Leadership Behaviors
Reid A. Kisling
April 2007
Copyright 2008 by
Kisling, Reid A.
All rights reserved.
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Abstract
While character is popularly considered a significant determinant of behavior,
current theories of leadership typically consider behavior alone in the evaluation of
effective leadership. One model of transformational leadership, visionary
leadership theory (VLT; Sashkin & Rosenbach, 1996; Sashkin & Sashkin, 2002),
incorporates the personal characteristics of the leader in addition to specific leader
behaviors in the consideration of effective leadership. Using the model of character
constructed by Cloninger, Svrakic, and Pryzbeck (1993), this study evaluated
differences of character levels on effective visionary leadership behaviors for a
sample of students preparing for religious leadership. This study utilized The
Leadership Profile (TLP; Sashkin, Rosenbach, & Sashkin, 1997) and the
Temperament and Character Inventory (TCI; Cloninger, Przybeck, Svarkic, &
Wetzel, 1994) instruments. Study participants were segmented by levels of prior
ministry leadership experience and ministry leadership participation while in school
as well as by levels of the character traits self-directedness, cooperativeness, and
self-transcendence. Results demonstrated statistically significant findings for the
character trait levels of self-directedness (confident leadership by self-directedness
level2 = 20.37, p = .00; visionary leadership by self-directedness level2 =
17.29, p = .00) and cooperativeness (follower-centered leadership by
cooperativeness level2 = 7.97, p = .02; visionary leadership by cooperativeness
level2 = 18.40, p = .00) but not for levels of self-transcendence. Exploratory
regression analysis showed that self-directedness and self-transcendence scale
scores predict a significant amount of the variance in visionary leadership behavior
scores (R2 = .306, F = 21.61, p = .00). Regression analysis also showed that prior
ministry leadership experience level, when combined with self-directedness and
self-transcendence scale scores, predicts a significant amount of the variance in
visionary leadership behavior scores (R2 = .338, F = 16.53, p = .00). This study also
provides conceptual development of distinctions between character, values, ethics,
and morality as well as links between behavioral self-regulation and character.
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Dedication
I dedicate this work to my family. They are the real test of my leadership
development capabilities. All other things pale in comparison to my responsibility
to them and their own development as people, citizens, and Christians. May they
continue to grow in the grace and knowledge of our Lord and Savior Jesus Christ.
To him be the glory both now and to the day of eternity. Amen (2 Peter 3:18, New
International Version).
Acknowledgements
I want to thank the other members of my doctoral cohort at Regent
University. Who would have thought that we would have become lifelong friends
with so many different people from around the globe? I am especially grateful for
three menChristian, Bob, and Kelly. We endured significant hardship together
and learned firsthand what learned resourcefulness and resiliency are all about. I
want to thank Dr. Paul Carr for his belief in us as we have struggled with the
process of being emergent doctors.
I am grateful to Dr. Karin Klenke for the direction that she provided to me
in the process of selecting this topic. She showed me the way regarding literature
on character that provided a solid foundation for this study. I am grateful to her for
her insight and assistance as I refined my ideas.
I also want to express my sincere appreciation for my dissertation chair, Dr.
Gail Longbotham. She reinvigorated energy into this project as if it were her own,
striving to make it a significant and important work. I thank her for her investment
of time and encouragement. I also want to thank the other members of my
committee who listened to my many different musings about this project as it took
shape. Thank you for your gracious assistance.
I am extremely grateful to my family who endured less time with their
husband and Daddy so that this project could be completed. They have shown that
all things are possible as long as they are temporary. I hope this has helped shape
me into a better husband and father.
Finally, I want to thank my God and Father who, through the blood of His
Son on the cross and the power of His Spirit that raised Jesus from the dead, is
forging my character into a life that is pleasing to Him. May I lead in a manner to
which He receives the glory!
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Table of Contents
Abstract ..................................................................................................................... iii
Dedication ................................................................................................................. iv
Acknowledgements .................................................................................................... v
List of Figures ........................................................................................................... ix
List of Tables ............................................................................................................. x
Chapter 1 Introduction ............................................................................................ 1
Religious Contexts for Leadership...................................................................... 3
Leadership Theories ............................................................................................ 4
Transformational Leadership ...................................................................... 4
Visionary Leadership Theory ...................................................................... 5
Character ............................................................................................................. 5
Purpose Statement ............................................................................................... 7
Definition of Terms............................................................................................. 8
Significance of Study .......................................................................................... 9
Theoretical Significance .............................................................................. 9
Practical Significance ................................................................................ 10
Limitations and Delimitations........................................................................... 10
Summary ........................................................................................................... 11
Chapter 2 Literature Review ................................................................................. 12
Transformational Leadership ............................................................................ 12
Comparison to Transactional Leadership ................................................. 13
Comparison to Charismatic Leadership .................................................... 15
Summary .................................................................................................... 17
VLT ................................................................................................................... 18
Measures .................................................................................................... 20
Summary .................................................................................................... 20
The Leaders Character, Values, Ethics, and Morality ..................................... 21
Character ................................................................................................... 21
Values ........................................................................................................ 22
Ethics ......................................................................................................... 24
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Morality ..................................................................................................... 24
Distinctions Between Characteristics ........................................................ 25
Implications for This Study ........................................................................ 28
Character ........................................................................................................... 28
Self-Directedness .............................................................................................. 29
Self-Regulation .......................................................................................... 30
Self-Efficacy ............................................................................................... 31
Empirical Research ................................................................................... 32
Summary .................................................................................................... 32
Cooperativeness ................................................................................................ 33
Power Motive ............................................................................................. 34
Empirical Research ................................................................................... 35
Summary .................................................................................................... 36
Self-Transcendence ........................................................................................... 37
Spirituality ................................................................................................. 37
Empirical Research ................................................................................... 38
Summary .................................................................................................... 39
Religious Contexts for Leadership.................................................................... 39
Conclusion ........................................................................................................ 41
Chapter 3 Method.................................................................................................. 43
Sample............................................................................................................... 43
Measures ........................................................................................................... 44
Demographic Survey ................................................................................. 44
TCI ............................................................................................................. 44
Sashkin et al.s (1997) TLP ....................................................................... 46
Social Desirability Scale............................................................................ 46
Procedure .......................................................................................................... 47
Summary ........................................................................................................... 47
Chapter 4 Results .................................................................................................. 48
Demographics ................................................................................................... 49
Descriptive Statistics ......................................................................................... 51
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List of Figures
Figure 1: Literature review map............................................................................... 14
Figure 2: The role of character in leadership. .......................................................... 18
Figure 3: Model of behavior (Fishbein & Ajzen, 1975). ......................................... 25
Figure 4: A behavioral model of character, values, ethics, and morality................. 26
Figure 5: The proposed relationship between variables........................................... 42
List of Tables
Table 1: Demographic Profile of Survey Participants ............................................. 49
Table 2: Coefficient Alphas for Survey Scales, N = 101 ......................................... 51
Table 3: Descriptive Statistics, N = 101 ................................................................... 51
Table 4: TCI (Cloninger, Przybeck, et al., 1994) Character Subscales and
Descriptive Statistics, N = 101 ......................................................................... 52
Table 5: Sashkin et al.s (1997) TLP Scales and Descriptive Statistics, N = 101.... 53
Table 6: Levenes Test for Equality of Variances ................................................... 54
Table 7: Chi-Squared Results for Hypotheses, = .05 ............................................ 55
Table 8: Regression Model Character Traits ........................................................ 57
Table 9: Regression Coefficients Character Traits, Dependent Variable Visionary
Leadership ........................................................................................................ 58
Table 10: Regression Model Character Traits and Previous Leadership
Experience ........................................................................................................ 59
Table 11: Regression Coefficients Character Traits and Previous Leadership
Experience, Dependent Variable Visionary Leadership .................................. 60
Chapter 1 Introduction
Leadership is an inherently moral endeavor because it involves a
relationship of influence and power between a leader and followers. All leadership
is ideologically driven or motivated by a certain philosophical perspective, which
upon analysis and judgment may or may not prove to be morally acceptable in the
colloquial sense (Gini, 1998a, p. 366). The general populace, as well as leadership
scholars, have increasingly recognized the importance a leaders character plays in
his or her leadership activities and effectiveness (Barlow, Jordan, & Hendrix,
2003). This interest is also evident in the somewhat recent dialogue surrounding the
impeachment hearings of former President Bill Clinton. The importance of a
leaders character appears in the discussions surrounding the sex scandals in the
Roman Catholic Church, in which priests are given responsibilities they are unable
to complete because they lack the necessary emotional, social, and spiritual
maturity and competence (Ferder & Heagle, 2002). Good character is important for
leaders in the public or private sector, although some leaders in business are still
considered successful as long as they positively impact the bottom line, even if
their morals or ethics leave something to be desired (Barnett, 2003; Ciulla, 1998a).
Although followers are often enamored with bad or toxic leaders
(Kellerman, 2004; Lipman-Blumen, 2005) and history is replete with leaders who
accomplished their goals but who did so through unethical and immoral means,
toxic leaders ultimately leave their constituents in their wake. One only needs to
peruse the headlines of todays newspapers to see such leadership in action.
Nonetheless, leadership requires more than simply getting followers to do what the
leader wants done. Good leadership requires more than technical effectiveness. It
requires accomplishing outcomes that are morally good (Burns, 1978, 2003; Ciulla,
1998b). It involves the transformation of individuals; organizations; and,
ultimately, societies. This kind of leadership has been referred to as
transformational leadership by Bass (1985), and it proceeds from the underlying
character of the leader.
Even though some have stated that a leaders private life has no impact on
leadership effectiveness in the public sphere, followers seem to inherently
understand that a leaders moral character directly influences good leadership. This
focus is apparent when considering the characteristics of the most admired
leadershonesty, forward-looking, inspiring, and competent (Kouzes & Posner,
1993). Both character and skills are heralded as important to good leadership.
Others would support the necessity of ethical actions on the part of organizational
leaders. When leaders compromise their ethical standards they do harm, often
irreparable, in terms of the immediate physical and moral suffering to others within
and outside the organization (Kanungo & Mendona, 1996, p. 33).
Unfortunately, even with this evidence to the contrary, there is often an
apparent bifurcation of the outcomes (or behaviors) associated with good
leadership and the character of the leader. Bass and Steidlmeier (1999) highlighted
the need to consider more than just leader behavior, suggesting that some leaders
who practice transformational leadership behaviors do so inauthentically. The
authors called such leaders pseudotransformational (p. 184). Carey (1992) also
raised this issue as he considered the self-transcendence of transformational
leaders. The reality is that, in many cases, the actions of both transformational and
pseudotransformational leaders look the same; only the motivation differs. At issue
are those leaders who possess the charisma to influence followers. However, this
charismatic influence may lack moral or ethical motives. In many such inauthentic
cases, it is the hubris of the leader that is satisfied, rather than the moral
development of followers. The goal is more than simply the elimination of
intentionally inauthentic leadership because some leaders, though altruistic, are
blinded to their own immoral deficiencies (Price, 2003). Faulty character has
significant implications for organizational ineffectiveness. Employees and
managers with faulty character are unable to adequately use their talents and skills
at critical times in large part because of difficulty managing their feelings, drive,
and impulses (Leonard, 1997, p. 241). The key, then, is to identify the character
that motivates authentic transformational leadership, capitalize on it, and develop it
in those who are current leaders as well as those who are preparing for future
leadership positions.
Religious Contexts for Leadership
The perspective that the leaders character and skill leads to appropriate
leadership behaviors and, therefore, desired leadership outcomes is critical to the
leadership development processes for religious organizations. Unfortunately, those
in formal religious leadership often do not exhibit the character qualities (i.e.,
possessing a loving heart, modeling servanthood, and having godly wisdom) that
one might expect of such leaders (Barna Group, 2003), qualities that are alleged to
be upheld by transformational and servant leaders in other contexts (Dvir &
Shamir, 2003; Farling, Stone, & Winston, 1999; Kouzes & Posner, 1999). In
addition, many Protestant church leaders do not subscribe to a biblical worldview,
and even fewer of the members of their congregations profess such beliefs (Barna
Group, 2004). Those beliefs that are commonly held and are being taught by these
leaders are not being internalized by followers or by the leaders themselves.
Obviously, there is a significant disconnect between professed beliefs and actions.
Unfortunately, many institutions of theological education assume that
curricular coverage of theological content and ministry practice is adequate to train
leaders for Christian ministry and that the formation of character, while crucial, is
something to be relegated to an environment outside of the theological institution
(Farley, 1983) such as the family or church. However, theological institutions are
increasingly realizing that they are responsible for playing a significant role in the
development of such qualities in their students and graduates (Tenelshof, 1999).
Unfortunately, those institutions that have accepted responsibility for development
of spirituality within their curricula do so by expanding course requirements, not
revising programs, contributing to an ever-increasing problem of course
proliferation (Jones, 1987).
Theoretically, character development should be implicit and integrated
within the enterprise of theological education since the purpose of such training is
to develop leaders for the church who, in turn, are able to build up (transform)
others (Ephes 4:11-13). One cannot hope to transform another person without
proceeding through such transformation himself. Therefore, church leaders are to
be mature (1 Tim 3:1-13). Yet, churches, as well as institutions of theological
education, struggle with ways to develop such leaders (Banks, 1999). Perhaps, it is
due to the fact that the approach to leadership development is rooted in a former
paradigm of education, consisting only of the presentation of content (Farley,
1988). If this is true, a new perspective from outside the theological academy is
required.
Leadership Theories
Leadership studies during the past 20 years have been dominated by the
paradigm of transformational leadership (Bass, 1985; Burns, 1978).
Transformational leadership involves a relationship between a leader and followers
that moves beyond an exchange for services or rewards (i.e., transactional
leadership). Such a relationship is one in which leaders exercise behaviors that raise
the values and ethical standards of followers to new levels (Burns, 1978, 2003).
Transformational Leadership
Burns (1978) identified transforming (transformational) leadership as that
which occurs when one or more persons engage with others in such a way that
leaders and followers raise one another to higher levels of motivation and morality
(p. 20). In fact, the concept of character seems to be implicit in transformational
leadership theory. Bass and Steidlmeier (1999) argued that only those with moral
character can enact authentic transformational leadership. In reality, all others,
while effective as leaders according to some external standards, are counterfeits and
should not be considered truly transformational.
Transformational leadership theory implies the significance of the leaders
character toward the practice of authentic transformational leadership. Yet, many
theories of transformational leadership continue to promote effective leadership
simply as that which occurs when leaders display behaviors that empower and
motivate followers beyond a pure exchange relationship (transactional leadership).
Nonetheless, transformational leadership theory does not explicitly include
al., 1994). Alternatively, this character trait has been described as self-discipline
and self-control. In most treatments of personality, self-directedness is equivalent
to the concept of behavioral self-regulation.
Cooperativeness, like self-directedness, is a multifaceted, higher-order
character trait that includes the aspects of tolerance of others, empathy, helpfulness
toward others, compassion, and fairness and ethical stability in interpersonal
relationships (Cloninger, Przybeck, et al., 1994).
Self-transcendence is defined as a multifaceted, higher-order character trait
that includes the aspects of self-forgetfulness, a strong connection to nature and
social justice, and spiritual acceptance (Cloninger, Przybeck, et al., 1994).
Significance of Study
Transformational leaders differ from transactional leaders in terms of their
specific behaviors (Bass, 1985; Bennis & Nanus, 1985; Burns, 1978; Kouzes &
Posner, 1987). Yet, studies of transformational leadership have been limited, for the
most part, to considerations of such behaviors rather than the underlying character
of the leaders. VLT (Sashkin, 1986; Sashkin & Rosenbach, 1996; Sashkin &
Sashkin, 2002) moves beyond this behavioral paradigm to consider specific
characteristics of the transformational leader, namely the leaders character. This
study continues an investigation of visionary (transformational) leadership but
furthers the literature by investigating the foundations of transformational
leadership behaviors.
Theoretical Significance
This study contributes to the theory of transformational leadership in
general and visionary leadership in particular by presenting an explicit
characterological perspective on the theory. Existing literature has hinted at the
relationship of character to leadership. This study makes this link explicit and
demonstrates how character is the foundation of transformational leadership
behaviors.
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Practical Significance
The primary significance of this study relates to the focus of theological
education and its emphasis on developing leaders for Christian ministry. The
identification of character as foundational to effective leadership demands a focus
on programs of character development, including existing programs of spiritual
formation, as well as continued monitoring, especially as individuals build
character through leadership experiences.
No longer can character development be relegated to a process that occurs
outside of the classroom. It must be integrated with the entire endeavor to develop
leaders who lead out of an ethical, moral, and righteous foundation, rather than one
of pragmatism whose focus is on accomplishing tasks rather than transforming
lives. This may provide additional fodder for the discussion on revitalizing
programs of theological education.
Another point of practical significance for this study is that it impacts the
direction and curriculum of seminary programs of spiritual formation.
Traditionally, such programs have been designed to address the character
development of those involved. However, operational definitions of character have
been seldom considered in construction of such programs nor are there empirical
studies that measure character growth of program participants.
This study advances this intention of character development by considering
the character dimensions that are most significant to effective leadership
functioning. Such programs of spiritual formation would do well to consider the
manner in which their graduates develop in these areas toward becoming more
effective leaders.
Limitations and Delimitations
This study was designed as a cross-sectional, self-report survey using a
convenience sample of masters-level students from the main campus of one large
evangelical institution of theological education. As such, problems of common
method variance and lack of random sampling were inherent in the research design.
Nonetheless, since self-report measures are subject to response bias such as social
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(Kuhnert & Lewis, 1987). Because of the role of ones belief and value system in
the selection and enacting of behaviors (Feather, 1988, 1995), understanding the
internal system that determines the actions of transformational leaders is crucial to
the prediction of transformational leadership and, therefore, leadership
effectiveness. Said another way, the leaders person (ontology) or character has a
drastic effect on the choice of leadership behavior that is enacted. Therefore, an
understanding of character is critical in order to predict, as well as develop, such
desired leadership behaviors by leaders.
Other authors have continued the theme of leadership that transforms. The
five exemplary practices of Kouzes and Posner (1987) highlight a similar
perspective on leadership. While these and other authors have demonstrated that
transformational leadership impacts individuals and organizations positively, they
do so from what appears to be a one-sided perspective, that of the behaviors of the
leader that transform followers. Despite the many useful and interesting insights
of these popular books, there has been minimal, if any, systematic study on the
inner experience of being a leader of an organization (Judge, 1999, p. 3).
Nonetheless, transformation leadership offers a robust paradigm for the
considerations of leadership and the effects of the leaders personal characteristics
on leadership effectiveness.
Comparison to Transactional Leadership
With the advent of the transformational leadership paradigm, most other
theories of leadership have been viewed as less than optimal. Certainly, this may be
inferred from Burns (1978) who considered transformational leaders as moral
agents. By implication, Burns (1978) seems to have considered
nontransformational leaders agents of amoral leadership. However, all forms of
leadership carry moral implications. This is true of transactional forms of
leadership as much as leadership that is considered transformational. Transactional
leadership, or leadership that is based primarily on an exchange relationship
between leaders and followers, still produces actions that have moral consequences.
What differs between transformational and transactional leadership is the explicit
focus of the former on positively developing the values and beliefs of followers.
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Transformational Leadership
Bass (1985)
Bass & Avolio (1994)
Burns (1978)
Character
Leonard (1997)
Cloninger, Svrakic, & Pryzbeck (1993)
Self-Directedness
Cooperativeness
Self-Regulation
Power Motive
McClelland (1975)
Self-Transcendence
Spirituality
Piedmont (1999)
Theoretical Research
Theoretical Research
Theoretical Research
Winter (2002)
Fry (2003)
Tischler, Biberman, &
McKeage (2002)
Empirical Research
Empirical Research
Empirical Research
Religious Leadership
Gilpin (1988)
Campbell (1992)
Current Study
Figure 1: Literature review map.
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Even given these distinctions, Bass (1985) emphasized the need for
transactional leadership in addition to purely transformational elements in order to
accomplish the needs for organizations as well as individuals. Similarly, Avolio
(1999) considered transactional and transformational leadership as necessary to
develop the full range of leadership. This distinction to also include transactional
elements is what distinguishes some perspectives of transformational leadership
from pure charismatic leadership.
Comparison to Charismatic Leadership
Another form, perhaps a subset, of transformational leadership is
charismatic leadership. Charismatic leadership, like transformational leadership,
requires an emotional connection between leader and follower such that an
influence relationship can occur. Charismatic leadership takes this emphasis to a
deeper level.
The theory of charismatic leadership, first made explicit by House (1977),
identifies those aspects of a leader that set him or her apart from followers in an
extraordinary way. In addition to the leaders charisma, charismatic leadership
involves exceptional leadership behaviors and positive attributions by followers.
According to Waldman, Javidan, and Varella (2004),
Key behaviors on the part of the leader include providing a sense of
mission, articulating a future-oriented, inspirational vision based on
powerful imagery, values, and beliefs. Additional behaviors include
showing determination when accomplishing goals and
communicating high performance expectations. Favorable
attributional effects on the part of followers include the generation
of confidence in the leader, making followers feel good in his/her
presence, and strong admiration or respect. (p. 358)
Obviously, values and beliefs are a core concept in these conceptualizations
of charismatic leadership, much as they are in transformational leadership. Yet,
what is it that governs the outcomes of the charismatic leadership relationship when
some state that followers desire, even create, their own toxic leaders (Kellerman,
2004; Lipman-Blumen, 2005)?
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Leader
character
Abilities
Leadership
behaviors
Leadership
outcomes
Feedback processes
Figure 2: The role of character in leadership.
Compared with other theories, VLT explicitly includes the elements of the
leaders personal characteristics (character and abilities), leadership behaviors,
factors specific to the situation, and leadership outcomes. The leader then utilizes
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what is gleaned from the situation to develop his or her character for leadership
through means of feedback.
Though not discussed in literature concerning VLT, others have examined
conceptual distinctions between character and abilities. Character is a component of
personality while abilities relate to ones competence to perform a task. For
example, intelligence is considered an ability (Nicholls, 1990). However,
personality is not contingent on intelligence to function properly. Said another way,
personality traits operate independent of ones cognitive ability (intelligence). A
further example of the distinction between trait and ability is the mixed model of
emotional intelligence (Bar-On, 1997; Caruso, Mayer, & Salovey, 2002) which
explicitly attempts to combine the two, as compared to pure ability measures of the
concept of emotional intelligence (Mayer, Salovey, & Caruso, 1997; Salovey &
Mayer, 1990). Nonetheless, personality in general and character in particular are
distinct from ones ability to enact specific behaviors and, therefore, garner
different attention in the model presented.
Vision is one of the constructs included in VLT, but it is an ability of the
leader rather than an aspect of the leaders character. However, the foundational
components of vision may be tied to leader self-regulation; such capacity to see
long-term implications and consequences of an action impacts ones decision to
postpone the desire for immediate gratification (McClelland & Boyatzis, 1982).
Other leadership theorists consider vision to have both cognitive and affective
components that then lead to specific behaviors (Lubin, 2001; Snyder, Dowd, &
Houghton, 1994; Strange & Mumford, 2002). However, because VLT considers the
construct of vision as the primary evaluation of a leaders cognitive ability, this
study does not intentionally consider the visionary leadership component of VLT.
Within VLT, the construct called confident leadership has been developed
as one of the components of the leaders character. This concept has been referred
to by Sashkin and Sashkin (2002) as self-efficacy and self-control and has been tied
somehow to emotional intelligence. Leader confidence involves personal control or
belief in overall unifying purpose and meaning in lifes events, a concept
equivalent to another self-regulatory construct called sense of coherence
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intrapsychic processes, and personal interests and preferences (Hogan & Sinclair,
1997). However, this perspective serves to continue the confusion about how each
of these constructs differ as well as relate to each other.
Psychologically, personality includes both character and temperament
(American Psychiatric Association, 1994; Leonard, 1997; Sperry, 1997).
Temperament includes the perceptual organization of information related to the self
that is acted upon unconsciously. As such, this is the realm of impulses in response
to some internal or external stimuli. On the other hand, character involves an
individuals abstract conceptualization of personal, interpersonal, and
transpersonal identity that is utilized to consciously alter interactions with the
environment (Cloninger, Svrakic, & Pryzbeck, 1993). Character is consistency in
behavior across time (Leonard, p. 240) and includes more than just a sense of
self (p. 240). In addition, personal beliefs are included in the character
components of personality. Character, then, is the realm of impulse control and
includes volitional elements. As such, character is the component of personality
that corresponds with belief in the Fishbein and Ajzen (1975) model since ones
general beliefs are conceptualizations of the way things work from a social learning
perspective and lead to attitudes upon which an individual eventually acts (Ponton
& Carr, 1999). The reader will recognize the correspondence to self-regulatory
models of behavior (Carver & Scheier, 1981, 1982, 1998) in which the typical
response to an impulse is compared to some established standard prior to action
(Baumeister & Heatherton, 1996). However, even given this research on character,
no studies have actually considered the effect of a leaders character on effective
leadership functioning.
Values
Rokeach (1968, 1973, 1979), father of much values-related research,
spawned a great amount of material on the topic covering both personal and
societal values. From a personal standpoint, values are attitudes held by each
individual and are fundamental in the selection of behaviors to be enacted (Ponton
& Carr, 1999). As such, values develop out of, but are distinct from, ones
character or beliefs about his or her identity. Values utilize ones identity
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Ethics
Ethics is considered as that which leads to good leadership, leadership that
is both morally and technically effective (Ciulla, 1998). What is generally meant
when discussing ethics is a system of standards against which all intended actions
are compared, especially those actions that affect other people (Gini, 1998b). Those
intended actions that align with the standard are ethical, while those that deviate
from the standard are unethical. However, what is important to note is that, though
it may coincide with a system that is developed and agreed upon by some
community, this system is internal to the individual. Therefore, ones ethics are an
intensely personal matter. In addition, since they are internal, there may be a
discrepancy between the standards of the community and the standards of the
individual. It is this discrepancy that is addressed by most ethics courses as well as
ethics texts. The ultimate goal is to transfer the standards of the community to the
individual.
In the process of behavior, ones intended actions are first compared to this
internal system of standards. Assuming that there is congruence with the system,
action may pursue without hindrance. However, if incongruent or if the system of
ethics is inadequate to the given situation, intentions may be modified in line with
ones value system. In this instance of incongruence or inadequacy, the individual
must revert to his or her value system to make a determination if the intended
behavior is in line with the prioritized values and intended outcomes.
Unfortunately, the term ethical often has been used in conjunction with the
external consideration of another individuals ethics. However, it may be better to
consider this external evaluation a different construct altogetherthe construct of
morality.
Morality
Common sense dictates that behavior is somehow related to our intentions.
Our legal system entails the assessment of ones behavioral intentions (e.g., was
ones role in anothers death premeditated or accidental). The legal consequences
of actions are determined by ethical intention when compared to some socially
developed system of interpretation (i.e., laws). Each system of morality is a socially
25
constructed reality. Actions that are considered moral for one society may be
considered immoral for another. Therefore, such systems are socially constructed
though somehow related to the self (Rest, Bebeau, & Volker, 1986).
Judgments of ones morality are related to the behaviors that are exhibited
since no judgment would be necessary if ones thoughts were to remain as
intentions and not become enacted as behaviors. Prior to action, intentions are
related to ones internalized system of ethics. Upon action, an observer judges the
behavior as moral or immoral, measured against an established system of standards.
Morality, then, is an assessment of the nature of the outcomes of the behavior
rather than the intention itself. There is, however, a distinct tie between ones
morality (action) and personality (character) in that morality is rooted in some
form of identity (Blasi, 1984, p. 137).
Distinctions Between Characteristics
Since existing leadership literature has not provided the desired conceptual
distinctions, we turn to the discipline of psychology for assistance. A comparison to
the model of behavior presented by Fishbein and Ajzen (1975) is helpful since it
distinguishes the factors involved in enacting specific behaviors (see Figure 3).
Beliefs
Attitudes
(values)
Intentions
Behaviors
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(provide feedback to) ones original beliefs. They either support the particularly
held belief or lead to a revision of the belief system.
The different components of the personal characteristics of leaders that have
been coveredcharacter, values, ethics, and moralitycan be incorporated into
such a model of behavior to explain the manner in which they differ conceptually.
Additionally, these characteristics can be separated into those components that are
internal to the individual and those that involve external behavior. These
distinctions have been previewed in the discussion regarding the different
components. This conceptual distinction is necessary to understand the differences
between the characteristics under consideration.
External
behavior and
appraisal
Character
Values (moral
development)
Ethics
Morality
27
28
29
30
regulation (Carver & Scheier, 1998). In Cloninger, Svrakic, and Pryzbecks (1993)
view, self-directedness (self-regulation) is of such importance that its absence is
the common characteristic of all categories of personality disorder. Regardless of
other personality traits or circumstances, a personality disorder is likely to be
present if self-directedness is low (Sperry, 1997, p. 271). In fact, most significant
personal and social problems can be explained from the viewpoint of failures in
self-regulation (Baumeister, Heatherton, & Tice, 1994; Vohs & Baumeister, 2004).
Therefore, for a study of leadership, self-directedness (self-regulation) should be an
essential component in the evaluation of character.
The first subtrait of self-directedness compares responsibility versus
blaming. Individuals high in responsibility generally recognize the consequences of
their own choices and do not blame others or the external circumstances for their
situation. This responsibility trait corresponds with the constructs of optimism
(Seligman & Csikszentmihalyi, 2000) and hardiness (McCall, 1994) in which
people take charge of their own actions and believe that their actions will produce
the desired results. This is also similar in concept to self-efficacy (Bandura, 1997).
The second subtrait of self-directedness compares purposefulness versus
lack of goal direction. Individuals high in purposefulness are able to regulate their
behavior by comparing behavioral choices to long-term values and goals. As such,
individuals high in purposefulness are usually able to delay immediate gratification
to achieve their goals. This delay of gratification is a significant component of
behavioral self-regulation (Bembenutty & Karabenick, 1998; Brown, 1998).
As stated, the psychological construct of behavioral self-regulation appears
equivalent to the character trait of self-directedness. Therefore, an examination of
self-regulation is warranted.
Self-Regulation
Self-regulation is a psychological construct that explains the manner in
which individuals carry out actions. Individuals regulate behavior in order to reach
predetermined goals. These goals are established through comparison to complex
schemas or patterns of behavior and being.
31
32
capabilities to organize and execute the courses of action required to produce given
attainments (p. 3). Self-efficacy is a part of the process of behavioral selfregulation and these efficacy beliefs are necessary for someone to enact specific
behaviors. Ponton and Carr (1999) demonstrated conceptually that self-efficacy
assessment occurs prior to the development of attitudes (values) about particular
actions. Related to leadership, some form of self-efficacy beliefs must exist before
a leader will determine to undertake a particular leadership action or behavior.
Research has demonstrated the link between self-efficacy, self-regulation,
and leadership. Wood and Bandura (1989) found that increasing the perceived selfefficacy of managers positively impacted the managers self-regulatory processes
that led to increased organizational performance measures. Leadership self-efficacy
is related to ones motivation to lead change efforts among subordinates (Paglis &
Green, 2002). In addition, Hartsfield (2003) demonstrated the correlation between
self-efficacy and a measure of transformational leadership. Self-efficacy, as a
component of self-regulation, is a significant factor in effective leadership
functioning.
Empirical Research
Research on self-directedness has demonstrated that the absence of this
character trait is significantly related to the presence of personality disorder
(Svrakic, Whitehead, Przybeck, & Cloninger, 1993). Self-directedness has also
been shown to be lower in people who are prone to some kind of self-regulation
failure, such as with illicit drug use (Hosak, Preiss, Halir, Cermakova, & Csemy,
2004). In addition to research with the full TCI, Prosnick, Evans, and Farris (2003)
developed a Short Index of Self-Directedness. However, most research still utilizes
the full TCI instrument (Cloninger, Przybeck, et al., 1994).
Summary
The character trait of self-directedness corresponds with the concept of
behavioral self-regulation. In addition, self-directedness conceptually incorporates
self-efficacy. Both self-regulation and self-efficacy have been linked to leadership
in general and transformational leadership in particular. Therefore, selfdirectedness should also demonstrate this significant relationship.
H1:
33
H2:
Cooperativeness
The character trait of cooperativeness, as defined by Cloninger, Przybeck, et
al. (1994), is a higher-order character trait that contains several lower-order
subtraits such as social acceptance, empathy, helpfulness, compassion, and
integrated conscience. Cooperativeness leads to ones ability to interact
appropriately with others.
One subtrait of cooperativeness, integrated conscience, seems to correspond
with the concept of power motivation (McClelland, 1974, 1975) since both pertain
to treating others fairly and not behaving in an opportunistic manner. Power
motivation has been demonstrated to significantly impact leadership abilities and
effectiveness (McClelland & Boyatzis, 1982). In addition, empathy and
compassion, two additional subtraits of cooperativeness, are components of some
models of emotional intelligence (Goleman, 1995). Such components are
significant to transformational leadership efforts (Sosik & Megerian, 1999).
Therefore, for the study of a leaders character, cooperativeness is also an essential
component.
OToole (2000) presented ambition as the one trait essential to good
leadership. However, ambition must be qualified, since the characteristic can drive
both a Ghandi and a Hitler (Kaplan, Drath, & Kofodimos, 1991). The classic work
on the topic of power is that of French and Raven (1959) who defined power in
terms of influence, and influence in terms of psychological change (p. 375). This
description is particularly useful in this study due to the nature of transformational
leadership as a process that involves the transformation of values and beliefs (i.e.,
psychological change). Leadership is a process that often utilizes power to
accomplish the interactions between leader and followers. The confounding issue is
34
whether the focus of the leaders power is directed for personal gain or for the gain
of others as well.
Power Motive
McClellands (1975) work is basic to the discussion on power motive. The
power motive construct has obvious correlations with the concept of servant
leadership where personalized power is viewed as detrimental to the leadership
process. Greenleaf (1996) asked, What is the corruption that flows from absolute
(real or near) or unchecked power? I believe that it is arrogance, being overly
convinced of ones own importance, and all of the evils that stem from that
aberration in judgment (p. 60).
Power-motivated people engage in a variety of impact and prestigeseeking behaviors. If they are also high in responsibility [self-regulation],
their power-seeking is prosocial and involves successful leadership; but if
they are low in responsibility, their power-seeking reflects a pattern of
profligate impulsivitydrinking, multiple drug use, exploitative sex,
verbal and physical aggression, and other high risk behaviors. (Winter,
2002, p. 123)
Abshire (2000) echoed Greenleaf in his evaluation of the pride that can
easily lead to the fall of a leader. In both cases, these men described the dark side of
leadership (Conger, 1990), something that is a potential of charismatic leaders,
especially those who do not cooperate or defer to the needs of others but neglect the
needs of others to follow their own grandiose visions.
It seems that transactional leaders and charismatic leaders are particularly
prone to exercise power for their own objectives, rather than those of the
organization or group. Popper (2002) highlighted the difference between
charismatic leaders who are prosocial versus those who exercise power for personal
gain:
Socialized leaders use their power to serve others; align their vision with the
followers needs and aspirations; maintain open, two-way communication;
and adhere to moral standards. Personalized leaders, in contrast, use their
power solely for personal gain, promote their own personal vision, maintain
35
Empirical Research
In contrast with research on self-directedness for which the Short Index of
Self-Directedness (Prosnick et al., 2003) has been developed, research on
cooperativeness still utilizes the full TCI instrument (Cloninger, Przybeck, et al.,
1994). Existing research has demonstrated that the absence of cooperativeness is
significantly related to the presence of personality disorder (Svrakic et al., 1993).
As was found with self-directedness, cooperativeness has also been shown to be
lower in people who experience some kind of self-regulation failure, such as with
illicit drug use (Hosak et al., 2004). Perhaps this is due to the lack of ability to
withstand peer pressure appropriately. Giotakos, Vaidakis, Markianos, Spandoni,
and Christodoulou (2004) found a significant correlation between an abusive or
affectionless parent and the development of low cooperativeness in individuals.
Those individuals with low cooperativeness are often found in circumstances where
their self-focused actions negatively impact themselves and others. Such is to be
expected of persons who are pathologically narcissistic. However, less extreme
narcissism may still lead to negative consequences as a result of the actions of these
individuals, especially those who are leaders whose actions impact the lives of
36
multiple people. In addition, this research demonstrates how such a character trait
may or may not develop adequately in individuals.
Summary
A greater focus on the needs of others is generally seen as maturity or
wisdom and is something highly valued in Christian ministry. Therefore,
developing Christian leaders should display this focus in line with an appropriately
developing power motive and display interpersonal tendencies that are counter to
leader narcissism.
Based on the theoretical links between the constructs, and in line with VLT,
Bass (2002) speculated that there might be a link between one who is highly selforiented and the practice of pseudotransformational leadership. Therefore, the
antitheses of self-oriented leaders, those who are highly cooperative, are much
more likely to exhibit transformational behaviors.
H4:
37
Self-Transcendence
The character trait of self-transcendence, as defined by Cloninger,
Przybeck, et al. (1994), includes such subtraits as creative self-forgetfulness,
transpersonal identification, and spiritual acceptance. Self-transcendence refers to
ones perspective on his or her relationship to the external environment at large.
Such a perspective goes beyond interpersonal interaction to include the manner in
which a person views his or her place in the universe.
One subtrait of self-transcendence, spiritual acceptance, correlates strongly
with the concept of spirituality (Ritscher, 1998). Baumeister and his colleagues
(Baumeister & Heatherton, 1996; Baumeister, Heatherton, Tice, & Marsh, 1996)
proposed that transcendence has a mediating effect on ones abilities to selfregulate behavior. Therefore, for the study of a leaders character, selftranscendence would also seem to be an essential component.
Self-transcendence has been considered as intrinsic to leadership (Carey,
1992, p. 226) as the leader understands himself or herself in relation to others and,
as a result, makes decisions to lead from either a personal or social motivation. This
is inextricably linked with the character trait of cooperativeness and the construct of
power motive. This demonstrates that self-transcendence is a necessary component
of ones mature character for effective leadership to operate.
H5:
38
39
(Giotakos et al., 2004), and suffer from depression (Hansenne et al., 1999).
However, in the case of these personality disorders, self-directedness (and
cooperativeness, in some cases) was low. Therefore, self-transcendence appears to
be a necessary but insufficient predictor of both self-directedness and
cooperativeness. Nonetheless, self-transcendence should be high in those
individuals who have mature character (i.e., high in both self-regulation and
cooperativeness for a combined score of 58 on the TCI) (Cloninger, Przybeck, et
al., 1994).
H6:
Summary
It was expected that this population of students preparing for Christian
ministry would demonstrate greater self-transcendence than other secular groups.
Theoretically, this personal character trait has led to their vocational direction. This
trait includes selflessness as individuals focus on the needs of people and the world
around them rather than exclusively their own. Therefore, developing Christian
leaders should display this focus in line with an appropriate humility and display
interpersonal tendencies that demonstrate this selfless orientation.
Religious Contexts for Leadership
Calian (2002) considered seminaries the ideal place to develop leaders for
churches. In fact, he considered leadership development the primary task of such
institutions. In this process of leadership development, the formation of ones
character is paramount to the purposes of theological education (Gilpin, 1988).
Because theological education is focused on the development of church leaders
(Herring, 1999), it is particularly important to develop the foundation of character
for leadership within institutions of theological education. As stated by one church
historian, It is the task of the seminaries to produce a competent coterie of leaders
for Christian ministry (Hannah, 2004, p. 1). Additionally, it is imperative that
religious leadership not be pursued for personal gain. Rather, strong leadership in
40
the church serves the churchs ends when it helps the community to order its life
for ministry (Campbell, 1992, p. 6).
Greenleaf (1998), seeing the magnitude of developing transformational and
servant leadership qualities in religious leaders, leveled the responsibility for the
transformation of society upon seminaries. Seminaries play a key role in the
development of clergy (leaders) for churches and denominations. It is these
churches and denominations that then have a responsibility to minister to the world
in which we live. Therefore, the issue of leadership development is of special
importance to institutions of theological education. In particular, the evaluation of
their graduates is crucial in order to insure that these graduates mirror the values
that must be present to promote the transformation of individuals and society. If
this vision [of personal development to then meet the needs of society] is to be
achieved, a process that has to do with the beingthe characterof students and
graduates is required (Hardman-Cromwell, 1993, p. 26).
Spiritual formation programs are often curricular component designed to
address the spiritual life and character development of seminary students.
Spiritual formation is a matter to be considered in the context of moral
[character] formation not only because the two cannot be separated but also
because failure on the part of the theological school or the student to attend
to the spiritual life undermines the authenticity of ministry. (Campbell,
1992, p. 18)
In addition to programs of spiritual formation that generally address the
character development of participants, Hillman (2004) demonstrated that students
who are currently involved in some ministry leadership activities had the greatest
propensity for displaying effective leadership behaviors. Such current ministry
involvement is an important component in the process of transferring theory into
practice and positively affecting the leadership development process. It is likely
that the character of those involved in such ministry activities is different than that
of uninvolved students. What is unknown is whether the character precedes and
leads to involvement in ministry or ministry involvement promotes character
development.
H7:
41
Conclusion
This literature review has demonstrated that the character traits of selfdirectedness, cooperativeness, and self-transcendence are prerequisites to effective
enactment of transformational leadership behaviors. Other constructs are important.
However, these three personal characteristics of the leader are foundational to
appropriate functioning. This is primarily due to the foundational nature of these
character components for any healthy individual including transformational leaders.
In addition, while it is true that situational factors, especially the level of current
ministry leadership, moderate the relationship between the leaders character and
effective leadership, good (that which is both technically and ethically good)
leadership cannot occur without appropriate character.
While self-transcendence plays an important part, the literature has strongly
supported the fact that both self-directedness and cooperativeness must be present
to insure effective leadership functioning. The presence of one construct without
the other reflects a deficiency of personality or character. Cooperativeness without
adequate self-directedness is likely to result in unethical leadership influence
behaviors. Self-directedness without adequate cooperativeness is likely to result in
high task orientation personally for the leader but limited ability (or desire) to
influence followers. A model of the relationships between the variables in this
study is presented in Figure 5.
Indeed, character is foundationally important to leadership. Therefore,
effective leaders should be identifiable by the presence of specific aspects of
character. A model of leadership effectiveness based on character should provide
significant predictive power for the enactment of transformational leadership
behaviors.
42
Selftranscendence
Ministry
leadership
involvement
+
Self-directedness/
confident
leadership
Cooperativeness/
follower-centered
leadership
+
+
+
Visionary
leadership
43
Chapter 3 Method
This study utilizes a research design intended to examine the differences
between those who possess certain character traits and their ability to enact
effective leadership practices. This chapter describes the sample from which the
data were collected, the instruments utilized in the data collection, and the
procedures used for this study.
Sample
This study utilized a sample to assess the relationship between character and
transformational leadership effectiveness that consisted of 334 individuals
preparing for ministry leadership. These individuals were seminary students and
group leaders involved in a program of spiritual formation at a major evangelical
seminary. This program requires participation in group meetings and activities for 2
years. Participation in the program at this institution is only required of students in
two degree programs: the Master of Theology (ThM) and the Master of Arts in
Christian Education (MA CE) programs. These two programs have been designed
to prepare students for full-time vocational Christian ministry. Participation by
students in other programs at the institution is voluntary. Enrollment in the spiritual
formation program comprises approximately 60% of the entering student
enrollment at the institutions main campus each year.
Students are assigned to spiritual formation groups based on certain
demographic factors such as marital status, age, ministry background, and class
schedule. Group size ranges from 4 to 10 individuals, including the group leader.
Student peers who have previously completed the program are the primary leaders
of these groups, although a small number of group leaders are institutional faculty
and staff. Some spiritual formation groups are composed of students and spouses.
However, this study only considered groups in which student spouses were not
group participants. Additionally, only those groups that hold meetings at the
institutions main campus were included in this sample, though additional groups
meet at other extension locations and at local churches. These excluded groups
44
45
46
47
48
Chapter 4 Results
This chapter presents the demographics of survey respondents and the
results of the data analyses including descriptive statistics, reliabilities of all scales,
and analyses of variance for all hypotheses.
The purpose of this study was to investigate if visionary leadership
behaviors (which, according to VLT, are characterized as capable management,
reward equity, communication leadership, credible leadership, caring leadership,
creative leadership, confident leadership, follower-centered leadership, visionary
leadership, and principled leadership) differ according to levels of the character
traits of self-directedness, cooperativeness, and self-transcendence. In addition, this
study also considered if mature character (defined as the combination of the
character traits self-directedness and cooperativeness) differ according to levels of
the character trait self-transcendence. Finally, this study considered if visionary
leadership behaviors differ according to current level of involvement in a ministry
capacity. These differences were hypothesized to be significant for a population of
masters-level seminary students preparing for positions of ministry leadership at
the main campus of one large evangelical institution of theological education.
Specifically, this study examined the following hypotheses:
H1:
H2:
H3:
H4:
H5:
H6:
49
H7:
Demographics
The demographic characteristics of survey participants are presented in
Table 1. Item numbers correspond to Section 1 item numbers of the survey
instrument (see Appendix A).
Table 1: Demographic Profile of Survey Participants
Demographic
Gender
Age
Marital status
Family of origin
Degree program
Male
59
58.4
Female
42
41.6
< 30 years
45
44.6
30 - 39 years
35
34.7
40 - 49 years
15
14.9
50 years
4.9
Unknown
0.9
Single
56
55.4
Married
42
41.6
Single, divorced
2.0
Single, widowed
1.0
85
84.1
Divorced parents
12
11.9
3.0
Foster home
0.0
Unknown
1.0
MA in christian education
18
17.8
MA in biblical counseling
2.0
0.0
68
67.3
linguistics
ThM
50
Demographic
Vocational direction
Participation in
Other
13
12.9
Senior pastor
14
13.9
Pastoral staff
22
21.8
Academic ministry
26
25.7
Parachurch ministry
24
23.8
Nonvocational ministry
7.9
Unknown
6.9
First year
59
58.4
Second year
23
22.8
19
18.8
0.0
< 1 year
38
37.6
1 - 3 years
23
22.8
4 - 6 years
15
14.9
7 - 10 years
10
9.9
> 10 years
15
14.9
9 hours
69
68.3
spiritual formation
Current weekly
vocational leadership
involvement
10 - 19 hours
16
15.8
20 hours
15
14.9
Unknown
1.0
51
range from .42 to .94 for 9 of the 10 factors in seven different samples (Sashkin,
2002). Scale 8 regarding follower-centered leadership had the lowest reliabilities
demonstrated (.21 - .51) due to the conceptually inconsistent subscales assessing
prosocial versus personalized power orientation (Sashkin, 2002). Reliability of the
TLP instrument for this sample is at the upper end of previous results utilizing
different samples. Reliability measures could not be found for the impression
management items of Paulhus (1984) social desirability scales. The sample for this
study demonstrated low reliability for this instrument.
Table 2: Coefficient Alphas for Survey Scales, N = 101
Scale
.87
.94
.51
Descriptive Statistics
Table 3 gives the descriptive statistics for all study variables including the
number of responses, means, and standard deviations.
Table 3: Descriptive Statistics, N = 101
M
SD
Self-directedness
34.18
7.07
Cooperativeness
37.78
3.07
6.71
3.07
Visionary leadership
190.37
20.74
Confident leadership
18.94
3.04
Follower-centered leadership
17.51
2.20
5.99
1.85
Self-transcendence
Social desirability
52
Missing responses in the data set were replaced using the practice of
substituting the variable mean (Newton & Rudestam, 1999) so as not to reduce the
total number of responses, thereby severely limiting the power of the analysis. To
calculate the character scores for the TCI (Cloninger, Przybeck, et al., 1994), only
the 107 items related to character were used in this study. The individual responses
to TCI items were combined to create each composite subscale within each
character scale. Each subscale score was then combined to create the composite
score for the specific character scales. Table 4 lists the TCI character scales and
their corresponding subscales.
Table 4: TCI (Cloninger, Przybeck, et al., 1994) Character Subscales and
Descriptive Statistics, N = 101
M
SD
Self-directedness
SD1
7.24
1.44
SD2
6.50
1.66
SD3
4.22
1.13
SD4
7.70
2.90
SD5
8.52
2.59
Cooperativeness
C1
7.34
.87
C2
5.54
1.33
C3
7.38
.77
C4
8.90
1.38
C5
8.61
.66
Self-transcendence
ST1
4.39
2.19
ST2
Transpersonal identification
2.30
1.60
ST3
.99
.10
53
The scores on the character scales of the TCI (Cloninger, Przybeck, et al.,
1994) can range from a minimum of 0 to a maximum of 44 for the self-directedness
scale, from 0 to 42 for the cooperativeness scale, and from 0 to 20 for the selftranscendence scale.
Individual responses to TLP (Sashkin et al., 1997) items were combined to
create each composite scale within the full TLP instrument. Table 5 lists the scales
for the TLP instrument.
Table 5: Sashkin et al.s (1997) TLP Scales and Descriptive Statistics, N = 101
M
SD
Scale 1
Capable management
18.80
2.95
Scale 2
Reward equity
18.68
2.62
Scale 3
Communication leadership
19.14
2.61
Scale 4
Credible leadership
21.27
2.74
Scale 5
Caring leadership
20.22
2.98
Scale 6
Creative leadership
18.70
2.89
Scale 7
Confident leadership
18.94
3.04
Scale 8
Follower-centered leadership
17.51
2.20
Scale 9
Visionary leadership
18.06
3.11
Scale 10
Principled leadership
19.04
2.69
Each scale score was then combined to create the visionary leadership
composite score. The confident leadership and follower-centered leadership scales
are components of the overall visionary leadership score of the TLP (Sashkin et al.,
1997). The scores on the TLP can range from a minimum of 50 to a maximum of
250. The confident leadership scale of the TLP can range from a minimum of 5 to a
maximum of 25, as can the follower-centered leadership scale of the TLP.
Analyses of Variance
Analysis of variance (ANOVA) is used to determine if there are differences
between the means of three or more discrete groupings for a variable. Group
54
members were identified as those whose responses fell within the lowest third,
middle third, and upper third percentiles, respectively, for each character scale. The
traditional ANOVA is based on the assumptions that the population from which the
data are taken is both normally distributed and is homoscedastic. The data in this
study meet the criterion of equal variances according to Levenes test. Table 6
presents this information.
Table 6: Levenes Test for Equality of Variances
Levene statistic
H1
2.90
.06
H2
1.19
.31
H3
1.62
.20
H4
.24
.79
H5
.55
.58
H6
1.10
.34
H7
.14
.87
55
H1
20.37
.00
H2
17.29
.00
H3
7.97
.02
H4
18.40
.00
H5
2.87
.24
H6
.22
.95
H7
5.45
.07
56
57
(Cohen, Cohen, West, & Aiken, 2003). In addition to leader character traits, the
demographic variables related to ministry leadership experience (previous
vocational leadership experience and current weekly vocational leadership
involvement) were also loaded in the regression model to explore the degree of
variance that could be attributed to them. Though the previous experience variable
was not specifically identified in the literature as a variable of interest, it is similar
in nature to that of current ministry leadership involvement and may therefore have
a similar effect on the dependent variable.
Backward regression analysis was performed in the first analysis to assess
the amount of variance accounted for in the dependent variable (visionary
leadership behaviors) by the independent variables (self-directedness,
cooperativeness, and self-transcendence). In backward regression analysis, all
independent variables are entered into the regression model and then those that do
not contribute significantly to the regression equation, based on statistical analysis,
are removed from the model.
The results of this analysis demonstrate that of the three character trait
independent variables, only self-directedness and self-transcendence remained in
the model. Table 8 shows the combined effects of these two variables account for
31% of the variance in the dependent variable, visionary leadership behaviors (R2 =
.31), and multiple correlation of .55 of these two variables with the dependent
variable.
Table 8: Regression Model Character Traits
R2
Model
.56a
.32
.55b
.31
df 1
df 2
15.07
97
.00
21.61
98
.00
58
(Constant)
4.66
.00
101.71
21.83
1.40
.59
.21
2.39
.02
Cooperativeness
.90
.70
.13
1.29
.20
Self-directedness
1.32
.30
.45
4.41
.00
126.96
9.83
12.92
.00
Self-transcendence
1.58
.57
.23
2.77
.01
Self-directedness
1.54
.25
.53
6.22
.00
Self-transcendence
SE
Standardized coefficients
(Constant)
59
R2
df 1
df 2
.502a
.252
33.33
99
.00
.553b
.306
21.61
98
.00
.582c
.338
16.53
97
.00
60
(Constant)
15.73
.000
5.77
.000
12.92
.000
140.02
8.90
1.47
.26
126.96
9.83
Self-directedness
1.54
.25
.53
6.22
.000
Self-transcendence
1.58
.57
.23
2.77
.007
124.82
9.70
12.87
.000
Self-directedness
1.46
.25
.50
5.89
.000
Self-transcendence
1.41
.57
.21
2.49
.015
Leadership experience
2.62
1.21
.18
2.17
.032
Self-directedness
2
SE
Standardized coefficients
(Constant)
(Constant)
.50
Conclusion
This study was conducted to examine the differences that the three
independent variablesself-directedness, cooperativeness, and selftranscendencehave on the dependent variablevisionary leadership behavior.
These differences were hypothesized to be significant for a population of masterslevel seminary students preparing for positions of ministry leadership at the main
campus of one large evangelical institution of theological education. Specifically,
this study examined the following hypotheses:
H1:
H2:
H3:
H4:
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H5:
H6:
H7:
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Chapter 5 Discussion
This study was conducted to examine the differences between low and high
levels of character on effective leadership behaviors for potential ministry leaders.
Specifically, this study evaluated differences between levels of the character traits
of self-directedness, cooperativeness, and self-transcendence on visionary
leadership behaviors. This chapter discusses research results and the implications
for the study of transformation and visionary leadership; the distinction between the
leaders character, values, ethics, and morality; character and its components; and
leadership for religious contexts. Also discussed in this chapter are the limitations
and broader implications of this study as well as suggestions for future research
into these concepts.
Research Results
Leadership, as a self-regulatory process, involves the selection of
appropriate behaviors as determined by the beliefs of the leader in a desire to affect
specific outcomes. The character traits of a leader are those fundamental beliefs
that drive the selection of specific behaviors. Transformational leadership is well
defined as a behavioral construct with significant links to follower affect, follower
development of trust, and overall measures of organizational effectiveness. At its
core is the focus on the heart of a leader as he or she attempts to lead others toward
personal and organizational transformation. In fact, what defines transformational
leadership as transformational is positively developing the values and beliefs of
followers (Burns, 1978). However, what has been missing in this discussion,
though implicit within the theory itself, is consideration of the character of the
leader that forms the foundation for the transformational behaviors that in turn
transform followers.
Visionary Leadership
VLT (Sashkin, 1986; Sashkin & Rosenbach, 1996; Sashkin & Sashkin,
2002) emerged through research streams similar to those considering
transformational leadership function but arrived with an explicit acknowledgement
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64
Each of these items come from the TLP (Sashkin et al., 1997) subscales of
either credible leadership (focusing on the leaders integrity) or follower-centered
leadership (focusing on humility and the inclusion of others in the common vision
and use of power). Each of these items possesses significant relationships (r = .399,
p < .01; r = .313, p < .01; r = .575, p < .01; r = .348, p < .01, respectively) with the
TCI (Cloninger, Przybeck, et al., 1994) subscale of congruent second nature
(having good habits, self-discipline, trustworthy). Through the use of such
measurements, this study shows how such concepts are birthed from the character
of the leader rather than simply emerging on their own. Visionary leadership
embraces the moral fabric of leadership but does so without specifically identifying
the characterological components at work that form the motivation to lead in a
transformational manner. This study extends the research that has already been
conducted on both visionary and transformational leadership to provide insight into
the nature of the characterological foundation of leadership action. Specifically, this
study demonstrates that those high in the character components of self-directedness
and cooperativeness are more likely to exhibit visionary leadership behaviors,
especially those related to confident leadership and follower-centered leadership,
each tied to the individual character traits of self-directness and cooperativeness,
respectively.
One item addressed cursorily in the literature review but not addressed
specifically in this study was the moral development of the leader. If moral
development proceeds from the character of the leader as proposed, then those
leaders with higher character levels would also express higher degrees of moral
development. Further research should address this area specifically, especially
since moral reasoning has already been demonstrated to impact transformational
leadership (Turner et al., 2002). However, what is not known is if those leaders
who possess specific character traits are better able to make moral decisions or if
there are other components at play in enacting ethical and moral leadership
behaviors. Assessment of this area will help strengthen the conceptual link between
character, values, ethics, and morality.
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66
This study revealed the differences between leaders with high levels of
character and their demonstration of transformational behaviors. In addition to this
link with transformational leadership, conceptual relationships also exist between
character traits and the practice of servant leadership. Greenleaf (1977) emphasized
the servant-first aspect of servant leadership. As the theory has developed, various
people have developed frameworks to operationalize the theory. The framework
offered by Russell and Stone (2002), which they developed from the literature on
servant leadership, includes the dimensions of vision, credibility, trust, service,
modeling, pioneering, appreciating others, and empowerment. Many of these
dimensions, especially credibility, trust, appreciating others, and empowerment,
related directly to the aspects of self-directedness and cooperativeness. Further
research should be done to determine if the strength of relationship between servant
leadership and character exists as it does for transformational leadership.
In addition to general implications that can be drawn from the study of
leadership and character, specific implications can be drawn from the character
traits identified and assessed in this study.
Self-directedness. According to the research regarding Cloninger, Przybeck,
et al.s (1994) TCI, self-directedness is the key trait that determines a healthy
personality. In fact, low self-directedness predicted personality disorder in the
original TCI validation sample; by antithesis, high self-directedness was consistent
with healthy function. This study supported that same finding but associated high
self-directedness with healthy leadership function.
Self-directedness is a trait that primarily addresses ones internal selfregulatory function. Such intrapersonal as well as interpersonal abilities act as part
of a set of competencies shown to predict effective leadership (Boyatzis, 2007).
However, many visible deficiencies are often evidenced first by internal selfregulatory failures (Baumeister & Heatherton, 1996; Baumeister & Vohs, 2004).
These types of failures are related to executive derailment (Lombardo & Eichinger,
1991; Leslie & Van Velsor, 1996), overactive ambition (Kaplan et al., 1991), and
even burnout. Future research needs to consider the primacy of self-directedness to
leadership function. This study has confirmed that self-directedness is significant to
67
the function of visionary leadership. However, what are the costs to leaders (and
their organizations) if self-directedness is low? Such questions should be
considered by future research to better understand the role that self-directedness
and the other character traits play in effective leadership function.
Cooperativeness. Results from this study reveal that ones level of
cooperativeness is significant to visionary leadership behaviors. Interestingly, this
trait was not included when the exploratory multiple regression analysis was
conducted. Nonetheless, this trait is still significant to leadership function.
Organizational psychologists have long agreed that leadership requires the
use of power. Yet, there are some leaders who use power for their own purposes
while others use it to accomplish collective goals. This orientation has been termed
the power motive (McClelland, 1974, 1975). It has been demonstrated to
significantly impact leadership abilities and effectiveness (McClelland & Boyatzis,
1982). The character trait of cooperativeness corresponds with this concept of
power motivation since both pertain to treating others fairly and not behaving in an
opportunistic manner. In addition, empathy and compassion, two additional
subtraits of cooperativeness, are components of some models of emotional
intelligence (Goleman, 1995) which itself has been shown significant to efforts of
effective leaders (Sosik & Megerian, 1999).
The question regarding character is how to identify leaders with character
that leads to the appropriate use of power. Personal versus prosocial power has
been tied to pseudotransformational practices (Bass & Steidlmeier, 1999), practices
by which the leaders actions look like they are transformational in nature but the
leaders motivation is not authentic. In the end, such leaders are immoral because
their leadership is egotistical and benefits the leader personally rather than
benefiting others or the organization. This study has identified the significance of
leaders high in the character trait cooperativeness as displaying greater evidence of
visionary leadership behaviors. Cooperativeness then becomes a key factor in
determining true transformational leadership. Future studies should consider how
better to measure the cooperativeness trait in leaders and determine if it is
significant in determining the power motive of the leader. Research using the VLT
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69
In light of the reality that leadership is, at its most essential level, a spiritual
activity, I would strongly contend that in the final analysis every leadership
failure is, at its root, a spiritual issue. Regardless of whether the failure
takes the shape of sexual immorality, unethical business practices, criminal
activity, or any other impropriety that could lead to a leadership failure, at
the core of all these failures is the leaders inability to recognize, diagnose,
and address spiritual disease of one sort or another in his life. (p. 129)
Additionally, future explorations should consider the interaction of the trait
of self-transcendence with the other character traits self-directedness and
cooperativeness. Though not significant in this study, future studies should
consider how the traits develop and if there is progression in their development
(i.e., if one is fundamental to the development of the others). Such developmental
awareness can assist in the design of character development initiatives.
Future explorations are also appropriate to determine in what way highly
self-transcendent leaders may be different from those who are not. Such
consideration is important for leaders in general. However, given the apparent links
to spirituality, such consideration is essential for those exercising religious
leadership.
Leadership for Religious Contexts
It was a fundamental premise of this study that much can be learned by
institutions of theological education through an investigation of truth gleaned
through rigorous evaluation, even if not from an investigation of biblical texts.
While it is important that truth be in fundamental agreement with a biblical
worldview, all truth does not come directly from Scripture. Rather, all truth is
Gods truth (Gaebelein, 1954, p. 20). Much truth exists that has been gleaned from
secular analysis of the study of character and leadership that can improve the
process by which leaders are trained for Christian ministry (Malphurs, 2003).
From the standpoint of a social cognitive framework (Fiske & Taylor,
1991), if enacting leadership behaviors is based on specific leadership selfstructures or schemas (Murphy, 2002), it highlights the importance of clarification
of leadership schemas for Christian ministry. Students cannot enact appropriate
70
leadership behaviors if they do not know what behaviors are appropriate for
Christian leaders. Leader self-regulation can only occur based on the leadership
schemas held by each individual. Therefore, desired outcomes must take shape
through the evaluation of appropriate standards. This implies that seminary
curricula, if attempting to influence the development of appropriate leadership for
Christian ministry, must provide discussion and training to insure that graduates
embark with appropriate leadership schemas from which they can then enact
appropriate leadership behavior. At the very least, seminaries must clarify or
operationalize what is meant by the term Christian leader.
The developmental perspective has important implications for leader
selection and personorganizational fit (i.e., the admissions process).
If a pattern of how leaders develop can be determined reliably, the
constructive/developmental framework may have implications for selecting
and developing leaders. It may be possible to select individuals for
particular leadership positions on the basis of their stage in the
developmental process and the needs of the organization. (Kuhnert &
Lewis, 1987, p. 655)
Perhaps theological institutions should examine specific character competencies
that students should exhibit prior to undertaking theological education in
preparation for ministry. Some have speculated that the lack of personal maturity
has contributed to ministry failures in the past (Ferder & Heagle, 2002). If this is
true, such minimal expectations should be strongly considered, both for the benefit
of the minister as well as those to whom service is being rendered. This also
highlights again the problem that prospective leaders who do not exhibit behaviors
consistent with espoused beliefs undermine their own leadership (Raelin, 1993).
Regardless of the establishment of formal thresholds for admission,
institutions of theological education and hiring churches and denominations should
consider what maturity levels their graduates should be required to demonstrate
prior to graduation or prior to endorsement for specific ministries. Such should
specifically become topics within field education or theological reflection
coursework (cf., Ward, 1998).
71
72
73
than relationships between variables. Such future versions will allow increased
power in statistical analyses.
Implications
This chapter has already addressed a number of implications and
recommendations specific to particular expectations raised in the literature review.
However, other broader implications are also apparent due to results from this
study.
Leadership Development
Character assessment can be a useful tool for leadership development of
those committed to professional and personal growth (Clark, 2003). Can it be used
for more than personal reflection and self-motivated growth? Can such
instrumentation allow formal evaluation and the development of personal growth
plans? Perhaps such character assessment could be pertinent to the leadership
development engine that exists in our organizations.
Theological education is designed to function as dialectic in the formation
processdialectic as an examination of the assumptions that form the basis for a
particular belief system (Tracy, 1988). In fact, the educational process known as
transformative learning theory (Mezirow, 1991) has much the same goal in mind
perspective transformation. This process requires an event that triggers the
evaluation of ones understanding of ones worldview. But, this would seem to be
exactly that for which we are lookingopportunities to reexamine priorities and
promote significant development and character change. Perhaps leadership
development programs should intentionally foster transformative experiences, even
through processes such as action learning (Smith, 2001).
Leader Character Traits
This study has attempted to demonstrate that specific character traits are
necessary to effective leadership function. If this is true, our only hope for good
leadership then is to develop people of good character. Unfortunately, we are
biased against such development. The difficulty lies in the fact that, even though it
is possible to experience a transformation of character, most people are not
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75
study should be replicated using pastoral ministry leaders as a population, not just
prospective leaders.
Some concepts that are part of VLT were addressed conceptually in the
literature review but not specifically measured by this study. One specific concept
is that of vision. Is vision tied to self-regulation (as posited in the literature
review)? Is vision also tied to ones character trait of self-transcendence (the ability
to see long-term implications)? Additional research should consider these questions
specifically to determine the emergence of such a significant construct to the
landscape of leadership literature (Conger, 1989; Strange & Mumford, 2002).
Second, this study did not specifically consider how the situation affects the
leadership outcome of the situation as posited by VLT. Future studies should
consider how the character of the leader interacts with particular aspects of the
situation to create a positive organizational outcome.
As stated, significant links have been found in the literature between
transformational leadership and follower affect, follower development of trust, and
overall measures organizational effectiveness. However, future research should
attempt to address how these areas of leadership and organizational function are
affected by the character traits of leaders.
This study has attempted to demonstrate that specific character traits are
necessary to effective leadership function. If this is true, our only hope for good
leadership then is to develop leaders of good character. If then it is possible to
intentionally foster such changes in people, then maybe our most significant hope
lays in the process of building character (Klann, 2007).
76
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Appendix A
Survey Instrument
96
Copyrighted Material
Questionnaire and/or Questions Cannot be
Reproduced Without the Authors Permission
97
Copyrighted Material
Questionnaire and/or Questions Cannot be
Reproduced Without the Authors Permission
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Appendix B
Human Subject Research Approval
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Appendix C
Approval to Use Sashkin et al.s (1997) TLP Instrument
Hi, Reid;
I'm glad to hear that you are making good progress on the dissertation plan. We
are in the midst of getting the TLP set up on line so that it can be completed by
anyone with internet access. While that might be ready by August 22, it would be
safer and probably simpler (given that you are giving these entering students a
battery of other assessments at the same time) to just use the paper form. This is
especially the case since you need not have individual analysis reports run and
need only a data disk for dissertation research purposes. There should be no
problem at all getting a ream of forms to you; that should be enough for all of the
uses you mentioned (the incoming students and the additional students completing
their intro coursework). I think the idea of developing a longitudinal quasiexperimental design is a very good one. See Brad Lafferty's dissertation for details
on how he did this at Air University's Air Command and Staff College.
We may have spoken about the alternative TLP form called the Leadership
Competency Assessment. It is essentially the same as the TLP but the items have
been slightly revised as needed to eliminate any implication that the respondent is
in a formal leadership or management position. Given your population, it might be
better to use the LCA.
I'll speak to Bill about all of this. Send us a mailing address so we can get the
forms to you.
Best,
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Appendix D
Approval to Distribute Survey Instrument
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Appendix E
Survey Instructions