firsthand Redemption 529 41
$8.50 C 4/27/2009 Nationwide Funds Manual Estimate 658 500
$8.50 C 4/27/2009 Nationwide Funds Manual Estimate 658 21
$10.00 C 4/27/2009 Nationwide Funds Manual Estimate 658 928
$10.00 C 4/27/2009 Nationwide Funds Manual Estimate 658 24
$10.00 C 4/27/2009 Nationwide Funds Manual Estimate 658 21
$10.00 C 4/27/2009 Nationwide Funds Manual Estimate 658 22
$10.00 C 4/27/2009 Nationwide Funds Manual Estimate 658 583
$10.00 C 4/27/2009 Nationwide Funds Manual Estimate 658 22
$10.00 C 4/27/2009 Nationwide Funds Manual Estimate 658 22
$10.00 C 4/27/2009 Nationwide Funds Manual Estimate 658 509
$10.00 C 4/27/2009 Nationwide Funds Manual Estimate 658 933
$10.00 C 4/27/2009 Nationwide Funds Manual Estimate 658 919
$10.00 C 4/27/2009 Nationwide Funds Manual Estimate 658 22
$10.00 C 4/27/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/27/2009 Nationwide Funds Manual Estimate 658 928
$10.00 C 4/27/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/27/2009 Nationwide Funds Manual Estimate 658 22
$10.00 C 4/27/2009 Nationwide Funds Manual Estimate 658 24
$10.00 C 4/27/2009 Nationwide Funds Manual Estimate 658 24
$21.58 C 4/27/2009 Aberdeen Commissions 543
$24.00 C 4/27/2009 Citi IRA/Fed Ex Fee 682

$31.04 C 4/27/2009 Permal Concentration


$32.37 C 4/27/2009 Aberdeen Manual Estimate
$34.70 C 4/27/2009 Pacific Capital A-Share Commission
$46.68 C 4/27/2009 Pacific Capital A-Share Commission

$134.15 C 4/27/2009 Citigroup General


$150.29 C 4/27/2009 Victory Commission
$165.06 C 4/27/2009 Aberdeen Commissions 543
$226.72 C 4/27/2009 Aberdeen Commissions 543
$258.35 C 4/27/2009 Ridgeworth Subscription
$298.11 C 4/27/2009 Victory Commission

$349.60 C 4/27/2009 BFS BLUE SKY STI


$375.68 C 4/27/2009 Nationwide Funds Commission 658
$441.46 C 4/27/2009 Nationwide Funds Commission 658
$712.34 D 4/27/2009 Aberdeen Advanced Funding 543

$1,354.66 C 4/27/2009 Permal Concentration

$1,500.00 C 4/27/2009 BFS BLUE SKY NAT


$1,804.46 D 4/27/2009 Nationwide Funds Advanced Funding

$2,648.48 D 4/27/2009 Citi 12b-1 539


$3,369.81 C 4/27/2009 Nationwide Funds Commission 658
$5,753.89 D 4/27/2009 Citigroup General 167
$0.02 C 4/28/2009 HSBC Investor (NTC) Commissions 640 305
$0.04 D 4/28/2009 HSBC Investor (NTC) Commissions 640 303

$0.22 C 4/28/2009 Nationwide Funds Manual Estimate


$0.61 C 4/28/2009 Aberdeen NSCC 543 201
$1.43 C 4/28/2009 Aberdeen NSCC 543 201
$1.47 C 4/28/2009 Performance A-Share Commission 626 7
$2.75 C 4/28/2009 Nationwide Funds Manual Estimate 658 21
$2.90 C 4/28/2009 Aberdeen Commissions 543
$3.46 C 4/28/2009 Nationwide Funds Manual Estimate 658 21
$3.85 C 4/28/2009 Performance A-Share Commission 626 6
$4.78 C 4/28/2009 HSBC Investor (NTC) Concentration 640 304

$5.24 D 4/28/2009 Nationwide Funds Manual Estimate 658


$8.50 C 4/28/2009 Nationwide Funds Manual Estimate 658 22
$8.50 C 4/28/2009 Nationwide Funds Manual Estimate 658 22
$8.50 C 4/28/2009 Nationwide Funds Manual Estimate 658 24
$8.50 C 4/28/2009 Nationwide Funds Manual Estimate 658 503
$8.50 C 4/28/2009 Nationwide Funds Manual Estimate 658 21
$10.00 C 4/28/2009 Nationwide Funds Manual Estimate 658 21
$10.00 C 4/28/2009 Nationwide Funds Manual Estimate 658 21
$10.00 C 4/28/2009 Nationwide Funds Manual Estimate 658 21
$10.00 C 4/28/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/28/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/28/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/28/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/28/2009 Nationwide Funds Manual Estimate 658 503
$10.00 C 4/28/2009 Nationwide Funds Manual Estimate 658 503
$10.00 C 4/28/2009 Nationwide Funds Manual Estimate 658 509
$10.00 C 4/28/2009 Nationwide Funds Manual Estimate 658 24
$10.00 C 4/28/2009 Nationwide Funds Manual Estimate 658 24
$10.00 C 4/28/2009 Nationwide Funds Manual Estimate 658 22
$10.00 C 4/28/2009 Nationwide Funds Manual Estimate 658 22
$10.00 C 4/28/2009 Nationwide Funds Manual Estimate 658 22
$10.00 C 4/28/2009 Nationwide Funds Manual Estimate 658 24
$10.00 C 4/28/2009 Nationwide Funds Manual Estimate 658 216
$10.24 C 4/28/2009 Pacific Capital A-Share Commission
$12.00 C 4/28/2009 Citi IRA/Fed Ex Fee 594 304
$13.12 C 4/28/2009 Victory Commission
$38.68 C 4/28/2009 Ridgeworth Subscription
$48.00 C 4/28/2009 Citi IRA/Fed Ex Fee 618
$54.38 C 4/28/2009 Aberdeen Commissions 543
$105.90 C 4/28/2009 Victory Commission
$248.55 C 4/28/2009 Nationwide Funds Commission 658
$314.16 C 4/28/2009 Aberdeen Commissions 543

$473.27 C 4/28/2009 Nationwide Funds Manual Estimate


$523.37 C 4/28/2009 Aberdeen Manual Estimate
$563.25 C 4/28/2009 Nationwide Funds Commission 658
$700.02 D 4/28/2009 Nationwide Funds Advanced Funding
$884.75 D 4/28/2009 Aberdeen Advanced Funding 543
$1,333.43 C 4/28/2009 Nationwide Funds Commission 658
$4,694.69 D 4/28/2009 BFS BLUE SKY MON
$8,583.28 C 4/28/2009 Nationwide Funds Subscription

$9,201.13 C 4/28/2009 Nationwide Funds ACH 23

$9,264.32 C 4/28/2009 Nationwide Funds Commission 658


$26,005.58 C 4/28/2009 Nationwide Funds Commission 658

$122,873.01 D 4/28/2009 Citigroup General 167


$0.01 C 4/29/2009 HSBC Investor (NTC) Commissions 640 205
$0.02 C 4/29/2009 HSBC Investor (NTC) Commissions 640 304
$0.02 C 4/29/2009 HSBC Investor (NTC) Commissions 640 304
$0.04 C 4/29/2009 HSBC Investor (NTC) Commissions 640 7
$0.21 C 4/29/2009 HSBC Investor (NTC) Commissions 640 305
$0.22 C 4/29/2009 HSBC Investor (NTC) Commissions 640 304
$0.51 C 4/29/2009 HSBC Investor (NTC) Concentration 640 303

$0.84 C 4/29/2009 Nationwide Funds Manual Estimate


$1.01 C 4/29/2009 HSBC Investor (NTC) Commissions 640 305
$1.04 C 4/29/2009 HSBC Investor (NTC) Concentration 640 314
$1.55 C 4/29/2009 HSBC Investor (NTC) Commissions 640 305

$1.85 C 4/29/2009 Performance B-Share Commission


$2.12 C 4/29/2009 HSBC Investor (NTC) Commissions 640 304
$3.19 C 4/29/2009 Aberdeen Manual Estimate 543 568
$6.07 C 4/29/2009 Aberdeen Manual Estimate 543 562
$8.50 C 4/29/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/29/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/29/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/29/2009 Nationwide Funds Manual Estimate 658 931
$10.00 C 4/29/2009 Nationwide Funds Manual Estimate 658 506
$10.00 C 4/29/2009 Nationwide Funds Manual Estimate 658 22
$10.00 C 4/29/2009 Nationwide Funds Manual Estimate 658 22
$10.00 C 4/29/2009 Nationwide Funds Manual Estimate 658 22
$17.65 C 4/29/2009 Aberdeen Manual Estimate 543 135
$19.90 C 4/29/2009 Pacific Capital A-Share Commission

$26.10 C 4/29/2009 Nationwide Funds Manual Estimate

$41.38 C 4/29/2009 Citigroup General


$50.00 C 4/29/2009 Ridgeworth Subscription
$54.60 C 4/29/2009 Pacific Capital A-Share Commission

$55.36 C 4/29/2009 Victory NSCC 590 845


$82.06 C 4/29/2009 Aberdeen Commissions 543
$85.67 C 4/29/2009 Aberdeen Commissions 543
$143.60 C 4/29/2009 Nationwide Funds Commission 658
$214.65 D 4/29/2009 Aberdeen Advanced Funding 543
$259.77 C 4/29/2009 Nationwide Funds Commission 658
$336.00 C 4/29/2009 Citi IRA/Fed Ex Fee 639
$396.85 C 4/29/2009 Victory Commission

$500.00 C 4/29/2009 BFS BLUE SKY FOC


$795.29 C 4/29/2009 Nationwide Funds Commission 658
$851.82 D 4/29/2009 Victory Commission

$2,500.00 C 4/29/2009 Manning and Napier Ach & Lockbox 618 601

$2,665.21 C 4/29/2009 Nationwide Funds Manual Estimate


$2,972.78 D 4/29/2009 Nationwide Funds Advanced Funding
$4,255.00 D 4/29/2009 BFS BLUE SKY GMF

$13,022.64 C 4/29/2009 Nationwide Funds Manual Estimate

$65,212.15 C 4/29/2009 Citigroup General 167


$0.01 D 4/30/2009 HSBC Investor (NTC) Commissions 640 304
$0.01 D 4/30/2009 HSBC Investor (NTC) Commissions 640 304
$0.01 D 4/30/2009 HSBC Investor (NTC) Commissions 640 304
$0.01 D 4/30/2009 HSBC Investor (NTC) Commissions 640 304
$0.01 D 4/30/2009 HSBC Investor (NTC) Commissions 640 304
$0.01 D 4/30/2009 HSBC Investor (NTC) Commissions 640 304
$0.01 D 4/30/2009 HSBC Investor (NTC) Commissions 640 304
$0.01 D 4/30/2009 HSBC Investor (NTC) Commissions 640 304
$0.01 D 4/30/2009 HSBC Investor (NTC) Commissions 640 304
$0.01 D 4/30/2009 HSBC Investor (NTC) Commissions 640 304
$0.01 C 4/30/2009 HSBC Investor (NTC) Commissions 640 303
$0.01 C 4/30/2009 HSBC Investor (NTC) Commissions 640 305
$0.01 C 4/30/2009 HSBC Investor (NTC) Commissions 640 305

$0.01 C 4/30/2009 Ridgeworth Subscription


$0.02 D 4/30/2009 HSBC Investor (NTC) Commissions 640 6
$0.02 C 4/30/2009 HSBC Investor (NTC) Commissions 640 305
$0.02 C 4/30/2009 HSBC Investor (NTC) Commissions 640 305
$0.02 C 4/30/2009 HSBC Investor (NTC) Commissions 640 303
$0.02 C 4/30/2009 HSBC Investor (NTC) Commissions 640 303
$0.02 C 4/30/2009 HSBC Investor (NTC) Commissions 640 303
$0.02 C 4/30/2009 HSBC Investor (NTC) Commissions 640 303
$0.02 C 4/30/2009 HSBC Investor (NTC) Commissions 640 303
$0.02 C 4/30/2009 HSBC Investor (NTC) Commissions 640 206
$0.02 C 4/30/2009 Performance Concentration 1
$0.03 D 4/30/2009 HSBC Investor (NTC) Commissions 640 304
$0.03 C 4/30/2009 HSBC Investor (NTC) Commissions 640 303
$0.04 D 4/30/2009 HSBC Investor (NTC) Commissions 640 304
$0.04 D 4/30/2009 HSBC Investor (NTC) Commissions 640 304
$0.05 D 4/30/2009 HSBC Investor (NTC) Commissions 640 304
$0.05 D 4/30/2009 HSBC Investor (NTC) Commissions 640 6
$0.05 D 4/30/2009 HSBC Investor (NTC) Commissions 640 6
$0.06 D 4/30/2009 HSBC Investor (NTC) Commissions 640 304
$0.08 C 4/30/2009 HSBC Investor (NTC) Commissions 640 305
$0.10 C 4/30/2009 HSBC Investor (NTC) Commissions 640 303
$0.11 C 4/30/2009 HSBC Investor (NTC) Commissions 640 304
$0.12 D 4/30/2009 HSBC Investor (NTC) Commissions 640 304
$0.12 C 4/30/2009 HSBC Investor (NTC) Commissions 640 303
$0.13 D 4/30/2009 HSBC Investor (NTC) Commissions 640 304
$0.14 C 4/30/2009 HSBC Investor (NTC) Commissions 640 19
$0.23 D 4/30/2009 HSBC Investor (NTC) Commissions 640 7

$0.23 C 4/30/2009 Nationwide Funds Manual Estimate


$0.35 C 4/30/2009 HSBC Investor (NTC) Commissions 640 305
$0.44 C 4/30/2009 Victory Commission 590 745

$0.51 C 4/30/2009 Nationwide Funds Redemption


$0.76 C 4/30/2009 HSBC Investor (NTC) Commissions 640 303
$1.13 C 4/30/2009 Nationwide Funds Manual Estimate 658 22
$1.49 C 4/30/2009 Nationwide Funds Manual Estimate 658 618
$2.30 C 4/30/2009 Pacific Capital A-Share Commission

$2.97 D 4/30/2009 Citi Fed Tax 120 95


$3.15 C 4/30/2009 Nationwide Funds NSCC 658 215
$3.21 C 4/30/2009 HSBC Investor (NTC) Commissions 640 304

$4.49 C 4/30/2009 Performance Concentration 626 46

$4.49 C 4/30/2009 Performance Concentration 626 46

$5.17 C 4/30/2009 Nationwide Funds Manual Estimate


$6.32 C 4/30/2009 Ridgeworth Redemption 596 514
$8.50 C 4/30/2009 Nationwide Funds Manual Estimate 658 22
$8.50 C 4/30/2009 Nationwide Funds Manual Estimate 658 22
$8.50 C 4/30/2009 Nationwide Funds Manual Estimate 658 930
$8.60 D 4/30/2009 Nationwide Funds Manual Estimate 658 520

$8.86 C 4/30/2009 Performance Concentration 626 46


$9.08 C 4/30/2009 Nationwide Funds Manual Estimate 658 618
$9.88 D 4/30/2009 Nationwide Funds Manual Estimate 658 520
$10.00 C 4/30/2009 Nationwide Funds Manual Estimate 658 506
$10.00 C 4/30/2009 Nationwide Funds Manual Estimate 658 506
$10.00 C 4/30/2009 Nationwide Funds Manual Estimate 658 21
$10.00 C 4/30/2009 Nationwide Funds Manual Estimate 658 21
$10.00 C 4/30/2009 Nationwide Funds Manual Estimate 658 224
$10.00 C 4/30/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/30/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/30/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/30/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/30/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/30/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 4/30/2009 Nationwide Funds Manual Estimate 658 933
$10.00 C 4/30/2009 Nationwide Funds Manual Estimate 658 933
$11.23 D 4/30/2009 Nationwide Funds Manual Estimate 658 544
$11.94 D 4/30/2009 Nationwide Funds Manual Estimate 658 544
$13.78 D 4/30/2009 Nationwide Funds Manual Estimate 658 520

$14.38 C 4/30/2009 Performance Concentration 626 40

$14.38 C 4/30/2009 Performance Concentration 626 40


$14.60 C 4/30/2009 Nationwide Funds ACH 935
$14.98 C 4/30/2009 Nationwide Funds Commission 658

$15.22 C 4/30/2009 Aberdeen Redemption


$15.57 D 4/30/2009 Nationwide Funds Manual Estimate 658 547
$15.64 C 4/30/2009 Ridgeworth Redemption 596 932
$16.07 C 4/30/2009 Nationwide Funds Manual Estimate 658 618
$17.76 C 4/30/2009 Performance Concentration 5
$20.00 C 4/30/2009 Aberdeen Manual Estimate 543 482
$21.22 C 4/30/2009 ProFunds Subscription 1
$21.82 D 4/30/2009 Nationwide Funds Manual Estimate 658 547
$21.83 C 4/30/2009 Performance Concentration 4

$22.47 C 4/30/2009 Performance Concentration 626 40


$25.00 C 4/30/2009 Nationwide Funds Manual Estimate 658 19
$25.08 D 4/30/2009 Nationwide Funds Manual Estimate 658 547

$25.49 C 4/30/2009 Performance Concentration 626 5


$25.50 C 4/30/2009 Aberdeen Manual Estimate

$27.71 C 4/30/2009 Invesco CFT Purchase 588 087

$30.00 C 4/30/2009 BFS BLUE SKY CIT

$32.36 C 4/30/2009 Invesco CFT Purchase 588 087

$37.75 C 4/30/2009 Ridgeworth Subscription 596 507


$52.58 C 4/30/2009 Aberdeen ACH HNB 837
$56.40 C 4/30/2009 Nationwide Funds Commission 658
$59.28 D 4/30/2009 Nationwide Funds Manual Estimate 658 544
$68.49 C 4/30/2009 HSBC Investor (NTC) Concentration 640 86
$74.37 C 4/30/2009 Nationwide Funds Manual Estimate 658 21
$77.40 C 4/30/2009 Ridgeworth Redemption 596 526

$94.18 C 4/30/2009 Invesco CFT Purchase 588 087


$100.00 D 4/30/2009 Performance Concentration 501

$103.82 C 4/30/2009 Ridgeworth Subscription 596 203


$113.44 D 4/30/2009 Nationwide Funds Manual Estimate 658 547

$115.47 D 4/30/2009 Nationwide Funds Commission 658


$117.24 C 4/30/2009 Pacific Capital A-Share Commission
$133.73 C 4/30/2009 Ridgeworth Redemption 596 978

$155.10 C 4/30/2009 Ridgeworth Subscription 596 526

$168.78 C 4/30/2009 Ridgeworth Subscription 596 855

$169.40 C 4/30/2009 Ridgeworth Subscription 596 615

$216.00 D 4/30/2009 Nationwide Funds Commission 658


$232.04 C 4/30/2009 Aberdeen Commissions 543
$233.80 C 4/30/2009 Nationwide Funds ACH 524
$247.28 C 4/30/2009 Nationwide Funds Commission 658
$248.77 C 4/30/2009 Cavanal Hill Core 3
$299.53 C 4/30/2009 HSBC Investor (NTC) Concentration 640 9
$340.00 C 4/30/2009 Citi IRA/Fed Ex Fee APR
$404.57 C 4/30/2009 Ridgeworth Subscription
$406.64 C 4/30/2009 Aberdeen Manual Estimate
$415.35 C 4/30/2009 Victory Commission
$450.00 C 4/30/2009 WB Capital ACH
$466.00 C 4/30/2009 Citigroup General 107 001
$469.87 D 4/30/2009 Aberdeen Advanced Funding 543
$616.36 C 4/30/2009 Citi Fed Tax
$683.97 C 4/30/2009 Victory Commission 590 MUL

$792.00 C 4/30/2009 Pacific Capital Subscription 641 052


$808.32 C 4/30/2009 Nationwide Funds ACH 928

$1,152.01 C 4/30/2009 Nationwide Funds Subscription

$1,183.17 C 4/30/2009 Ridgeworth Subscription 596 203


$1,197.74 C 4/30/2009 Aberdeen Commissions 543

$1,278.91 C 4/30/2009 Nationwide Funds Manual Estimate

$1,661.82 C 4/30/2009 Permal Concentration

$1,709.65 C 4/30/2009 Nationwide Funds Subscription

$1,799.14 C 4/30/2009 Victory Subscription 590 1

$1,974.77 D 4/30/2009 Capstone Redemption

$2,067.48 C 4/30/2009 Capstone Subscription

$2,143.12 C 4/30/2009 Nationwide Funds Subscription

$2,551.71 C 4/30/2009 Shay AMF Concentration 662 17


$2,568.89 C 4/30/2009 Nationwide Funds Subscription

$2,582.59 C 4/30/2009 Shay AMF Concentration 662 17


$3,072.00 C 4/30/2009 Citi IRA/Fed Ex Fee APR
$3,190.27 C 4/30/2009 Aberdeen ACH HNB 937

$3,711.75 C 4/30/2009 Nationwide Funds Subscription


$3,971.90 D 4/30/2009 Nationwide Funds Advanced Funding

$4,040.67 C 4/30/2009 Nationwide Funds Subscription

$4,536.08 C 4/30/2009 Nationwide Funds Subscription


$5,004.57 C 4/30/2009 HSBC Investor (NTC) Concentration 640 86
$5,072.81 C 4/30/2009 Nationwide Funds ACH 19
$5,525.00 C 4/30/2009 Citigroup General 185 002
$8,838.21 C 4/30/2009 HSBC Investor (NTC) Concentration 640 54

$9,500.00 C 4/30/2009 Victory NSCC 590 857


$10,373.04 C 4/30/2009 Citi Fed Tax

$10,952.72 C 4/30/2009 Victory NSCC 590 845


$12,373.02 C 4/30/2009 Citi Fed Tax APR
$13,731.79 C 4/30/2009 Nationwide Funds ACH 23

$18,000.00 C 4/30/2009 ProFunds NSCC 639 006

$20,000.00 D 4/30/2009 ProFunds Subscription 65

$20,268.53 C 4/30/2009 Victory Subscription 590 1


$23,291.40 C 4/30/2009 Aberdeen ACH HNB 20
$24,002.02 C 4/30/2009 HSBC Investor (NTC) Concentration 640 54
$25,534.56 C 4/30/2009 HSBC Investor (NTC) Concentration 640 9

$38,979.22 C 4/30/2009 Ridgeworth Subscription 596 800


$257,801.15 C 4/30/2009 Invesco CFT Redemption INC
$0.01 D 5/1/2009 HSBC Investor (NTC) Commissions 640 304
$0.01 D 5/1/2009 HSBC Investor (NTC) Commissions 640 304
$0.01 C 5/1/2009 HSBC Investor (NTC) Commissions 640 303

$0.01 C 5/1/2009 Nationwide Funds Manual Estimate 658 522


$0.02 D 5/1/2009 HSBC Investor (NTC) Commissions 640 304
$0.02 D 5/1/2009 HSBC Investor (NTC) Commissions 640 304
$0.02 C 5/1/2009 HSBC Investor (NTC) Commissions 640 19
$0.02 C 5/1/2009 HSBC Investor (NTC) Commissions 640 3

$0.02 C 5/1/2009 Shay AMF Concentration

$0.02 D 5/1/2009 Victory General Sweep

$0.03 C 5/1/2009 ProFunds Subscription


$0.03 D 5/1/2009 HSBC Investor (NTC) Commissions 640 304
$0.04 C 5/1/2009 Nationwide Funds Manual Estimate 658 547
$0.04 C 5/1/2009 HSBC Investor (NTC) Commissions 640 303
$0.06 C 5/1/2009 HSBC Investor (NTC) Commissions 640 305
$0.07 C 5/1/2009 HSBC Investor (NTC) Commissions 640 303
$0.09 C 5/1/2009 HSBC Investor (NTC) Commissions 640 303
$0.09 C 5/1/2009 HSBC Investor (NTC) Commissions 640 305
$0.11 C 5/1/2009 HSBC Investor (NTC) Commissions 640 303
$0.12 C 5/1/2009 HSBC Investor (NTC) Commissions 640 19
$0.27 D 5/1/2009 Ridgeworth A&L Share 596 720
$0.41 D 5/1/2009 Ridgeworth A&L Share 596 562
$0.52 D 5/1/2009 Ridgeworth A&L Share 596 562

$0.65 C 5/1/2009 Nationwide Funds Manual Estimate


$0.70 C 5/1/2009 Invesco CFT Purchase INT
$0.77 C 5/1/2009 Performance Concentration 6
$0.78 D 5/1/2009 Commonwealth Funding 539 358
$0.80 D 5/1/2009 HSBC Investor (NTC) Commissions 640 20
$0.85 C 5/1/2009 Citi Fed Tax 590

$0.96 C 5/1/2009 Nationwide Funds Manual Estimate


$0.99 C 5/1/2009 Nationwide Funds Manual Estimate 658 21
$1.00 D 5/1/2009 HSBC Investor (NTC) Commissions 640 226
$1.00 D 5/1/2009 Ridgeworth A&L Share 596 562
$1.00 D 5/1/2009 Ridgeworth A&L Share 596 623
$1.00 D 5/1/2009 Ridgeworth A&L Share 596 986
$1.32 D 5/1/2009 HSBC Investor (NTC) Commissions 640 226
$1.32 D 5/1/2009 HSBC Investor (NTC) Commissions 640 20
$1.36 D 5/1/2009 HSBC Investor (NTC) Commissions 640 315
$1.38 C 5/1/2009 Citi 12b-1 170
$2.00 D 5/1/2009 HSBC Investor (NTC) Commissions 640 315
$2.00 D 5/1/2009 HSBC Investor (NTC) Commissions 640 313
$2.44 C 5/1/2009 Firsthand Redemption 529 37
$2.44 D 5/1/2009 Citi 12b-1 120
$2.47 C 5/1/2009 HSBC Investor (NTC) Commissions 640 20
$2.50 D 5/1/2009 Ridgeworth A&L Share 596 562
$2.63 C 5/1/2009 Needham Redemption 569 1
$3.54 C 5/1/2009 Invesco CFT Redemption INT
$3.58 C 5/1/2009 Invesco CFT Purchase 588 067
$4.00 D 5/1/2009 HSBC Investor (NTC) Commissions 640 20
$4.00 D 5/1/2009 HSBC Investor (NTC) Commissions 640 29
$5.02 C 5/1/2009 HSBC Investor (NTC) Concentration 640 305
$5.24 C 5/1/2009 Nationwide Funds Redemption
$5.25 D 5/1/2009 ProFunds Subscription 639 46
$5.50 D 5/1/2009 Ridgeworth A&L Share 596 623
$5.98 C 5/1/2009 Aberdeen Manual Estimate 543 135
$6.06 C 5/1/2009 HSBC Investor (NTC) Commissions 640 312

$6.32 D 5/1/2009 Ridgeworth Subscription


$7.03 C 5/1/2009 Nationwide Funds Fee & Tax 658 500
$7.28 C 5/1/2009 HSBC Investor (NTC) Commissions 640 46
$8.00 D 5/1/2009 HSBC Investor (NTC) Commissions 640 314
$8.00 D 5/1/2009 HSBC Investor (NTC) Commissions 640 46
$8.12 C 5/1/2009 Pacific Capital A-Share Commission
$8.50 C 5/1/2009 Aberdeen Manual Estimate 543 358
$8.50 D 5/1/2009 Nationwide Funds Manual Estimate 658 930
$8.50 C 5/1/2009 Nationwide Funds Manual Estimate 658 24
$8.50 C 5/1/2009 Nationwide Funds Manual Estimate 658 22
$8.50 C 5/1/2009 Nationwide Funds Manual Estimate 658 930
$8.50 C 5/1/2009 Nationwide Funds Manual Estimate 658 930
$8.50 C 5/1/2009 Nationwide Funds Manual Estimate 658 930
$8.50 C 5/1/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 5/1/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 5/1/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 5/1/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 5/1/2009 Nationwide Funds Manual Estimate 658 930
$10.00 C 5/1/2009 Nationwide Funds Manual Estimate 658 918
$10.00 C 5/1/2009 Nationwide Funds Manual Estimate 658 934
$10.00 C 5/1/2009 Nationwide Funds Manual Estimate 658 931
$10.00 C 5/1/2009 Nationwide Funds Manual Estimate 658 22
$10.00 C 5/1/2009 Nationwide Funds Manual Estimate 658 22
$10.00 C 5/1/2009 Nationwide Funds Manual Estimate 658 21
$10.00 C 5/1/2009 Nationwide Funds Manual Estimate 658 217
$10.00 C 5/1/2009 Nationwide Funds Manual Estimate 658 500
$10.00 C 5/1/2009 Aberdeen Manual Estimate 543 389
$10.00 C 5/1/2009 Aberdeen Manual Estimate 543 389
$10.71 C 5/1/2009 ProFunds Redemption 639 1
$12.50 C 5/1/2009 Performance Concentration 40

$12.50 C 5/1/2009 Victory Subscription 841


$13.32 D 5/1/2009 HSBC Investor (NTC) Commissions 640 315
$15.00 C 5/1/2009 Cavanal Hill Core 682 1
$15.00 C 5/1/2009 Cavanal Hill Core 682 1

$15.00 C 5/1/2009 Victory Subscription 614

$15.00 C 5/1/2009 Victory Subscription 679


$15.00 C 5/1/2009 Citi IRA/Fed Ex Fee 596 503
$15.00 D 5/1/2009 Citi IRA/Fed Ex Fee 596 MUL

$15.64 D 5/1/2009 Ridgeworth Subscription


$15.73 C 5/1/2009 Victory Commission
$16.61 C 5/1/2009 Aberdeen Commissions
$16.94 D 5/1/2009 Victory 3rd Party ACH Key
$18.80 D 5/1/2009 Ridgeworth A&L Share 596 560
$19.40 C 5/1/2009 Empire Builder Concentration
$21.69 C 5/1/2009 HSBC Investor (NTC) Concentration 640 256

$21.75 C 5/1/2009 Victory Subscription 845


$25.00 C 5/1/2009 Nationwide Funds ACH 934
$25.00 C 5/1/2009 Victory ACH 841
$25.00 D 5/1/2009 Nationwide Funds ACH 934
$25.00 C 5/1/2009 Commonwealth Funding 539 358
$25.00 C 5/1/2009 Commonwealth Funding 539 359
$25.00 C 5/1/2009 Commonwealth Funding 539 357
$25.00 C 5/1/2009 Commonwealth Funding 539 357
$25.00 C 5/1/2009 Commonwealth Funding 539 361
$25.00 C 5/1/2009 Victory Subscription 857
$25.00 D 5/1/2009 Commonwealth Funding 539 359

$25.00 D 5/1/2009 Capstone Redemption


$26.19 C 5/1/2009 Aberdeen Commissions

$26.88 C 5/1/2009 Invesco CFT Purchase 588 067


$28.71 C 5/1/2009 Pacific Capital A-Share Commission

$28.85 C 5/1/2009 Nationwide Funds NSCC 658

$29.82 C 5/1/2009 Invesco CFT Purchase 588 067

$30.00 C 5/1/2009 Manning and Napier Ach & Lockbox 104


$30.54 C 5/1/2009 Pacific Capital Subscription
$32.00 D 5/1/2009 Ridgeworth A&L Share 596 560
$35.29 C 5/1/2009 Citigroup General 120 95

$35.29 D 5/1/2009 Citigroup General 120


$36.00 C 5/1/2009 Citi IRA/Fed Ex Fee 639
$40.00 C 5/1/2009 Commonwealth Funding 539 357
$40.79 C 5/1/2009 Pacific Capital Subscription
$41.00 C 5/1/2009 Nationwide Funds ACH 933
$41.00 D 5/1/2009 Nationwide Funds ACH 933
$41.55 C 5/1/2009 Ridgeworth Subscription
$42.80 C 5/1/2009 Aberdeen Commissions

$45.79 C 5/1/2009 Invesco CFT Purchase 588 067


$47.50 C 5/1/2009 Victory NSCC 590 841
$48.00 D 5/1/2009 Citi IRA/Fed Ex Fee 639 MUL
$48.00 C 5/1/2009 Citi IRA/Fed Ex Fee 639
$48.75 C 5/1/2009 HSBC Investor (NTC) Commissions 640 30
$50.00 C 5/1/2009 Victory ACH 9
$50.00 C 5/1/2009 Victory ACH 841
$50.00 C 5/1/2009 Victory ACH 841
$50.00 C 5/1/2009 Victory ACH 841
$50.00 C 5/1/2009 Victory ACH 841
$50.00 D 5/1/2009 BFS BLUE SKY VIN
$50.00 D 5/1/2009 Victory ACH 9
$50.00 C 5/1/2009 Victory Disbursement 590 841
$50.00 C 5/1/2009 Commonwealth Funding 539 358
$50.00 C 5/1/2009 Commonwealth Funding 539 358
$51.57 D 5/1/2009 Invesco CFT Purchase 588 87
$58.53 C 5/1/2009 Commonwealth Funding 539 358
$59.44 C 5/1/2009 Citigroup General 107 1
$60.00 C 5/1/2009 Victory NSCC 590 010
$63.27 C 5/1/2009 Nationwide Funds Redemption 658 500
$67.66 D 5/1/2009 Invesco CFT Purchase 588 067
$70.00 C 5/1/2009 Victory NSCC 590 010
$75.00 C 5/1/2009 Victory ACH 914
$75.00 C 5/1/2009 Victory 3rd Party ACH Key
$77.00 C 5/1/2009 Victory ACH 840
$77.00 D 5/1/2009 Victory ACH 840

$77.40 D 5/1/2009 Ridgeworth Subscription

$83.00 C 5/1/2009 WB Capital UMB CWR


$84.69 D 5/1/2009 Invesco CFT Purchase 588 79
$86.11 D 5/1/2009 Ridgeworth A&L Share 596 560

$89.00 D 5/1/2009 Firsthand Subscription 37

$89.00 D 5/1/2009 Firsthand Subscription 39


$89.00 C 5/1/2009 Firsthand Redemption 529 37
$89.00 C 5/1/2009 Firsthand Redemption 529 39
$90.00 C 5/1/2009 Ridgeworth Subscription 596 507
$90.00 C 5/1/2009 ProFunds Disbursement
$90.00 D 5/1/2009 Commonwealth Funding 539 357
$94.00 C 5/1/2009 Victory ACH 914
$100.00 C 5/1/2009 ProFunds Subscription 7
$100.00 C 5/1/2009 Victory NSCC 590 307
$100.00 C 5/1/2009 Victory NSCC 590 001
$100.00 C 5/1/2009 Aberdeen ACH HNB 556
$100.00 C 5/1/2009 Aberdeen ACH HNB 556
$100.00 C 5/1/2009 Aberdeen ACH HNB 556
$100.00 C 5/1/2009 Aberdeen ACH HNB 556
$100.00 C 5/1/2009 Aberdeen ACH HNB 556
$100.00 C 5/1/2009 Aberdeen ACH HNB 556
$100.00 C 5/1/2009 Aberdeen ACH HNB 556
$100.00 C 5/1/2009 Firsthand Subscription 37
$100.00 D 5/1/2009 Firsthand Subscription 37
$100.00 C 5/1/2009 Citigroup HNB Check Deposit 107 MUL
$100.00 D 5/1/2009 Empire Builder Disbursement 622 MUL
$100.00 C 5/1/2009 Citigroup General 185 002
$100.00 C 5/1/2009 Citigroup General 185 002
$100.00 C 5/1/2009 Citigroup General 185 002
$100.00 C 5/1/2009 Citigroup General 185 002
$100.00 C 5/1/2009 Citigroup General 185 002
$100.00 C 5/1/2009 Citigroup General 185 002
$100.00 C 5/1/2009 Citigroup General 185 002
$100.00 C 5/1/2009 Citigroup General 185 002

$100.00 C 5/1/2009 Nationwide Funds Subscription


$100.00 C 5/1/2009 Nationwide Funds Redemption 658 935
$100.00 C 5/1/2009 Victory 3rd Party ACH Key
$100.00 C 5/1/2009 Victory 3rd Party ACH Key
$100.00 D 5/1/2009 Victory 3rd Party ACH Key
$100.00 D 5/1/2009 Nationwide Funds ACH 658 200
$100.00 C 5/1/2009 Citigroup General 185 004
$100.00 C 5/1/2009 Citigroup General 185 004
$100.00 C 5/1/2009 Citigroup General 185 004
$100.00 C 5/1/2009 Citigroup General 185 004
$100.00 C 5/1/2009 Citigroup General 185 004
$100.00 C 5/1/2009 Citigroup General 185 051
$100.00 C 5/1/2009 Citigroup General 185 052
$100.00 C 5/1/2009 Citigroup General 185 052
$100.00 C 5/1/2009 Citigroup General 185 052
$100.00 D 5/1/2009 ProFunds Subscription 67
$100.00 D 5/1/2009 ProFunds Subscription 7
$100.00 C 5/1/2009 Empire Builder Disbursement 622 4
$100.00 C 5/1/2009 Citigroup General 185 052
$100.00 C 5/1/2009 Citigroup General 185 052
$100.00 C 5/1/2009 Citigroup General 185 053
$100.00 C 5/1/2009 Citigroup General 185 053
$100.00 C 5/1/2009 Citigroup General 185 053
$100.00 C 5/1/2009 Citigroup General 185 054
$101.52 C 5/1/2009 Victory NSCC 590 001
$101.52 C 5/1/2009 Victory NSCC 590 002
$105.03 C 5/1/2009 Nationwide Funds Redemption 658 22
$109.26 C 5/1/2009 Commonwealth Funding 539 358
$109.48 C 5/1/2009 Hirtle Callaghan Concentration 10
$110.00 C 5/1/2009 Victory ACH 914

$111.13 C 5/1/2009 Invesco CFT Purchase 588 067

$113.05 C 5/1/2009 Invesco CFT Purchase 588 067


$120.00 D 5/1/2009 First Funds Subscription 563 35
$123.32 D 5/1/2009 Victory 3rd Party ACH Key
$125.00 C 5/1/2009 Citigroup General 185 002
$125.00 C 5/1/2009 Victory 3rd Party ACH Key
$125.00 D 5/1/2009 Ridgeworth A&L Share 596 858
$125.00 C 5/1/2009 Citigroup General 185 054
$126.31 C 5/1/2009 HSBC Investor (NTC) Commissions 640 313
$126.31 C 5/1/2009 HSBC Investor (NTC) Commissions 640 313
$127.00 C 5/1/2009 Victory NSCC 590 747
$127.28 C 5/1/2009 Nationwide Funds Redemption 658 24
$129.83 C 5/1/2009 Nationwide Funds Fee & Tax 658 930
$130.00 C 5/1/2009 Victory 3rd Party ACH Key

$133.73 D 5/1/2009 Ridgeworth Subscription


$135.06 C 5/1/2009 ProFunds Redemption 639 1
$137.00 D 5/1/2009 Ridgeworth A&L Share 596 715
$138.07 C 5/1/2009 Commonwealth Funding 539 358
$139.00 C 5/1/2009 Nationwide Funds Redemption 658 933

$140.14 C 5/1/2009 Citi Invoice 618 114

$140.67 C 5/1/2009 Invesco CFT Purchase 588 067


$145.96 D 5/1/2009 HSBC Investor (NTC) Commissions 640 313
$146.00 C 5/1/2009 Victory 3rd Party ACH Key
$147.60 D 5/1/2009 Ridgeworth A&L Share 596 563
$148.42 C 5/1/2009 ProFunds Disbursement
$150.00 C 5/1/2009 Aberdeen ACH HNB 556
$150.00 C 5/1/2009 Victory ACH 914
$150.00 C 5/1/2009 Citigroup General 185 002
$150.00 C 5/1/2009 Ridgeworth Redemption 596 718
$150.00 C 5/1/2009 Victory 3rd Party ACH Key
$150.00 C 5/1/2009 Citigroup General 185 052
$154.00 C 5/1/2009 Nationwide Funds Redemption 658 933
$154.19 C 5/1/2009 Nationwide Funds Commission
$158.30 C 5/1/2009 Victory 3rd Party ACH Key
$159.35 C 5/1/2009 Ridgeworth Redemption 596 511
$160.59 C 5/1/2009 Commonwealth Funding 539 358
$162.75 C 5/1/2009 Victory 3rd Party ACH Key
$165.43 D 5/1/2009 Ridgeworth A&L Share 596 560
$166.44 C 5/1/2009 ProFunds Redemption 639 1
$166.67 C 5/1/2009 Citigroup General 185 004
$167.84 C 5/1/2009 Victory 3rd Party ACH Key
$171.57 C 5/1/2009 ProFunds Redemption 639 103
$172.93 C 5/1/2009 Invesco CFT Purchase 588 067
$175.00 C 5/1/2009 Citigroup General 185 002
$180.00 C 5/1/2009 Citigroup General 185 002
$180.00 C 5/1/2009 Nationwide Funds Subscription 658 24
$183.70 C 5/1/2009 Nationwide Funds Fee & Tax 658 930
$190.00 C 5/1/2009 Victory NSCC 590 841

$190.18 C 5/1/2009 Nationwide Funds Manual Estimate


$192.31 C 5/1/2009 Ridgeworth Redemption
$200.00 C 5/1/2009 Aberdeen ACH HNB 135
$200.00 D 5/1/2009 Aberdeen ACH HNB 135
$200.00 C 5/1/2009 Aberdeen ACH HNB 556
$200.00 C 5/1/2009 Victory ACH 841
$200.00 C 5/1/2009 Victory ACH 914
$200.00 C 5/1/2009 Citigroup General 185 002

$200.00 C 5/1/2009 Capstone Subscription 594 304


$200.00 C 5/1/2009 Citigroup General 185 002
$200.00 C 5/1/2009 Citigroup General 185 002
$200.00 C 5/1/2009 Citigroup General 185 002
$200.00 D 5/1/2009 Citigroup General 185 051
$200.00 C 5/1/2009 Ridgeworth Redemption 596 978
$200.00 C 5/1/2009 Ridgeworth Redemption 596 511
$200.00 D 5/1/2009 Nationwide Funds ACH 658 224
$200.00 C 5/1/2009 Citigroup General 185 004
$200.00 C 5/1/2009 Citigroup General 185 004
$200.00 D 5/1/2009 Commonwealth Funding 539
$200.00 C 5/1/2009 Commonwealth Funding 539 358
$200.00 C 5/1/2009 Commonwealth Funding 539 358
$200.00 D 5/1/2009 Commonwealth Funding 539
$200.00 C 5/1/2009 Commonwealth Funding 539
$200.00 C 5/1/2009 Commonwealth Funding 539
$200.89 D 5/1/2009 HSBC Investor (NTC) Commissions 640 313
$206.83 D 5/1/2009 Firsthand Subscription 39
$206.83 C 5/1/2009 Firsthand Redemption 529 39
$212.50 C 5/1/2009 Aberdeen Commissions
$215.44 C 5/1/2009 Victory 3rd Party ACH Key
$218.79 C 5/1/2009 Victory 3rd Party ACH Key

$222.31 C 5/1/2009 Invesco CFT Purchase 588 067


$223.27 C 5/1/2009 Nationwide Funds Redemption 658 21
$225.00 D 5/1/2009 Citigroup General 185 054
$230.00 C 5/1/2009 Victory ACH 914
$232.00 D 5/1/2009 HSBC Investor (NTC) Commissions 640 314
$238.00 C 5/1/2009 Victory ACH 914
$250.00 C 5/1/2009 Aberdeen ACH HNB 556
$250.00 C 5/1/2009 Nationwide Funds ACH 930
$250.00 C 5/1/2009 Citigroup General 185 002
$250.00 D 5/1/2009 Nationwide Funds ACH 930
$250.00 C 5/1/2009 Victory 3rd Party ACH Key
$250.00 C 5/1/2009 Victory 3rd Party ACH Key
$250.00 C 5/1/2009 Citigroup General 185 004
$250.00 C 5/1/2009 Citigroup General 185 004
$250.00 D 5/1/2009 Ridgeworth A&L Share 596 560
$255.30 D 5/1/2009 Aberdeen Commissions 543 MUL
$257.00 C 5/1/2009 Victory ACH 914
$270.00 C 5/1/2009 ProFunds Disbursement 639 1
$270.00 C 5/1/2009 ProFunds Disbursement 639 1
$270.04 C 5/1/2009 Victory 3rd Party ACH Key
$275.00 C 5/1/2009 Victory 3rd Party ACH Key
$277.04 C 5/1/2009 Invesco CFT Purchase 588 067
$277.22 C 5/1/2009 Victory NSCC 590 002
$281.82 D 5/1/2009 Victory Commission
$285.14 C 5/1/2009 ProFunds Disbursement 639 21
$290.00 C 5/1/2009 Victory ACH 914
$295.83 C 5/1/2009 Firsthand Subscription 39
$296.13 C 5/1/2009 Victory Commission
$300.00 C 5/1/2009 Empire Builder Concentration 4
$300.00 C 5/1/2009 Citigroup General 185 002
$300.00 C 5/1/2009 Citigroup General 185 002
$300.00 D 5/1/2009 Citigroup General 185 053
$300.00 C 5/1/2009 ProFunds NSCC 639 160
$300.00 D 5/1/2009 Commonwealth Funding 539
$300.00 C 5/1/2009 Commonwealth Funding 539
$305.00 C 5/1/2009 Firsthand Subscription
$310.58 D 5/1/2009 Invesco CFT Purchase 588 84
$313.58 C 5/1/2009 Victory NSCC

$313.58 D 5/1/2009 Victory Commission


$315.53 C 5/1/2009 Nationwide Funds Redemption 658 24
$325.00 C 5/1/2009 Nationwide Funds Redemption 658 24

$325.00 D 5/1/2009 Victory ACH 590 914


$328.54 C 5/1/2009 Firsthand Redemption 529 37
$328.54 D 5/1/2009 Victory 3rd Party ACH Key
$333.00 C 5/1/2009 Citigroup General 185 002
$353.48 C 5/1/2009 Nationwide Funds Commission
$354.76 C 5/1/2009 Aberdeen Advanced Funding 543 MUL
$354.76 D 5/1/2009 Aberdeen Advanced Funding
$361.00 D 5/1/2009 HSBC Investor (NTC) Commissions 640 313
$365.66 D 5/1/2009 Aberdeen Advanced Funding
$366.87 C 5/1/2009 Victory 3rd Party ACH Key

$390.03 C 5/1/2009 Invesco CFT Purchase 588 067


$391.24 C 5/1/2009 Citigroup General 159 11
$400.00 C 5/1/2009 Victory ACH 914
$400.00 C 5/1/2009 Victory ACH 914
$400.00 C 5/1/2009 Victory ACH 914
$400.00 C 5/1/2009 Citigroup General 185 002
$400.00 C 5/1/2009 Citigroup General 185 004
$400.00 C 5/1/2009 Victory ACH 840
$400.00 C 5/1/2009 Citigroup General 185 004

$400.00 D 5/1/2009 Nationwide Funds Redemption


$400.00 C 5/1/2009 Victory Disbursement 590 745
$401.60 C 5/1/2009 Victory NSCC 590 747
$411.01 C 5/1/2009 Victory 3rd Party ACH Key
$411.16 C 5/1/2009 Cavanal Hill Core 1
$413.15 D 5/1/2009 Invesco CFT Purchase 588 067
$415.00 C 5/1/2009 Victory ACH 914

$419.17 C 5/1/2009 ProFunds Disbursement


$420.00 D 5/1/2009 BFS BLUE SKY AOT
$425.00 D 5/1/2009 Victory ACH 841
$426.53 D 5/1/2009 Victory Commission
$438.40 C 5/1/2009 Ridgeworth Redemption 596 511
$439.10 C 5/1/2009 Victory 3rd Party ACH Key
$441.36 C 5/1/2009 Victory NSCC 590 002
$445.00 C 5/1/2009 Victory 3rd Party ACH Key
$447.41 C 5/1/2009 Victory NSCC 590 747
$450.00 D 5/1/2009 Citigroup General 185 007
$450.00 C 5/1/2009 Citigroup General 185 007
$450.11 C 5/1/2009 Citi 12b-1 120
$468.62 C 5/1/2009 Victory NSCC 590 747
$500.00 C 5/1/2009 Aberdeen ACH HNB 556
$500.00 C 5/1/2009 Manning and Napier Ach & Lockbox 102
$500.00 C 5/1/2009 Aberdeen Redemption 543 135
$500.00 C 5/1/2009 Aberdeen Redemption 543 937
$500.00 C 5/1/2009 Aberdeen Redemption 543 937
$500.00 D 5/1/2009 BFS BLUE SKY PER
$500.00 C 5/1/2009 Citigroup General 107 001
$500.00 C 5/1/2009 Citigroup General 185 002
$500.00 C 5/1/2009 Citigroup General 185 002
$500.00 C 5/1/2009 Citigroup General 185 002
$500.00 D 5/1/2009 Manning and Napier Ach & Lockbox 102
$500.00 C 5/1/2009 Citigroup General 185 002
$500.00 C 5/1/2009 Citigroup General 185 002
$500.00 C 5/1/2009 Citigroup General 185 052
$500.00 D 5/1/2009 Citigroup General 185 053
$500.00 C 5/1/2009 Nationwide Funds Redemption 658 22
$500.00 C 5/1/2009 Nationwide Funds Fee & Tax 658 21
$500.00 C 5/1/2009 Citigroup General 185 051

$500.00 D 5/1/2009 Citigroup General


$500.00 D 5/1/2009 Aberdeen ACH HNB 543 389
$500.00 D 5/1/2009 Aberdeen ACH HNB 543 210
$500.00 D 5/1/2009 Aberdeen ACH HNB 543 394

$500.00 C 5/1/2009 BFS BLUE SKY


$500.00 C 5/1/2009 Victory Disbursement 590 3
$502.00 C 5/1/2009 Victory 3rd Party ACH Key
$515.00 C 5/1/2009 Performance Concentration 44
$520.33 C 5/1/2009 Victory 3rd Party ACH Key
$521.13 D 5/1/2009 ProFunds Subscription 639 54
$521.13 D 5/1/2009 ProFunds Subscription 639 65
$521.13 D 5/1/2009 ProFunds Subscription 639 10
$521.13 D 5/1/2009 ProFunds Subscription 639 168
$521.14 D 5/1/2009 ProFunds Subscription 639 7
$521.15 D 5/1/2009 ProFunds Subscription 639 50
$526.45 C 5/1/2009 Victory 3rd Party ACH Key
$553.09 D 5/1/2009 First Funds Subscription 563
$561.87 D 5/1/2009 Invesco CFT Purchase 588 87
$567.79 C 5/1/2009 ProFunds Disbursement
$584.98 C 5/1/2009 Nationwide Funds Commission
$600.00 C 5/1/2009 Victory ACH 914
$600.00 C 5/1/2009 BFS BLUE SKY BNY
$600.00 C 5/1/2009 Citigroup General 107 001
$600.00 C 5/1/2009 Victory ACH 914
$600.00 D 5/1/2009 Citigroup General 185 051
$600.00 D 5/1/2009 Aberdeen ACH HNB 543 212
$613.30 C 5/1/2009 Victory NSCC 590 010
$625.00 C 5/1/2009 Manning and Napier Ach & Lockbox 104
$642.87 D 5/1/2009 Aberdeen Fee and Tax 543 MUL
$642.87 C 5/1/2009 Aberdeen Fee and Tax
$650.00 D 5/1/2009 Citigroup General 185 052
$654.25 C 5/1/2009 Aberdeen Manual Estimate 543 MUL
$657.00 C 5/1/2009 Victory 3rd Party ACH Key
$659.00 C 5/1/2009 Victory 3rd Party ACH Key
$660.77 C 5/1/2009 Victory NSCC 590 001
$680.00 C 5/1/2009 Victory Disbursement 590 961
$688.73 D 5/1/2009 Aberdeen Manual Estimate
$710.07 C 5/1/2009 Victory Commission 590 MUL
$712.69 D 5/1/2009 Commonwealth Funding 539 358
$715.81 D 5/1/2009 Firsthand Redemption 529 MUL
$743.72 C 5/1/2009 Victory NSCC 590 747

$746.29 C 5/1/2009 Invesco CFT Purchase 588 067


$750.00 D 5/1/2009 BFS BLUE SKY AMP
$750.00 D 5/1/2009 BFS BLUE SKY CPG
$750.00 C 5/1/2009 Nationwide Funds ACH 22
$774.23 C 5/1/2009 Victory 3rd Party ACH Key
$780.88 C 5/1/2009 ProFunds Redemption 639 161
$785.00 D 5/1/2009 BFS BLUE SKY TEF
$800.00 D 5/1/2009 BFS BLUE SKY SSF
$800.00 D 5/1/2009 Pacific Capital Subscription 641 77
$807.00 C 5/1/2009 Victory 3rd Party ACH Key
$809.41 D 5/1/2009 ProFunds Deposit 639 21

$817.86 D 5/1/2009 Nationwide Funds Manual Estimate 658 543


$820.56 D 5/1/2009 Nationwide Funds Fee & Tax 658 MUL
$828.23 C 5/1/2009 Victory 3rd Party ACH Key
$850.00 D 5/1/2009 BFS BLUE SKY CAP
$891.43 C 5/1/2009 ProFunds Redemption 639 108
$898.91 C 5/1/2009 ProFunds Disbursement 639 10
$906.69 C 5/1/2009 Nationwide Funds Commission
$914.36 C 5/1/2009 ProFunds Redemption 639 52
$914.87 D 5/1/2009 Invesco CFT Purchase 588 87
$984.42 D 5/1/2009 Cavanal Hill Disbursement 682 MUL
$984.42 C 5/1/2009 Cavanal Hill Disbursement 682 1
$990.00 C 5/1/2009 Victory NSCC 590 841
$1,000.00 C 5/1/2009 Firsthand Subscription 529
$1,000.00 D 5/1/2009 Firsthand Subscription 529
$1,000.00 C 5/1/2009 Victory 3rd Party ACH Key
$1,000.00 C 5/1/2009 Nationwide Funds Redemption 658 22
$1,000.00 C 5/1/2009 Nationwide Funds Redemption 658 21
$1,000.00 D 5/1/2009 BFS BLUE SKY NED
$1,000.00 D 5/1/2009 Nationwide Funds ACH 658 215
$1,000.00 D 5/1/2009 Nationwide Funds ACH 658 217
$1,000.00 D 5/1/2009 Nationwide Funds ACH 658 218
$1,000.00 D 5/1/2009 Nationwide Funds Redemption
$1,000.00 C 5/1/2009 WB Capital ACH
$1,007.00 C 5/1/2009 Victory 3rd Party ACH Key
$1,041.89 D 5/1/2009 Aberdeen Commissions
$1,050.00 D 5/1/2009 Citigroup General 185 002

$1,062.06 C 5/1/2009 Invesco CFT Purchase 588 067


$1,079.10 C 5/1/2009 Aberdeen NSCC 543 201
$1,092.65 D 5/1/2009 Nationwide Funds Commission 658 MUL
$1,100.00 D 5/1/2009 Citigroup General 107 001
$1,113.06 C 5/1/2009 Victory 3rd Party ACH Key
$1,120.00 C 5/1/2009 Victory 3rd Party ACH Key
$1,127.39 C 5/1/2009 Nationwide Funds Redemption 658 930
$1,162.52 D 5/1/2009 BFS BLUE SKY MAN
$1,168.51 C 5/1/2009 Nationwide Funds Redemption 658 930
$1,186.00 C 5/1/2009 Victory 3rd Party ACH Key
$1,200.00 C 5/1/2009 Citigroup General 185 002
$1,205.49 C 5/1/2009 Nationwide Funds Redemption 658 22
$1,214.00 C 5/1/2009 Victory 3rd Party ACH Key

$1,224.95 C 5/1/2009 Nationwide Funds Subscription


$1,234.31 C 5/1/2009 Nationwide Funds Redemption 658 934
$1,238.75 C 5/1/2009 Victory Key Bank Wire

$1,249.94 C 5/1/2009 Invesco CFT Purchase 588 067


$1,250.00 D 5/1/2009 Citigroup General 120 95
$1,260.94 C 5/1/2009 Victory NSCC 590 747
$1,277.59 C 5/1/2009 Citigroup General 185 2
$1,321.75 C 5/1/2009 ProFunds Redemption 639 1
$1,341.00 C 5/1/2009 Victory 3rd Party ACH Key
$1,350.00 C 5/1/2009 Citigroup General 185 003
$1,401.82 D 5/1/2009 Nationwide Funds Redemption
$1,407.31 C 5/1/2009 Ridgeworth Subscription
$1,470.22 D 5/1/2009 ProFunds Subscription 639 118
$1,485.00 C 5/1/2009 Nationwide Funds ACH 218
$1,500.00 C 5/1/2009 Commonwealth Funding 539 358
$1,528.65 C 5/1/2009 ProFunds Subscription 105
$1,555.58 D 5/1/2009 Victory 3rd Party ACH Key

$1,560.53 C 5/1/2009 Victory Key Bank Wire


$1,579.07 D 5/1/2009 BFS BLUE SKY PCA

$1,586.80 C 5/1/2009 Nationwide Funds Subscription


$1,589.87 D 5/1/2009 Victory 3rd Party ACH Key
$1,592.57 D 5/1/2009 Capstone Redemption 594 MUL
$1,621.00 C 5/1/2009 Victory 3rd Party ACH Key
$1,642.41 C 5/1/2009 Victory NSCC 590 747

$1,650.00 C 5/1/2009 Citigroup General


$1,653.30 C 5/1/2009 Nationwide Funds Redemption 658 930

$1,654.91 C 5/1/2009 Nationwide Funds Subscription


$1,695.06 C 5/1/2009 Victory 3rd Party ACH Key
$1,707.03 C 5/1/2009 Manning and Napier Redemption 618 114
$1,710.96 D 5/1/2009 Victory 3rd Party ACH Key
$1,737.31 C 5/1/2009 Victory 3rd Party ACH Key
$1,743.13 D 5/1/2009 Victory 3rd Party ACH Key
$1,750.00 D 5/1/2009 BFS BLUE SKY FIR
$1,750.00 D 5/1/2009 BFS BLUE SKY CVU
$1,766.65 D 5/1/2009 ProFunds Subscription 639 169
$1,770.60 D 5/1/2009 Invesco CFT Purchase 588 87
$1,798.89 D 5/1/2009 Citigroup General 159
$1,800.00 D 5/1/2009 Aberdeen ACH HNB 556
$1,824.18 C 5/1/2009 Aberdeen Redemption 543 210
$1,824.18 C 5/1/2009 Aberdeen Redemption 543 210
$1,850.00 C 5/1/2009 Manning and Napier Ach & Lockbox 101
$1,853.35 C 5/1/2009 Nationwide Funds Redemption 658 918
$1,878.00 C 5/1/2009 Victory 3rd Party ACH Key
$1,892.57 C 5/1/2009 Capstone Redemption 594 310
$1,966.45 C 5/1/2009 Commonwealth Funding 539
$1,986.19 C 5/1/2009 Aberdeen Redemption 543 389
$1,986.19 C 5/1/2009 Aberdeen Redemption 543 389
$2,000.00 C 5/1/2009 Victory NSCC 590 747
$2,000.00 D 5/1/2009 Shay AMF Disbursement 662 MUL
$2,000.00 C 5/1/2009 Shay AMF Disbursement 662 31
$2,000.00 D 5/1/2009 Nationwide Funds ACH 24
$2,000.00 D 5/1/2009 Citigroup General 185 004
$2,000.00 C 5/1/2009 Nationwide Funds Redemption 658 24

$2,000.00 C 5/1/2009 Citigroup General


$2,006.21 C 5/1/2009 Victory NSCC 590 845
$2,008.10 C 5/1/2009 Victory 3rd Party ACH Key
$2,013.00 C 5/1/2009 Citigroup General 107 001
$2,071.01 D 5/1/2009 Invesco CFT Purchase 588 067
$2,100.00 C 5/1/2009 Aberdeen ACH HNB 543 MUL
$2,112.82 D 5/1/2009 Nationwide Funds Advanced Funding
$2,128.41 C 5/1/2009 Victory NSCC 590 845
$2,137.19 D 5/1/2009 Invesco CFT Purchase 588 87
$2,141.00 C 5/1/2009 ProFunds Disbursement 639 21
$2,210.78 C 5/1/2009 Victory 3rd Party ACH Key
$2,214.08 D 5/1/2009 ProFunds Subscription 639 52
$2,236.30 C 5/1/2009 Nationwide Funds Redemption 658 931
$2,300.00 D 5/1/2009 BFS BLUE SKY BAD
$2,309.48 C 5/1/2009 Victory NSCC 590 845
$2,330.22 C 5/1/2009 Nationwide Funds Redemption 658 930
$2,333.30 C 5/1/2009 Aberdeen Redemption 543 190
$2,345.00 C 5/1/2009 ProFunds Redemption 639 1
$2,358.54 C 5/1/2009 Aberdeen Redemption 543 20
$2,366.67 D 5/1/2009 Citigroup General 185 004
$2,400.00 C 5/1/2009 Citigroup General 185 1

$2,450.00 C 5/1/2009 BFS BLUE SKY


$2,491.45 D 5/1/2009 Commonwealth Funding 539 358
$2,500.00 C 5/1/2009 ProFunds NSCC 639 105
$2,500.00 C 5/1/2009 ProFunds Subscription 65
$2,540.18 C 5/1/2009 Victory 3rd Party ACH Key
$2,596.00 D 5/1/2009 Nationwide Funds Redemption
$2,632.39 C 5/1/2009 Victory NSCC 590 747
$2,635.18 C 5/1/2009 Firsthand Subscription 37

$2,664.92 C 5/1/2009 Nationwide Funds Subscription


$2,686.13 C 5/1/2009 Nationwide Funds Redemption 658 22
$2,804.18 C 5/1/2009 Victory NSCC 590 845

$2,826.70 C 5/1/2009 Nationwide Funds Subscription


$2,934.10 D 5/1/2009 Commonwealth Funding 539
$2,949.34 C 5/1/2009 Nationwide Funds Redemption 658 24
$2,956.57 C 5/1/2009 WB Capital BNY Conc
$2,985.00 D 5/1/2009 Nationwide Funds Redemption
$3,000.00 C 5/1/2009 Manning and Napier Ach & Lockbox 102
$3,000.00 C 5/1/2009 ProFunds Disbursement 639 53
$3,000.00 C 5/1/2009 ProFunds Disbursement 639 1
$3,000.00 C 5/1/2009 Manning and Napier Ach & Lockbox 102
$3,000.00 D 5/1/2009 Manning and Napier Ach & Lockbox 102
$3,000.00 C 5/1/2009 Victory ACH 5
$3,002.75 D 5/1/2009 Commonwealth Subscription 539
$3,050.00 D 5/1/2009 BFS BLUE SKY BRW
$3,069.35 D 5/1/2009 Victory NSCC 590
$3,221.72 D 5/1/2009 Invesco CFT Purchase 588 79
$3,235.00 C 5/1/2009 Victory NSCC 590 747
$3,250.00 D 5/1/2009 BFS BLUE SKY ADN
$3,250.23 D 5/1/2009 Commonwealth Funding 539 358
$3,253.81 D 5/1/2009 Nationwide Funds Subscription
$3,270.93 C 5/1/2009 Victory NSCC 590 845
$3,317.83 C 5/1/2009 Manning and Napier Redemption 618
$3,348.41 C 5/1/2009 Manning and Napier Redemption 618 114
$3,431.23 C 5/1/2009 ProFunds Redemption 639 42

$3,481.20 C 5/1/2009 Nationwide Funds Subscription


$3,637.79 C 5/1/2009 Victory 3rd Party ACH Key
$3,667.75 C 5/1/2009 Commonwealth Subscription 539 MUL
$3,757.48 C 5/1/2009 Victory NSCC 590 747
$3,847.25 C 5/1/2009 Nationwide Funds Redemption 658 933
$3,859.00 D 5/1/2009 Victory ACH 914
$3,866.65 C 5/1/2009 Nationwide Funds Redemption
$3,897.21 C 5/1/2009 Nationwide Funds Redemption 658 920
$3,963.70 C 5/1/2009 Commonwealth Funding 539 358
$3,963.70 D 5/1/2009 Commonwealth Funding 539
$4,000.00 C 5/1/2009 Victory NSCC 590 841
$4,000.00 D 5/1/2009 BFS BLUE SKY FOC

$4,196.07 C 5/1/2009 Nationwide Funds Subscription

$4,263.67 C 5/1/2009 Nationwide Funds Subscription


$4,322.70 C 5/1/2009 Citigroup General 185 51
$4,500.00 C 5/1/2009 Nationwide Funds Redemption 658 21
$4,604.55 D 5/1/2009 Capstone Subscription 594 MUL
$4,800.00 D 5/1/2009 ProFunds Subscription 639 1

$4,907.13 D 5/1/2009 Nationwide Funds Manual Estimate 658 522


$4,913.63 C 5/1/2009 ProFunds Subscription 12
$4,950.00 C 5/1/2009 Victory NSCC 590 020
$5,000.00 C 5/1/2009 ProFunds Redemption 639 1
$5,000.00 C 5/1/2009 ProFunds Redemption 639 82
$5,000.00 C 5/1/2009 ProFunds NSCC 639 050
$5,000.00 C 5/1/2009 ProFunds NSCC 639 065
$5,000.00 C 5/1/2009 ProFunds NSCC 639 105
$5,000.00 C 5/1/2009 ProFunds NSCC 639 105
$5,000.00 D 5/1/2009 ProFunds Subscription 9
$5,000.00 C 5/1/2009 Commonwealth Funding 539 361
$5,000.00 C 5/1/2009 Commonwealth Funding 539
$5,002.84 C 5/1/2009 ProFunds Redemption 639 110
$5,011.82 D 5/1/2009 Nationwide Funds Redemption
$5,025.00 D 5/1/2009 Commonwealth Funding 539 361
$5,043.45 D 5/1/2009 Invesco CFT Purchase 588 067
$5,071.48 C 5/1/2009 ProFunds Redemption 639 162
$5,216.24 D 5/1/2009 ProFunds Subscription 639 41
$5,384.04 C 5/1/2009 Ridgeworth Redemption

$5,384.04 D 5/1/2009 Ridgeworth Subscription


$5,513.10 C 5/1/2009 Commonwealth Funding 539
$5,600.00 C 5/1/2009 ProFunds Subscription 1

$5,787.42 C 5/1/2009 Capstone Subscription


$5,860.00 D 5/1/2009 BFS BLUE SKY NAT
$5,940.29 D 5/1/2009 ProFunds Subscription 639 163
$6,000.00 C 5/1/2009 ProFunds NSCC 639 010
$6,000.00 C 5/1/2009 ProFunds Subscription 7
$6,007.00 C 5/1/2009 Victory ACH 590 MUL
$6,051.19 C 5/1/2009 ProFunds Disbursement 639 21
$6,516.12 D 5/1/2009 ProFunds Subscription 639 108

$6,542.84 D 5/1/2009 Nationwide Funds Manual Estimate 658 549

$6,566.79 D 5/1/2009 Citi 12b-1 590


$6,656.06 C 5/1/2009 Aberdeen Redemption 543 358

$6,778.64 D 5/1/2009 Nationwide Funds Manual Estimate 658 914

$6,875.00 C 5/1/2009 Nationwide Funds Redemption


$6,946.69 C 5/1/2009 Nationwide Funds Redemption 658 974
$7,013.00 D 5/1/2009 Citigroup General 185 002
$7,440.19 C 5/1/2009 ProFunds Redemption 639 46
$7,500.00 C 5/1/2009 Victory 3rd Party ACH Key
$7,563.44 C 5/1/2009 Nationwide Funds Redemption 658 928
$7,600.00 D 5/1/2009 Aberdeen Subscription 543
$7,600.00 C 5/1/2009 Aberdeen Subscription 543 MUL
$7,993.07 D 5/1/2009 ProFunds Subscription 639 1
$8,373.27 D 5/1/2009 Manning and Napier Redemption 618 MUL
$8,480.01 D 5/1/2009 BFS BLUE SKY VIC
$8,480.88 D 5/1/2009 Nationwide Funds Commission
$8,655.99 C 5/1/2009 Victory NSCC 590 747
$9,036.76 C 5/1/2009 Empire Builder Concentration 622 MUL
$9,055.43 C 5/1/2009 First Funds Redemption 563 25
$9,535.89 C 5/1/2009 Needham Redemption 569 1
$9,538.52 D 5/1/2009 Needham Redemption 569 MUL
$9,665.13 C 5/1/2009 ProFunds Redemption 639 42
$10,000.00 C 5/1/2009 Victory NSCC 590 841
$10,000.00 C 5/1/2009 ProFunds Disbursement 639 1
$10,000.00 D 5/1/2009 ProFunds Subscription 8
$10,111.88 C 5/1/2009 Nationwide Funds Redemption 658 21
$10,711.79 C 5/1/2009 ProFunds Redemption 639 1

$10,933.29 D 5/1/2009 Nationwide Funds Manual Estimate 658 522


$11,000.00 C 5/1/2009 Nationwide Funds Redemption 658 930
$11,182.77 C 5/1/2009 ProFunds Redemption 639 46
$11,461.10 C 5/1/2009 Citigroup General
$11,636.21 C 5/1/2009 Nationwide Funds Redemption 658 930
$11,638.05 D 5/1/2009 Invesco CFT Purchase 588 87
$12,251.58 C 5/1/2009 ProFunds Redemption 639 110
$12,698.65 C 5/1/2009 Nationwide Funds Redemption 658 930

$13,416.60 C 5/1/2009 Citigroup General 162


$13,798.07 C 5/1/2009 Citigroup General 185
$13,926.82 C 5/1/2009 ProFunds Redemption 639 1
$14,256.43 C 5/1/2009 Nationwide Funds Redemption 658 24
$14,353.99 C 5/1/2009 ProFunds Disbursement 639 111
$14,400.19 C 5/1/2009 Victory NSCC 590 747
$14,430.01 C 5/1/2009 Victory NSCC 590 747
$14,866.46 C 5/1/2009 First Funds Redemption 563 35
$14,992.44 C 5/1/2009 ProFunds Redemption 639 21
$14,994.00 C 5/1/2009 ProFunds NSCC 639 062
$15,517.37 C 5/1/2009 Victory Disbursement 590 841
$15,717.34 C 5/1/2009 Nationwide Funds Redemption 658 22
$16,067.07 C 5/1/2009 ProFunds Redemption 639 1
$17,147.37 D 5/1/2009 Victory Disbursement 590 MUL
$17,330.00 D 5/1/2009 BFS BLUE SKY HCA
$17,394.00 C 5/1/2009 Victory NSCC 590 841
$17,509.25 D 5/1/2009 BFS BLUE SKY STI
$17,550.00 D 5/1/2009 Invesco CFT Purchase 588 067
$17,965.14 D 5/1/2009 Invesco CFT Purchase 588 87
$18,361.45 C 5/1/2009 Capstone Subscription 594
$19,200.00 D 5/1/2009 ProFunds Subscription 639 110
$19,490.32 C 5/1/2009 Citigroup General 106 112

$19,502.46 D 5/1/2009 Nationwide Funds Manual Estimate 658 914


$19,628.88 D 5/1/2009 ProFunds Subscription 639 110
$20,468.64 D 5/1/2009 Aberdeen Redemption 543 MUL

$20,554.59 D 5/1/2009 Nationwide Funds Manual Estimate 658 350


$21,172.72 C 5/1/2009 Nationwide Funds Redemption 658 930
$21,332.80 D 5/1/2009 BFS BLUE SKY PRO
$21,714.66 D 5/1/2009 Nationwide Funds Redemption

$21,866.59 D 5/1/2009 Nationwide Funds Manual Estimate 658 549


$22,339.29 C 5/1/2009 Citigroup General 159
$22,726.37 C 5/1/2009 Citigroup General 170 1

$22,726.37 D 5/1/2009 Citigroup General 170


$22,910.98 C 5/1/2009 Ridgeworth Redemption 596 503
$22,995.13 C 5/1/2009 Nationwide Funds Redemption 658 24
$23,132.00 C 5/1/2009 Victory NSCC 590 747
$23,285.85 D 5/1/2009 ProFunds Subscription 639 110

$23,502.67 C 5/1/2009 Citigroup HNB Check Deposit 117

$23,552.59 C 5/1/2009 Citigroup General 185


$23,888.71 D 5/1/2009 ProFunds Subscription 639 103
$23,921.89 D 5/1/2009 First Funds Redemption 563 MUL
$24,135.72 C 5/1/2009 Nationwide Funds Redemption 658 217
$24,579.03 D 5/1/2009 ProFunds Subscription 639 118
$25,000.00 C 5/1/2009 Victory NSCC 590 841
$25,158.42 D 5/1/2009 Victory 3rd Party ACH Key
$25,518.42 C 5/1/2009 Victory 3rd Party ACH Key 590 MUL
$25,676.79 C 5/1/2009 Citigroup General 107 1

$26,254.76 C 5/1/2009 HSBC Investor (NTC) Disbursement


$27,013.45 C 5/1/2009 Nationwide Funds Redemption 658 24
$27,233.32 C 5/1/2009 ProFunds Disbursement 639
$27,831.78 C 5/1/2009 Victory Deposit 590 MUL

$28,117.84 D 5/1/2009 Citigroup General 107


$28,633.62 D 5/1/2009 Commonwealth Funding 539
$28,633.62 C 5/1/2009 Commonwealth Funding 539
$28,840.00 C 5/1/2009 ProFunds Disbursement 639 70
$29,283.76 D 5/1/2009 ProFunds Subscription 639 13
$29,671.77 D 5/1/2009 ProFunds Subscription 639 40
$31,539.53 C 5/1/2009 ProFunds Redemption 639 95
$31,646.98 D 5/1/2009 Performance Concentration 626
$31,759.17 C 5/1/2009 ProFunds Redemption 639 1
$32,712.88 D 5/1/2009 ProFunds Subscription 639 111
$33,502.69 C 5/1/2009 Nationwide Funds Redemption 658 24
$33,502.69 C 5/1/2009 Nationwide Funds Redemption
$35,167.73 D 5/1/2009 Invesco CFT Purchase 588 87
$35,364.06 D 5/1/2009 ProFunds Subscription 639 1
$37,165.70 C 5/1/2009 Nationwide Funds Subscription 658 MUL

$38,266.53 D 5/1/2009 Nationwide Funds Manual Estimate 658 543


$39,804.50 C 5/1/2009 Citigroup General 117
$41,134.48 D 5/1/2009 ProFunds Subscription 639 108
$41,306.71 C 5/1/2009 ProFunds Disbursement 639 1
$44,044.75 D 5/1/2009 Needham Subscription 569
$44,047.38 C 5/1/2009 Needham Subscription 569 MUL

$44,533.18 C 5/1/2009 Performance Concentration


$47,083.59 D 5/1/2009 Invesco CFT Purchase 588 87
$48,446.21 C 5/1/2009 Victory NSCC 590 747

$48,858.02 C 5/1/2009 Citigroup General 106


$50,000.00 C 5/1/2009 Manning and Napier Ach & Lockbox
$50,947.30 C 5/1/2009 Victory NSCC 590
$53,432.55 D 5/1/2009 ProFunds Subscription 639 161
$54,981.31 C 5/1/2009 ProFunds NSCC 639

$58,507.38 D 5/1/2009 Nationwide Funds Manual Estimate 658 546


$60,430.00 D 5/1/2009 First Funds Subscription 563 25
$64,225.00 D 5/1/2009 BFS BLUE SKY HSB

$66,871.19 D 5/1/2009 Citigroup General 167


$70,600.00 C 5/1/2009 Citigroup HNB Check Deposit 185 MUL

$74,970.00 C 5/1/2009 ProFunds Subscription


$75,000.00 C 5/1/2009 Victory NSCC 590 841
$75,000.00 C 5/1/2009 ProFunds Redemption 639 201

$82,019.29 C 5/1/2009 ProFunds Subscription


$88,482.48 C 5/1/2009 Victory NSCC 590 002
$93,055.70 C 5/1/2009 Citigroup General 185 2
$94,587.40 C 5/1/2009 Performance Concentration 626 MUL
$95,549.80 D 5/1/2009 Invesco CFT Purchase 588 87

$97,512.30 D 5/1/2009 Nationwide Funds Manual Estimate 658 522


$97,525.25 D 5/1/2009 ProFunds Subscription 639 1
$98,283.13 D 5/1/2009 Invesco CFT Purchase 588 87

$99,568.46 C 5/1/2009 Citigroup General 117


$100,000.00 C 5/1/2009 Allianz Concentration 667 172
$100,000.00 C 5/1/2009 Allianz Concentration 667 173
$100,000.00 C 5/1/2009 Allianz Concentration 667 171
$100,000.00 C 5/1/2009 Allianz Concentration 667 169

$100,000.00 C 5/1/2009 ProFunds Disbursement


$107,888.60 D 5/1/2009 Performance Concentration 626
$111,427.44 C 5/1/2009 BFS BLUE SKY
$113,994.26 D 5/1/2009 Invesco CFT Purchase 588 87
$118,518.45 C 5/1/2009 ProFunds Redemption 639 1

$128,293.58 D 5/1/2009 Citigroup General 185


$134,056.45 D 5/1/2009 ProFunds Subscription 639 161

$136,517.24 D 5/1/2009 Nationwide Funds Manual Estimate 658 549


$137,020.98 C 5/1/2009 ProFunds Disbursement 639 1
$145,569.53 D 5/1/2009 Nationwide Funds ACH 658 MUL
$154,877.79 C 5/1/2009 Nationwide Funds ACH 930

$178,144.37 C 5/1/2009 Citigroup General 117


$198,400.00 D 5/1/2009 Commonwealth Funding 539
$198,400.00 C 5/1/2009 Commonwealth Funding 539

$221,816.61 C 5/1/2009 Citigroup General 118


$242,020.32 C 5/1/2009 Manning and Napier Ach & Lockbox 618 122
$254,818.51 C 5/1/2009 Citigroup General 117
$257,804.98 D 5/1/2009 Invesco CFT Redemption LMC
$297,507.33 C 5/1/2009 Shay AMF Concentration 662 MUL
$297,507.33 D 5/1/2009 Shay AMF Concentration
$302,084.84 D 5/1/2009 ProFunds Subscription 639 103
$306,928.61 C 5/1/2009 ProFunds Redemption 639 4
$319,247.23 C 5/1/2009 Citigroup General 159 31
$321,168.46 D 5/1/2009 Firsthand Subscription 529 MUL
$323,297.28 C 5/1/2009 Firsthand Subscription 529

$350,000.00 C 5/1/2009 Citigroup General 117


$359,978.14 D 5/1/2009 Citigroup General 107

$360,078.14 C 5/1/2009 Citigroup General 107


$366,606.59 C 5/1/2009 Citigroup General 167
$386,184.16 C 5/1/2009 Victory Subscription 590
$397,700.00 D 5/1/2009 ProFunds Subscription 639
$442,829.95 C 5/1/2009 Citigroup General
$475,025.17 D 5/1/2009 Victory Subscription 590
$490,129.26 C 5/1/2009 ProFunds Disbursement 639 1
$496,544.93 D 5/1/2009 Invesco CFT Purchase 78

$500,000.00 C 5/1/2009 ProFunds Redemption

$500,000.00 C 5/1/2009 ProFunds Redemption

$500,000.00 C 5/1/2009 ProFunds Redemption

$500,000.00 C 5/1/2009 ProFunds Redemption


$514,560.57 C 5/1/2009 Cavanal Hill Core 682
$554,160.18 C 5/1/2009 ProFunds Redemption 639 162
$756,576.01 D 5/1/2009 Pacific Capital Subscription 641 MUL
$756,676.01 C 5/1/2009 Pacific Capital Subscription 641
$817,439.30 C 5/1/2009 Citigroup General 159 11
$831,305.98 D 5/1/2009 ProFunds Disbursement 639 MUL

$839,742.68 C 5/1/2009 Citigroup General 185

$865,631.00 C 5/1/2009 Citigroup General 117


$894,719.22 C 5/1/2009 ProFunds Deposit 639 MUL
$906,547.70 D 5/1/2009 Nationwide Funds Redemption 658 MUL
$942,980.40 C 5/1/2009 Cavanal Hill Core 682
$1,154,292.75 C 5/1/2009 Victory NSCC 590 MUL

$1,179,261.16 C 5/1/2009 Citigroup General 107


$1,244,386.48 D 5/1/2009 ProFunds Redemption 639 MUL

$1,250,000.00 C 5/1/2009 Citigroup General 117


$1,290,706.05 C 5/1/2009 Invesco CFT Redemption 78
$1,457,982.13 D 5/1/2009 Cavanal Hill Core 682 MUL
$1,589,558.63 D 5/1/2009 Victory NSCC 590
$2,328,767.65 C 5/1/2009 Allianz Concentration 667 MUL

$2,500,000.00 D 5/1/2009 Citigroup General 117 131


$2,728,767.65 D 5/1/2009 Allianz Concentration 667

$2,731,348.89 C 5/1/2009 Citigroup General 159


$2,743,343.83 D 5/1/2009 Citigroup General 117

$3,069,231.93 C 5/1/2009 Citigroup General 120


$4,220,143.68 D 5/1/2009 First Funds Subscription 563
$4,281,246.77 C 5/1/2009 First Funds Subscription 563 MUL
$4,296,047.84 D 5/1/2009 ProFunds Subscription 639 MUL
$4,909,882.37 D 5/1/2009 Invesco CFT Purchase LMC
$5,450,557.89 C 5/1/2009 Invesco CFT Redemption 588 79
$5,602,867.85 C 5/1/2009 ProFunds Subscription 639
$5,855,535.95 C 5/1/2009 Invesco CFT Purchase 588 MUL
$6,741,263.94 D 5/1/2009 Invesco CFT Redemption 588 MUL
$8,041,616.05 C 5/1/2009 Aberdeen NSCC
$8,042,092.90 D 5/1/2009 Aberdeen NSCC 543 MUL
$8,695,590.50 C 5/1/2009 Nationwide Funds NSCC 658 MUL
$8,695,590.50 D 5/1/2009 Nationwide Funds NSCC
$10,794,043.92 C 5/1/2009 Nationwide Funds Manual Estimate 658 MUL
$10,794,207.41 D 5/1/2009 Nationwide Funds Manual Estimate
$15,187,298.29 C 5/1/2009 Manning and Napier Ach & Lockbox 618 MUL
$15,283,889.71 D 5/1/2009 Manning and Napier Ach & Lockbox 618
$16,913,855.93 C 5/1/2009 ProFunds NSCC 639 MUL
$17,030,631.24 D 5/1/2009 ProFunds NSCC 639
$32,033,049.47 C 5/1/2009 Victory Subscription 590
$71,610,678.37 D 5/1/2009 HSBC Investor (NTC) Concentration 640 MUL
$75,764,350.80 C 5/1/2009 Victory Subscription 590
$99,999,999.99 C 5/1/2009 Victory Subscription 590
$140,000,000.00 D 5/1/2009 HSBC Investor (NTC) Concentration
$152,052,782.03 D 5/1/2009 Ridgeworth Subscription
$156,053,818.01 C 5/1/2009 Ridgeworth Subscription 596 MUL
$168,611,367.60 C 5/1/2009 Ridgeworth Redemption
$168,635,563.64 D 5/1/2009 Ridgeworth Redemption 596 MUL
$207,673,005.90 D 5/1/2009 Victory Subscription 590 MUL
$211,610,703.37 C 5/1/2009 HSBC Investor (NTC) Concentration
Account # Reason for Outage Department Days Aged Comments 1
State of California. A tax and wage
adjustment form was submitted to
EDD in California to receive a refund
from the state. Ca cut two checks for
$8.75 & $65.05 using a bad street
Reclaim Cheryl Calderone 263 address.
1/20 - Bluesky is requesting a refund
from the State of Texas. Escalation
Notice # 0902301. 1/30 - No update.
2/9 - Reclaim letter sent to the State of
Reclaim Blue Sky 199 Texas.
1/8 - Per Cheryl Calderone due to QII
extension on foreign shareholders
Hirtle requested transactions be
adjusted from July through October.
Citi will recoup in '09 tax season. ANy
future NRA withholding will be shorted
Reclaim Cheryl Calderone 132 in order to recoup.
Total of Do Not Pay's per email
confirmation from tax. Update 2/11 -
Funds were requested on 945. 945
Reclaim Cheryl Calderone 66 was mailed end of January.

Situation: Original check posted to


DDA paying on 12/23. Recon returned
check for Fraud within the 24 hr
window to return. HNB force paid it on
12/19 (not showing on dda) and has
Misc Phillip Harrison 51 debited us for a late return.
Check was misplaced. Bluesky will
apply to future invoice. 3/18 - BS to
notify BONY of the refund amt +
details and request authorization to
Refund Blue Sky 46 wire funds.
Bluesky will offset with future
invoice(s) once further credit analysis
Refund Blue Sky 45 are complete.
Checks pulled. Invoice sent to FA.
4/3 - In process, waiting on signatures.
4/20 - FA sent email to client
BFS Receivable Fund Admin 41 requesting update.
Original Invoice was for $5225,
payment rec'd 4/7 for $300. Checks
BFS Receivable Fund Admin 34 pulled. Invoice sent to FA.
Original invoice for $225, BS applied
FRA3851493, FRA3779978,
Refund Fund Admin 33 FRA3687783, FRA3856915.
Checks pulled. Invoice sent to FA.
4/3 - In process, waiting on signatures.
4/20 - FA sent email to client
BFS Receivable Fund Admin 31 requesting update.
Checks pulled invoice sent to FA.
BFS Receivable Fund Admin 31 4/27 - Waiting on NW to sign off.
Refund from WI. Bluesky will offset
with future invoice(s) once further
Refund Blue Sky 30 credit analysis are complete.
Bluesky will offset with future invoice
once further credit analysis are
Refund Blue Sky 28 complete.
Situation: Bad NAV caused
overpayment to dealers; MG TRUST
CO $22.41 and MERCER HR $51.83.
Misc Reconciliation 27 Dealers will not send in funding.
Unfunded Purchase due to the
Rebalancing Event. Information has
been given to Manning and Napier to
retreive funding. Contacting M&N daily
303091007 Trade Reconciliation 25 for updates.
State tax total for OK that was not paid
State Tax Cheryl Calderone 24 due to adjustments.
State tax total for AR that was not paid
State Tax Cheryl Calderone 24 due to adjustments.
Sweep Interest Reconciliation 23
Commission Payable [None] 23 C share
2001014028 Low Balance Fee [None] 23
2001011008 Low Balance Fee [None] 23
9821027427 Low Balance Fee [None] 23
1901007856 Commission Reconciliation 23
Commission Payable [None] 23 A share Direct
5330027559 Fee - FedEx [None] 23
9100001879 Fee - FedEx [None] 23
9301031729 Fee - FedEx [None] 23
8530001772 Fee - IRA [None] 23
9301058361 Fee - IRA [None] 23
9301113230 Fee - IRA [None] 23
9301098288 Fee - IRA [None] 23
9290002201 Fee - IRA [None] 23
5471005469 Fee - IRA [None] 23
5041013983 Fee - IRA [None] 23
5041024861 Fee - IRA [None] 23
5071010477 Fee - IRA [None] 23
1211000336 Fee - IRA [None] 23
6330002629 Fee - IRA [None] 23
5330027559 Fee - IRA [None] 23
5330022007 Fee - IRA [None] 23
5330028914 Fee - IRA [None] 23
1330010383 Fee - Wire [None] 23
Commission Payable [None] 23 A share
Commission Reconciliation 23 WOF
Commission Payable [None] 23 A share WOF
Commission Reconciliation 23 WOF
CDSC Payable Reconciliation 23
Low Balance Fee [None] 23
Commission Reconciliation 23 DIRECT
CDSC Payable Reconciliation 23
Commission Payable Reconciliation 23
Commission Payable Reconciliation 23
5031046688 Commission Reconciliation 22
Sweep Interest Reconciliation 22
2330013270 Low Balance Fee [None] 22
2330013270 Low Balance Fee [None] 22
1322222600 Fee - FedEx [None] 22
6330000904 Fee - IRA [None] 22
1908012307 Fee - IRA [None] 22
9301019837 Fee - IRA [None] 22
9301032277 Fee - IRA [None] 22
Commission Payable [None] 22 C share
78515689 Commission Payable [None] 22 A share Direct
Commission Reconciliation 22 WOF
Commission Reconciliation 22 WOF
Commission Reconciliation 22 DIRECT
Unfunded Purchase due to the
Rebalancing Event. Information has
been given to Manning and Napier to
retreive funding. Contacting M&N daily
6180048469 Trade Reconciliation 22 for updates.
Commission Payable [None] 22 A share
CDSC Payable Reconciliation 22
CDSC Payable Reconciliation 22
Commission Payable Reconciliation 22
Commission Payable [None] 22 A share WOF
Commission Reconciliation 22 DIRECT
BFS Receivable Fund Admin 22 Checks pulled. Invoice sent to FA.
Commission Payable Reconciliation 22
Unfunded Purchase due to the
Rebalancing Event. Information has
been given to Manning and Napier to
retreive funding. Contacting M&N daily
303091007 Trade Reconciliation 22 for updates.
Commission Payable [None] 21 C share
Sweep Interest Reconciliation 21
Commission Reconciliation 21 WOF
Commission Payable [None] 21 A share Direct
8516992500 Fee - FedEx [None] 21
9301085572 Fee - FedEx [None] 21
9331543897 Fee - IRA [None] 21
9770001230 Fee - IRA [None] 21
9321001528 Fee - IRA [None] 21
6330012406 Fee - IRA [None] 21
Commission Reconciliation 21 WOF
Commission Payable [None] 21 A Share WOF
Commission Reconciliation 21 DIRECT
Commission Reconciliation 21 DIRECT
CDSC Payable Reconciliation 21
Commission Payable [None] 21 A share
CDSC Payable Reconciliation 21
Commission Payable Reconciliation 21
Commission Payable Reconciliation 21
BFS Receivable Fund Admin 21 Checks pulled. Invoice sent to FA.
2014047910 Commission Reconciliation 20
2014047910 Commission Reconciliation 20
Commission Reconciliation 20
5000004573 Commission [None] 20
8127894 Fee - FedEx Reconciliation 20 owed to
2200011823 Fee - FedEx [None] 20
9301106580 Fee - FedEx [None] 20
9301113521 Fee - FedEx [None] 20
9331504580 Fee - FedEx [None] 20
9301113521 Fee - IRA [None] 20
9301109701 Fee - IRA [None] 20
9301086194 Fee - IRA [None] 20
9301063334 Fee - IRA [None] 20
9330005124 Fee - IRA [None] 20
9731008861 Fee - IRA [None] 20
9190003523 Fee - IRA [None] 20
9301013745 Fee - IRA [None] 20
2200011823 Fee - IRA [None] 20
7530011329 Fee - IRA [None] 20
7530020352 Fee - IRA [None] 20
2244002824 Fee - IRA [None] 20
5330028990 Fee - IRA [None] 20
5320888500 Fee - IRA [None] 20
5330005988 Fee - IRA [None] 20
2401012156 Fee - IRA [None] 20
2401047073 Fee - IRA [None] 20
2401046071 Fee - IRA [None] 20
2401046069 Fee - IRA [None] 20
1031000136 Fee - IRA [None] 20
6320673400 Fee - IRA [None] 20
6330008356 Fee - IRA [None] 20
5091011725 Fee - IRA [None] 20
5061030352 Fee - IRA [None] 20
5041029557 Fee - IRA [None] 20
9300002080 Fee - Wire [None] 20
9730003929 Fee - Wire [None] 20
Commission Payable [None] 20 C share
Commission Payable [None] 20 A share Direct
Commission Payable [None] 20 A share
Commission Reconciliation 20 DIRECT
Commission Reconciliation 20 WOF
Commission Reconciliation 20 WOF
12100873 Commission [None] 20
Commission Payable [None] 20 A share WOF
Commission Payable Reconciliation 20
CDSC Payable Reconciliation 20
CDSC Payable Reconciliation 20
TO=00000000786414201 ABERDEEN
FUND DISTRIBUTORS LLC CO
MMISSIONS ACCOUNT 300 BARR
HARBOR DR WEST
CONSHOHOCKEN PA 19428-2998
REMARK= ABERDEEN FUNDS
COMMISSSIONS B& C SGARE
COMM FOR MONTH ENDING 3 31
Commission Payable Lloyd Creeger 20 2009 REC G FP=04061507
Commission Reconciliation 20 DIRECT
Commission Payable Reconciliation 20
Commission Payable [None] 19 C share
100316 Commission Payable [None] 19 A share Direct
Commission Reconciliation 19 WOF
9301037987 Fee - FedEx [None] 19
9301037987 Fee - IRA [None] 19
9301083553 Fee - IRA [None] 19
9301110196 Fee - IRA [None] 19
9301106135 Fee - IRA [None] 19
9330000924 Fee - IRA [None] 19
5320855900 Fee - IRA [None] 19
2479 Fee - IRA [None] 19
8001009660 Fee - FedEx Reconciliation 19 owed to
Commission Reconciliation 19 WOF
Commission Reconciliation 19 DIRECT
Commission Payable [None] 19 A share WOF
Low Balance Fee Reconciliation 19
CDSC Payable Reconciliation 19
Commission Reconciliation 19 DIRECT
Commission Payable [None] 19 A share
CDSC Payable Reconciliation 19
Commission Payable Reconciliation 19
Commission Payable Reconciliation 19
1000815429 Commission [None] 19
2014008526 Commission Reconciliation 18
2194003194 Fee - FedEx [None] 18
2174038776 Fee - FedEx [None] 18
5031003586 Fee - FedEx [None] 18
Low Balance Fee Reconciliation 18
5041017780 Fee - IRA [None] 18
2401046727 Fee - IRA [None] 18
7350 Fee - IRA [None] 18
9301110259 Fee - IRA [None] 18
9301108723 Fee - IRA [None] 18
9301113255 Fee - IRA [None] 18
9330004124 Fee - IRA [None] 18
9331524240 Fee - IRA [None] 18
9330011362 Fee - IRA [None] 18
9721006954 Fee - IRA [None] 18
5480001807 Fee - IRA [None] 18
13401083 Commission [None] 18
1528468 Fee - FedEx Reconciliation 18 owed to
12101003 Commission [None] 18
9330004124 Fee - Wire [None] 18
6307692300 Fee - Wire [None] 18
Commission Payable [None] 18 A share Direct
Commission Reconciliation 18 WOF
Commission Payable [None] 18 A share WOF
Commission Reconciliation 18 WOF
Commission Reconciliation 18 DIRECT
Commission Reconciliation 18 DIRECT
CDSC Payable Reconciliation 18
Commission Payable Reconciliation 18
Commission Payable Reconciliation 18
81857892 Commission Payable [None] 18 A share
CDSC Payable Reconciliation 18
Commission Payable [None] 18 A share
2014008526 Commission Reconciliation 17
100852 Commission Payable [None] 17 A share Direct
5201006553 Low Balance Fee [None] 17
6471000039 Low Balance Fee [None] 17
5330011283 Fee - IRA [None] 17
5319385500 Fee - IRA [None] 17
2201036080 Fee - IRA [None] 17
2074000342 Fee - IRA [None] 17
5480001218 Fee - IRA [None] 17
5101003124 Fee - IRA [None] 17
9331477656 Fee - IRA [None] 17
9330004422 Fee - IRA [None] 17
9311006515 Fee - IRA [None] 17
9301076991 Fee - IRA [None] 17
9301051808 Fee - IRA [None] 17
9301104419 Fee - IRA [None] 17
9341005192 Fee - IRA [None] 17
8030024090 Fee - Wire [None] 17
2309816300 Research Fees [None] 17
Commission Reconciliation 17 WOF
Commission Payable [None] 17 A share
CDSC Payable Reconciliation 17
Commission Reconciliation 17 DIRECT
Commission Reconciliation 17 WOF
J. Millenbaugh spoke with Xavier at
Actinver and they agreed to pay the
NSCC bill. Wire instructions was
Misc June Lomax 17 provided on 4/22.
Commission Payable Reconciliation 17
Commission Payable Reconciliation 17
CDSC Payable Reconciliation 17
Commission Reconciliation 17 DIRECT
Sweep Interest Reconciliation 16
Original invoice for $57,200, pmt of
$57,100 made 4/28. Checks pulled.
BFS Receivable Fund Admin 16 Invoice sent to FA.
Commission Payable [None] 16 A share WOF
BFS Receivable Fund Admin 16 Checks pulled. Invoice sent to FA.
Original invoice for $900, refunded
$150 from FRA3859558. Checks
BFS Receivable Fund Admin 16 pulled. Invoice sent to FA.
BFS Receivable Fund Admin 16 Checks pulled. Invoice sent to FA.
2014008526 Commission Reconciliation 15
Commission Payable [None] 15 C share
2330006339 Low Balance Fee [None] 15
2330006339 Low Balance Fee [None] 15
2330006339 Low Balance Fee [None] 15
2330006339 Low Balance Fee [None] 15
23002124 Fee - Wire Reconciliation 15 owed to
5309905300 Fee - FedEx [None] 15
2330007758 Fee - FedEx [None] 15
9300013525 Fee - FedEx [None] 15
9301028824 Fee - FedEx [None] 15
5471000595 Fee - FedEx [None] 15
5471017449 Fee - IRA [None] 15
5471011372 Fee - IRA [None] 15
5071021506 Fee - IRA [None] 15
9301028824 Fee - IRA [None] 15
9301023367 Fee - IRA [None] 15
9300012103 Fee - IRA [None] 15
9300010238 Fee - IRA [None] 15
9301111337 Fee - IRA [None] 15
9301105475 Fee - IRA [None] 15
9301109333 Fee - IRA [None] 15
9301110576 Fee - IRA [None] 15
9301076852 Fee - IRA [None] 15
9301085356 Fee - IRA [None] 15
9301087436 Fee - IRA [None] 15
9301094760 Fee - IRA [None] 15
9181006850 Fee - IRA [None] 15
9331532742 Fee - IRA [None] 15
9331475979 Fee - IRA [None] 15
6330012417 Fee - IRA [None] 15
6330000929 Fee - IRA [None] 15
6619689100 Fee - IRA [None] 15
2164028049 Fee - IRA [None] 15
2164027985 Fee - IRA [None] 15
2164000875 Fee - IRA [None] 15
2200007452 Fee - IRA [None] 15
5330027173 Fee - IRA [None] 15
5330027181 Fee - IRA [None] 15
2194002382 Fee - IRA [None] 15
2401047135 Fee - IRA [None] 15
5001047759 Fee - IRA [None] 15
5011002414 Fee - IRA [None] 15
5011015208 Fee - IRA [None] 15
8511504700 Fee - IRA [None] 15
Commission Payable [None] 15 C share
Sweep Interest Reconciliation 15
Commission Reconciliation 15 WOF
8030022815 Fee - Wire [None] 15
3891011577 Fee - Wire [None] 15 owed to
Commission Payable [None] 15 A share
Commission Payable [None] 15 A share Direct
91393 Commission [None] 15
Bluesky will offset with future
invoice(s) once further credit analysis
Refund Blue Sky 15 are completed.
Commission Reconciliation 15 DIRECT
Commission Payable [None] 15 A share WOF
Commission Payable Reconciliation 15
CDSC Payable Reconciliation 15
CDSC Payable Reconciliation 15
Commission Payable Reconciliation 15
Commission Reconciliation 15 DIRECT
Advanced
Commission Funding Reconciliation 15 PreFunding for Commissions
Advanced
Commission Funding Reconciliation 15 PreFunding for Commissions
2014008526 Commission Reconciliation 14
2330023082 Low Balance Fee [None] 14
5001002448 Fee - FedEx [None] 14
5001002451 Fee - FedEx [None] 14
5071020732 Fee - FedEx [None] 14
9331487303 Fee - FedEx [None] 14
9721097512 Fee - FedEx [None] 14
5831038234 Fee - IRA [None] 14
9301067283 Fee - IRA [None] 14
9301089606 Fee - IRA [None] 14
9340014476 Fee - IRA [None] 14
9330017990 Fee - IRA [None] 14
9331475322 Fee - IRA [None] 14
9331475334 Fee - IRA [None] 14
5071020732 Fee - IRA [None] 14
3071000065 Fee - IRA [None] 14
5321965900 Fee - IRA [None] 14
MANAGEMENT LLC FBO
NATIONWIDE FDS SUBSCRIPTION
3435 STELZER RD COLUMBUS OH
43219- ;DESCR : CAP OF 09/04/14
B/O NATIONWIDE FUND
MANAGEMENT LLC FBO ;REC GFP:
9191009884 Fee - IRA [None] 14 04142017
1330042981 Fee - Wire [None] 14
2330041107 Fee - Wire [None] 14
2124044930 Fee - Wire [None] 14 owed to
1900149900 Research Fees [None] 14
Commission Reconciliation 14 WOF
Commission Payable [None] 14 A share
Commission Reconciliation 14 WOF
Commission Payable [None] 14 A share WOF
CDSC Payable Reconciliation 14
CDSC Payable Reconciliation 14
Commission Payable Reconciliation 14
Commission Payable [None] 14 A share Direct
Commission Reconciliation 14 DIRECT
Commission Payable Reconciliation 14
Sweep Interest Reconciliation 13
2014008526 Commission Reconciliation 13
Commission Reconciliation 13 WOF
5480002309 Low Balance Fee [None] 13
21514070 Commission [None] 13
2200001285 Fee - IRA [None] 13
5330012965 Fee - IRA [None] 13
8530003868 Fee - IRA [None] 13
9301038142 Fee - IRA [None] 13
9301066786 Fee - IRA [None] 13
9301097401 Fee - IRA [None] 13
9301089911 Fee - IRA [None] 13
5031027916 Fee - IRA [None] 13
9340024919 Fee - IRA [None] 13
CDSC Payable Reconciliation 13
Commission Reconciliation 13 WOF
Commission Payable [None] 13 A share WOF
Commission Payable [None] 13 A share Direct
CDSC Payable Reconciliation 13
Commission Reconciliation 13 DIRECT
Commission Payable Reconciliation 13
Commission Payable Reconciliation 13
Commission Reconciliation 13 DIRECT
Sweep Interest Reconciliation 12
53002536 Commission [None] 12
2201012293 Fee - IRA [None] 12
2401040369 Fee - IRA [None] 12
5041028112 Fee - IRA [None] 12
9331464506 Fee - IRA [None] 12
9301060997 Fee - IRA [None] 12
9301067459 Fee - IRA [None] 12
9301115829 Fee - IRA [None] 12
9301042607 Fee - IRA [None] 12
21513361 Commission [None] 12
Commission Payable [None] 12 C share
Commission Payable [None] 12 A share Direct
Commission Payable [None] 12 A share WOF
Commission Reconciliation 12 WOF
CDSC Payable Reconciliation 12
Funds received for Charles Schwab
invoice. Payment will be made once all
Commission Payable Robbie Puma 12 the funding has been received.
Commission Reconciliation 12 WOF
Commission Reconciliation 12 DIRECT
Commission Payable [None] 12 A share
Commission Payable Reconciliation 12
CDSC Payable Reconciliation 12
Commission Payable Reconciliation 12
Commission Reconciliation 12 DIRECT
Commission Payable [None] 11 C share
2014008526 Commission Reconciliation 11
Commission Payable [None] 11 A Share
Commission Payable [None] 11 C share
6330007159 Fee - FedEx [None] 11
6330021143 Fee - IRA [None] 11
6330005520 Fee - IRA [None] 11
6330002574 Fee - IRA [None] 11
1901001372 Fee - IRA [None] 11
7530009133 Fee - IRA [None] 11
5330000393 Fee - IRA [None] 11
2201013648 Fee - IRA [None] 11
2200011635 Fee - IRA [None] 11
9301076066 Fee - IRA [None] 11
9301034461 Fee - IRA [None] 11
9301114675 Fee - IRA [None] 11
9290000110 Fee - IRA [None] 11
9331198108 Fee - IRA [None] 11
1901007856 Commission Reconciliation 11
Commission Payable [None] 11 A share Direct
FROM=00000000786414201
ABERDEEN FUND DISTRIBUTO RS
LLC COMMISSIONS ACCOUNT 300
BARR HARBOR DR WEST
Advanced CONSHOHOCKEN PA 19428-29 98
Commission Funding Reconciliation 11 REC GFP=04172030
Commission Reconciliation 11 WOF
BFS Receivable Fund Admin 11 Checks pulled. Invoice sent to FA.
Commission Reconciliation 11 DIRECT
Commission Reconciliation 11 WOF
CDSC Payable Reconciliation 11
Commission Payable [None] 11 A share WOF
Commission Payable Reconciliation 11
CDSC Payable Reconciliation 11
14701067 Commission [None] 11
BFS Receivable Fund Admin 11 Checks pulled. Invoice sent to FA.
BFS Receivable Fund Admin 11 Checks pulled. Invoice sent to FA.
BFS Receivable Fund Admin 11 Checks pulled. Invoice sent to FA.
Commission Payable Reconciliation 11
BFS Receivable Fund Admin 11 Checks pulled. Invoice sent to FA.
BFS Receivable Fund Admin 11 Checks pulled. Invoice sent to FA.
Commission Reconciliation 11 DIRECT
BFS Receivable Fund Admin 11 Checks pulled. Invoice sent to FA.
BFS Receivable Fund Admin 11 Checks pulled. Invoice sent to FA.
BFS Receivable Fund Admin 11 Checks pulled. Invoice sent to FA.
BFS Receivable Fund Admin 11 Checks pulled. Invoice sent to FA.
BFS Receivable Fund Admin 11 Checks pulled. Invoice sent to FA.
BFS Receivable Fund Admin 11 Checks pulled. Invoice sent to FA.
BFS Receivable Fund Admin 11 Checks pulled. Invoice sent to FA.
Retained Comm Robbie Puma 10
4175001025 Commission [None] 10
105167 Commission [None] 10
4177010774 Commission [None] 10
5000014534 Commission [None] 10
4106009333 Commission [None] 10
4112013707 Commission [None] 10
2201049796 Low Balance Fee [None] 10
Sweep Interest Reconciliation 10
5041018313 Fee - FedEx [None] 10
9331494129 Fee - FedEx [None] 10
2400000402 Fee - IRA [None] 10
5319491700 Fee - IRA [None] 10
5330006357 Fee - IRA [None] 10
6317649000 Fee - IRA [None] 10
6319898400 Fee - IRA [None] 10
8515116800 Fee - IRA [None] 10
8512180600 Fee - IRA [None] 10
2401046083 Fee - IRA [None] 10
5041018313 Fee - IRA [None] 10
5031045837 Fee - IRA [None] 10
5471015243 Fee - IRA [None] 10
9181002964 Fee - IRA [None] 10
9331481728 Fee - IRA [None] 10
9331475777 Fee - IRA [None] 10
9330007116 Fee - IRA [None] 10
9301077740 Fee - IRA [None] 10
9301105588 Fee - IRA [None] 10
9300001704 Fee - IRA [None] 10
9731008745 Fee - IRA [None] 10
5031045837 Fee - Wire [None] 10
4112105804 Commission [None] 10
Commission Payable [None] 10 A share Direct
Commission Payable [None] 10 C share
Commission Payable [None] 10 A share
Commission Payable [None] 10 C share
Underwriter Retained Robbie Puma 10
Commission Reconciliation 10 WOF
Commission Reconciliation 10 DIRECT
Bluesky will offset with future
invoice(s) once further credit analysis
Refund Blue Sky 10 are completed.
Commission Reconciliation 10 WOF
Commission Payable Reconciliation 10
Commission Payable [None] 10 A share WOF
Commission Payable Reconciliation 10
CDSC Payable Reconciliation 10
Commission Reconciliation 10 DIRECT
81878050 Commission [None] 10
duplicate payment. Bank error,
checks were cashed over 180 days
12b-1 Fees Robbie Puma 9 old.
8022459700 Fee - FedEx [None] 9
5031044531 Fee - FedEx [None] 9
2200005785 Fee - IRA [None] 9
5330005155 Fee - IRA [None] 9
6330009801 Fee - IRA [None] 9
1901002665 Fee - IRA [None] 9
1041000203 Fee - IRA [None] 9
9200002830 Fee - IRA [None] 9
9330014955 Fee - IRA [None] 9
9770002951 Fee - IRA [None] 9
9301061482 Fee - IRA [None] 9
9301082169 Fee - IRA [None] 9
9301115843 Fee - IRA [None] 9
9340005213 Fee - IRA [None] 9
MANAGEMENT LLC FBO
NATIONWIDE FDS SUBSCRIPTION
3435 STELZER RD COLUMBUS OH
43219- ;DESCR : CAP OF 09/04/21
B/O NATIONWIDE FUND
MANAGEMENT LLC FBO ;REC GFP:
2400003190 Fee - IRA [None] 9 04212051
421000904 Commission Payable Reconciliation 9 Comission
9301101565 Fee - Wire [None] 9
Fee - FedEx Reconciliation 9 April fedex fee total - Co = 596
Commission Payable [None] 9 A share
Commission Reconciliation 9 WOF
Commission Reconciliation 9 DIRECT
Commission Payable [None] 9 A share
CDSC Payable Reconciliation 9
Commission Payable Reconciliation 9
Commission Payable [None] 9 A share WOF
Commission Reconciliation 9 WOF
Commission Reconciliation 9 DIRECT
CDSC Payable Reconciliation 9
Commission Payable Reconciliation 9
Difference in Bluewin and Frontier.
Bluesky is researching void batches to
Void Batch Blue Sky 9 get Bluewin back in balance.
Commission Payable [None] 9 A share
4/23 - Funding received for 5
purchases that were not reported to
CITCO or Permal. SunGard is
researching issue. Control
#044391050146191 4/24 Dealer
NSCC DETAIL John O'Neil 9 services will place T5 Trade on 4/30
4/23 - Funding received for 5
purchases that were not reported to
CITCO or Permal. SunGard is
researching issue. Control
#044391050146209. 4/24 Dealer
NSCC DETAIL John O'Neil 9 services will place T5 Trade on 4/30
Shortfall fee for March 09. Sending
details to Jason Hitchcock. Per Jason
30911196145 Misc Debit Corporate 9 details sent to corporate
Dealer (1354.66) to settle this
Corrected trade, Control
#022191052959450. 4/24 When
Funding is received, Dealer services
NSCC DETAIL John O'Neil 9 will place T5 Trade on 4/30
4/23 - Funding received for 5
purchases that were not reported to
CITCO or Permal. SunGard is
researching issue. Control
#022191052392546. 4/24 Dealer
NSCC DETAIL John O'Neil 9 services will place T5 Trade on 4/30
4/23 - Funding received for 5
purchases that were not reported to
CITCO or Permal. SunGard is
researching issue. Control
#022191052961837. 4/24 Dealer
NSCC DETAIL John O'Neil 9 services will place T5 Trade on 4/30
Commission Reconciliation 8 WOF
Commission Reconciliation 8 WOF
Commission Payable [None] 8 C share
8030000031 Fee - FedEx [None] 8
8030000031 Fee - FedEx [None] 8
1330035767 Fee - FedEx [None] 8
5330011067 Fee - IRA [None] 8
8513056601 Fee - IRA [None] 8
1901002677 Fee - IRA [None] 8
5471003401 Fee - IRA [None] 8
9301108139 Fee - IRA [None] 8
9301086485 Fee - IRA [None] 8
9311005614 Fee - IRA [None] 8
9301079050 Fee - IRA [None] 8
9301081320 Fee - IRA [None] 8
Difference between analysis fee
charged by UMB and credit received
from Corporate for $1,920.82. Update
4/29 - Additional info was provided to
Corporate and has been approved to
Misc Corporate 8 submit into P2P for credit.
Commission Payable [None] 8 A share
Commission Reconciliation 8 DIRECT
Commission Payable [None] 8 A share Direct
Commission Payable [None] 8 A share WOF
CDSC Payable Reconciliation 8
4/23 - Check to be cut 05/04/09. 4/23 -
Manual check to be cut, check sent in
for $3000 can only contribute $2000,
3581007915 Misc Lisa Miles 8 remaining to be sent back to s/h.
Commission Payable Reconciliation 8
CDSC Payable Reconciliation 8
Commission Payable Reconciliation 8
Sweep Interest Reconciliation 7
2124040211 Commission Reconciliation 7
2154034809 Commission Reconciliation 7
2164049967 Commission Reconciliation 7
2174040111 Commission Reconciliation 7
2164050019 Commission Reconciliation 7
2124040033 Commission Reconciliation 7
423002685 Commission Payable [None] 7 A share
Fee - FedEx Reconciliation 7 owed to
8030000031 Fee - FedEx [None] 7
9311005463 Fee - FedEx [None] 7
9301000787 Fee - FedEx [None] 7
9301095243 Fee - IRA [None] 7
9301066812 Fee - IRA [None] 7
9330006147 Fee - IRA [None] 7
9331486097 Fee - IRA [None] 7
9330023593 Fee - IRA [None] 7
9340004436 Fee - IRA [None] 7
5231003754 Fee - IRA [None] 7
8518943600 Fee - IRA [None] 7
8530008840 Fee - IRA [None] 7
2400005513 Fee - IRA [None] 7
2200004174 Fee - IRA [None] 7
2100002212 Fee - IRA [None] 7
6315893500 Fee - IRA [None] 7
2154011080 Fee - IRA [None] 7
5031010605 Fee - IRA [None] 7
3881000230 Fee - IRA [None] 7
3071000053 Fee - IRA [None] 7
Commission reversed for account #
1000984692 Commission Payable [None] 7 1000984692
Commission Reconciliation 7 WOF
Commission Reconciliation 7 DIRECT
CDSC Payable Reconciliation 7
Commission Payable Reconciliation 7
Commission Reconciliation 7 WOF
Commission Payable [None] 7 A share WOF
CDSC Payable Reconciliation 7
Commission Reconciliation 7 DIRECT
Commission Payable Reconciliation 7
Commission Payable [None] 7 A share
4/27 Dealer services will place T5
Trade on 4/30 Cntrl#
NSCC DETAIL John O'Neil 7 044391120002978
4176000442 Commission [None] 6
4170000422 Commission [None] 6
4175000454 Commission [None] 6
4174000491 Commission [None] 6
78616380 Commission Payable [None] 6 A share Direct
4173000413 Commission [None] 6
4177002548 Commission [None] 6
4180000448 Commission [None] 6
1330029287 Fee - Red [None] 6
1211000134 Fee - Red [None] 6
4181000425 Commission [None] 6
4172000436 Commission [None] 6
4171000435 Commission [None] 6
2174040871 Commission Reconciliation 6
Commission Payable [None] 6 A share
2201042207 Fee - FedEx [None] 6
2330029988 Fee - FedEx [None] 6
9301116264 Fee - FedEx [None] 6
9301085798 Fee - FedEx [None] 6
9301115161 Fee - IRA [None] 6
9301103227 Fee - IRA [None] 6
9301085798 Fee - IRA [None] 6
9301025929 Fee - IRA [None] 6
9301047723 Fee - IRA [None] 6
9301116264 Fee - IRA [None] 6
9301115161 Fee - IRA [None] 6
9301111729 Fee - IRA [None] 6
9331136755 Fee - IRA [None] 6
9331468265 Fee - IRA [None] 6
9331479229 Fee - IRA [None] 6
9331503069 Fee - IRA [None] 6
9331513134 Fee - IRA [None] 6
9351010904 Fee - IRA [None] 6
6330004321 Fee - IRA [None] 6
5330002114 Fee - IRA [None] 6
5330003550 Fee - IRA [None] 6
5330005136 Fee - IRA [None] 6
8530001772 Fee - IRA [None] 6
5831016291 Fee - IRA [None] 6
5061010020 Fee - IRA [None] 6
Fee - Wire Reconciliation 6 April wire fees - SHAY
Commission Payable [None] 6 C share
9331503069 Fee - Wire [None] 6
Commission Payable [None] 6 A share
Bluesky will offset with future
invoice(s) once further credit analysis
Refund Blue Sky 6 are complete.
Bluesky will offset with future
invoice(s) once further credit analysis
Refund Blue Sky 6 are complete.
Fee - Red Reconciliation 6 Total for 4/27
BFS Receivable Fund Admin 6 Checks pulled. Invoice sent to FA.
BFS Receivable Fund Admin 6 Checks pulled. Invoice sent to FA.
BFS Receivable Fund Admin 6 Checks pulled. Invoice sent to FA.
Fee - IRA Reconciliation 6 APRIL STI IRA FEE TOTAL
Commission Reconciliation 6 WOF
BFS Receivable Fund Admin 6 Checks pulled. Invoice sent to FA.
BFS Receivable Fund Admin 6 Checks pulled. Invoice sent to FA.
Commission Reconciliation 6 DIRECT
Commission Payable [None] 6 A share WOF
BFS Receivable Fund Admin 6 Checks pulled. Invoice sent to FA.
CDSC Payable Reconciliation 6
CDSC Payable Reconciliation 6
Total is $2408.34 Comm Payable
Commission Payable Reconciliation 6 minus $991.65 Adv Comm
Commission Payable Reconciliation 6
Commission Payable Reconciliation 6
Commission Payable Reconciliation 6 CHARLES SCHWAB
BFS Receivable Fund Admin 6 Checks pulled. Invoice sent to FA.
Commission Reconciliation 6 WOF
BFS Receivable Fund Admin 6 Checks pulled. Invoice sent to FA.
Commission Payable Reconciliation 6 CHARLES SCHWAB
BFS Receivable Fund Admin 6 Checks pulled. Invoice sent to FA.
981098 Commission [None] 5
907042 Commission [None] 5
Commission Payable [None] 5 C share
167482 Fee - FedEx Reconciliation 5 owed to
5001023733 Fee - FedEx [None] 5
2330035202 Fee - FedEx [None] 5
9290005123 Fee - IRA [None] 5
8519004001 Fee - IRA [None] 5
6311816801 Fee - IRA [None] 5
2200001072 Fee - IRA [None] 5
5831022673 Fee - IRA [None] 5
5330011763 Fee - IRA [None] 5
2201042296 Fee - IRA [None] 5
5091004769 Fee - IRA [None] 5
9331544913 Fee - IRA [None] 5
9191007664 Fee - IRA [None] 5
5330021599 Fee - IRA [None] 5
9301115161 Fee - IRA [None] 5
9390000122 Fee - IRA [None] 5
9301078298 Fee - IRA [None] 5
5330010196 Fee - IRA [None] 5
8514562201 Fee - IRA [None] 5
8518897300 Fee - IRA [None] 5
Commission Reconciliation 5 WOF
Fee - FedEx Reconciliation 5 April fedex fees - Co = 682
4/28 Citco sent proceeds associated
Advanced with share adjustments Task ID
Commission Funding Reconciliation 5 t09022303eu
Fee - Red Reconciliation 5 Total for 4/28
Commission Payable [None] 5 A share
Commission Payable [None] 5 C share
5/4 - Per Dealer Services they have
Incoming Money received the breakdown from NFS in
F0091170088701 Transfer John O'Neil 5 order to place trade.
Commission Payable [None] 5 A share Direct
Commission Reconciliation 5 DIRECT
CDSC Payable Reconciliation 5
Commission Payable [None] 5 A share
Commission Payable [None] 5 A share WOF
Bluesky will offset with future invoice
once further credit analysis are
Refund Blue Sky 5 completed.
Commission Reconciliation 5 WOF
CDSC Payable Reconciliation 5
Commission Payable Reconciliation 5
4/24 Funding that was owed from the
Dealer to settle the corrected trade for
Control #022191052959450. 4/24
Dealer services will place T5 Trade on
427002904 NSCC DETAIL John O'Neil 5 4/30
Bluesky will offset with future invoice
once further credit analysis are
Refund Blue Sky 5 completed.
Commission Payable Reconciliation 5
Funds sent for Commonwealth. Need
packet to be scanned into PI in order
427002972 12b-1 Fees Robbie Puma 5 to match.
Commission Reconciliation 5 DIRECT
5/4 - Difference in custody movement.
Misc Tracy Milligan 5 Settlement is researching.
911952 Commission [None] 4
723938 Commission [None] 4
;ORIG ID: 9000191017 ;DESC DATE:
0 90428 ;CO ENTRY DESCR: NWL-
EFT ;SEC: PPD ;TRACE#:
21000027735958 ;EED: 0904 28 ;IND
ID: 917A082368 ;IND NAME:
Fee - Red [None] 4 GARTMORE
2014047910 Commission Reconciliation 4
2014047910 Commission Reconciliation 4
102513 Commission [None] 4
2330014878 Fee - Red [None] 4
Commission Reconciliation 4 DIRECT
2330004807 Fee - Red [None] 4
102513 Commission [None] 4
965463 Fee - Red Tracy Milligan 4
5/4 - Money coming from Red
acct.4/29 - Difference in late estimates
from 4/28 and wires received.
Estimate $101318.23 and Estimate
Misc Reconciliation 4 $3,121,800.51.
1330033243 Fee - FedEx [None] 4
1330045912 Fee - FedEx [None] 4
8030027146 Fee - FedEx [None] 4
5031032183 Fee - FedEx [None] 4
2330005813 Fee - FedEx [None] 4
6330002930 Fee - IRA [None] 4
6330003634 Fee - IRA [None] 4
6330021274 Fee - IRA [None] 4
9301093960 Fee - IRA [None] 4
9301113545 Fee - IRA [None] 4
9301063664 Fee - IRA [None] 4
9301087602 Fee - IRA [None] 4
5031032183 Fee - IRA [None] 4
5031053922 Fee - IRA [None] 4
5091000898 Fee - IRA [None] 4
8519004000 Fee - IRA [None] 4
8530020739 Fee - IRA [None] 4
5619796701 Fee - IRA [None] 4
5330011015 Fee - IRA [None] 4
5330023813 Fee - IRA [None] 4
2400005020 Fee - IRA [None] 4
2164038053 Fee - IRA [None] 4
428003164 Commission Payable [None] 4 C share
59430402133 Fee - FedEx Reconciliation 4 April fedex fee total - Co = 594
Commission Payable [None] 4 A share Direct
Commission Payable [None] 4 A share
Fee - FedEx Reconciliation 4 April fedex fees - Co = 618
Commission Reconciliation 4 WOF
Commission Payable [None] 4 A share WOF
Commission Reconciliation 4 WOF
CDSC Payable Reconciliation 4
;ORIG ID: 9000191017 ;DESC DATE:
0 90428 ;CO ENTRY DESCR: NWL-
EFT ;SEC: PPD ;TRACE#:
21000027735957 ;EED: 0904 28 ;IND
ID: 102A168517 ;IND NAME:
Fee - Red [None] 4 GARTMORE
Fee - Red Reconciliation 4 Total for 4/29
Commission Reconciliation 4 DIRECT
Commission Payable Reconciliation 4
Commission Payable Reconciliation 4
CDSC Payable Reconciliation 4
BFS Receivable Fund Admin 4 Checks pulled. Invoice sent to FA.
Incoming Money
Transfer Wire Room 4 5/4 - Submitted wire reject.
5/4 - Please verify if manual pull was
processed. 4/30 - Manual Ach to be
processed. 4/30 - Faxed details to
processing 4/28. Processing is
2301012054 Ach Return Lisa Miles 4 researching.
FROM BANKS AIM #199-7060 PO
BOX 7899 PH ILADELPHIA PA
19101-7899 ;FED ID : 031000037
;B/O : /8068249 NATIONWIDE FUN D
ADVISORS 1200 RIVER RD STE
1000 CONSHOHOCKEN PA 19428-
Advanced 2442 ;DESCR : O/B M ELLON EAST
Commission Funding Reconciliation 4 B/O NATIONWIDE FUND A
Commission Payable Robbie Puma 4 MERRILL LYNCH
5/4 - Difference in custody movement.
Misc Tracy Milligan 4 Settlement is researching.
821393 Commission [None] 3
900439 Commission [None] 3
901316 Commission [None] 3
704801 Commission [None] 3
912156 Commission [None] 3
906848 Commission [None] 3
885931 Fee - Red Tracy Milligan 3
9000191025 ;DESC DATE: 090429
;CO ENTRY DESCR: NWLICA-EFT
;SEC: PPD ;TRACE#:
21000028672908 ;EED: 090429 ;IN D
ID: 138A001728 ;IND NAME:
Fee - Red [None] 3 GARTMORE
972618 Commission [None] 3
937944 Fee - Red Tracy Milligan 3
981340 Commission [None] 3

429001118 Commission Payable Reconciliation 3


981338 Commission [None] 3
5680000519 Fee - Red [None] 3
5621056745 Fee - Red [None] 3
9301083300 Fee - FedEx [None] 3
9301083300 Fee - IRA [None] 3
9301114143 Fee - IRA [None] 3
9311007289 Fee - IRA [None] 3
5061005095 Fee - IRA [None] 3
5330007755 Fee - IRA [None] 3
5330002021 Fee - IRA [None] 3
5330004226 Fee - IRA [None] 3
1351084407 Fee - Red [None] 3
Commission Payable [None] 3 A share
;ORIG ID: 9000191017 ;DESC DATE:
0 90429 ;CO ENTRY DESCR: NWL-
EFT ;SEC: PPD ;TRACE#:
21000028672905 ;EED: 0904 29 ;IND
ID: 917A082400 ;IND NAME:
Fee - Red [None] 3 GARTMORE
5/4 - Blind ACH funds received.
Information given to processing for
20911996953 Ach Credit Received Lisa Miles 3 further research.
Commission Payable [None] 3 A share
Commission Payable [None] 3 C share
Paid and waiting for control #
598291180020623. 05/04 - Per Chris's
update, working in the paid and
NSCC DETAIL John O'Neil 3 waiting report.
CDSC Payable Reconciliation 3
Commission Reconciliation 3 WOF
Commission Reconciliation 3 WOF
Commission Payable Reconciliation 3
CDSC Payable Reconciliation 3
Fee - FedEx Reconciliation 3 April fedex fee total - Co = 639
Commission Payable [None] 3 A share WOF
Bluesky will offset with future invoice
once further credit analysis are
Refund Blue Sky 3 complete.
Commission Reconciliation 3 DIRECT
Commission Payable [None] 3 A share Direct
5/4 - Per Dealer Services TD
Ameritrade will be contacted regarding
the registration needed to settle the
NSCC DETAIL John O'Neil 3 trade. Control # 018891189010053
;ORIG ID: 9000191017 ;DESC DATE:
0 90429 ;CO ENTRY DESCR: NWL-
EFT ;SEC: PPD ;TRACE#:
21000028672906 ;EED: 0904 29 ;IND
ID: 102A170726 ;IND NAME:
Fee - Red [None] 3 GARTMORE
Commission Payable Reconciliation 3
BFS Receivable Fund Admin 3 Checks pulled. Invoice sent to FA.
5/4 - Sent additional follow up to FA
and Chase to verify if adj was
Ach Credit Received Reconciliation 3 processed. 5/1 - Chase correcting 5/1.
5/4 - Difference in custody movement.
Misc Tracy Milligan 3 Settlement is researching.
894271 Commission [None] 2
898320 Commission [None] 2
896631 Commission [None] 2
907497 Commission [None] 2
907028 Commission [None] 2
906709 Commission [None] 2
903359 Commission [None] 2
904235 Commission [None] 2
904995 Commission [None] 2
906166 Commission [None] 2
893089 Commission [None] 2
910923 Commission [None] 2
913828 Commission [None] 2
Gave wire details to processing. 05/05
-No shareholder information to place
the trade, Emailed recon for further
Blind Wire Lisa Miles 2 updates.
692032 Commission [None] 2
914046 Commission [None] 2
914491 Commission [None] 2
893331 Commission [None] 2
887822 Commission [None] 2
887404 Commission [None] 2
886679 Commission [None] 2
884130 Commission [None] 2
981581 Commission [None] 2
001 ACH SUMMARY Reconciliation 2
894636 Commission [None] 2
885285 Commission [None] 2
907725 Commission [None] 2
957441 Commission [None] 2
894321 Commission [None] 2
694834 Commission [None] 2
686826 Commission [None] 2
907535 Commission [None] 2
981593 Commission [None] 2
889319 Commission [None] 2
903841 Commission [None] 2
898674 Commission [None] 2
972240 Commission [None] 2
907586 Commission [None] 2
723508 Commission [None] 2
701540 Commission [None] 2
;ORIG ID: 9000191017 ;DESC DATE:
0 90430 ;CO ENTRY DESCR: NWL-
EFT ;SEC: PPD ;TRACE#:
21000020282447 ;EED: 0904 30 ;IND
ID: 917A082424 ;IND NAME:
Fee - Red [None] 2 GARTMORE
912992 Commission [None] 2
78710466 Commission Payable [None] 2 A share Direct

5/1 - Gave details to DS and


Fee - Red John O'Neil 2 Settlement.
981579 Commission [None] 2
1330040684 Fee - Red [None] 2
6181000038 Fee - Red [None] 2
Commission Payable [None] 2 A share
5/4 - Money coming from Citigroup
3015336659501 Federal Tax Reconciliation 2 General.
2154034823 Commission Reconciliation 2
969941 Commission [None] 2
5/1 Direct Div Will be purchased into
105748 Trade Reconciliation 2 SH Account within 3 days
5/1 Direct Div Will be purchased into
105763 Trade Reconciliation 2 SH Account within 3 days
9000191025 ;DESC DATE: 090430
;CO ENTRY DESCR: NWLICA-EFT
;SEC: PPD ;TRACE#:
21000020282449 ;EED: 090430 ;IN D
ID: 138A001730 ;IND NAME:
Fee - Red [None] 2 GARTMORE
1000735621 Trade Reconciliation 2 Owed to
5330011013 Fee - FedEx [None] 2
1330034624 Fee - FedEx [None] 2
9301084124 Fee - FedEx [None] 2
5201006615 Fee - Red [None] 2
5/1 Direct Div Will be purchased into
55249 Trade Reconciliation 2 SH Account within 3 days
6181000038 Fee - Red [None] 2
5201006615 Fee - Red [None] 2
5061020134 Fee - IRA [None] 2
5061020146 Fee - IRA [None] 2
6319341800 Fee - IRA [None] 2
6330003637 Fee - IRA [None] 2
2244002863 Fee - IRA [None] 2
9301107570 Fee - IRA [None] 2
9301113673 Fee - IRA [None] 2
9301069592 Fee - IRA [None] 2
9301068691 Fee - IRA [None] 2
9300005081 Fee - IRA [None] 2
9301116225 Fee - IRA [None] 2
9331496199 Fee - IRA [None] 2
9331514593 Fee - IRA [None] 2
5441005839 Fee - Red [None] 2
5441005839 Fee - Red [None] 2
5201006615 Fee - Red [None] 2
5/1 Direct Div Will be purchased into
105763 Trade Reconciliation 2 SH Account within 3 days
5/1 Direct Div Will be purchased into
105748 Trade Reconciliation 2 SH Account within 3 days
9351010676 ACH SUMMARY Reconciliation 2
Commission Reconciliation 2 WOF

5/1 - Gave details to DS and


Fee - Red John O'Neil 2 Settlement.
5471017058 Fee - Red [None] 2
1000735621 Trade Reconciliation 2 Owed to
6181000038 Fee - Red [None] 2
005 ACH SUMMARY Reconciliation 2
4821018581 Fee - Wire [None] 2 owed to
001 ACH SUMMARY Reconciliation 2
5471017058 Fee - Red [None] 2
004 ACH SUMMARY Reconciliation 2
5/1 Direct Div Will be purchased into
55249 Trade Reconciliation 2 SH Account within 3 days
9500000371 Fee - FedEx [None] 2
5471017058 Fee - Red [None] 2
5/1 Direct Div Will be purchased into
55249 Trade Reconciliation 2 SH Account within 3 days
Fee - FedEx Reconciliation 2 owed to
05/01 - Paid and Waiting for the
NSCC DETAIL John O'Neil 2 control # 022691190469239
Additional funding received for
Citizens payment. Please verify how
Refund Blue Sky 2 funds are to be applied.
05/01 - Paid and Waiting for the
NSCC DETAIL John O'Neil 2 control # 022691190469353
05/04 - Purchase trade placed today in
65604752 Trade Reconciliation 2 Fund # 513.
837 ACH DETAIL Reconciliation 2
Commission Reconciliation 2 DIRECT
5441005839 Fee - Red [None] 2
527008 Trade Reconciliation 2 Trades are in Report # 146
6330003637 Fee - Red [None] 2
1000735621 Trade Reconciliation 2 Owed to
05/01 - Paid and Waiting for the
NSCC DETAIL John O'Neil 2 control # 022691190469601
1947056598 Misc Reconciliation 2 Payroll Trade 501
05/04 - Purchase trade placed today in
1000760496 Trade Reconciliation 2 Fund # 504.
5471017058 Fee - Red [None] 2
CITIBANK 111 WALL ST NEW YORK
NY 10043-0001 ;DESCR : NONREF
BNF AC40588865 CHARLES
SCHWAB ;REMARK : AC40588865
CHARLES SCHWAB 12B 1 ADMIN S
ERVICES ;REC GFP: 04301937 ;CHIP
Commission Payable Lloyd Creeger 2 ISN: 087581**0 ;CHP REF: 0420443
Commission Payable [None] 2 C share
5000001644 Trade Reconciliation 2 Owed to
05/04 - Purchase trade placed today in
1000760496 Trade Reconciliation 2 Fund # 504.
05/04 - Purchase trade placed today in
1000760496 Trade Reconciliation 2 Fund # 504.
05/04 - Purchase trade placed today in
1000760496 Trade Reconciliation 2 Fund # 504.
CITIBANK 111 WALL ST NEW YORK
NY 10043-0001 ;DESCR : NONREF
BNF AC40588865 CHARLES
SCHWAB ;REMARK : AC40588865
CHARLES SCHWAB 12B 1 ADMIN S
ERVICES ;REC GFP: 04301937 ;CHIP
Commission Payable Lloyd Creeger 2 ISN: 087579**0 ;CHP REF: 0420452
CDSC Payable Reconciliation 2
5241000331 ACH SUMMARY Reconciliation 2
CDSC Payable Reconciliation 2
003 ACH SUMMARY Reconciliation 2
527008 Trade Reconciliation 2 Trades are in Report # 146
Fee - IRA [None] 2 APRIL PORTLAND IRA FEE TOTAL
Commission Payable [None] 2 A share
Fee - Red Reconciliation 2 Total for 5/1
Commission Payable [None] 2 A share WOF
Ach Credit Received Reconciliation 2
ACH SUMMARY Reconciliation 2
Commission Payable Reconciliation 2
Foreign Tax [None] 2
Expected Custody Reconciliation 2
05/04 - NSCC trade settled. Funding
NSCC DETAIL Reconciliation 2 needs to be moved for commissions.
9390000094 ACH SUMMARY Reconciliation 2

Incoming Money
Transfer Lisa Miles 2 5/4 - Waiting on acct application.
Paid and waiting for control #
NSCC DETAIL John O'Neil 2 203991197700490
Commission Reconciliation 2 WOF
;ORIG ID: 9000191017 ;DESC DATE:
0 90430 ;CO ENTRY DESCR: NWL-
EFT ;SEC: PPD ;TRACE#:
21000020282446 ;EED: 0904 30 ;IND
ID: 102A171594 ;IND NAME:
Fee - Red [None] 2 GARTMORE
4/24 Funding that was owed from the
Dealer to settle the corrected trade.
Dealer services will place T5 Trade on
430003170 Misc John O'Neil 2 4/30

Incoming Money
Transfer Lisa Miles 2 5/4 - Waiting on acct application.
ADJ should not have moved cash
since the Divs were all reinvest. Back
up sent to Settlement to have
$22067.67 ($20268.53 + $1799.14)
moved to Fund # 1. Settlement will
78736954 Trade Tracy Milligan 2 report to fund 5/4.
05/01 - ACH credit needs to be
received from bank. Recon contacted
53 ACH department to have this
Ach Debit Received Reconciliation 2 posted today
05/01 - Wire received for LINCOLN
Incoming Money INVESTMENT PLANNING. Trade will
Transfer Reconciliation 2 settle automatically.

Incoming Money
Transfer Lisa Miles 2 5/4 - Waiting on acct application.
05/04 - Funding needs to be sent to
3890 Trade Tracy Milligan 2 the S/H for the DST
Incoming Money
Transfer Lisa Miles 2 5/4 - Waiting on acct application.
05/04 - Funding needs to be sent to
2654 Trade Tracy Milligan 2 the S/H for the DST
Fee - IRA [None] 2 APRIL IRA FEE TOTAL
937 ACH DETAIL Reconciliation 2

Incoming Money
Transfer Lisa Miles 2 5/4 - Waiting on acct application.
Commission Payable Reconciliation 2

Incoming Money
Transfer Lisa Miles 2 5/4 - Waiting on acct application.

Incoming Money
Transfer Lisa Miles 2 5/4 - Waiting on acct application.
527046 Trade Reconciliation 2 Trades are in Report # 146
9670001697 ACH SUMMARY Reconciliation 2
ACH SUMMARY Reconciliation 2
527008 Trade Reconciliation 2 Trades are in Report # 146
05/04 - Paid and Waiting for control #
NSCC DETAIL John O'Neil 2 037491190002335.
Federal Tax [None] 2
05/04 - Paid and Waiting for control #
NSCC DETAIL John O'Neil 2 037491190009116
State Tax [None] 2 April state tax rolled up total.
7530003532 ACH SUMMARY Reconciliation 2
05/04 - Paid & waiting control#
NSCC DETAIL John O'Neil 2 070591194033240
05/01 - Ach Return. Reson: RDFI NOT
QUALIFIED-INVALID ACH ROUTING
#. Funding either needs to be received
50025205 Ach Return John Hosty 2 or trade needs reversed.
ADJ should not have moved cash
since the Divs were all reinvest. Back
up sent to Settlement to have
$22067.67 ($20268.53 + $1799.14)
moved to Fund # 1. Settlement will
78309945 Trade Tracy Milligan 2 report to fund 5/4.
020 ACH DETAIL Reconciliation 2
527046 Trade Reconciliation 2 Trades are in Report # 146
527046 Trade Reconciliation 2 Trades are in Report # 146
05/04 - Purchase trade placed today in
1000862985 Trade Reconciliation 2 Fund # 970.
Wire Transfer In Reconciliation 2 05/01 - Emailed Cheri for updates.
956235 Commission [None] 1
956312 Commission [None] 1
956401 Commission [None] 1
5/4 - Gave details to FA and Chase to
5221000034 Trade Reconciliation 1 resolve.
956413 Commission [None] 1
956425 Commission [None] 1
956300 Commission [None] 1
956452 Commission [None] 1
05/04 - Difference between Liq trade
and wire sent out. Trade placed for
$517.71 and the wire sent out for
$517.69 in short of $0.02. please
2515 Misc Tracy Milligan 1 correct the difference.
05/04 - Difference in sweep
Misc Ayre Spencer 1 movements.
05/04 - Difference between ACH
return and funding received from the
S/H. ACH return for $7500.00 and
funding received for $7500.03 in
excess of 0.03.please correct the
2948786 Misc John Hosty 1 difference
956387 Commission [None] 1
5471017514 Fee - Red [None] 1
956197 Commission [None] 1
956449 Commission [None] 1
956375 Commission [None] 1
956348 Commission [None] 1
956437 Commission [None] 1
956399 Commission [None] 1
956122 Commission [None] 1
1000473864 Commission [None] 1
8400117055 Commission [None] 1
8400116830 Commission [None] 1
;ORIG ID: 9000191017 ;DESC DATE:
0 90501 ;CO ENTRY DESCR: NWL-
EFT ;SEC: PPD ;TRACE#:
21000029176323 ;EED: 0905 01 ;IND
ID: 917A082445 ;IND NAME:
Fee - Red [None] 1 GARTMORE
Sweep Interest Reconciliation 1
006 ACH SUMMARY Reconciliation 1
6001017253 Trade [None] 1
956211 Commission [None] 1
501001496 Federal Tax Reconciliation 1
9000191025 ;DESC DATE: 090501
;CO ENTRY DESCR: NWLICA-EFT
;SEC: PPD ;TRACE#:
21000029176326 ;EED: 090501 ;IN D
ID: 138A001732 ;IND NAME:
Fee - Red [None] 1 GARTMORE
6330014303 Fee - Red [None] 1
956134 Commission [None] 1
8400119593 Commission [None] 1
9010436052 Commission [None] 1
5000046308 Commission [None] 1
956476 Commission [None] 1
956488 Commission [None] 1
956464 Commission [None] 1
501003159 Underwriter Retained Robbie Puma 1
956185 Commission [None] 1
975363 Commission [None] 1
153295 Trade Reconciliation 1
Finders Fees Robbie Puma 1
730325 Commission [None] 1
9000706350 Commission [None] 1
9036732 Fee - Red Tracy Milligan 1
Sweep Interest Reconciliation 1
Paid and waiting for control #
NSCC DETAIL Reconciliation 1 067891210964005
956514 Commission [None] 1
956502 Commission [None] 1
911824 Fee - Red Tracy Milligan 1
Misc Reconciliation 1 Owed to
2651990 Trade [None] 1
8418440858 Commission [None] 1
1351082934 Fee - Red Reconciliation 1 Total for 5/4
917397 Commission [None] 1
05/04- Money coming from Ridgeworth
Ach Debit Received Reconciliation 1 Redemption account.
5001000558 Tax Reconciliation 1
818450 Commission [None] 1
956209 Commission [None] 1
956490 Commission [None] 1
Commission Payable [None] 1 A share
3581000264 Fee - FedEx [None] 1
9301003124 Fee - FedEx [None] 1
8030014095 Fee - FedEx [None] 1
2201029820 Fee - FedEx [None] 1
9301003124 Fee - FedEx [None] 1
9301008974 Fee - FedEx [None] 1
9301003124 Fee - FedEx [None] 1
9301110309 Fee - FedEx [None] 1
9301110309 Fee - IRA [None] 1
9301028863 Fee - IRA [None] 1
9301082613 Fee - IRA [None] 1
9301011323 Fee - IRA [None] 1
9181015935 Fee - IRA [None] 1
9340002169 Fee - IRA [None] 1
9311006200 Fee - IRA [None] 1
2201021621 Fee - IRA [None] 1
5330028823 Fee - IRA [None] 1
6330014303 Fee - IRA [None] 1
2174038131 Fee - IRA [None] 1
5001000558 Fee - IRA [None] 1
3891016085 Fee - IRA [None] 1
3891016097 Fee - IRA [None] 1
2297873 Trade [None] 1
040 ACH SUMMARY Reconciliation 1
05/04 - Account is in access level -
security violation. Please verify if trade
202450 Payroll Detail Lisa Miles 1 needs to be placed.
956336 Commission [None] 1
31599 Fee - IRA Reconciliation 1
11775 Fee - IRA Reconciliation 1
05/04 - Trade placed for $26555.53
and wire received for $26570.53 which
is in short of $15.00. Please validate if
a trade needs to be placed for the
81590933 Misc Scott Gorslene 1 difference.
05/04 - Trade placed for $342419.26
and wire received for $342434.26
which is in short of $15.00. Please
validate if a trade needs to be placed
79339432 Misc Scott Gorslene 1 for the difference.
21516287 Fee - IRA [None] 1 STI
Expected Custody [None] 1
05/04- Money coming from Ridgeworth
Ach Debit Received Reconciliation 1 Redemption account.
Commission Payable [None] 1 A share direct
Commission Reconciliation 1 WOF
Ach Debit Received [None] 1
1000995708 Commission [None] 1
Lit 56 trades placed for a total of
$9,336.76 and wire received for
$9,356.16 which is received in excess
by $19.40. Please validate trade will
Misc Lisa Miles 1 be placed for the difference.
980779 Fee - Red Tracy Milligan 1
05/04 - Wire received from Sh#
80261415 ( Bin# A3F707882).
80261415 Wire Transfer In John O'Neil 1 Emailed Chris for updates.
9340015141 ACH DETAIL Reconciliation 1
68239124 ACH DETAIL [None] 1
9340015141 ACH SUMMARY Reconciliation 1
8001009913 Trade [None] 1
8001009913 Trade [None] 1
8001009913 Trade [None] 1
5390021577 Trade [None] 1
8001009913 Trade [None] 1
81581353 Payroll Detail Reconciliation 1 05/04 - Trade placed into account.
Expected Custody [None] 1
Recon will contact the bank for the
reason of the return and the
Ach Return Reconciliation 1 shareholder details
CDSC Payable Reconciliation 1
Paid and waiting for control #
NSCC DETAIL Reconciliation 1 067891210980365
Commission Payable [None] 1 C share
5/4 - Difference in NSCC Summaries
$76152.31, $8,771,742.81, Wire
$8,644,838.33 and NSCC Div
Misc John O'Neil 1 Summary $50781.02. Please advise.
Paid and waiting for control #
NSCC DETAIL Reconciliation 1 067891210987402
5/4 - Trade needs to be settled off of
6180718523 Misc Lisa Miles 1 aged suspense.
Commission Payable Reconciliation 1 Owed to
1000995710 Commission [None] 1
25142 Commission [None] 1
WOF Tran Code Summary Items
Expected Custody Reconciliation 1 Based on Trade File
Ach Credit Received [None] 1
8001009910 Trade [None] 1
Commission Payable Reconciliation 1 Owed to
9330016422 ACH DETAIL Reconciliation 1
9330016422 ACH SUMMARY Reconciliation 1
Commission Payable [None] 1 A Share
Estimate Reconciliation 1
Paid and waiting for control #
NSCC DETAIL Reconciliation 1 067891210964815
NSCC DETAIL [None] 1
Expected Custody [None] 1
Fee - FedEx [None] 1 May fedex fees - Co = 639
754554 Commission [None] 1
78688355 ACH DETAIL [None] 1
68236483 ACH DETAIL [None] 1
86319802 ACH DETAIL [None] 1
92052437 ACH DETAIL [None] 1
92053110 ACH DETAIL [None] 1
BFS Receivable Fund Admin 1 Checks pulled. Invoice sent to FA.
009 ACH SUMMARY [None] 1
78750965 Trade [None] 1
8001009775 Trade [None] 1
8001009849 Trade [None] 1
80084410 Trade Reconciliation 1 Updated in tripp report
6001013549 Trade [None] 1
7032019290101 Trade Reconciliation 1
NSCC DETAIL [None] 1
5001000558 Trade [None] 1
NSCC DETAIL Reconciliation 1
NSCC DETAIL [None] 1
78597667 ACH DETAIL [None] 1
Ach Credit Received [None] 1
104335 ACH DETAIL [None] 1
840 ACH SUMMARY [None] 1
05/04- Money coming from Ridgeworth
Ach Debit Received Reconciliation 1 Redemption account.
5/4 - Blind ACH received. Information
has been given to processing. Please
advise if trade will be placed or funds
Ach Credit Received Lisa Miles 1 will be sent back to the shareholder.
98040372 Trade Reconciliation 1 Updated in tripp report
1001006905 Commission [None] 1
5/4 Funds owed from Redemption
8123764 ACH DETAIL Reconciliation 1 account
5/4 Funds owed from Redemption
8123764 ACH DETAIL Reconciliation 1 account
8123764 Trade Reconciliation 1 owed to
8123764 Trade Reconciliation 1 owed to
5000005187 Trade [None] 1
Fee - IRA Reconciliation 1
Expected Custody [None] 1
78691856 ACH DETAIL [None] 1
50022265 ACH DETAIL [None] 1
NSCC DETAIL [None] 1
NSCC DETAIL [None] 1
1330684 ACH DETAIL Reconciliation 1
1350945 ACH DETAIL Reconciliation 1
1383972 ACH DETAIL Reconciliation 1
1394209 ACH DETAIL Reconciliation 1
1394294 ACH DETAIL Reconciliation 1
1515651 ACH DETAIL Reconciliation 1
1516214 ACH DETAIL Reconciliation 1
350632 ACH DETAIL Reconciliation 1
037 ACH DETAIL Reconciliation 1
Expected Custody Reconciliation 1
Expected Custody [None] 1
475537 ACH DETAIL [None] 1
85009579765301 ACH DETAIL [None] 1
85009615660201 ACH DETAIL [None] 1
990000000001753 ACH DETAIL [None] 1
990000000002142 ACH DETAIL [None] 1
990000000002623 ACH DETAIL [None] 1
990000000002913 ACH DETAIL [None] 1
990000000002975 ACH DETAIL [None] 1
5/4 - Difference between ACH Credit
received for payroll for $22,336.80 and
payroll trades placed. Please verify if
additional trades will be placed or if
Misc Lisa Miles 1 funds need to be rejected.
9350001781 Trade [None] 1
Ach Credit Received [None] 1
Ach Credit Received [None] 1
Ach Debit Received [None] 1
2004001202 Trade Reconciliation 1
677664 ACH DETAIL [None] 1
855229 ACH DETAIL [None] 1
899690 ACH DETAIL [None] 1
990000000000432 ACH DETAIL [None] 1
990000000002546 ACH DETAIL [None] 1
990000000002143 ACH DETAIL [None] 1
768832 ACH DETAIL [None] 1
787883 ACH DETAIL [None] 1
990000000001230 ACH DETAIL [None] 1
067 ACH SUMMARY [None] 1
007 ACH SUMMARY [None] 1
8802034650 Trade [None] 1
990000000002144 ACH DETAIL [None] 1
990000000002668 ACH DETAIL [None] 1
184236 ACH DETAIL [None] 1
818284 ACH DETAIL [None] 1
85009615665301 ACH DETAIL [None] 1
85009615665401 ACH DETAIL [None] 1
NSCC DETAIL [None] 1
NSCC DETAIL [None] 1
1330043013 Trade [None] 1
6001013549 Trade [None] 1
010 ACH SUMMARY [None] 1
78604485 ACH DETAIL [None] 1
Paid and waiting for control #
NSCC DETAIL Reconciliation 1 067891210980381
Paid and waiting for control #
NSCC DETAIL Reconciliation 1 067891210964021
5630350218 Trade Reconciliation 1
Ach Debit Received [None] 1
920672 ACH DETAIL [None] 1
Ach Credit Received [None] 1
1001010562 Commission [None] 1
920672 ACH DETAIL [None] 1
925697 Commission [None] 1
935054 Commission [None] 1
NSCC DETAIL [None] 1
2401034683 Trade [None] 1
9301082613 Tax Reconciliation 1
Ach Credit Received [None] 1
05/04- Money coming from Ridgeworth
Ach Debit Received Reconciliation 1 Redemption account.
97081 Trade [None] 1
1001011006 Commission [None] 1
6001013549 Trade [None] 1
9330008303 Trade [None] 1
5/4 - Funds received for Gain/Loss.
Invoice has been given to settlement
501002789 Wire Transfer In Tracy Milligan 1 to report funds.
Paid and waiting for control #
NSCC DETAIL Reconciliation 1 067891210964823
981656 Commission [None] 1
Ach Credit Received [None] 1
9000753582 Commission [None] 1
Fee - Mgmt Reconciliation 1 Check cut 05/04
1389236 ACH DETAIL Reconciliation 1
78582739 ACH DETAIL [None] 1
899690 ACH DETAIL [None] 1
4610523 Trade [None] 1
Ach Credit Received [None] 1
897544 ACH DETAIL [None] 1
9330014713 Trade [None] 1
Commission Reconciliation 1 DIRECT
Ach Credit Received [None] 1
52601555 Trade [None] 1
6001013549 Trade [None] 1
Ach Credit Received [None] 1
1001006893 Commission [None] 1
97081 Trade [None] 1
990000000000629 ACH DETAIL [None] 1
Ach Credit Received [None] 1
1591383 Trade [None] 1
Paid and waiting for control #
NSCC DETAIL Reconciliation 1 067891210989390
350607 ACH DETAIL [None] 1
990000000003111 ACH DETAIL [None] 1
8015933300 DTS Auto Detail Workflow 1 5/4 - Need task id#.
9301028863 Tax Reconciliation 1
NSCC DETAIL [None] 1
;ORIG ID: 9000191017 ;DESC DATE:
0 90501 ;CO ENTRY DESCR: NWL-
EFT ;SEC: PPD ;TRACE#:
21000029176324 ;EED: 0905 01 ;IND
ID: 102A171957 ;IND NAME:
Fee - Red [None] 1 GARTMORE
Federal Tax Reconciliation 1 Owed to
1502712 ACH DETAIL Reconciliation 1
135 ACH DETAIL Reconciliation 1
1395311 ACH DETAIL Reconciliation 1
68233424 ACH DETAIL [None] 1
78552256 ACH DETAIL [None] 1
157495 ACH DETAIL [None] 1
Paid and waiting for control #
NSCC DETAIL Reconciliation 1 038591200000895
864898 ACH DETAIL [None] 1
879433 ACH DETAIL [None] 1
990000000000484 ACH DETAIL [None] 1
ACH SUMMARY [None] 1
8413570064 Trade [None] 1
23600787 Trade [None] 1
2244000503 Trade Reconciliation 1
864898 ACH DETAIL [None] 1
990000000001530 ACH DETAIL [None] 1
Ach Debit Received [None] 1
8001009888 Trade [None] 1
8001009909 Trade [None] 1
Ach Debit Received [None] 1
Ach Credit Received [None] 1
Ach Credit Received [None] 1
933945 Commission [None] 1
118959 ACH DETAIL Reconciliation 1
118959 Trade Reconciliation 1
Commission Reconciliation 1 DIRECT
Ach Credit Received [None] 1
Ach Credit Received [None] 1
Paid and waiting for control #
NSCC DETAIL Reconciliation 1 067891210964831
6330014303 Trade [None] 1
ACH SUMMARY [None] 1
78565518 ACH DETAIL [None] 1
967529 Commission [None] 1
78700818 ACH DETAIL [None] 1
1359243 ACH DETAIL Reconciliation 1
9300007567 ACH DETAIL Reconciliation 1
694063 ACH DETAIL [None] 1
9300007567 ACH SUMMARY Reconciliation 1
Ach Credit Received [None] 1
Ach Credit Received [None] 1
833689 ACH DETAIL [None] 1
990000000001109 ACH DETAIL [None] 1
1001010574 Commission [None] 1
Expected Custody Reconciliation 1
78702572 ACH DETAIL [None] 1
1235631 Trade [None] 1
1262904 Trade [None] 1
Ach Credit Received [None] 1
Ach Credit Received [None] 1
Paid and waiting for control #
NSCC DETAIL Reconciliation 1 067891210980803
NSCC DETAIL [None] 1
Commission Payable [None] 1 A share
3118039 Fee - Mgmt Reconciliation 1
78753959 ACH DETAIL [None] 1
039 ACH DETAIL Reconciliation 1
Commission Payable [None] 1 A share WOF
004 ACH SUMMARY [None] 1
667713 ACH DETAIL [None] 1
990000000001803 ACH DETAIL [None] 1
ACH SUMMARY [None] 1
NSCC DETAIL [None] 1
Ach Debit Received [None] 1
Ach Credit Received [None] 1
Ach Credit Received Reconciliation 1
98040372 Trade Reconciliation 1 Updated in tripp report
Commission Payable Reconciliation 1 Owed to
05/04 - Money coming from Victory
Commission Payable Reconciliation 1 NSCC account.
8030022067 Trade [None] 1
8530008520 Trade [None] 1
05/04 - Unfunded Wire Purchase (web
78700123 Trade Reconciliation 1 trade).
8128201 Trade Reconciliation 1
Ach Debit Received [None] 1
990000000001802 ACH DETAIL [None] 1
Commission Reconciliation 1 WOF
Expected Custody Reconciliation 1
Commission Payable Reconciliation 1
981668 Commission [None] 1
Estimate Reconciliation 1
Ach Credit Received [None] 1
Paid and waiting for control #
NSCC DETAIL Reconciliation 1 067891210964013
5710 Trade John O'Neil 1 5/4 - Funds need to be sent.
78646039 ACH DETAIL [None] 1
78701101 ACH DETAIL [None] 1
78728944 ACH DETAIL [None] 1
911331 ACH DETAIL [None] 1
96887 ACH DETAIL [None] 1
840 ACH SUMMARY [None] 1
990000000000858 ACH DETAIL [None] 1
5/4 - Returned for below fund
8025095800 Chase Cwr Detail Reconciliation 1 minimum for non employee.
78543422 Trade [None] 1
NSCC DETAIL [None] 1
Ach Credit Received [None] 1
001 ACH SUMMARY [None] 1
NSCC DETAIL Reconciliation 1
78718196 ACH DETAIL [None] 1
05/04 - Manual check has been issued
2452237 Stop Pay offset Reconciliation 1 today
BFS Receivable Fund Admin 1 Checks pulled. Invoice sent to FA.
841 ACH SUMMARY [None] 1
Commission Payable [None] 1 C share
18809858 Trade [None] 1
Ach Credit Received [None] 1
NSCC DETAIL [None] 1
Ach Credit Received [None] 1
NSCC DETAIL [None] 1
ACH SUMMARY [None] 1
85009684710701 ACH DETAIL [None] 1
Underwriter Retained Robbie Puma 1
NSCC DETAIL [None] 1
1394265 ACH DETAIL Reconciliation 1
6180054648 ACH DETAIL Reconciliation 1
1351056815 Trade Reconciliation 1
9371004893 Trade Reconciliation 1
9371004917 Trade Reconciliation 1
BFS Receivable Fund Admin 1 Checks pulled. Invoice sent to FA.
7001776360101 ACH DETAIL [None] 1
604999 ACH DETAIL [None] 1
673626 ACH DETAIL [None] 1
841433 ACH DETAIL [None] 1
102 ACH SUMMARY Reconciliation 1
990000000003303 ACH DETAIL [None] 1
ACH SUMMARY [None] 1
ACH SUMMARY [None] 1
ACH SUMMARY [None] 1
5330001810 Trade [None] 1
6320428300 Tax Reconciliation 1
892859 ACH DETAIL [None] 1
FR:ACH DEBIT ENDT:20090501
30912197276 Ach Debit Received Reconciliation 1 TRID:NONREF PY:ACH CRE
3891013494 Trade Reconciliation 1
2104006204 Trade Reconciliation 1
3941014268 Trade Reconciliation 1

Wire Transfer In [None] 1


78170689 Trade [None] 1
Ach Credit Received [None] 1
044 ACH SUMMARY [None] 1
Ach Credit Received [None] 1
2304905 Trade [None] 1
2304905 Trade [None] 1
2304905 Trade [None] 1
2304905 Trade [None] 1
2304905 Trade [None] 1
2304905 Trade [None] 1
Ach Credit Received [None] 1
Ach Debit Received Reconciliation 1
12012700 Trade Reconciliation 1 Updated in tripp report
Fee - Mgmt Reconciliation 1
CDSC Payable Reconciliation 1
78534169 ACH DETAIL [None] 1
BFS Receivable Fund Admin 1 Checks pulled. Invoice sent to FA.
7002494750101 ACH DETAIL [None] 1
914 ACH SUMMARY [None] 1
ACH SUMMARY [None] 1
2124017631 Trade Reconciliation 1
NSCC DETAIL [None] 1
104 ACH SUMMARY Reconciliation 1
Expected Custody Reconciliation 1
Federal Tax Reconciliation 1 Owed to
ACH SUMMARY [None] 1
Expected Custody Reconciliation 1
Ach Credit Received [None] 1
Ach Credit Received [None] 1
NSCC DETAIL [None] 1
78565621 Trade [None] 1
Estimate Reconciliation 1
Expected Custody [None] 1
6001012023 Trade [None] 1
Expected Custody Reconciliation 1
NSCC DETAIL [None] 1
Paid and waiting for control #
NSCC DETAIL Reconciliation 1 067891210980829
BFS Receivable Fund Admin 1 Checks pulled. Invoice sent to FA.
BFS Receivable Fund Admin 1 Checks pulled. Invoice sent to FA.
2200009705 ACH SUMMARY Reconciliation 1
Ach Credit Received [None] 1
1591383 Trade [None] 1
BFS Receivable Fund Admin 1 Checks pulled. Invoice sent to FA.
BFS Receivable Fund Admin 1 Checks pulled. Invoice sent to FA.
4177008921 Trade Reconciliation 1
Ach Credit Received [None] 1
3075708 Trade Reconciliation 1 05/04 - Check will be deposited today
5/4 - Gave details to FA and Chase to
5430000010 Trade Reconciliation 1 resolve.
Expected Custody Reconciliation 1
Ach Credit Received [None] 1
BFS Receivable Fund Admin 1 Checks pulled. Invoice sent to FA.
1591383 Trade [None] 1
2589380 Trade [None] 1
Estimate Reconciliation 1
2459372 Trade [None] 1
98040372 Trade Reconciliation 1 Updated in tripp report
Expected Custody [None] 1
31599 Trade [None] 1
NSCC DETAIL [None] 1
DTS Offline Detail Reconciliation 1
DTS Offline Detail Reconciliation 1
Ach Credit Received [None] 1
1330015469 Trade [None] 1
2330020474 Trade [None] 1
BFS Receivable Fund Admin 1 Checks pulled. Invoice sent to FA.
2154030268 Trade Reconciliation 1
2174035313 Trade Reconciliation 1
2184010060 Trade Reconciliation 1
9300010093 Chase Cwr Detail Reconciliation 1 5/4 - Returned for NSF due to escrow.
Deposit Reconciliation 1
Ach Credit Received [None] 1
Commission Payable Reconciliation 1 TOTAL OUTGOING CHECKS
ACH SUMMARY [None] 1
Paid and waiting for control #
NSCC DETAIL Reconciliation 1 067891210980811
NSCC DETAIL Reconciliation 1
Expected Custody Reconciliation 1
ACH SUMMARY [None] 1
Ach Credit Received [None] 1
Ach Credit Received [None] 1
9301110309 Trade [None] 1
BFS Receivable Fund Admin 1 Checks pulled. Invoice sent to FA.
9301082613 Trade [None] 1
Ach Credit Received [None] 1
85009631865401 ACH DETAIL [None] 1
2201021621 Trade [None] 1
Ach Credit Received [None] 1

Incoming Money
Transfer Lisa Miles 1 5/4 - Waiting on acct application.
9340002169 Trade [None] 1
05/04 - Gave wire details to
Blind Wire Lisa Miles 1 processing.
Paid and waiting for control #
NSCC DETAIL Reconciliation 1 067891210980373
10898 Commission [None] 1
NSCC DETAIL [None] 1
990000000002462 Trade Reconciliation 1
2261624 Trade [None] 1
Ach Credit Received [None] 1
ACH SUMMARY [None] 1
Chase Cwr Detail Reconciliation 1 5/4 - Trade to be placed.
Blind Wire Lisa Miles 1 05/04 - Gave details to processing.
2651990 Trade [None] 1
2184009854 ACH SUMMARY Reconciliation 1
6001017253 Trade [None] 1
105 ACH SUMMARY [None] 1
Ach Debit Received [None] 1
05/04 - Gave wire details to
Blind Wire Lisa Miles 1 processing.
BFS Receivable Fund Admin 1 Checks pulled. Invoice sent to FA.
Incoming Money
Transfer Lisa Miles 1 5/4 - Waiting on acct application.
Ach Debit Received [None] 1
Expected Custody [None] 1
Ach Credit Received [None] 1
NSCC DETAIL [None] 1
FR:ACH CREDIT ENDT:20090501
20912197451 Ach Credit Received Reconciliation 1 TRID:NONREF PY:ACH DE
9301028863 Trade [None] 1
Incoming Money
Transfer Lisa Miles 1 5/4 - Waiting on acct application.
Ach Credit Received [None] 1
6180126731 Trade Reconciliation 1
Ach Debit Received [None] 1
Ach Credit Received [None] 1
Ach Debit Received [None] 1
BFS Receivable Fund Admin 1 Checks pulled. Invoice sent to FA.
BFS Receivable Fund Admin 1 Checks pulled. Invoice sent to FA.
2651990 Trade [None] 1
31450 Trade Reconciliation 1 Updated in tripp report
Expected Custody Reconciliation 1 WOF FUND 7
556 ACH DETAIL Reconciliation 1
2104009263 Trade Reconciliation 1
2104009287 Trade Reconciliation 1
101 ACH SUMMARY Reconciliation 1
9181015935 Trade [None] 1
Ach Credit Received [None] 1
59431001553 Trade [None] 1
Ach Credit Received [None] 1
3891016085 Trade Reconciliation 1
3891016097 Trade Reconciliation 1
NSCC DETAIL [None] 1
Expected Custody [None] 1
1120007080 Trade [None] 1
8030024096 ACH SUMMARY Reconciliation 1
ACH SUMMARY [None] 1
8030014095 Trade [None] 1
FR:ACH CREDIT ENDT:20090501
20912197452 Ach Credit Received Reconciliation 1 TRID:NONREF PY:ACH DE
NSCC DETAIL [None] 1
Ach Credit Received [None] 1
ACH SUMMARY [None] 1
NSCC DETAIL Reconciliation 1
Expected Custody Reconciliation 1
Commission Payable Reconciliation 1
NSCC DETAIL [None] 1
24594 Trade Reconciliation 1 Updated in tripp report
3114865 Fee - Mgmt Reconciliation 1
Ach Credit Received [None] 1
2651990 Trade [None] 1
9311006200 Trade [None] 1
BFS Receivable Fund Admin 1 Checks pulled. Invoice sent to FA.
NSCC DETAIL [None] 1
9301003124 Trade [None] 1
1901009773 Trade Reconciliation 1
414211 Trade [None] 1
2001014269 Trade Reconciliation 1
ACH SUMMARY [None] 1
85028085280101 Trade Reconciliation 1

Wire Transfer In [None] 1


Expected Custody [None] 1
NSCC DETAIL [None] 1
065 ACH SUMMARY [None] 1
Ach Credit Received [None] 1
2401001708 Chase Cwr Detail Reconciliation 1 5/4 - Returned for NSF.
NSCC DETAIL [None] 1
037 ACH DETAIL Reconciliation 1
Incoming Money
Transfer Lisa Miles 1 5/4 - Waiting on acct application.
2201029820 Trade [None] 1
NSCC DETAIL [None] 1
Incoming Money
Transfer Lisa Miles 1 5/4 - Waiting on acct application.
Ach Debit Received [None] 1
2400005839 Trade [None] 1
Misc Reconciliation 1 Funds to move for ACH dividends.
2401014782 Chase Cwr Detail Reconciliation 1 5/4 - Trade to be settled.
6180054648 ACH DETAIL Reconciliation 1
3111871 Trade [None] 1
2011587 Trade [None] 1
102 ACH SUMMARY Reconciliation 1
102 ACH SUMMARY Reconciliation 1
005 ACH SUMMARY [None] 1
Ach Debit Received [None] 1
BFS Receivable Fund Admin 1 Checks pulled. Invoice sent to FA.
Ach Debit Received [None] 1
98040225 Trade Reconciliation 1 Updated in tripp report
NSCC DETAIL [None] 1
BFS Receivable Fund Admin 1 Checks pulled. Invoice sent to FA.
6001013549 Trade [None] 1
Estimate Reconciliation 1
NSCC DETAIL [None] 1
Ach Credit Received Reconciliation 1
6180127238 Trade Reconciliation 1
1170378 Trade [None] 1
Incoming Money
Transfer Lisa Miles 1 5/4 - Waiting on acct application.
Ach Credit Received [None] 1
Expected Custody [None] 1
NSCC DETAIL [None] 1
9331475359 Trade [None] 1
914 ACH SUMMARY [None] 1
5/4 - Wire returned for Acct Closed,
Returned Wire John O'Neil 1 please advise.
9201001838 Trade [None] 1
Expected Custody [None] 1
Ach Debit Received [None] 1
NSCC DETAIL [None] 1
BFS Receivable Fund Admin 1 Checks pulled. Invoice sent to FA.
Incoming Money
Transfer Lisa Miles 1 5/4 - Waiting on acct application.
Incoming Money
Transfer Lisa Miles 1 5/4 - Waiting on acct application.
311530 Trade Reconciliation 1
6320428300 Trade [None] 1
Expected Custody [None] 1
3104522 Trade [None] 1
5/4 - Gave details to FA and Chase to
5220000010 Trade Reconciliation 1 resolve.
012 ACH SUMMARY [None] 1
NSCC DETAIL [None] 1
2173894 Trade [None] 1
1783570 Trade [None] 1
NSCC DETAIL [None] 1
NSCC DETAIL [None] 1
NSCC DETAIL [None] 1
NSCC DETAIL [None] 1
009 ACH SUMMARY [None] 1
58446 Trade [None] 1
Ach Credit Received [None] 1
2261624 Trade [None] 1
8009408900 Chase Cwr Detail Reconciliation 1 5/4 - Trade to be placed.
Expected Custody [None] 1
NSCC DETAIL Reconciliation 1
2619854 Trade [None] 1
2955134 Trade [None] 1
Misc Reconciliation 1 Owed to
05/04- Money coming from Ridgeworth
Ach Debit Received Reconciliation 1 Redemption account.
Ach Credit Received [None] 1
001 ACH SUMMARY [None] 1
05/04 - Wire received for LINCOLN
Incoming Money INVESTMENT PLANNING. Trade will
Transfer Reconciliation 1 settle automatically.
BFS Receivable Fund Admin 1 Checks pulled. Invoice sent to FA.
2651990 Trade [None] 1
NSCC DETAIL [None] 1
007 ACH SUMMARY [None] 1
Expected Custody [None] 1
2561379 Trade [None] 1
2453809 Trade [None] 1
5/4 - Gave details to FA and Chase to
5490000010 Trade Reconciliation 1 resolve.
Checks cut to Dealers for Victory.
Need paacket to be scanned into PI in
12b-1 Fees Robbie Puma 1 order to clear.
3581000264 Trade Reconciliation 1
5/4 - Gave details to FA and Chase to
9140000040 Trade Reconciliation 1 resolve.

5/4 - Ach received,verify if trades will


Ach Credit Received Lisa Miles 1 be placed.
9741000346 Trade [None] 1
ACH SUMMARY [None] 1
1170378 Trade [None] 1
Ach Credit Received [None] 1
9291002070 Trade [None] 1
DTS Auto Detail Reconciliation 1
Expected Custody Reconciliation 1
2603797 Trade [None] 1
Expected Custody Reconciliation 1
BFS Receivable Fund Admin 1 Checks pulled. Invoice sent to FA.
Commission Payable Reconciliation 1 TOTAL OUTGOING CHECKS
NSCC DETAIL [None] 1
Expected Custody [None] 1
5630250014 Trade Reconciliation 1
9023912 Trade [None] 1
Expected Custody [None] 1
1170428 Trade [None] 1
NSCC DETAIL [None] 1
1497837 Trade [None] 1
008 ACH SUMMARY [None] 1
6330003114 Trade [None] 1
1170378 Trade [None] 1
5/4 - Gave details to FA and Chase to
5220000040 Trade Reconciliation 1 resolve.
9301008974 Trade [None] 1
1170428 Trade [None] 1
Federal Tax Reconciliation 1 owed to
9301093059 Trade [None] 1
20089 Trade Reconciliation 1 Updated in tripp report
2261624 Trade [None] 1
9300006924 Trade [None] 1
WOF Tran Code Summary Items
Expected Custody Reconciliation 1 Based on Trade File
Expected Custody Reconciliation 1 LIQ EFF 4/30
2261624 Trade [None] 1
8019554000 Trade [None] 1
1951363 Trade [None] 1
NSCC DETAIL [None] 1
NSCC DETAIL [None] 1
5630350218 Trade Reconciliation 1
2559704 Trade [None] 1
NSCC DETAIL [None] 1
78751118 Trade [None] 1
5330028823 Trade [None] 1
2649503 Trade [None] 1
Expected Custody [None] 1
BFS Receivable Fund Admin 1 Checks pulled. Invoice sent to FA.
NSCC DETAIL [None] 1
BFS Receivable Fund Admin 1 Checks pulled. Invoice sent to FA.
NSCC DETAIL Reconciliation 1
32577 Trade Reconciliation 1 Updated in tripp report
Ach Credit Received [None] 1
3104522 Trade [None] 1
ACH SUMMARY Reconciliation 1
5/4 - Gave details to FA and Chase to
9140000020 Trade Reconciliation 1 resolve.
220273 Trade [None] 1
Expected Custody Reconciliation 1
5/4 - Gave details to FA and Chase to
3501000457 Trade Reconciliation 1 resolve.
9301011323 Trade [None] 1
BFS Receivable Fund Admin 1 Checks pulled. Invoice sent to FA.
8030024444 Chase Cwr Detail Reconciliation 1 5/4 - Trade to be settled.
5/4 - Gave details to FA and Chase to
5490000040 Trade Reconciliation 1 resolve.
Expected Custody Reconciliation 1 PUR FUND 11
70010333280101 Trade Reconciliation 1
LIQ Tran Code Summary Items Based
Expected Custody Reconciliation 1 on Trade File
21516287 Trade [None] 1
2400005889 Trade [None] 1
NSCC DETAIL [None] 1
2594202 Trade [None] 1
5/4 - Please advise if trade will be
placed or if funds will be sent back to
the shareholder. Task ID #
DTS Offline Detail Ayre Spencer 1 t09043004sx.
PUR Tran Code Summary Items
Expected Custody Reconciliation 1 Based on Trade File
1591383 Trade [None] 1
Expected Custody Reconciliation 1
2174038131 Trade [None] 1
1591383 Trade [None] 1
NSCC DETAIL [None] 1
Estimate Reconciliation 1 05/04 - Estimates
Expected Custody [None] 1
62505 Trade Reconciliation 1
05/04 - Check stop paid as the
shareholder need the dividents to be
672523 Stop Pay offset Ayre Spencer 1 paid by wire
8019675900 Trade [None] 1
Ach Credit Received [None] 1
Expected Custody [None] 1
LIQ Tran Code Summary Items Based
Expected Custody Reconciliation 1 on Trade File
Ach Debit Received [None] 1
Ach Credit Received [None] 1
2186955 Trade [None] 1
2594202 Trade [None] 1
2594202 Trade [None] 1
2559704 Trade [None] 1
Ach Debit Received [None] 1
1170428 Trade [None] 1
1591383 Trade [None] 1
2401047299 Trade [None] 1
Estimate Reconciliation 1
28415 Trade Reconciliation 1 Updated in tripp report
2594202 Trade [None] 1
Expected Custody Reconciliation 1
5/4 - Gave details to FA and Chase to
5430000040 Trade Reconciliation 1 resolve.
F0091210656501 Blind Wire Ayre Spencer 1 5/4 - Gave wire detail to processing.
2603797 Trade [None] 1
2829289 Trade [None] 1
Ach Debit Received [None] 1
Expected Custody [None] 1
5/4 Late estimate settlement will
501004061 Book Transfer Credit Tracy Milligan 1 reverse today
27348 Trade Reconciliation 1 Updated in tripp report
NSCC DETAIL [None] 1
WOF Tran Code Summary Items
Expected Custody Reconciliation 1 Based on Trade File
501002012 Blind Wire Lisa Miles 1 5/4 - Gave wire detail to processing.
Ach Credit Received [None] 1
1591383 Trade [None] 1
Ach Credit Received [None] 1
5/4 - Gave details to FA and Chase to
5460000040 Trade Reconciliation 1 resolve.
5630250014 Trade Reconciliation 1
BFS Receivable Fund Admin 1 Checks pulled. Invoice sent to FA.
5/4 - Difference in custody movement.
Misc Tracy Milligan 1 Settlement is researching.
Expected Custody Reconciliation 1
05/04 - Gave wire details to
processing. Per Sharon, Bethesda will
be sending a trade ticket for the
correct allocation into the s/h's 3
3127267 Blind Wire John Hosty 1 accounts
NSCC DETAIL [None] 1
1820327 Trade [None] 1
05/04 - Gave wire details to
processing. Per sharon the s/h will be
2978284 Blind Wire John Hosty 1 contacted.
NSCC DETAIL [None] 1
85028309810201 Trade Reconciliation 1
Expected Custody [None] 1
98040260 Trade Reconciliation 1 Updated in tripp report
5/4 - Gave details to FA and Chase to
5220000020 Trade Reconciliation 1 resolve.
2651990 Trade [None] 1
80087400 Trade Reconciliation 1 Updated in tripp report
Incoming Money
F0091210479801 Transfer Reconciliation 1
6710400012 Trade [None] 1
6710400012 Trade [None] 1
6710400012 Trade [None] 1
6710400012 Trade [None] 1
05/04 - Check# 105518 has been
stopped, funds will be put back into the
141376 Stop Pay offset John Hosty 1 account.
Ach Debit Received [None] 1
ACH SUMMARY Reconciliation 1
80064320 Trade Reconciliation 1 Updated in tripp report
3086081 Trade [None] 1
LIQ Tran Code Summary Items Based
Expected Custody Reconciliation 1 on Trade File
1591383 Trade [None] 1
5/4 - Gave details to FA and Chase to
5490000020 Trade Reconciliation 1 resolve.
2601247 Trade [None] 1
Expected Custody Reconciliation 1
9300004721 ACH SUMMARY Reconciliation 1
Incoming Money
F0091210479401 Transfer Reconciliation 1
Ach Debit Received [None] 1
Ach Credit Received [None] 1
WOF Tran Code Summary Items
Expected Custody Reconciliation 1 Based
5/4 on Trade
- Paid File
& Waiting
NSCC DETAIL Reconciliation 1 018891209010216
F0091210744301 Blind Wire Ayre Spencer 1 5/4 - Gave wire detail to processing.
Misc Reconciliation 1
Expected Custody [None] 1
Estimate Reconciliation 1 05/04 - Estimates
1591383 Trade [None] 1
718849 Trade [None] 1
8185 Trade John O'Neil 1 5/4 - Funds need to be sent.
Expected Custody Reconciliation 1
Ach Credit Received Reconciliation 1
Incoming Money
F0091210415201 Transfer Reconciliation 1
Expected Custody Reconciliation 1 PUR EFF 4/30.
PUR Tran Code Summary Items
Expected Custody Reconciliation 1 Based on Trade File
Expected Custody Reconciliation 1 WOF 1-40
Ach Credit Received [None] 1
Ach Debit Received [None] 1
F0091210761501 Blind Wire Lisa Miles 1 5/4 - Gave wire detail to processing.
Ach Debit Received [None] 1
1185444 Trade [None] 1
Ach Debit Received [None] 1
05/04 - Gave wire details to
processing. Per Sharon, they have
calls out to Bethesda to find out what
606436 Returned Wire John Hosty 1 to do with the money
05/04 - Gave wire details to
processing. Per Sharon, they have
calls out to Bethesda to find out what
606436 Returned Wire John Hosty 1 to do with the money
05/04 - Gave wire details to
processing. Per Sharon, they have
calls out to Bethesda to find out what
606436 Returned Wire John Hosty 1 to do with the money
05/04 - Gave wire details to
processing. Per Sharon, they have
calls out to Bethesda to find out what
1195167 Returned Wire John Hosty 1 to do with the money
Ach Credit Received [None] 1
2459372 Trade [None] 1
Expected Custody [None] 1
Ach Credit Received [None] 1
5900823953 Trade John O'Neil 1 5/4 - Funds need to be sent.
Expected Custody [None] 1
WOF Tran Code Summary Items
Expected Custody Reconciliation 1 Based on Trade File
Incoming Money
F0091210414701 Transfer Reconciliation 1
Expected Custody [None] 1
Expected Custody Reconciliation 1
Ach Credit Received [None] 1
Expected Custody [None] 1
WOF Tran Code Summary Items
Expected Custody Reconciliation 1 Based on Trade File
Expected Custody [None] 1
Incoming Money
F009121050A901 Transfer Reconciliation 1
Ach Credit Received [None] 1
Expected Custody [None] 1
Ach Debit Received [None] 1
Expected Custody [None] 1
5/4 - Unfunded Purchase. Client has
4529 Trade Ayre Spencer 1 been contacted to retreive funds.
Ach Debit Received [None] 1
WOF Tran Code Summary Items
Expected Custody Reconciliation 1 Based on Trade File
LCT91211792700 Misc Debit Reconciliation 1
WOF Tran Code Summary Items
Expected Custody Reconciliation 1 Based on Trade File
Ach Debit Received Reconciliation 1
Expected Custody Reconciliation 1
Expected Custody [None] 1
Misc Reconciliation 1
98040367 Trade [None] 1
Ach Credit Received [None] 1
Expected Custody [None] 1
Expected Custody [None] 1
Estimate Reconciliation 1
Expected Custody Reconciliation 1
Expected Custody Reconciliation 1
Estimate Reconciliation 1
Expected Custody Reconciliation 1
Estimate Reconciliation 1
Expected Custody Reconciliation 1
Ach Debit Received Reconciliation 1
Expected Custody [None] 1
Ach Debit Received [None] 1
Ach Credit Received [None] 1
Expected Custody [None] 1
Ach Credit Received [None] 1
Ach Credit Received [None] 1
264998 IN Estimate Reconciliation 1 Late Estimate
Estimate Reconciliation 1 05/04 -Estimate
Expected Custody [None] 1
Estimate Reconciliation 1 05/04 - Estimate
Expected Custody [None] 1
Expected Custody [None] 1
Estimate Reconciliation 1 Estimates
Comments 2

4/28 - Cheryl has received stop


payment form from Ca. Form is to be
completed and returned to Ca.

Bluesky received response from State


of Texas that they will not refund the
money to Bluesky. Bluesky is
researching other options.

A 1042 was filed with IRS week of 2/23


to recoup overpayment. Expecting to
clear May 2009.

Expecting payment from IRS around


April 2009.
Huntington adjusted the February's
analysis bill by $2,800 for which Citi is
to pay.Once payment has been
received by ProFunds.04/22-Update
escalation notice was submitted on
funds to be received (Escalation
#0908401).Expecting to clear week of
04/27

Solution: Esc Notice 0911901 created


on 4/29. Fund Accounting is
submitting request for Corp funding.
Expected to clear end of April.

Expected to clear end of April.


01892247384
01892247384

01892247384
01892247384
01892247384
01892247384
Will clear week of 5/4.
Will clear week of 5/4.

Will clear middle of May.


Expected to clear by 5/8

Expected to clear by 5/8

Expected to clear by 5/8

Expected to clear by 5/8

Expected to clear by 5/8


Expected to clear week of 5/4.

Expected to clear 5/5

01892247384

Expected to clear by 5/8


01892247384

Expected to clear 5/5.

Expected to clear by 5/8


Will clear 5/5
DVISORS CONSHOHOCK ;REMARK
: ATT: DEALER 01 64 NMF FEES
SCHWAB REVENUE SHARING
MARCH 2009 /TIME/11:08 ;REC GFP:
0428150 8 ;MRNSEQ : 4747 ;FED
REF: 0428 B1B7TR1C 000038 **VIA
FED**

TOBANKINFOCDTD\01892096331BI
SYSFUNDINGSERVICESPERFORMA
NCEBSHARECOMMISSIONS3435ST
ELTZERROADCOLUMBUSOH43219I
NTERBKBNFBANKBNFORIGTOBNFI
NFOPOSTINGTIME20090429124147
82
Will Clear 5/5
RED FEE ASCENSUS /FRONTIER
/TIME/16:47 ;R EC GFP: 04302047
;MRNSEQ : 2009043000101054 ;FED
REF: 0430 I1B7031R 033556 **VIA
FED**

Will clear 5/5.

1000008141391
MARKET STREET 17TH FLOOR SAN
FR ANCISCO CA 94111 FED
ID=121000248 B/O
CUSTOMER=/2000178335
FRONTIER TRUST CO MPANY PO
BOX 10699 FARGO ND 58106-0699
REMARK=SHORT TERM
REDEMPTION FEES ASC
ENSUS/FRONTIER TRUS

1000008141391

Will Clear 5/5


01892247384
will clear on 05/05

Will Clear 5/5

01892247384

Will clear on 05/05.

Will clear on 05/05

1000008141391

Will clear on 05/05.

1000008141391

Will clear on 05/05.

Will clear on 05/05.

Will clear on 05/05.


Will clear on 05/05
Will clear on 05/05

Will clear 5/6.


Will clear 5/5.

Will clear 5/5.


Will clear on 05/05

Will clear on 05/05

RECON UNIT DSPF 74 ONE


NATIONWIDE PLA ZA COLUMBUS
OH 43215- ;DESCR : BHW OF
09/04/30 B/O NATIONWIDE BK
COLUMBUS O H 43215- ;REMARK :
FBO: JAYMIE A MEZA
/BNF/ACCT#614054647 ;REC GFP:
0430170 5

Expected to clear by 5/8


RECON UNIT DSPF 74 ONE
NATIONWIDE PLA ZA COLUMBUS
OH 43215- ;DESCR : BHW OF
09/04/30 B/O NATIONWIDE BK
COLUMBUS O H 43215- ;REMARK :
FBO: RICHARD PREECE JR ;REC
GFP: 04301705

Will clear 5/5.

RECON UNIT DSPF 74 ONE


NATIONWIDE PLA ZA COLUMBUS
OH 43215- ;DESCR : BHW OF
09/04/30 B/O NATIONWIDE BK
COLUMBUS O H 43215- ;REMARK :
FBO MARIA SERNA VELAZCO
604125497 FFC AUTO IRA
TRANSFERS ;REC GFP: 04301941
RECON UNIT DSPF 74 ONE
NATIONWIDE PLA ZA COLUMBUS
OH 43215- ;DESCR : BHW OF
09/04/30 B/O NATIONWIDE BK
COLUMBUS O H 43215- ;REMARK :
FBO: ROSALINDA SALAZAR
/BNF/ACCT#AUTOR IRA TRANSFER
(ROS ALINDA 0-91-9044) ;REC GFP:
0430

RECON UNIT DSPF 74 ONE


NATIONWIDE PLA ZA COLUMBUS
OH 43215- ;DESCR : BHW OF
09/04/30 B/O NATIONWIDE BK
COLUMBUS O H 43215- ;REMARK :
FBO: ARTHUR WINEGRAD
/BNF/ACCT#214709142 ;REC GFP:
04301 705

RECON UNIT DSPF 74 ONE


NATIONWIDE PLA ZA COLUMBUS
OH 43215- ;DESCR : BHW OF
09/04/30 B/O NATIONWIDE BK
COLUMBUS O H 43215- ;REMARK :
FBO: JONATHAN COLTON
/BNF/ACCT#AUTO IRA TRANSFER
(JONATH AN CO 7-0192) ;REC GFP:
04301705
RECON UNIT DSPF 74 ONE
NATIONWIDE PLA ZA COLUMBUS
OH 43215- ;DESCR : BHW OF
09/04/30 B/O NATIONWIDE BK
COLUMBUS O H 43215- ;REMARK :
FBO: SUSAN M MALIE
/BNF/ACCT#AUTO TRANSFER
(SUSAN MALIE 298 ;REC GFP:
04301705
Will clear on 05/05

Will clear 5/5.


Will clear on 05/05

Will clear 5/5.

Will clear 5/5.

Will clear on 05/05


Will clear on 05/05

Will clear on 05/05.


Expected to clear 5/5

Will Clear 5/5

Will clear 5/6.

Will clear end of May.

Will Clear 5/5


Will clear week of 5/4.
323358780

Will clear on 05/06.

Will Clear 5/5

Will clear on 05/06.


Will clear 5/5

Will clear on 05/05

01892096344

Will clear 5/5.

01892096344
Will clear 5/5

Will clear 5/5.


Will clear on 05/06.

Will Clear 5/5

Will Clear 5/5


01892398576
01892398576

Will Clear 5/5


Will Clear 5/5
Will clear 5/5.

Expected to clear 5/5.


Will Clear 5/5

Will clear on 05/06.

Will clear on 05/05


01891912021

Expected to clear 5/5

Will Clear 5/5


Will Clear 5/5

Will clear 5/5

Will clear 5/5


will clear on 05/05

Will Clear 5/5

Will Clear 5/5

01892151195

Will clear on 05/05

Expected to clear on 05/05


Will Clear 5/5

Will clear 5/5

Will clear 5/5.

will clear on 05/05

Will clear end of May.


Will clear 5/5.

Will clear 5/5.

Will clear 5/5.


Will clear 5/5
Will clear 5/5
Will clear 5/5
B-O:PROFUNDS ADVISORS 7501
WISCON EXPANDED DETAIL (FT):
FRM: ABA/101000695 UMB BANK
N.A. KANSAS CITY MISSOURI
64141 B/O: PROFUNDS ADVISORS
7501 WISCONSIN AVE SUITE 1000
BETHESDA M D 20814 O/B:
/9800006823 HOLD AT BANK 64141
DTLS: AC NAME CITI BL

Will Clear 5/5

will clear on 05/05

Will clear 5/5

Will clear 5/6.


Will clear 5/5
01891912021

Will clear 5/5


Will Clear 5/5

Will clear on 05/05

will clear on 05/05

Expected to clear 5/5


Will clear 5/5

Will Clear 5/5


Will Clear 5/5

Expected to clear 5/5


Expected to clear 5/5
Expected to clear 5/5
Will clear 5/5.
Will clear 5/5.

Expected to clear 5/5


Will clear 5/5

RECON UNIT DSPF 74 ONE


NATIONWIDE PLA ZA COLUMBUS
OH 43215- ;DESCR : BHW OF
09/05/01 B/O NATIONWIDE BK
COLUMBUS O H 43215- ;REMARK :
FFC AUTO IRA TRANSFERS MARK
HENSON 566069479 ;REC GFP: 0
5011717
Will clear 5/5.

Will clear 5/5.

Will clear 5/5.

Will clear 5/5.

Will clear 5/5.

Will clear 5/6.

Will clear 5/5.

Will clear 5/5


Will clear 5/5.
B-O:PROFUNDS ADVISORS 7501
WISCON EXPANDED DETAIL (FT):
FRM: ABA/101000695 UMB BANK
N.A. KANSAS CITY MISSOURI
64141 B/O: PROFUNDS ADVISORS
7501 WISCONSIN AVE SUITE 1000
BETHESDA M D 20814 O/B:
/9800006823 HOLD AT BANK 64141
DTLS: AC NAME CITI BL

Will clear 5/5.

Will Clear 5/5

Will clear 5/6.


Will clear 5/5.
Will clear 5/6.

Will clear 5/6.


Will clear 5/6.

Will clear 5/5.


Will clear 5/5.

REC GFP: 05011936


CHASEREF692960912 0FF
REVERSAL OF ENTRY DTD
04/30/2009 TRN 5384 700120JO AS
UTA BENE ACCOUNT CLOS ED
;REC GFP: 05011311

5) ;REC GFP: 05011936


Will clear 5/5.

Expected to clear 5/5

Will clear 5/5.

1000008141391

Will clear on 05/06.

Expected to clear 5/5

Expected to clear 5/5


;ORIG ID: 9000191017 ;DESC DATE:
0 90501 ;CO ENTRY DESCR: NWL-
EFT ;SEC: PPD ;TRACE#:
21000027846305 ;EED: 0905 01 ;IND
ID: 403A758497 ;IND NAME:
SILASSY EDWARD
Will clear 5/5
Will clear 5/5

Will clear 5/5.

Will Clear 5/5

Expected to clear 5/5

01891912021

Will clear 5/5.


Will clear 5/5.

Will Clear 5/5

Will clear 5/5.

Expected to clear 5/5

Will clear 5/5

Expected to clear 5/5

Will clear 5/5.

Expected to clear 5/5


Will clear 5/5.
Will clear 5/5.

Will clear 5/5.

Will clear 5/5.

Will Clear 5/5

Will clear on 05/05

Will clear 5/5.

Will clear 5/5.

Will clear 5/5

Expected to clear 5/5

Will Clear 5/5

Will clear 5/5.

Expected to clear 5/5


Will Clear 5/5
Will clear 5/5.

Will clear 5/5.

Expected to clear 5/5

Will clear 5/5.

Will clear 5/5.

Will clear 5/5.

Expected to clear 5/5

Will clear 5/5

Will clear 5/5.

Will clear 5/5.


Expected to clear 5/5.

Will clear on 05/05

will clear on 05/05

Will Clear 5/5


Will Clear 5/5

Will clear 5/5.


Will clear 5/5.

Will clear 5/5.


Will clear 5/5.
Will clear 5/5.

Will clear 5/5.

Will clear 5/5

Will clear 5/5.

Will clear 5/5.

Will clear 5/5.


Will clear 5/5.

Will clear 5/5.


Will Clear 5/5
Will Clear 5/5

Will clear on 04/06

Will clear 5/5


Will clear 5/5

Will clear 5/5

Will clear 5/5.


Will clear 5/5.
Will clear on 05/05

Will clear on 05/05.

Will clear on 05/05