INSTITUTE OF BUSINESS MANAGEMENT ,JADAVPUR UNIVERSITY

Anupam Chakraborty Sex-Male, Age-29+, C/O-A.K. Chakraborty , Chandpurpally Bagan, Nr-Sarat Colony , Nr-Dum Dum Airport, Kolkata - 81 9433493571 chk_anupam@rediffmail.com

Present Address: Mobile No: Email:

CAREER OBJECTIVE

To Optimize the all the operational process that includes the area ranging from Backoffice, KYC, Settlement wise Delivery, Funds Payin Payout, reconciliation of shares, implementation of new technology/ softwares that adapted with changes, Customized reporting to MD and smoothening the processes with ready reference .
WORK EXPERIENCE

Worked as a Relationship Executive in a franchisee of Angel Broking for

Customer advisor, Customer Risk, Derivative Trading, Equity Trading, Mutual Fund, Demat account opening etc. from April 2007 to August 2008 Worked as a Relationship Manager in India Infoline Zonal Office Kolkata from September 2008 to Feb 2009 doing trading on be half of my clients and others, opening of demat account, make understanding the risk with MTM margin, uncovered risk analysis and reporting , derivatives trading, commodity trading , currency trading , mutual fund investment, Life insurance product selling and helping customer for any technical support who used to do online trading .

Worked with SMC Global securities as a EXECUTIVE Operation from

February 2009 to Jun 2009 performing the duties of all franchisee Registration, group code generation, brokerage structure maintenance for the sub-brokers own account, bypassing structure for the generation of brokerage in their terminals, checking NCFM certificates for their terminals , in person verification of compliance status by visiting to their prescribed location, documentation maintenance for (company, individuals, huf, partnership firms, proprietorship firm) and making documentation as per the prescribed requirement of the SEBI, BSE, NSE. Checking the sms tips facility and sauda details with the mobile phone.

Worked as a Relationship Manager in Networth-PNB alliance from July 2009 to January 2010 performing the duties of opening online demat account with Punjab National Bank, enabling the bank accounts with internet banking facility, supporting the customers for trading with Networth-PNB trading Software, opening and helping the new clients for opening the savings/current account, investment support for various mutual fund ,tax structure for long term capital gain and short term capital gains, assisting them with Investment officer of PNB for getting various facilities that PNB are giving for the loan , credit card and other products.

INSTITUTE OF BUSINESS MANAGEMENT ,JADAVPUR UNIVERSITY

Joined as an Officer Franchisee Operation In Peerless securities HO on 27th

January 2010 handling . 1) Error free handling of all Delivery related works i.e. Pay-In, Pay-out, POA, Self delivery, Branch delivery error rectification, Margin release, Margin deposit, share reconciliation, Pool a/c verification, CDSL, NSDL, Inter depository, inter settlement for both manual and system generated considering their debit credit positions, Dividend payout settlement, corporate action settlement with rights, bonus, split and others . Difference bill generation for various Auction Settlements day to day basis. KYC status updating, UCC activation, uploading, modifying for various exchanges. Understanding and working with Share Pro package and their large application with various field with the risk associated as well as customized report generation from the software which requires large application of formulas and functions of MS-EXCEL. Involving in various other works such as MIS-BPR, Checking documentations, KYC compliance, NSE Inspection, BSE inspection, BSE BOLT Server, coordination with risk departments. Total involvement in various types of works, reporting as required time to time for the department with greater concentration and understanding. Checking ISIN status, Approved/non approved securities status, trade for trade status, and various pool account for pay out and margin deposit. 2) Uploading RMS exposure & Holding file to NOW-NSE software, ODINNSE,BSE,F&O segment at the end of the day for future date trading exposure limit. 3) All the SEBI registration process of Franchisee/sub-broker, authorized person , maintaing their performance report, brokerage bypass report, compliance report, part of income associated with branches as well as HO, communicating with NSE for approvation and obtaining SEBI registration, maintaining MIS, and preparing report according to the discretion of the management and Managing directors. Preparing the branch Budget monthly, yearly, projected branch target, Branch part income , comparing them with excel chart, accordingly compensation distribution report according to the discretion of management, processing their bills, associated client brokerage report etc.
PROFESSIONAL COURSES

Completed PGDM with Finance Specialization from IBM,Jadavpur under AIMA certification with 75% marks in Jun 2008, working on academic project. Completed PGDES&MS from IISWBM under the certification of IISWBM-ECIT combination with 69% marks over all in December 2007. Passed NCFM Capital Market (Dealers) Module with 69% marks And Derivatives Market(Dealers) Module with 81% marks in July 2008. Passed IRDA exam in 2008

INSTITUTE OF BUSINESS MANAGEMENT ,JADAVPUR UNIVERSITY

TRAINNING

Undergone ERP Training under IBM IISWBM collaboration in the IISWBM campus. Undergone training about Mutual fund, Securities, Derivatives etc with SBI CAPITAL SECURITIES.
SUMMER PROJECT

Developed a Inventory System database software with MS-Access & Visual Basic in IISWBM, Project finance with a coal industry for getting loan from the bank , maiking presentation for the various opportunities that the project will perform to gain the maximum capacity utilization with less cash outflow. Worked on the Risk assessment with respect to various Equity Scrips such as VaR , ELM , MTM as well as for Derivative segment such as Initial Margin , MTM etc. Working on the academic project for the compliance requirement for a broking firm.
EDUCATIONAL QUALIFICATIONS

Examination SSC HS B.Sc. (Physics)

Year of passing 1997 2000 2003

Institution Netaji Vidyapith H.S. School,Pandu, Guwahati Pandu College Pandu College

Board/Univer sity SEBA AHSEC Gauhati University

Percentage 63.3 61.20 53.33

COMPUTER KNOWLEDGE

Operating Systems Known: Windows-98,Windows-2000,Windows-XP, DOS . Software Packages Known: C, Visual Basic, Ms-Office(Excel function such as VLOOKUO,HLOOKUP,OTHER FORMULAS), HTML and SQL, Adobe page maker .

LINGUISTIC PROFICIENCY

Language English Hindi Bengali Assamese

Read Yes Yes Yes Yes

Write Yes Yes Yes Yes

Speak Yes Yes Yes Yes

Interests and Hobbies- Interacting with people, Traveling, reading news Paper

INSTITUTE OF BUSINESS MANAGEMENT ,JADAVPUR UNIVERSITY

Declaration I hereby declare that all the information given herein is true to the best of my knowledge and belief. Date: Place: Kolkata ______________________ (Anupam Chakraborty)