Preterm Birth 2
Primary, secondary, and tertiary interventions to reduce the
morbidity and mortality of preterm birth
Jay D Iams, Roberto Romero, Jennifer F Culhane, Robert L Goldenberg
Lancet 2008; 371: 16475
This is the second in a Series of
three papers about preterm birth
Department of Obstetrics and
Gynecology, Ohio State
University, Columbus, OH, USA
(Prof J D Iams MD); Perinatology
Research Branch, National
Institute of Child Health and
Human Development, National
Institutes of Health,
Department of Health and
Human Services, Bethesda, MD
and Detroit, MI, USA
(Prof R Romero MD);
Department of Obstetrics and
Gynecology, Wayne State
University, Detriot, MI, USA
(R Romero); and Department of
Obstetrics and Gynecology,
Drexel University
College of Medicine,
Philadelphia, PA, USA
(J F Culhane PhD,
Prof R L Goldenberg MD)
Correspondence to:
Prof J D Iams, 1654 Upham Drive,
Columbus, OH 432101228, USA
iams.1@osu.edu
164
Interventions to reduce the morbidity and mortality of preterm birth can be primary (directed to all women), secondary
(aimed at eliminating or reducing existing risk), or tertiary (intended to improve outcomes for preterm infants). Most
eorts so far have been tertiary interventions, such as regionalised care, and treatment with antenatal corticosteroids,
tocolytic agents, and antibiotics. These measures have reduced perinatal morbidity and mortality, but the incidence of
preterm birth is increasing. Advances in primary and secondary care, following strategies used for other complex
health problems, such as cervical cancer, will be needed to prevent prematurity-related illness in infants and children.
Background
Interventions to reduce the morbidity and mortality
related to preterm birth can be classied as primary
(directed to all women before or during pregnancy to
prevent and reduce risk), secondary (aimed at eliminating
or reducing risk in women with known risk factors), or
tertiary (initiated after the parturitional process has
begun, with a goal of preventing delivery or improving
outcomes for preterm infants).
Most obstetric interventions to reduce the morbidity
and mortality of preterm birth are classied as tertiary
eg, regionalised perinatal care, treatment with tocolytic
agents, antenatal corticosteroids, and antibiotics, and
optimum timing of indicated preterm birth. These
measures are intended to reduce the burden of
prematurity-related illness more than to reduce the rate
of preterm birth. Secondary prevention requires
identication and reduction of risk, both of which have
proved dicult. Primary prevention eorts adopted in
Europe have not been embraced in the USA, owing
perhaps to demographic and sociopolitical factors.
After the successful implementation of interventions
for other complex disorders, such as cervical cancer,
primary prevention of prematurity-related illness is a
desirable goal.
Preterm birth is generally classied as either indicated
or spontaneous.1,2 The most common diagnoses
associated with indicated preterm births are hypertensive
disorders, haemorrhage, and acute or chronic fetal
compromise (fetal distress or intrauterine growth
restriction). About two-thirds of preterm births are
spontaneous; these births follow preterm labour and
preterm premature ruptured membranes, or related
diagnoses, such as cervical insuciency. Eorts to
address indicated preterm births are traditionally
regarded separately from those for spontaneous preterm
births. This distinction, however, is somewhat articial
and can even be misleading because intrauterine
inammation related to microbial infection, uterine
vascular compromise, or decidual haemorrhage can exist
for days, weeks, or longer before becoming clinically
Series
Nutritional supplements
Smoking
In view of the association of maternal smoking with
preterm and low-birthweight infants, a reduction in
maternal smoking might be expected to reduce the rate of
preterm birth.24 The risk attributable to cigarette smoking
is greater than 25% for preterm birth25 and is about 5%
for infant mortality.26 In the USA, however, preterm-birth
rates rose from 116% to 125% between 2000 and 2004
even though smoking in women aged 1844 years declined
from 255% to 217% during the same period.27 Reduced
prevalence of smoking would nevertheless have benets
for pregnant women and infants.
Series
Prenatal care
Improved access to prenatal care has been regarded as a
way to reduce prematurity because of the association
between early registration for care and low rates of
preterm birth. This association, however, seems to
derive more from the high rate of preterm birth in
women who receive no prenatal care than from the
content of care for those who receive it. Early access to
prenatal care did not inuence the rate of preterm birth
in women enrolled in a study of prenatal diagnosis
techniques in the rst trimester.38 Rates of preterm birth
remained high in African-American women despite
early entry into prenatal care.
The content of prenatal care for women at increased
risk of preterm birth has been studied, but prematurity
prevention within routine prenatal care has received little
attention in North America.39 By contrast, European
prenatal care has emphasised primary prevention of risk
166
Periodontal care
The risk of preterm birth is associated with the severity
of periodontal disease and increases when periodontal
disease progresses during pregnancy,42 but the basis for
this association is uncertain. The increased risk of
preterm birth might result from haematogenous
transmission of oral microbial pathogens to the genital
tract, or, more likely, from shared variations in the
inammatory response to microorganisms in the oral
and genital tracts.43,44 Periodontal care has been advocated
as an intervention to reduce rates of preterm birth, but
randomised trials have not reported reduced rates of
preterm birth in women treated for periodontal
disease.4547 The eects of preconceptional periodontal
care on preterm birth have not been reported.
Preconceptional interventions
With rare exception, preconceptional interventions to reduce the risk of preterm birth are based on an obstetric
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Series
history of preterm birth; therefore, the denition of previous preterm birth is crucial.83 The upper boundary is
commonly agreed to be 37 weeks gestation, although the
risk of recurrence declines as the gestational age of the
index preterm birth approaches 37 weeks.84 Assignment
of a lower limit to demarcate preterm birth from spontaneous abortion is controversial, ranging from 13 weeks
to 24 weeks gestation.83 The lowest gestational age for
which an increased risk of preterm birth is seen in subsequent pregnancies is optimum for clinical use, and was
dened as 18 weeks gestation for spontaneous preterm
births in an analysis of data from the preterm prediction
study.85 Previous births before 17 weeks gestation did not
confer an increased risk of recurrent preterm delivery.85
The risk of recurrence is increased for both spontaneous
and indicated preterm births.8689 Risk increases as the
gestational age of the previous preterm birth declines
and as the number of preterm births increases.84 Careful
review of records from previous pregnancies is needed to
estimate the risk and identify opportunities to eliminate
or reduce risks, including some that might need
preconceptional intervention (eg, correction of Mllerian
anomalies),90 and others that would inuence prenatal
care (eg, prophylactic progesterone or cerclage).
Prepregnancy medical risk factors can be identied in as
many as 40% of preterm births,91 which suggests that
women with these risks might benet from
preconceptional interventions such as control of diabetes,
seizures, asthma, or hypertension. There is no evidence
that recommendations for care between pregnancies for
women with previous preterm birth can actually inuence
the preterm birth rate.92 A randomised trial of
interconceptional home visits and counselling by
midwives aimed at reducing low birthweight and preterm
birth reported no evidence of benet in 1579 women.93
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Series
Postconceptional interventions
Secondary prevention of indicated preterm birth
Studies aimed at secondary prevention of indicated
preterm births have typically enrolled women with risk
factors for pre-eclampsiaeg, nulliparity, twin pregnancy,
diabetes, chronic hypertension, or a previous pregnancy
complicated by pre-eclampsia or intrauterine growth
restriction. Trials of various agents (low-dose aspirin,96,97
vitamins C and E,98 and sh oil99,100) have been done to
assess the eect on the rate of pre-eclampsia. Cochrane
reviews have shown small reductions in preterm-birth
rates (8% reduction in risk [29 trials, 31 151 women,
RR 092, 95% CI 088097]), small-for-gestational-age
babies (10% reduction in risk [36 trials, 23 638 women,
090, 083098]), and fetal or neonatal death (14%
reduction in risk [40 trials, 33 098 women, 086, 076098])
in trials of antiplatelet drugs, chiey low-dose aspirin.101
Although a Cochrane review showed a signicant reduction
in pre-eclampsia in women given supplemental calcium,
there was no corresponding eect on the rate of preterm
birth (ten trials, 14 751 women: 081, 064103) or perinatal
death (ten trials, 15 141 babies; 089, 073109).31 A similar
review of antioxidants to prevent pre-eclampsia showed a
reduction in the disorder, but there was evidence of a
possible increased risk of preterm birth.102
Nutritional supplements
Trials of supplemental omega-3 polyunsaturated fatty
acids have been done on the basis of low rates of preterm
birth in populations with a high dietary intake. The
postulated mechanism is that omega-3 polyunsaturated
fatty acids reduce concentrations of proinammatory
cytokines. Dietary supplementation with omega-3 polyunsaturated fatty acids has been associated with reduced
production of inammatory mediators, and a
randomised trial of omega-3 supplements undertaken
in women at risk of preterm birth showed a 50%
reduction in pretermbirth rate.99 A subsequent
randomised trial of supplemental sh oil noted a
reduction in recurrent preterm birth (RR 054, 95% CI
030098).100 Another trial (NICHD MFMU omega
trial) of supplemental omega-3 polyunsaturated fatty
acids in women with a previous preterm birth will report
results in 2008.
Antibiotic treatment
There is controversy over antibiotic treatment in women
with a previous preterm birth who are reported to have
bacterial vaginosis. Support for antibiotic treatment
originated from secondary analyses of a trial in women at
risk of preterm birth,105 in which benet was limited to
women with bacterial vaginosis, and another trial that
enrolled women with bacterial vaginosis,58 in which
benet was limited to those with previous preterm birth.
Other trials of antibiotic treatment in women with
bacterial vaginosis have reported conicting results
because of variation in timing, dose, and choice of
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Series
Progesterone
Progesterone supplementation for women at risk of
preterm birth has been investigated on the basis of several
plausible mechanisms of action, including reduced
gap-junction formation, oxytocin antagonism (leading to
relaxation of smooth muscle), maintenance of cervical
integrity, and anti-inammatory eects. Small studies
done before 1990 in women with recurrent miscarriages
and preterm births were reviewed by Keirse,127 who reported
no support for the view that 17-hydroxyprogesterone
caproate protects against miscarriage, but suggests that it
does reduce the occurrence of preterm birth. Additional
studies showed a reduced risk of preterm birth in women
with previous preterm delivery who were given
progesterone.103,128 The risk of preterm birth was reduced by
about a third in two trials of progesterone supplementation,
given as intramuscular injections of 250 mg per week of
17-hydroxprogesterone caproate103 and as daily vaginal
progesterone.128 Meta-analyses have shown that the risk of
recurrent preterm birth was reduced by 4055% (RR 058,
95% CI 048070 and 045, 025080).129,130 Two
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Cervical cerclage
Studies using cervical sonography to observe the process
of cervical eacement in normal and complicated
pregnancies have shown that a short cervix in midpregnancy is associated with an increased risk of early
delivery, and is linked especially to recurrent preterm birth.
Cervical length is inversely related to risk of preterm birth,
so that a length that is less than the tenth percentile might
imply reduced or insucient cervical function.73,135 Reduced
cervical length or eacement also arises in response to
biochemical inuences of paracrine, endocrine, or inammatory origin, or in response to biophysical eects of
uterine stretch or contractions. One or more congenital,
biochemical, or biophysical factors might arise in any
individual, so that selection of appropriate interventions to
arrest preterm cervical eacement is not straightforward.
Cerclage seems to be appropriate only in the setting of a
structural defect or deciency that needs to be repaired,
but identication of appropriate candidates is dicult.
The clinical value of cervical cerclage has been studied in
observational136141 and randomised trials,77,106,107,142148 from
which the following conclusions emerge. Cervical cerclage
in women with short cervices (<15 mm) and without
previous preterm births does not reduce the rate of
spontaneous preterm births.77,78 Although cerclage might
benet women with short cervices who have a previous
preterm birth, the evidence is not conclusive, and selection
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Series
of the appropriate candidates for cerclage is uncertain.78,106,107,137139,142144,149 Prophylactic cerclage for women
with a history of preterm birth without sonographic
demonstration of short cervix in the present pregnancy is
not justied by the evidence. There is evidence that these
women can be monitored by serial sonographic
examination of the cervix, followed by cerclage if the cervix
shortens.136,138,139,150,151
In a meta-analysis of data from four trials,78 the risk of
birth before 35 weeks gestation was reduced with cerclage
in women with previous preterm birth and a short cervix
(dened as <25 cm) in the present pregnancy (RR 063,
95% CI 048085). Cerclage in women with short
cervices who did not have previous preterm births showed
no advantage (084, 060117). In women with twin
gestations, cerclage for short cervix was associated with
an increased risk of preterm birth (215, 115401).
The ecacy of cerclage can vary according to the cause
of the short cervix: preterm birth was decreased by
cerclage when the concentration of interleukin 8 in
cervical secretions was low, but increased when the
treatment was used in women with raised cervical
interleukin-8 concentrations.152 The view emerging from
existing studies is that cerclage will ultimately be deemed
benecial only in instances in which preterm cervical
eacement or shortening happened in the absence of
inammation. Until such a diagnosis can be made,
cerclage should be reserved for patients believed to have
anatomical insuciency rather than either early delivery
history or sonographic ndings alone.
Tocolysis
Tocolytic drugs are used to prolong pregnancy in women
with acute risk of preterm birth caused mainly by active
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Conclusions
Most interventions intended to reduce preterm birth do
not show consistent benet when tested rigorously in
randomised trials, which, in turn, are limited by the data
available at the time of their design. Although the
preterm birth rate has not declined, survival has
increased for infants born preterm. Even though some
obstetric interventions, such as screening for
asymptomatic bacteriuria, antenatal corticosteroid
treatment, and prophylaxis for group B streptococcal
disease, have contributed to the decline in mortality,
most of the improvement in survival can be attributed to
better neonatal care and its increased use. The reduction
in recurrent preterm birth in women given prophylactic
progestagen compounds holds promise because of the
putative mechanism of action and potential eect of
progestagen compounds on the morbidity and cost of
preterm birth.
Organised systems of perinatal carecommonly
termed regional perinatal networks, in which mothers
who are likely to deliver preterm are looked after in an
institution with obstetric and neonatal specialists and
appropriate equipment during labour, delivery, resuscitation, and newborn carehave consistently been
associated with the greatest survival rates. An investigation
of the specic components of neonatal care is beyond the
scope of this review, but the use of surfactant, advances
in newborn resuscitation techniques, better understanding of respirator use and uid management,
progress in surgical techniques and anaesthesia, and
appropriate use of antibiotics have all played important
parts in the increased preterm survival. However,
continued impressive improvements in survival of verylow-birthweight infants as a result of these interventions
is unlikely. Instead, if developed countries are to achieve
substantial advances in neonatal mortality and reduce
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