Adams State University, Psychology Department, 208 Edgemont Blvd., Alamosa, CO 81101, United States
Sapienza University of Rome, Department of Dynamic and Clinical Psychology, Via degli Apuli, 1, 00185 Rome, Italy
University of Genoa, Department of Educational Sciences, Corso Andrea Podest, 2, 16126 Genoa, Italy
a r t i c l e
i n f o
Article history:
Received 17 December 2013
Received in revised form 8 February 2014
Accepted 8 May 2014
Available online 20 May 2014
Keywords:
Shame
Anger
Aggression
Violent behavior
Emotion regulation
a b s t r a c t
Within the shame literature, anger and aggression are widely recognized as responses to shame. Recent ndings
on the affective neuroscience of social pain suggest multiple models by which social pain (e.g., shame) and anger/
aggression may be linked. These models describe the mechanisms underlying the prominent role of shame in interpersonal aggression, a role revealed by many dozens of studies. Anger and aggression in response to shame
may be viewed as emotion regulation, coping strategies, and evolutionary adaptations. Unfortunately, these attempts at coping with shame may be adaptive or maladaptive. Indeed, aggression may be an adaptive defensive
response to physical pain and many physical threats that, through evolutionary processes, came to be linked to
shame once social pain co-opted the affective response to physical pain. In a related article (Velotti, Elison, &
Garofalo, 2014), we review the many contexts and populations in which aggression manifests, providing further
evidence for the models proposed here. Thus, a more complete understanding of anger and violent behavior requires consideration of social pain, shame, and shame-regulation, for which physical pain serves as a useful
model.
2014 Elsevier Ltd. All rights reserved.
Contents
1.
2.
Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Negative emotionality and aggression . . . . . . . . . . . . . . . . .
2.1.
From the study of anger to the focus on shame . . . . . . . . .
3.
Evolutionary and psychobiological perspectives linking shame to aggression
4.
Strategies for shame-regulation . . . . . . . . . . . . . . . . . . . .
5.
Conclusions: pain and threat-defense: models for shame and aggression .
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1. Introduction
Consider the commonalities in the following three scenarios. In response to insecurity, a man with borderline personality disorder verbally abuses his partner, the very person whose love he fears losing.
Following repeated bullying and exclusion, a normally meek student
retaliates with sts against one of her persecutors. After being
embarrassed by a comment regarding his competence, a man spreads
rumors denigrating his boss via email. These scenarios illustrate a similar chain of events, a chain supported by empirical studies and
Corresponding author at: Psychology Department, 208 Edgemont Blvd., Alamosa, CO
81101, United States. Tel.: +1 719 587 8175; fax: +1 719 587 7176.
E-mail addresses: jeff_elison@msn.com (J. Elison), carlo.garofalo@uniroma1.it
(C. Garofalo), patrizia.velotti@unige.it (P. Velotti).
http://dx.doi.org/10.1016/j.avb.2014.05.002
1359-1789/ 2014 Elsevier Ltd. All rights reserved.
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Miller & Leary, 1992). Fifth, discomfort in the form of pain is sufcient to
elicit anger (Berkowitz, 2012; MacDonald & Leary, 2005). Finally, anger
motivates aggression in some instances (Berkowitz, 2012; Davey, Day, &
Howells, 2005; Novaco, 1994, 2007). Taken together, these points of
commonality represent a psychobiological chain linking shame to
anger and aggression.
Research and theory on shame and exclusion support this linkage,
approaching it in terms of coping/defense/emotion-regulation (Crowe,
2004; Elison, Lennon, & Pulos, 2006; Lewis, 1971; Nathanson, 1992;
Scheff, 1987, 2009; Schoenleber & Berenbaum, 2012; Tangney &
Dearing, 2002; Tomkins, 1963), evolutionarily adaptive strategies
(Gilbert, 1997, 2007; MacDonald & Leary, 2005; Weisfeld & Dillon,
2012), action tendencies or action readiness (Frijda, 2010), and psychobiology (Berkowitz, 2012; Dickerson & Kemeny, 2004; Dickerson et al.,
2009; Eisenberger, 2011; Eisenberger, Way, Taylor, Welch, &
Lieberman, 2007; Gratz, Rosenthal, Tull, Lejuez, & Gunderson, 2010;
MacDonald & Leary, 2005). Indeed, our central argument is that
shame and anger are so closely associated because the power of shame's
social selection pressure (i.e., social exclusion) required multiple
strategies (i.e., emotion-regulation or coping) that co-opted previous
adaptations. These adaptations include physical pain components
(Eisenberger, 2011; Elison, 2005), humans' general threat-defense
mechanism (MacDonald & Leary, 2005), and dominant versus submissive displays and behaviors related to rank (Gilbert, 1997; Weisfeld &
Dillon, 2012). Such adaptations are enabled by underlying neurological
structures or pathways. In this article, we argue that many instances of
aggression would be better understood as reactions to shame.
In a related article (Velotti, Elison, & Garofalo, 2014-in this issue), we
review the shame and aggression literatures in order to explore the
many contexts in which the shameaggression link is evident. Across
the board, those studies are consistent with, and provide further evidence for, the evolutionary and psychobiological links from shame to
anger and aggression described here. In both articles, we stress the
point that social threats are ubiquitous, taking endless forms manifesting in intimate partner violence, bullying, antisocial personality disorder, borderline personality disorder, as well as minor occurrences of
slights, embarrassments, and mistakes in everyday life.
2. Negative emotionality and aggression
Negative emotions are characterized by specic neural pathways
(Lane, Fink, Chau, & Dolan, 1997) and neuropsychological mechanisms
(Taylor, Dickerson, & Klein, 2002), and the link between negative emotions and aggression is often reported in the literature (DeWall,
Anderson, & Bushman, 2012; Elison & Harter, 2007; Gilligan,
2003; Scheff, 2011; Scheff & Retzinger, 2002; Shanahan, Jones, &
Thomas-Peter, 2011; Steiner et al., 2011; Stuewig, Tangney, Heigel,
Harty, & McCloskey, 2010; Tangney & Dearing, 2002; Thomaes, Stegge,
Olthof, Bushman, & Nezlek, 2011; Walker & Knauer, 2011). In an attempt to nd a common theoretical ground underlying the emotion
aggression relationship, many authors highlight the possible causal
role of traumatic experiences during childhood (Levinson & Fonagy,
2004; Moftt & Caspi, 2001; Pffin & Adshead, 2004), as well as
relative poverty and social disadvantage (Fonagy, 1999). Moreover,
negative emotionality heightens dysregulation, triggering aggressive
behavior (Roberton, Daffern, & Bucks, 2012). Of particular relevance to
the current review, experimental results do indeed demonstrate that
social exclusion and shame diminish self-regulation, increasing anger
and aggression (Dansie, 2006; DeWall & Bushman, 2011; Jones &
Elison, 2013; MacDonald & Leary, 2005; Thomaes et al., 2011; Wright,
Gudjonsson, & Young, 2008).
Due to the recent shift of attention toward discrete emotions and
their specicity in the interpersonal encounter (Van Kleef, 2009;
Velotti, Zavattini, & Garofalo, 2013; Walle & Campos, 2012), some authors recommend disentangling the broad concept of negative emotionality by focusing on the inuences of specic emotions in predicting
449
individual may start with one and then switch to the other, especially
if the rst is not effective. For example, he may apologize, but become
angry when the apology is not accepted. Or he may use them in some
combination, at a point along a continuum. For example, he may display
shame or embarrassment, yet attempt to blame the other.
As an evolutionary adaptation, shame has neurological and endocrinological substrates, such as the previously mentioned orbitofrontal
cortex activation and hormonal changes; however, we now turn to
the neurological basis for the chain of events from devaluation to emotional pain (i.e., shame), to physical pain, to anger, and to aggression.
The chain of events linking shame and anger/aggression at the
lower, neurological level of analysis is based on two relatively recent observations or theories. First, social exclusion elicits physical pain
(Eisenberger, 2011; Eisenberger, Lieberman, & Williams, 2003). Second,
physical pain may be sufcient to elicit anger (Berkowitz, 2012).
To begin the chain, many theorists believe that the threat of
social exclusion (or loss of status, rank, or relational value) was the
reoccurring challenge that led to shame as an evolutionary adaptation
(Elison, 2005; Fessler, 2007; Gilbert, 2007; Weisfeld & Dillon, 2012).
Thus, shame is a social emotion. Moreover, shame is clearly an aversive,
painful emotion. Eisenberger et al. (Eisenberger, 2011; Eisenberger
et al., 2003) demonstrated that social exclusion elicits physical pain. Although researchers (Elison, 2005; Miller & Leary, 1992) had previously
suggested that the function of shame is analogous to pain, Eisenberger
et al. (2003) fMRI study demonstrated similar patterns of anterior cingulate cortex (ACC) activity in response to social exclusion and physical
pain. The authors suggest:
Because of the importance of social bonds for the survival of
most mammalian species, the social attachment system may
have adopted the neural computations of the ACC, involved in pain
and conict detection processes, to promote the goal of social
connectedness.
[p. 291]
Numerous subsequent studies have explored the mechanism of social pain (see Eisenberger, 2011 for a review). Thus, there is solid evidence from affective neuroscience linking shame to physical pain.
Next, Berkowitz's (2012) cognitive-neoassociation model makes the
nal links between physical pain and anger and aggression. In this
model, anger is elicited by aversive conditions, such as physical pain
or discomfort without the higher-level cognitive appraisals outlined
by competing theories. Thus, the path from shame to pain to anger is apparent. Furthermore, his model emphasizes the importance of automatic, unconscious, anger-related scripts, just as Nathanson (1992) views
shame-regulation strategies as automatic scripts that often involve
anger. In some cases, anger activates automatic scripts that lead to aggression, often primed by features of the situation, without controlled
cognitive evaluations. Berkowitz explicitly mentions that even
shame (2012, p. 324) may be sufcient to elicit anger and, in turn, aggression via anger-related scripts. Berkowitz acknowledges that anger
can be elicited by shame or emotional pain, but the argument becomes
more compelling given the evidence from Eisenberger's (2011) work
that shame elicits physical pain. In summary, Eisenberger's ndings
and Berkowitz's theory ll the gaps, providing a clear chain of events
from devaluation to emotional pain in the form of shame, to physical
pain, to anger, and nally to aggression.
Expanding on the social pain discoveries, MacDonald and Leary
(2005) reviewed numerous studies of social animals, human and nonhuman, involving exclusion, rejection, or isolation, concluding that
cues indicating threat of social exclusion (e.g., shame) trigger the
same affective pain associated with physical threats. Furthermore, due
to the link between social and physical pain, social pain elicits the
same threat-defense mechanisms as physical pain: ght, ight, or freezing. MacDonald and Leary's hypotheses, while based on the social pain
observations of Eisenberger et al. (2003), are consistent with the
450
Lennon, & Pulos, 2006; Elison, Pulos, & Lennon, 2006) based on
Nathanson's model (1992, 1994). Positive correlations were observed
between the attack self and attack other subscales and independent
measures of hostility and anger. With regard to pathology, Campbell
and Elison (2005) investigated relationships between Nathanson's
shame-regulation strategies and psychopathic personality traits. Primary and secondary psychopathy scores were positively correlated with
attack other scores. When primary and secondary psychopathy scores
were partialed from one another, primary psychopathy was negatively
correlated with attack self scores, while secondary psychopathy was
positively correlated. Similarly, Nystrm and Mikkelsen (2013) found
a positive correlation between psychopathic personality traits and
more unconscious and externalized shame-regulation strategies in adolescents. Wright et al. (2008) reported that offense-related shame feelings were associated with more difculties in anger management
among an incarcerated sample. Most compellingly, experimental studies have also demonstrated self- and other-directed anger in response
to shame (Dansie, 2006; Jones & Elison, 2013; Thomaes et al., 2011).
All these ndings are consistent with the evolutionary and neurobiological explanations for the strength of the shameanger link described in
Section 2.
A third shame-regulation strategy in Nathanson's model is avoidance, in which individuals attempt to bar shame from awareness. Most
of the authors mentioned in this section have described something similar, labeling it disavowal, denial, escape, or minimization. Lewis (1971)
insightfully identied what she called bypassed shame. In these cases,
shame-regulation is successful in minimizing the feeling and awareness
of shame, sometimes to the point of completely keeping it from consciousness. It may or may not manifest later. If it does appear, it may
take the form of anger and aggression. She recognized that the sudden
appearance of anger in the absence of any obvious trigger is, in some
cases, the result of bypassed shame. Scheff (2009), again expanding
on Lewis's contributions, extols the importance of recognizing bypassed
shame in understanding depression and violence. Given the denial-like
nature of avoidance strategies, they can be difcult to identify in face-toface settings and transcripts. Although self-report assessment presents
an even greater challenge (i.e., asking someone to self-report what
they want to keep from consciousness), Campbell and Elison (2005)
found signicant correlations between CoSS avoidance scores and primary and secondary psychopathy.
The nal shame-regulation strategy in Nathanson's (1992) model,
withdrawal, is another commonly recognized response to shame
(Crowe, 2004; Elison, Lennon, & Pulos, 2006; Lewis, 1971; Scheff,
1987, 2009; Tangney & Dearing, 2002; Tomkins, 1963). Like anger,
withdrawal is consistent with the social pain/threat-defense model, in
this case the ight or submission strategies (MacDonald & Leary,
2005). Because shame is typically the result of negative evaluations by
others, an individual desires to be free from their judgments. If possible,
shamed individuals may simply leave the situation; if not, they may
wish they could disappear. In either case, they typically internalize
their sense of inferiority during withdrawal. Unfortunately, withdrawal
sometimes takes a passive-aggressive form, whereby the person fantasizes about revenge. Elison and colleagues have observed moderateto-high correlations between withdrawal and attack other scores in
every study they have performed with the CoSS. Further support for
the withdrawalaggression link comes from Cook (1996) who reported
strong correlations between shame and the MCMI-II Passive-Aggressive
scale and his own measure of attack other. Similar to their ndings
with regard to internalization in the form of attack self, Campbell
and Elison (2005) reported that primary psychopathy was negatively correlated with withdrawal scores, while secondary psychopathy
was positively correlated, after partialing. Again, Nystrm and
Mikkelsen (2013) reported parallel results in their study with adolescents, noting an unexpected association between more conscious
and internalized shame-regulation strategies and higher rates of
psychopathic traits.
451
In summary, an understanding of shame-regulation strategies reveals multiple pathways from shame to violence, all of which are consistent with the evolutionary perspectives presented in Section 2.
Responses to shame may be viewed as action tendencies or changes in
action readiness (Frijda, 2010), deployed with some degree of exibility
dependent on past history and immediate conditions, rather than hardwired reexes. Indeed, inexible patterns of responding in which a person fails to be sensitive to one's environment are maladaptive, even an
indication of psychopathology (Bonanno & Burton, 2013; Kashdan &
Rottenberg, 2010; Nathanson, 1992, 1994). As an assessment tool, the
CoSS appears to effectively assess shame-regulation strategies and demonstrates the importance of shame and shame-regulation in understanding anger and violence.
5. Conclusions: pain and threat-defense: models for shame
and aggression
Our basic argument is that research and theory support a chain of
events linking shame to anger and aggression. The chain begins with
relational devaluation in its limitless forms, which elicits shame
acknowledged or not. Shame, including forms such as embarrassment
and humiliation, is a form of social pain. As an adaptation, social pain
co-opted the physical pain mechanism, along with the general threatdefense mechanism (MacDonald & Leary, 2005). Therefore, the chain,
all too often, ends in anger or aggression. Although anger and aggression
may be viewed as coping/psychological defense/emotion-regulation,
the theories and evidence reviewed here suggest that these strategies
are based on evolutionary adaptations. Unfortunately, aggression may
serve the short-term interests of the shamed at a cost to others and
even the long-term interests of the self.
Although defensive strategies of anger and aggression in response to
social threats may generally be less adaptive than in response to physical threats, we do not mean to suggest that they are exclusively maladaptive. Social threats are epitomized by attempts to publicly
disparage or humiliate one's character, such as non-physical bullying,
slander, or libel. Under such circumstances, one's reputation, rank, job,
and relationships may be threatened. As a threat-defense response,
anger may be the necessary motivator to take action, such as verbally
confronting the attacker publicly, or even in court. In ancient times, as
well as today, even aggression may be an appropriate and effective response in some contexts.
In a related article (Velotti et al., 2014-in this issue), we discuss in
greater detail specic contexts and populations that provide evidence
for the shameaggression link: couple violence, familial homicide, sexual assaults, narcissistic injuries, adolescent and incarcerated populations. In addition, data on moderators such as self-esteem and
rejection sensitivity are reviewed. Finally, examples from psychopathology and implications for treatment are presented. Across the board,
those studies are consistent with, and provide further evidence for,
the evolutionary and psychobiological links from shame to anger and
aggression described here. In both articles, we stress the points that social threats are ubiquitous, from minor to serious, and that anger and violence are common responses. Therefore, in both articles, we advocate
for more research on the chain of events linking shame to aggression,
as well as on shame-regulation strategies, adaptive and maladaptive.
Such research should employ physical pain and humans' general
threat-defense mechanisms as models to better understand social pain
and its correlates. Understanding anger and aggression as threatdefense mechanisms, or shame-regulation strategies, deployed in response to social threats and motivated by social pain is crucial to designing effective therapeutic and social interventions to reduce violence.
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