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Utl MAY 1 5 Z003 lb.,:;
Legislative Ethics Committee
Box 75, L.O.B .
Albany, New York 12247
(518)432~7837/783B

Ann
By
1
k~Gatemen
ETHIC~ COf1''i- inancial 0 ' Disclosure
for Calendar Year 2 0 0 2

1. Name
2. (a ) Title of Position N~\~ YC\rk S t :l t ·~ S p'l1 a t o r , 4 3 rd Di ::: t r ic t

(b) Department, Agency or other Governmental Entity

New York S tn t ~ S e n ~te

L p. g i ~ l ~ti v ~ Of f i c p. BuL l.d.i.r g , Ro om 909

{c l Address of Present Office Ai b r n : · . Np \·, Yo r k 1? " 47

(d) Office Telephone Number 518·· LI5 5- 31 91

3. (a ) Marital Status ma r -:i. e d If married, please give

spouse's full name including maiden name where applicable.
Ba r bar a . 8 r u~ o

(b) List the names of all unemancipated children .

- :'lon e •.

INSTRUCTIONS

Answer each of the following ques t i o n s completely, with respe ct to

cal enda r year 2002, unl e ss anot h er period or dac.e is otherwi s e
spec if ied. If addition a l spa ce i s needed, a tt ach additional pages.

Whenever a "value" or "amount" is required to be rep orted herein,

such value or amount s h al l b e reported as being wi th in one of the
following Categ o ries: Category A - under $5,000; Category 8 -
$5,000 to und er $20,000; Category C - $20 ,000 to under $60,000;
Category 0 - $60,000 to under $100,000 ; Category 8 - $100,000
to under $ 250,000; and Category F - S250 ,000 or over. A reporting
individual shall indicate the Category by letter only.

Wh ~never "income" i s required to be reported herein, the term "inco me '

shall mean the a g g reg a t e net income before taxes fr om the source
iden tifi ed.

The t erm "cale ndar y ear" shall mean the year ending the December 31s t
prece d ing the d a t e o f fi ling of th e a nnua l st a t ement..

GOVERNMENT
EXHIBIT
L.E.C. Form 1 (3/99) 1
GY -ll

P184
50 (a) Lis t the name, add r e ss and d e s c r i p t i on o f any occupa-
tion, e mp l o yme n t , (o t h e r than the employment l i s t e d under
Item 2 a b ov e ), tra d e, business or pro f e s sion e n ga g e d in by
th e r e p o r t i n g indiv idual. If such activity was l i c e n s ed by
any st a t e or loca l ag e ncy, was r e g u l a t e d by any s t a t e
regul atory age ncy o r l o c a l agency, or as a regu lar and
I

signi f i cant part of the business or activity of sa id e n t i t y,

did business with, or had matters other than mi n iste r i a l
matters before, any s t a t e or local agency, list the name of
any such agency_

Name & Addre s s S t a t e or

po s i t i o n of Org ani z a ti o n Des cription Loc a l Age ncy

Se e At t ac h men t it A"

(b) If the spouse o r unemancipated ch ild of the reporting

individual was engaged in any occupation, employment, trade,
business or profession which activity was licensed by any
state or local agency, was regulated by any state regulatory
agency or local agenCYI or, as a regular and Significant
part of th e business or activity of said entitY I did
busines s with, or had matters other than ministerial matters
before, any state or local agency, list the name, address
and description of such occupation, employment, trade,
business or profession and the name of such agency.
Na me & Addr e s s S ta te or
po s iti o n of Organ iz a t i o n Desc r i p t i o n Local Agenc y
- n O il (~ -

6. List any interest, in EXCESS of $1,000, held by the report-

ing individual, such individual's spouse or unemanc ipa ted
child , or partnership of which any such person is a member,
or corporation, 10% or more of the stock of which is owned
or controlled by any such person , whether vested or contin -
gent, in any contract made or e xecuted by a state or local
agency and include the name of the e ntity which holds such
interest and the relationship of the reporting individual
or such individual's spouse or such child to such entity

P1S6
 Attachment "A'.'

Joseph L. Bruno

Question {IS

Name lr Address
State
Position of Organization Description or Local Agency

Senator New York State Senate Legislative Branch of

LOB-909,Albany, NY New York State government

Director until First Grafton Corp. Real Estate Development Town of Grafton
6/92, then turned 23 Mason Street Renssealer Count
over to a Trust Glens Falls. NY

Sole Proprietor Mountain Vie~ Farm Breeding & Rai&ing

345 Bulson Road, Troy,NY Thoroughbred Horses none

Consultant C3pita: ~usiness Consultants, LLC

345 Bulson Rd .• Troy, NY consulting none
Consultant The Winthrop Corporation consulting none
1000 Lafayette Blvd.
Bridgeport, CT 06604

. P18a
 not list the name of the individual cl ients, customers or
patients .
- no n ~ -

(b) List the name, principal address and general description

or the nature of the business activity of any entity in
which the reporting individual or such individual's spouse
had an investment in excess of $1,000 excluding investments
in securities and interests in real property.
_. n o ne -

9. List each source of gifts, EXCLUDING campaign contributions,

in EXCESS of $1,000, received during the reporting period
for which this statement is filed by the reporting individu-
alar such individual's spouse or unemancipated child from
the same donoY, EXCLUDING gifts from a relative. INCLUDE
the name and address of the donor. The term "gifts" does
not include reimbursements, which term is defined in item
10. Indicate the value and nature of each such gift.
Self, Category of
Spo u s e or Name of Nature Value of
Ch ild Don o r Address of Gift Gift

10. Identify and briefly describe the source of any reimburse-

ments for expenditures, EXCLUDING campaign expenditures and
expenditures in connection with official duties reimbursed
by the state, in EXCESS of $1,000 from each such source_
For purposes of this item, the term "reimbursements" shall

P190
 (b) Describe the pa rt i es to a n d th e terms of a n y a g r e e me n t
p r o v id i ng for cont i n u a tion o f payme n ts o r b en e f i t s to the
REPORTI NG INDIV IDUAL in EXCESS of $1, 0 0 0 f r o m a prior
e mployer OTHER TI--lP.N the State. (This includes interests in
or contributions to a pension fund, profit-sharing plan, or
life or health insurance; buy-out agreements; severance
p a yme n t s ; etc.)
_. r:o n e. -

13. List below the nature and amount of any income in EXCESS of
$1,000 from EACH SOURCE for the reporting individual and
such individual's spouse for the taxable year last occurring
prior to the date of filing. Nature of income includes, but
is not limited to, all income (other than that received from
the employment listed under Item 2 above) from compensated
employment whether public or private, directorships and
other fiduciary positions, contractual arrangements,
teaching income, partnerships, honorariums, lecture fees,
consultant fees, bank and bond interest, dividends, income
derived from a trust, real estate rents, and recognized
gains from the sale or exchange of real or other property.
Income from a business or profession and real estate rents
shall be reported with the source identified by the building
address in the case of real estate rents and otherwise by
the name of the entity and not by the name of the individual
customers, clients or tenants, with the aggregate net income
before taxes for each building address or entity . The
receipt of maintenance received in connection with a
matrimonial action, alimony and child support payments shall
not be listed.
Category
Self/ of
Spouse Source Nat.ure Amount:
' I r~ II
::::<.chl.leO! r;
"

7
P192
 Ac t ac hrnent "B"

Joseph L. Bruno

Ques tion 013

Category of
Self / Spouse Source Nature Amoune

1.- Self New York State Senate salary Category E

2. Self The Winthrop Corporation salary Category E

3. Self/Spouse 443 ray lor Court I Troy rent Category B

4. Self Capital Busine s s Consultant.s, L1C consu l t i ng fe e s Ca t e go r y E

P1S4
 has trans f erred assets to such trust f o r his or her b e n e f i t
in which event such securities shall b e listed unl e s s t he y
are not ascertainable by the reporting individual b e c aus e
the trust e e is under an obligation or has been instruc t e d in
writing not to disclose the contents of the trust to
the reporting individua l . Se c u r i t i e s of which the reporting
individual or the reporting individua l' s spouse is the owner
of record but in which such individua l or the reporting
individual's spouse ha s no beneficial i n t erest shall not be
listed. Indicate percentage of ownership ONLY if the
reporting person or the report ing person's spouse holds more
than five percent (5%) of the stock of a corporation in
which the stock is publicly traded or more than ten percent
(10%) of the stock of a corporation in which the stock is
NOT publicly traded. Also list securities owned for
investment purposes by a corporation more than fifty percent
(50%) of the stock of which is owned or controlled by the
reporting individual or such individual's spouse . For the
purpose of this item the term "securities" shall mean mutual
funds, bonds, mortgages, notes, obligations, warrants and
stocks of any class, investment interests in limited or
general partnerships and certificates of deposits (CDs) and
such other evidences of indebtedness and certificates of
interest as are usually referred to as securities. The
market value for such securities shall be reported only if
reasonably ascertainable and shall not be reported if the
security is an interest in a general partnership that was
listed in item 8(a) or if the security is corporate stock,
NOT publicly traded, in a trade or business of a reporting
individual or a reporting individual's spouse.
Percentage
of corporat.e
stock owned Category of
or cont: rol led Marke t Value
(if mo r e th a n as o f the
5%" o f pub l icly clos e of the
traded stock, taxable yea r
or more t h a n last occur-
10% of st o ck ring prior to
not. public ly the filing
Self/ Issuing Type of t r aded, i s of this
Spouse Entity Secu rity held) statement

SE'e At t a c l m e r. t "e"

17. List below the location, size, general nature, acquisi tion
date, market value and percentage of ownership of any real
property in which any vested or contingent interest in EXCESS
of $1, 000 is held by the reporting individual or the re-
porting individual's spouse. Also list real property owned
for investment purposes by a corporation more than fifty
percent (50%) of the stock of which is owned or controlled by

9
P196
 At t ac hme nz "c"

Joseph L. Bruno

Question (f16

Percentage of
Corporat e Sec,
Ca t eg o r y (}wner or
Type of of Market Controlled
Self /Spouse Issuing Entity Securil:y Value (e tc . )
------------------------------------------------------- - - - - - - - - --- - - - - - - - - - - - - - - - - - - - - - - - - - - - ~

1. Self first Graftol1 Corp. Stock In Trust , 25Z

Trust unknown

2. Self Smith, Barney Honey

Market account Category A -0-

3. Spouse Exxon Corp. Stock Categ-ory A Unknol,/Tt

4. Spouse Am ~ r i t: :J n Electric Stock Category A Unknown

Po we r Cn , '! n c ,
S. Spouse General Electric Stock Category A Unknown

6. Se.lf Fidelity Investments Stock Category B Unknown

7, Self Vanguard Group Stock Category B Unknown

8. Self AMNEX Inc. Stock Ca tegory A Unknown

9. Self WorldCom Inc. Stock Category A UnknolJ'n

10. Self CentruID INOS Inc. Stock Ca cego ry A Unknown

U. Self Interliant Stock Category A Unknown

12. Self Vytek Wireless Inc. Stock Category A Unknown

13, Self Advanced Tissue Sciences Inc. Stock Category A Unknown

ll,-, Self Mechanical Te chno Lo g t es Inc. Stock Category A Unknown

15. Self Plug Power Inc . Stock Category A Unknown

16_ Se lf Dr e y f e G Fund s Stock Ca t e gory C Un known

17. Self J o s hu a Tree Construction Stock Catego r y A Unkn own

P198
a c hme n t "0"

eph L. Bruno

rs t Lo n fl17

Category of Percentage
Gen e r a I Aquistion Ha r k e t; of
If / Spouse Location Size Nature nate Value Ownership
--
Self Spouse l,q]Taylor Court duplex 12/84 Category n 1007.
Troy, Ne"l York 12180

Self Spouse 94 Bulson Road Single 6/89 Categroy D 100%

Troy, New Ycirk 12180 family home

Self/Spouse 337 Bulson Road Single 2/97 Category E 1007.

Troy, Ne"l York 12160 family horne

-0
I\l
C
C
 interest, when i n c u r r e d or made in the ordina ry course of the
trade, busine ss or professional practice of the repor t ing
individual or such individual's spouse. Inc lude the name of
t he creditor and any collat e r a l pledged by such individu a l to
s ecure payment of any such liab i l ity. A reporting individual
shall not l ist a n y obligat ion t o p a y ma intenance in connec t ion
with a matr imonial action, alimony or child support payments.
Any loan i s s u e d in the ordinary course of business by a
financia l institution to finance educational costs, the c ost
of home purchase or improvements for a primary or secondary
residence, or purchase of a personally owned motor vehicle,
household furniture or appliances shall be excluded. If any
such reportable liability has been guaranteed by any third
person, list the liability and name the guarantor.
Ca t egory
Name of CrediLor Type o f Lia b i l i ty of
or Guaran t o r a n d Co l l atera l, if any Amoun t.
T~ o y Sa v i n g s B~ n k Hn r t g a g e, 4 4 3 Tayl o r Ct . Ca t ag o r y D
'l'r oy . NY 12180

~'!\c requirements of law relating to the reporting of the financial

interests are in the public interest and no adverse inference of
unethical or illegal conduct or behavior will be drawn merely from
compliance with these requirements.

5/15/03
Da t e (month/day/year)

11
P202