3rd Generation Partnership Project; Technical Specification Group Radio Access Network; UTRAN architecture for 3G Home Node

V9.6.0 !HN "; (2011-12) Sta#e $ Technical Specification !Release %"

3GPP TS 25.467

The present document has been developed within the 3rd Generation Partnership Project (3GPP TM) and may be further elaborated for the purposes of 3GPP. The present document has not been subject to any approval process by the 3GPP Or ani!ational Partners and shall not be implemented. This "pecification is provided for future development wor# within 3GPP only. The Or ani!ational Partners accept no liability for any use of this "pecification. "pecifications and reports for implementation of the 3GPP TM system should be obtained via the 3GPP Or ani!ational Partners$ Publications Offices.

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%eywords
UMTS, radio, architect re

3GPP Postal address 3GPP support office address

650 !o te de" # cio$e" - So%hia &'ti%o$i" Va$(o''e - )!&*+, Te$.- .33 4 92 94 42 00 )a/- .33 4 93 65 47 16

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Copyright Notification 'o part may be reproduced e(cept as authori!ed by written permission. The copyri ht and the fore oin restriction e(tend to reproduction in all media.
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1ontents....................................................................................................................................................3 >oreword...................................................................................................................................................7 , "cope......................................................................................................................................................9 * /eferences..............................................................................................................................................9 3 ?efinitions- symbols and abbreviations..................................................................................................9
3., ?efinitions..............................................................................................................................................................9 3.* .bbreviations.........................................................................................................................................................:

8 Overall architecture................................................................................................................................@
8., General...................................................................................................................................................................@ 8.,., A'0 Mana ement "ystem (AM")....................................................................................................................@ 8.,.* "ecurity Gateway ("eGB).................................................................................................................................@ 8.,.3 A'0 Gateway (A'0=GB)................................................................................................................................@ 8.,.8 A'0 < 8.* >unctional split.......................................................................................................................................................<

7 3T/.' functions for A'0 access......................................................................................................,,

7., 32 /e istration....................................................................................................................................................,, 7.,., General ,, 7.,.* 32 /e istrationC case of non 1"G 32s or non 1"G A'0s.............................................................................,* 7.,.3 32 /e istrationC case of 1"G 32s and 1"G or Aybrid A'0s........................................................................,3 7.,.8 A'0=GB tri ered 32 /e istration...............................................................................................................,8 7.,.7 32 /e istrationC case of Open .ccess A'0s...................................................................................................,9 7.* A'0 /e istration.................................................................................................................................................,: 7.*., General ,: 7.*.* A'0 /e istration procedure.............................................................................................................................,: 7.3 A'0=GB ?iscovery >unction............................................................................................................................,@ 7.3., General ,@ 7.8 A'0 de=re istration >unction..............................................................................................................................,@ 7.8., General ,@ 7.7 &uh ?isconnect.....................................................................................................................................................,@ 7.7., General ,@ 7.7.* &uh ?isconnect procedure.................................................................................................................................,< 7.9 Pa in Optimi!ation >unction............................................................................................................................*+ 7.9., General *+ 7.: A'0 to A'0 Mobility ........................................................................................................................................*+ 7.:., General *+ 7.:.* 1onnected mode mobility from one A'0 to another A'0 (&ntra A'0=GB- &ntra 1"G)...............................*+ 7.@ 1" user plane multiple(in ..................................................................................................................................*+ 7.< &nbound Mobility to A'0....................................................................................................................................*+ 7.<., General *+ 7.<.* 1onnected Mode &nbound Mobility for 1"G 32s to 1"G A'0s or to Aybrid 1ells......................................*+ 7.<.3 1onnected Mode &nbound Mobility for non=1"G 32s to 1"G A'0s or to Aybrid 1ells..............................** 7.<.8 1onnected Mode &nbound Mobility to open access A'0s ..............................................................................*3 7.,+ 1"G "ubscription 2(piry...................................................................................................................................*7

9 /eDuirements for OEM.......................................................................................................................*7

9., OEM for A'0....................................................................................................................................................*7 9.,., Provisionin Procedure for A'0......................................................................................................................*7 9.,.* 5ocation ;erification........................................................................................................................................*9 9.,.*., General *9 9.,.*.* Macro=cell &nformation..................................................................................................................................*9 9.,.*.*., General *9 9.,.*.*.* 3T/.' 1ell &nformation...........................................................................................................................*9 9.,.*.*.3 G"M 1ell &nformation................................................................................................................................*:

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9.,.*.3 G'"" 5ocation &nformation..........................................................................................................................*: 9.,.*.8 0roadband 1onnection &nformation...............................................................................................................*: 9.,.3 A'0=GB ?iscovery.........................................................................................................................................*: 9.,.8 A'0 Provisionin .............................................................................................................................................*@ 9.,.8., General *@ 9.,.8.* 1' 5evel Parameters.....................................................................................................................................*@ 9.,.8.3 /.' 5evel Parameters..................................................................................................................................*< 9.,.8.8 /> 5evel Parameters......................................................................................................................................3, 9.* OEM for A'0 GB.............................................................................................................................................3,

: &uh interface protocol structure............................................................................................................3*

:., General.................................................................................................................................................................3* :.* &uh 3*

Annex A (informative): Change History......................................................................................35

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)ore1ord
This Technical "pecification has been produced by the 3rd Generation Partnership Project (3GPP). The contents of the present document are subject to continuin wor# within the T"G and may chan e followin formal T"G approval. "hould the T"G modify the contents of the present document- it will be re=released by the T"G with an identifyin chan e of release date and an increase in version number as followsC ;ersion (.y.! whereC ( the first di itC , presented to T"G for informationF * presented to T"G for approvalF 3 or reater indicates T"G approved document under chan e control. y the second di it is incremented for all chan es of substance- i.e. technical enhancements- correctionsupdates- etc. ! the third di it is incremented when editorial only chan es have been incorporated in the document.

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Sco%e

The present document specifies the 3T/.' architecture for 3G Aome 'ode0 (A'0). &t covers specification of the functions for 32s not supportin 1losed "ubscriber Groups (1"G) and 32s supportin 1"Gs. &t also covers A'0 specific reDuirements for OEM.

!e3ere'ce"
/eferences are either specific (identified by date of publication- edition number- version number- etc.) or non=specific. >or a specific reference- subseDuent revisions do not apply. >or a non=specific reference- the latest version applies. &n the case of a reference to a 3GPP document (includin a G"M document)- a non=specific reference implicitly refers to the latest version of that document in the same Release as the present document. G,H G*H G3H G8H G7H G9H G:H G@H G<H G,+H G,,H G,*H 3GPP T/ *,.<+7C I;ocabulary for 3GPP "pecificationsI. 3GPP T" *7.89@C I3T/.' &uh &nterface /3. si nallin I. 3GPP T" *7.89<C I 3T/.' &uh &nterface A'0.P si nallin I. 3GPP T" *7.8+,C I3T/.' overall descriptionI. 3GPP T" *7.8,+C I3T/.' &u &nterfaceC eneral aspects and principlesI. &2T> />1 8<9+ ("eptember *++:)C I"tream 1ontrol Transmission ProtocolI. 0roadband >orum T/=+9< .mendment *- CPE WAN Management Protocol- 0roadband >orum Technical /eport- *++:. 3GPP T" *7.888C I&uh data transport and transport si nallin I. 3GPP T" *7.8,3C I3T/.' &u &nterface /.'.P "i nallin I. 3GPP T" *3.+9+C IGeneral Pac#et /adio "ervice (GP/")F "ervice ?escriptionF "ta e *I. 3GPP T" **.**+C I"ervice reDuirements for Aome 'ode0s and Aome e'ode0sI. 3GPP T" *7.8,<C I3T/.' &u &nterfaceC "ervice .rea 0roadcast Protocol ".0PI.

The followin documents contain provisions which- throu h reference in this te(t- constitute provisions of the present document.

4e3i'itio'", "56(o$" a'd a((re7iatio'"

3.1 4e3i'itio'"
>or the purposes of the present document- the terms and definitions iven in T/ *,.<+7 G,H and the followin apply. . term defined in the present document ta#es precedence over the definition of the same term- if any- in T/ *,.<+7 G,H. HNB, Home NodeB, 3G Home NodeB: as defined in T" **.**+ G,,H. These terms- their derivations and abbreviations are used synonymously throu hout this document. CSG HNBC . A'0 that is a 1"G 1ell broadcastin a 1"G &ndicator and a specific 1"G identity.

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Non CSG HNBC . A'0 that does not broadcast either a 1"G &ndicator or a 1"G &dentity. Hy rid HNBC . A'0 that is a hybrid 1ell not broadcastin a 1"G &ndicator but broadcastin a 1"G identity. !em ershi" #erifi$ation: The process that chec#s whether a 32 is a member or non=member of a hybrid cell A$$ess Contro%: The process that chec#s whether a 32 is allowed to access and to be ranted services in a closed cell CSG &' #a%idation: The process that chec#s whether the 1"G &? sent via relocation messa es is the same as the one supported by the tar et /.'

3.2 &((re7iatio'"
>or the purposes of the present document- the abbreviations iven in T/ *,.<+7 G,H and the followin apply. .n abbreviation defined in the present document ta#es precedence over the definition of the same abbreviation- if any- in T/ *,.<+7 G,H. 1"G ?"5 ?"5=GB GP" AM" A'0 A'0=GB AB &P 5.1 /.1 /GB ".1 "eGB "B 1losed "ubscriber Group ?i ital "ubcriber 5ine ?"5 GateBayG'""Global 'avi ation "atellite "ystem Global Positionin "ystem Aome 'ode0 Mana ement "ystem 3G Aome 'ode0 3G A'0 Gateway Aard Bare &nternet Protocol 5ocal .rea 1ode /outin .rea 1ode /esidential GateBay "ervice .rea 1ode "ecurity GateBay "oftBare

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87era$$ architect re

4.1 Ge'era$
The overall 3MT" architecture and 3T/.' architectures are described in *7.8+, G8H and *7.8,+ G7H. >or clarity and ease of understandin - at appropriate places references to T/=+9< G:H and associated methods are described briefly althou h they are beyond the scope of this specification. The reference model shown in >i ure 8.,=, below contains the networ# elements that ma#e up the A'0 access networ#. There is one=to=many relationship between A'0=GB and A'0(s).

&i#ure '()*)( +uh reference model( The A'0 GB serves the purpose of a /'1 presentin itself to the 1' as a concentrator of A'0 connections. The &u interface between the 1' and the A'0=GB serves the same purpose as the interface between the 1' and a /'1. One A'0 serves only one cell. 'OT2C The "ecurity ateway is a lo ically separated entity and may be implemented either as a separate physical element or inte rated into- for e(ample- a A'0=GB.

The A'0 access networ# includes the functional entities as shown in >i ure 8.,=, and detailed below.

4.1.1 9*: Ma'a2e6e't S5"te6 (9MS)

= = = = 0ased on T/=+9< family of standards G:H >acilitates A'0=GB discovery Provisions confi uration data to the A'0 Performs 5ocation verification of A'0 and assi ns appropriate servin elements (AM"- "ecurity Gateway and A'0=GB).

4.1.2 Sec rit5 Gate1a5 (SeG;)

= = = Terminates "ecure tunnellin for T/=+9< G:H as well as &uh .uthentication of A'0 Provides the A'0 with access to the AM" and A'0=GB

4.1.3 9*: Gate1a5 (9*:-G;)

= = Terminates &uh from A'0. .ppears as an /'1 to the e(istin 1ore networ# usin e(istin &u interface. "upports A'0 re istration and 32 re istration over &uh.

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4.1.4 9*:
= = = = 1ustomer Premise 2Duipment that offers the 3u &nterface to the 32 Provides /.' connectivity usin the &uh interface "upports /'1 li#e functions- the details of which are captured in table 8.*=, below "upports A'0 re istration and 32 re istration over &uh.

4.2 ) 'ctio'a$ "%$it

The 3T/.' functions in the A'0 are supported by /.'.P- whereas the A'0 specific functions are supported by the Aome 'ode0 .pplication Protocol (A'0.P) between the A'0 and the A'0 GB. The A'0 GB provides a concentration function for the control plane and may provide a concentration function for the user plane. This sub=clause defines the functional split between the core networ# and the 3MT" radio access networ#. The functional split is shown in table 8.*=, and 8.*=*

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Ta,le '($*)( &unctional split for UTRAN function in the HN access(

&unction RA mana#ement functions/ !&: e"ta($i"h6e't, 6odi3icatio' a'd re$ea"e !&: characteri"tic" 6a%%i'2 = tra'"6i""io' (earer" !&: characteri"tic" 6a%%i'2 U (earer" !&: > e i'2, %re-e6%tio' a'd %riorit5 Radio Resource 0ana#ement functions/ !adio !e"o rce ad6i""io' co'tro$ :roadca"t ='3or6atio' +u link 0ana#ement functions/ = "i2'a$$i'2 $i'? 6a'a2e6e't &TM V+ 6a'a2e6e't &&#2 e"ta($i"h a'd re$ea"e &&#5 6a'a2e6e't GTP-U T ''e$" 6a'a2e6e't T+P Ma'a2e6e't : 33er Ma'a2e6e't +u U*plane !RN1" 0ana#ement/ = U-%$a'e 3ra6e %rotoco$ 6a'a2e6e't = U-%$a'e 3ra6e %rotoco$ i'itia$i@atio' 0o,ilit2 mana#ement functions/ #ocatio' i'3or6atio' re%orti'2 9a'do7er a'd !e$ocatio' ='ter !*+ hard 98, = r 'ot "ed or 'ot a7ai$a($e Ser7i'2 !*S !e$ocatio' (i'tra0i'ter MS+) ='ter "5"te6 hard 98 (UMTS-GSM) ='ter "5"te6 +ha'2e (UMTS-GSM) Pa2i'2 Tri22eri'2 Pa2i'2 8%ti6i@atio' G,!&* S5"te6 ='3or6atio' !etrie7a$ Securit2 &unctions/ 4ata co'3ide'tia$it5 !adio i'ter3ace ci%heri'2 +i%heri'2 ?e5 6a'a2e6e't U"er ide'tit5 co'3ide'tia$it5 4ata i'te2rit5 ='te2rit5 chec?i'2 ='te2rit5 ?e5 6a'a2e6e't Ser3ice and Network Access functions/ +* Si2'a$$i'2 data 4ata Vo$ 6e !e%orti'2 U, Traci'2 #ocatio' re%orti'2 +u .o*ordination functions/ Pa2i'2 co-ordi'atio' *&S *ode Se$ectio' ) 'ctio' M8+* !ero ti'2 ) 'ctio' *ote 1*ote 2HN < < < < < < < HN G< *ote1 < .N <

<

< *ote 2 < < < < < < <

< < < < < < <

< <

< < < < < < < < < < < < < < < < < < <

<

< < < < < < < < < < < < < < < < < <

Thi" 3 'ctio' co $d (e 'eeded 3or T*# addre"" tra'"$atio' i' the 9*: G; 1he' there i" 'o "er %$a'e direct tra'"%ort co''ectio' (et1ee' 9*: a'd +* 9*: G; i" a($e to %er3or6 the 3i$teri'2 o3 S&:P 6e""a2e" i.e. deter6i'e" 3ro6 the S&= $i"t to 1hich 9*: the S&:P 6e""a2e 'eed" to (e "e't a'd the' di"tri( te" the S&:P 6e""a2e" to the a%%ro%riate 9*:". Thi" i" a' o%tio'a$ 3 'ctio' i' 9*: G;.

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,, Ta,le '($*$( &unctional split for HN

&unction HN Re#istration Note ) 9*: !e2i"tratio' ) 'ctio' 9*:-G; 4i"co7er5 ) 'ctio' 9*: de-re2i"tratio' ) 'ctio' U4 Re#istration for HN U, !e2i"tratio' ) 'ctio' 3or 9*: U, de-re2i"tratio' ) 'ctio' 3or 9*:
Note )

3GPP T" *7.89: ;<.9.+ (*+,,=,*) function in the HN

HN < < <

access(
.N

HN G< <

< <

< <

+uh user*plane 0ana#ement functions = h U"er %$a'e tra'"%ort (earer ha'd$i'2 ) 'ctio'" 3or 6 $ti%$e/i'2 +S "er %$a'e o' the U%$i'? 4nhanced +nterference 0ana#ement Miti2atio' o3 ='ter3ere'ce 3ro6 9*: to Macro

< <

< <

<

U4 Access .ontrol 5 0em,ership 6erification =4#, 6ode <*ote2 < < +o''ected 6ode (i'(o 'd re$ocatio' to 9*: ce$$") < < +SG =4 7a$idatio' < < +SG S ("cri%tio' ,/%ir5 < < < *ote 1Protoco$ " %%ort 3or thi" 2ro % o3 3 'ctio'" i" %ro7ided (5 the 9*: &%%$icatio' Protoco$. *ote 2&cce"" co'tro$ or 6e6(er"hi% 7eri3icatio' at the 9*: are o%tio'a$.

UT!&* 3 'ctio'" 3or 9*: acce""

5.1 U, !e2i"tratio'
5.1.1 Ge'era$
The 32 /e istration >unction for A'0 provides means for the A'0 to convey 32 identification data to the A'0=GB in order to perform access control or membership verification for the 32 in the A'0 GB. The 32 /e istration also informs the A'0=GB of the specific A'0 where the 32 is located. The followin sections illustrate the case when the A'0 re isters a specific 32 with the A'0=GB. The re istration is tri ered when the 32 attempts to access the A'0 via an initial '." messa e (e. ..- 5ocation 3pdatin /eDuest) and there is no conte(t in the A'0 allocated for that 32.

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5.1.2 U, !e2i"tratio'- ca"e o3 'o' +SG U," or 'o' +SG 9*:"

&i#ure 7()($*)( U4 Re#istration for non .SG U4s or non .SG HN s( ,. 3pon campin on the A'0- the 32 initiates an initial '." procedure (e. . 53 Procedure) by establishin an //1 connection with the A'0. 32 identity- 32 capabilities and 2stablishment 1ause- are reported to the A'0 as part of the //1 1onnection establishment procedure. *. The 32 then transmits a //1 &nitial ?irect Transfer messa e carryin the initial '." messa e (e. . 5ocation 3pdatin /eDuest messa e) with some form of 32 identity. 3. The A'0 chec#s the 32 capabilities provided in step ,- and if these indicate that 1"G is not supported- or the A'0 itself does not support 1"G- and if the identity of the 32 (provided durin //1 1onnection 2stablishment) is un#nown at the A'0 bein accessed- i.e. no 1onte(t id e(ists for the 32- the A'0 initiates 32 re istration towards the A'0=GB (step 7=:). 0efore startin the 32 /e istration procedure- the A'0 tri ers the &dentification procedure (step 3) as#in the 32 for its &M"&- unless that identity has been provided durin the //1 1onnection 2stablishment or optionally if it is an emer ency call. &f the A'0 has a conte(t id for the 32- the 32 re istration procedure is not performed nor is the &dentification procedure. 8. The A'0 may optionally perform access control or membership verification based on the provided &M"& and the provided .llowed &M"& list. &f the 32 reDuests emer ency services it shall always be admitted to the cell. 7. The A'0 attempts to re ister the 32 on the A'0=GB by transmittin the 32 /2G&"T2/ /2J32"T. The messa e contains at a minimumC ( = = 'OT2C )* &dentityC a uniDue identity for the 32 provided in step , or 3. )* Ca"a i%itiesC derived from that provided in step ,. +egistration Ca,seC the indication about a 32 re istration for an emer ency call. The 32 &dentity provided in the A'0.P 32 /2G&"T2/ /2J32"T messa e is unauthenticated.

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9. The A'0=GB chec#s the 32 capabilities and the /e istration 1ause. &f the 32 capabilities indicate that 1"G is not supported or if the A'0 does not support 1"G- the A'0=GB shall perform access control or membership verification for the particular 32 attemptin to utili!e the specific A'0. &f the 32 reDuests emer ency services it shall always be admitted to the cell. :. &f the A'0=GB accepts the 32 re istration attempt it shall allocate a conte(t=id for the 32 and respond with an A'0.P 32 /2G&"T2/ .112PT messa e- includin the conte(t=id- to the A'0. >or non=1"G 32s- the A'0= GB may also include the 1"G Membership "tatus in the A'0.P 32 /2G&"T2/ .112PT messa e. &f the A'0=GB chooses not to accept the incomin 32 re istration reDuest then the A'0=GB shall respond with an A'0.P 32 /2G&"T2/ /2K21T messa e. @. The A'0 then sends an /3. 1O''21T messa e containin the /.'.P &nitial 32 messa e. <. The reception of the /3. 1O''21T messa e at the A'0=GB tri ers the setup of an "11P connection by the A'0=GB towards the 1'. The A'0=GB then forwards the /.'.P &nitial 32 Messa e to the 1'. ,+. The 1' responds with an "11P 1onnection 1onfirm messa e. ,+a. The A'0=GB shall additionally utili!e a 1' assisted method if available (e. . usin &M"& provided in the 1OMMO' &? messa e)- to alleviate the security ris#s associated with spoofin of &M"& and can subseDuently tri er a 32 dere istration upon detection of such an event. ,,. The 32 continues with the '." procedure (e. . 5ocation 3pdatin procedure) towards the 1'- via the A'0 and the A'0=GB.

5.1.3 U, !e2i"tratio'- ca"e o3 +SG U," a'd +SG or 95(rid 9*:"

This call flow assumes that the 1ore 'etwor# is able to perform access control on the basis of 1losed "ubscriber Groups.

&i#ure 7()(3*)( U4 Re#istration for .SG U4s and .SG or H2,rid HN s(

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,. 3pon campin on the A'0- the 32 initiates an initial '." procedure (e. . 53 Procedure) by establishin an //1 connection with the A'0. 32 identity and 32 capabilities are reported to the A'0 as part of the //1 1onnection establishment procedure. *. The 32 then transmits a //1 &nitial ?irect Transfer messa e carryin the initial '." messa e (e. . 5ocation 3pdatin /eDuest messa e) with some form of identity (e. . &M"& or TM"&- ..). 3. The A'0 chec#s the 32 capabilities provided in step ,- and if these indicate that 1"G is supported and if the identity of the 32 (provided durin //1 1onnection 2stablishment) is un#nown at the A'0 bein accessed- i.e. no 1onte(t id e(ist for the 32- the A'0 initiates 32 re istration towards the A'0=GB (steps 8=9). &f the A'0 has a conte(t id for the 32- 32 re istration procedure is not performed. 'o &dentification procedure is tri eredindependent of the identity reported by the 32 durin the //1 1onnection 2stablishment. 8. The A'0 attempts to re ister the 32 on the A'0=GB by transmittin the 32 /2G&"T2/ /2J32"T. The messa e containsC ( = = 'OT2C )* &dentityC a uniDue identifier for the 32 and provided in step ,. )* $a"a i%ities: derived from that provided in step ,. +egistration Ca,seC the indication about a 32 re istration for an emer ency call. The 32 &M"&LTM"& provided in the 32 /2G&"T2/ messa e is unauthenticated.

7. The A'0=GB chec#s 32 capabilities and if these indicate that 1"G is supported and if the A'0 supports 1"Gthe A'0=GB may accept the 32 re istration and allocate a conte(t=id for the 32. 9. The A'0=GB responds with a 32 /2G&"T2/ .112PT messa e bac# to the A'0 includin a conte(t=id allocated to the 32 :. The A'0 then sends a /3. 1O''21T messa e containin the /.'.P &nitial 32 messa e. The /.'.P &nitial 32 messa e may contain the 1ell .ccess Mode. @. The reception of the /3. 1O''21T messa e at the A'0=GB tri ers the setup of an "11P connection by the A'0=GB towards the 1'. The A'0=GB then forwards the &nitial 32 Messa e includin the 1"G id of the A'0. <. The 1' responds with an "11P 1onnection 1onfirm messa e. ,+. The 1' may optionally perform Mobility Mana ement procedures- e. . .uthentication procedure. ,,. The 1' performs access control (in case of 1"G cells) or membership verification (in case of Aybrid cells) of the 32. ,*. .fter bein ranted access the 32 then continues with the '." procedure (e. . 5ocation 3pdatin procedure) towards the 1'- via the A'0 and the A'0=GB. ?urin such procedures the 1' may send to the A'0 the 32 membership status for the accessed cell in the 1OMMO' &? messa e.

5.1.4 9*:-G; tri22ered U, !e2i"tratio'

The followin section describes the mechanism- which is used to mana e 32 re istration and associated conte(t &?s for the scenarios based on A'0=GB tri ered setup of 32=associated "i nalin 1onnection. &n this mechanism- the /3. 1onnect messa e is used for transportin the first /.'.P messa e resultin in networ# tri ered setup of 32=associated "i nalin 1onnection (e. . /.'.P /elocation /eDuest).

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,7

3GPP T" *7.89: ;<.9.+ (*+,,=,*)

&i#ure 7('()*)( HN *G- Tri##ered U4 Re#istration The above call flow assumes that the A'0=GB receives a tri er for inbound relocation for a 32 (e. . /.'.P /elocation /eDuest messa e from the 1') as shown in step +. ,. The A'0=GB receives a /.'.P messa e and determines the tar et A'0 *. The A'0=GB sends the /.'.P messa e encapsulated in the /3. 1onnect messa e to the tar et A'0. The /3. 1onnect Messa e may contain the CSG Membership Status &2 3. The A'0=GB and the tar et A'0 perform an implicit re istration (A'0=GB establishes a 32 specific 1onte(t &dentifier to be used between the A'0 and the A'0=GB- i.e. either re=use the e(istin 1onte(t &dentifier if already present for the 32 or otherwise allocate a new one) for the incomin 32 session. The A'0 also allocates the appropriate resource for handlin the reDuest in the /.'.P messa e. 8. The /.'.P reply messa e from the A'0 to the A'0=GB is encapsulated in the /3. Direct Transfer messa e.

3GPP

/elease <

,9

3GPP T" *7.89: ;<.9.+ (*+,,=,*)

5.1.5 U, !e2i"tratio'- ca"e o3 8%e' &cce"" 9*:"

&i#ure 7()(3*)( U4 Re#istration to open access HN s( ,. 3pon campin on the A'0- the 32 initiates an initial '." procedure (e. . 53 Procedure) by establishin an //1 connection with the A'0. 32 identity and 32 capabilities are reported to the A'0 as part of the //1 1onnection establishment procedure. *. The 32 then transmits a //1 &nitial ?irect Transfer messa e carryin the initial '." messa e (e. . 5ocation 3pdatin /eDuest messa e) with some form of identity (e. . &M"& or TM"&). 3. &f the identity of the 32 (provided durin //1 1onnection 2stablishment) is un#nown at the A'0 bein accessed- i.e. no 1onte(t id e(ist for the 32- the A'0 initiates 32 re istration towards the A'0=GB (steps 8= 9). &f the A'0 has a conte(t id for the 32- 32 re istration procedure is not performed. 'o &dentification procedure is tri ered- independent of the identity reported by the 32 durin the //1 1onnection 2stablishment. 8. The A'0 attempts to re ister the 32 on the A'0=GB by transmittin the 32 /2G&"T2/ /2J32"T. The messa e containsC ( = = 'OT2C )* &dentityC a uniDue identifier for the 32 and provided in step ,. )* $a"a i%ities: derived from that provided in step ,. +egistration Ca,seC the indication about a 32 re istration for an emer ency call. The 32 &M"&LTM"& provided in the 32 /2G&"T2/ messa e is unauthenticated.

7. The A'0=GB may accept the 32 re istration and allocate a conte(t=id for the 32. 9. The A'0=GB responds with a 32 /2G&"T2/ .112PT messa e bac# to the A'0 includin a conte(t=id allocated to the 32 :. The A'0 then sends a /3. 1O''21T messa e containin the /.'.P &nitial 32 messa e.

3GPP

/elease <

,:

3GPP T" *7.89: ;<.9.+ (*+,,=,*)

@. The reception of the /3. 1O''21T messa e at the A'0=GB tri ers the setup of an "11P connection by the A'0=GB towards the 1'. The A'0=GB then forwards the &nitial 32 Messa e to the 1ore 'etwor#. <. The 1' responds with an "11P 1onnection 1onfirm messa e. ,+. The 1' may optionally perform Mobility Mana ement procedures- e. . .uthentication procedure. ,,. .fter bein ranted access the 32 then continues with the '." procedure (e. . 5ocation 3pdatin procedure) towards the 1'- via the A'0 and the A'0=GB.

5.2 9*: !e2i"tratio'

5.2.1 Ge'era$
The followin section illustrates the case when the A'0 re isters with the A'0=GB. The A'0 re istration procedure serves the followin purposesC = &t informs the A'0=GB that a A'0 is now available at a particular &P address.

5.2.2 9*: !e2i"tratio' %roced re

&i#ure 7($($*)( HN Re#istration procedure( ,. A'0 initiali!ation is performed to obtain A'0 confi uration from the A'0 Mana ement "ystem (AM"). "imilarly- A'0=GB discovery is performed to obtain the initial servin A'0=GB information. *. The A'0 establishes a secure tunnel to the "eGB of the servin A'0=GB. 'OT2C This step may be omitted if the secure tunnel happens to be the same tunnel that is already established to contact the AM".

3. The A'0 sets up an "1TP transport session to a well=defined port on the servin A'0=GB. 8. The A'0 then attempts to re ister with the servin A'0=GB usin an A'0 /2G&"T2/ /2J32"T messa e. The messa e containsC a. HNB -o$ation &nformationC The A'0 provides location information via use of one or more of the followin mechanismsC i. detected macro=cell covera e information (e. . G2/.' or 3T/.' cell information)

3GPP

/elease < ii.

,@ eo raphical co=ordinates (e. . via use of GP"- etc)

3GPP T" *7.89: ;<.9.+ (*+,,=,*)

iii. &nternet connectivity information (e. . &P address)- provided- the resultin location information is at least as accurate as location determination based on macro=cell covera e information- whether or not there is macro cell=covera e available at the location of the A'0 (e. . as determined by point i above). b. HNB &dentityC the A'0 has a lobally uniDue and permanent identity. c. HNB ."erating /arametersC "uch as the selected 5.1- /.1- ".1- P5M' &d- 1ell &d- etc. d. HNB o"erating mode (optional)C A'0 1"G=id or access mode (open- closed or hybrid). 7a. The A'0=GB may use the information from the A'0 /2G&"T2/ /2J32"T messa e to chec# whether the A'0 re istration can be accepted (e. . to chec# whether a particular A'0 is allowed to operate in a iven location- etc). &f the A'0=GB accepts the re istration attempt it shall respond with a A'0 /2G&"T2/ .112PT messa e. &f the A'0=GB has capability to de=multiple(- the A'0=GB may include a mu( port in the A'0 /2G&"T2/ .112PT messa e. 7b. .lternatively- the A'0=GB may reject the re istration reDuest (e. . due to networ# con estion- blac#listed A'0- unauthori!ed A'0 location- etc). &n this case- the A'0=GB shall respond with an A'0 /2G&"T2/ /2K21T indicatin the reject cause. 'OT2C The A'0 shall start broadcastin only after successful re istration with the A'0=GB.

5.3 9*:-G; 4i"co7er5 ) 'ctio'

5.3.1 Ge'era$
The A'0=GB ?iscovery >unction provides the means to determine the address of the "ervin A'0=GB for a particular A'0. The A'0 will use the "ervin A'0 GB address to re ister with the "ervin A'0=GB.

5.4 9*: de-re2i"tratio' ) 'ctio'

5.4.1 Ge'era$
The A'0 de=re istration >unction provides the means to terminate the A'0 operation. The A'0 de=re istration can be initiated by either the A'0 or the A'0=GB.

5.5 = h 4i"co''ect
5.5.1 Ge'era$
The followin section illustrates the scenario where an 32=associated si nalin connection is released across the &uh. &n this scenario the A'0 is responsible for initiatin the release of the 32=associated si nalin connection via the /3. disconnect messa e. The A'0=GB is then responsible for co=ordinatin the release of the 32=associated si nalin connection with the correspondin &u connection- which will be tri ered by the 1'.

3GPP

/elease <

,<

3GPP T" *7.89: ;<.9.+ (*+,,=,*)

5.5.2 = h 4i"co''ect %roced re

U, 9*: 9*: -G; +*

1. ,"ta($i"h +o''ectio' , (et1ee' U, a'd *et1or?

3. !U& 4irect Tra'"3er ( +o'te/t =d, +* 4o6ai' =d , !&*&P = !e$ea"e +o66a'd )

2. S++P -4 T1 (!&*&P = !e$ea"e +o66a'd)

4. !e$ea"e !!+ +o''ectio' 5. !U& 4i"co''ect (+o'te/t -=4 , +* 4o6ai' =4 , !&*&P = !e$ea"e +o6%$ete)

6. S++P -4T 1 (!&*&P = !e$ea"e +o6%$ete)

7 . S++P - !#S4 A. S++P - !#+ 9. ( o%t ) 9*:&P U, 4 e-re2i"t er (1onte(t=&?)

&i#ure 7(7($*)/ +uh 8isconnect Procedure ,. 2stablish connection between 32 and networ#. Procedure in "ection 7.,. *. 1' sends a /.'.P /elease &u connection command messa e to the A'0=GB 3. A'0=GB forwards this messa e to the relevant A'0 8. A'0 tri ers the release of the //1 connection to the 32. &n this case a sin le &u connection had been established for the 32 7. A'0 sends a ?isconnect messa e to the A'0=GB to indicate that this is the end of this particular 32= associated si nalin connection and includes the /.'.P /elease &u 1onnection 1omplete messa e. 9. A'0=GB forwards the /.'.P messa e onto the 1'. :. 1' tri ers the release of the associated "11P connection

@. A'0=GB confirms that the "11P connection is released

3GPP

/elease <

*+

3GPP T" *7.89: ;<.9.+ (*+,,=,*)

<. Optionally the A'0 can de=re ister the 32 conte(t from the A'0=GB.

5.6 Pa2i'2 8%ti6i@atio' ) 'ctio'

5.6.1 Ge'era$
The pa in optimi!ation function provides the means to decrease the impact of a pa in load over &uh (for e(ample- via the use of #nowled e about the 32 /e istration or its 1"G &d 5ist in the P.G&'G messa e).

5.7 9*: to 9*: Mo(i$it5

5.7.1 Ge'era$
The followin sub=sections describe the mechanism for handlin the intra A'0=GB intra 1"G mobility si nalin .

5.7.2 +o''ected 6ode 6o(i$it5 3ro6 o'e 9*: to a'other 9*: (='tra 9*:G;, ='tra +SG)

5.A +S "er %$a'e 6 $ti%$e/i'2

&f the A'0=GB had si nalled on the A'0 /2G&"T2/ .112PT a mu( port and if the A'0 has capability to support 1" user plane multiple(in - the A'0 may send the multiple(ed pac#ets to the mu( port at the A'0=GB. The A'0- for the same 32- shall not send multiple(ed pac#ets over multiple ports. i.e- once the A'0 chooses to multiple( 1" user plane pac#ets for a iven 32 on the uplin#- it shall send those multiple(ed pac#ets only to the assi ned mu( port on the A'0=GB. >or those 32s whose 1" user plane pac#ets are not bein multiple(ed- the A'0 shall send pac#ets only to the port number assi ned via /.0 assi nment reDuest. Bhen the A'0=GB receives multiple(ed pac#et- it shall de=multiple( before sendin them to the 1'.

5.9 ='(o 'd Mo(i$it5 to 9*:

5.9.1 Ge'era$
The followin sub=sections describe the mechanism for handlin the inbound mobility to A'0. This mechanism is also applicable to the handover between A'0s under the same A'0=GB.

5.9.2 +o''ected Mode ='(o 'd Mo(i$it5 3or +SG U," to +SG 9*:" or to 95(rid +e$$"
The followin fi ure and accompanyin steps describe the inbound mobility procedure for /el=< 1"G 32s- when the "ource /.' supplies to the 1ore 'etwor# a 1"G id associated with the tar et A'0. The followin is assumedC 32 is /el=< 1"G capable and "&0=readin capable. 32 is able to provide in the //1 measurement report the cell identity and the 1"G=&d (if reDuested) of the tar et A'0. The "ource /.' is able to determine the 1ell .ccess Mode of the tar et A'0. 'OT2C &t is assumed that the networ# #nows whether the tar et cell is a hybrid cell- e. . by P"1 ran e for hybrid cells.

3GPP

/elease <

*,

3GPP T" *7.89: ;<.9.+ (*+,,=,*)

1ore networ# is /elease=< 1"G capable and is able to perform access control or membership verification for relocated 1"G 32. The A'0=GB is able to route the incomin relocation to the appropriate tar et A'0 usin the tar et cell identity provided in /.'.P /25O1.T&O' /2J32"T (i.e. Tar et 1ell &d is uniDue for a A'0 in a iven A'0=GB)

&i#ure 7(%($*)/ .onnected 0ode in,ound mo,ilit2 for .SG U4s to .SG HN or H2,rid .ell

,. The 32 is tri ered to send an //1 Measurement /eport by the rules set by the 3T/.'. The Measurement /eport includes the 1ell &dentity- 1"G id (if reDuested) of the tar et A'0. *. The "ource /.' node ma#es a decision to relocate the 32 session. 3. The source /.' tri ers relocation of the 32 session by sendin the /.'.P /25O1.T&O' /2J3&/2? messa e to the 1ore 'etwor#. The tar et /'1=&d- 1"G id- Tar et 1ell &d and M for relocation to a hybrid cell M 1ell .ccess Mode information alon with relocation information are included by the source /.' in the /.'.P /25O1.T&O' /2J3&/2? messa e. 8. &f the tar et cell is a 1"G A'0- the 1ore 'etwor# performs access control on the basis of the 1"G &? associated with the tar et cell- as reported to the 1ore 'etwor# (T" *7.8,3 G<H). Otherwise (if the tar et is a Aybrid 1ell)- the 1ore 'etwor# performs membership verification and fills the CSG Membership Status &2 in step 7 to reflect the 32Ns membership to the tar et cell. &f the 1ore 'etwor# determines that this relocation is for an emer ency call then it will allow inbound mobility to 1"G cells even if the access control fails.

3GPP

/elease <

**

3GPP T" *7.89: ;<.9.+ (*+,,=,*)

7. The A'0=GB receives a /.'.P /25O1.T&O' /2J32"T messa e from the 1ore 'etwor#- includin the 1"G id- Tar et 1ell &d and M for relocation to a hybrid cell M 1"G Membership "tatus. 9. The steps for A'0=GB Tri ered 32 /e istration are e(ecuted between the A'0=GB and the A'0. The A'0= GBLA'0 validates the 1"G id received in the /.'.P /25O1.T&O' /2J32"T messa e. &f the A'0 determines that this relocation is for an emer ency call then it will accept only emer ency call /.0s and fail the others. :. The remainder of the relocation procedure continues normally as documented in T" *7.8,3 G<H- T" *3.+9+ G,+H 'oteC "teps * to :- as appropriate- are repeated for the second 1' domain when present with the followin e(ceptions. The relocation of the *nd domain shall not tri er an additional re istration. The *nd /.'.P /elocation /eDuest shall be carried as /3. ?irect Transfer. There is only one 1onte(t &d assi ned to the 32 re ardless of the number of domains relocated from the source /.'.

5.9.3 +o''ected Mode ='(o 'd Mo(i$it5 3or 'o'-+SG U," to +SG 9*:" or to 95(rid +e$$"
The followin fi ure and accomanyin steps describe the inbound mobility procedure for non=1"G 32s- when the "ource /.' is able to identify the tar et A'0. The followin is assumedC 32 is non=1"G capable not able to read "&0s for 1"G inbound mobility purposes. The A'0=GB is able to perform access control or membership verification for the 32. The A'0=GB is able to route the incomin relocation to the appropriate tar et A'0.

&i#ure 7(%(3*)/ .onnected 0ode in,ound mo,ilit2 for non*.SG U4s to .SG HN

or H2,rid .ell

3GPP

/elease <

*3

3GPP T" *7.89: ;<.9.+ (*+,,=,*)

,. The 32 is tri

ered to send an //1 Measurement /eport by the rules set by the 3T/.'.

*. The "ource /.' node ma#es a decision to relocate the 32 session. 3. The source /.' tri ers relocation of the 32 session by sendin the /.'.P /25O1.T&O' /2J3&/2? messa e to the 1ore 'etwor#. The tar et /'1=&d and Tar et 1ell &d are included by the source /.' in the /.'.P /25O1.T&O' /2J3&/2? messa e. The source /.' shall not include tar et 1"G &? and the 1ell .ccess Mode in the /25O1.T&O' /2J3&/2? messa e. 8. The 1ore 'etwor# shall not perform any access control or membership verification for the 32 and it shall not include tar et 1"G &? and 1"G Membership "tatus in the /25O1.T&O' /2J32"T messa e. 7. The A'0=GB receives a /.'.P /25O1.T&O' /2J32"T messa e not includin the tar et 1"G &? and the 1"G Membership "tatus. The A'0 GB shall perform access control (in case of 1"G cells) or membership verification (in case of Aybrid cells) for the 32. &f the relocation is towards a hybrid cell the A'0 GB may include the 1"G Membership "tatus in the /3. 1onnect messa e. &f the A'0=GB determines that this relocation is for an emer ency call then it will allow inbound mobility to 1"G cells even if the access control fails. 9. The steps for A'0=GB Tri ered 32 /e istration are e(ecuted between the A'0=GB and the A'0. &f the A'0 determines that this relocation is for an emer ency call then it will accept only emer ency call /.0s and ensure that the others are not continued in the tar et cell. :. The remainder of the relocation procedure continues normally as documented in T" *7.8,3 G<H- T" *3.+9+ G,+H 'oteC "teps * to :- as appropriate- are repeated for the second 1' domain when present with the followin e(ceptions. The relocation of the *nd domain shall not tri er an additional re istration. The *nd /.'.P /elocation /eDuest shall be carried as /3. ?irect Transfer. There is only one 1onte(t &d assi ned to the 32 re ardless of the number of domains relocated from the source /.'.

5.9.4 +o''ected Mode ='(o 'd Mo(i$it5 to o%e' acce"" 9*:"

The followin fi ure and accompanyin steps describe the inbound mobility procedure when the "ource /.' is able to identify the tar et A'0. The followin is assumedC The A'0=GB is able to route the incomin relocation to the appropriate tar et A'0.

3GPP

/elease <

*8

3GPP T" *7.89: ;<.9.+ (*+,,=,*)

&i#ure 7(%('*)/ .onnected 0ode in,ound mo,ilit2 to open access HN s ,. The 32 is tri ered to send an //1 Measurement /eport by the rules set by the 3T/.'.

*. The "ource /.' node ma#es a decision to relocate the 32 session. 3. The source /.' tri ers relocation of the 32 session by sendin the /.'.P /25O1.T&O' /2J3&/2? messa e to the 1ore 'etwor#. The tar et /'1=&d and Tar et 1ell &d are included by the source /.' in the /.'.P /25O1.T&O' /2J3&/2? messa e. The source /.' shall not include tar et 1"G &? and the 1ell .ccess Mode in the /25O1.T&O' /2J3&/2? messa e. 8. The 1ore 'etwor# shall not perform any access control or membership verification for the 32 and it shall not include tar et 1"G &? and 1"G Membership "tatus in the /25O1.T&O' /2J32"T messa e. 7. The A'0=GB receives a /.'.P /25O1.T&O' /2J32"T messa e not includin the tar et 1"G &? and the 1"G Membership "tatus. 9. The steps for A'0=GB Tri ered 32 /e istration are e(ecuted between the A'0=GB and the A'0.

:. The remainder of the relocation procedure continues normally as documented in T" *7.8,3 G<H- T" *3.+9+ G,+H 'oteC "teps * to :- as appropriate- are repeated for the second 1' domain when present with the followin e(ceptions. The relocation of the *nd domain shall not tri er an additional re istration. The *nd /.'.P /elocation /eDuest shall be carried as /3. ?irect Transfer. There is only one 1onte(t &d assi ned to the 32 re ardless of the number of domains relocated from the source /.'.

3GPP

/elease <

*7

3GPP T" *7.89: ;<.9.+ (*+,,=,*)

5.10 +SG S ("cri%tio' ,/%ir5

1ase of 1"G 32sC &f the 1' has si nalled 1"G membership update to the A'0C = &f the 32 is served by a 1"G cell- and is no lon er a member of the 1"G cell- the A'0 may initiate a handover to another cell. &f the 32 is not handed over- or handover is not initiated- the A'0 should reDuest the release of &u connection (s) with an appropriate cause. The 1' initiates &u release after a confi urable time- if the 32 is not handed over or released by the 1"G cell T" *3.+9+ G,+H. = &f the 32 is served by a Aybrid cell- the A'0 may use the new membership information to perform differentiated treatment for member and non=member 32s.

1ase of non=1"G 32sC &f the A'0 GB has si nalled 1"G membership update to the A'0C = &f the 32 is served by a 1"G cell- and is no lon er a member of the 1"G cell- the A'0 may initiate a handover to another cell. &f the 32 is not handed over- or handover is not initiated- the A'0 should reDuest the release of &u connection (s) with an appropriate cause. The A'0=GB shall initiate 32 ?e=/e istration after a confi urable time- if the 32 is not handed over or released by the servin A'0.

= &f the 32 is served by a Aybrid cell- the A'0 may use the new membership information to perform differentiated treatment for member and non=member 32s.

!e> ire6e't" 3or 8BM

6.1 8BM 3or 9*:

6.1.1 Pro7i"io'i'2 Proced re 3or 9*:

&i#ure 9()()*)( Pro3isionin# procedure for HN ( ,. . secure tunnel is established from the A'0 to the "ecurity ateway. *. 5ocation verification shall be performed by the AM" based on information sent by the A'0 (e. . macro nei hbour cell scans- lobal navi ational satellite system type of information etc.). AM" determines the servin elements and provides the A'0 GB- AM" and "ecurity Gateway to the A'0. The AM" also provisions confi uration parameters to the A'0 only after successful location verification in the AM". 'OT2C 'OT2C "teps 3 E 8 are shown only for completeness. "ecurity Gateway and AM" are shown to hi hli ht the eneral architecture. &n the event information reDuired for verifyin location are not available (for e(ample- no macro nei hbour cells- no G'""- no ?"5 line &? etc. available)- A'0 GB discovery may be based on specific operator andLor re ulatory policies.

3GPP

/elease <

*9

3GPP T" *7.89: ;<.9.+ (*+,,=,*)

6.1.2 #ocatio' Veri3icatio'

6.1.2.1 Ge'era$

?urin location verification- the A'0 reports its location information to the AM". The AM" in turn e(amines the provided information and verifies the A'0Ns location. There are 3 possible types of information for this purposeC ,. Macrocell &nformation *. G'"" location information 3. 0roadband connection information- provided that the resultin location information is at least as accurate as location determination based on macro=cell covera e information- whether or not there is macro=cell covera e available at the location of the A'0 (e. . as determined by point ,. above). 'OT2C 'ot all of this information is mandatory. &n fact- the type of reported information is based on factors such as the physical environment in which the A'0 is installed andLor possible variations in the A'0Ns AB and "B implementation.

6.1.2.2
6.1.2.2.1

Macro-ce$$ ='3or6atio'
Ge'era$

The A'0 is e(pected to have a radio environment measurement capability. This includes capturin the followin type of information from the surroundin environment. a) 3T/.' cell information = = /> level information 0roadcast information

b) G"M cell information = = /> level information 0roadcast information

6.1.2.2.2

UT!&* +e$$ ='3or6atio'

The information in the followin table is reported by the A'0 to the AM" for each 3T/.' cell detected. Ta,le 9()($($($(*)( UTRAN .ell +nformation( &nformation ?escription L 'ote Presenc e 3GPP /eference

3GPP

/elease <
!) i'3or6atio' U&!)+*4# +P=+9!S+P PS+ P#M* T5%e M++ M*+ #&+ !&+ U&!)+* (4#)

*:
M M M M M M M M

3GPP T" *7.89: ;<.9.+ (*+,,=,*)

25.104, "ec.5.4 32.642 "ec. 6.3.11 32.642 "ec. 6.3.11 25.331, "ec.10.3.1.12 24.00A 32.642 "ec. 6.3.10 24.00A 32.642 "ec. 6.3.10 24.00A, "ec.10.5.1.3 32.642 "ec. 6.3.10 24.00A, "ec.10.5.1.12.3 25.413, "ec.9.2.3.7 32.642 "ec. 6.3.10 25.331, "ec.10.3.2.2 &%%$ica($e to !e$.A co6%$ia't ce$$ o'$5.

:roadca"t i'3or6atio'

!S+P o3 +P=+9 Pri6ar5 Scra6($i'2 +ode C GSM-M&P D or C &*S=-41 D Mo(i$e +o 'tr5 +ode Mo(i$e *et1or? +ode #ocatio' &rea +ode !o ti'2 &rea +ode

+e$$=4 +SG +e$$ ='3o

+e$$ =4 Edetai$ %er !e$.A !!+ "%ecF

M 8

6.1.2.2.3

GSM +e$$ ='3or6atio'

The information in the followin table is reported by the A'0 to the AM" for each G"M cell detected. Ta,le 9()($($(3( GS0 .ell +nformation(
+nformation !) &!)+* i'3or6atio' :++9!SS= :S=+ :roadca"t M++ ='3or6atio' M*+ #&+ !&+ +e$$=4 8escription 5 Note +ha''e$ ' 6(er !SS= o3 the :++9 carrier. :a"e Statio' =4 +ode Mo(i$e +o 'tr5 +ode Mo(i$e *et1or? +ode #ocatio' &rea +ode !o ti'2 &rea +ode +e$$ =4 Presence M M M M M M M M 3GPP Reference 32.652 "ec. 6.3.5 32.652 "ec. 6.3.5 32.652 "ec. 6.3.5 32.652 "ec. 6.3.5 32.652 "ec. 6.3.5 32.652 "ec. 6.3.5 32.652 "ec. 6.3.5 32.652 "ec. 6.3.5

6.1.2.3

G*SS #ocatio' ='3or6atio'

This information consists of- at minimum- latitude and lon itude detected by the G'"" receiver (e. . GP" receiver)- if the A'0 implementation includes this functionality.

6.1.2.4

:road(a'd +o''ectio' ='3or6atio'

This information consists of the information associated with the broadband connection (e. . ?"5) the A'0 is connected withC ,) public &P address assi ned to the /GB (e. . ?"5=GBLrouter)- and *) line identifier to which the /GB is connected with (e. . ?"5 line &?) as seen on the broadband service provider. These are applicable only when this information is available to the A'0- and only when the resultin location information is at least as accurate as location determination based on macro=cell covera e information- whether or not there is macro=cell covera e available at the location of the A'0 (e. . as determined by clause 9.,.*.* above).

6.1.3 9*:-G; 4i"co7er5

?urin the A'0=GB ?iscovery procedure- the AM" provides the A'0 with 3 identities as shown in the followin table. The information may be either &P address or >J?' to be resolved by ?'". Ta,le 9()(3( HN *G- 8isco3er2 +nformation(
Parameter Ser7i'2 9MS =4 Ser7i'2 SeG; =4 Ser7i'2 9*:-G; =4 8escription 5 Note 8'e or 6ore =4" 6a5 (e %ro7ided 8'e or 6ore =4" 6a5 (e %ro7ided 8'e or 6ore =4" 6a5 (e %ro7ided Presence M M M 3GPP Reference

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*@

3GPP T" *7.89: ;<.9.+ (*+,,=,*)

6.1.4 9*: Pro7i"io'i'2

6.1.4.1 Ge'era$

?urin the A'0 Provisionin procedure- the AM" transfers the A'0 confi uration information to the A'0. This includes 3 types of parametersC ,. 1' level parameters *. /.' level parameters 3. /> level parameters 'OT2C The A'0 may have auto=confi uration capabilities- such that the AM" sends a listLran e of values to the A'0- which selects (and returns to AM") a sin le value- also based on the information collected measurin the radio environment. The AM" may also provide control parameters of the auto= confi uration process.

6.1.4.2

+* #e7e$ Para6eter"
Ta,le 9()('($( .N 1e3el Parameters(

Parameter P#M* T5%e M++ M*+ #&+ S&+ T3212 &TT !&+ *M8 ,> i7a$e't P#M* =4

8escription 5 Note GGSM-M&PH or G&*S=-41H Mo(i$e +o 'tr5 +ode Mo(i$e *et1or? +ode #ocatio' &rea +ode (o'e or 6ore #&+" 6a5 (e %ro7ided) Ser7ice &rea +ode Periodic #&U ti6er (+S do6ai') &ttach-detach a$$o1ed (+S do6ai') !o ti'2 area code (PS do6ai') (o'e or 6ore !&+" 6a5 (e %ro7ided)

Presence M M M M (*ote 1) M M M M (*ote 1)

*et1or? Mode o3 8%eratio' (G" i03) M #i"t o3 o'e or 6ore e> i7a$e't P#M* =4 8 (M++ . M*+) (*ote 2) &$$o1ed =MS= $i"t )or acce"" co'tro$ or 6e6(er"hi% 8 24.00A, "ec.10.5.1.4 7eri3icatio' % r%o"e". (*ote 3) +SG +e$$ ='3o +SG +a%a(i$it5 ='dicatio', M &%%$ica($e to !e$.A +SG =d, i' ca"e the +e$$ i" +SG ca%a($e co6%$ia't ce$$ o'$5. Ea'5 3 rther detai$ %er !e$.A !!+ "%ecF 9*: #ocatio' #ocatio' i'3or6atio' (Geo2ra%hica$ 8 25.413, "ec.9.2.3.11 ='3or6atio' coordi'ate", U'certai't5 code) S&= 3or (roadca"t Ser7ice &rea 3or (roadca"t M 25.419, "ec. 9.2.11 *8T, 1- Ma5 (e a $i"t0ra'2e o3 7a$ e" i' ca"e the 9*: ha" a to-co'3i2 ratio' ca%a(i$itie". *8T, 2- Thi" i'3or6atio' i" o%erator-de%e'de't (a"ed o' it" circ 6"ta'ce. *8T, 3- &+# i" a' o%tio'a$ 3 'ctio' at 9*:. Thi" i'3or6atio' i" %ro7ided i3 thi" 3 'ctio' i" e'a($ed i' the 9*:.

3GPP Reference 25.331, "ec.10.3.1.12 24.00A 32.642 "ec. 6.3.A 24.00A 32.642 "ec. 6.3.A 24.00A, "ec.10.5.1.3 32.642 "ec. 6.3.9 25.413, "ec.9.2.3.9 32.642 "ec. 6.3.9 24.00A, "ec.10.5.1.12.2 24.00A, "ec.10.5.1.12.2 24.00A, "ec.10.5.1.12.3 25.413, "ec.9.2.3.7 32.642 "ec. 6.3.9 24.00A, "ec.10.5.1.12.3 24.00A, "ec.10.5.1.13

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*<

3GPP T" *7.89: ;<.9.+ (*+,,=,*)

6.1.4.3

!&* #e7e$ Para6eter"

Ta,le 9()('(3*)( RAN 1e3el Parameters(

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Parameter !*+=4 3or 9*: +e$$ =4 9SP& re$ated 9+S re$ated 9S3$a2 U"e839+S 9+SPrio I9+S I a$it5 6ea" re I> a$Mi' I> a$Mi'-o33"et Ir/$e7Mi' Ir/$e7Mi'-o33"et Si'tra"earch Si'ter"earch S"earch!&T S"earch9+S Tre"e$ectio'" U,T/P1rMa/!&+9 I95"t1 )i$ter coe33icie't Mea" re6e't > a'tit5 3or 3re> > a$it5 e"ti6ate 95"tere"i" 3or e7e't 1/ Thre"ho$d 3or e7e't 1/ Ti6etoTri22er 3or e7e't 1/ ;ei2hti'2 3actor 3or e7e't 1/ !e%orti'2 !a'2e Tri22eri'2 +o'ditio' )i$ter coe33icie't Mea" re6e't > a'tit5 3or 3re> > a$it5 e"ti6ate 95"tere"i" 3or e7e't 2/ Thre"ho$d 3or e7e't 2/ Ti6etoTri22er 3or e7e't 2/ ;ei2hti'2 3actor 3or e7e't 2/ )i$ter coe33icie't :S=+ 7eri3icatio' re> ired 95"tere"i" 3or e7e't 3/ Thre"ho$d 3or e7e't 3/ Ti6etoTri22er 3or e7e't 3/ ;ei2hti'2 3actor 3or e7e't 3/ *30/, *31/ T30/, T31/, T320 !*+=4 +-=d #&+ !&+ PS+ !*+=4 +-=d #&+ !&+ U&!)+* (4#) PS+ +e$=4 :S=+ :a'd='dicator :++9&!)+*

3+
8escription !*+ =4 "ed (5 9*: 2A-(it G+e$$ =4H i' S=:3 ;hether 9S4P&09SUP& i" "ed or 'ot

3GPP T" *7.89: ;<.9.+ (*+,,=,*)

Presence M M 8 M 3GPP Reference 32.642 "ec. 6.3.A 25.331, "ec.10.3.2.2 32.642-A20 32.642 "ec. 6.3.9 25.331, "ec.10.3.7.47, 10.3.7.12 32.642 "ec. 6.3.9 25.331, "ec.10.3.2.3, 10.3.2.4 32.642 "ec. 6.3.9 25.304

+e$$ "e$ectio' 0 re"e$ectio' re$ated

+P=+9 ,c0*0 or !S+P i3 ,c0*0 i" "ed i3 !S+P i" "ed

8 (*oteJ1)

='tra )re> Mea" re6e' t !e$ated

)i$ter coe33icie't +P=+9 ,c0*o, +P=+9 !S+P, or %ath$o"" G/H i' 1/ i'c$ de" a%%$ica($e e7e't" 3ro6 1& to 1K

8 (*oteJ1)

25.331 "ec.10.3.7.3A, 10.3.7.39

='ter-)re> Mea" re6e' t !e$ated

)i$ter coe33icie't +P=+9 ,c0*o, +P=+9 !S+P G/H i' 2/ i'c$ de" a%%$ica($e e7e't" 3ro6 2& to 2) )i$ter coe33icie't Gre> iredH 0 G'ot re> iredH G/H i' 3/ i'c$ de" a%%$ica($e e7e't" 3ro6 3& to 34 !!+ co'"ta't" !!+ ti6er" 4e3i'ed 3or each i'tra3re> ce$$" +-=d i" either 12 or 16 (it" de%e'di'2 o' !*+=4 $e'2th. 4e3i'ed 3or each i'ter3re> ce$$" +-=d i" either 12 or 16 (it" de%e'di'2 o' !*+=4 $e'2th 4e3i'ed 3or each i'ter!&T ce$$" (a"" 6e GSM ce$$ o'$5).

8 (*oteJ1)

25.331 "ec.10.3.7.1A, 10.3.7.19

='ter-!&T Mea" re6e' t !e$ated

8 (*oteJ1)

25.331 "ec.10.3.7.29, 10.3.7.30

!!+ re$ated *ei2h(o r $i"t (UT!& ='tra-)re> ce$$ i'3o $i"t) *ei2h(o r $i"t (UT!& ='ter-)re> ce$$ i'3o $i"t) *ei2h(o r $i"t (G,!&* ce$$ i'3o $i"t)

8 (*oteJ1) 8 (*oteJ2)

25.331, "ec.10.3.3.43, 10.3.3.44 32.642 "ec. 6.3.10 25.401 "ec. 6.1 25.413 "ec. 9.2.1.2A 32.642 "ec. 6.3.10 25.401 "ec. 6.1 25.413 "ec. 9.2.1.2A 32.652 "ec. 6.3.5

8 (*oteJ2)

8 (*oteJ2)

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3,

3GPP T" *7.89: ;<.9.+ (*+,,=,*)

*ote (J1)- Mar?ed a" o%tio'a$ (a"ed o' the o%erator %re3ere'ce o' the e/te't o3 %ro7i"io'i'2 that the 9MS %er3or6" to the 9*: 7". the $e7e$ o3 a to'o65 that 9*: ha" 3or a to-co'3i2 ratio'. =' ca"e thi" =, i" a("e't, de3a $t 7a$ e i" a"" 6ed (additio'a$ i6%$icatio' i" that 9*: ha" a "et o3 de3a $t %ara6eter 7a$ e"). *ote (J2)- Mar?ed a" o%tio'a$ d e to "e7era$ i6%$icatio'"- 1) there 6a5 (e 'o " ita($e 'ei2h(o r ce$$ a7ai$a($e (a"ed o' the !) "ca''i'2 %roced re de"cri(ed ear$ier, 2) (a"ed o' o%erator de%$o56e't %o$ic5 (e.2. dedicated !) cha''e$ 3or 9*: $a5er 7". 6acro $a5er), a'd 3) o%erator %re3ere'ce o' the e/te't o3 %ro7i"io'i'2 that the 9MS %er3or6" to the 9*: 7". the $e7e$ o3 a to'o65 that 9*: ha" 3or a toco'3i2 ratio'. !e2ardi'2 3) a(o7e, thi" 6a5 i'c$ de ca%a(i$itie" " ch a" the 9MS to add or re6o7e 'ei2h(o r ce$$" i'itia$$5 detected (5 the 9*: d ri'2 the radio e'7iro'6e't "ca''i'2 %roce"", a'd the 9*: to e/te'd the recei7ed *ei2h(o r $i"t (a"ed o' a to-co'3i2 ratio' ca%a(i$itie".

6.1.4.4

!) #e7e$ Para6eter"
Ta,le 9()('('( R& 1e3el Parameters(

Parameter U&!)+* (4#) PS+ Ma/9*:T/Po1er Ma/U#T/Po1er P-+P=+9Po1er P-S+9Po1er S-S+9Po1er :+9Po1er &=+9Po1er P=+9Po1er P+9Po1er

8escription 5 Note )re> e'c5 cha''e$ ' 6(er (o'e or 6ore U&!)+*" 6a5 (e %ro7ided) Pri6ar5 "cra6($i'2 code (o'e or 6ore PS+" 6a5 (e %ro7ided) Ma/i6 6 a$$o1ed T/ %o1er o3 the 9*:. The %ara6eter de3i'e" the 6a/i6 6 tra'"6i""io' %o1er $e7e$ a U, ca' "e o' P!&+9. Tra'"6i""io' %o1er o3 Pri6ar5 +P=+9 (4# co'3i2). Thi" 6a5 (e either a "%eci3ic 7a$ e or a ra'2e (6i' 0 6a/) o3 7a$ e". Pri6ar5 S+9 %o1er o33"et (4# co'3i2) Seco'dar5 S+9 %o1er o33"et (4# co'3i2) :+9 %o1er o33"et (4# co'3i2) &=+9 %o1er o33"et (4# co'3i2, :++9 i'3o) P=+9 %o1er o33"et (4# co'3i2, :++9 i'3o) P+9 %o1er o33"et (4# co'3i2, :++9 i'3o)

Presence 8 ('ote 1) 8 ('ote 1) 8 ('ote 1) 8 ('ote 1) 8 ('ote 1) 8 ('ote 1) 8 ('ote 1) 8 ('ote 1) 8 ('ote 1) 8 ('ote 1)

3GPP Reference 25.101, "ec.5.4, 25.104, "ec.5.4, 32.642, "ec.6.3.11 32.642, "ec.6.3.11 25.104, "ec.6.2, 32.642, "ec.6.3.9 25.101, "ec.6.2, 32.642, "ec.6.3.9 32.642, "ec.6.3.11 32.642, "ec.6.3.11 32.642, "ec.6.3.11 32.642, "ec.6.3.11 25.331, "ec.10.3.6.3, 32.642, "ec.6.3.11 25.331, "ec.10.3.6.50, 32.642, "ec.6.3.9 32.642, "ec.6.3.9

8 ('ote 1) )&+9Po1er )&+9 %o1er o33"et (4# co'3i2, :++9 i'3o) 8 32.642, "ec.6.3.9 ('ote 1) *8T, 1- Mar?ed a" o%tio'a$ (a"ed o' the o%erator %re3ere'ce o' the e/te't o3 %ro7i"io'i'2 that the 9MS %er3or6" to the 9*: 7". the $e7e$ o3 a to'o65 that 9*: ha" 3or a to-co'3i2 ratio'. =' ca"e thi" =, i" a("e't, it i" a"" 6ed that the 9*: 1i$$ deri7e the " ita($e 7a$ e (a"ed o' it" a to-co'3i2 ratio' ca%a(i$it5. =' ca"e thi" =, i" a $i"t0ra'2e o3 7a$ e", the 9*: 1i$$ choo"e a "i'2$e 7a$ e (a"ed o' it" a to-co'3i2 ratio' ca%a(i$it5. U&!)+* U# 6a5 (e a to6atica$$5 deter6i'ed (5 the 9*: %o' U&!)+* 4# ((a"i'2 o' "ta'dard d %$e/ co'3i2 ratio' a'd co 'tr5-"%eci3ic "%ectr 6 a$$ocatio').

6.2 8BM 3or 9*: G;

'o reDuirements have been identified.

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3*

3GPP T" *7.89: ;<.9.+ (*+,,=,*)

= h i'ter3ace %rotoco$ "tr ct re

7.1 Ge'era$
>i ure :.*=, shows the 1ontrol Plane and the 3ser Plane protocol structures over the &uh interface. >or the control plane- the A'0.P protocol provides the si nallin service between the A'0 and the A'0=GB reDuired to fulfil the functions described in T" *7.89< G3H. /3. provides the si nallin service between the A'0 and the A'0=GB that is reDuired to fulfil the functions described in T" *7.89@ G*H. The payload protocol identifier (PP&) field in "1TP (&2T> />1 8<9+ G9H) is set to the value ,< assi ned by &.'. for use with the /3. protocol. &n addition- the value *+ is assi ned for the PP& for A'0.P. The value 3, is assi ned for the PP& for ".0P.The multiple(in protocol as specified in T" *7.888 G@H provides the means to multiple( 1" user plane on the uplin#. The destination port number field in "1TP (&2T> />1 8<9+ G9H) is set to the value *<,9< assi ned by &.'. for setup of the common "1TP association in A'0.P- /3. and ".0P.

7.2 = h
>i ure :.*=, shows the protocol structure for &uh- followin the structure described in T" *7.8,+ G7H.

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33

3GPP T" *7.89: ;<.9.+ (*+,,=,*)

/adio 'etwor# 5ayer

1ontrol Plane
+ANA/ HNBA/ SAB/

3ser Plane &u 3P Protocol 5ayer OO)

/3.

Transport 'etwor# 5ayer

Transport 'etwor# 3ser Plane

Transport 'etwor# 1ontrol Plane (void)

Transport 'etwor# 3ser Plane

CS: /TPL /T1PO "1TP &P

CS: M3P 3?PL&P

/S: GTP=3

?ata 5in#

?ata 5in#

Physical 5ayer

O) /T1P is optional. OO) &u 3P is terminated in 1' and A'0 only (i.e. not in the A'0 GB) &i#ure :($*)( +uh;+nterface Protocol Stack(

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38

3GPP T" *7.89: ;<.9.+ (*+,,=,*)

A
A.1

,'ha'ced ='ter3ere'ce Ma'a2e6e't

Ge'era$

There is a type of interference which may be consideredC ,) &nterference from A'0 to Macro. "cenarios are listed in Table @.,. Ta,le <()( +nterference scenarios( "cenario , * . ressor A'032 (35) A'0 (?5) ;ictim Macro '0 Macro 32 Type of interference &nterference from A'0 to Macro Oapplicable to co=channel deployment scenario

A.2
A.2.1

Miti2atio' o3 i'ter3ere'ce 3ro6 9*: to Macro

='ter3ere'ce 3ro6 9*: U,(U#) to Macro *:

The scenario involvesC= ,. .daptively limitin the A'0 32Ns ma(imum 35 T( Power in connected mode possibly usin A'0 32 measurement and calculatin the path loss between A'0 32 and Macro '0.

A.2.2

='ter3ere'ce 3ro6 9*:(4#) to Macro U,

The scenario involvesC= ,. /edirectin unauthori!ed 32 to another carrier possibly based on uplin# access attempts by unauthorised 32. *. .djustin A'0Ns ?5 1P&1A T( Power adaptively either temporarily or over lon term possibly based on uplin# access attempts by unauthorised 32.

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37

3GPP T" *7.89: ;<.9.+ (*+,,=,*)

&''e/ & (i'3or6ati7e)+ha'2e 9i"tor5

TSG = TSG 8oc( .R Re3 Su,ject5.omment New

0902009 45 !P-090999 0044 3 45 !P-090999 004A 1 45 !P-090999 0049 1 1002009 46 46 46 46 46 46 46 46 46 47 47 47 47 47 47 47 4A 4A 50 50 SP-49 53 54 !P-091191 !P-091195 !P-091191 !P-0911A4 !P-091191 !P-0911A4 !P-091191 !P-091191 !P-091191 !P-100219 !P-100219 !P-100365 !P-100222 !P-100222 !P-100222 !P-100222 !P-100595 !P-100595 !P-101271 !P-101271 SP-100629 !P-111192 !P-111646 0039 4 0053 2 0057 0059 1 0061 0067 0070 1 0071 1 0072 1 0073 0075 0076 00A3 00A5 00A6 00A7 0092 0094 0111 0113 3 2 7 2 3 2

0152 1 0163

!e$-9 7er"io' i" created (a"ed o' 7.A.3.0 S %%ort 3or %a2i'2 o%ti6i@atio' 1ith +SG 6e6(er"hi% cha'2e" ,'ha'ce6e't" to ha'd$e 9*: to 9*: 6o(i$it5 &cce"" Mode a'd Me6(er"hi% 'oti3icatio' 3or U," acce""i'2 +SG-95(rid ce$$" ,ditoria$ cha'2e"- 5./.2 -F 5.7.2 a'd addi'2 ' 6(eri'2 to )i2 re 5.7.2-1 +S M / o' U%$i'? ,'ha'ced ='ter3ere'ce Ma'a2e6e't Mecha'i"6" 3or 9*: ='trod ci'2 cha'2e" 3or " %%orti'2 ,T;S i' 9o6e *ode : (!e$9) &dd a""i2'ed S+TP Port * 6(er 3or !U& a'd 9*:&P &dditio' o3 "e o3 +8MM8* =4 6e""a2e to co'7e5 95(rid ce$$ 6e6(er"hi% i'3or6atio'. +$ea' % o3 25.467 Miti2ati'2 =MS= "%oo3i'2 i' 'o'-+SG U, re2i"tratio' U, re2i"tratio' i' ca"e o3 9*:-G; acce"" co'tro$ ='(o 'd Mo(i$it5 to +SG a'd 95(rid +e$$" +$ari3icatio' o3 9*: 4e3i'itio' +orrectio'" o' the 'o'-+SG U," re2i"tratio' a'd = h 4i"co''ect Proced re !e6o7a$ o3 i'co6%$ete 6ateria$ 3or i'tra-G; 9a'do7er !e6o7a$ o3 ))S i' !e$-9 "ta2e 2 "%eci3icatio' +SG e/%ir5 9a'd$i'2 PS+ S%$it +$ari3icatio' +$ari3icatio'" o' U, re2i"tratio' a'd 6o(i$it5 %roced re" S %%ort o3 9*: G; 3 'ctio'a$itie" #ocatio' i'3or6atio' correctio' 3or Sta2e 2 PP= 7a$ e 3or S&:P i' = h +$ari3icatio' o' ='(o 'd Mo(i$ti5 to 9*: +$ari3icatio' o' the "e o3 !e3ere'ce" (TS 21.A01 +!L0030) !e6ai'i'2 U, +o'te/t ="" e d ri'2 Mo(i$it5 +orrectio' o3 ,6er2e'c5 +a$$

9.0.0 9.0.0 9.0.0 9.0.0 9.0.1 9.1.0 9.1.0 9.1.0 9.1.0 9.1.0 9.1.0 9.1.0 9.1.0 9.2.0 9.2.0 9.2.0 9.2.0 9.2.0 9.2.0 9.2.0 9.3.0 9.3.0 9.4.0 9.4.0 9.4.1 9.5.0 9.6.0

3GPP