UC Regent - Pattiz - Financial Disclosure

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CALIFORNIA FORM
FAIR POUTICAL PRACTICES COMMISSION
700 STATEMENT OF ECONOMIC INTERESTS
'. COYER PAGE
L.;~! ") ,) ~-i··l J: ":'0
Please type or print in ink.

A Public Document
NAME (LAST) (FIRST) (MIDDLE) DAYTIME TELEPHONE NUMBER
PATTIZ NORMAN JOEL ( 818 ) 592-2000 X278

MAILING ADDRESS STREET CITY STATE ZIP CODE OPTIONAL: FAX I E-MAIL ADDRESS
(May use business address)
8965 L1NDBLADE STREET CULVER CITY CA 90232 818-592 -6363
1. Office, Agency, or Court 4. Schedule Summary

Name of Office. Agency, or Court: ~ Total number of pages
including this cover page: _
UNIVERSITY OF CALIFORNIA
Division, Board. District. if applicable: ~ Check applicable schedules or "No reportable
interests. "
BOARD
I have disclosed interests on one or more of the
Your Position:
attached schedules:
REGENT
Schedule A-1 ~Yes - schedule attached
~ If filing for multiple positions, list additional agency(ies)/ Investments (Less than 10% Ownership)
position(s): (Attach a separate sheet if necessary.)
Schedule A-2 0 Yes - schedule attached
Agency: ___ Investments (70% or greater Ownership)
Schedule BOYes - schedule attached

Position: _ Real Property
Schedule C ~Yes - schedule attached

Income, Loans, & Business Positions (Income Other than Gifts
2. Jurisdiction of Office (Check at least one box) and Travel Payments)
~ State
Schedule D 0 Yes - schedule attached
o County of _ Income - Gifts
o City of _
Schedule E 0 Yes - schedule attached
U Multi-County _ Income - Gifts - Travel Payments
o Other _ -or-
o No reportable interests on any schedule

3. Type of Statement (Check at least one box)
o Assuming Office/lnitial Date: ----.1----.1__

5. Verification
~ Annual: The period covered is January 1, 2008.
through December 31, 2008. I have used all reasonable diligence in preparing this
stal:"ement. I have reviewed this statement and to the best
-or- of my knowledge the information contained herein and in any
O The period covered is ---.1----.1 __ . through attached schedules is true and complete.
December 31, 2008.
Icertify under penalty of perjury under the laws of the State
o Leaving Office Date Left: ----.1----.1__ of California that the foregoing is true and correct.
(Check one)
o The period covered is January 1, 2008, through the
date of leaving office. Oat
-or-
o -;De period covered is ---.1----.1 __ , through
-~5 c'a:e of leaving office.
i_our filing offiCial.)
I
FPPC Form 700 (200812009)

FPPC Toll-Free Helpline: 866/ASK-FPPC www.fppc.ca.gov
SCHEDULE A-1 CALIFORNIA FORM 700
Investments FAIR POUTICAL PRACTICES COMMISSION
arne
Stocks, Bonds, and Other Interests
(Ownership Interest is Less Than 10%) NORMAN JOEL PATIZ
Do not attach brokerage or financial statements.
~ NAME OF BUSINESS ENTITY ~ NAME OF BUSINESS ENTITY

AIRGAS INC DISCOVER FINANCIAL SERVICES
GENERAL DESCRIPTION OF BUSINESS ACTIVITY GENERAL DESCRIPTION OF BUSINESS ACTIVITY
INDUSTRIAL EQUIPMENT WHOLESALE FINANCIAL

FAIR MARKET VALUE FAIR MARKET VALUE
o $2,000 - $10,000 ~ $10,001 - S1UU,UUU o $2,000 - $10,000 [g] $10,001 - 3100,000
o $100,001 - $1,000,000 DOver $1,000,000 o $100,001 - $1,000,000 DOver 51,000,000
NATURE OF INVESTMENT NATURE OF INVESTMENT

IZI Stock ~ Stock
(Describe) o Other (Describe)
IF APPLICABLE, LIST DATE: IF APPLICABLE, LIST DATE:
---.! ---.!....QSL __ J---.! ....QSL ----.! ----.!....QSL

ACQUIRED DISPOSED DISPOSED

CBS CORP HSBC HOLDINGS PLC
BROADCASTING TV FINANCIAL
n $2,000 - $10,000 ~ $10,001 - $100,000 o $2,000 - $10,000 IZI $10,001 - $100,000
o 5100,001 - $1,000,000 DOver 51,000,000 0$100,001 - $1,000,000 DOver $1,000,000

IZI Stock IZI Stock
o Other (Describe)
(Describe)
---.!---.! ....QSL ----.! ----.!....QSL ----.! ---.!....QSL ----.! ----.!....QSL

ACQUIRED DISPOSED ACQUIRED DISPOSED

COMVERSETECHNOLOGY INTERPUBLIC GROUP
TECHNOLOGY ADVERTISING
FAIR MARKET VALUE FAi"'R MARKET VALUE
n 52,000 - 510,000 ~ $10,001 - $100,000 0$2,000 - $10,000 [g] $10,001 - 5100,000
I ! 5100,001 - S1,000,000 DOver $1,000,000 o $100,001 - $1,000,000 DOver 51,000,000
.,:..;.n.;"'..=: 0:0 iNV!::STMENT NATURE OF INVESTMENT

X 2=- IZI Stock
~ ~-~~ o Other (Describe)
IF APPLICABLE, LIST DATE:
---.! -----1....QSL ----.!----.!....QSL

_,-,- c:=:- ACQUIRED DISPOSED
FPPC Form 700 (2008/2009) Sch, A-l

FPPC Toll-Free Helpline: 866/ASK-FPPC wwwJppc.ca.gov
Investments FAIR POLmCAL PRACTICES COMMISSION
Stocks, Bonds, and Other Interests Name

(Ownership Interest is Less Than 10%) NORMAN JOEL PATTIZ
00 not attach brokerage or financial statements.
~ NAME OF BUSINESS ENTITY

KEYCORP NEW PHILIP MORRIS INTL
GENERAL DESCRIPTION OF BUSINESS ACTIVITY
FINANCIAL CIGARETTES
o $2.000 - $10.000 IZl $10,001 - $100,000 IZl $2,000 - $10,000 o
o S100,001 - $1,000,000 DOver $1,000,000 o $100,001 - $1,000,000
$10,001
DOver
- $100,000
SI,OOO,Ooo

IZl Stock IZl Stock
(Describe)
o Other _
(Describe)
---.J---.J~ ---.J---.J~ ---.J---.J~ ---.J --.l...!1!L..

~ NAME OF BUSINESS ENTITY ~ NAME OF BUSINESS ENTiTY

MORGAN STANLEY REPUBLIC SERVICES
FINANCIAL WASTE MANAGEMENT

o $2,000 - $10.000 IZl $10,001 - $100,000 o $2,000 - $10,000 IZl $10,001
o $100,001 - $1,000,000 DOver $1,000,000 o $100,001 - 51,000,000 DOver
- S100,000
51,000,000

~ Stock IZl Stock
o Other - -:=-_,---:- _ o Other --- _

(Describe) (Describe)
iF APPLICABLE, LIST DATE: IF APPLICABLE, LIST DATE:
---.J---.J~ ---.J ---.J-.!JJL ---.J---.J~ ---.J --.l-.!JJL


NAVIGANT CONSULTING INC HENRY SCHEIN INC
MANAGEMENT SERVICES MEDICAL EQUIPMENT

o $2,000 - $10,000 IZl $10,001 - $100,000 o $2,000 - 510,000 ~ $10,001 - $100,000
LJ $100.001 - $1,000.000 DOver SI ,000,000 0$100,001 - $1,000,000 DOver 51,000,000
N.~illR.= Of l~rV~STMt:NI NATURE OF INVESTMENT

X .3::c;; IZl Stock
o Other (Describe)
---'---.J~ ---.J --.l-.!JJL

ACQUIRED DISPOSED
FPPC Form 700 (2008/2009) Sch. A-l

SCHEDULE A-1 CAUFORNIA FORM 700
Investments FAIR POunCAL PRACTICES COMMISSION

.. NAME OF BUSINESS ENTITY

3COM CORP
NETWORKING & COMMUNICATION

FAIR MARKET VALUE
FAIR MARKET VALUE
o $2,000 - $10,000 ~ S10,001 - $100,000 o $2,000 - $10,000
o $100,001 - $1,000,000 DOver 51,000,000 o $100,001 - $1,000,000
0$10,001
DOver
- $100,000
$1,000,000
NATURE OF INVESTMENT
o Stock
(Describe)
o Other _
(Describe)
---1---1~ ---1---1~ ---1---1-.SJL

DISPOSED ACQUIRED DISPOSED
.. NAME OF BUSINESS ENTITY .. NAME OF BUSINESS ENTITY

o S2,OOO - S10,OOO o S10,001 - $100,000 0$2,000 - $10,000 o $10,001 - $100,000
o $100,001 - $1,000,000 DOver $1,000.000 0$100,001 - $1,000,000 o Over $1 ,000,000

o Stock o Stock
{Describe)
o Other ---- ---:::---::----:
(Describe)
_
---1---1-.SJL ---1---1~ ---1---1-.SJL ---1---1-.SJL

.. NAME OF BUSINESS ENTITY .. NAME OF BUSINESS ENTITY
FAIR MARKET VALUE FAtR MARKET VALUE

o 52,000 - 510,000 o S10,001 - $100,000 o $2,000 - $10,000 0$10,001 - $100,000
o S100,001 - SI,OOO,OOO DOver 51,000,000 0$100,001 - $1,000,000 DOver 51,000,000
~-
o Stock
~----------------------------------------- o Other (Describe)
-~--..---=--=-- ~-- ~ =- IF APPLICABLE, LIST DATE:
--.J--.J-.SJL ---.J---.J~
AcaUIRED DISPOSED
FPPC Form 700 (2008/2009) Sch. A-1

FPPC Toll-Free Helpline: 866JASK-FPPC www.fppc.ca.gov
,H'
SCHEDULE A-I
·\nvestments
Stocks, Bonds, and other Interests NORMAN JOEL PATTIZ -
(Ownership Interest is Less Than 10%) l===========-----
00 not attach brokerage or financial statements
APPLE INC
OF BUSINESS ENTITY GENERAL DESCRIPTION OF BUSINESS ACTIVITY
~OM TECHNOLOGY
,RAL DESCRIPTION OF BUSINESS ACTIVITY PERSONAL COMPUTER SYSTEMS
~HNICAL SERVICES FAIR MARKET VALUE o $10,001 - $100,000

IZl $2,000 - $10,000
MARKET VALUE IZl $10,001 - $100,000 o $100,001 - $1,000,000
DOver $1,000,000
;2,000 - S10,000 DOver $1,000,000

,100,001 _ $1,000,000 NATURE OF INVESTMENT
IZl Stock
URE OF INVESTMENT
Stock
o Other --------:;;-:-:::;:::;------ (Describe)
Other--------------------~::~:;--------------(Describe)
~~~
APPLICABLE, LIST DATE: ~~~ DISPOSED
ACQUIRED
~~.J2!L
DISPOSED .. NAME OF BUSINESS ENTITY
CONOCOPHILLIPS
AME OF BUSINESS ENTITY GENERAL DESCRIPTION OF BUSINESS ACTIVITY
~BBOTT LABORATORIES
;ENERAL DESCRIPTION OF BUSINESS ACTIVITY INTERGRATED OIL AND GAS
DRUG MANUFACTURERS FAIR MARKET VALUE

IZI $2,000 - $10,000
o $10,001 - S100,000
Dover $1,000,000
=AIR MARKET VALUE I8l $10,001 - $100,000 0$100,001 - $1,000,000
::J $2,000 - 510,000
o S100,001 - $1,000,000
Dover $1,000,000
~ Stock
~ Stock
o Other ----------------- (Describe)
o Other (Describe)
~~.J2!L
IF APPLICABLE, LIST DATE: ~~~ DISPOSED
ACQUIRED
~~.J2!L
~~.J2!L DISPOSED
ACQUIRED .. NAME OF BUStNESS ENTITY
CANADIAN NATURAL RESOURCES
• NAME OF BUSINESS ENTITY GENERAL DESCRIPTION OF BUSINESS ACTIVITY
ADOBE SYSTEMS INC
GENERAL DESCRIPTION OF BUSINESS ACTIVITY INDEPENDENT OIL AND GAS
APPLICATION SOFTWARE
FAIR MARKET VALUE
\8l $2,000 - $10,000
o 510,001 - $100,000
DOver $1,000,000
FAIR MARKET VALUE
rg; 52.000 - 510,000
o $10,001 - $100,000 0$100,001 - $1,000,000
DOver $1,000,000
i' 5..00.001 - 51.000,000 NATURE OF INVESTMENT
~ Stock
X
,!!,-u=t 0::: 1I'.V;:St;..t.ENI
S=,o o Other (Describe)
~-=-
--~ IF APPLICABLE, LIST DATE:
-= :r=-::;.~ ~ -..-=: ~~J2L

~~~ DISPOSED
ACQUIRED
,~~=------------=~~
r
FPPC Form 700 (200812009) s

FPPC Toll-Free Helpline: 866fASK-FPPC www.fppc
SCHEDULE A-1 CAUFORNIA FORM 700'
arne

CELGENE CORP MEDTRONIC INC
BIOTECHNOLOGY MEDICAL APPLIANCES AND EQUIPMENT

o $2,000 - $10,000 ~ $10,001 - $100,000 D $2,000 - $10,000 ~ $10,001 - $100,000
U $100,001 - $1,000,000 DOver $1,000,000 0$100,001 - $1,000,000 DOver $1,000,000

~ Stock ~ Stock
o Other --------r;:;;;;;;:;;;;;-------
(Describe) D Other (Describe)
---.J---.J~ ---.J---.J~ ---.J---.J~ ---.J---.J...JJL

CISCO SYSTEMS INC MICROSOFT CORP

NETWORKING AND COMMUNICATION APPLICATION SOFTWARE'

o $2,000 - $10,000 [gJ $10,001 - $100,000 D $2,000 - $10,000 ~ $10,001 - 5100,000
o $100,001 - $1,000,000 n Over $1,000,000 D $100,001 - $1,000,000 DOver $1,000,000

~ Stock ~ Stock
o Other --------m:;;;;;ji;)------
(Oescribe)
o Other -------------:c:-------:-----:------
(Describe)
---.J---.J~ ---.J---.J~ ---.J---.J~ ---.J---.J~

ILLUMINA INC NUVASIVE INC

BIOTECHNOLOGY MEDICAL INSTRUMENTS AND SUPPLIES

FAIR MARKET VALUE FAT", MARKET VALUE
o $2,000 - $10,000 IZl $10,001 - 5100,000 ~ $2,000 - $10,000 D $10,001 - $100,000
o 5100,001 - $1,000,000 DOver $1,000,000 D $100,001 - $1,000,000 DOver $1,000,000
N,/I.TURE OF !NVESTMENT NATURE OF INVESTMENT

~ Stock ~ Stock
~------------------------
(Descrioo)
o Other -----------------
(Describe)
IF APPliCABLE, LIST DATE:
• 08 ___ I---.J~ ---1~.Jlli.....

------
ACQUIRED DISPOSED
FPPC Form 700 (2008/2009) Sch. A-1

FPPC Toll-Free Helpline: 866/ASK·FPPC www.fppc.ca.gov
SCHEDULE A-1 CAUFORNIA FORM 700
FAL~ pounCAL PRACTICES COMMISSION
Investments
arne
(Ownership Interest is Less Than 10%) ORMAN JOEL PATTIZ
~ NAME OF BUSINESS ENTITY ~ NAME OF BUSINESS ENTiTY
NOKIA CORPORATION 3M COMPANY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY GENERAL DESCRIPTION OF BUSINESS ACTiVITY
COMMUNICATION EQUIPMENT CONGLOMERATES

I"I'.IR MARKET VALUE FAIR MARKET VALUE
!Xl S2,000 - $10,000 0$10,001 - $100,000 o $2,000 - $10,000 [ZJ $10,001 - $100,000
o $100,001 - 51,000,000 DOver $1,000,000 o $100,001 - $1,000,000 DOver $1,000,000
NATURE OF !NVESTMENT NATURE OF INVESTMENT

!Xl Stock ~ Stock
U Other
(Describe)
o Other ------------------
(Describe)
--1--1~ --1--1~ --1--.-J~ --1--1~

SCHLUMBERGER LTD TEVA PHARMACEUTICAL

OIL & GAS EQUIPMENT & SERVICES DRUG MANUFACTURERS

I2SJ $2,000 - S 10,000 o $10,001 - $100,000 IZI $2,000 - $10,000 o $10,001 - $100,000
o $100,001 - $1,000,000 DOver $1,000,000 0$100,001 - $1,000,000 DOver $1,000,000

[gJ Stock [gJ Stock
n Other
(DeSCribe)
o Other --------------------------------
(Describe)
--1--1~ --1--1~ --1---1~ --1--1~

SOUTHWESTERN ENERGY CO THERMO FISHER SCIENTIFIC

INDEPENDENT OIL AND GAS SCIENTIFIC & TECHNICAL INSTRUMENTS

:::'i',

o $2,000 - $10,000 [ZJ $10,001 - 5100,000 [gJ $2,000 - $10,000 0$10,001 - $100,000
o $100,001 - $1,000,000 DOver $1,000,000 o $100,001 - $1,000,000 DOver 51,000,000

IX! Stock [gJ Stock
"=------------------------------ o Other ---------------------------------

(Describe)
____ ..J!!L ~---1~ ~~~

ACQUIRED DISPOSED
FPPC Form 700 (2008/2009) Sch. A-1

SCHEDULE .....,-
.Investments
(Ownership Interest is Less Than 100/0) 'N JOEL PATTlZ
-
~ NAME OF· BUSlt'-JESS ENTITY ~ NAME OF BUSINESS ENTln-

WESTERN UNION
..
GENERAL DESCRIPTION OF BUSINESS ACTIVITY -
GENERAL DESCRIPTION OF BUStNES·~,-·
PERSONAL SERVICES
- -
F,AJR rv1A~RKET\/ALUE FAIR MARKET VALUE
o $~,OOO - $10,000 .fXl $10,001 - $100,000
. -
...
o $2.000 - $10,000
.. - . - ---
.. ....
o $10,001 - $100,000
o
t.: .4
$100,001 - $1 ,000,000 DOver $1 ,000,000 D $100,001 - $1,000,000 DOver $1,000,000
NATURE OF fNVESTf\1ENT NATURE OF INVESTMENT

18l Stock o Stock
D Other . [] Other __
_.--if· / 08 _-..",1/ I 08 ----J./_= I 08 _--....II I 08

~ ~~AME OF BUSINESS ENTITY ~ NAME OF BUSINESS ENTITY

WAL-MART
..
STORES
GENERAL DESCRIPTION OF BUS1NESS ACTIVITY
-
DISCOUNT VARIETY-STORE
. 1. J' d •
FAIR MARKET .VALUE FAIR MARKET VALUE

[8J $2,000 - $10,000 D $10,001 - $100.000 o $2,000 - $10,000 D $10,001 - $100,000
I I $100,001 - $1 ,000,000 DOver $1 ,000,000 o $100,001 - $1,000,000 DOver $1,000,000

.IX) Stock o Stock
o Other . ,
(Describe)
. o Other · - '
(Describe)
IF APPL.tCABLE, LIST DATE: IF APPLICABLE, LIST DATE:
, / / 08_ _ I / 08 ---.I / 08 _---.J1 I 08

ACQUIRED DISPOSED AC·QUIRED DISPOSED
a.. NAME OF BUSINESS EN-TITY ~ NAME OF BUSINESS ENTITY
• ..
GENERAL DESCRIPTION OF BUStNESS ACTIVITY GENERAL DESCRIPTION OF BUSINESS ACTIVITY

o $2,000-$10,000 o $10,001 - $100,000 D $2,000 - $10,000 D $1.0,001 - $100,000
o $100.001 - S1,OOO,OOO n Over $1,000,000 o $100,001 - $1,000,000 DOver $1,000,000
if sl o Stock
• -
I II
II• .
I I
,I
,I
,
i
•
,
I:
!
Orner (Describe)
I •
I
,
...
l!1 ::
'1 .'
:~
·~)'It' Jr-" RILE .. LI·ST D·ATE:
~ f!'l~ I)'" _
"" , "
I
~il\
_____ I I 08 _-.4j. I 08
'ii'
il
U
fJR·~E. ,.,I·· 11
"L '!. .\ DISPOSED
-.- III
...
FPPC Form 700 (2008/20.09) Schw A-1

FPPC Ton-Free HelPline: 866/ASK-FPPC www.fppc.ca.90v
\
"
Investments FAIR POunCAL PRACTICES COMMISSION


ISHARES TR S&P NUVEEN TRADEWINDS GLOBAL
GENERAL DESCRIPTION OF BUSINESS ACTIVITY GENERAL DESCRIPTION OF BUSiNESS ACTIVITY
MUNICIPAL BOND FUND WORLD STOCK FUND

D 52.000 - $10,000 o $10,001 - $100,000 o 52,000 - $10,000 o $10,001 - $100,000
~ $100,001 - 51,000,000 DOver $1,000,000 o 5100,001 - $1,000,000 DOver $1,000,000

o Stock o Stock
~ Other BOND FUND ~ Other MUTUAL FUND

(DesCribe) (Describe)
IF APPLICABLE, LIST DATE IF APPLICABLE, LIST DATE:
---1---1~ ---1---1~ ---1---1~ ---1---1~


SECTOR SPDR TR SHS BEN INT ENERGY CGM FOCUS
ENERGY FUND LARGE BLEND FUND

0$2,000 - S10,000 ~ S10,001 - $100,000 o $2,000 - $10,000 ~ $10,001 - $100,000
o 5100,001 - $1,000,000 DOver $1,000,000 o $100,001 - $1,000,000 DOver $1,000,000

~ Stock o Stock
1ZJ Other MUTUAL FUND

---1---1~ ---.!---1~ ---1---1~ ---1---1~


IVA WORLDWIDE FUND CL I FAIRHOLME FUND
WORLD ALLOCATION FUND LARGE BLEN FUND

0$2,000 - S10,OOO o $10,001 - 5100,000 0$2,000 - 510,000 jg] $10,001 - 5100,000
o $100,001 - S1 ,000,000 DOver 51,000,000 0$100,001 - 51,000,000 DOver $1,000,000
iV.A.IURE OF INVESTMENT NATURE OF INVESTMENT

n Stccl: o Stock
X ::5= ~) 1ZJ Other MUTUAL FUND

(DesCribe)
---1---1~ ---1---.!~
ACQUIRED DISPOSED
FPPC Form 700 (2008/2009) Sch. A-1

FPPC Toll-Free Helpline: 866/ASK-FPPC wwwJppc.ca.gov
SCHEDULE A-1
Investments CALIFORNIA FORM
FAIR POl/TICAL PRACTICES COM
(Ownership Interest is Less Than 10%)
- NORMAN PATTIZ
T ARGA RE PARTNERS LP
GPS NEW EQUITY FUND LP
FAIR MARKET VALUE
o $2,000 - $10,000
~ S10,001 - $100,000
MANAGED ASSET FUND
0$100,001 - Sl,OOO,ooo FAIR MARKET VALUE
DOver $1,000,000
0$2,000 - $10,000
o NATURE OF INVESTMENT
Stock
~ $100,001 - $1,000,000 0$10,001
DOver
- S100,000
51,000,000
~ Other .!:!MITED PARTNER * oNATURE OF INVESTMENT

Stock
(Describe)
f2j Other LIMITED PARTNER-=
(Describe)
IF APPliCABLE, liST DATE:
--l--l--.!lL
NAME OF BUSINESS ENTITY ACQUIRED
GPS INCOME FUND
MKA GPS LENDING LLC
MANAGED ASSET FUND GENERAL DESCRIPTION OF BUSiNESS ACTIVITY
FAIR MARKET VALUE
:J $2,000 - $10,000 MANAGED ASSET FUND
g} $100,001 - $1,000,000 o $10,001 - $100.000 FAIR MARKET VALUE
DOver $1,000,000 0$2,000 - 510,000
,ATURE OF INVESTMENT ~ $10,001 - $100,000
0$100,001 - 51,000,000
] Stock
DOver $1,000.000
J Other LIMITED PARTNER * o Stock
APPliCABLE, liST DATE:

(Describe)
Igj Other ..0MITED PARTNER *
(Describe)
IF APPliCABLE, LIST DATE:

----I--l--.!lL
DISPOSED
--l--l--.!lL
IAE OF BUSINESS ENTITY ACQUIRED --l----l--.!lL
DISPOSED
;)S HIGH YIELD EQUITY FUND
IERAL DESCRIPTION OF BUSINESS ACTIVITY
,NAGED ASSET FUND GENERAL DESCRIPTION OF BUSINESS ACTIVITY

MARKET VALUE
2,000 - $10,000
rOO,OOl - $1,000,000 o $10,001 - $100,000 FAIR MARKET VALUE
~ Over $1,000,000 o $2,000 - 510,000
0$10,001 - $100,000
RE OF INVESTMENT 0$100,001 - 51,000,000
,tock DOver $1,000.000
", LIMITED PARTNER *

lUler --------{:::-De-scri-::-be7') _
o NATURE OF INVESTMENT
StOck
o Other
-~
-----------------~(D~e~sc=H~be~)----------- '-
IF APPLICABLE, liST DATE:
~~~-~-
--l--l--.!lL
ACQUIRED --l----l--.!lL
:s: DISPOSED
2008
FPPC
FPPC Toll-Free Helpline: Form 700 (200812009)
866IA!':ICI:D,:".,
Sch. A-1
Name

ESC CONSECO
CORPORATE BOND
$2,000 - $10,000 o $10,001 - S100,000 0$2,000 - $10,000 o $10,001 - $100,000
IXi S100,001 - 51,000,000 DOver $1,000,000 o S100,001 - $1,000,000 DOver $1,000,000
o Stock
~ Other FIXED INCOME

~~~ ~~~ ~~~ ~~~


SOUTHPORT CLO LTD
CORPORATE BOND
o $2,000 - $10,000 181 510,001 - 5100,000 o S2,000 - $10,000 o $10,001 - $100,000
o S100,001 - S1,OOO,Ooo DOver $1,000,000 o S100,001 - $1,000,000 DOver $1,000,000
o Stock
~ Other FIXED INCOME

~~~ ~~~ ~----.I~ ----.I----.I~

~,

o 52,000 - 510,000 o $10,001 - $100,000 o $2,000 - $10,000 o $10,001 - S100,000
0$100,001 - 51,000,000 DOver $1,000,000 o $100,001 - $1,000,000 DOver $1,000,000

o Stock o Stock
o Other (Describe)
o Other ----- _
(Describe)
-----1---1~ ~~~ ----.I----.I~

::;;S?OS:::O ACQUIRED DISPOSED
~~_.~.L5; _
FPPC Form 700 (2008/2009) Sch. A-1

SCHEDULE A-1 CALIFORNIA FORM
FAIR POUnCAL PRACTICES COMMISSION
700
Investments
Name
NORMAN PATTl
(Ownership Interest is Less Than 10%)

VANGUARD EMERGING MKTS VIPERS
PIMCO CALIF MUN INCOME FUND II
INDEX FUND
NON DIVERSIFIED INVESTMENT CO
FAIR MARKET VALUE
FA!R MARKET VALUE
I I S2,OOO - $10,000 ~ $10,001 - SIOO,OOO
o $2,000 - $10,000 IXl $10,001 - $100,000
o S100,001 - $1,000,000 DOver $1.000,000

0$100,001 - $1,000,000 DOver 51,000,000
~ Stock
IX! Stock
o Other ----------;;:::::::;;;:::::;-------
o Other ------------:::--::-:-----------
(Describe)
(Describe)

IF'APPLICABLE, LIST DATE:
__ I-.--1....illL -.--1-.--1~
-.--1 ~....illL DISPOSED
ACQUIRED DISPOSED

WESTWOOD ONE INC
PIMCO CALIF MUN INCOME FUND
RADIO BROADCASTING
NON DIVERSIFIED INVESTMENT CO
FAIR MARKET VALUE
FAIR MARKET VALUE
o $2,000 - $10,000 ~ 510,001 - S100,OOO
o 52,000 - $10,000 IXl
DOver
$10,001 - 5100,000
$1,000,000
o $100,001 - $1,000,000 DOver $1,000,000
05100,001 - $1,000,000
IXl Stock
~ Stock
o Other ---------::::---.::-::-:-------
o Other --------------::::---.::-::-:---------
(Describe)
(Describe)

!F APPLICABLE, LIST DATE:
~~....illL -.--1-.--1....illL
-.--1~....illL ----1----1....illL ACQUIRED DISPOSED
ACQUIRED DISPOSED

S & P 500 DEPOSITORY RECEIPT

INDEX FUND
FAIR MARKET VALUE
o
FAIR MARKET VALUE
$2,000 - S10,000 o $10,001 - $100,000
0$2,000
0$100,001
- $10,000
- $1,000,000
0$10,001
Dover
- $100,000
$1,000,000
!Zl $100,001 - $1,000,000 DOver $1,000,000
~
Stock
o Stock
LJ Omer ~==~-------- o Other ------------------

(Describe)
(Describe)
~----1....illL -.--1-.--1....illL
_____ f~
~~....illL ACQUIRED DISPOSED
CIS?OS:::D
~~~~: ---------------------------------------------------~--------
FPPC Form 700 (2008/2009) Sch. A-1


INTEL CORP

U $2,000 - $10,000 o $10,001 - $100,000 0$2,000 - $10,000 0$10,001 - $100,000
n S100,001 - 51,000,000 DOver $1,000,000 o $100,001 - $1,000,000 DOver 51,000,000

!Xi Stock o Stock
(Describe)
o Other -- _
(DeSCribe)
~~~1 ACQUIRED
~~~ DISPOSED
-..-J-..-J~ -..-J-..-J~
ACQUIRED DISPOSED

INTEL GAME TECHNOLOGY

D $2,000 - 510,000 D $10,001 - S100,000 D $2,000 - $10,000 D $10,001 - $100,000
0$100,001 - $1,000,000 DOver $1,000,000 o $100,001 - $1,000,000 DOver $1,000,000

~ Stock o Stock
o O~er __ D Other -- _
~~t:1f:a1 ~~~ -..-J-..-J.§L -..-J-..-J~


PEPSICO

D $2,000 - $10,000 D $10,001 - $100,000 D $2,000 - $10,000 D $10,001 - $100,000
D S100,001 - 51,000,000 DOver $1,000,000 D $100,001 - $1,000,000 DOver $1,000,000
,\lATURE OF INVESTMENT NATURE OF INVESTMENT

~ Stock D Stock
[J O~er ~-~-------_ D Other ------------- ~-----------

(DeSCribe) (Describe)
r ;:'.??UCABL::.US, JATE: IF APPLICABLE, LIST DATE:

~O
____ ' .!m _:!J_LE...i.§L -..-J-..-J.§L -..-J-..-J~
J!SPOS::D ACQUIRED DISPOSED
FPPC Form 700 (2008/2009) Sch. A-1

Investments FAIR POUTICAL PRACTICES COMMISSION'
Name

ABERCROMBIE & FITCH FLUOR CORP
CLOTHING RETAILER CONSTRUCTION

0$2,000 - $10,000 ~ S10,001 - $100,000 o 82,000 - $'10,000 ~ $10,001 - $100,000
n S100,001 - 81,000,000 DOver $1,000,000 o $100,001 - $1,000,000 DOver $1,000,000

IX! Stock ~ Stock
U Other ---------::::-:-:::::;:-::-;-------
(Describe)
o Other -------
(Describe)
_

Or'?
~ /~ I {i'S" ~~~ ~~-..mL ~~~
ACE LIMITED MARRIOTT INTL

FINANCIAL LODGING
o $2,000 - $10,000 ~ $10,001 - $100,000 o $2,000 - $10,000 ~ 510,001 - $100.000
0$100,001 - $1,000,000 DOver $1,000,000 o $100,001 - $1,000,000 DOver $1,000,000

~ Stock ~ Stock
o Other -----------------
(Describe) D Other (Describe)

0'1 0'7 J..2...J~~
J25.J ( V /,-98'-
VI(V/~ ~~~
AIR PRODUCTS & CHEMICALS MEMC ELECTRONICS

CHEMICALS SEMI-CONDUCTOR MFG

FAIR MARKET VALUE FXlR MARKET VALUE
o $2,000 -510,000 ~ 510,001 - $100,000 ~ $2,000 - $10,000 0810,001 - $100,000
o $100,001 - 51,000.000 DOver $1,000,000 o $100,001 - $1,000,000 DOver $1,000,000
N.t\TURE OF INVESTMENT NATURE OF INVESTMENT

~ Stock ~ Stock
o Other (Describe)
o Other -'-----------------
(Describe)
IF APPLICABLE. liST DATE:
~!~~ L-) ~~/ (>9" ~~~

OlS?DS=~ ACQUIRED DISPOSED
FPPC Form 700 (2008/2009) Sch. A-1

I

Investments FAIR POLITICAL PRACTICES COMMISSION
Name
(Ownership Interest is Less Than 10%) NORMAN JOAL PATTIZ

TRANSOCEAN INC CISCO SYSTEMS
OIL AND GAS DRILLING NETWORKING AND COMMUNICATION

o S2,000 - 510,000 o 510,001 - $100,000 0$2,000 - 510,000 IXI 510,001 - $100,000
n S100,001 - S1,000,000 DOver 51,000,000 o 5100,001 - $1,000,000 DOver 51,000,000

!Xi Steck ~ Stock
(Describe)
o Other - --:::- _
(Describe)
IF APPLICABLE, LIST DATE: IF APPLICABLE,}I~T DATE:
~I.l7.,'L~ ~~~ ~7 ~~~


WESTERN UNION GOODRICH CORP
PERSONAL SERVICES INDUCTRIAL GOODS

!XI 82,000 - $10,000 o $10,001 - S100,000 o $2,000 - $10,000 ~ $10,001 - S100,000
o $100,001 - 51,000,000 DOver $1,000,000 o $100,001 - $1,000,000 DOver $1,000,000

IX] Stock 181 Stock
o Other (Describe) o Other (Describe)
IF APPLICABLE, lIQ,T DATE: IF APPLICABLE, LIST DATE:
L /1/ I j_~ ~~~ ~Z-f/...QL ~~~


SPX CORP EXELON CORP
APPLIANCES UTILITIES
o $2,000 - S10,000 IXI 510,001 - $100,000 o 52,000 - $10,000 181 510,001 - 5100,000
o S100,001 - $1,000,000 DOver $1,000,000 o S100,001 - $1,000,000 DOver S1,000,000

~ Stock ~ Stock
(DeScribe) o Other (Describe)
IF APPLICABLE, LIST DATE
~ 08 r...QL Jj~c:i ~~~

~IS?OSEO ACQUIRED DISPOSED
FPPC Form 700 (2008/2009) Sch. A-1

Name
(Ownership Interest is Less Than 10%) NORMAN JOEL PATTZ
PNC FINANCIAL AMERICA MOVIL

FINANCIAL WIRELESS COMMUNICATIONS

052,000 - $10,000 ~ 510,001 - S100,000 o S2,000 - $10,000 ~ $10,001 - $100,000
0$100,001 - 51,000,000 DOver $1,000,000 o S100,001 - $1,000,000 DOver $1,000,000

!Xi' Stock ~ Stock
o Other (Describe) o Other -----------------

(Describe)
IF APPLICABLE, LIST Dp,TE: IF APPLICABLE, LIST DATE:

. _ -'r
fJ 1],£:1
~...::-.J..J~ ~~~ ~ p,: I "0 ...1 ~~~
TORCH MARK CORP CHEVRON CORP

LIFE INSURANCE OIL AND GAS

0$2,000 - $10,000 ~ $10,001 - $100,000 0$2,000 - $10,000 IZl $10,001 - $100,000
0$100,001 - $1,000,000 DOver S1,000,000 0$100,001 - $1,000,000 DOver $1,000,000

!Xl Stock IZl Stock
o Other ------------------
(Describe)
o Other ------------------
(Describe)
IF APPLICABLE, LIST DATE: IF AP~lICABLE, .•L~ST DATE:
Lt/l/~ .J.2..J~~
DISPOSED
~.1.!i;
ACQUIRED
~8 ~~~
DISPOSED
ACQUIRED
XILINX EXXON MOBIL

SEMICONDUCTORS OJI..,ANDGAS
0$2,000 - $10,000 ~ $10,001 - $100,000 o 52,000 - $10,000 !ZI $10,001 - $100,000
0$100,001 - S1,000,000 DOver 51,000,000 05100,001 - $1,000,000 DOver S1,000,000

lZi Stock ~ Stock
o Other (DesCribe)
o Other -----------------
(Describe)
: A..=:?~3L:::. l;ST DATE: IF APPLICABLE, LIST DATE:

07
>1,./ 14 :Qr
--_._- .J.Q..;~~ _1::.../Z- I (~ ~~~
.:::::. .....~=::! DIS?OSED ACQUIRED DISPOSED
FPPC Form 700 (2008/2009) Sch. A-1

Investments FAIR POUnCAl PRACTICES COMMISSION

(Ownership Interest is Less Than 10%) NORMAN JOEL PATIIZ

~ NAME OF BUSINESS i::NTITY
EXPRESS SCRIPTS ORACLE CORP
MANAGEMENT SERVICES APPLICATION SOFTWARE

FAIR MARKET VALUE
FAIR MARKET VALUE
o S2,000 - $10,000 ~ $10,001 - 5100,000 o $2,000 - $10,(WO igj
o S100,001 - 51,000,000 DOver $1,000,000 o 5100,001 - $1,000,000 DOver
510,001 - $100,000
51,000,000
NATURE OF INVESTMENT NATURE OF iNVESTMENT

IXi Stock
~ Stock
o Other (Describe) o Other (Describe)
!F APPLICABLE, liST DATE: IF APPLICABLE, LIST DATE:

07
L~~ ACQUIRED
~~~
DISPOSED
_L-1-iJ
ACQUIRED
p; ~~~ DISPOSED
~ NAME OF BUSINESS i::NTITY ~ NAME OF BUSINESS ENTITY

FIRSTENERGY NEWS CORP
UTILITIES ENTERTAINMENT SERVICES

FAIR MARKET VALUE FAIR MARKET VALUi::
0$2,000
o
- $10,000 I2:$l 510,001 - $100,000 o $2,000 - $10,000 ~ $10,001 - 5100,000
S100,001 - $1,000,000 DOver 51,000,000 o $100,001 - $1,000,000 DOver $1,000,000
NATURE OF INVESTMi::NT NATURE OF INVESTMENT

~ Stock Igj Stock
o Other (DeSCribe) o Other (Describe)
IF APPLICABLE, LIST DATE: IF APPLICABLE, L1;;T DATE:

., _ <1/
~~QI> ~~~ 3-·r
~~-'-
a~~
~~~

GENERAL CABLE THERMO FISHER
INDUSTRY ELECTRICAL SCIENTIC AND TECHNICAL EQUIPMENT

igj $2,000 - $10,000 o $10,001 - 5100,000 o $2,000 - $10,000 IZl $10,001 - $100,000
o $100,001 - $1,000,000 DOver $1,000,000 o $100,001 - $1,000,000 DOver $1,000,000
NATURE OF iNVESTMENT NATURE OF INVESTMENT

~ Stock 18I Stock
(Describe)
o Other - ::-- _
(Describe)
IF APfLiCABLE, ~!ST DATE
10/~~ ~ I&t_-d_r ~~~

---==S?GS:::J ACQUIRED DISPOSED
~: ~~\...1. II,\:YL.vll\"lIC.lliT
FPPC Form 700 (2008/2009) Sch. A-1


(Ownership Interest is Less Than 10%) NORMAN JOEL PATTZ

EMERSON ELECTRIC CVS CAREMARK
INDUSTRIAL EQUIPMENT DRUG STORES

o 82,000 - $10,000 IXi S10,001 - $100,000 0$2,000 - S10,000 ~ S10,00'1 - $100,000
o $100,001 - S1,000,000 DOver $1,000,000 o 8100,001 - 81,000,000 DOver $1,000,000

IXi Stock IXi Stock

-a?
~~~ .J.Q..;..Q§0...illL ,...----- 07
~~~ .J.Q..;.2G~

NORTHERN TRUST GENERAL MILLS
FINANCIAL CONSUMER GO.ODS

o $2,000 - $10,000 o $10,001 - S100,000 o $2,000 - $10,000 IXi $10,001 - $100,000
o 8100,001 - $1,000,000 DOver $1,000,000 0$100,001 - $1,000,000 DOver $1,000,000

~ Stock IX! Stock

07 .. 07
~.!2J~ ~~...illL .-!:::..J l:..i.J ,Q8 ~~...illL
FOREST LABS GENZYME CORP

DRUG MFG BfOTECH

~ $2,000 - S10,000 0$10,001 - $100,000 o 82,000 - $10,000 ~ $10,001 - $100,000
o 5100,001 - 51,000,000 DOver $1,000,000 o S100,001 - 51,000,000 DOver 81,000,000

IX! Stock IZI Stock
n Other (Describe)
o Other --------~-,-------
(Describe)
IF A??UCABL'::. liS-:- DAT'::: IF APPLICABLE, LIST DATE:
~,,,,,,?~ ~~...illL ~(:r;~7 ~~~

DiSPOSED ACQUIRED DISPOSED
H.B
s VESTMENT
FPPC Form 700 (2008/2009) Sch. A-1

Investments . FAIR POLITICAL PRACTICES COMMISSION
Name
MEDTRONIC INC PROCTOR AND GAMBLE

MEDICAL APPLIANCES CONSUMER GOODS

n $2.000 - 510,000 ~ $10,001 - 5100,000 0$2,000 - $10,000 Igj $10,001 - $100,000
i 1$100,001 - $1.000,000 DOver 51,000,000 o 5100,001 - 51,000,000 DOver 51,000,000

!Xl Stock ~ Stock
n Other (Describe) o Other ------------------

(Describe)
IF APPLICABLE, LIST DATE: IF APPLICABLE, LIST. DATE:
2/"2.0 /~ ~~~ ->-~~llL; ~7' ~~~

MERCK& CO
DRUG MFG
o 52,000 - $10,000 ~ $10,001 - $100,000 o $2,000 - $10,000 0$10,001 - $100,000
0$100,001 - 51,000,000 DOver $1,000,000 o $100,001 - $1,000,000 DOver $1,000,000

~ Stock o Stock
o Other ------------------
(Describe)
o Other ---------::::--::-c------
(Describe)

C-- 07
~~~ J_l.J __
~~ .----J.----J ~ .----J.----J ~
PEPSICO
CONSUMER GOODS
o 52,000 - 510,000 [gJ 510,001 - $100,000 o 52,000 - 510,000 0$10,001 - 5100,000
o $100,001 - 51,000,000 Dover $1,000,000 o $100,001 - $1,000,000 DOver $1,000,000

~ Stock o Stock
I i Other {Des::nbe}
o Other -----------------
(Describe)
IF APPLICABLE, LIST DATE

o
<I {~ .----J.----J~ .----J.----J .....illL.
ACQUIRED DISPOSED
~~ s.~ OF I"'VESTMENT
FPPC Form 700 (2008/2009) Sch. A-1
FPPC Toll-Free Helpline: 866/ASK-FPPC www-Fppc.ca.gov
SCHEDULEC CALIFORNIA FORM
FAIR POLITICAL PRACTICES COMMISSION
700
Income, Loans, & Business
Name
Positions
(Other than Gifts and Travel Payments) NORMAN JOEL PATTIZ
~. 1. INCOMERECEIVED ~·1.INCOME RECEIVED

NAME OF SOURCE OF INCOME NAME OF SOURCE OF INCOME
WESTWOOD ONE NORMAN PATTIZ 1996 CHARITABLE TRUST

ADDRESS ADDRESS
8965 LlNDBLADE ST, CULVER CITY, CA 90232 21731 VENTURA BLVD #300, WOODLAND HILLS
3US!NESS ACTIVITY, IF ANY, OF SOURCE BUSINESS ACTIVITY, IF ANY, OF SOURCE
RADIO BROADCASTING
YOUR BUSINESS POSITION YOUR BUSINESS POSITION
CHAIRMAN OF THE BOARD TRUSTEE
GROSS INCOME RECEIVED GROSS INCOME RECEIVED
I i S500 • 51,000 0 $1,001 - $10,000 0$500 - $1,000 0 $1,001 - $10,000
0510,001 - $100,000 ~ OVER $100,000 ~ $10,001 - $100,000 0 OVER $100,000
CONSIDERATION FOR WHICH INCOME WAS RECEIVED CONSIDERATION FOR WHICH INCOME WAS RECEIVED
~ Salary 0 Spouse's or registered domestic partner's income o Salary 0 Spouse's or registered domestic partner's income
o Loan repayment o Loan repayment
o Sale of o Sale of
(Property. car boar. etc)
(Properry, car, boat. etc.)
o Commission or 0 Rental Income, lis[ each source of 510,000 or more o Commission or D Rental Income, list eech source of $10,000 or more
~ Other TRUST DISTRIBUTION

o Other (Describe) (Describe)
~ 2. LOANS RECEIVEDOR OUTSTANDING:DURINGTHE,REPORTINGPERIOD'
* You are not required to report loans from commercial lending institutions, or any indebtedness created as part
of a retail installment or credit card transaction, made in the lender's regular course of business on terms
available to members of the public without regard to your official status. Personal loans and loans received
not in a lender's regular course of business must be disclosed as follows:
INTEREST RATE TERM (MonthslYears)

NAME OF LENDER'
_____ % 0 None
ADDRESS
SECURITY FOR LOAN
BUSINESS ACTiVITY, IF ANY, OF LENDER

o Personal residence
o Real Property Street address
HIGHEST BALANCE DURING REPORTING PERIOD
o 5500 - $1,000 City
o $1,001 - $10.000
o Guarantor ---------------------
o $10,001 - $100,000
DOVER 5100,000
o Other (Describe)
Comments:
FPPC Form 700 (200812009) Sch. C

FPPC Toll-Free Helpline: 866IASK-FPPC www.fppc.ca.gov

UC Regent - Pattiz - Financial Disclosure

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PATTIZ NORMAN JOEL ( 818 ) 592-2000 X278

8965 L1NDBLADE STREET CULVER CITY CA 90232 818-592 -6363

1. Office, Agency, or Court 4. Schedule Summary

Schedule BOYes - schedule attached

Schedule C ~Yes - schedule attached

o No reportable interests on any schedule

o Assuming Office/lnitial Date: ----.1----.1__

FPPC Form 700 (200812009)

~ NAME OF BUSINESS ENTITY ~ NAME OF BUSINESS ENTITY

INDUSTRIAL EQUIPMENT WHOLESALE FINANCIAL

NATURE OF INVESTMENT NATURE OF INVESTMENT

(Describe) o Other (Describe)

IF APPLICABLE, LIST DATE: IF APPLICABLE, LIST DATE:

---.! ---.!....QSL __ J---.! ....QSL ----.! ----.!....QSL

~ NAME OF BUSINESS ENTITY ~ NAME OF BUSINESS ENTITY

NATURE OF INVESTMENT NATURE OF INVESTMENT

IF APPLICABLE, LIST DATE: IF APPLICABLE, LIST DATE:

---.!---.! ....QSL ----.! ----.!....QSL ----.! ---.!....QSL ----.! ----.!....QSL

~ NAME OF BUSINESS ENTITY ~ NAME OF BUSINESS ENTITY

.,:..;.n.;"'..=: 0:0 iNV!::STMENT NATURE OF INVESTMENT

~ ~-~~ o Other (Describe)

IF APPLICABLE, LIST DATE:

---.! -----1....QSL ----.!----.!....QSL

FPPC Form 700 (2008/2009) Sch, A-l

Stocks, Bonds, and Other Interests Name

~ NAME OF BUSINESS ENTITY

NATURE OF INVESTMENT NATURE OF INVESTMENT

IF APPLICABLE, LIST DATE: IF APPLICABLE, LIST DATE:

---.J---.J~ ---.J---.J~ ---.J---.J~ ---.J --.l...!1!L..

~ NAME OF BUSINESS ENTITY ~ NAME OF BUSINESS ENTiTY

FINANCIAL WASTE MANAGEMENT

NATURE OF INVESTMENT NATURE OF INVESTMENT

o Other - -:=-_,---:- _ o Other --- _

iF APPLICABLE, LIST DATE: IF APPLICABLE, LIST DATE:

---.J---.J~ ---.J ---.J-.!JJL ---.J---.J~ ---.J --.l-.!JJL

~ NAME OF BUSINESS ENTITY ~ NAME OF BUSINESS ENTITY

MANAGEMENT SERVICES MEDICAL EQUIPMENT

N.~illR.= Of l~rV~STMt:NI NATURE OF INVESTMENT

IF APPLICABLE, LIST DATE:

---'---.J~ ---.J --.l-.!JJL

FPPC Form 700 (2008/2009) Sch. A-l

Stocks, Bonds, and Other Interests Name

.. NAME OF BUSINESS ENTITY

NETWORKING & COMMUNICATION

IF APPLICABLE, LIST DATE: IF APPLICABLE, LIST DATE:

---1---1~ ---1---1~ ---1---1-.SJL

.. NAME OF BUSINESS ENTITY .. NAME OF BUSINESS ENTITY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY GENERAL DESCRIPTION OF BUSINESS ACTIVITY

FAIR MARKET VALUE FAIR MARKET VALUE

NATURE OF INVESTMENT NATURE OF INVESTMENT

IF APPLICABLE, LIST DATE: IF APPLICABLE, LIST DATE:

---1---1-.SJL ---1---1~ ---1---1-.SJL ---1---1-.SJL

.. NAME OF BUSINESS ENTITY .. NAME OF BUSINESS ENTITY

GENERAL DESCRIPTION OF BUSINESS ACTIVITY GENERAL DESCRIPTION OF BUSINESS ACTIVITY

FAIR MARKET VALUE FAtR MARKET VALUE

~----------------------------------------- o Other (Describe)

-~--..---=--=-- ~-- ~ =- IF APPLICABLE, LIST DATE:

FPPC Form 700 (2008/2009) Sch. A-1

.. NAME OF BUSINESS ENTITY

~HNICAL SERVICES FAIR MARKET VALUE o $10,001 - $100,000

;2,000 - S10,000 DOver $1,000,000

DRUG MANUFACTURERS FAIR MARKET VALUE