u.s.

Department of Justice Drug Enforcement Administration

REPORT OF INVESTIGATION
1. Program Code Linoski AtHouston FOO 2. Cross Rle Related Files 3. File No. M3-11-0041 6. Rle Tille GARCIA-Zalvidea,

Page 1 of 3
14. G-DEP Identifier YACIB Fernando et. al.

7.

o Action

Closed

Requested Action ColTf)leted

0 0 0 0 0
TFO Jorge E. Alvarez

8. Date Prepared 01-30-2012 McAllen DO

9. Other Officers: SA Jennlfer Sanchez,

10. Report Re: Cash Smuggling by Claudia ALANIS TREVINO

SYNOPSIS
On 12/6/2011, Houston FD ARG [S-12] SA Jennifer Sanchez and FI Walter Linoski initiated an international money laundering investigation based on information received from IBC bank regarding IBC McAllen certificate of deposit (CD) account #2510305026 in the names of Mexican nationals Claudia Zulema ALANIS TREVINO and her spouse Luis Armando JEREZANO TREVINO. IBC believed the activity appeared to have no lawful purpose and related to money laundering. Luis JEREZANO was a Mexican federal judge removed from the bench for misconduct in September 2011. Bank deposit slips show that between 10/2/2007 and 7117/2008, Claudia ALANIS made four cash deposits totaling $108,920, each deposit being over $10,000, without making the required declaration of the cash upon entry into the United States under 31 USC 5316, in violation of 31 USC 5324(c)(1 ).

DETAILS

Undeclared Cash Deposits

1. Deposit slips show Ms. ALANIS conducted a series of large US Currency deposits into her account at IBC. IBC Currency Transaction Reports [CTRs] corroborate these depOSits. 2.10-2-2007: $37,920.00 at 2:14 PM - lBe bank in McAllen off loth St.

11. Distribution: Division District Other DEA Form McAllen DO TFO Jorge

12. Signature (Agent) Walter Linoski

13. Date 01-30-2012

-----------t.175."Da-=-tr:"e-GS 01-30-2012

/s/ Jerome Thallemer,

(Jul. 1996)

DEA SENSITIVE Drug Enforcement Administration

This report is the property of the CXug Enforcement Admnistration. nor contents may be dissemnated outside the agency to which loaned. Previous edition dated 8/94 may be used.

u.s. Department of Justice

Drug Enforcement Administration
1. File No.
2. G-a::P Identifier
1

REPORT OF INVESTIGATION
(Continuation)
4.

M3-11-0041
3, File TIlle

YAC1B

GARCIA-Zalvidea, Fernando et. al.

Page

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3
6. Date Prepared

5, H"ogram COde

01-30-2012

3. SA Jennifer Sanchez obtained entry records [arrivals into the United States] that confirm on this date ALANIS entered the United States through the Hidalgo Port of Entry at 1 :OOPM.

4.03-25-2008:

$35,000.00 at 12:10PM - IBe bank in McAllen off 10 th St.

5. Entry records show that on this date, TREVINO is confirmed as going through Hidalgo port of Entry into the US at 10:48AM. 6. Only ALANIS comes into the bank. She advised an IBC account representative that she has declared the US Currency at the International Bridge.

7.04 23-2008: $18,000.00 at 5:45 PM - JERRANZO and ALANIS come into the IBe branch at 10 th St. for a scheduled meeting with an IBe account representa ve.
8. Entry records confirm that on this date, TREVINO and ALANIS both went through the Hidalgo Port of Entry into the US at 12:22AM. 9.07-17-2008 $18,000.00 - cash deposit conducted by Claudia ALANIS (the time at the bank is not documented) 10. Entry records confirm that on this date, ALANIS passed through the Hidalgo Port of Entry into the US at 12:56PM. 11. The US currency deposited above total $108,920.00. See 31 USC 5324(c). 12. FI Linoski conducted additional FINCEN checks under the identification that ALANIS presented to the bank, and could not locate any corresponding FINCEN 105 (CMIR) reports for the declaration of currency over $10,000 imported into the United States from Mexico on any occasion by ALANIS, an apparent contradiction to ALANIS's statement on 3/25/2008. 13. Postings at all ports of entry into the United States state in English and Spanish that all monetary instruments over $10,000 must be declared upon arrival. 14. After being questioned by an IBC account representative about the supposed declaration at the port of entry on March 25, 2008, ALANIS made two more large cash deposits within the next four months. Both US currency cash deposits were for exactly $18,000.
IlEA Form (JuL 1996)

- 6a

DEA SENSITIVE
Drug Enforcement Administration
This report is the property of the Drug Enforcement Administration, Neither it nor its contents may be disseminated outside the agency to which loaned. Previous edition dated 8/94 may be used,

u.s. Department of Justice Drug Enforcement Administration

1. File No.

2. G-DEP Identifier
1

REPORT OF INVESTIGATION
(Continuation)
4.

M3-11-0041
3. File Trtle

YAC1B

GARCIA-Za1videa, Fernando et. al.

Page

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6. Date A"epared

5. H'ogram code

01-30-2012

15. Any subsequent movement within ALANIS and JEREZANO's account after July 2008, was done under the $10,000 CMIR and/or CTR reporting requirement or via wire transfer.

INDEXING 1. ALANIS TREVINO/Claudia Zulema. NADDIS 7570188

2. JEREZANO TREVINO/Luis Armando- NADDIS 7570211

DEA Form (Jul. 1996)

- Sa

DEA SENSITIVE
Drug Enforcement Administration

This report is the property of the D'ug Enforcement Admnistration. Neither tt nor its contents may be dissemnated outside the agency to which loaned. Previous edition dated 8/94 may be used.

u.s. Deplrtment of Justice Drug Enforcement Administration

REPORT OF INVESTIGATION
1. Program cooe

Page 1 of 13
Related Files

2. Q'oss
File Sanchez

3. File No.
M3-11-0041

14. G-DEP Identifier

YAC1B Fernando et. al.

5. By: Jennifer A.C.

AtHouston FDO

7.

o Action Requested By:

1-10-2012.

Qosed

Requested Action Corrpleted

0 0 0 0 0
(N-3)

6. File Title
GARCIA-Zalvidea,

8. Date Prepared
03-29-2012

9. Other Officers: DA Joe Castro

10. Report Re: Analysis of documents
seized from Enrique A. GUTIERREZ Falcon on

SUMMARY In March 2012, Data Analysis Joe Cast of Houston ARG Group analyzed the following records described as N-3 after they were seized from Enrique Adolfo GUTIERREZ Falcon on January 10, 2012. The following report is a summary of the paperwork seized and the information derived from that analysis. DETAILS

1. Court Documents
Exhibit N-3A - Independent University of Coahuila, a Certificate of School for Enrique Falcon for completion and satisfactory on Faculty of Case Law, dated August 26, 1988. Exhibit N-38 - Official document of Saltillo, Coahuila, Enrique Falcon is appointed to Judicial Coordinator Secretary of the Comptroller's Office and Administrative Modernization on July 1, 1995. Exhibit N-3C - Judicial Power in State of Coahuila, dated 01/28/1994, designated Enrique A.G. Falcon, Appointed Judge of First Instance Civil Matters. Signed by, Lic. Antonio Arizpe, the President Magistrate of the Superior Tribunal of State Justice. Exhibit N-3D - Judicial Power on the State of Coahuila, dated 10/09/1991, designates Enrique A.G. Falcon as appointed Second Judge of First Instance of Civil Matters of the East District Judicial of Saltillo. Signed by, Lie. Jose Fuentes Garcia, the President Magistrate of the Superior Tribu nal of State Justice. Exhibit N-3E - Judicial Power in State of Coahuila Full Court, dated 12/02/1990, in which it agreed to appoint Enrique Falcon as First Judge of Instance of Civil Matters ofthe Judicial District
11. Distribution: Division NCAR
District Other
[)fA Form

12. ::ilgnature (Agent)

Jennifer A.C. Sanchez GS

13. Date

04-09-2012
14. Approved (Name and Title) /s/ Jerome Thallemer,

GS Leo Silva

15. Date 04-11-2012

(Jul. 1996)

OEA SENSITIVE Drug Enforcement Administration

This report is the property of the Drug Enforcement Administration. Nenher n nor ns contents may be disseminated outs ide the agency to which loaned. Previous ednion dated 8/94 may be used.

u.s.

Department of Justice
1. File No.

Drug Enforcement Administration

2. G-DEP k:lentifier
1

REPORT OF INVESTIGATION
(Continuation)
4.

M3-11-0041
3. File Title

YAC18

GARCIA-Zalvidea, Fernando et. al.

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5. Program Code

03-29-2012

of Rio Grande, with a seat in the city of Piedras, Negras, Coahuila. Signed by, Lic. Rafael Ibarra Chacon, the President Magistrate of the Superior Tribunal of State Justice.
Exhibit N-3F - Judicial Power of Coahuila Full Court, dated 10/25/1989, agreed to appoint Enrique Falcon as First Judge of Instance of Criminal Matters of the Judicial District of Rio Grande with residence in Piedras Negras, Coahuila, from November 3, 1989 to December 15, 1990. With perceptions allocated in the respective budget line items of the budget of expenditures. Signed by, Lic. Antonio Arizpe, the Tribunal President. Exhibit N-3G - By virtue of change of assignment of Enrique Chavez Penaloza, the full court in session of the current date, by the judicial power of the state, agreed to appoint (Enrique A. G. Falcon) First Judge of Instance of Criminal Matters of the Judicial District of Sabinas, with a seat in the city of the same name, to include from a period 1 st of March of 1989 to 15 th of December of 1990. Signed by, Lic. Rafael Ibarra Chacon, the Tribunal President Exhibit N-3H - Judicial Power of Coahuila, dated 12/10/1988, By the power of the state, we have allowed to grant you the title of Court Clerk to First Court of Instance of Criminal Matters of the Judicial District of Monclova, Coahuila, with the powers, rights, and obligations inherent in the Office assigned, receive a salary allocated in the budget as appropriate, and from this date. Signed by, Lic. Juan Hermilo Reyes Mancha, Judge of Inst. Ramo Penal. Exhibit N-3I - Judicial Power of Coahuila, dated 06/29/1988, By the power of the state, we have allowed to grant you the title of Project Secretary to Second Court of Instance of Criminal Matters of the Judicial District of Monclova, Coahuila, with the powers, rights, and obligations inherent in the Office assigned, receive a salary allocated in the budget as appropriate, and from this date. Signed by, Lic. Juan Hermilo Reyes Mancha, Judge of Inst. Ramo Penal. Exhibit N-3' -An official letter-head of Independent University of Coahuila. The undersigned, Assistant director of Personnel of the Independent University of Coahuila, points out that Enrique Adolfo Gutierrez Falcon, works at this institution as Professor definitive course "A" with 3 hours of Case Law, in Saltillo, accounted for 7 years of service and receives an income every 28 days of $849.46. Signed by Lic. Claudia Soto Millan. Exhibit N-3K - A copyofhis (Enrique A. G. Falcon) license card (# 1283542) from the Secretary of Public Education, dated August 31, 1988.

DEA Form
(Jul. 1996)

- 6a

DEA SENSITIVE
Drug Enforcement Adm inistration
This report is the property of the [)'ug Enforcement Administration. Nenher nnor its contents may be disseminated outside the agency to which loaned. Previous edition dated 8/94 may be used.

u.s.

Department of Justice
1. File No.

Drug Enforcement Administration

2. G-DEP Identifier

REPORT OF INVESTIGATION
(Continuation)
4.

M3-11-0041
3. File Title

YAC1B

GARCIA-Zalvidea, Fernando et. al.

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5. A"ogram COde

03-29-2012

Exhibit N-3L - It's an event schedule for an exhibition/seminar regarding specific topics, especially regarding to taxes, social security, fiscal defense, and including the fiscal refo rm of 2003. Exhibit N-3M - From the town Council of Saltillo, Enrique Adolfo G. Falcon presents, a town hall meeting in which the citizens approved 18/03/2003. On the basis of the provisions of article 102, fraction I, clause 7, of the municipal code for the sta te of Coahuila grants the general power of lawsuits, collections, act of administration and for the acts of labor administration issues for the following professionals, in which provides eleven names/members on the document

Exhibit N-3N - "Citato rio" is a Summons / Subpoena from SAT, dated 03/19/2004, address to GROUPO BIOTECNO MEXICO SA de CV, which Enrique AG. Falcon is part-owner/member. Summons was signed by Manuel Alvarado Juarez "The Notifier", and Julia Lozano Moreno signed the subpoena on behalf of the entity. Also there is a copy of a cashier's check i/a/o $875.00 pesos from BIOTECNO MEXICO, SA de CV to Municipal of Saltillo, Coahuila - Treasurer's Office. Included with the summons and copy of cashier's check, there is a copy of organization documents for the Grupo Biotecno Mexico SA de CV (entity). Exhibit N-30 - It's a purchase contract where the seller, Enrique AG. Falcon, and the buyer, Guadalupe Jaramillo Trejo, for the sale of Noria #148 on August 1, 2008. Then the other document is a lawsuit against the Guadalupe Jaramillo Trejo (buyer) for non -payment and to return the property to Enrique Falcon. Exhibit N-3P - Saltillo, Coahuila Notarized document dated March 24,2011, indicating HSBC Financial Institution may have financed Enrique Adolfo G. Falcon for the property on "La Noria" i/a/o $133,795.00, and the property is paid in full and Enrique AG. Falcon owns the property free and clear. Exhibit N-3Q - Court Minutes dated April 27, 2007, referencing preceding cases/judgments for Juan CHAPA Garza on his personal properties, which Procuraduria General de la Republica (PGR) has custody. The document describes certain properties that seized and other assets that cannot be return to J. CHAPA Garza.

Exhibit N-3R - Torreon, Coah, Mex Notarized document by Gustavo Munoz Dominguez No.9. Title: Script 134, Volume 34, dated July 12, 2006, in which Juan CHAPA Garza appoints (or hires)
- 6a

DEA Form (Jul. 1996)

DEA SENSITIVE
Drug Enforcement Administration
This report is the property of the Drug Enforcement Administration, Neither it nor its contents may be disseminated outside the agency to which loaned. Previous edition dated 8/94 may be used.

u.s. Department of Justice Drug Enforcement Administration

1. File No.

2. G-DEP Identifier
1

REPORT OF INVESTIGATION
(Continuation)
4.

M3-11-004I
3. File Trtle

YACIB

GARCIA-Zalvidea, Fernando et. al.

Page

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6. Date A'epared

5. A'ogram COde

03-29-2012

Enrique AG. Falcon as his attorney and gives him general power of attorney for suits and collections and acts of management for article 3008 of civil code in state of Coahuila. Exhibit N-3S - Title: Attorney General's Office of the Federation, Prosecutor, Table III, dated 01/24/2007. This document comes forth Enrique AG. Falcon as the attorney for Juan CHAPA Garza and by the order of PGR, providing the registration of specific real properties that are listed on the document. Exhibit N-3T - 5 th Tribunal of 8 th Circuit, The Judicial Power ofthe Federation, dated 01/31/2007, A summons where Minerva Martinez Ortiz (plaintiff), Calle Prusel Numero 775, Zona Centro, Saltillo, Coahuila, regarding the Injunction Suit 779/2006. Exhibit N-3U - Final Receipt dated January 24, 2002, where Enrique AG. Falcon received a check of$500,000.00 (pesos) from Roberto C. GONZALEZ Trevino, for expenses related to the professional services contract dated on January 29, 2001. Exhibit N-3V - Notarized document by Gustavo Munoz Dominguez No.9. Title: Script 123, Volume 35, dated May 14, 2007, in which Dora Esther Flores Carrillo testified she was registered agent for CANDILEJAS de SALTILLO SA de CV and the entity does exist and Enrique AG. Falcon becomes the registered agent for the company. Exhibit N-3W - Title: Delivery of Goods and Settlement Agreement dated May 28,2007; Which Enrique AG. Falcon as power of attorney for CANDILEJAS De SALTILLO SA de CV and on the other, Roberto C. GONZALEZ, in concluding an agreementto a free and clear title, through which the ownership of property that are described in the annex, as an integral part of this, by following declarations (statements) and clauses. The second paragraph entails the following: First, on May 23, 2007, El Servicio de Administracion y Enajenacio n de Bienes (*SAE), a Mexican agency of Mexico's Federal Public Administration, which deals with selling goods and real estate obtained from federal criminal procedures with final sentence in favor ofthe government, as in administrative procedures related with foreign trade (customs) and taxes, www.sae.gob.mx; Secretary of Treasury and Public credit, pursuantto the judgment issued under no. 1190/2006, by the 4th Judge from La Laguna District, proceeded to return the property "Candilejas" to Juan CHAPA Garza, with all in fact and law that applies to you through your attorney Enrique A G. Falcon.

DEA Form (Jul. 1996)

- 6a

DEA SENSITIVE Drug Enforcement Administration

This report is the property of the Drug Enforcement Administration. Netther it nor its contents may be disseminated outside the agency to which loaned. A'evious edition dated 8/94 may be used.

u.s.

Department of Justice Drug Enforcement Administration

1. File No. 2. G-DEP Identifier
1

REPORT OF INVESTIGATION
(Continuation)
4.

M3-11-0041
3. File Trtle

YAC1B

GARCIA-Zalvidea, Fernando et. al.

Page

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6. Date Prepared 03-29-2012

5. Program COde

Third Paragraph, 2nd - By the will ofJuan CHAPA Garza, by the power of Attorney, Enrique A G.
Falcon to deliver the domain and possession, free title, of everything and each one of the assets that is described in the annex, any assets from the company CANDILEJAS de SALTILLO SA de CV and to cancel (condone) anydebtthat may exist from CANDILEJAS. Fourth Paragraph, 3rd - Roberto C. GONAZALEZ to accept the transfer of the domain and receive such goods. Exhibit N3X - Agreement or Contract to provide professional services, by a party to celebrate Mr. Raul GONZALEZ Trevino, who is known as "The Borrower", and on the other, the licensed J. Jesus Santos Gonzalez and Enrique A GUTIERREZ Falcon, "The Professionals or Lenders", subject to the same under the following statements and clauses. Exhibit N-3Y - Saltillo, Coahuila, Notarized document by Laura Elena Garza Orta No. 58. Title: Public Script # 55, dated January 29, 2009, in whieh Jose Maria Davila Flores grants Enrique AG. Falcon as his attorney and gives him general power of attorney for suits and collections and acts of managementfor articles 3006,3009,2551, and 255 of civil code in state of Coahuila. Also included in the documents were two receipts one for $22.00 pesos and the other for $350.00 pesos from the Municipally of Saltillo, Coahuila. The last page is a letter-head from Direction of Urban Development of Saltillo, dated on December 14,2009, it mentions about the approval for the condominium project of 5 houses to be constructed on Albardon y Blvd. Exhibit N-3Z - PGR Document, dated 08/26/2009, Title: Ministerial Record of returning the truck-type 3500,Make Chevrolet, model 1994, Vin#: 3GCjC44K3RM114092, Motor: RM 114096, license plates: EH-61675, a previous investigation # 8196/DO/94, Rei 4203/FEPFB/95 and Injunction suit # 1190/2006. Signed by DGCRAM, Lic. Salvador Hernandez Rodriguez and for the Plantiff of Injuction, Lie. Enrique AG. Falcon. Exhibit N-3AA - Servicio de Administraccion y Enajenacion de Bienes (SAE) doc., dated Feb. 27, 2008; Administrative Record of Delivery ofAssets to the Injunction Suit of 1190/2006, Located In The Fourth Court District Laguna Torreon, Coahuila. In short, SAE has approved to return the assets to J. CHAPA Garza, but to his legal representative, Enrique A G. Falcon. There is a list of assets that is being return and with pictures of construction trucks. Signed by SAE Administrator, Juan Ricardo Perez Pedrayes, and Lie. Enrique AG. Falcon, as the receivership /legal representation ofJ. CHAPA Garza.

DEA Form
(Jul. 1996)

- 6a

DEA SENSITIVE
Drug Enforcement Administration This report is the property of the Drug Enforcement Administration. Nenher it nor ns contents may be disseminated outside the agency to which loaned. Previous edition dated 8/94 may be used.

u.s. Department of Justice Drug Enforcement Administration

1. File No.
2. G-DEP Identifier

REPORT OF INVESTIGATION
(Continuation)
4.

M3-11-0041
3. File Title

YACIB

GARCIA-Zalvidea, Fernando et. al.

Page

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6. Date Prepared

5. Program Code

03-29-2012

Exhibit N3BB - PGR document, dated 11/26/2007, Ministerial Record of Returning 17 vehicles affected by previous inquiry numbered 4203/FEPFB/95 Related to the Injunction Suit 1190/2006. Basically the document states the 17 vehicles are being return to J. CHAPA Garza, but to his legal representative, Enrique A G. Falcon. The 17 vehicles are described in the document. Signed by the "Returning Party" DGCRAM, Lic. Julia Rodriguez Ayala, and Lic. Enrique AG. Falcon as the Receivership /Legal representation of J. CHAPA Garza. Exhibit N3CC - Title: Total Vehicles, a list of all the vehicles and machineries. Exhibit N-3DD - PGR Document, dated November 7,8, & 9, 2002 are the dates listed on the doc. Title: List of properties corresponding to the previous inquiry 4203/FEPFB/95 Actual 255/MPFEADS/97 - Annex One. This document is an inventory list of properties that were seized from different locations from the PGR, addition, there is another documentthat entails to the transferring of properties from PGR to SERA, dated Nov. 13,2002 (Servicio De Administracio n de Bienes Asegurados). Exhibit N-3EE - This court document, dated 06/12/2007, which DGRAM (Direccion General de Controly Registro de Aseguramientos Ministeriales, Enrique A G. Falcon attorney for J. CHAPA Garza, and other Mexican officials; entails the previous preceding and rulings, and more importantly, the 4 properties that cannot be return to J. CHAPA Garza. Signed by Maria Eugenia Bojorgez Gonzalez and Francisco Javier Mejia Sanchez of DGCRAM, and Enrique AG. Falcon as the legal representation for J. CHAPA Garza. Exhibit N-3FF - SAE document, dated OS/23/2007, Administrative Record's Return From The Company Called CANDILEJAS de SALTILLO, S. A De C. V. , with everything which Is In fact rightful (Hereinafter The Company), Affects The Preliminary Investigations 7729/Do/94 And 8196/00/ 94; That performs management service and disposal of Assets, Decentralized Agency Of The Federal Public Administration (Hereinafter SAE), Through The C. Paulina Borja Saenz, Coordinator Of Companies Insured, attached to the address. Which Enrique AG. Falcon, legal counsel ofJ. CHAPA Garza, will receive the busines called "CANDILEJAS De SALTILLO SA DE C.V". Signed by The returning party, C. Paulina Borja Saenz, and E. Enrique AG. Falcon as the Receivership. Exhibit N3GG - PGR Document, dated 09/21/2007, Title: Transfer of property, Receipt of the subdivision called "Las Margaritas", located on Boulevard Valdez Sanchez Numero 5230, Saltillo, Coahuila concerning the previous number 4203/FEPFB/95 Related to the Injunction Suit
- 6a

DEA Form (Jul. 1996)

DEA SENSITIVE
Drug Enforcement Administration
This report is the property of the Drug Enforcement Administration. Neither It nor its contents may be disseminated outside the agency to which loaned. Previous edition dated 8194 may be used.

u.s.

Department of Justice
1. File No. 2. GDEP Identifier

Drug Enforcement Administration

REPORT OF INVESTIGATION
(Continuation)
4.

M3-11-0041
3. File Title

YAC1B

GARCIA-Zalvidea, Fernando et. al.

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1190/2006. Enrique AG. Falcon, legal counsel of}. CHAPA Garza, will receive the subdivision called "Las Margaritas" which has 20 vacant homes from PGR. Signed by the "Returning Party" DGCRAM, Lie. Salvador Hernandez Rodriguez, and Lic. Enrique AG. Falcon as the Receivership /Legal representation ofJ. CHAPA Garza.
Exhibit N-3HH - PGR Document, dated 04/04/2007, Title: Transfer of property, Receipt of 6 real properties found to be partofthe previous number 4203/FEPFB/95 Related to Injunction Suit 1190/2006. Enrique AG. Falcon, legal counsel of}. CHAPA Garza, will receive the 6 real properties from PGR. Signed by the "Returning Party" DGCRAM, Lie. Salvador Hernandez Rodriguez, and Lic. Enrique AG. Falcon as the Receivership /Legal representation of J. CHAPA Garza. Exhibit N-311 - 3 PGR documents. 1 st doc. Date Stamp April 4, 2007; regarding the matter of cancellation of the marginal notes of the various seizure properties subjectto previous inquiry 8196/DO/94, related to the other 4203/FEPFB/95., which deals with 6 properties. 2 nd PGR document dated April 4, 2007, regarding the matter of patrolling the surveillance of various buildings is revoked, whieh deals one property. 3 rd PGR document dated April 4, 2007, regarding the matter of patrolling the surveillance of various buildings is revoked, deals with 4 properties. Exhibit N-3JJ - First PGR Document, dated 12/19/2008, Title: Transfer of property, Receipt of

the subdivision called "Candelaria", located on Bo ulevard Fundadores a la Altura de La Colonia Postal Cerritos, Saltillo, Coahuila concerning the previous number 4203/FEPFB/95 Related to the Injunction suit 1190/2006; dated 12/19/2008. Enrique AG. Falcon, legal counsel of J. CHAPA Garza, will receive the residential home in "Candelaria" Obra Negra from PGR. Signed by the "Returning Party" DGCRAM, Lic. Salvador Hernandez Rodriguez and Lic. Enrique AG. Falcon as the Receivership /Legal representation of}. CHAPA Garza. Second PGR Document, dated 12/19/2008, receives a BBVA Bancomer checkija/o $155,000.00 Mex pesos for the Machinery, Saltillo, Coahuila concerning the previous number 4203/FEPFB/95 Related to the Injunction suit 1190/2006; dated 12/19/2008. Signed by the "President of Orizaba, Veracruz Muniepal" C. Alberto Luis Faure Larrieu, and Lic. Enrique AG. Falcon as the Receivership /Legal representation of}. CHAPA Garza.

Exhibit N-3KK - Veracruz official gazette from the state governor of Ignacio de la llave, dated

12/31/3004. The town councilors names appOinted by the state town halls, elected by the municipal electoral process of 2004, the same in which they will serve for the period of 20052007. It's a list of names and the town where they were elected to serve.
DEA Form (Jul. 1996)
- 6a

DEA SENSITIVE
Drug Enforcem ent Adm inistration

This report is the property of the Drug Enforcement Administration. NeHher Hnor Hs contents may be disseminated outside the agency to which loaned. A-evious edition dated 8/94 may be used.

US. Department of Justice

Drug Enforcement Administration
1. File No. M3-11-0041
3. File Title

2. G-DEP Identifier

REPORT OF INVESTIGATION
(Continuation)
4.

YAC18

GARCIA-Zalvidea, Fernando et. al.

Page

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6. Date Ftepared

5. rrogram COde

03-29-2012

Exhibit N-3LL - Veracruz Electoral Process 2004 document, title: Municipal Board ofOrizaba, Ver. The Municipal Board (Council) ofOrizaba, Veracruz, based on the computed results on 8 of September of2004 in par this electoral body, as well as in the Declaration ofvalidity of the choice to renew the members of the City Council, the eligibility of the candidates who obtained the most votes, and in accordance with the provided for in articles 68 and 69 of the political Constitution of the State and the numerals 13, 109 fraction XIV and 199 fraction and 202 of the Electoral Code for the State of Veracruz Ignacio de la Uave, issued in favor of formulates it composed of citizens, Alberto Luis Faure Larrieu and Miguel Gutierrez Gallegos. A copy of identification ca rd for Alberto Luis Faure Larrieu is enclosed with those documents. Exhibit N-3MM - Doc 1; PGR document, dated 06/17.2009, title: Ministerial Record of Returning 2 tractors/trailers affected by part of the previous number 8196/00/94 Related to Injunction suit 1190/2006. Enrique AG. Falcon, legal counsel of}. CHAPA Garza, will receive the two tractor/trailers from PGR. Signed by the "Returning Party" DGCRAM, Lic. Salvador Hernandez Rodriguez and Lie. Enrique AG. Falcon as the Receivership /Legal representation of}. CHAPA Garza.Doc. 2; PGR document, dated 06/17/2009, Title: Ministerial Record Not to Return 4 heavy machineries affected by previous number 8196/00/94 Related 4203/FEPF /95 and Injunction suit 1190/2006. Signed by DGCRAM, Salvador Hernandez Rodriguez, and Enrique AG. Falcon as the legal representation for J. CHAPA Garza. Exhibit N-3NN - SAE Servicio de Administracion y Enajenacion doc., dated 08/22/2011, Title: DEV/NA/PJF/MTY/0075/11/08; Through proceedings of dated 25 of July and 11 ofAugust 1995 in the AP number 4203/FEPFB/95 Decree ministerial assurance of various tangible property, of which here are listed that were converted to cash by transfer to find under the administration of this body with the record and number listed within the document.On the basis of in the article 29 of the rules of procedure of the Federal law for the management and transfer of assets of the Public Sector and in compliance with the ex officio 4305, June 01, 2011, marked by the C.lic. Guillermo Amaro Correa, fourth district judge in La Laguna Torreon, Coahuila, with assistance of the Lic. Gerardo Tiscareno Mercado, court secretary, is to formalize the repayment of the cash by the following amounts and the additional generated income return dur ing the periods that were administered. Enrique Adolfo G. Falcon, legal counsel ofJ. Chapa Garza, received a check by SAE ija/o $1,015,458.48 Mex. Pesos. *A copy of the check is attached with the document. Signed by the "Returning Party" Lie. Jose Luis Teran Antunez -Administrator, and Lic. Enrique AG. Falcon as the Receivership.
-6a
DEA SENSITIVE
Drug Enforcement Administration This report is the property of the Drug Enforcerrent Administration. nor its contents may be disseminated outside the agency to which loaned. Ftevious edition dated 8/94 may be used.

DEA Form (Jul. 1996)

u.s.

Department of Justice
1. File I\b. M3-11-0041 2. G-U::P Identifier

Drug Enforcement Administration

REPORT OF INVESTIGATION
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YAC1B

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Exhibit N300 - SAE doc, dated 05/07/2007, Through offices 9654 and 10546 dated March 29, 2007 and April 19, 2007, respectively, in the Injunction trial Number 1190/2006, promoted by J. Chapa Garza, signed by Mario Israel Perez Herrera, Secretary of the Fourth District Court in Laguna Torreon Coahuila, ordered the formal return and delivers physical of the property located on the street Paseo del Caracol, number 455, Colonia Lomas de Lourdes in Saltillo, Coahuila, to the Juan CHAPA Garza, received by Enrique A G. Falcon. Signed by the "Returning Party" C.P. Juan Rieardo Perez Pedrayes, and Lic. Enrique AG. Falcon as the Receivership/Legal Representation of J. CHAPA Garza. Exhibit N-3PP - In accordance with provisions of the fraction II of the article 30 of the regulation of the law, the Lie. Enrique Adolfo Gutierrez Falcon, legal representative of the C. Juan CHAPA Garza, receives his satisfaction ofthe C.P. Juan Ricardo Perez Pedrayes, who acts in representation of Service Administration and Transfer of Property (SAE), the land lot number 15, fractionation of "EI Llano" located in a Boulevard Jose Lopez Portillo, road intersections 57, Matehuala -Piedras Negras, Saltillo, Coahuila to his entire satisfaction, giving the receipt the settlement more comprehensive law corresponding with this Act for aU legal purposes to place without reserve action and/or right against service manages transfer of assets, employee sand staff with relationship exclusively to such property. Signed by the "Returning Party" C.P. Juan Ricardo Perez Pedrayes, and Lie. Enrique AG. Falcon as the Receivership/Legal Representation of J. CHAPA Garza. Exhibit N-3QQ - PGR doc, dated 07 /13/2007, Act followed the lawyer Enrique A G. Falcon in his character of legal representative of the C. Juan CHAPA Garza, manifest that receives 5 properties described in the conditions faced by its absolute and entire satisfaction, not to take any action or civil criminal or any right deducted against the General of the Republic (PGR), their addresses and/or officers of the same, by signing this record for all legal purposes to which has place. In whieh Enrique AG. Falcon Signed the document as the receivership of the property. Signed by the "Returning Party" DGCRAM, Lic. Luis Guillermo Hidalgo Salinas, and Lic. Enrique AG. Falcon as the Receivership /Legal representation of J. CHAPA Garza. Exhibit N-3RR- PGR document, dated 02/26/2008, Ministerial Record of Returning 3 Machineries affected by previous inquiry numbered 4203/FEPFB/95 Related to the Injunction Suit 1190/2006. Basically the document states the 3 machineries are being return to J. CHAPA Garza, but to his legal representative, Enrique A. G. Falcon. The 3 machines are speCifically described in the document as well. Signed by the "Returning Party" Lic. Jose Antonio Riojas

DEA Form (Jul. 1996)

- Sa

DEA SENSITIVE
Drug Enforcem e nt Adm Inlstration This report is the property of the Drug Enforcement Administration. Neither it nor its contents may be disseminated outside the agency to which loaned. Previous edition dated 8/94 may be used.

u.s. Department of Justice Drug Enforcement Administration

1. File No.
2. G-DEP identifier 1

REPORT OF INVESTIGATION
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Vazquez-AM.P.F., and Lie. Enrique AG. Falcon as the Receivership /Legal representation of J. CHAPA Garza. Exhibit N-3SS - PGR Document, dated 11/20/2007,Actfollowed the lawyer Enrique A G. Falcon in his character oflegal representative of the C. Juan CHAPA Garza, manifest that receives "Lavado Y Engrasado Lourdes" property described in the conditions faced by its absolute and entire satisfaction, not to take any action or civil criminal or any right deducted against the General of the Republic (PGR), their addresses and/or officers of the same, by signing this record for all legal purposes to whieh has place. Signed by Lie. Jose Antonio Riojas Vazquez of Public Ministry of the Federation, and Enrique AG. Falcon signed the document as legal counsel of J. CHAPA Garza. Exhibit N-3TT - PGR Document, dated 07/13,2007, Circumstantial Act Not to Return 2 real properties, "(1) Lavado Y Engrasado Lourdes Y Muebles Forjas Sociedad Anonima and (2) Las Margaritas" by previous number 4203/FEPF/95 and related to the Injunction suit 1190/2006. Signed by Lie. Jose Antonio Riojas Vazquez of Public Ministry of the Federation, and Enrique AG. Falcon signed the document as legal counsel of J. CHAPA Garza. Exhibit N-3UU - PGR Document, dated 11/04/2009, Ministerial Record of Returning Heavy Machineries affected by previous inquiry numbered 4203/FEPFB/95 Related to the Injunction Suit 1190/2006. Basieally the document states that three heavy machineries are being return to J. CHAPA Garza, but to his legal representative, Enrique A G. Falcon. The 3 machines are specifically described in the document as well. Signed by DGCRAM, Salvador Hernandez Rodriguez, and Enrique AG. Falcon as the Receivership/Legal representation for J. CHAPA Garza. Exhibit N-3VV - Sale Contract, dated 11/20/2007, In This Act, Mr. Juan Chapa Garza "Seller", Per through its representative, delivers to the Business Arrendadora Inmobiliaria Las Arboledas, Reg. Agent Gustavo Armando Robles Luque "Purchaser", legal and materially possession and recognition of the ownership of the property setoutin statements 1.2,1.3 and 1.4 of this contract Signed by the Gustavo Armando Robles Luque "Purchaser", and Enrique AG. Falcon as the Seller. The purchaser paid $8,250,000.00 Mex. Pesos for the property by cashier's check from HSBC. A copy of the check is enclosed with the documents. The second setof documents: Is the registered filing for Arrendadora Inmobiliaria Las Arboledas, with the Reg. agent/Secr etary Gustavo Armando Robles Luques.

DEA Form (Jul. 1996)

6a

DEA SENSITIVE
Drug Enforcement Administration
This report is the property of the Drug Enforcement Administration. Neither it nor its contents may be disseminated outside the agency to which loaned. A'evious edition dated 8/94 may be used.

u.s.

Department of Justice
1. File No.

Drug Enforcement Administration

REPORT OF INVESTIGATION
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2. G-ceP Identifier YAC1B

et. al.

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Exhibit N-3WW - Court Document, dated 01/03/2007, identifying Enrique AG. Falcon as the legal representation for J. CHAPA Garza on Injunction Suit 1190/2006. Signed by Enrique AG. Falcon. Exhibit N3XX - Court document, dated 09/02/2007, Enrique AG. Falcon, legal counsel of}. CHAPA Garza, the purpose of returning the houses in subdivision called "Las Margaritas" located on Boulevard Jesus Valdez Sanchez numero 5230, en la ciudad de Saltillo, Coahuila. In which is solved and signed by Luis Armando JEREZANO Trevino, 4th District Judge of La Laguna, Torreon, Coahuila. Exhibit N3YV - PGR Document, dated 02/02/2006, The Public Ministry of the Federation, to exercise the criminal action by the order of the court; the following goods were seized from the investigation; an inventory list of all the assets that were seized. Signed by Lic. Jose Alberto Montes Hernandez, First Judge District in Material and Penal Process Federation. Exhibit N3ZZ - PGR Document /Injunction Suit 1190/2006, Mandatory" Injunction is granted and protection offederallaw to J. CHAPA Garza, againstthe act which he claims to the State delegate in Coahuila of the Procurement General Republic (Procuraduria General de la Republica) agent of the Ministry public of the Federation Assistant of the Prosecutor General of the Republic, whereby he gave a reply to the statement made by the complainant in six of June of this year, and notification, in the specified terms in the last considered this resolution. In which is solved and signed by Luis Armando JEREZANO Trevino, 4th District Judge of La Laguna on 10/27/2006. Basically a ruling to return the properties to J. CHAPA Garza from PGR. Exhibit N-3AAA - PGR Document, dated 10/05/2009, Ministerial Record of Returning the tractor trailer affected by previous inquiry numbered 4203/FEPFB/95 Related to the Injunction Suit 1190/2006. Basically the document states that the tractor trailer is being return to J. Cha pa Garza, but to his legal representative, Enrique A G. Falcon. The tractor trailer is specifically described in the document. Signed on behalf ofDGCRAM, Lic. Francisco Javier Mejia Sanchez, and Enrique AG. Falcon as the Receivership/Legal representation for J. CHAPA Garza.
2. Statements

Exhibit N-3BBB - Enrique AG. Falcon Banorte Account statements #0539309113 for the months of 12/2008 & 01/09-4/2009. The second set of documents is the opening of the account
6a

lEA Form (Jul. 1996)

DEA SENSITIVE
Drug Enforcem ent Adm inlstration
Tnis report is the property of the Drug Enforcement Administration. Neither it nor its contents may be disseminated outside the agency to which loaned. Previous edition dated 8/94 may be.used.

u.s.

Department of Justice
1. File No.
2. G-DEP Identifier

Drug Enforcement Administration

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GARCIA-Zalvidea, Fernando et. al.

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list his wife, Ernestina Guadalupe Barajas Flores and a deposit of $6,608,506.00 in Mex. Pesos was made into the acct. # 0539309113. Exhibit N-3CCC - Enrique A G. Falcon BBVA Bancomer Acct # 0158833079, a deposit slip i/a/o $700,000.00 Mex pesos on 12/19/2007. 2 nd Document is a receipt showing the balance of $573.038.41 as of 2/15/2008. Exhibit N-3DDD - Enrique AG. Falcon lBC Online Account Copy, Reg Checking Acct. # 6723, balance of $3,882.30 and Certificate of Dep. Acct # 0111, balance of $1,002,904.00 as of 1/9/2012. Exhibit N-3EEE - Enrique AG. Falcon BanRegio Account # 016-00704-004, statements for 2/03 & 3/03. On the opening of the account application list his wife, Ernestina Guadalupe Barajas Flores. A receipt indicating a charge for acct 016-00703-001-4 i/a/o $2,500.00 Mex. Pesos on 2/6/04. Exhibit N-3FFF - Enrique A G. Falcon Santander Brokerage statement acct. 60534204266, a total value $600,929.43 Mex Pesos as of 11/2011. Exhibit N-3GGG - Enrique A G. Falcon, lBC Bank application "Depositor's Agreement", Acct 2510531018. Indicating on the application that he is a "construction contractor". Exhibit N3HHH - Enrique A. G. Falcon, lBC Bank application "Depositor's Agreement", Acct 2510746723. Indicating on the application that he is a "construction contractor". Exhibit N-3I11 - Enrique A.G. Falcon, A copy of "Receipt of Time Deposit" CD Fixed Inte rest Rate acct. 2510480111, initial deposit of $1,002,282.13 was made on 1/03/08. Also lBC Bank application "Depositor's Agreement" indicating that he is in "Organic Fertilizers and Construction".
3. Bills
Exhibit N-3JJJ - A bill from Aguas de Saltillo (water bilI), dated 12/2011, address to Enrique A.G. Falcon, Paseo del Valle 472, San Patricio, Saltillo, Coahuila; Acct. # 164875-7.

DEA Form (Jul. 1996)

6a

DEA SENSITIVE
Drug Enforcement Administration
This report is the property of the Drug Enforcement Administration. Neither it nor its contents may be disseminated outside the agency to which loaned. Previous edition dated 8194 may be used.

US. Department of Justice

Drug Enforcement Administration
1. file No. 2. G-es:> identifier

REPORT OF INVESTIGATION
(Continuation)

M3-11-0041
3. File Title

YAC1B

GARCIA-Zalvidea, Fernando et. al.

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Exhibit N-3KKK - A bill from Nextel (cell phone bill.), dated 9/1/2012, address to EnriqueA.G. Falcon, Paseo del Valle 472, San Patricio, Saltillo, Coahuila. Invoice # 52917857 & Acct. # 1.20394447. Radio #5: (1) 52*15*35850 & (2) 52*15*81011 and Telephone (cell) #5: (1) 8441810251 & (2) 8441625737.

INDEXING

1. GUTIERREZ-Falcon, Enrique A.- NADDIS # 7570197

2. 3. 4. 5. 6. 7. BIOTECNO MEXICO SA de CV- NADDIS# Inconclusive; Mexican shell company that is associated with Money Launderer Enrique GUTIERREZ. CHAPA-Garza, Juan- NADDIS# 129234 GONZALEZ-Trevino, Roberto Casimiro-NADDIS# 2645216 CANDIEJAS de SALTILLO SA de CV- NADDIS#3275619 GONZALEZ-Trevino, Raul- NADDIS# 7541482 and 2645184 (SARI pIs combine numbers) JEREZANO-Trevino, Luis Armando-NADDIS# 7570211

DEA Form
(Jul. 1996)

6a

DEA SENSITIVE
Drug Enforcement Administration

This report is the property of the [Xug Enforcement Administration. Neither it nor its contents may be disseminated outs ide the agency to which loaned. Previous edition dated 8/94 may be used.