NISM-Series-II-B: Registrars to an Issue and Share Transfer Agents - Mutual Fund

Certification Examination
Who should take this exam?
1) Persons working in Registrars to an Issue and Share Transfer Agents (R&T agent)
organizations involves in the mutual fund R&T function like CAMS, KARVY etc.
2) Students and Professionals
Examination Objectives

Know the basics of securities and securities markets

Understand broadly the role and functions of the RTAs in the mutual fund issuance and
transaction process.

Know the regulatory environment in which the RTAs operate in India.

Assessment Structure
The Examination will consist of 100 questions of 1 mark each adding to 100 marks. The
examination should be completed in 2 hours. There shall be negative marking of 25% of the
marks assigned to a question. The passing score for the examination will be 50 marks.
Test Details:
Name of Module: NISM-Series-II-B: Registrars to an Issue and Share Transfer Agents Mutual
Fund Certification Examination
Fees
(Rs.)

Test Duration (in

minutes)

No. of
Questions

Maximum
Certificate # Validity (in
Pass Marks (%)
Marks
years)

1250

120

100

100

50

How can I register for NISM-Series-II-B: RTA - Mutual Funds Certification Examination?
National Institute of Securities Markets (NISM) https://certifications.nism.ac.in/nismaol/
After successful registration, candidates may select a test centre, date and time slot of their
choice on the website.
Is there a study material available for preparing for this examination?
You will receive a soft copy of the workbook/study material after enrolment for the
examination
How can I appear for NISM RTA - MF mock test? Where do I get sample questions for NISM
RTA Mutual Funds Certification Examination?
www.modelexam.in
I have passed NISM RTA - Mutual Funds Certification Examination, when will I receive the
certificate?

Only the candidates who have produced their Income Tax Permanent Account Number (PAN)
during registration would receive the NISM Certificate within two weeks of appearing for the
examination. Certificate shall be send to the email id provided at the time of registration. It can
also be downloaded from NISM Certification Portal.
I have passed NISM RTA - Mutual Funds Certification Examination and also provided PAN
details, however I have not received a certificate. Whom should I contact?
Mail to certification@nism.ac.in
What is the validity period of the certificate?
The certificate will be valid for 3 years from the date of the examination.
How do I renew my certificate?
To renew your current certificate, you need to appear for NISM CPE for Registrar to an Issue
and Share Transfer Agents Mutual Funds or successfully pass the NISM RTA Mutual Funds
Certification Examination before the expiry of such certificate.