ABSTRACT. Research investigating the influence and character of nonverbal leader displays has been carried out
in a systematic fashion since the early 1980s, yielding growing insight into how viewers respond to the
televised facial display behavior of politicians. This article reviews the major streams of research in this area by
considering the key ethological frameworks for understanding dominance relationships between leaders and
followers and the role nonverbal communication plays in politics and social organization. The analysis focuses
on key categories of facial display behavior by examining an extended selection of published experimental
studies considering the influence of nonverbal leader behavior on observers, the nature of stimuli shown to
research participants, range of measures employed, and make-up of participant pools. We conclude with
suggestions for future research.
Key words: Facial displays, leadership, emotion, political figures, nonverbal communication
doi: 10.2990/28_1_48
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mon enough for inferences to be drawn from a homogenous sample, and whether the pool of participants is
diverse enough to reflect differences. These factors can
play havoc with the external validity of findings.
Further difficulties lie in ethical limitations when
experimenting on humans. Because a major goal of
research is to ascertain human nature in such a way
that allows inferences to be drawn for all humans,
true experiments that alter or fundamentally challenge human behavior are rare. Instead, the great
majority of controlled experimental studies attempt to
alter contextual or environmental information. Therefore, most experimental research considers proximal
causation to understand why people form the impressions, make the decisions, and take the actions they do.
However, both observational studies and experimental
research considering developmental changes across an
individuals lifespan (at the ontogenetic level) and crossspecies comparisons (at the phylogenetic level), especially with nonhuman primates that are genetically
related to humans, are highly useful in understanding
behavior. In the former case, there is an understanding
of how individuals interact with their environment and
change over time with age and learning.37 In the latter
case, social primates such as Bonobos (Pan paniscus)
and Chimpanzees (Pan troglodytes) are seen as closely
related species that offer perspective into behavior
that may have been inherited from a common
ancestor.38, 39, 40, 41, 42, 43, 44 These insights are especially relevant when considering a populations choice
of leaders and interactions between leaders and followers.
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Rank
Behavioral style
Dominant Anger/threat
Submissive Fear/submission
Happiness/reassurance
Sadness/appeasement
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Fear/evasion. From an evolutionary perspective, encounters between strangers are expected to elicit signals
of fear/evasion (or fear/submission) because humans are
adapted to function in small, intimate groups. This
prediction is supported by physiological evidence that
shows increased anxiety in participants approached by
strangers.132 One observational study found that in
over 90 percent of observed interactions between
strangers, individuals exhibited varying combinations
of gaze avoidance, lip compression, and lip-bite; tongue
show and tongue-in-cheek; hand-to-face, hand-tohand, and hand-to-body manipulations; and postures
involving flexion and abduction of the upper limbs.133
These self-directed displacement activities serve as
behavioral measures of social stress in humans and
nonhuman primates.134
Ekmans description of the facial signals of fear
positions the eyelids in a similar configuration to that of
anger, leaving the combination of raised eyebrows and
horizontally stretched mouth as the main distinguishing
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Eyebrows
Eyelids
Lowered
Open wide
Eye orientation
Mouth corners
Teeth showing
Head motion: lateral
Head motion: vertical
Head orientation to body
Head orientation: angle to
vertical
Staring
Forward or lowered
Lower or none
None
Upward
Forward from trunk
Down
Fear/evasion
Happiness/reassurance
Raised
Wide, normal, or slightly
closed
Focused, then cut off
Retracted or raised
Upper or both
Side-to-side
Up-down
Titled from vertical
Up
Sadness/appeasement
Inner corners raised
Lower raised
Averted
Lowered
Variable or none
Away from the source
Down
Turned down
Down
From Roger D. Masters, Dennis G. Sullivan, John T. Lanzetta, Gregory J. McHugo, and Basil G. Englis, Facial Displays and political leadership, Journal
of Biological and Social Structures, 1986, 9:330. Modified to include the sadness/appeasement category. Reprinted with permission from Elsevier. As
updated by Roger D. Masters, Machiavelli, Leonardo, and the Science of Power (South Bend, IN: University of Notre Dame Press, 1996, p. 141).
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Discussion
Although the importance of visual representations of
political leaders has long been appreciated, as reflected
by the research programs considered here, new developments only serve to underscore the importance of
understanding the influence of facial display behavior.
Not only have politicians become ever more innovative
in their media strategies, hitting the talk show circuit
to better showcase their likeability to individuals with
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Notes
References
1. Charles Darwin, The Expression of the Emotions in Man
and Animals. 3rd ed. (New York: Oxford University Press,
1998).
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48. Ibid.
61. Grabe and Bucy, Image Bite Politics: News and the
Visual Framing of Elections, ch. 4.
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171. Grabe and Bucy, Image Bite Politics: News and the
Visual Framing of Elections, ch. 4.
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213. Ibid.
237. Ibid.
238. Bucy and Grabe,Happy warriors revisited: Hedonic
and agonic display repertoires of presidential candidates on
the evening news, pp. 2444.
239. Grabe and Bucy, Image Bite Politics: News and the
Visual Framing of Elections, ch. 4.
240. Masters et al., Television coverage of candidates
display behavior during the 984 emocratic primaries in the
United States, pp. 121130.
244. James A. Russell, Jo-Anne Bachorowski, and JoseMiguel Fernandez-Dols, Facial and vocal expressions of
emotion, Annual Review of Psychology, 2003, 54:329349.
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255. Grabe and Bucy, Image Bite Politics: News and the
Visual Framing of Elections, ch. 5.
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68
1985
Year
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Treatment
Nonverbal
variables
Political leaders
Major findings
Feeling thermometer,
Both H/R and Neutral dis
Net assessed leader
plays evoked positive reemotion (pos: joy,
sponse for all candidates
comfort minus neg:
except Mondale. Posttest
anger, fear); Net selfratings of Reagan and
reported emotion
Jackson increased, while
(pos: joy, comfort mi- Mondale decreased. H/R
nus neg: anger, fear)
affected post-test attitudes more than Neutral
displays (except for
Mondale, Glenn). Reagans pos ratings doubled
in magnitude from
Jan to Oct.
Dependent
variables
Key variables/
controls
Note: Exp. 5 experiment; F 5 female, M 5 male; UG 5 undergraduate, HS 5 high school; M 5 mean; N/A 5 not available. s 5 seconds; ms 5 milliseconds (1,000 per second). H/R 5
happiness/reassurance; A/T 5 anger/threat; F/E 5 fear/evasion; S/A 5 sadness/appeasement. Sig 5 significant.
Subjects
Two group
N 5 100
Audio-visual Speech non Ford, Carter
between sub(50F); UG;
segments
fluencies,
jects design
M 5 N/A
from telemoistening
(Ford response
vised delips, gaze
and Carter rebates, 910 shift, eye
buttal/Carter
min. in
blinks,
response and
duration
body sway,
Ford rebuttal)
hand gestures, head
nods, smiling, gaze
direction
Research
design
McHugo,
1985
Lanzetta,
Sullivan,
Masters,
and Englis
Exline
Author(s)
Appendix 1.
Key variables/
controls
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Major findings
Feeling thermometer;
Reagan supporters reported
Self-reported emomore joy following H/R,
tion: joyful, happy,
more anxiety following
merry; angry, mad,
A/T; post-display, Hart
scornful; comforted,
supporters reported more
warm, reassured;
pos emotions than critics.
anxious, fearful, wor- Reagan and Hart supried; Physiological re- porters showed less corsponse: facial EMG
rugator and more
(zygomatic, corrugazygomatic activation than
tor), orbicularis oris;
critics. Interaction for inskin conductance,
tense H/R displays. Attiheart rate
tude moderates viewer
responses to displays.
Leader evaluations:
Dominance communicated
Reassurance (angry,
by H/R and A/T. Political
comforting, joyful,
attitudes among French
disgusted); Domiviewers influenced leader
nance (strong, conevaluations and selffused, fearful,
reported emotion more
interested). Selfthan U.S. viewers. Weaker
reported emotion: pos activation of partisan
(joyful, interested,
attitudes with A/T or F/E
comforted, inspired),
displays than H/R. More
neg (angry, fearful,
pos overall response to
disgusted, confused)
H/R by American viewers.
Dependent
variables
Note: Exp. 5 experiment; F 5 female, M 5 male; UG 5 undergraduate, HS 5 high school; M 5 mean; N/A 5 not available. s 5 seconds; ms 5 milliseconds (1,000 per second). H/R 5
happiness/reassurance; A/T 5 anger/threat; F/E 5 fear/evasion; S/A 5 sadness/appeasement. Sig 5 significant.
Reagan (U.S.),
Attitudes toward
Chirac, Fabius political parties,
(France)
leaders, media
Political leaders
Nonverbal
variables
Patterson, 1992
Churchill,
Burger,
and
Powell
(Exp.1)
Treatment
Subjects
McHugo, 1991
Lanzetta,
and
Bush
Research
design
Year
Masters 1989
and
Sullivan
Author(s)
Appendix 1. Continued.
69
70
Political leaders
Key variables/
controls
Major findings
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Feeling thermometer;
Replication of Sullivan and
Net assessed leader
Masters (1988) with genemotion (pos: joy,
der results. Female viewcomfort minus neg:
ers reported greater pos
anger, fear); Net selfemotions to Dukakis
reported emotion
H/R displays than men.
(pos: joy, comfort mi- Male viewers reported
nus neg: anger, fear)
more fear in response to
Bushs H/R displays. But
Dukakis polarized male
viewers, while Bush neutralized them. For female
viewers, neutrals shifted
toward Dukakis.
Note: Exp. 5 experiment; F 5 female, M 5 male; UG 5 undergraduate, HS 5 high school; M 5 mean; N/A 5 not available. s 5 seconds; ms 5 milliseconds (1,000 per second). H/R 5
happiness/reassurance; A/T 5 anger/threat; F/E 5 fear/evasion; S/A 5 sadness/appeasement. Sig 5 significant.
Bush, Dukakis
Perceived expressive
Main effects for modality
ness, physical attracand candidate, w/Reagan
tiveness
rated more expressive and
attractive than Mondale.
Sig modality 3 candidate
interaction, w/Reagan
more expressive in visual
and audio-visual conditions. Reagan rated more
attractive in visual condition. Behaviorally, Mondale prone to more
eyeblinking; Reagan
more gaze changes and
head movements.
Dependent
variables
Nonverbal
variables
Masters 1994
and
Carlotti
Treatment
Subjects
Warnecke, 1992
Masters,
and
Kempter
Research
design
Mixed between N 5 64
Audio-visual Eyeblinks, gaze Reagan,
and within
(N/A); UG; segments, 4 changes, head
Mondale
subjects 4
M 5 N/A
per candimovements,
(modality: audate, M ;
brow
dio, visual, au40s
movements
dio-visual,
text) 3 2 (candidate) 3 2
(presentation
order) factorial
design
Year
Patterson, 1992
Churchill,
Burger,
and
Powell
(Exp.2)
Author(s)
Appendix 1. Continued.
Treatment
Nonverbal
variables
Political leaders
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71
H/R, Neutral
Major findings
Dependent
variables
Hollings,
Askew,
Clinton,
Mondale
Party ID
Reagan, Hart
Prior attitude, party Self-reported emotion Whites affected by H/R
(1984); Bush,
ID, ideology, lead- (comfort, happiness,
displays (except for
Dukakis, Dole, ership evaluations, anger, fear); Assessed
Jackson, Reagan) and
Gephart,
issue agreement,
display emotion
Neutral displays of
Jackson,
viewer ethnicity
(strength, happiness,
Jackson, Robertson,
Robertson
(white, black)
anger, fear); Feeling
Reagan, Hart. Blacks less
(1988)
thermometer
affected by H/R and
Neutral displays (except
for Dole and Robertson).
For black viewers, cognitively mediated response
to leader displays was not
experienced as arousing.
Responses to display patterns similar among black
and white viewers.
Attitude toward
Reagan, viewer
sex
Key variables/
controls
Note: Exp. 5 experiment; F 5 female, M 5 male; UG 5 undergraduate, HS 5 high school; M 5 mean; N/A 5 not available. s 5 seconds; ms 5 milliseconds (1,000 per second). H/R 5
happiness/reassurance; A/T 5 anger/threat; F/E 5 fear/evasion; S/A 5 sadness/appeasement. Sig 5 significant.
1994
Subjects
Masters
Research
design
Year
Sullivan 1994
and
Masters
Author(s)
Appendix 1. Continued.
72
Major findings
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Note: Exp. 5 experiment; F 5 female, M 5 male; UG 5 undergraduate, HS 5 high school; M 5 mean; N/A 5 not available. s 5 seconds; ms 5 milliseconds (1,000 per second). H/R 5
happiness/reassurance; A/T 5 anger/threat; F/E 5 fear/evasion; S/A 5 sadness/appeasement. Sig 5 significant.
Feeling thermometer;
Viewers report more favor
awareness of emoable responses to Clinton
tional prime; recogni- after negative emotional
tion memory
prime. Partisianship declines after each image
shown with neg prime.
Awareness of preattentive
images 5 13%; once notified, reported awareness
5 85%. Recognition for
H/R displays 5 69%.
Dependent
variables
Party ID
Key variables/
controls
Within subjects N 5 40
Television
Display valence Clinton
4 (news image
(23F);
news pack- (pos, neg); Inemotion: vaM 5 42 yrs ages (N 5
tensity (high 5
lence by inten4 per subclose-up
sity) 3 4
ject): anforceful, rigid
(leader display
chor leadbody language;
emotion: vain (10
low 5 medium
lence by inten15s), news
shots concilsity) 3 4
story (30s), iatory gestures,
(presentation
presidential fluid body lanorder) factorial
display
guage)
design
(30s)
Hart, Clinton,
Bush
Political leaders
2000
Bucy
(Exp.1)
Nonverbal
variables
Treatment
Within subjects N 5 40
Television
Display valence Clinton
4 (news image (23F);
news pack- (pos, neg); Inemotion: va- M 5 42 yrs ages (N 5
tensity (high 5
lence by inten4 per subclose-up
sity)
3
4
ject): anforceful, rigid
(leader display
chor leadbody language;
emotion: vain (10
low 5 medium
lence by inten15s), news
shots concilsity)
3
4
story (30s), iatory gestures,
(presentation
presidential fluid body lanorder) factorial
display
guage)
design
(30s)
Subjects
Research
design
Mixed between N 5 76
Network logo A/T, Neutral
and within
(N/A); UG; (1s), 1s desubjects 3
M 5 N/A
lay, 33ms
(emotional
emotional
prime: posiprime, foltive, negative,
lowed by 2s
control) 3 2
leader dis(display type:
play (N 5
A/T, neutral)
5 per
factorial
candidate)
design
Year
Author(s)
Appendix 1. Continued.
Year
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2001
Political leaders
Key variables/
controls
Dependent
variables
Major findings
Clinton
Assessed leader emotion Perception of emotion con(anger, sadness); Apgruent with display beproval (Clinton,
havior. Viewers of anger
Democrats, Republiclip more pro-Clinton
cans); Impeachment
than those viewing sadsupport scale (should ness clip.
be removed from office, House Judiciacy committee
wrong, Senate
should find guilty,
severely punished,
should resign,
matter should be
dropped)
Nonverbal
variables
Two-group
N 5 54
Televised
A/T, S/A
(angry vs. sad
(F34); M 5 leader disClinton testiplays of
N/A
mony) beLewinsky
tween subjects
scandal
design
grand jury
testimony:
angry
(47s), sad
(45s)
Treatment
Subjects
Within subjects N 5 41
Television
Display valence Clinton
4 (news image
(F21); M 5 news pack- (pos, neg); Inemotion: vaages (N 5
22 yrs
tensity (high 5
lence by inten4 per subclose-up
sity) 3 4
ject): anforceful, rigid
(leader display
chor leadbody language;
emotion: vain (10
low 5 medium
lence by inten15s), news
shots concilsity) 3 4
story (30s), iatory gestures,
(presentation
presidential fluid body lanorder) factorial
display
guage)
design
(30s)
Research
design
Note: Exp. 5 experiment; F 5 female, M 5 male; UG 5 undergraduate, HS 5 high school; M 5 mean; N/A 5 not available. s 5 seconds; ms 5 milliseconds (1,000 per second). H/R 5
happiness/reassurance; A/T 5 anger/threat; F/E 5 fear/evasion; S/A 5 sadness/appeasement. Sig 5 significant.
Tiedens
Bucy
2000
(Exp.2)
Author(s)
Appendix 1. Continued.
73
74
2003
Year
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Political leaders
Key variables/
controls
Dependent
variables
Major findings
Single factor
N 5 206
Excerpt of
Micro-expresBush
between sub(141F);
televised
sions (N 5 7),
jects pre-/post- UG;
Iraq War 0.5s1s; non-Dutest design
M 5 20 yrs speech,
chenne smile
(with and w/
11:52 in
out microduration,
expressions,
with and w/
control group)
out microexpressions
Iraq war
Nonverbal
variables
Within subjects N 5 41
Television
Display valence Clinton
4 (news image
(21F); UG;
news pack- (pos, neg); Inemotion: vaM 5 22 yrs ages (N 5
tensity (high 5
lence by inten4 per subclose-up
sity) 3 4
ject): anforceful, rigid
(leader display
chor leadbody language;
emotion: vain (10
low 5 medium
lence by inten15s), news
shots concilsity) 3 4
story (30s), iatory gestures,
(presentation
presidential fluid body language)
order) factorial
display
design
(30s)
Treatment
News story topic:
Self-reported emotion Communicative potency
9/11 World Trade
(overwhelmed, hopediscriminates between
Center attacks
ful, angry, sympathet- confident and timid leadic, fearful, proud,
er displays. High potency
disgusted, uneasy, ap- displays are more arousprehensive, sad); SAM ing and reassuring, esp in
scales (valence, arous- response to low intensity
al, dominance); View- news images. High intener presence
sity news images elicit
more neg emotion and
less feelings of control
than low intensity images. High potency displays following intense
news generates anxiety;
following low intensity
news images, potent displays help mitigate anxiety.
Subjects
Within subjects N 5 85
Television
Display potency: G. W. Bush
2 (news image
(41F); UG
news pack- high, low
intensity: high, & Adult
ages (N 5
(sorted by ratlow) 3 2
paid volun- 4 per subings on acti(leader display teers; M 5
ject): anvated, subpotency: high,
20 (UG), M chor leaddued, intense,
low) 3 4 (pre- 5 53 yrs
in & news
aroused, in
sentation or(Adults)
story (M 5 control, selfder) factorial
82s), presi- assured,
design
dential dis- fearful)
play (M 5
43.8s)
Research
design
Note: Exp. 5 experiment; F 5 female, M 5 male; UG 5 undergraduate, HS 5 high school; M 5 mean; N/A 5 not available. s 5 seconds; ms 5 milliseconds (1,000 per second). H/R 5
happiness/reassurance; A/T 5 anger/threat; F/E 5 fear/evasion; S/A 5 sadness/appeasement. Sig 5 significant.
Stewart, 2009
Waller,
and
Schubert
Bucy
Author(s)
Appendix 1. Continued.