Geopolitics
To cite this Article Labban, Mazen(2009) 'The Struggle for the Heartland: Hybrid Geopolitics in the Transcaspian',
Geopolitics, 14: 1, 1 25
Hybrid Labban
Mazen
Geopolitics in the Transcaspian
MAZEN LABBAN
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Mazen Labban
survived the end of the Cold War and the gradual transformation of Russia
and China from communist rivals to capitalist competitors and potential
allies against new rivals. Notwithstanding such concrete historical-geographical
transformations, the fixation on the Eurasian Heartland remains a dominant
moment in analyses of US foreign policy in the postCold War period.2
Indeed, Mackinders geopolitical theses have enjoyed a renaissance in the
aftermath of the collapse of the Soviet Union, which benefited from
increased interest in Central Asia the pivot of the pivot throughout
the 1990s and especially after the attacks on the US in September 2001 and
the subsequent invasion of Afghanistan and Iraq.3 It is thus argued that the
direct penetration of Central Asia by US and NATO forces lent Mackinders
theses contemporary geopolitical resonance, especially that the US seems
driven by anxieties about its global strategic future similar to those of the
British Empire at the turn of the twentieth century.4 On this account, US
direct expansion of Central Asia, along with the expansion of US influence
in the Caucasus and Eastern Europe, is not only continuous with the Cold
War strategy of containment, but also with British imperialism.
This account begs two questions that provide a starting point from
which to re-examine the form of postCold War geopolitics. First, is the US
today at the same historical geographical juncture as the British Empire at
the turn of the twentieth century? Or, more precisely, as the British Empire
in 1904, 1919, or 1943 the years in which Mackinder formulated and reformulated his theses in search of strategies to uphold the hegemony of declining
British imperialism? Second, does US foreign policy (and strategy) have its
foundation in Mackinders geopolitical theses? Is such a foundation necessary for formulating US strategy, and for explaining geopolitics in Eurasia?
There is no simple answer to any of these questions. I argue, however,
that contemporary US policies and strategies in Central Asia as well as
Russian and Chinese policies are driven less by geographical abstractions
of Mackinders concerns about the British Empire than by immediate geopolitical realities that call into question the application of Mackinders formulations to the present. Mackinder developed his theses in relation to declining
British imperialism in competition with nascent rivals in Europe and Asia,
Germany and Russia in particular and arguably the US, notwithstanding
the underlying transatlantic rhetoric that would later inform Cold War geopolitical discourse. Thus, Mackinders ideas may have been more relevant to
British than US geopolitics in the Cold War period. As Britain and the Soviet
Union sought buffer zones and spheres of influence in Europe, Roosevelts
administration sought a global open door policy that would expand liberal
capitalism under US hegemony, beginning with Europe, including Eastern
Europe, the European colonies, and potentially the Soviet Union.5 Trumans
policy of containment, which did not abandon the post-war globalist
project, followed the Soviet Unions voluntary refusal to join the Bretton
Woods institutions, particularly the International Monetary Fund, and to
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participate in the Marshall Plan and thus in the global expansion of a liberal
capitalist economy under US hegemony. It is the similarity between the
conclusions that could derive from Mackinders theses and the immediate
geopolitical dictates of the moment the expansion of liberal capitalism
translated as the necessary containment of Soviet Russia that made Mackinders theses seem to coincide with US Cold War strategy, rather than their
geographical premises or geopolitical reasoning.6
Yet, even if Mackinders theses could be made to coincide with Cold War
geopolitics, their application to contemporary geopolitics remains problematic.
More than the containment of post-Soviet Russia by expansion into bordering
territory, geopolitical rivalry in Central Asia can be explained from a different
perspective as part of a broader process aimed at the elimination of what
Smith calls the interstices of globalization geographical entities of all scales
that have so far threatened the total expansion of (US-led) capitalism.7 Hence,
it seems that what is more relevant to US policy and to the competition for
Central Asia today is not Mackinders geopolitical map with its ever-expanding
Heartland, but Barnetts new map, which identifies at the level of the whole
globe non-integrating gaps territories that have so far remained external to
US-led globalisation as target areas for US military expansion.8 That the integration of such territories, interstices and gaps, has taken an increasingly military form does not necessarily translate the process into a classical geopolitical
rivalry based in Mackinder. Nor is it the case, however, that geopolitical rivalry
has become a thing of the past, replaced by more benign forms of geoeconomic competition and multilateral and cooperative relations.
I propose the notion of hybrid geopolitics as a heuristic device to open
the question on the nature and form of geopolitical rivalry developing in the
postCold War period. The fluidity and complexity of the contemporary
geopolitical moment requires going beyond mono-casual explanations, and
to think the relation between political power and geographical space in
terms that transcend the restraining legacy of Mackinder and take into
account disparate processes shaping contemporary geopolitical space. The
articulation of a notion of hybrid geopolitics in this article is only one
attempt at transcending explanations that reduce geopolitical rivalry to a
quest for the exclusive control of this or that territory because of an
economic, demographic, or strategic significance, without downplaying the
significance of such processes in accumulating political and economic
power. On this notion, contemporary geopolitical space is irreducible to
maps divided into concentric circles, centred on one place privileged by the
objective facts of geology and physical geography. Instead, it is a space
structured by the fusion of sets of seemingly opposite processes processes
of exclusion or containment, through economic, military, ideological expansion overlaid by processes of integration through the same processes of
expansion. This hybrid geopolitical space is riddled with tensions and contradictions, some of which are resolved through shifts from one process to
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In the following, I first show that the hydrocarbon riches of the Caspian
are not sufficient reason to explain contemporary geopolitical rivalry in
Eurasia. The section that follows presents a summary of the evolution of US
and Russian policy towards the Transcaspian and analyses their respective
expansion into Central Asia beyond the question of terrorism. This leads to
the discussion of the hybrid geopolitics resulting from Russias return to the
West in the section that follows. The alliance between Russia and China to
counter US and Western expansion in Asia is discussed in the last section,
which examines the strategic partnership developing since the late 1990s,
focusing finally on the development of hybrid geopolitics in the expansion
of the Russian arms trade with China and India.
CASPIAN OIL
Although the competition for oil in the Caspian Basin and the common
struggle against international terrorism in Central Asia figure prominently
in analyses of geopolitical rivalry among the US, Russia and China, both
are not satisfactory to explain its source and pattern (the question of the
war on terror is taken up in the next section). Many analysts have interpreted the regional and global competition for the control of the Transcaspian since the collapse of the Soviet Union as primarily a race to the
control of the oil and gas reserves of the region, especially the former
Soviet littoral states other than Russia Azerbaijan, Kazakhstan, and
Turkmenistan.10 Certainly, political and economic gains can derive from
controlling the hydrocarbon resources of the Caspian Basin, but the growing
rivalry in the Transcaspian, particularly between the US and Russia (and
China), cannot be reduced to competition for natural resources. It is not
that the control of oil extraction and transportation is not in itself important, but that this must not be construed as the ultimate object of the
competition. If at all related to oil, the strategic interest in the region is not
the control of oil per se but in the integration of the economies of the
region, including Russia, into the global economy through the exports of
oil in exchange for imports and opening for competing investment capital
from the west and the east.
Throughout the 1990s, the Caspian region was thought to contain
hydrocarbon resources of global significance, enough to relieve the US and
Europe of their dependence on Gulf oil and to present a counterweight, if
not an equivalent rival, to OPEC. The size and significance of Caspian oil
and gas reserves, however, were deliberately exaggerated by governments
eager to attract foreign investment and, particularly, by the US Department
of State, to attract US investors and justify the interventionist strategy of the
US in the region. After being placed at around 7 billion barrels (bbl) in the
early 1990s, the speculation on the proven reserves of the Caspian grew to
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examining the hybrid nature of US-Russia relations, and the second examining
the emerging alliance between Russia, China, and India, as a reaction and
challenge to the expansion of US hegemony.
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and its costly involvement in Chechnya, Russia could not commit to actual
military operations. Even its subsequent rhetorical support for the US war
on terror did not translate into actual military engagement. Nonetheless, by
the end of the decade, Central Asia had become, for Russia (and China), the
route through which the inspiration and support of the Taliban for separatist rebels at home travelled from its original source in Afghanistan.21 For
Russia, Central Asia was its security buffer against a potential Muslim
corridor stretching from the Persian Gulf north to the periphery of Moscow.
By October 2000, Russia was still reinforcing its defensive positions on the
border between Afghanistan and Tajikistan, rather than its own border with
Tajikistan, to protect the gateway to Central Asia against the spread of the
Taliban. By December 2002, Russia had begun deploying military aircraft
from those defensive positions to Kant in Kyrgyzstan, where the US had
established its military base one year earlier.
Direct US military infiltration of central Asia and increased assistance in
military and security programmes resuscitated Russias efforts to strengthen
its security ties to the Central Asian republics through multilateral and bilateral agreements, after those faltered after 2001. Those agreements were no
longer centred only on the security threats of militant Islamic movements,
but also, more prominently, on the direct expansion of US and NATO forces
into Central Asia. Thus, in 2002 Russia established the Collective Security
Treaty Organization, partly to counter the eastward expansion of NATO and
as a similar, alternative security provider in Central Asia.22 The invasion of
Iraq in 2003 exacerbated anxieties about US unilateralism and the prospect
of US military presence lasting even longer than Russia had anticipated. This
prodded the six members of the SCO to revive it, and in 2004 the SCO set
up the Regional Anti-Terrorism Structure, a permanent organ in Tashkent,
and has since held joint military exercises.
The summer of 2005 was to bring further developments that expanded
Russias presence in Central Asia further, in addition to widening the sphere
of security and military cooperation in Asia. At its annual conference in
Kazakhstan in July 2005, with India, Iran and Pakistan present as observers, the
SCO demanded US withdrawal from Uzbekistan, Kyrgyzstan and Tajikistan.
This came on the heels of a joint communiqu issued in June by Russia,
China and India, emphasising, again, the multipolarity of the international
system and a pledge by Russia and China to cooperate against (US) monopoly
of world affairs. The strategic partnership announced in 1996 with the
formation of the Shanghai Five was back on the agenda, after the common
alliance in the war on terror took centre stage for a short while after 2001.
The revival of strategic partnerships and Central Asian security ties with
Russia (and China) was lent additional momentum by the re-orientation of
Uzbekistan towards Russia and China. Crackdown by Uzbekistans government on demonstrators in 2005, and the massacre that ensued, pushed a
reluctant US administration, under pressure from Congress, to criticise
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its influence in its traditional sphere. NeoCold War factions in the US, not
unlike their Russian counterparts, are closely associated with the oil and,
especially, arms industry. They perceive in Russian policies an inexorable
logic of deep rooted national interests an almost primordial drive
towards geopolitical expansion echoed on the other side in Russian perceptions of a permanent expansionist drive in Anglo-Saxon geopolitics
(see note 3). Given the current state of the Russian military forces, however,
Russia would presumably resort to its energy companies to exert its political
influence, not only in the Transcaspian, through its monopoly over pipelines out of the region, but also in Western and Eastern Europe, since Russia
supplies most of Europes gas. Russias opening and reorientation towards
the West is therefore most likely a deceptive manoeuvre to prepare for
rebuilding its national power and restoring its former colonies. The
clash of civilisation campaign, running parallel and almost opposite to the
neoCold War trend, has instead encouraged the incorporation of Russia in
an alliance against the spread of militant Islam in a war between western
civilisation and Oriental barbarism. This has encountered in Russia a similar desire to eradicate the radical Islamic threat from the South, buttressed
by the desire among certain Russian intellectuals and policy makers to
return to Europe. Accordingly, Russias rivalry with the West has become
increasingly meaningless, and the threats that Russia has faced since the
Soviet involvement in Afghanistan, and later from Tajikistan and Chechnya,
have shifted the focus of its strategists to a North-South axis as a major
source of insecurity instead of the West-East confrontation of the Cold War.23
The return of Russia to the West, however, and its integration into
Western economic and security arrangements has proceeded on the
premise that Russia is integrated as a contained Russia, deprived of its presumed imperial impulses. The eastward expansion of NATO (and the EU) is
a case in point. The US administration has pushed for an accelerated, direct
enlargement of NATO since 1998, despite internal criticisms that the eastward expansion of NATO would, on one hand, dilute NATO and make it
less cohesive and, on the other hand, antagonise Russia and disrupt potential
arms control agreements. Notwithstanding, in 1998 NATO added Poland,
Hungary, and the Czech Republic; and in April 2004, seven new members
joined: Bulgaria, Estonia, Latvia, Lithuania, Romania, Slovakia and Slovenia,
all of which, conveniently enough, have supported the further involvement
of the US in Iraq, and have been active in rebuilding Afghanistan.
Although Russia has not strictly opposed the expansion of the EU and
the integration of countries of the former eastern bloc in it an expansion
that the US is more enthusiastic about than both Western and Southern
Europeans it has perceived a more serious threat in the eastwards expansion
of NATO, despite all assurance from the US and other NATO members that
NATO is no longer aimed at Russia, but has rather become a peaceful
political association for cooperation and democracy that Russia could
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eventually join.24 The inclusion of Russia in NATO in 2002, and the establishment of the NATO-Russia Council, was thus partly intended to relieve
Russia from its anxiety about NATOs expansion. But it was also intended to
relieve the West from anxieties about potential Russian expansion and the
restoration of Greater Russia as an alternative to the West. The extension
of NATO membership to Eastern Europe, thus, was motivated partly by a
strategy to protect it from any (perceived) potential Russian expansion. The
confluence between the integration and containment of Russia is reflected
in its truncated participation in NATO, and is expressed as integration of an
isolated Russia. Russia was admitted to NATO not as a full member bound
by the alliances collective defence agreements; moreover, it was admitted
as a member without the power of veto over NATO decisions. The reassurance of Russia by NATO members had to be reciprocated by an assurance
on the part of Russia about the seriousness of its cooperation with NATO.
This reassurance, however, came coupled to announcements about Russias
reserved right to launch pre-emptive military interventions in former Soviet
republics to protect the rights of ethnic Russians.
As paradoxical as it may seem, the integration of Russia into an alliance
ostensibly designed to contain Russia reproduces an essential aspect of
NATO, which is to uphold US hegemony over its Cold War allies by
integrating them within an asymmetrical military alliance that sets limits to
their political autonomy.25 Thus, the integration of Russia into NATO could
be explained as an attempt to contain Russia as an ally, and containment in
this case is not opposed to integration, but is achieved through it, as a step
to aid the transition of Russia into a free market capitalist economy without
allowing a resurgent Russian empire to threaten the global expansion of
capital under US hegemony. That this has not succeeded so far is due to
the economic and military independence that contemporary Russia enjoys
compared with contemporary Eastern Europe and with post-war Western
Europe. Indeed, the eastward advance of NATO, and the erection of a
missile defence shield in Eastern Europe, has only resuscitated plans for a
strategic partnership and the forging of closer relations between Russia and
China.
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Iran to counter US global hegemony. Since 1997, shortly after the foundation of the Shanghai Five (SCOs predecessor), Russia and China issued a
joint statement pledging to promote the multipolarisation of the world and
to establish a new international order. In all but name, US hegemony,
and expansionism in the postCold War period, was the object of this and
subsequent statements and partnerships. The increased penetration of Central
Asia by US military forces, as early as 1997, has heightened the sense of
encirclement in Russia and, especially, in China, enhanced by US support
of the active remilitarisation of Japanese imperialism and the shift in
Japans defence policy from a local passive strategy to a regionally oriented
active defence strategy.27 The projection of US military power and the readiness of the US to resort to the use of military force, which gained increasing
significance with the Kosovo war in 1999, culminating in the invasion of
Iraq in 2003, did nothing to alleviate concerns about US military expansion
in Asia. Further rejection of US hegemonialism was reiterated in a joint
communiqu issued on the eve of the SCO summit in 2005 (see above), in
which Russia and China, with India this time, pledged, once again, cooperation towards multipolarity as they called for withdrawal of US troops from
Central Asia.28 In the meantime, economic and military ties between Russia
and China have grown the two countries have trade to the tune of $48 billion
(in 2007) compared with $10 billion in 2000.
The strategic partnership between Russia and China that developed
during Yeltsins presidency, and which Putin consolidated further in his
multivectored foreign policy, did not entirely eliminate strategic competition
and tensions over Central Asia. Chinas economic prowess in particular
raises concerns in Russia about Chinas potential influence in the Central
Asian republics (especially Kazakhstan), and about the revival of its territorial
claims in the Russian Far East.29 Moreover, not unlike Maoist China, which
provided the third world with a model of development as the West stood
unimpressed, China today provides the Central Asian states with a viable
model of capitalist development, its most admirable feature being the combination of economic growth with a tightly controlled political regime
i.e., an authoritarian state. (In fact, this combination is arguably an indicator
that authoritarian capitalism may be the most successful form of neoliberal
capitalist development). The concession of territory from the former Soviet
republics to China remnants of old Sino-Soviet border disputes is an
additional indication of the willingness on the part of the Central Asian
republics to recognise Chinas potential hegemonic role.30
Similar issues complicate the relations between India and China. India,
like China and Russia, is involved in its own war against separatist groups
and Islamic fundamentalism, infecting the large, already discontent, Muslim
population of India. With the war on terror, Central Asia thus became part
of Indias extended security horizon, especially with the decline of
Russias capacity to manage the security of the region, and has lent the US
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Russia, China and India in which the three have to reconcile their varying
relations with the US yet shared position against US hegemony with their
varying precarious relations with each other and mutual suspicions of each
others influence particularly, China. Russian arms exports to China and
India have played an instrumental role in negotiating these precarious relations.
Throughout the 1990s, Russia embarked on revitalising its two sources
of material power the energy sector and the armed forces. Closely related
with the latter is Russias defence industry, which is the only manufacturing
industry in Russia that is still fairly competitive in the world market. Russia
inherited from the Soviet Union a huge inventory of arms, military wares
and technologies, and navy fleets that sit rusting in harbours. The end of the
Cold War, however, and the transformation of Russias strategic requirements
the loss of arms exports to former Soviet clients decreased Russias overall
arms exports from $25 billion in 1987 to $2$3 billion in 1990. Since around
2000, Russia has expanded its arms exports, especially to China and India, its
largest arms trade partners, to subsidise its defence and aerospace industries.
In 2003, Russian arms exports were slightly above $5 billion, representing
around 25% of the international market share and second only to US
exports, with 50% market share. They grew steadily to $5.7 in 2005, $6.4 in
2006 to reach $7 to $7.5 billion by 2007. A significant share of those exports
went to China, under a Western arms embargo since 1989. Of all Russian
arms exports between 1992 and 2006, valued at around $58 billion, around
$26 billion in fighter jets and fighter jet engines, bomber aircrafts and submarines, were delivered to China, in addition to the transfer of technologies
to help China develop its domestic defence industries.
Although China accounts for the biggest share of Russian arms exports,
long-standing rivalry between Russia and China over their respective
regional hegemony and over territorial claims in the Russian Far East has
stirred concerns in Russia about prospective Chinese military self-sufficiency.
This has resulted in more sophisticated Russian weapons and weapon
technologies going to India rather than China, and for more than strategic
reasons. While India purchases complete systems and finished defence
products, in addition to production technologies, in exchange for hard
currency, Chinas purchases have so far consisted mostly of small amounts
of off-the-shelf items, negotiated in barter and in-kind arrangements (in
addition to a modest transfer of manufacturing technologies). Yet, an
expanding Chinese military budget combined with a continued embargo on
arms exports from the West can potentially expand future sales and military
contracts between Russia and China.33 Moreover, although Russia is Indias
major supplier, it is not the only one, which makes China even a more guaranteed outlet for the Russian arms industry in a rather saturated world market.
India by contrast buys arms from the US, France, Sweden and Israel, and is
therefore not entirely dependent on Russia for its defence requirements as
much as Russia is dependent on Indian purchases of arms.
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ACKNOWLEDGEMENT
The author would like to thank three anonymous reviewers and Richard
Grant for their critical remarks and suggestions.
NOTES
1. See S. Dalby, American Security Discourse: The Persistence of Geopolitics, Political Geography
Quarterly 9/2 (1990) pp. 171188. For an extensive and historical treatment, see J. Agnew, Geopolitics:
Re-Visioning World Politics (London: Routledge 2003). For more recent examination of Mackinders
influence on US foreign policy, see N. Megoran and S. Sherapova, Mackinders Heartland: A Help or
Hindrance in Understanding Central Asias International Relations?, Central Asia and the Caucasus 4/34
(2005) pp. 820; U. Khasanov, On modern Geopolitical Pluralism or One-Nation Hegemonism, Central
Asia and the Caucasus 4/34 (2005) pp. 2936; C. Seiple, Uzbekistan: Civil Society in the Heartland,
Orbis 49/2 (2005) pp. 245259. Theres an interesting contradiction in Seiples account: Mackinders thesis formed the foundation of US foreign policy in the Cold War, yet the US failed to recognise the
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geostrategic significance of Mackinders thesis until 2001 and has yet to recognise its geopsychological
component in dealing with the Muslim nations of Central Asia. For an extended discussion, see
C. Seiple, Revisiting the Geo-Political Thinking of Sir Halford John Mackinder: United StatesUzbekistan
relations, 19912005 (PhD dissertation, The Fletcher School of Law and Diplomacy, 2006). For a critique
from a different perspective, see N. Megoran, Revisiting the Pivot: The Influence of Halford Mackinder
on Analysis of Uzbekistans International Relations, The Geographical Journal 170/4 (2004) pp. 347358;
The Politics of Using Mackinders Geopolitics: The Example of Uzbekistan, Central Asia and the Caucasus
4/34 (2005) pp. 89102.
2. The domination of Eurasias two principle spheres . . . remains a good definition of strategic
danger for America, wrote Kissinger, Cold War or no Cold War, for such a grouping would have the
capacity to outstrip America economically and, in the end, militarily. H. Kissinger, Diplomacy
(New York: Simon and Schuster 1994) p. 813 (emphasis added). See also Z. Brzezinski, The Grand
Chessboard: American Primacy and its Geostrategic Imperatives (New York: Basic Books 1997).
Kissinger repeats almost verbatim Walter Rostows statement on US national security at the height of the
Cold War: It is the American interest that no single power or group of powers hostile or potentially hostile to the United States dominate that area [Eurasia, including Africa and the Middle East] or a sufficient
portion of it to threaten the United States or any coalition the United States can build and sustain
(quoted in Dalby (note 1) p. 178). Taking Mackinder to metaphysical proportions, Colin Gray argued
more recently that no matter the identity of the foe, it is a timeless truth that great peril to the West
can come only from Eurasia. The grammar of world physical geography allows for no other assumption. C. S. Gray, In Defense of the Heartland: Sir Halford Mackinder and His Critics a Hundred Years
On, Comparative Strategy 23/1 (2004) pp. 925; quote from p. 21.
3. See the articles collected in the special issues of The Geographical Journal 170/4 (2004) and
Central Asia and the Caucasus 4/34 (2005). The collapse of the Soviet Union also unleashed a (paradoxical)
interest in Anglo-American geopolitics in Russia, which was condemned during the Soviet era. In very
brief terms, Cold War containment and the expansion of NATO since the 1990s are explained in various
strains of Russian geopolitical discourse as expressions of a permanent Western drive in accordance with
Anglo-Saxon geopolitics to weaken Russias power over the Heartland, if not to establish Western
control over it. See A. P. Tsygankov, Mastering space in Eurasia: Russias Geopolitical Thinking after the
Soviet Break-Up, Communist and Post-Communist Studies 36/1 (2003) pp. 101127; E. G. Solovyev,
Geopolitics in Russia Science or Vocation?, Communist and Post-Communist Studies 37/1 (2004)
pp. 8596; M. Bassin and K. E. Aksenov, Mackinder and the Heartland Theory in Post-Soviet Geopolitical Discourse, Geopolitics 11/1 (2006) pp. 99118.
4. K. Dodds and J. D. Sidaway 2004, Halford Mackinder and the Geographical Pivot of History: A
Centennial Retrospective, The Geographical Journal 170/4 (2004) pp. 292297; J. Hyndman, Revisiting
Mackinder 19042004, The Geographical Journal 170/4 (2004) pp. 380383. Dalby (note 1) provides an
interesting dialectic of the relation between explicit geopolitical discourse and US hegemony. He argues
that despite the persistence of classical geopolitics, there is no direct reference to Mackinder or Spykman in
US security discourse in the post-war period, especially in relation to containment. This silence was
symptomatic of the implicit hegemonic position and structuring role that the discourse on containment
enjoyed during this period. Direct references to geopolitics appeared with the decline of US hegemony and
with it the policy of containment as a viable basis for US security. On this reading, the revival of geopolitics in the postCold War era could be seen as evidence of the further decline of US hegemony, which is
underlined further by the resort to explicit imperialist and colonialist practices. On the simultaneous militarisation of US foreign policy and the decline of its global economic hegemony, see S. Amin, The Liberal
Virus: Permanent War and the Americanization of the World (New York: Monthly Review Press 2004); and
J. Agnew, Hegemony: The New Shape of Global Power (Philadelphia: Temple University Press 2005).
5. See M. Walker, The Cold War: A History (New York: Henry Holt 1993); N. Smith, Endgame of
Globalization (London: Routledge 2005).
6. In this respect, Spykman proved more relevant in arguing that the real prize in any rivalry in
Eurasia was the Rimland rather than the Heartland. The significance of Central Asia thus lay in its political geographical location rather than any intrinsic physical geographical value (e.g., natural resources or
industrial and agricultural potential), the control of which prevented Soviet expansion into the richer
territories of Europe and the Middle East. See L. Hekimoglu, Whither Heartland? Central Asia, Geography
and Globalization, Central Asia and the Caucasus 4/34 (2005) pp. 6680.
7. N. Smith, American Empire: Roosevelts Geographer and the Prelude to Globalization (Berkeley,
CA: University of California Press 2003).
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8. T. P. M. Barnett, The Pentagons New Map: War and Peace in the Twenty-First Century
(New York: G. P. Putnams Sons 2004).
9. The Transcaspian region encompasses the former Soviet republics of Central Asia and the
South Caucasus: Kazakhstan, Kyrgyzstan, Tajikistan, Turkmenistan, and Uzbekistan; Armenia, Georgia,
and Azerbaijan.
10. The literature on the Caspian in the postCold War period is vast. See M. P. Croissant and
B. Aras (eds.), Oil and Geopolitics in the Caspian Sea Region (Westport, CT: Praeger 1999); M. P. Amineh,
Towards the Control of Oil Resources in the Caspian Region (New York: St. Martins Press 2000);
H. Amirahmadi (ed.), The Caspian Region at a Crossroad: Challenges of a New Frontier of Energy and
Development (New York: St. Martins Press 2000); R. E. Ebel and R. Menon (eds.), Energy and Conflict in
Central Asia and the Caucasus (Oxford: Rowman & Littlefield 2000); R. H. Dekmejian and H. H. Simonian,
Troubled Waters: The Geopolitics of the Caspian Region (London: I. B. Tauris 2001); M. T. Klare, Resource
Wars: The New Landscape of Global Conflict (New York: Metropolitan Books 2001); L. Kleveman, The
New Great Game: Blood and Oil in Central Asia (New York: Atlantic Monthly Press 2003). S. L. OHara,
Great Game or Grubby Game? The Struggle for Control of the Caspian, Geopolitics 9/1 (2004) pp. 138160;
S. OLear, Resources and Conflict in the Caspian Sea, Geopolitics 9/1 (2004) pp. 161186; A. N. Stulberg,
Moving beyond the Great Game: The Geoeconomics of Russias Influence in the Caspian Energy
Bonanza, Geopolitics 10/1 (2005) pp. 125. Although they differ in interpretation and conclusion, all
authors emphasise, and often exaggerate the significance of Caspian hydrocarbon resources and put
them at the centre of the competition for geopolitical competition and conflict in the Caspian Basin.
11. See Dekmejian and Simonian (note 10); A. Rasizade, The Mythology of Munificent Caspian
Bonanza and its Concomitant Pipeline Geopolitics, Central Asian Survey 21/1 (2002) pp. 3754.
12. BP, BP Statistical Review of World Energy (London: BP p.l.c. 2007). The Energy Information
Administration gives lower estimates of 30 billion bbl and 60 billion bbl for Kazakhstan and Russia
respectively.
13. See R. Ahrend and W. Tompson, Caspian Oil in a Global Context, Transition Studies Review
14/1 (2007) pp. 163187; B. Bauer, Kazakhstans Economic Challenges: How to Manage the Oil Boom?,
Transition Studies Review 14/1 (2007) pp. 188194.
14. See G. Smith, The Masks of Proteus: Russia, Geopolitical Shift and the New Eurasianism, Transactions of the Institute of British Geographers 24/4 (1999) pp. 481494; T. Ambrosio, From Balancer to Ally?
Russo-American Relations in the Wake of 11 September, Contemporary Security Policy 24/2 (2003) pp. 128;
T. Bukkvoll, Putins Strategic Partnership with the West: The Domestic Politics of Russian Foreign Policy,
Comparative Strategy 22/3 (2003) pp. 223242; O. Gladkyy, American Foreign Policy and U.S. Relations with
Russia and China after 11 September, World Affairs 166/1 (2003) pp. 323; D. Trenin, Southern Watch:
Russias Policy in Central Asia, Journal of International Affairs 56/2 (2003) pp. 119131; R. Allison, Strategic
Reassertion in Russias Central Asia Policy, International Affairs 80/2 (2004) pp. 277293; R. Allison, Regionalism, Regional Structures and Security Management in Central Asia, International Affairs 80/3 (2004)
pp. 463483; P. K. Baev, Assessing Russias Cards: Three Petty Games in Central Asia, Cambridge Review of
International Affairs 17/2 (2004) pp. 269283; A. M. Jaffe and R. Soligo, Re-Evaluating US Strategic Priorities
in the Caspian Region: Balancing Energy Resource Initiatives with Terrorism Containment, Comparative
Review of International Affairs 17/2 (2004) pp. 255268; S. N. McFarlane, The United States and Regionalism
in Central Asia, International Affairs 80/3 (2004) pp. 447461; J. Peroviy, From Disengagement to Active
Economic Competition: Russias Return to the South Caucasus and Central Asia, Demokratizatsiya: The Journal of Post-Soviet Democratization 13/1 (2005) pp. 6186.
15. Of the $90 million budgeted by US government agencies for assistance in Kazakhstan in 2002,
$41.6 million were allocated for security and law enforcement, $13.7 million for democracy
programs, which include anything from the support of political parties, NGOs, to internet access,
and $14 million for market reforms. In all other four Central Asian republics (Kyrgyzstan, Tajikistan,
Turkmenistan, Uzbekistan) military assistance exceeded assistance for market reform, democracy
programmes, and other forms of assistance; only in Tajikistan did the budget for humanitarian assistance
exceed that of military assistance. See M. B. Olcott, Taking Stock of Central Asia, Journal of International Affairs 56/2 (2003) pp. 317; see also Allison (note 14); A. Bohr, Regionalism in Central Asia: New
Geopolitics, Old Regional Order, International Affairs 80/3 (2004) pp. 485502.
16. See L. J. Goldstein, Making the Most of Central Asian Partnerships, Joint Force Quarterly 31
(Summer 2002) pp. 8290; E. Ahrari, The Strategic Future of Central Asia: A View from Washington,
Journal of International Affairs 56/2 (2003) pp. 157166; S. E. Cornell, The United States and Central
Asia: In the Steppes to Stay?, Cambridge Review of International Affairs 17/2 (2004) pp. 239254.
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Mazen Labban
17. See J. Borawski, Partnership for Peace and Beyond, International Affairs 71/2 (1995)
pp. 233246.
18. M. B. Olcott, Regional Cooperation in Central Asia and the South Caucasus, in Ebel and
Menon (note 10) pp. 123144.
19. S. Blank, American Grand Strategy and the Transcaspian Region, World Affairs 163/2 (2000)
pp. 6579.
20. Some argue that Russia exerts such leverage through sizeable Russian and Russian-speaking
populations in Turkmenistan, Kyrgyzstan, and especially Kazakhstan. This leverage is enhanced by the
defection of opposition and dissident elites to Moscow.
21. Russia threatened the Taliban with airstrikes on targets in Afghanistan should the Taliban lend
support to the Islamic rebels in Chechenya or Central Asia. The US appealed to Russia not to attack
Afghanistan, ironically two years after the Clinton administration had bombed suspected terrorist
camps there in 1998, and shortly before the US mounted its own military campaign on Afghanistan
under Bush.
22. The Collective Security Treaty Organization is a collective security system based on the 1992
Tashkent Collective Security Treaty, and including Russia, Kazakhstan, Kyrgyzstan, Tajikistan, in addition
to Armenia and Belarus. (US-oriented) Uzbekistan and (neutral) Turkmenistan opted out of these
security agreements, and the other Central Asian states remained doubtful of Russias ability to be
effective and impartial in its military intervention. Uzbekistan eventually joined in 2006. For Kazakhstan,
Kyrgyzstan, and Tajikistan, the main attraction in the Treaty was the potential sales of military equipment
for Moscow, this promised potential long-term military cooperation.
23. See D. Trenin, A Farewell to the Great Game? Prospects for Russian-American Security
Cooperation in Central Asia, European Security 12/34 (2003) pp. 2135.
24. See H. J. Wiarda, The Politics of European Enlargement: NATO, the EU, and the New
U.S.-European Relationship, World Affairs 164/4 (2002) pp. 178197.
25. See J. Kolko and G. Kolko, The Limits of Power: The World and United States Foreign Policy,
19451954 (New York: Harper and Row 1972); D. Harvey, The Geopolitics of Capitalism [1985], in
Spaces of Capital: Towards a Critical Geography (New York: Routledge 2001) pp. 312344; E. Mandel,
The Meaning of the Second World War (London: Verso 1986). For a similar, though specifically
Mackinder-inspired reading, see S. Sherapova, Mackinders Heartland Theory and the Atlantic Community, Central Asia and the Caucasus 4/34 (2005) pp. 103116.
26. Historically, this term refers to the war of espionage between the Russian and British empires
in Central Asia in the eighteenth and nineteenth centuries. It has been used in recent years in reference
to the geopolitical competition that emerged in the Transcaspian region from the collapse of the Soviet
Union. Some have expanded the New Great Game to include regional hegemons, in addition to the US
and Russia, and the multiplicity of forces that reach beyond the region itself. (See R. Menon, The New
Great Game in Central Asia, Survival 45/2 (2003) pp. 187204). Others have argued that the real new
game is between the US and China, with Russia bound to play a secondary role in a Sino-Russian partnership against the US while China will enjoy the longest lasting and broadest impact in Central Asia.
(See S. Atal, The New Great Game, The National Interest 81 (2005) pp. 101105; J. P. Pham, Beijings
Great Game: Understanding Chinese Strategy in Central Eurasia, American Foreign Policy Interests 28/1
(2006) pp. 5367). Finally, there are those who are critical of the applicability of the concept and the
term to the current geopolitical environment, since the Central Asian republics have become independent states that are part of the competition rather than mere cipher states. Moreover, cooperative
relations among the competitors coexist with, and undermine the competition, thus rendering the accuracy of the concept even more problematic (see M. Edwards, The New Great Game and the New Great
Gamers: Disciples of Kipling and Mackinder, Central Asian Survey 22/1 (2003) pp. 83102; A. Sengupta,
9/11 and Heartland Debate in Central Asia, Central Asia and the Caucasus 4/34 (2005) pp. 820;
I. Torbakov, The West, Russia, and China in Central Asia: What Kind of Game is Being Played in the
Region?, Transition Studies Review 14/1 (2007) pp. 152162).
27. See G. Achcar, The Strategic Triad: the United States, Russia and China, New Left Review I/228
(March/April 1998) pp. 91126; D. Shambaugh, Chinas Military Views of the World, International
Security 24/3 (2000) pp. 5279; O. M. Lee, The Impact of the U.S. War on Terrorism upon U.S.-China
Relations, Journal of Chinese Political Science 7/12 (2002) pp. 71123; G. McCormack, Remilitarizing
Japan, New Left Review 29 (Sept./Oct. 2004) pp. 2945.
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28. A more recent joint statement on US unilateral interference and military posture came out of
Medvedevs first visit to China, as the new Russian president. See E. Wong and A. Cowell, Russia and
China Condemn U.S. Missile Shield Plan as Threat to Stability, New York Times, (24 May 2008) p. A8.
29. See B. Lo, The Long Sunset of Strategic Partnership: Russias Evolving China Policy, International Affairs 80/2 (2004) pp. 295309. Indeed, Pham (note 26) traces Chinas influence in Central Asia
to the fourteenth century, through a mixture of commercial exchange, diplomatic ties, migration of Han
Chinese, and military force.
30. Olcott, Taking Stock of Central Asia (note 15).
31. S. Blank, Indias Rising Profile in Central Asia, Comparative Strategy 22/2 (2003) pp. 139157.
32. The direct Sino-Indian rivalry has its roots in the war of 1962, followed by stronger ties
between China and Pakistan, which pushed India closer to the Soviet Union. Although China has not
considered India to be a serious strategic threat, the latters nuclear tests of 1998 changed Chinese
perceptions of the military potentials of India. India perceives Chinas military ties with Pakistan, Myanmar,
and Bangladesh and other smaller countries on the periphery of India as part of a Chinese plan to encircle
India, exacerbated by Chinas development of its maritime capabilities and increased naval activities in
the Indian Ocean, especially since much of Indias trade is seaborne.
33. Chinas military budget grew to around $59 billion in 2008, from approximately $50 billion in
2007 and $42 billion in 2006. These are official figure that the Pentagon, chiefly concerned about US
military hegemony in Southeast Asia, speculates represent only half the amount of actual military spending.