in)
i-1 i i+1
ith beam
element
Bearing location
n-1 n
ith rotor
mass element
Bearing location
Q Free
x
R
y i 1
R Qi 1
i 1
Qi
R M i 1
li
yi
Fixed
End
End
Mi
The displacement and slope at free end are related to the applied moment M and shear force Q by
considering the beam as though it were a cantilever as shown in Figure 3.11. The back subscript R
refers to right of that particular mass and L refers to left of that particular mass, Q shear force and M
bending moment and all directions is chosen according to the positive sign conversion of strength of
material. Then the displacement and slope of fixed end is considered to relate the displacement and
slope of free end by Q & M and displacement and slope of fixed end itself
L yi = R yi 1 R i 1l
M i l 2 L Qi l 3
+
2 EI
3EI
142
(24)
and
L i = L i +
M il L Qil 2
EI
2 EI
(25)
while the shear force and bending moment at the fixed end are related to those at free end by
Qi 1 = L Qi
and
M i 1 = L M i L Qi l
(26)
M i from equation (26) into equations (24) and (25), both sides of the
{S}i = [ F ]i R{S}i 1
(27)
with
y
;
L {S }i =
M
Q
L
i
[ F ]i = 0
0
l2
2 EI
EI
1
6 EI
l2
2 EI ;
l
1 i
l3
R {S }i 1 =
M
Q
k
i 1
(28)
where [ F ]i is the field matrix for the ith shaft segment. Equation (27) is for the motion in the vertical
plane. Similarly set of equations may be written for motion in the horizontal plane. In general the state
vectors will have both in-phase and quadrature components relative to some phase reference. Equation
(27) is expanded to give the more general form as
{S }i = [ F ]i R{S }i 1
(29)
with
{S }hr
0
0
[ F ] 0
{
S
}
0
hj
0 [F ] 0
0 [F ] 0
{S }vr ; [ F ]i = 0
L {S }i =
0
0 [F ]
0
{S }v j
0
0
0
1
0
i
L
143
0
0
0 ;
0
1 i
{S }hr
{S }h j
R {S }i 1 = {S }vr
{S }v j
1
i 1
k
(30)
where {S } is the modified state vector and [F ] is the modified field matrix. Subscripts h and v refer
to the horizontal and vertical directions and r and j refer to in-phase and quadrature terms. The last
line has been added to facilitate inclusion of the imbalance in the analysis, as will be made clear later.
x
y
yi
ui
Mi
Mi
Mi
L
Qi
Qi
Figure 3.12 shows the Forces and displacement of a concentrated mass, where ui is the imbalance
force at location i. The relationship between forces and displacements of a concentrated mass is given
by its equations of motion
Qi L Qi + ui = my = m 2 yi
(31)
M i L M i = I di = 2 I d i
(32)
also since displacement and slopes on each side of mass are equal, so we can write in matrix form as
{S }i = [ P]i L {S }i + {u}i
(33)
with
y
1
0
=
=
{
}
;
[
]
S
P
R
i
i
0
M
2
Q
m
R
i
0
1
2 I d
0
0 0
0 0
;
1 0
0 1i
144
y
0
0
=
=
{
}
;
{
}
S
u
L
i
i
M
0
Q
u
L
i
i
(34)
where [ P]i is the point matrix and {u}i is the unbalance vector of the ith mass. Equation (33) can be
written for horizontal plane. In general since imbalance will also have both in-phase and quadrature
components, equation (33) can be expanded to the more general form
{S }i = [ P]i L{S }i
(35)
with
0
0
{S }hr
[ P] 0
0
{S }h j
0 [ P] 0
0 [ P] 0
{S } r ; [ P]i = 0
R {S }i =
0
0
0 [ P]
{S } j
1
0
0
0
i
0
R
{u}hr
{u}h j
{u} r ;
{u} j
1 i
{S }hr
{S }h j
{S } r
L {S }i =
{S } j
1
i 1
L
(36)
where [ P ]i is the modified point matrix. If gyroscopic effects are allowed for equation (36) will be
modified. The moment equations in the vertical and horizontal planes are given as (Figure 3.13)
M v L M v = I dv + I ph
(37)
and
R
M h L M h = I d h I Pv
(38)
) ( M cos t + M sin t ) =
I ( cos t + sin t ) + I
M vr cos t + R M v j sin t
vr
vj
vr
vj
vr
sin t + v j cos t
(39)
M vr L M vr = I d 2 vr + I P 2nj
6th
P11,6 = I P 2
(40)
P15,2 = I P 2
(41)
column
and
15th equation (i.e. 15th row) R M v j L M v j = I d 2 v j I P 2hr
nd
145
column
(V)
y
z
-z
-y
z
(H)
(a)
(b)
(c)
Figure 3.13 Coordinate axes and positive angular displacement directions
In matrix [P ] the following rows and columns element will be affected: (i) Equations (37) and (38)
are the moment equation and in state vector 3rd, 7th, 11th & 15th rows are for moment equations. So
these rows will be affected. Now in equations (37) and (38) additional terms for the slope is
appearing because of gyroscopic effects, hence columns 2nd, 6th, 10th and 14th will be affected
(similarly for horizontal plane will appear). Since in equations (37-38) moment and slope term due
to gyroscopic term are indifferent plane so they will be having 900 phase different also. So
(42)
where I p is the rotor polar mass moment of inertia. Equations (33) and equation (35) can be combined
for a particular station as
(43)
n-1 n
n+1
The transfer matrix for all n stations in the system may be obtained in this manner (Figure 3.14), and
may be combined to give
146
{S }0
{S }2 = [U ]2 R {S }1 = [U ]2 [U ]1 R {S }0
R
{S }3 = [U ]3 R {S }2 = [U }3[U ]2 [U ]1 R {S }0
R
{S } = [U ]1
(44)
R
where [T ] is an overall transfer matrix for the complete system. The size of the matrix is 1717. To
determine the system characteristics it is first necessary to define the system boundary conditions,
which describe the system supports. For simply supported shaft : linear displacements and moments
are zero at supports (i.e. y0 = z0 = yn +1 = zn +1 = 0 and M y0 = M z0 = M yn+1 = M zn+1 = 0 ). Assigning
zero values to these parameters in equation (44), and writing down only those lines (rows) which have
zero, now, on the LHS. Whilst on RHS retaining only those terms on state vector whose values are
unknown. i.e. for simply supported rotor
[T ]{S }0 = {T }
(45)
with
t1,2
t
3,2
[T ] = t5,2
t15,2
t1,4
t3,4
t5,4
t1,6
t3,6
hr
t1,17
Q
t
hr
3,17
t1,8 t1,16
hj
t5,17
Qhj
t7,17
; {S }0 = ; {T } =
t9,17
vr
t11,17
Q r
t15,16
t13,17
j
t15,17
Q j
(46)
On LHS of equation (44) 1st, 3rd, 5th, 7th, 9th, 11th, 13th, 15th will be having zero values. So these
equation will be retained and only unknowns will be s and Qs. Equation (45) can be used to solve
the unknown value of shear forces and slopes at stations 0 and (n+1). Now element in the vector
{S }0 are all known. Equation (44) can be used to determine the system response at all other stations.
Having obtained the in-phase and quadrature components of all parameters, the net parameter
amplitudes may then be obtained by vector summation. If only the system critical speeds are required,
and not the net forced response, the RHS of equation (46) reduces to zero and system natural
frequencies are those which satisfy the following equation
147
[T ]{S }0 = 0
(47)
T = 0
(48)
that is
The equation (48) gives a polynomial in terms of the natural frequency. The frequency can be
obtained by iterative or any other convenient numerical analysis routine.
Example 3.3 Obtain the first two transverse natural frequencies and corresponding mode shapes of a
rotor system as shown in Figure 2. Take the mass of the disc, m = 10 kg, the diametral mass moment
of inertia, Id = 0.02 kg-m2 and the disc is placed at 0.25 m from the right support. The shaft is having
diameter of 10 mm and total length of the span of 1 m. Consider the shaft as mass less. Take the shaft
Youngs modulus E = 2.1 1011 N/m2. Neglect the gyroscopic effects. Take one plane motion only.
Compare the results by influence coefficient method.
l=a+b
Solution: Station numbers are shown in Figure 3.15. The overall transformation matrix is given as
{S }2 = [ F ]2 [ P ]1 [ F ]1 {S }0
{S }2
0
=
0
0.5 l
1
0
0
l2 1
0.5 l 0
1
6
1
0
with l1 = a , l2 = b , 1 = a
l 0
2
1 2 mn
EI
and 2 = b
0
1
I
0
2
n d
EI
148
0 0 1
0 0 0
1 0 0
0 1 1 0
0.5 l
1
0
0
1
0
l2
0.5 l
1
6
1 1
{S }0
{S }2
1 + 61 m1 2l22 2
2
0.5m1 2l2
=
2
m1l2
m1 2
l2 0.5 I d1 2l2 2
0.5 2l2
1 I d1 2 2
I d1
2l22 1 l 0.5 l 1 l 2
6
0.5 2l2 0 1
0.5 l
{S }0
1
6
l2
0 0
0 0
1
0
1 1
y t11 t12
t
21 t22
=
M t31 t32
Q t41 t42
R
2
t13 t14 y
t23 t24
t33 t34 M
t43 t44 Q 0
with
) (
t11 = 1 + 16 m1 2l22 2 ;
(
)
=ml ;
t = l ( m l ) + ( I ) ;
= 0.5 l ( m l ) + ( I ) + 1;
= l ( m l ) + 0.5 l ( I ) + l + l ;
= l ( m ) ; t = 0.5 l ( m ) ; t =
1 2
32
11
1
6
2
11
1 2
d1
1 2
(A)
d1
t41 = m1 2 ;
1 2
11
d1
43
11
44
1
6
1l12 ( m1 2 ) + 1;
The following boundary conditions are applied for the present case:
y0 = M 0 = R y2 = R M 2 = 0;
On application of boundary conditions following set of equations will be obtained
149
0 t12
=
0 t32
t14
t34 Q 0
t22
=
Q
t42
R 2
and
t24
t44 Q 0
(B)
From the first set of equations, the frequency equation takes the following form
t12t34 t14t32 = 0
On substituting from equation (A), we get
) (
1
1
1
2
2
2
2
2
6 1l1 1 + 6 m1 2l2 n + 0.51l1 l2 0.5 I d1 2l2n + l1 ( 0.5 2l2 ) + 6 2l2
l1 ( m1l2n2 ) + I d1n2 = 0
which simples to
1
9
(m I
1 d1
n = 29.45 rad/sec
and
n = 289.23 rad/sec
2
Q0 =
t12
= 6.12 102
t14
t24t12
= 1.39
t14
t44t12
= 1.93 103
t14
150
y 1
0
=
M 0
Q 0
L
1
1
0.5 l 0 1
0.5 l 1 0.805
=
=
l M 0 0
l 0 496.197
0
1
1
0
0
1 1 Q 0 0 0
0
1 1 t12 / t14 2 661.596
y 1
0
=
M 0
Q m 2
1
R
0
1
2 I d
0
0 0
0 0
1 0
0 1 1
y 1
0
=
M 0
Q m 2
1
L
0
1
2 I d
0
0 0 0.299 0.299
0 0 0.805 0.805
1 0 496.197 482.234
0 1 661.596 1928.937
1
(i) For n2 = 289.23 rad/sec: Let us assume 0 =1. For this case also, on same line as for the
previous case we will be having following results
Q0 =
t12
= 1.116 103
t14
t24t12
= 1.088
t14
t44t12
= 1.033 10 4
t14
y 1
0
=
M 0
Q 0
L
1
l 0.5 l 16 l 2 y 1
1
0.5 l 0
=
l M 0
0
1
0
0
1 1 Q 0 0
y 1
0
=
M 0
Q m 2
1
R
0
1
2 I d
0
0 0
0 0
1 0
0 12
l 0.5 l 16 l 2 0 0.011
1
0.5 l 1 2.044
l 0 836.783
0
1
0
0
1 1 t12 / t14 2 1115.7
y 1
0
=
M 0
Q m 2
1
L
151
0
1
2 I d
0
0 0 0.011 0.011
0 0 2.044 2.044
1 0 836.783 2580
0 1 1115.7 1033
2
{S }2
1 + 1 m2 2l22 2
6
0.5m l 2
2 2 2
=
m l 2
2 2
m2 2
(
l ( m l ) + ( I
l (m )
l1 ( 0.5m2 2l2 2 ) + 1 I d2 2 2
2
2 2
d2
2)
(
0.5 l ( m l ) + ( I
0.5 l ( m )
11
2 2
d2
2 ) +1
11
1
6
1
6
1
6
l ( m2l2 ) + 0.51l1 ( I d 2 ) + l1 + l2
2
11
1
6
l ( m2 ) + 1
2
11
{S }
0
Exercise 3.6 Find transverse natural frequencies and mode shapes of the rotor system shown in Figure
E3.6. B is a fixed end and D1 and D2 are rigid discs. The shaft is made of steel with modulus of
rigidity G = 0.8(10)11 N/m2 and uniform diameter d =10mm. The various shaft lengths are as follows:
BD1 = 50 mm, and D1D2 = 75 mm. The diametral mass moment of inertia of discs are: Id1 = 0.04 kg-m2
and Ip2 = 0.1 kg-m2. Consider the shaft as massless and use the transfer matrix method.
D1
D2
152
Solution: Figure 3.17 shows the station numbering and free body diagram of various
segments and supports.
Q0
C
L
Q1
(1)
M0
M1
A (2)
R
L
R
Q1
Q1
Q2
A
Ra
Q1
(A)
with
[U ]1 = [ F ]1[ P]1
For second branch, the state vector can be written as
M2
M1
{S }2 = [ F ]2 R {S }1 = [U ]2 R {S }1
(B)
with
153
[U ]2 = [ F ]2
End conditions for the overhang rotor as shown in Figure 3.17 can be written as
At node 0
Q0 = M 0 = 0
At node 1
y1 = 0;
(C)
M1 = R M1 0
and
Q1 R Q1 + Ra = 0
(D)
At node 2
y2 = 0
and
M2 = LM2 = 0
(E)
0 u11 u12
u
21 u 22
=
M u 31 u 32
Q u 41 u 42
1
L
u14 y
u 24
u 34 0
u 44 1 0 0
u13
u 23
u 33
u 43
(F)
with
u1
u
[U ]1 = u21
31
u41
u12
u22
u32
u42
u13 u14 1
u23 u24 0
=
u33 u34
0
u43 u44
0
m 2l 3
1 +
6 EI
2 2
= m l 2 EI
m 2l
m 2
I d 2l 2
l2
0
0
2 EI
I d 2l
I d 2
0
EI
6 EI 1
0
l2
2 EI
0
l 2
m
1 1
l3
2 EI
EI
1
0
l2
l
2 EI
EI
1
0
0
1
2 I d
0
0 0
0 0
1 0
0 1 1
(l 3 / 6 EI )
l2
2 EI
l
1
1
0 = u11 y0 + u12 0 0 =
u11
y0
u12
(G)
154
On using equation (G) in equation (F), we get state vectors in the left of node 1 as
y1 = 0
L 1
(H)
L
Now noting equations (D) and (H) we can have state vectors in the right of node 1 as
y1 = L y1 = 0
R 1
(I)
R
y 0
u21
=
M u31
Q u41
1
R
0
0 y0
0 Ra
with
u21 = u21
u u
u22u11
; u31 = u31 32 11
u12
u12
155
u42u11
u12
(J)
{S }1 = [U 1 ]{S1 }
(K)
with
0
u
U = 21
1
u31
u41
0 0 0
0 0 0
;
0 0 0
0 0 1
y0
0
{S }1 = 0
Ra
and
For second branch i.e. equation (B) and noting equation (K), we have
{S }2
= [U 2 ][U1 ]{S1} = 0
0
l2
2 EI
EI
1
6 EI 0
u21
l2
2 EI
u
l 31
u
1 2 41
l3
0 0 0 y0
0 0 0 0
0 0 0 0
0 0 1 Ra
(L)
(lu 21 + (l 2 / 2 EI )u 31 + (l 3 / 6 EI )u 41 )
y
(u 21 + (l / EI )u31 + (l 2 / 2EI )u 41 )
(u 31 lu 41 )
M
Q
(u 41 )
L
2
0 0
0 0
0 0
0 0
(l
(l
3
2
)
)
/ 6 EI y 0
/ 2 EI 0
l 0
1
Ra
(M)
M 2 = L M 2 = 0 = (u31 l2u41 )( y0 ) l2 Ra
Q2 = L Q2 = Rb = u41 ( y0 ) + Ra
156
Ra =
(l
(O)
/ 6 EI )
On substituting equation (O) in the third equation of the set of equations (N), and noting that
since y 0 0 , we get
l22
l23
l2 l2u21 +
u31 +
u41
2 EI
6 EI
=0
(u31 l2u41 ) +
3
l2
6 EI
(P)
or
u 21 + (2l 2 / 3EI )u 31 = 0
(Q)
which is the frequency equation. On substituting equation (J) in equation (Q), we have
u u
u u 2l
u 21 22 11 + 2 u 31 32 11 = 0
u12
u12 3EI
(R)
l13
l1
l13
2
2
2
2
+
+
1
m
I
I
m
(
)
d
d
6 EI
6 EI
EI 2l2
2l
l2
+
m 2l1 ) 2
m 2 1
(
2
2
2 EI
3EI
3EI
l1
l1
2
2
l1 I d
l1 I d
2 EI
2 EI
=0
I d = 0.02 m 4 ,
l1 = 0.3 m,
l2 = 0.7 m;
m = 5 kg ; d = 0.01 m
157
(S)
I=
64
EI = 1.031106 Nm
n1 = 19.59 rad/sec
and
n2 = 238.28 rad/sec
Exercise 3.7 Obtain the transverse critical speed of a rotor system as shown in Figure 3.7. Take the
mass of the disc, m = 5 kg and diametral mass moment of inertia, Id = 0.02 kg-m2. Take shaft length a
= 0.3 m and b = 0.7 m; modulus of elasticity E = 2.1 1011 N/m2. The diameter of the shaft is 10 mm.
Consider two different cases i.e. when bearing A is (i) simple support and (ii) flexible and provides a
bending stiffness equal to 5 percent of the bending stiffness of a cantilevered shaft segment having
length a and bearing B is a fixed bearing. Use the transfer matrix method.
B
158