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ASPECTS OF SOIL MECHANICS
MODEL TESTING
by
R. G. James *
CUED/C - SOILS/TR 1971 No.6
* Assistant Director of Research
Department of Engineering,
University of Cambridge.
IN1ROOUC';rIqW
Due tq the cOq\plex of there
are in
. .
to the boundary 'rhe majority
of presentday methods of
idealisationsof toe.soil stl:'ess be1'l.avio\.u;to either
perfectly plastic or perf(!otily elastic. For the majority of
problems bothaf these are unrea;j.ist:i,.c,and as a
consequence the made by cQnvemtiq:p.al m(i!tllo4l:i of analysis
are prone to error. Ip the of idealising
the mechanical behav;l.our of the themselves are
usually of a complex nature, e.g,the a pier foundation
rotating aQ0ut its upper surfq.ce as pQ;,tf'ayed in Fig.J. and dis-
cussed by Roscoe (:+970) in tn.e Tenth llankine
experimental 01 the displace-
ment relationships for tne1;>q\,1ndary vatl,ie 9; sqil mechanics
is essential. Testing 9f full prototype although
very necessary, is con.suming,
the incentive and need to perform representative model tests is
great. One may broadly classify mqdel testing, depencent upon the
prime objectives, into three diE?tinct, but. interrelated, categories.
These categories will be referred to as category I, 11 and Ill.
OF MOPELfi'EpTING
Category I model tests are defiped as being concerned only
with predicting the behaviour of a specific prototype structure
from that of the model. Any conditions, i.e. soil
strata, water conditions etc" as illustrated in Fig.2a for a
pad foundation must be in the model,
.2
and so the results optained do, :pot have general
In this type of model t,est theprinoiples of simil,aritymqst be
satisfied before the results cq,n be ot practical use (e.g.
Sutherland (1965)). However, the principles qiscQssed
by Rocha (1957) and Roscoe (1968) wider application.
of this type of model test, especially in the area of centrifugal
model testing which allows the use of 'prototype' soil at Proto-
type stress levels and under approXimately correct Conditions of
stress and strain paths. Possibly one of the major of
centrifugal model testing is that processes such 9s primary con-
solidation occur very much faster in the model in the prQto-
type, i.e. timeismodelied N
2
where N is the model scale.
Thus for a scale model 2t hou;t:"s in.the mOdel equivi;l.;Lent
to 1 year in the profotype.
The eecond approach to modelling, defined as CategoryII,
is to is a small prbtotype structure
itself and to compare its behaviour with that predicted by some
method of analysis. For this approach to be useful it is of
utmost importance that the model conforms with the assumptions
inherent in the method of analysis adopted. Typical requirements
would be that the soil is in a uniform state and that the influence
of the boundaries of the container oftpe model may be ignored,
e.g. as illustrated in Fig.2b for the bearing capacity problem.
From the results of such tests it should be possible to assess
the accuracy of various methods of analysis and also to confirm
that the soil constants established from fundamental testing
apparatus relevant to the stress conditions in the model can be
used to predict the performance of the model. The results obtained
3.
from such tests are not necessaril Of the
design of a complex full scale prototype, but value
in establishing certain'design of the
above two types are inherentlY restri9ted by the to simulate
real problems. This automatically leaqs to ty?e ot model
test, defined as Category Ill, of which the never
exist, but which is designed to reve,ldetailed
stress and deformation information about a Tne prime
objectives of this type of test are to the understanding
and
of the soil soil interacticn, suer that
new methods of analysis may be developed which in tUrn lead
to better design rules for use in the future.Sucn a
experiment, a narrow wall rotating about ;i. ts8intosand, is '-- I s Ps
illustrated in Fig.2c. 8y employing suCh a 'thin' plane strain
model it is possible by radiography to obtain information
on the soil strain behaviour not possible on wider plane strain
or 'three dimensional' models.
In the past numerous workers have performed q variety of
experiments falling into the above mentioned categOries. It is
not possible to mention all here, but a few examples will be
given to illustrate the categories further. Good examples of
Category I type tests are to be found in the field than
the laboratory and exist in the form pf instrumented trial earth
structures,ie. test embankments. In certain cases nature has
already carried out full scale tests in the form of natural slope
failures, and in cases where careful site investigation establishes
the relevant soil parameters and ground water tnese
tests produce valuable compaJ;:"isons between theOrY and "exl?eriment 11 ,
(e.g. Skempton and Hutchinson (1969.
4.
Without a centrifuge it is in general extremely difficult
to perform representative small scale Category I type tests,
due to the difficulty of modelling the soil. Witb centrifuge,
however, this major difficulty may be overcome, since providing
the soil grain sizes are sufficiently small the prototype soils
may be used in the model. of such tests are given by
Schofield and Lyndon (1970) on the short term stability of slopes
in overconsolidated clay, and by Endicott (1971) on the settlements
of a granular fill embankment sited on a substrata of soft clay
and peat. Fig.3 shows the soil strata beneath the embankment and
Fig.4 the displacements to 'end of construction' and
at a time corresponding to 1.3 years later. In the main the above
mentioned tests were designed specifically to simulate real proto-
type behaviour and thus may be considered to fulfil the require-
ments of Category I tests.
There are numerous examples of Category 11 type tests,
since in general the majority of soil mechanics model testing falls
into this category. One good example in Europe is the 'large'
scale footing tests Performed at Karlsruhe University reported
by Leussink, Blinde and Abel. They tested instrum ented founqations
up to 1.5 metres square, in a 9 x 9 x 3 metre pit filled with
uniformly compacted sand (see Fig.S). Due to the large size of
their model they were able to determine the normal pressure
distribution beneath their footing in.gredt detail.
The work on passive walls reported by Rowe and Peaker (1965)
represents a classic example of Category 11 type tests. They
translated a vertical wall at various angles to the horizontal into
sand, observing the mobilised angle of wall friction (0), the
normal pressure distribution, load displacement relationships and
.?
modes of failure. Typical results for two direptions of
movement into dense sand are reproduced in Figs.6(a) and Cb).
Some of the stress strain properties of the sand are
also shown in Fig.6(c). Study of these figures reveals three
important features: (i) the importance of the diJ;'eotion of
wall movement, i.e. the wall which was translated upwards 45
to the horizontal has a peak passive earth pressure coefficient K
. P
of only 3.0 whereas the wall translated
generated a peak K of approximately 7.4.
p
(ii) the quite different load displacement
for the two directions of movement, and
(iii) the peak value of mobilised obtained by back
analysis employing conventional theory is considerably less than
the peak observed in the plane strain tests, i.e. observed
in wall experiments of between and 37 whereas peak measured
in fundamental plane strain test is approximately 43
9
-- "
TOP 501 L
SI LT
, ".,
i \", ,,,,:, "" 1\
FIRM CLAY
:-==-==:::-c-. ..': ._ -' _'--'-:, '_
!
...... '1/_,
,\1/....
::: -= --
PEAT
CLAY
la) CATEGORY I TEST SIMULATI NG REAL PROTOTYPE
w
. .. "
..
. .."
.
UNIFORM
. ,
SAND.
..
..
..
!
Cb) CATEGORY II TEST IDEAL\ZED SMALL PROTOTYPE
c - ..
......................
I 00"."/J
AXIS OF
. ' I ,UNIFORM" ' . .77"" / //
ROTATION
. WALL.1 'SAND' : . " / /
I ." / ........ / .
I .' " /' .
. ' I ' ' ,
I I ' 'I . " ,__::--:;:7/ :
,__ __ ,:;;7---
/.", ., . // ' '
"" )1/ - -':';:'--::::-- .' . .
, I
le) CATEGORY ill TEST IDEALISED ARTIFICIAL PROTOTYPE
FIG. 2 MODEL TEST CATEGORI ES.
----------
Scale.
5rn.
'\ A
,'"'" '"
c
.;--' -----
-!.. ----- -------------
-. --------------.
Key to soilsl
embankment fill
,.",
topsoil
'1" firm brown clay
C
soft brown clay
_. Section of model
soft grey silty clay
.-
stiff
-
peat /,
soft blue silty clay
soft silty'
clay r=----
soft dark sil ty clay .e.
."
peat 't'
...
blue sand
soft s11ty
... " firm blue clay
clay
"-:/,,, weathered Kimmeridge Clay
,
Figure.3. Soil strata beneath triol embankmlZnt at King's Lynn
Outline
Prototype scale
5rn.
lm.
10cm.
Moriel scale
2cm.
.. " .. .. ....
,
.. , .,
/J11\\\" ..
.. , 4 "
. " ..... .. ..
o',/IJ \\.. ", ..
.. .. __ -I
( .. ... .... -- .. .. .. ..
"" .
11 .. ..
III
" .
displacements at 'end of construction'
/ / / / / \\ \\""" '- "- ' .. .
, <' \ '\ .'."'-.."'" "w '" " .. .r / I I / //1
1
1 \
, /1'1 1\ \\\\" .... , ........
J
,,,,,,,.........
" "
dispJacements at end of test ('485 days')
Flgure.4. Displacements of model of the trial embankmrznt
s
c')'
I
E
o
to
..D'
HYDRAULIC JACK
PRESSURE
FOUNDATION
.i'\'.'
--I
_' . ' . E
.. ' " ' ' ,- _..SAND . -. - 0
............. :......................................:...... g.
,_ .. ' " " ., .... -I ... ' " . , . ' . . . . I
--'-''-'-'4- .... j .. ,_._
I -
... i. 83 . Om ----- ...L2,OmJ'I
FIG.5 KARLSRUHE UNIVERSITY LARGE FOOTING
APPARATUS
I<P
PISTANCE MOVf:;.Q. DISTANCE MOVED
HEIGHT OF WALL HEI0HT-OF WALL
\
\..----ton 0
-OA i}..
o 2 4 6 o 2 A. b
DISTANCE MOVED:INCHES DISTANCE MOVED'INCHES
(0) (b)
j n= 36'4-
,
.
....
/,
1/
,
40 <'/ -..,...,.,,- ---- - - -------
/"5'
(1 '" t!!,.=42-5' n::. 4.2 5--i
------ -- ,-
".".
,...............
E
e...
0'3" 4/b/sqin.consiont
0'1 incnwsing
Plane 5tTaln
obs<2rvad ---
CZSiimarad ----.
Tnaxialsr-rOln--
o 004 ooe 012
MAJOR PRINCIPAL STRAIN
(cl - STRAIN CURVES FOR LOOSE AND DENSE 56.ND IN TRIAXIAL
AND PLANE 5TRAIr\J TESTS
FIG. b PASSIVE EARTH PRESSURE RESULTS FROM ROWE &. PEAKER /9b5
0"10 020 030
1- r I I
If)
W
w
0::40 4
b3 .
o
Cl
l1J
!'J20
:::;
m
,":i 0 0 \
-e.- \
()::.z=-45
"IQ 0'20 030
B DENse
()=, z.::.:f'
(f)
ill
K
pm
o
'::(0-
N
:::;
" .. b
00>
ii'i
m
Z
20
2tt
"
j!
04<.()
2
00
Fig.7. Model earth pressure apparatus and recording
equipment showing instrumented wall OB.
- -
1 1
(
- - ~
s o -
I I I
l l S ' O . ~
O S - . ,
( 0 )
SAND SURFACE
.---- ------
(0
AXIS OF I
WALL .-1' ZERO EXTENSION TRAJECTORIES
ROTATION
PRINCIPAL COMPRESSJVE STRAIN TRAJECTORIES
(0)
9- 5
P
1';.-058
/
8
/
(b)
9 - 9sD
P
.,
I
(C)
I
I
9_. 4
I
p.
I
097
11
I
I
I
I
-"
FIG. 9. T?A,iECTOPIFS OF ZER() PAL.
COMPRESSIVE STRAIN FOR TEST LE (eo'O 0550) -JAMES /965.
SAND SURFACE
o
00'
MAX. SHEAR STRAIN 0.159
(a)IHCRHiEIlT 1 B=0_1
0
Or-I
ii2
<0
00.;.
0.357
(b) CUMULATIVE STRAINS AT B=2-
FIG.10. CUMULATIVE SHEAR STRAINS. FOR
TEST MD (eo: 070) LORD 1969.
.
Oj
MAX. SHEAR STRAlU 0.573
(C) CUMULATIYE STRAINS AT 8=3-
.
.
.... .. , .\ .....
..
0,...-,------------:.....----'--------
.-
MAX. SHEAR STRAIN 1.1B3
(d) CUMULATIVE STRAINS
FIG. 10. CUMUl.ATIVE
AT B=5'
.
SHEAR'ST.RA1N5
.
FOR TeST .
eo : 0-70 '1..0RD i9G9 ..
I ')\1
,
I
I
I
/
- - - TRAJECTOQIES
/ , ./
I . 1 / ,
I /
I
t I' I ./ ./
OF ZERO EXTENSION
./
--..... ,
OF COMPQESS\\'E '"
B
..,.
-
(a) BASED ON CUMULATIVE. STRAINS AT e=2
0,....
t
I
I
I
I
I
,
I
./
/
r
/
./
I'
7
,
---
FIG. 11. (b) BASED CUMULATIVE STRAlHS AT 8=5-
TRAJECTORIES OF ZER.O EXTENSiON AND PRINCIPAL
COMPR-ESSIVE STRAIN. TEST M.D;(eo"=o70) LORD 1969
-4 I' I
5
. u ~
6
'8
.D
0
E
'E)...
7 ~
/ DENse SAND
.-
c
(/)
0
I / LOOSE SAND
, I I I
J
2 3 -4
SHEAR STRAIN ~
FIG. 12. TVPICAL STRESS RATIO STRAIN RELATIONSHIPS FOR SAND FROM
THE S\MPLE SHEAR APPARATUS,
---...~ = = - ; = ; - - - - - ~ ~ - ~ - ~ - - - - - - - - - - - - - - - - ~ - - - - - - - - - -
-8
p
-7
t
5
(5i.n 'f
mOb
)
,6
Q
5
1
!
1 I
-4
'0
FIG. 13 MOBILIZED SHEAR STRENGTH
LINE OF TRANSITION LAYER
I
20
S
H
DISTRIBUTIONS ALONG CENTR:
FOR TEST. LE (to =-55)
180
160
DENSE SAND V -a- 20". 140
l'
120
t
H
t
110
rH
80
60
40
20 f- 0
__----'-I _
/0
5
H
FIG. 14 SHEAR T F \ ~ I N RELATIONSHIPS ON THE CENTf\E LINE
OF THE TRANSITION LAYER FOF, TEST.LG (-eo ='53)
2-0
t
H
j
120
LOOSE SAND v:!!: 0
0
100
-
I
l'M
80
60
40
20
FIG_15
'-a
S
2-0
H
SHEAR STRAIN RELATIONSHIPS ON CENTRE LINE
OF TRANSiTION LAVER FOR TEST tvi D (.fo == 0-70)
2-0
e
-
e
i'M l =068 ~ o
lV1
i.e. YJI,1 = /47 He
5
'-a
o
o
VI
VI
'0
S
H
FIG.16 SHEAR STRAIN RELATIONSHIP ON CENTRE LINE
OF TRANSITION LAYER FOR TEST. LE (to =-55)
2'0
~
//
(
o A
\ . ~ .
/
e = 0'86 - ~
J'"" .
Le. I
M
=1-16 ~ e
A
LOOSE SAND
"iI
:8-)
/,"/) \'0
e
-
1
M
'5
/0
20
S
H
FlG. 17
SHEAR STRAIN RELATIONSHIP ON CENTRE
LINE OF
TRANSITION LAYER TEST.' MD (eo = 0-70)
as
O
(45 55" (45
v
FIG. 18. PREDICTED RUPTURE SURFACE
AND AN OBSERVED RUPTURE MECHANISM
(JAMES 1965) IN DENSE St-\ND FOR WALL
ROTf\TION ABOUT THE TOP,
.
s
2
RIGID
V
'45-
x
. 4Y
S
2'
2
V
o
3
/
1/AXI5OF RO",ATlON
\ OF WALL
0, . SAND SURFACE
\IT
(45-
FIG, 19, GEOMETR1C CONSTRUCT10N OF THE TRANSITION
ZONE FOR A CONSTANT V MATERIAL,
A
tanb = Sin "
I - Slrt V
R,
R
2
w
,
R
8
OK" <::,<::" 0::::::<::0::::::<::<:: 0::::::<::0::::::0::::::<::0:::::: :7J
(0)
FIG.20. A CALCULATION PROCEDURE FOR THE
p
-
T
R'
a
\
1<7,
\
.\
R
s
" T
(b) w
'''A "
0R(\
71 '"
R
7
(c)
I
DETERMINATION OF PASStVE EARTH PRESSURE.
-------
12
18 I0
IG
14
(410
UJ
:
0-
8
6
4
CALCUL,4,TED
THEORY DENse
Q
If
p
/; \. T
H
1 \
K _P Cos S
p - .L Y
\
p
/
5 (SOil. DENSITY)
\\OBSERVED DENSE (TEST LE)
\
.
.
, THEORV LOOSE
L.OOSE (TEST M D)
I I I
0' : 2 3 ee 4 5
FIG.21. PASSIVE EARTH PRESSURE - VVALL
ROTATION. RELATIONSHIPS.
30
THEORV DENse
~
LOOg ~ ~ R V LOOSE
~
2
5
-10
FIG. 22. MOBILIZED ANGLE OF WALL FRICTION-
WALL ROTATION RELATIOf\lSH tPS .