DOI 10.1007/s10064-014-0659-8
ORIGINAL PAPER
Abstract The use of correlations and empirical relationships in geotechnical engineering provides a fast, costeffective means of predicting the value of a parameter
based on the values of certain other, possibly more easily
determined, parameters. The correlation between two or
more soil properties has been found to be dependent in
varying degrees on soil type, the testing method used to
obtain the numerical value of the parameter itself and the
homogeneity of the soil. Many empirical correlations
among soil properties have been published. These correlations, based on widely sourced data, may not be appropriate for local situations. Hence, there is a need for
correlations that are based on local data. This paper evaluated the validity of published empirical equations for the
index of fine-grained soils in Missouri, USA. Four indices
were used in the assessment including the root mean square
error, the ratio of the estimated to laboratory-determined
compression index, the ranking index and the ranking
distance. Results reveal the overall best correlations for the
Southeast Region and Other Regions of Missouri are
given by Azzouz et al. (Soils Found 16:1929, 1976).
S. Onyejekwe
Road Sector Development Team, Federal Ministry of Works,
Abuja, Nigeria
e-mail: sonyejekwe@yahoo.com
X. Kang
Department of Civil, Architectural, and Environmental
Engineering, Missouri University of Science and Technology,
Rolla, MO 65409, USA
e-mail: xkb4c@mst.edu
L. Ge (&)
Department of Civil Engineering, National Taiwan University,
Taipei, Taiwan
e-mail: louisge@ntu.edu.tw
Introduction
Correlations and empirical relationships are used extensively in geotechnical engineering. The use of correlations and empirical relationships provides a fast, costeffective means of predicting the value of a parameter
based on the values of some other, possibly more easily
determined, parameters provided that the appropriate
correlations are employed. Generally, the more easily
obtained parameters are correlated to the difficult-toobtain parameters. The correlation between two or more
soil properties has been found to be dependent in varying
degrees on soil type, the testing method used to obtain
the numerical value of the parameter itself and the
homogeneity of the soil (Uzielli et al. 2007). Many correlations between soil properties have been published. A
publication by Kulhawy and Mayne (1990) presents over
50 such correlations.
Knowledge of the consolidation properties of a soil is
important in geotechnical design, particularly as they relate
to settlement of structures. These properties are determined
from the standard consolidation test, i.e., incremental
loading test (ASTM D2435-11 2011) or constant rate of
strain test (ASTM D4186-12 2012). The incremental
loading test is the predominantly test method used. Using
either test method, consolidation properties are usually
determined in terms of the compression index, Cc and the
coefficient of consolidation, Cv. Cc is used to predict the
magnitude of settlement and Cv, a rate parameter, is used to
predict the rate of settlement (i.e., time required for an
123
S. Onyejekwe et al.
Table 1 Some correlations
between index properties and
consolidation parameters
Correlation
Cc
Cc
Cc
Cc
Cc
Cc
Cc
Cc
=
=
=
=
=
=
=
=
0.01wn
0.01(wn - 7.549)
0.0115wn
0.01(wn - 5)
0.006(LL - 9)
0.008(LL - 12)
0.009(LL - 10)
0.063(LL - 10)
Cc
Cc
Cc
Cc
Cc
Cc
Cc
Cc
Cc
Cc
Cc
Cc
Cc
Cc
Cc
Cc
Cc
=
=
=
=
=
=
=
=
=
=
=
=
=
=
=
=
=
0.048(LL - 10)
0.007(LL - 10)
0.0046(LL - 9)
0.009(LL - 10)
0.009(LL - 8)
0.009LL
0.008(LL - 12)
0.007(SI ? 18)
0.014(PI ? 3.6)
PI/74
0.29(e0 - 0.27)
0.35(e0 - 0.5)
0.156e0 ? 0.0107
1.15(e - e0)
0.29(e0 - 0.27)
0.35 (e0 - 0.5)
0.246 ? 0.43 (e0 - 0.25)
Cc
Cc
Cc
Cc
Cc
Cc
Cc
Cc
Cc
Cc
NC normally consolidated
* Identifier for correlations
reviewed in this paper
123
Applicability
References
A
B
C
D
E
F
G
All clays
Clays
Organic silt and clays
All clays
All clays with LL \ 100 %
All clays
All clays
Egyptian clay
Koppula (1981)
Rendon-Herrero (1983)
Bowles (1979)
Azzouz et al. (1976)
Azzouz et al. (1976)
Sridharan and Nagaraj (2000)
Terzaghi and Peck (1967)
Mahmoud and Abdrabbo
(1990)
Bowles (1979)
Skempton (1944)
Cozzolino (1961)
Terzaghi and Peck (1967)
Tsuchida (1991)
Tsuchida (1991)
Sridharan and Nagaraj (2000)
Sridharan and Nagaraj (2000)
Sridharan and Nagaraj (2000)
Wroth and Wood (1978)
Hough (1957)
Hough (1957)
Bowles (1979)
Nishida (1956)
Hough (1957)
Hough (1957)
Cozzolino (1961)
H
I
J
K
L
M
N
O
P
Q
R
Brazilian clays
Remoulded clays
Brazilian clays
NC clays
Osaka Bay clay
Tokio Bay clay
All clays
All clays
All clays
All Clays
Inorganic soils
Organic soils
All clays
All clays
Inorganic soils
Organic soils
Motley clays: Sao Paulo,
Brazil
Lowland of Santos, Brazil
Soils with low plasticity
Chicago clays
All clays
All clays
All clays
All Clays
All Clays
Clays: Greece, parts of USA
All Clays
Clays: Greece, parts of USA
Clays: Greece, parts of USA
Cozzolino (1961)
Sowers (1970)
Bowles (1979)
Bowles (1979)
Nagaraj and Murty (1985)
Nagaraj and Murty (1985)
Wroth and Wood (1978)
Koppula (1981)
Azzouz et al. (1976)
Al-Khafaji and Andersland
(1992)
Azzouz et al. (1976)
Azzouz et al. (1976)
Data
Data for this study were obtained principally from the
Missouri Transportation Geotechnics Research Program
(MTGRP) and Missouri Department of Transportation
(MoDOT) geotechnical database. Data was obtained from
laboratory tests on undisturbed samples from five locations: North Kansas City (Clay County); Warrensburg
(Johnson County); New Florence (Montgomery County);
St. Charles (St. Charles County); and Hayti (Pemiscot
County). The geology of these locations is described as
follows. The Warrensburg site (located in the Western
Plains geological region) is generally composed of soft,
silty soils overlying shale, sandstone or limestone bedrock. The St. Charles site, located in the Glaciated Plains
geological region, is an alluvial site located within the
floodplain between the Mississippi and Missouri Rivers
near the confluence of those rivers. The subsurface is
composed of approximately 11 m of soft, fat clay overlying alluvial sands. The New Florence site, located in
123
S. Onyejekwe et al.
Table 2 Descriptive statistics
of variables used in the study
Parameter
Others
Southeast
Min
Max
Mean
SD
9.96
Count
Min
Max
Mean
SD
Count
113
wn (%)
11.4
67.2
30.7
189
25.6
81.4
48.0
14.47
LL (%)
23.8
108
50.2
21.4
159
23.0
115.0
66.7
25.59
90
PL (%)
13.0
47
21.2
5.8
158
42.2
27.5
6.51
90
PI
1.0
80
28.5
17.8
157
82.0
38.8
21.81
91
e0
0.429
1.801
0.901
0.277
184
0.655
2.287
1.422
0.398
83
Cc
0.073
0.821
0.265
0.131
180
0.085
1.078
0.484
0.238
103
Analysis
Existing correlations developed from widely sourced
data may not be appropriate for local conditions.
Uncritical adoption of these correlations could possibly
123
introduce a great deal of error and subsequent uncertainty in the estimated values of undrained shear
strength would result either in inadequate, unsafe
designs or overly-conservative, inefficient designs
(Figs. 4, 5).
123
S. Onyejekwe et al.
123
soils initial state and soil type; i.e., the ideal correlation is
a multi-parameter correlation. This is particularly true for
undisturbed samples.
Several multi-parameter correlations are presented in
Table 1. Correlations that are based on multiple regressions
are more accurate in estimating the compression index
(Azzouz et al. 1976; Sridharan and Nagaraj 2000; Giasi
et al. 2003). However, in order to obtain reliable multiple
parameter regression-based correlations the variables considered must be absolutely independent of each other and
the physical significance of the mathematical operation
must be taken into consideration (Li and White 1993;
Cherubini and Giasi 2000; Giasi et al. 2003). Hence, correlations such as those that contain e0 and cd, e0 and wn are
unreliable as those parameters are related and not
independent.
Considering the foregoing, a number of single-parameter (wn, LL, PL, e0) and multi-parameter (LL, Gs; PI, Gs;
wn, LL; e0, LL) correlations were selected for review.
Single-parameter correlations were selected on the basis of
their being in popular use. Multi-parameter correlations
were selected on the basis of the independence of their
constituent parameters. Correlations for review were also
selected on the basis of their applicability. Most of the
selected correlations are applicable to all clays. Two correlations applicable to organic clays were selected due to
the organic nature of the soils in the southeast region of
Missouri.
The validity of the selected correlations was assessed on
the basis of four criteria: root mean square error (RMSE);
the first (mean) and second moment (standard deviation)
statistics of the ratio of the estimated to laboratory-determined compression index, K; ranking index; and ranking
distance. Descriptions of these criteria are listed as follows.
RMSE is the square root of the average the squared
difference between the values calculated using a correlation and the corresponding observed values determined
from laboratory tests. Errors in RMSE are squared before
they are averaged; consequently, relatively high weight is
given to large errors. This means the RMSE is most useful
when large errors are particularly undesirable. The RMSE
has been used by investigators (e.g., Alvarez Grima and
Babuska 1999; Finol et al. 2001; Gokceoglu 2002; Ylmaz
2006; Ozer et al. 2008) to evaluate the performance of
empirical equations. RMSE is determined using the following formulae:
s
n
1X
RMSE
Ccest Cclab 2
n 1
where n is the number of data points, Cccal is the compression index calculated from empirical equations, Cclab is
the compression index determined directly from laboratory
123
S. Onyejekwe et al.
tests. The lower the RMSE value, the better the model
performance.
The first (mean) and second moment (standard deviation) statistics of the ratio of the estimated compression
index to the laboratory-determined compression index is
denoted by K, which is determined using the formulae:
K
Cccal
Cclab
123
Correlation
RMSE
K
%[1
RI
Mean
RD
SD
Cc = 0.01wn
0.120
77.8
1.11
0.303
0.357
0.322
Cc = 0.01(wn - 7.549)
0.109
34.4
0.86
0.225
0.490
0.265
Cc = 0.0115wn
0.148
90.0
1.28
0.348
0.496
0.444
Cc = 0.01(wn - 5)
0.107
48.3
0.94
0.247
0.390
0.253
Cc = 0.006(LL - 9)
0.163
37.8
1.21
0.496
0.550
0.540
Cc = 0.008(LL - 12)
0.184
50.6
1.54
0.628
0.792
0.827
Cc = 0.009(LL - 10)
0.213
60.0
1.79
0.731
0.941
1.077
Cc = 0.014(PI ? 3.6)
0.288
67.8
2.29
1.044
1.208
1.659
Cc = PI/74
0.251
58.9
2.05
0.937
1.106
1.404
Cc = 0.29(e0 - 0.27)
0.140
86.7
1.19
0.390
0.449
0.434
K
L
Cc = 0.35(e0 - 0.5)
Cc = 0.156e0 ? 0.0107
0.258
0.157
93.9
6.1
1.70
0.54
0.598
0.163
0.811
0.991
0.924
0.491
Cc = 0.2343(LL/100)Gs
0.181
57.2
1.50
0.618
0.755
0.798
Cc = 0.2926(LL/100)Gs
0.229
70.6
1.88
0.772
0.977
1.169
Cc = 0.5Gs(PI/100)
0.380
68.9
2.82
1.293
1.428
2.235
Cc = 0.009wn ? 0.005LL
0.305
80.6
2.15
0.749
1.069
1.376
0.159
47.2
1.02
0.306
0.432
0.306
0.161
33.3
0.92
0.277
0.570
0.288
Correlation
RMSE
RI
RD
%[1
Mean
SD
Cc = 0.01wn
0.216
48.5
1.17
0.59
0.449
0.615
Cc = 0.01(wn - 7.549)
0.216
28.2
0.96
0.45
0.463
0.454
C
D
Cc = 0.0115wn
Cc = 0.01(wn - 5)
0.240
0.213
70.9
32.0
1.35
1.03
0.68
0.50
0.589
0.402
0.763
0.499
Cc = 0.006(LL - 9)
0.323
19.4
0.83
0.30
0.593
0.342
Cc = 0.008(LL - 12)
0.318
33.0
1.04
0.37
0.378
0.373
Cc = 0.009(LL - 10)
0.331
48.5
1.22
0.44
0.490
0.490
Cc = 0.014(PI ? 3.6)
0.368
60.2
1.45
0.77
0.709
0.891
Cc = PI/74
0.343
50.5
1.25
0.69
0.632
0.738
Cc = 0.29(e0 - 0.27)
0.324
36.9
1.19
0.64
0.477
0.664
Cc = 0.35(e0 - 0.5)
0.374
63.1
1.65
0.93
0.818
1.139
Cc = 0.156e0 ? 0.0107
0.374
3.9
0.55
0.28
1.065
0.529
Cc = 0.2343(LL/100)Gs
0.317
36.9
1.07
0.41
0.362
0.412
Cc = 0.2926(LL/100)Gs
0.336
53.4
1.34
0.51
0.584
0.609
Cc = 0.5Gs(PI/100)
0.461
62.1
1.73
0.96
0.954
1.202
Cc = 0.009wn ? 0.005LL
0.439
74.8
1.94
0.86
0.954
1.270
0.329
24.3
1.03
0.45
0.405
0.456
0.328
24.3
1.02
0.43
0.393
0.433
123
S. Onyejekwe et al.
123
Conclusions
The suitability of some published correlations between the
compression index and index properties as they relate to
fine-grained Missouri soils were assessed in this paper.
Relevant data on fine-grained Missouri soils were grouped,
largely according to geology, into two regions (the Other
Regions and the Southeast Region) for this study. The
validity of these published correlations was assessed in
terms of four indices: the RMSE, the ratio of the estimated
to laboratory-determined compression index (K), the
ranking index (RI) and the ranking distance (RD). However, the ultimate/final assessment was made by means of
the RD index that assigns equal weight to the accuracy and
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123