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Security Benefit Group of Companies

Information Systems Risk Assessment


System/Application

Product
Development

Marketing and
Distribution

Administration

Investment
Management

Agent Downloads

Executive

Accounting/
Financial
Statements

Low

Low

Low

ACS
ACT-One
Agency / Commissions

Exhibit I

Medium

Medium

Medium

Low

Applicant Drug
Screening

Low
Low

Auto Doc
Automated Valuation of
Securities (AVS)

Low

Best ESP

Medium

BondEdge

Low
Medium
Medium

CARVM/2000
Cash Disbursements
(CDS)

Medium

Medium

Claims

Medium
High

High

CMS/Listbill
Compensation
Consulting Services

Low
Low

Compustat
Contact Management

Low

Low
Low

Corporate Tracking
Customer Statement
Formatter

Low
Medium

DA Systems
dbCAMS+

Low

Low
Low
Medium

Dental
DISC/IRS
Edgar SEC Filing
Software

Low
Low

EFS

Low

Executive Track
Fan Mail

Low
Low

Finalist
Forms Control

Low

Medium

Fund Subadvisor
Systems

Low

GAT

Low

Group System

Medium

Instinet

Medium

Interactive Data Pricing


Svc

Low

Interest Reporting
System (IRS)

W11980035KC

Low

Medium

1+4

Security Benefit Group of Companies


Information Systems Risk Assessment
System/Application
Internet Site

W11980035KC

Product
Development

Marketing and
Distribution

Administration

Investment
Management

Exhibit I
Executive

Accounting/
Financial
Statements

Medium

2+4

Security Benefit Group of Companies


Information Systems Risk Assessment
System/Application

Product
Development

Research and Pricing


Tools

Marketing and
Distribution

Administration

Investment
Management

Low

Low

Low

Exhibit I
Executive

Lab Work

Low

Long Term Disability


Administration

Low

Medical Claims
Administration

Low
Low

NAIC

Medium

NIDS

Low

NILS Insource Software

Medium

Open Image / Kodak


Organizational
Development

Low
Low

P&W

Medium

PAM

Medium
Low

PCFAS
Pentabs

Low

PeopleSoft Accounts
Payable

Medium

Medium

PeopleSoft General
Ledger

Medium

PeopleSoft Human
Resource Management
Systerm

Medium

Qualified Plan
Administration

Low
Low

Reinsurance

Low

Renewal

Low
High

RIA Group Advisor

High

High

SunGard (Investar)

High
High
High

SunGard (InvestOne)
Supplemental AD&D
Insurance
TAS

High

Medium

TIME

Low

Vision

High
Low

Medium

High
Low

Medium

High

Low

Westlaw

W11980035KC

High

Medium
Low

UMB Bank System

Legend:
High

High
High

Low

Tradeview

VAS 76

Medium

Medium

Quantech

SBG2000

Accounting/
Financial
Statements

High risk

Security Benefit Group of Companies


Information Systems Risk Assessment
Medium
Low

W11980035KC

Exhibit I

Medium risk
Low risk