Module 2: Lecture 4
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Module 2: Lecture 4
Table of Contents
Section/Subsection
2.4.1 Introduction
2.4.2 Microscopy of surfaces
Page No.
3
313
713
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14
15
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Exercise
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Suggested reading
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2.4.1 Introduction
A number of microscopic and spectroscopic methods are available which provide
information about the structure of a solid surface and its composition. In this lecture, we
will discuss some of these methods.
2n sin
(2.4.1)
where 0 is the wavelength of light in vacuo, n is the refractive index of the medium
and is the polar angle subtended by the lens (see Fig. 2.4.1).
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The quantity n sin is called numerical aperture. Since the maximum possible value
of is 2 , sin 1 . For air n 1 , the upper limit of numerical aperture for a dry
objective is practically less than unity.
If the gap between the object and the lens is filled with oil which has n 1 , the
aperture can be increased. The usual oil for oil immersion objective has n 1.515 ,
which renders an upper limit for the aperture of about 1.4.
The resolution (minimum value of d ) of an optical microscope is thus roughly half
the wavelength of the light for a dry objective, and one-third the wavelength of the
light for an oil immersion objective.
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Thereafter, the vertical location of the specimen may be changed, and the scanning
process is repeated to obtain the image of another specimen plane.
Hundreds of vertical sections may be scanned in this way to build up a highresolution three dimensional image of the specimen.
Fig. 2.4.3 TEM image of a tungsten via, showing detailed structure of metal
Stack. The sample contains Al, SiO2, Ti, TiN and W (source: H. Zhang, Thin
Solid Films, 320, 77, 1998; reproduced by permission from Elsevier, 1998).
Scanning electron microscopy (SEM) analyzes electrons scattered back from the
surface of the specimen as the impinging beam of electrons is moved across the
surface in a raster pattern. The images produced by a beam hitting the surface at
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Fig. 2.4.4 SEM image of nanocrystalline palladium (< 3 nm) supported on ordered
mesoporous carbon (source: X. Ji, K. T. Lee, R. Holden, L. Zhang, J. Zhang, G. A.
Botton, M. Couillard, and L. F. Nazar, Nature Chemistry, DOI: 10.1038/NCHEM.553;
reproduced by permission from Macmillan Publishers, 2010).
Both TEM and SEM require conductive samples and high-vacuum conditions.
Sometimes, it is difficult to separate the artifacts from true sample features.
Recently, water vapor has been used as gas-ionization detector in environmental
SEM (called E-SEM). Wet and non-conducting samples may be examined under
moderate vacuum.
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The second method is the atomic force microscopy (AFM). In this method, the
force exerted on or by a cantilever to which a sharp tip is attached is measured
when the probe is in contact, or in the proximity of the surface which is to be
studied.
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1.6 nm
1.6 nm
1.6 nm
1.6 nm
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In the contact mode of operation, the tip and sample are placed in contact, and
the tip is simply dragged across the surface resulting in a topographical image of
the surface. The scanning is usually done under feedback control where the
sample is moved toward or away from the cantilever during the scan so that the
bending of the cantilever, normal to the surface, remains constant in order to
maintain constant force.
The up and down motion of the sample is therefore a record of the sample
topography. However, the dragging motion of the tip, combined with adhesive
and lateral forces, can cause substantial damage to both the tip and the sample. To
alleviate this problem, a tapping or intermittent-contact mode of operation is
used.
This is accomplished by first oscillating the cantilever at or near its resonant
frequency using a piezoelectric actuator. The oscillation amplitude of the
cantilever in air can be greater than 20 nm when the tip is not in contact with the
surface. Moving the oscillating tip toward the surface until it begins to lightly
touch or tap the surface reduces the oscillation amplitude. The reduction in
oscillation amplitude now becomes the feedback control signal which can be used
to measure the surface topography.
The AFM differs from other forms of microscopes in that a controlled force is
applied to the specimen while imaging. On the one hand, the imaging force can
be a limitation if one is seeking to image weakly bound adsorbates or soft
materials.
On the other hand, if the magnitude of the force is measured as a function of the
tipsurface separation, the chemical and physical properties of the surface (e.g.,
surface forces, stiffness/elasticity, and adhesion) can be measured.
The unique capabilities that the AFM brings to the biological community are:
imaging the structure of biomolecules and biosurfaces with (sub)molecular
resolution, imaging under physiological conditions, including in situ dynamic
events of native biomolecules and living cells in real-time, measuring local
charge densities, mechanical properties and intermolecular forces with
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Fig. 2.4.8 Comparison of surface roughness for graphene on SiO2 (a), and on
mica (b) by three-dimensional AFM topographic data (source: C. H. Lui, L. Liu,
K. F. Mak, G. W. Flynn, and T. F. Heinz, Nature, 462, 339, 2009; reproduced by
permission from Macmillan Publishers, 2009).
The various modes of atomic force microscopy and their applications are
illustrated in Table 2.4.1.
Table 2.4.1 Various modes of AFM
Mode
Name
Quantity measured
AFM/C-AFM
Nanoscale profilometry
LFM/FFM
In-plane lubricity/friction
KPM
TIM
TMA
Thermal expansions/softening
FS/SFS
Forcedistance profile
CFM
Pulsed-force mode
PFM
mapping
Tapping or intermittent contact
mode
IC-AFM
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ECM/SECM
Non-contact mode
NCM
MFM
EFM
SNAM
SNTM
microscopy
microscopy
Scanning near-field thermal
microscopy
Ultrasonic force microscopy
property mapping
UFM
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E EK EL1 EL 2
(2.4.2)
It is obvious that at least two energy states and three electrons must take part in an
Auger process. Therefore, hydrogen and helium atoms cannot give rise to Auger
electrons. Isolated Li atoms having a single electron in the outermost level cannot
give rise to Auger electrons. However, in a solid, the valence electrons are shared
and the Auger transitions of the type KVV occur involving the valence electrons
of the solid.
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Several transitions (e.g., KL1L1, KL1L2 , LM1M 2 ) can occur with various transition
probabilities. The Auger electron energies are characteristic of the target material
and independent of the incident beam energy.
The general uses of AES are identification of elements on surfaces of materials,
quantitative determination of elements on surfaces, studies on adsorption,
desorption and surface aggregation, and chemical reactivity at a surface.
The main advantages of this technique are its high sensitivity for chemical
analysis in the 0.520 nm region near the surface, a rapid data acquisition speed,
ability to detect all elements above helium, and capability of high-spatial
resolution. The high-spatial resolution is achieved because the specimen is
excited by an electron beam that can be focused into a fine probe.
(2.4.3)
where is the frequency of the initial X-ray and is the work function of the
spectrometer.
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The binding energy is influenced principally by the nature of the atom from
which it originated, but it is affected also by the valence state of the atom and, to
some extent, by the disposition and polarity of the bonds from the adjacent atoms.
These chemical shifts can also be used to identify more subtle effects in the
adsorbate molecules.
The kinetic energies of the emitted photo-electrons are normally very low.
Therefore, only electrons from the upper 15 nm are able to escape. Thus, this
method is very sensitive to the surface structure.
XPS has been used to characterize polymer surfaces and to determine the
thickness of polymer layers on metals.
Since X-rays are very penetrating, a grazing angle is often used to emphasize the
contribution from the surface atoms.
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out the surface and generate a depth profile of the material in the surface layers.
This process is known as dynamic SIMS.
At the lowest energy level of scanning and microanalysis, the method is called
static SIMS. As little as one millionth of a monolayer can be detected by this
method, which is among the the most sensitive techniques available for analyzing
the surface.
An important drawback of this method is that it destroys the surface it analyzes.
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Exercise
Exercise 2.4.1: Calculate the resolution of an optical microscope if the wavelength of
(reflected) light in vacuo is 600 nm, refractive index of the medium is 1.43 and the
numerical aperture is 0.9. Assume that the object is non-luminous.
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Suggested reading
Textbooks
A. W. Adamson and A. P. Gast, Physical Chemistry of Surfaces, John Wiley,
New York, 1997, Chapter 8.
J. C. Berg, An Introduction to Interfaces and Colloids: The Bridge to
Nanoscience, World Scientific, Singapore, 2010, Chapter 4.
R. J. Hunter, Foundations of Colloid Science, Oxford University Press, New
York, 2005, Chapter 6.
Reference books
L. L. Schramm, Dictionary of Nanotechnology, Colloid and Interface Science,
Wiley-VCH, Weinheim, 2008 (find the topic by following the alphabetical
arrangement in the book).
Journal articles
A. M. Baty, P. A. Suci, B. J. Tyler, and G. G. Geesey, J. Colloid Interface Sci.,
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