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9.A-1 Dedicated subcooling is a novel modification for frozen food refrigeration in supermarkets.

With
the dedicated subcooling modification, liquid refrigerant leaving the condenser is further cooled
at constant pressure to an intermediate temperature, T
4
, as shown in Figure 9.A-1. The cooling
needed for this purpose is provided by another, smaller refrigeration cycle. The overall
coefficient of performance is defined as the ratio of the heat removal from the food cases to the
total work input for both refrigeration cycles.

T
C
=-20F
condenser
T
H
=90F
evaporator
evap
Q

compressor
throttle
valve
1
2
3 4
condenser
T
H
=90F
sub-cooler
compressor
6
7
throttle
valve
8
9
5

Figure 9.A-1: Dedicated subcooling system for a supermarket application.

Consider a refrigeration cycle designed to maintain food products at T
C
=20F. Air-cooled
condensers in the refrigeration cycles reject heat to outdoors at a design temperature of T
H
=90F.
At these design conditions, all heat exchange equipment is sized such that there is a T
hx
=12F
difference between the entering cold stream temperature and the exiting hot stream temperature
(e.g., the saturation temperature in the evaporator of the refrigerated cases is -32F and the
temperature at state 6 is 12F lower than the temperature at state 4). The isentropic efficiency of
the compressors is
c
=0.7. Assume that the refrigerant leaving the evaporator is saturated vapor
and the refrigerant leaving the condensers is saturated liquid. Neglect pressure losses in this
analysis. The refrigerant is R22.
a.) Determine the value of T
4
that maximizes the COP of the combined cycle.
b.) Compare the COP of the optimized dedicated subcooling cycle to that of a simple vapor
compression cycle that does not use subcooling.
c.) Calculate the Second-Law efficiencies of the optimized dedicated subcooling cycle and a
cycle that do not use subcooling.
d.) What do you see as the advantages and disadvantages of the subcooling modification?

S.A. Klein and G.F. Nellis
Cambridge University Press, 2011
9.A-2 Refrigeration equipment is often installed with more cooling capacity than is needed.
The best way to operate the equipment when the cooling load is lower than the capacity is
to reduce the compressor speed with a variable speed motor. However, variable speed
motors and controllers are expensive. Shown in Figures 9.A-2(a) and (b) are two
alternative methods for reducing cooling capacity.

Figure 9.4-2 (a) and (b): Alternative methods for reducing cooling capacity
Both systems are based on a standard vapor compression refrigeration cycle with a bypass
modification for capacity control. System (a) recycles a fraction (y) of the outlet of the
compressor back to the compressor inlet whereas System (b) directs a fraction (y) of the
compressor outlet to the evaporator inlet. Both systems use ammonia as the refrigerant with
a compressor that has an isentropic efficiency of 0.68. The volumetric flow rate of the
refrigerant entering the compressor is given by
1
1
2
1 1
d
v
V V R
v







where

d
V

is the compressor displacement rate =0.20 m


3
/s
R is the clearance volume ratio =0.025

1
v and
2
v are the specific volumes of the refrigerant at the compressor inlet and outlet.
Assume state 5 to be saturated vapor at -15C and state 3 to be saturated liquid at 40C
for all cases. Pressures losses in the heat exchangers and piping may be neglected.
a.) Calculate the all state points, the cooling capacity, and the COP when the bypass is
closed (i.e. y=0). Systems (a) and (b) should be identical in this case.
b.) Determine the value of y at which the cooling capacity is 80% of the full-load value
found in part a) for both System (a) and System (b). Calculate the quantities
indicated in part a) for this operating state for both systems.
c.) Which capacity control system do you recommend and why?
d.) Determine the Second-Law efficiency of System (a) and System (b) when operating
at a capacity that is 80% of full load.

S.A. Klein and G.F. Nellis
Cambridge University Press, 2011
9.A-3 Carbon dioxide has received a lot of attention as a refrigerant because it is non-toxic,
non-flammable, inexpensive and not harmful to the environment. Unfortunately, carbon
dioxide has a critical temperature of about 31C and its vapor pressure at 25C is 6.4
MPa. One alternative is to employ carbon dioxide in a cascade refrigeration cycle, as
shown in Figure 9.A-3, using ammonia (another natural refrigerant) in the high
temperature cycle and carbon dioxide in the low temperature cycle.
T
L
=225 K
W
L
W
H
W
H
50 kW
T
L
=320 K
1
2
3
4
5
6
7
8
carbon
dioxide
cycle
ammonia
cycle

Figure 9.A-3: Cascade refrigeration cycle
The purpose of this problem is to provide a thermodynamic analysis of a two-stage
cascade ammonia - carbon dioxide refrigeration cycle designed to provide 50 kW of
cooling at 225 K with heat rejection to the surroundings at 320 K. The isentropic
compressor efficiency can be assumed to be 0.76 for both compressors. The heat transfer
rates in the three heat exchangers can each be described by relations of the form:
Q UA T


In the low temperature evaporator, the T is the difference between the evaporation
temperature (T
4
) and T
L
(225 K). In the condenser the T is difference between T
7
and 320
K. In the heat exchanger between the two cycles, T is difference between saturation
temperatures T
8
and T
3
. The UA values for all three heat exchangers are 25 kW/K. Make the
usual assumptions associated with vapor compression system analysis, i.e., saturated vapor
entering the compressors, saturated liquid exiting the condensers, adiabatic compressor
operation and negligible pressure losses in the heat exchangers and lines.
a.) Assume that T
3
is 250 K. Calculate the thermodynamic properties at all 8 points in the
cycle. Determine the COP at these conditions.
b.) Investigate the effect of T
3
by calculating the COP for values between 230 K and 280 K.
Is there an optimum value for T
3
? If so, what is it and why does it occur?
c.) Determine the Second-Law efficiency of the cycle and the rate of exergy destruction in
each system component for the value of T
3
determined in part b. Which component
results in the largest rate of exergy destruction? What, if anything, could be done to
reduce this irreversibility rate in this component?
d.) Although this cycles using natural refrigerants, it still poses several major safety hazards.
What do you see as potential safety problems with this refrigeration system?
S.A. Klein and G.F. Nellis
Cambridge University Press, 2011
9.A-4 A refrigeration cycle is being designed for a small freezer room that is to be maintained at
10C in a 35C environment. The refrigeration load is estimated to be 10 kW. A
refrigeration cycle employing a liquid-to-suction heat exchanger is being considered with the
configuration shown in Figure 9.A-4. At design conditions, the refrigerant exits the
evaporator as saturated vapor and enters the cool end of the heat exchanger emerging in a
superheated state. The isentropic efficiency of the compressor is 0.60. The condenser heat
transfer rate is (approximately) described by

C C C H
Q UA T T


where

C
UA =3.50 kW/K
T
C
is the saturation temperature in the condenser
T
H
is the design temperature for the surroundings =35C

Similarly, the evaporator heat transfer rate is

E E F E
Q UA T T


where

E
UA

=1.50 kW/K
T
F
is the desired freezer temperature =-10C
T
E
is the saturation temperature in the evaporator
REFRIGERATION CYCLE WITH HX
5
6
1 2
3
4
V
A
L
V
E
EVAP
HTEX
COMP
COND

Figure 9.A-4: Refrigeration cycle with a liquid-to-suction heat exchanger

a.) Plot the COP of this cycle for suction to discharge heat exchanger effectivenesses
between 0 and 1 for refrigerant R134a.
b.) Calculate and plot the COP for refrigerants propane, and ammonia on the same plot
used for R134a. What is your conclusion regarding the benefits of the liquid-to-
suction heat exchanger?
c.) Calculate the exergy destruction per unit mass in each of system component for the
conditions of part (a). Can the trends evident in your plots for part (a) be explained in
terms of the exergy destruction terms?
d.) List three modifications you would suggest to improve the cycle performance in order
of priority.

S.A. Klein and G.F. Nellis
Cambridge University Press, 2011
9.A-5 Many homes rely on electric water heaters. Consider a typical situation in which water is
available at 10C and heated to 55C in a 300 liter tank. The tank is equipped with two
4500 W heaters. The overall heat loss coefficient from the heated water to the
surrounding 20C environment is 15 W/K. Please answer the following questions
concerning conventional electric water heating.
a.) If the tank is initially filled with water at 10C, how much time is required to heat the
water to 55C with the electric resistance heaters?
b.) What is the First Law efficiency of the process described in part a?
c.) What is the Second Law efficiency of the process described in part a?
Heat pump water heaters have been proposed as an energy-saving alternative to
conventional electric water heaters. A heat pump water heater is a vapor compression
refrigeration cycle in which the condensing unit is located within the water storage tank.
The refrigerant for this specific unit considered here is R134a. The isentropic efficiency
of the compressor and electric motor is 0.68. The rate of heat transfer between the
R134a and the water in the condensing unit can be described by:
( )
,
( )
sat c w
c
Q UA T T =


where
( )
c
UA =1000 W/K

, sat c
T is the condenser saturation temperature

w
T is the average temperature of the water in the tank at the current time.
The volumetric flow rate of the refrigerant entering the compressor is given by
2
2
3
1 1
d
v
V V R
v
| | | |
=
| |
|
\ . \ .


where

d
V

is the compressor displacement rate =0.0020 m


3
/s
R is the clearance volume ratio =0.025

2
v and
3
v are the specific volumes of the refrigerant at the compressor inlet and outlet,
respectively.
Assume the compressor to operate adiabatically, with saturated vapor at the compressor
inlet and saturated liquid at the condenser outlet, and negligible pressure losses in the
evaporator and condenser.
d.) If the tank is initially filled with water at 10C, how much time is required to heat the
water to 55C with the heat pump water heater?
e.) Plot the temperature of water in the tank, the saturation temperature in the condenser
and the refrigerant flow rate as a function of time for the time period identified in part
(d).
f.) What is the First Law efficiency of the process described in part d?
g.) What is the Second Law efficiency of the process described in part d?
S.A. Klein and G.F. Nellis
Cambridge University Press, 2011
h.) Compare the exergy destroyed in the throttle with the work needed to power the
compressor for the process in part (d).

S.A. Klein and G.F. Nellis
Cambridge University Press, 2011
9.A-6 A
evap
Q

=3-ton single-state vapor compression refrigeration system is being designed for an


application in which the condensing temperature is T
cond
=90F and the evaporator temperature is
T
evap
=0F. Refrigerants R134a, R22, R717 (ammonia), R290 (propane) and R410A are being
considered for the system. The compressor efficiency may be assumed to be
c
=0.8 for all
refrigerants. Assume that the pressure losses in the heat exchangers and piping are negligible.
Assume steady-state operation.
a.) Calculate and compare the refrigerant mass flow rate, the compressor power, the cycle COP,
and the required volumetric flow rate at the compressor inlet for each refrigerant. Which
refrigerant would you recommend based on these comparisons?
b.) If a reversible expansion device were used in place of a throttle valve, some power could be
produced which would offset the power needed to operate the compressor. In addition, a
greater refrigeration effect would occur. Calculate the lost power and the reduction in the
refrigeration effect resulting from throttling rather than isentropic expansion for each of the
refrigerants.

S.A. Klein and G.F. Nellis
Cambridge University Press, 2011
9.A-7 You are considering installation of the conventional vapor compression refrigeration system
shown in Figure 9.A-7(a). The system must provide cooling to a space at T
C
=-10F and reject
heat to ambient air at T
H
=85F.

T
H
condenser
compressor
expansionvalve
2
3
4
1
cond
Q

evaporator
c
W

evap
Q

T
C

Figure 9.A-7(a): Conventional vapor compression system.

The efficiency of the compressor is
c
=0.60, the volumetric efficiency of the compressor is
vol

=0.65, and the displacement rate of the compressor is
disp
V

=50 cfm. The condenser has an


approach temperature difference T
cond
=5 K and the pressure drop associated with the flow of
refrigerant through the condenser is P
cond
=50 kPa. The refrigerant leaves the condenser with a
subcool of T
sc
=2 K. The evaporator has an approach temperature difference of T
evap
=6 K
and the pressure drop associated with the flow of refrigerant through the evaporator is P
evap
=15
kPa. The refrigerant leaves the evaporator with a superheat of T
sh
=5 K. The refrigerant is
R134a.
a.) Analyze the cycle. Print out the Arrays table containing the state point information and
generate a temperature-entropy diagram that shows all states. What is the rate of refrigeration
provided and rate of power consumed by the cycle?
b.) Check your answer by carrying out an overall energy balance.
c.) Determine the rate of entropy generation in each of the components. Check your answer by
carrying out an overall entropy balance.
d.) Determine the minimum power required to provide the same amount of refrigeration at T
C

while rejecting heat to T
H
(i.e., the power required by a reversible refrigeration system
operating between the same two temperatures). The difference between the actual
compressor power and this minimum power is the lost work associated with entropy
generation in the cycle and therefore should be equal to the product of the rate of entropy
generation and the ambient temperature. Show that this is so.
e.) What is the Coefficient of Performance of the cycle?

The liquid overfed system shown in Figure 9.A-7(b) may provide some advantages relative to the
conventional system shown in Figure 9.A-7(a). The refrigerant leaving the condenser is
expanded into a tank. Saturated liquid is pumped from the tank into the evaporator at state 1. By
controlling the flow rate provided by the pump (which is independent of the flow rate provided by
the compressor) it is possible to keep the quality of the refrigerant everywhere in the evaporator
low; this dramatically improves the thermal performance of the evaporator. Saturated vapor is
pulled from the tank by the compressor at state 4.

S.A. Klein and G.F. Nellis
Cambridge University Press, 2011
T
H
condenser
compressor
expansionvalve
2
4
6
1
cond
Q

evaporator
c
W

evap
Q

T
C
3
5
7
p
W

tank

Figure 9.A-7(b): Liquid overfed vapor compression system.

The characteristics of the compressor are the same. The efficiency of the compressor
c
=0.60,
the volumetric efficiency of the compressor is
vol
=0.65, and the displacement of the compressor
is
disp
V

=50 cfm. The condenser characteristics are also unchanged. The condenser has an
approach temperature difference T
cond
=5 K and the pressure drop associated with the flow of
refrigerant through the condenser is P
cond
=50 kPa. The refrigerant leaves the condenser with a
subcool temperature difference of T
sc
=2 K. The pump has an efficiency of
p
=0.5 and the
pump is controlled so that the quality of the refrigerant leaving the evaporator is x
evap,out
=0.5.
The performance of the evaporator improves with the liquid overfed modification; therefore, the
evaporator approach temperature difference is reduced to T
evap
=3 K. The pressure drop
associated with the flow of refrigerant through the evaporator is P
evap
=15 kPa. The refrigerant
is R134a. The system must provide cooling at T
C
=-10F and reject heat to ambient air at T
H
=
85F. There is no pressure loss associated with the tank and the tank is insulated.
f.) Analyze the liquid overfed system. Print out the Arrays table containing the state point
information and generate a temperature-entropy diagram that shows all states. What is the
rate of refrigeration provided and rate of power consumed by the cycle?
g.) What is the COP of the liquid overfed cycle? Compare this value to the COP of the
conventional system calculated in part (e).

S.A. Klein and G.F. Nellis
Cambridge University Press, 2011
9.A-8 The compressor in an ammonia refrigeration system must be liquid-cooled because the
refrigerant would otherwise exit at very high temperature, which would decompose the
oil. In a particular case, ammonia steadily enters a compressor at -20F and 10 psia with
a mass flow rate of 126 lb
m
/hr. The ammonia exits the compressor at 355F, 215 psia.
Cooling water is supplied to the compressor at 70F and 850 lb
m
/hr. The cooling water
exits at 78F. The ammonia is condensed to a liquid at 105F. Neglecting pressure
losses in the heat exchangers and other heat losses, estimate the COP and cooling
capacity of this refrigeration cycle.


S.A. Klein and G.F. Nellis
Cambridge University Press, 2011
9.A-9 A heat-powered refrigeration cycle is shown in Figure 9.A-9. In this cycle a Rankine
cycle is used to produce the power that is used to drive the compressor in the vapor
compression refrigeration cycle. The system operates at steady-state with Refrigerant
R134a as the working fluid in both cycles. The isentropic efficiencies of the turbine,
compressor, and pump are 0.78, 0.72, and 0.48, respectively. At the design condition, the
evaporator must provide 54 kW of cooling at -10C with saturated vapor at the
evaporator exit and 40C saturated liquid at the condenser exit. The maximum
temperature for the saturated vapor at the boiler exit (state 1) is 95C. The turbine,
compressor, pump, and valve operate adiabatically. Neglect pressure losses in the heat
exchangers and piping.
1
2
3 4
5
6
Boiler
Condenser E
v
a
p
o
r
a
t
o
r
Turbine Compressor
Pump Valve
7
Q
B
Q
C
Q
E

a.) Determine the mass flow rate of R134a through the evaporator.
b.) Determine the mass flow rate of R134a through the boiler.
c.) The coefficient of performance (COP) for this cycle is the ratio of the refrigeration heat input
to boiler heat input. What is the COP at design conditions?
d.).Compare the COP determined in part c with the maximum possible COP for a heat-powered
refrigeration system operating within the same temperature limits.

S.A. Klein and G.F. Nellis
Cambridge University Press, 2011
9.A-10 An ice-making system uses R134a as the working fluid. The cooling load at design
conditions is 200 kW. The saturation temperature in the evaporator is -20C. The
compressor exit pressure is 12 bar. Pressure losses in the lines and heat exchangers are
negligible. At design conditions, saturated vapor enters the compressor and the saturated
liquid exits the compressor. The compressor isentropic efficiency is 0.80. The external
fluid circulated through the evaporator is a 40% propylene glycol-water solution that
enters the evaporator at -6C and exits at -14C. After leaving the evaporator, the glycol
solution circulates through many small tubes in an ice storage unit and ice forms on the
outside surface of these tubes. Initially, the ice storage tank contains water at 0C. After
12 hours of operation, all of the water has frozen to become ice at 0C.
a.) What is the required mass flow rate of the glycol solution? (Note that property data
for propylene glycol and other brines are available in the BrineProp2 external routine.
Information on BrineProp2 is available from the Function Info menu item in the
Options menu. Click the EES library routines button and then click BrineProp2.lib in
the list. Clicking the Function Info button will provide documentation.
b.) Determine the heat exchanger effectiveness of the evaporator.
c.) What is the COP of this refrigeration cycle?
d.) Determine the mass of ice that is produced in the 12 hour operating period.


S.A. Klein and G.F. Nellis
Cambridge University Press, 2011
9.A-11 Cooling at two different temperatures is needed in many situations, such as in
household refrigerators and in supermarket refrigeration systems. Figure 9.A-11
shows a schematic diagram for a vapor compression refrigeration system in a
supermarket that has a single compressor, a single condenser and two evaporators
providing cooling capacity at two different temperatures and operating at steady
conditions. The compressor isentropic efficiency is 0.78. Saturated liquid exits the
condenser at 105F. The low temperature evaporator provides a cooling capacity of
3 tons at a saturation temperature -5F which is used to maintain a freezer at 5F.
The higher temperature evaporator provides a cooling capacity of 2 tons at 25F,
which is used to maintain a dairy case at 35F. The refrigerant is R-134a. Assume
saturated vapor exists at the evaporator exits and neglect pressure losses in the
piping and heat exchangers.
condenser
compressor
expansionvalve
2
3
4
1
hightemperature
evaporator
c
W

lowtemperature
evaporator
2tons
35F
3tons
5F
expansionvalve
5
6
7 8
90F

Figure 9.A-11: Refrigeration cycle with two evaporators
a.) Determine the properties at all points in the cycle.
b.) Determine the power required to operate the cycle at steady-state.
c.) Indicate how you would define a COP for this cycle and determine its value.
d.) Determine the total rate of entropy generation for steady-state operation.
e.) Define a Second-Law efficiency and determine its value.

S.A. Klein and G.F. Nellis
Cambridge University Press, 2011
9.A-12 A vapor compression refrigeration system is to be installed in a dairy for the purpose
of cooling 0.05 liters/sec of milk from 30C to 5C. (Assume milk to have the same
thermodynamic properties as water.) In addition, 1300 W must be removed from the
storage unit to maintain the stored milk at 5C. While the milking is taking place,
0.08 liter/sec of water at 60C are needed for cleaning purposes. The water supply is
available at 10C. It has been suggested that the heat rejected form the condenser of
the cooling unit could be used to supply some or all of the energy needed to heat the
water. A proposed system is shown in Figure 9.A-12. In this system, the water that
is needed for cleaning provides the sink to which heat is rejected. The condensing
unit consists of two heat exchangers. The first, called the condenser, is where the
refrigerant changes from saturated vapor (state 4) to saturated liquid (state 5) at the
condenser saturation temperature. The second heat exchanger is called the
desuperheater. The refrigerant is cooled from state 3 to saturated vapor in this heat
exchanger. The isentropic efficiency of the condenser is 0.76. The saturation
temperature in the evaporator is -2C. Assume that saturated liquid is produced at
the condenser exit and saturated vapor exits the evaporator at design conditions.
1
2
3
4
5
6 7
8
Milk, 0.05l/s, 30C Milk, 5C
Water
10C
0.08 l/s
x=1
-2C
x=1
desuperheater
condenser
evaporator
compressor
Valve

Figure 9.A-12: Refrigeration system for a dairy application
a.) Determine the steady-state cooling load for this system
b.) Determine the required refrigerant flow rate
c.) Assume the heat exchanger effectiveness is 1 in order to calculate the lowest possible
saturation temperature in the condenser. What is this temperature?
d.) Determine the saturation temperature in the condenser if the effectiveness of the
condenser is 0.9
e.) Determine the COP for this system with the heat exchanger as indicated in d.)
f.) What temperature is the water at state 8 heated to? What fraction of the energy
needed to heat the cleaning water is supplied by this system?

S.A. Klein and G.F. Nellis
Cambridge University Press, 2011

S.A. Klein and G.F. Nellis
Cambridge University Press, 2011
9.A-13 It has been suggested that the refrigeration equipment in an old household
refrigerator, which is no longer needed for refrigeration, could be modified to serve
as a heat pump for heating water in residence. The purpose of this problem is to
evaluate this suggestion. The refrigerator uses R134a. The compressor is driven by
an electric motor that spins at 1750 revolutions per minute. The compressor has a
displacement of 4.5 in
3
, an adiabatic efficiency of 0.78 and a volumetric efficiency
of 0.70 when operated at condensing temperature of 110F and an evaporating
temperature of 0F.
a.) Determine the COP and cooling capacity (in tons) of the refrigerator when it is
operated as designed.
The air-cooled condenser is replaced with a water-cooled condenser in order to heat
water for domestic purposes. The evaporator temperature increases to 60F since
energy is supplied to the evaporator from indoors. The condenser must operate at
140C to ensure that the water is heated to 130F. The volumetric efficiency is
reduced to 0.60 at these conditions. Assume that the isentropic efficiency is
unaffected by the change in conditions.
b.) Determine the number of gallons per hour of water that could be heated from 50F to
130F with this system and the COP.
c.) What is your evaluation of the suggestion to use the refrigerator as a water heater?

S.A. Klein and G.F. Nellis
Cambridge University Press, 2011
9.B-1 The single-stage LiBr-H
2
O absorption system shown in Figure 9-B-1 will be used to cool
water that enters at state 14 at 0.5 kg/s from 12C to 8C. The evaporator heat exchanger
is designed such that the saturated refrigerant vapor exiting the evaporator at state 10 is at
4.5C. Cooling water at atmospheric pressure is provided to the absorber (state 11) at 0.8
kg/s and 25C to maintain the temperature of the dilute absorbent at state 1 at 32C. The
generator uses low pressure steam to concentrate the absorbent solution. The
temperatures of the released water vapor (state 7) and the concentrated absorbent solution
(state 4) and 7 are both 95C. Saturated liquid refrigerant (water) exits the condenser at
state 8 at a temperature that is 5C higher than the cooling water exit temperature at state
13. Assume the pump to operate with a 50% isentropic efficiency. Neglect pressure
losses and assume that all of the equipment operates adiabatically.

Figure 9.B-1: Schematic diagram of the basic lithium bromide-water absorption cooling cycle
a.) Determine the COP, and all energy flow rates for this absorption cooling cycle
assuming that a solution heat exchanger is not employed.
b) Include a solution heat exchanger as shown in Figure 9.B-1 in the analysis and
prepare a plot of the COP as a function of the solution heat exchanger effectiveness.
c) Prepare a plot that shows how the COP varies with generator temperature between
80C and 120C for system that has a solution heat exchanger effectiveness of 40%.


S.A. Klein and G.F. Nellis
Cambridge University Press, 2011
9.B-2 A solar air-conditioning system uses a lithium bromide-water absorption chiller having
the configuration shown in Figure 9.B-2. The solar collectors provide thermal energy at a
rate sufficient to maintain the solution in the generator at 200F (states 4 and 7). The
temperature of the strong solution entering the generator at state 3 is 160F, while the
temperature of the solution leaving the absorber (state 1) is 100F, the evaporation
temperature (states 9 and 10) is 40F, and the temperature of the saturated liquid water at
state 8 is 100F. The evaporator provides 2 tons of cooling capacity. Assume state 10 is
saturated vapor at 40F and neglect the pressure losses in the piping. The pump power
should be small so it is sufficient to assume that it operates isentropically.
1
2
3
4
5
6
7
8
9
10
pump
generator condenser
evaporator absorber
throttle
fromsolar
collectors
to solar
collectors
Cooling
at 40F
Heat
Rejection
Heat
Rejection

Figure 9.B-2: Solar air conditioning system
a.) Determine the system coefficient of performance at these operating conditions.
b.) Determine the required collector area if the solar radiation is 950 W/m
2
and the
collector efficiency at these conditions is 0.30.


S.A. Klein and G.F. Nellis
Cambridge University Press, 2011
9.B-3 Figure 9.B-3 shows a schematic diagram of a gas-based low temperature refrigeration
cycle. High pressure argon gas enters a concentric-tube counter-current heat exchanger
(the recuperator) at 8.5 MPa and 300 K with mass flow rate 0.25 kg/s (state 1) where it is
cooled by argon gas at state 4 returning from the load heat exchanger. The gas returning
at state 4 has the same flow rate and is at pressure 0.1 MPa. The high pressure argon gas
leaving the recuperator at state 2 is throttled from 8.5 MPa to 0.1 MPa (state 3) in an
expansion valve. The argon at state 3 enters the load heat exchanger where the argon
picks up heat from a refrigerant that is evaporating at a saturation temperature of 200 K.
Pressure losses in both heat exchangers can be neglected. During a test the temperatures
at states 4 and 5 were measured to be 190 K and 280 K, respectively.
1
2
3
4
5
200K
loadheat exchanger
expansion
valve
recuperator
025kg/s
high
in
m .
P
T

=8.5MPa

0.1MPa
low
P
=300K
200K

Figure 9.B-3: Schematic of a gas-based cooling system
a.) Determine the temperatures at all points in the cycles.
b.) Determine the effectiveness of both heat exchangers.
c.) The argon provided to cycle at state 1 must be compressed from 0.1 MPa. What is
the minimum power required to compress the argon from the low to the high pressure
assuming that is it done isothermally at 300 K.
d.) Determine the COP for this cycle using the power determined in part c.


S.A. Klein and G.F. Nellis
Cambridge University Press, 2011
9.B-4 Figure 9.B-4 illustrates a cryogenic refrigerator that is used to maintain a detector at 70
K. The refrigerator utilizes a reverse-Brayton cycle with neon as the working fluid.
Neon enters the compressor at state 1 with pressure P
low
=152 kPa and mass flow rate m
=0.0006 kg/s. The isentropic efficiency of the compressor is 0.78. The neon leaves the
compressor at state 2 with pressure P
high
=532 kPa. The neon leaving the compressor is
quite hot and is therefore cooled in an aftercooler. The aftercooler rejects heat at rate
H
Q


to the ambient temperature at T
H
=20C with an approach temperature difference is T
ac

=10 K. Neon flows through the recuperative heat exchanger where it is cooled by heat
transfer with the cold neon returning from the cold end of the device. The neon exits the
turbine at state 5 with pressure P
low
. The turbine operates with an isentropic efficiency of
0.84. The neon leaving the turbine enters the load heat exchanger where it is warmed by
a heat transfer from the detector which is at temperature T
C
=70 K. The approach
temperature difference for the load heat exchanger is T
LHX
=2 K. Finally, the neon
leaving the load heat exchanger at state 6 passes through the recuperator where it is
warmed by heat transfer with the high pressure neon flowing in the opposite direction.
The recuperator has an effectiveness of 0.92. Neglect pressure losses in the heat
exchangers and assume neon behaves as a real fluid for the conditions in this cycle.

Figure 9.B-4: Reverse-Brayton refrigeration cycle.
a.) Determine the temperature and pressure at each of the six numbered states in Figure
9.B-4.
b.) Determine the rate of work transfer required by the compressor (
c
W

), the rate of work


transfer from the turbine (
t
W

), and the rate of heat transfer to the neon in the load


heat exchanger (
C
Q

).
c.) Determine the Coefficient of Performance (COP) of the cryocooler.
S.A. Klein and G.F. Nellis
Cambridge University Press, 2011
d.) Conduct numerical experiments with your model to determine the importance of the
isentropic efficiencies of the compressor and turbine on the COP of this cycle.


S.A. Klein and G.F. Nellis
Cambridge University Press, 2011
9.B-5. A reverse Brayton cycle using air as the working fluid has been proposed as an
alternative to the conventional automobile air-conditioning system. A major advantage
of this refrigeration cycle is that it does not involve ozone depletion or global warming
issues that are associated with leakage of conventional refrigerants. The necessary
equipment consists of a belt-driven compressor and turbine mounted on the same shaft.
(Similar equipment is commonly used in modern cars for turbocharging). In a particular
case shown in Figure 9.B-5, outdoor air enters the compressor at 35C, 100 kPa, 0.135
kg/s and is adiabatically compressed with an isentropic efficiency of 0.74. The air is then
in a heat exchanger by air that is blown across the outside of the heat exchanger. Because
the external flow rate is high, the effectiveness of the heat exchanger can be estimated to
be
1 exp
hx
NTU
The overall heat transfer coefficient-area product (UA) for the heat exchanger is 225
W/K. (See Section 6.6.6 for a discussion of heat exchangers.) After leaving the heat
exchanger, the air expands through a turbine to 100 kPa. The turbine operates
adiabatically with an isentropic efficiency of 0.82. The cold air exiting at state 4 is blown
into the cabin of the automobile to provide the air-conditioning.


Figure 9.B-5: Air-based cooling system for a vehicle

a.) Calculate and plot the temperature at state 4, the cooling capacity, the required power
and the COP of this cooling system as a function of compressor pressure ratio for
ratios between 1.5 and 10.
b.) What pressure ratio would you recommend for this application?



S.A. Klein and G.F. Nellis
Cambridge University Press, 2011
9.B-6. A simplified ammonia-water absorption refrigeration cycle is shown in Figure 9.B-6.
Solution having an ammonia mass fraction of 0.48 steadily enters the generator at point 1
at 80 C, 13.5 bar and 0.05 kg/s. Heat is supplied to the flash generator at a rate
sufficient to maintain its contents at 115C. Assume that the vapor and liquid streams (2
and 3) leave the generator in equilibrium at 13.5 bar, 115C. Cooling water is used to
maintain the temperatures at points 4 and 7 at 27C. The evaporator pressure is 3.0 bar.
The refrigerant exits the evaporator at 5C. Pressure drops in lines and components
(except the valves) are assumed to be negligible. Assume the pump to operate ideally.
Note: Properties for ammonia-water mixtures are provided in EES with the NH3H2O
external procedure. Information relating to the use of these properties is available by
selecting Function Info from the Options menu. Click the External Routines button and
scroll to the NH3H2O entry in the list of routines. Select the NH3H2O and click the
Function Info button to view the documentation.

9
7
6
5
4
3
2
1
8
10
Condenser
Evaporator
Absorber
Generator
Flash
Pump
Solution
heat exchanger

Figure 9.B-6: Ammonia-water refrigeration system

a. What is the temperature of the refrigerant mixture entering the evaporator?
b. What is the effectiveness of the solution heat exchanger?
c. What would the temperature at state have to be to allow all of the refrigerant to
evaporate?
d. What is the coefficient of performance for this cycle?


S.A. Klein and G.F. Nellis
Cambridge University Press, 2011
9.B-7 Figure 1 illustrates a system that is used to provide short term cooling for a cryogenic
detector on a spacecraft.

aftercooler
T
amb
1
T
C
loadheat exchanger
recuperator
load
Q

2
4
ac
Q

3
throttle
valve
5
bottleof
argon
P
bottle
P
reg
P
exh

Figure 1: Joule-Thomson system for detector cooling.

A bottle of argon is stored onboard the spacecraft. The initial pressure of the bottle is P
bottle
=
3500 psi and the volume of the bottle is V
bottle
=10 liter. Heat transfer from the ambient
environment onboard the spacecraft maintains temperature of the contents of the bottle at T
amb
=
20C. When cooling is desired, a valve on the bottle is opened and argon passes through a
pressure regulator that maintains an exit pressure of P
reg
=2000 psi. The temperature of the
argon may change as it passes through the regulator; therefore an aftercooler is placed
downstream of the regulator so that the argon is returned to ambient temperature before it enters
the recuperative heat exchanger at state 1. The recuperator has an approach temperature
difference of T
rec
=5 K and the pinch point is at the warm end. The argon leaving the high
pressure side of the recuperator at state 2 is throttled to the exhaust pressure, P
exh
=0.25 atm at
state 3 before being heated in a load heat exchanger to state 4 and passing through the low
pressure side of the recuperator where it is exhausted to space at state 5. Pressure losses in the
recuperator are negligible for both the low and high pressure streams. This problem will ignore
the initial cool down transient for the detector and consider only its steady state operation at T
C
=
140 K. The approach temperature difference associated with the load heat exchanger is T
LHX
=
1 K. The total refrigeration load required to maintain the temperature of the detector at T
C
is
load
Q

=15 W. The system is deactivated when the bottle pressure reaches the regulator pressure.

a.) Determine the time that the system can maintain the detector at its operating temperature.
b.) Plot the operating time as a function of the regulator pressure and determine the optimal
regulator pressure that maximizes the operating time of the system.

S.A. Klein and G.F. Nellis
Cambridge University Press, 2011

S.A. Klein and G.F. Nellis
Cambridge University Press, 2011
9.C-1 Carbon dioxide is of interest as a refrigerant because it is inexpensive, non-toxic, non-
flammable, and it has excellent thermodynamic and transport properties. However, carbon
dioxide has a critical temperature of about 31C. Since the ambient temperature is often this
high or higher, and a temperature difference is needed to drive heat transfer rates, the
carbon-dioxide refrigeration cycle must operate with the high temperature cooler at
supercritical pressures. The purpose of this problem is to design a supercritical carbon-
dioxide air conditioning cycle to provide 10 kW of cooling at 5C with heat rejection to
ambient air at 35C. We will assume that the high temperature heat exchanger can be
designed to cool the high pressure refrigerant to 40C. The mass flow rate of refrigerant can
be represented in terms of a volumetric efficiency with the following relation.
b
n
suction
e disch
v
RPM V
p
p
C C m

(
(
(

|
|
.
|

\
|
+ =
1
arg
.
1
where C is the clearance volume ratio, n is the polytropic index, V is the compressor cylinder
displacement, RPM is the compressor speed and v
b
is the specific volume of the refrigerant
at the compressor inlet. A typical value for C is 0.025. The compressor speed is 3500 rpm.
The polytropic index can be assumed to be the isentropic index (ratio of c
p
/c
v
) at the
compressor inlet conditions. The compressor power can be represented by defining a
combined compressor and motor efficiency defined as the ratio of the isentropic to actual
power. The combined efficiency is 0.62. Compressors are often assumed to be adiabatic.
However experience has shown that small compressors have significant heat loss. In this
case, the ratio of the heat transfer rate to the compressor power input is 0.25. It will be
necessary to determine the optimum compressor discharge pressure, the associated discharge
temperature, the refrigerant mass flow rate, the compressor displacement, and the
compressor power. A schematic of the proposed refrigeration cycle is shown in Figure 9.C-
1. Note that this figure includes a liquid-to-suction heat exchanger. At design conditions,
the refrigerant exits the evaporator as saturated vapor and enters the cool end of the heat
exchanger emerging in a superheated state. The advantage of the liquid-to-suction heat
exchanger should be investigated in your analysis. Neglect pressure losses in the heat
exchangers and piping.
S.A. Klein and G.F. Nellis
Cambridge University Press, 2011
S
u
c
t
i
o
n
-
l
i
n
e

H
X
Evaporator
H
e
a
t

e
x
c
h
a
n
g
e
r
Compressor
3
4
5
6
1
2
Air at 35 C

Figure 9.C-1: Carbon dioxide refrigeration cycle with suction-line heat exchanger

a.) Assume that the liquid-to-suction heat exchanger is not present (or alternatively, it has a
small heat exchanger effectiveness) and that the discharge pressure is 95 bar. Determine
the COP of this cycle and plot the state point information on temperature-entropy and
pressure-enthalpy diagrams.
b.) Determine optimum discharge pressure (at state 4) between 75 bar and 125 bar that
maximizes the COP of this cycle for the conditions or part a. If you find that there is an
optimum discharge pressure, please explain why it exists.
c.) Prepare a plot of the optimum COP as a function of the liquid-to-suction heat exchanger
effectiveness. (You will need to determine the optimum discharge pressure at each heat
exchanger effectiveness value.) What is your conclusion regarding the benefits of the
liquid-to-suction heat exchanger?
d.) How does carbon dioxide compare to other refrigerants under similar operating
conditions? What is your overall assessment of carbon dioxide as a refrigerant?


S.A. Klein and G.F. Nellis
Cambridge University Press, 2011
9.C-2 The purpose of this problem is to determine the performance of residential vapor
compression heat pump operating in the heating mode using refrigerant R134a. The heat
pump system has a fixed speed reciprocating compressor that provides a constant
displacement rate (
d
V

) when it is operating. The volumetric flow rate of the refrigerant


entering the compressor is given by:
2
2
3
1 1
d
v
V V R
v
| | | |
=
| |
|
\ . \ .


where

d
V

is the compressor displacement rate =0.0055 m


3
/s
R is the clearance volume ratio =0.025

2
v and
3
v are the specific volumes of the refrigerant at the compressor inlet and outlet,
respectively.
The compressor isentropic efficiency is a function of temperatures and it can be
expressed approximately as:
( )
0.84 0.0075
c cond evap
T T q =
where
cond
T and
evap
T are the saturation temperatures (C) in the condenser and
evaporator, respectively. The heat exchange rates in the condenser and evaporator can
both be modeled with effectiveness relations of the form:
Q =c C
min
AT
max

where

c
is the heat exchanger effectiveness which can be determined as (1-exp(-NTU))

C
min
is the minimum capacitance rate

AT
max
is the maximum temperature difference between the entering air and the
saturation temperature of the refrigerant
Air is supplied to the condenser at 25C and 1 kg/s. The outdoor evaporator coil sees an
air supply at the outdoor temperature and 1 kg/s. The overall heat transfer coefficients
for the condenser and evaporator are both 40 W/m
2
-K. Assume that the evaporator outlet
is saturated vapor and the condenser outlet is saturated liquid. Pressure drops in the heat
exchangers can be neglected.
a. Assume the outdoor air temperature is -5C and the heat transfer surface area of
condenser and evaporator are each 35 m
2
. Calculate the heating capacity (kW) and
COP at this condition and plot the cycle on a pressure-enthalpy diagram.
b. Calculate and plot the heating capacity and COP as a function of the outdoor
temperature between -30C and 20C. Explain the behavior you observe in the plot.


S.A. Klein and G.F. Nellis
Cambridge University Press, 2011
9.C-3 Determine the heating season performance factor (HSPF) for operation of the heat pump
described in 9.C-2 for a building located in Madison, WI. The HSPF is defined as a heat
pumps estimated seasonal heating output in BTU divided by the amount of electrical
energy that it consumes in watt-hours. The heating season is defined as the hours during
the year that the ambient temperature is less than 15C. Include the fan power and
auxiliary energy in your calculated HSPF value. When operating, the condenser and
evaporator fans consume a combined power of 68 W. Compare your calculated value
with recommendation of SHPF>7.7 provided by the U.S. DOE.

Table 9.C-3 provides bin temperature information for Madison WI. The first column
shows the building load, i.e., the rate of heat transfer required to maintain the building at
a comfortable temperature when the outdoor temperature is at the value indicated in the
second column in C. The third columns provides the number of hours during the
heating season that the temperature is between -2.5C and 2.5C of the temperature
shown in the second column. For example, there are 136 hours for which the ambient
temperature is between -22.5C and -17.5C. If the heat pump capacity is less than the
building load, then auxiliary electrical heating is provided with a COP=1. If the heat
pump capacity exceeds the building load, the heat pump is cycled off and on as necessary
to supply the load. In this case, the heat pump operates for a period equal to
hours*load/capacity.

Table 9.C-3: Heating load and number of hours at each bin temperature in Madison, WI
Load
[W]
T_avg
[C]
Hours
[hr]
16438 -30 12
14737 -25 55
13037 -20 136
11336 -15 341
9636 -10 364
7935 -5 784
6234 0 1487
4534 5 961
2833 10 1058
1133 15 1315


S.A. Klein and G.F. Nellis
Cambridge University Press, 2011
9.C-4 You own and operate a natural gas-fired gas turbine engine that provides electrical power
to the grid. The gas turbine engine is shown in Figure 9.C-4(a).

1
compressor
turbine
combustor
2
3
4
ambient air
amb amb
m,T ,P
fuel,
f
m
net power

Figure 9.C-4(a): Gas turbine engine.
Both the ambient air temperature and the price that you can sell your electricity vary
dramatically. During the day, the ambient air temperature is high and the resulting air-
conditioning load causes a high demand for power and therefore leads to high electricity
prices. During the night, the ambient air temperature is low and the electricity demand is
also low. As a result, you cannot sell your electricity for very much money. For this
problem, we will divide the day into two periods. The daytime period has duration
time
day
=10 hr/day and ambient temperature T
day
=96F. During the daytime period you
can sell the electricity that you produce at a rate ev
day
=0.25 $/kW-hr. The nighttime
period has duration time
night
=14 hr/day and ambient temperature T
night
=72F. During
the nighttime period you can sell the electricity that you produce at a rate ev
night
=0.05
$/kW-hr.
The compressor takes in air with ambient conditions, T
amb
(equal to T
day
or T
night
,
depending on the time of day) and P
amb
=1 atm. The compressor pressure ratio is PR =5
and the compressor efficiency is q
c
=0.80. The compressor is a fixed volume device - it
is designed to process a specific volumetric flow rate of air. The volumetric flow rate at
the inlet to the compressor is
c,in
V

=15500 cfm. The air leaving the compressor at state 2


enters the combustor where it is mixed with natural gas and combusted. The heat of
combustion for natural gas is HC =50 MJ /kg and the cost of natural gas is ngc =0.25
$/kg. The air-fuel ratio is adjusted so that the combustion products leaving the combustor
are at T
t,in
=900C. The combustion products leaving the turbine are exhausted to
atmosphere. The efficiency of the turbine is q
t
=0.84. Net power produced by the
turbine is provided to a generator and converted to electricity (assume that the generator
is 100% efficient).
The combustion products can be modeled as air and air can be modeled as an ideal gas.
Neglect pressure drop through the combustor.
a.) Model the cycle for the daytime period. Prepare a T-s diagram and overlay the states
on it. Print out an arrays table that includes each of the states and their entropy,
enthalpy, temperature, and pressure. Determine the efficiency, power output, and the
air-fuel ratio.
S.A. Klein and G.F. Nellis
Cambridge University Press, 2011
b.) Determine the profit that you make each day when you run the power plant during the
daytime period.
c.) Determine the profit that you make each day when you run the power plant during the
nighttime period.

Your analysis should have shown that you lose money when you operate at night. The
value of the electricity that you produce is not sufficient to pay for the fuel required
because you get paid so little for electricity produced during off-peak times.

You are considering installing the system shown in Figure 9.C-4(b).

1
compressor
turbine
combustor
2
3
4
ambient air
amb amb
m,T ,P
fuel,
f
m
net power
5
T
night
condenser
2
nd
stagecompressor
highpressure
expansionvalve
flashchamber
lowpressure
expansionvalve
evaporator
1
st
stagecompressor
coldstoragesystem
T
ics
=-5C
precooler
P
int
12
mixer
14
7
6
8
9
10
11
13
2
rc,
W

1
rc ,
W

pc
Q

evap
Q

cond
Q


Figure 9.C-4(b): Gas turbine engine with precooling.
The air entering gas turbine engine is precooled using a cold storage system. The cold
storage system is an ice system, except that the temperature of the ice can be adjusted by
changing the concentration of antifreeze in the frozen solution. The gas turbine engine is
operated only during the daytime period. Therefore, each day the ice in the cold storage
system is melted as it cools the air entering the compressor in the precooler. Because the
air entering the compressor is colder, it has higher density and therefore the mass flow
rate processed by the gas turbine is larger and its power output higher. The result is more
daytime profits. The cold storage system is recharged (i.e., the ice is re-solidified) during
the nighttime period when the gas turbine is off. The flash intercooled refrigeration
system shown in Figure 9.C-4(b) is operated at night in order to re-solidify the ice. This
is advantageous because the cost of electricity at night is less than during the day and
S.A. Klein and G.F. Nellis
Cambridge University Press, 2011
because the temperature for heat rejection is much lower at night, increasing the COP of
the refrigeration system.
During the daytime period, ambient air at T
day
=96F and P
amb
=1 atm is drawn into the
precooler at state 1. The temperature of the ice in the cold storage system is T
ics
=-5C
and the approach temperature difference for the precooler is AT
pc
=5 K. Air at T
2
=T
ics
+
AT
pc
enters the compressor. The remaining parameters for the gas turbine are the same
(q
t
=0.84, q
c
=0.80, T
t,in
=900C, PR =5, HC =50 MJ /kg,
, c in
V

=15500 cfm). There is


no pressure loss in the precooler.
d.) Model the gas turbine portion of the cycle shown in Figure 9.C-4(b) for the daytime
period. Prepare a T-s diagram and overlay the states on it. Print out an arrays table
that includes each of the states and their entropy, enthalpy, temperature, and pressure.
Determine the efficiency, power output, and the air-fuel ratio of the system.
Determine the profit that you make each day when you run the power plant during the
daytime period, neglecting for now the cost associated with purchasing and running
the cold storage system.
The flash intercooled refrigeration system is used to resolidify the ice in the cold storage
system during the night. The condenser rejects heat to the ambient air at T
night
=72F.
The condenser has an approach temperature difference of AT
cond
=4 K and the refrigerant
leaving the condenser is subcooled by AT
sc
=0.5 K. The evaporator accepts heat from
the ice at T
ics
and has an approach temperature difference of AT
evap
=5 K. The refrigerant
leaving the evaporator is superheated by AT
sh
=5 K. The isentropic efficiency of the first
stage compressor is q
rc,1
= 0.65 and the isentropic efficiency of the second stage
compressor is q
rc,2
=0.70. The volumetric efficiency of both compressors is q
vol
=0.65.
The working fluid in the refrigeration system is R134a. Neglect pressure loss in all of the
heat exchangers. The intercooling pressure (P
int
) is the average of the evaporating and
condensing pressures. The flash chamber is a large insulated tank. Saturated liquid is
pulled from the bottom of the tank at state 12 and sent to the low pressure expansion
valve and evaporator. Saturated vapor is pulled from the top at state 14 and used to
provide intercooling by mixing with the superheated vapor leaving the first stage
compressor at state 7.
e.) Model the refrigeration cycle. Prepare a T-s diagram and overlay the states on it.
Print out an arrays table that includes each of the states and their entropy, enthalpy,
temperature, and pressure. Determine the refrigeration provided by the system (in
tons). Determine the coefficient of performance of the cycle and the power required
by the refrigerant compressors.
The cost of electricity purchased during nighttime hours is ec
night
=0.12 $/kW-hr (yes, the
cost of electricity to you is higher than what you could sell it for because the power
company wants to strongly discourage you from producing power during the night). You
have determined that the cost of the refrigeration system can be broken down into the
cost of the compressors, condenser, and cold storage system. The cold storage system
cost is Cost
ics
=$50,000. The cost of the condenser is given by:

S.A. Klein and G.F. Nellis
Cambridge University Press, 2011

( )
$-K
1.5
W
cond
cond
cond night
Q
Cost
T T
(
=
(



where T
cond
is the saturation temperature at the condenser pressure. The cost of the
compressors is given by:


3
$-s
92000
m
comp
Cost Displacement
(
=
(


where Displacement is the total displacement of the installed compressors. The
displacement of the compressor is the volumetric flow rate at the suction port of the
compressor divided by the volumetric efficiency of the compressor.
f.) Determine the net profit associated with purchasing the refrigeration system and
operating the precooled power plant for Time
ec
=1 year.
As a system designer you have a few free parameters that you can use to optimize your
system. The temperature of the cold storage system, T
ics
, the approach temperature
difference in the condenser, AT
cond
, and the intercooling pressure, P
int
.
g.) Plot the net profit as a function of T
ics
. Explain why an optimal cold storage
temperature exists.
h.) Plot the net profit as a function of AT
cond
. Explain why an optimal condenser
approach temperature difference exits.
i.) Optimize your system - determine the optimal values of T
ics
, AT
cond
, and P
int
and the
associated maximum value of the net profit.


S.A. Klein and G.F. Nellis
Cambridge University Press, 2011
9.C-5 Shown in the figure below is a schematic diagram of a two-stage refrigeration cycle that
is currently in the design phase. The cycle is designed to provide 50 kW of refrigeration
capacity at 225 K with a heat sink of 320 K. As with all cycles of this nature, the heat
transfer processes are responsible for most of the irreversible processes. In this problem,
assume that all of the irreversibilities are a result of heat transfer in the heat exchangers
i.e., we will assume that the two compressors operate reversibly between constant
temperature source and sink streams. The heat transfer rate across each heat exchanger
can be represented in the usual manner as follows:




L L L z
W L y w
H H x H
Q UA T T
Q UA T T
Q UA T T





where UA is the heat transfer area product and
temperatures are identified in Figure 9.C-5.


Figure 9.C-5 2-stage refrigeration cycle
The U values (heat transfer coefficient) for all three exchangers are approximately equal.
However, the heat transfer areas can be adjusted to maximize the system performance. In
the present case, the sum of the three UA values is constrained to 40 kW/K that fixes the
total heat exchanger area for the cycle.
a.) Identify how to best distribute the area, i.e., what are the UA values for the three heat
exchangers that maximize system performance when T
y
=250 K The intermediate
cycle temperatures, T
w
and T
y
, have not yet determined. How does your result
depend on the value on your choice for T
y
?
b.) How does the performance of the optimum cycle compare to that for a single stage
cycle with the same total UA value distributed over two heat exchangers? What
advantages does a two-stage cycle offer over a single stage cycle?


T
L
=225 K
T
H
=320 K
T
z
T
y
T
w
T
x
W
L
W
H
Q
L
=50 kW Q
L
=50 kW
Q
H
Q
H
Q
W
Q
W
T
L
=225 K
T
H
=320 K
T
z
T
y
T
w
T
x
W
L
W
H
Q
L
=50 kW Q
L
=50 kW
Q
H
Q
H
Q
W
Q
W
S.A. Klein and G.F. Nellis
Cambridge University Press, 2011
9.C-6 You have been hired as a consultant by a food processing company. The company
employs a blast freezing process in which very cold air (T
f
=-40C) is blown over
product in order to cause it to freeze very quickly. The rapid freezing process prevents
the growth of large ice crystals and therefore improves the quality of the frozen food.
You have been asked to design the refrigeration system required by the blast freezer. The
typical refrigeration system used for this application is a compound ammonia cycle,
shown in Figure 9.C-6(a).
condenser
evaporator
cond
Q

highpressurecompressor
expansion
valve1
1
5
6
8
flash
chamber
lowpressurecompressor
expansion
valve2
2
3
4
7
h
m
htc
W

ltc
W

l
m
T
amb
=26C
air
12,000cfm
1atm
a
amb
amb
V
T T
P P
=
=
= =

air at T
f
=-40C
toblast freezer
evap
Q

9 10

Figure 9.C-6(a): Compound ammonia cycle.
The condenser rejects heat to the ambient air at T
amb
=26C. We will begin by assuming
that the condenser has an approach temperature difference of AT
cond
=5 K although the
size of the condenser, and therefore the value of AT
cond
will eventually be adjusted during
the design process. The refrigerant leaving the condenser at state 7 is not subcooled. The
evaporator cools air from state 9 where T =T
amb
and P =P
amb
=1 atm to state 10 where T
=T
f
. The cold air leaving the evaporator is directed to the blast freezer. The volumetric
flow rate of air entering the evaporator is
a
V

=12,000 cfm. We will begin by assuming


that the evaporator has an approach temperature difference of AT
evap
=5 K although the
size of the evaporator and therefore the value of AT
evap
will also be optimized. The
refrigerant leaving the evaporator is not superheated. The isentropic efficiencies of both
compressors depend on the pressure ratio according to:
0.84 0.02
out
c
in
P
P
q
| |
=
|
\ .

where P
in
and P
out
are the pressures entering and leaving the compressor, respectively.
The working fluid in the refrigeration system is ammonia. Neglect pressure loss in all of
S.A. Klein and G.F. Nellis
Cambridge University Press, 2011
the heat exchangers. The refrigerant leaving the condenser is throttled to an intermediate
pressure (P
int
) and enters the flash chamber. The intermediate pressure is initially
assumed to be half-way between the evaporating and condensing pressures (P
evap
- the
pressure of the ammonia in the evaporator and P
cond
- the pressure of the ammonia in the
condenser):

( )
int evap int cond evap
P P f P P = + +
where f
int
=0.5 (for now, but we can adjust the value of f
int
and therefore change the
intermediate pressure during the design in order to optimize performance). The flash
chamber is a large insulated tank. Saturated liquid is pulled from the bottom of the tank
at state 1 and sent to the low pressure expansion valve and then the evaporator. The
superheated vapor leaving the low pressure compressor is directed back to the flash
chamber at state 4. Saturated vapor at state 5 is pulled from the top of the flash chamber
at state 5 and sent to the high pressure compressor. Note that the mass flow rate passing
through the high pressure compressor (
h
m ) will not be equal to the mass flow rate
passing through the low pressure compressor (
l
m ). There is no pressure drop associated
with the flash chamber (i.e., states 4, 5, 8, and 1 are all at the intermediate pressure, P
int
).
a.) Model the refrigeration cycle. Prepare a T-s diagram and overlay the states on it.
Print out an arrays table that includes each of the states (numbered as in the figure)
and their entropy, enthalpy, temperature, and pressure. Determine the refrigeration
provided by the system (in tons). Determine the coefficient of performance of the
cycle and the power required by the refrigeration compressors.

You are going to use your model developed in part (a) to design a system. The company
has specified that the design should be based on minimizing the total cost associated with
purchasing and operating the system for 5 years (neglecting the time value of money).
Therefore, you need to determine the capital cost of the system as well as the operating
cost. The volumetric efficiency of the compressors is estimated according to:
1 0.025 1
in
vol
out
v
v
q
| |
=
|
\ .

where v
in
and v
out
are the specific volumes at the inlet and exit of the compressor,
respectively. The cost of the compressor can be estimated according to the displacement
rate:

3
$-s
192000
m
comp disp
Cost V
(
=
(



The conductance of the evaporator (a measure of its size) is computed from:

,
ln
evap
evap a P a
amb evap
T
UA m c
T T
| | A
=
|
|

\ .

where
a
m is the mass flow rate of air in the evaporator, c
P,a
is the constant pressure
specific heat capacity of the air in the evaporator, and T
evap
is the temperature of the
ammonia in the evaporator. The cost of the evaporator is estimated according to:

$-K
0.75
W
evap evap
Cost UA
(
=
(


S.A. Klein and G.F. Nellis
Cambridge University Press, 2011
The conductance of the condenser is computed from:

cond
cond
cond
Q
UA
T
=
A


where
cond
Q

is the rate of heat transfer in the condenser. The cost of the condenser is
estimated according to:

$-K
0.75
W
cond cond
Cost UA
(
=
(


Assume that the cost of the system is entirely related to the cost of the compressors and
the heat exchangers. The plant runs 16 hours per and day 340 days per year. The cost of
the electricity used to power the compressors is ec =0.10 $/kW-hr.
b.) Estimate the capital cost of the system and the operating cost of the system over five
years. Determine the total cost of purchasing and operating the system for 5 years.

As a system designer you have a few free parameters that you can use to optimize your
system. The intermediate pressure (set by the parameter f
int
), the approach temperature
difference in the condenser (AT
cond
), and the approach temperature difference in the
evaporator (AT
evap
) can each be adjusted in order to determine an optimal design.
c.) Plot the total cost as a function of f
int
. Your plot should demonstrate that there is an
optimal value of the intermediate pressure.
d.) Plot the total cost as a function of the condenser approach temperature difference.
Your plot should demonstrate that there is an optimal value of AT
cond
. Explain why
this is so.
e.) Simultaneously optimize the values of f
int
, AT
cond
, and AT
evap
in order to come up with
the optimal design of the compound refrigeration cycle for this application. Fill in the
table below with the salient features of the design; this table can be submitted to the
company as the final design specification.

Table 1: Characteristics of the optimal compound refrigeration cycle.
Parameter Optimal value for
compound cycle
Optimal value for
cascade cycle
Refrigeration rate
Air exit temperature
Evaporator approach temp.
difference

Evaporator conductance
Evaporator cost
Condenser approach temp.
difference

Condenser conductance
Condenser cost
Cascade HX approach temp.
difference

S.A. Klein and G.F. Nellis
Cambridge University Press, 2011
Cascade HX conductance
Cascade HX cost
Intermediate pressure
Intermediate temperature
Low P/T compressor
displacement

Low P/T compressor cost
High P/T compressor
displacement

High P/T compressor cost
Capital cost of system
Total compressor power
Coefficient of performance
Operating cost
Total cost of ownership for 5
years


The company has asked you to also evaluate an alternative refrigeration system for their
application. They have heard that the cascade refrigeration cycle, shown in Figure 9.C-
6(b), is more attractive for low temperature systems. The cascade cycle consists of a low
temperature cycle that is interfaced to a high temperature cycle by the cascade heat
exchanger. The advantage of the cascade cycle over the compound cycle is that the low
temperature circuit can utilize a high density working fluid, in this case carbon dioxide.
The high temperature circuit utilizes ammonia. The high density of carbon dioxide
results in a much smaller low temperature compressor which is therefore much less
expensive than the low pressure compressor required by the compound cycle. (Your
analysis from the previous part of the project should show that the cost of the low
pressure compressor is pretty large.) The disadvantage of the cascade cycle is the
requirement of a cascade heat exchanger which adds cost to the system.

S.A. Klein and G.F. Nellis
Cambridge University Press, 2011
condenser
evaporator
evap
Q

cond
Q

hightemperature
compressor
upper stage
throttlevalve
2
6
5
lowtemperature
compressor
lowstage
throttlevalve
3
1
8
cascadeheat exchanger
7
4
T
amb
=26C
h
m
htc
W

ltc
W

l
m
air
12,000cfm
1atm
a
amb
amb
V
T T
P P
=
=
= =

air at T
f
=-40C
toblast freezer
ammonia
carbon
dioxide
9
10

Figure 9.C-6(b): Cascade ammonia cycle.

The condenser rejects heat to the ambient air at T
amb
=26C. Begin by assuming that the
condenser has an approach temperature difference of AT
cond
=5 K, although the size of
the condenser will eventually be adjusted during the design process. The refrigerant
leaving the condenser at state 7 is not subcooled. The cascade system must provide the
same refrigeration load; therefore, the evaporator cools air from state 9 where T =T
amb

and P =P
amb
=1 atm to state 10 where T =T
f
and the volumetric flow rate of air entering
the evaporator is
a
V

=12,000 cfm. Begin by assuming that the evaporator has an


approach temperature difference of AT
evap
=5 K; the optimization of this component will
follow. The refrigerant leaving the evaporator is not superheated. The isentropic
efficiencies of both compressors depend on the pressure ratio as indicated above.

Neglect pressure loss in all of the heat exchangers. The ammonia leaving the condenser
is throttled to state 8 where it enters the cascade heat exchanger. The ammonia
evaporates in the cascade heat exchanger as it absorbs heat from the condensing carbon
dioxide in the other side of the cascade heat exchanger. The ammonia leaves the cascade
heat exchanger as saturated vapor at state 5. The ammonia is compressed to state 6 and
then enteres the condenser. The carbon dioxide leaves the cascade heat exchanger as
saturated liquid at state 1. The temperature at state 1 is the intermediate temperature in
the cycle (T
int
). The intermediate temperature is initially assumed to be half-way between
the evaporating and condensing temperatures (T
evap
- the temperature of the
S.A. Klein and G.F. Nellis
Cambridge University Press, 2011
carbondioxide in the evaporator and T
cond
- the temperature of the ammonia in the
condenser):

( )
int evap int cond evap
T T f T T = + +
where f
int
=0.5 initially (but we can adjust the value of f
int
and therefore change the
intermediate temperature during the design in order to optimize performance). The flash
chamber is a large insulated tank. Initially assume that the cascade heat exchanger
approach temperature difference is AT
cascade
=5 K (we will optimize this eventually).
The pinch point for the cascade heat exchanger is at the end where ammonia enters and
carbon dioxide leaves (the left side of the heat exchanger in the figure). There is no
pressure loss associated with either the flow of ammonia or carbon dioxide in the cascade
heat exchanger.
f.) Model the cascade refrigeration cycle. Print out an arrays table that includes each of
the states (numbered as in the figure) and their entropy, enthalpy, temperature, and
pressure. Determine the refrigeration provided by the system (in tons). Determine
the coefficient of performance of the cycle and the power required by the
refrigeration compressors.

You are going to use your model to design a cascade system. Again, the company has
specified that the design should be based on minimizing the total cost associated with
purchasing and operating the system for 5 years (neglecting the time value of money).
The capital cost of the compressors, condenser, and evaporator can be estimated as in part
(b). The cost of the cascade heat exchanger must also be considered. The conductance of
the cascade heat exchanger is computed from:

cascade
cascade
cascade
Q
UA
T
=
A


where
cascade
Q

is the rate of heat transfer in the condenser. The cost of the cascade heat
exchanger is estimated according to:

$-K
0.75
W
cascade cascade
Cost UA
(
=
(


Assume that the cost of the system is entirely related to the cost of the compressors and
the heat exchangers. The plant runs 16 hours per and day 340 days per year. The cost of
the electricity used to power the compressors is ec =0.10 $/kW-hr.
g.) Estimate the capital cost of the system and the operating cost of the system over five
years. Determine the total cost of purchasing and operating the system for 5 years.

As a system designer you have a few free parameters that you can use to optimize the
cascade system. The intermediate temperature (set by the parameter f
int
), the approach
temperature difference in the condenser (AT
cond
), the approach temperature difference in
the evaporator (AT
evap
), and the approach temperature difference in the cascade heat
exchanger (AT
cascade
) can each be adjusted in order to determine an optimal design.
h.) Simultaneously optimize the values of f
int
, AT
cond
, AT
evap
, and AT
cascade
in order to
come up with the optimal design of the cascade refrigeration cycle for this
application. Fill in the table with the salient features of the design; this table can be
S.A. Klein and G.F. Nellis
Cambridge University Press, 2011
submitted to the company as the final design specification. Based on your analysis,
which system would you recommend?


S.A. Klein and G.F. Nellis
Cambridge University Press, 2011
9.C-7
The absorption refrigeration cycle shown in Figure 9.C-7 is an example of a heat-driven
heat pump. Heat-driven heat pumps operate between three thermal reservoirs
T
L
<T
M
<T
H
. In an absorption refrigeration cycle, T
L
is the temperature of the cooled
space maintained by the evaporator heat transfer process. T
M
is the ambient temperature
to which thermal energy is rejected from the absorber and condenser. T
H
is the
temperature of high temperature energy (generally 100-150C) supplied to the generator.
In the following analysis, T
L
=273 K, T
M
=310 K and T
H
=400 K. Heat transfer across
a finite temperature difference is a major source of thermodynamic irreversibility in the
absorption cycle. In the following analysis, assume that irreversible heat transfer is the
only source of irreversibility. The heat transfer rates to or from the components of the
absorption cycle can be expressed as linear functions of a temperature difference as
indicated in the following diagram. All four UA values are equal to 2 kW/K.

Generator Condenser
Evaporator Absorber

C C C M
Q UA T T


G G H G
Q UA T T


E E L E
Q UA T T


A A A M
Q UA T T


Figure 9.C-7: Schematic of an absorption heat pump

a. What is the maximum refrigeration coefficient of performance (COP) for this cycle
(defined as the ratio of the evaporator heat transfer rate to the generator heat transfer
rate ( /
E G
Q Q

), the corresponding evaporator heat transfer rate (
E
Q

) and temperatures
operating temperatures of the four components, T
E
, T
A
, T
G
, and T
C
?
b. If the cycle is operated so as to maximize the evaporator heat transfer rate, what are
the corresponding COP and values of the temperatures T
E
, T
A
, T
G
, and T
C
? How
different are T
A
and T
G
at the optimum heat transfer rate?
c. Vary the UA values. Can you draw any general conclusions from your numerical
experiments?


S.A. Klein and G.F. Nellis
Cambridge University Press, 2011
9.C-8 The performance of a heat pump cycle in a heating application can be expressed in terms
of its coefficient of performance (COP
H
), which is defined as the rate of energy transfer
to the heated space,
H
Q

, to the compressor power input. The maximum possible COP


for a machine operating between an outdoor temperature T
L
and a heated space
temperature T
H
is given by the Carnot limit T
H
/(T
H
-T
L
). The point of this problem is to
investigate the operation of a heat-transfer limited Carnot heat pump cycle.
Consider a heat pump cycle having no internal irreversibilities that is designed to provide
a heating capacity of 10 kW for a building. (The ideal heat pump cycle is a Carnot cycle
working in reverse.) Air from the building is blown past the condenser at 25C and 2.0
kg/s. The condenser heat transfer rate can be expressed as:

, H H H p c H in
Q m C T T


where

H


is the effectiveness of the condenser given which is equal to (1-exp(-NTU
H
))

H
m is the condenser air flow rate (2.0 kg/s)

p
C is the specific heat of air

, H in
T is the entering temperature of the air, (25C)

c
T is the refrigerant condensation temperature


NTU
H
=(U
H
A
H
)/(
H p
m C )
A
H
is the effective heat transfer for the condenser

Heat is supplied to the evaporator from outdoors with a fan-forced air stream at 2.0 kg/s
at -5C. The rate of heat supplied from outdoors can be represented as

,
-
L L L p L in e
Q m C T T


where

L
is the effectiveness of the evaporator given which is equal to (1-exp(-NTU
L
))

L
m is the evaporator air flow rate (2 kg/s)

, L in
T is the entering temperature of the air, -5C

e
T is the refrigerant evaporation temperature


NTU
L
=(U
L
A
L
)/(
L p
m C )
A
L
is the effective heat transfer for the evaporator
The overall heat transfer coefficients for the condenser, U
H
,

and evaporator, U
L
, are both
about 40 W/m
2
-K, since the air flow rates through both heat exchangers are equal and
they have similar geometry. However, the total heat exchanger area for the evaporator
and condenser is fixed for cost reasons to be 35 m
2
. One concern is how to optimally
distribute this heat exchange area.
a.) What fraction of the total (condenser plus evaporator) heat exchanger area should be
allocated to the condenser in order maximize the performance of this heat pump
cycle?
S.A. Klein and G.F. Nellis
Cambridge University Press, 2011
b.) How is your answer changed if the total heat exchanger area is increased to 70 m
2
or
decreased to 25 m
2
? Can you draw a general conclusion?
c.) Using the optimum heat exchanger area allocation determined in part a for 35 m
2
of
total heat exchanger surface area, plot the COP of this refrigeration cycle and the
evaporator and condenser temperatures as a function of heating capacity for
capacities ranging between 0 and 20 kW. Explain the trends that are demonstrated by
the plot.


S.A. Klein and G.F. Nellis
Cambridge University Press, 2011
9.C-9 A large central chilled water plant uses a vapor compression cycle with an adiabatic flash
chamber and two-stage compression, as shown in Figure 9.C-9. The refrigerant is R134a.
The isentropic efficiencies of the high and low pressure compressors are 0.82 and 0.78,
respectively. Cooling water passing through the condenser maintains 35C saturated
liquid at state 5. The refrigerant is saturated vapor at 1C at the evaporate exit. Pressure
losses in the piping and heat exchangers are negligible, except of course, across the
throttle valves. The plant chills 1625 kg/s of water from 15C to 5C.

Figure 9.C-9: Two-stage refrigeration cycle with flash chamber
a.) Determine the temperature and pressure at all points in the cycle assuming that the
pressure at state 7 is the algebraic average of the pressures at states 5 and 1.
b.) Determine the pressure at state 7 that results in the optimum COP for this cycle.
c.) Plot the optimum cycle on a pressure-enthalpy diagram.
d.) Indicate in a short paragraph the advantages and disadvantages of the two-stage
system in Figure 9.C-9.
e.) Determine the Second-Law efficiency of the optimum cycle.


S.A. Klein and G.F. Nellis
Cambridge University Press, 2011
9.C-10 Temperatures and pressures at various places in a simple Linde-Hampson gas
liquefaction cycle are indicated in Figure 9.C-10. The uncondensed vapor is recycled
through a heat exchanger from which it emerges at 250 K, 1 bar. Gas from the inter-
cooled compressor enters the heat exchanger at 15.0 MPa and 275 K and exits at 155 K
and essentially the same pressure. Assume an environment at 298 K, 1 bar.
vapor
liquid
1 2
3
4
5 6
7
Satdliquidat 1bar
163K
15MPa
275K
15MPa
1bar
Make-upN
2
298K, 1bar
intercooled
compressor
heat exchanger
valve

Figure 9.C-10: Simple nitrogen liquefaction system
a.) Determine the mass of liquid per kg of nitrogen gas passing through the compressor
during steady operation.
b.) What is the effectiveness of the heat exchanger effectiveness for this system?
c.) What is the Second-law efficiency of the heat exchanger?
d.) If the compressor work per kg of nitrogen compressed is 475 kJ /kg, what is the
Second Law efficiency of this liquefaction cycle?


S.A. Klein and G.F. Nellis
Cambridge University Press, 2011
9.C-11 A schematic of a heat-powered refrigeration system is shown in Figure 9.C-11. This
system uses the exergy of thermal energy at 160C to move heat from a 5C source while
rejecting heat to the ambient at 25C. The heat transfer rates may be expressed:

Figure 9.C-11: Schematic of a heat-powered refrigeration system
where are 100, 150, and 300 W/K, respectively and temperatures are as shown in
Figure 9.C-11.
a.) What is the maximum possible refrigeration COP (coefficient of performance) for
this heat-powered refrigeration system based on the heat input?
b.) What is the maximum possible refrigeration capacity (
L
Q

)?


1 2 3
( ) ( ) ( )
H H L L A amb
Q T T Q T T Q T T

S.A. Klein and G.F. Nellis
Cambridge University Press, 2011
9.C-12 A single-stage refrigeration system provides 10 kW of refrigeration from a space that is
maintained at T
L
=-10C, while rejecting heat to the surroundings at T
H
=35C. The COP
for this cycle is 2.2 at steady-state operating conditions. The heat transfer rates to and
from the refrigeration cycle can be assumed to be linear functions of the temperature
differences so that:
2 L L
Q T T

and
4 H H
Q T T

where T
2
is the evaporator
temperature and T
4
is the condensing temperature.
a.) Determine the steady-state power required to operate this refrigeration cycle.
b) Determine the steady-state rate of exergy destruction resulting from operation of this
refrigeration cycle.
c.) T
2
is measured to be -30C. Assuming that all of the exergy destruction in this
refrigeration cycle occurs in the heat exchangers, what are the values of the heat
exchanger coefficients, and ?
d.) The sum of and is proportional to the total cost of the heat exchangers.
Determine the values of and that will minimize this cost while maintaining a COP
of 2.2 and a refrigeration capacity of 10 kW.


S.A. Klein and G.F. Nellis
Cambridge University Press, 2011

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