ACADEMIC YEAR-PGDM 2013-2015

SUMMER INTERNSHIP PROJECT REPORT

ON
REGULATION WORKING STRUCTURE OF STOCK
EXCHANG IN INDIA.

UNDERTAKEN AT

GHAZIABAD
PREPARED By:
(Sulav Shee)
(Pg-13-033)
COMPANY GUIDE FACULTY
GUIDE
Mr. Ravi Barnwal Mr. Rishi Thaparia
(BRANCH MANEGER) (Student Dean)









ACKNOWLEDGEMENT

"The secret of success in life is to be ready for an opportunity when it comes. It is
with a sense of great pleasure and satisfaction that I am presenting this internship
report.

I take this opportunity to convey heartfelt thanks to Dr. P.K. Gupta, Director of
INMANTEC and Prof-Rishi taparia students affaires and placement officer, for
providing me with the necessary infrastructure, thereby giving me freedom to carry
out the summer internship training in my area of interest.

My deep sense of gratitude to Mr. Ravi barnwal (branch manager) and Mr.
mitesh saxena (Relation manager) of TRUSTLINE SECURITIES Co. Ltd.
GHAZIABAD for providing information about their company's products and
helping me throughout the training.

I also express my sincere gratitude to my faculty guide Prof. RISHI
TAPARIA(students affaires) for guiding me all throughout the Two month my
summer internship.

Thanks and appreciation to all the staff members of TRUSTLINE SECURITIES
Co. Ltd GHAZIABAD for their support and full co-operation perform the solemn
duty of expressing heartful thanks to my friends for all that they meant to me
during the crucial times of the completion of my internship.










Introduction
The stock exchange is basically a marketplace for shares and securities. That is
why it is also called a stock market just like any other market. It brings together the
potential buyer and seller of the securities.
Unlike other markets, no one is permitted to buy or sell shares directly in a stock
exchange. According to the stock exchange rules, anyone has to do so through a
licensed member of stock exchange called stockbroker, or through his registered
sub-broker. The stockbroker is authorized to buy or sell shares on behalf of others
on a commission basis.
Trading in recognized stock exchange in India is confined only to listed securities.
In India there are twenty three stock exchanges. In this only two are major stock
exchanges:-
Bombay stock exchange- The Bombay Stock Exchange (BSE) is a stock
exchange located on Dalal Street, Mumbai and is the oldest stock exchange in
Asia. The equity market capitalization of the companies listed on the BSE was
US$1.63 trillion as of December 2010, making it the 4th largest stock exchange in
Asia and the 8th largest in the world. The base year of Bombay stock exchange is
1978- - BSE Sensex (base year 1978-79=100), BSE 100 Index,
BSE 200 Index, BSE 500 Index, BSE Midcap Index, BSE Small cap Index, BSE
Large cap Index.
National stock exchange- The National Stock Exchange of India limited has
genesis in the report of the high powered study group on establishment of new
stock exchange, which recommended promotion of a national stock exchange by
financial institution to provide access to investors from all part of the country. NSE
was promoted by government of India and was incorporated in November 1992 as
a tax- paying company unlike other stock exchanges in the country. Its index is
jor indices -S&P CNX Nifty (Nov 3, 1996 =1000, base market cap
= Rs.2.06 tri), CNX Nifty Junior, S&P CNX 500



LITERATURE REVIEW
According to SEBI, Professional Rating of market intermediaries, as a concept, is a
matter of debate and discussions. The need for rating is felt not only from the point
of view of greater disclosure requirements for investors interests, considering the
important role such intermediaries play, being an interface between investors and
exchanges but also from the point of view of measuring the adequacy of systems
and controls to meet internal as well as external compliance requirements. So that
need for Intermediaries Rating services (Brokers), In view of the developments
that are taking place in the capital markets, the need to constantly upgrade and
improve systems and procedures in operation as well as skill sets has gained
considerable importance. Besides compliance with regulatory requirements both in
letter and spirit has assumed significance so as to mitigate risk and ensure adequate
protection of investors interest. And Rating objectives / benefits are rated entity
would be in a position to brand its image and capitalize the same for generating
more business. In a nutshell, the product may accrue significant benefits to all
stakeholders including the investors, stock brokers themselves, the regulator and
others who will benefit from the transparency and the consequential focus on
efficiency.
According to SEBI and Intermediaries Regulation and Supervision Department,
different factors are consider for rating process Organization structure, Policy on
Investors interest, Risk Management Policy and System, Organization process and
procedures, Management policy on compliance, Financials, History/Background,
Firms positioning.
Investors dont Make Money in the Stock Market. One reason the institutions make
so much money is that they are trading. They make money every time you buy or
sell. They make money whether you win or lose. That means that when youre
investing, youre basically just sitting there. Youre not going anywhere. Youre
not making money as an investor.
Trading the Trend: The Only Way to Make Money in the Market
If you dont know this already, Trend Trading means trading trends based on
human emotions. Not lagging indicators. Not complex statistical analysis and not
Ph.D. level mathematical equations. With trend trading, you look for market
movement. That could mean stocks that are going to move up or down during the


course of a day (intraday). Youll play the gaps up and down, often several days a
week. The Trend trading means being aware and taking advantage of trends like
the run-ups that happen around earning sessions. These are trends that have worked
time and time again in the market. They consistently yield results.


TABLES OF CONTAINS PAGE NO
ACKNOWLEDGEMENT

EXECUTIVE SUMMARY

INTRODUCTION

LITERATURE REVIEW

OBJECTIVE OF THE PROJECT

SCOP OF THE STUDY

METHODOLOGY

TYPES OF SHARES

TYPES OF MARKETS

COMPANY PROFILE

TRADING PORTAL

ORGANISATION STRUCTURE

FINANCIAL PRODUCT

FINANCIAL PERFORMANCE

LEARNING FROM THE PROJECT



FINDING

RECOMMENDATION

CONCLUSION



1) Cover Page
2) Brief Introduction
3) Need of the study
4) Statement Problem
5) Objective of the Study
6) Hypothesis of the study
7) Research Methodology
8) Sample Size
9) Research Tool
10) Statistical Devices
11) Limitation of the study
12) Probable Chapters