2077
I. INTRODUCTION
Manuscript received June 11, 2008; revised August 29, 2008. First published
April 17, 2009; current version published June 24, 2009. This work was supported in part by the Ministry of Education, Taipei, Taiwan, under the ATU plan,
by the National Science Council of the Republic of China under Grant NSC952221-E-005-127 and Grant NSC97-2221-E-005-091-MY2, and by the Excellent Research Projects of National Taiwan University under Grant 97R0062-07.
Y.-P. Chiou is with the Graduate Institute of Photonics and Optoelectronics
and Department of Electrical Engineering, National Taiwan University, Taipei
106-17, Taiwan (e-mail: ypchiou@ntu.edu.tw).
Y.-C. Chiang is with the Department of Electrical Engineering, National Chung-Hsing University, Taichung 402-27, Taiwan (e-mail: ycchiang1970@nchu.edu.tw; pgkng@yahoo.com.tw).
C.-H. Lai and C.-H. Du are with the Graduate Institute of Photonics and
Optoelectronics, National Taiwan University, Taipei 106-17, Taiwan (e-mail:
d93941025@ntu.edu.tw; b92006@csie.ntu.edu.tw).
H.-C. Chang is with the Department of Electrical Engineering, the Graduate
Institute of Photonics and Optoelectronics, and the Graduate Institute of Communication Engineering, National Taiwan University, Taipei 106-17, Taiwan
(e-mail: hcchang@cc.ee.ntu.edu.tw).
Digital Object Identifier 10.1109/JLT.2008.2006862
2078
JOURNAL OF LIGHTWAVE TECHNOLOGY, VOL. 27, NO. 12, JUNE 15, 2009
Fig. 2. (a) Cross-sectional view of the stencil used near the corner.
and its
its derivatives. Similarly, we can also express
and its derivatives.
derivatives as the expansion of
and its derivatives in
2) As shown in Fig. 2(a), transform
the global coordinate system into corresponding terms
in the local rotated coordinate system for the linear
slanted interface or into the local cylindrical coordinate system for the curved interface with effective radius
. Similarly,
and its derivatives are transformed back
to their correspondings in the coordinates system.
and its derivatives as a linear combination
3) Express
and its derivaof the field just left to the interface
tives by matching the boundary conditions. In addition to
those given in [14], some detailed formulas are given in the
Appendix.
In the steps, represents the electric field or the magnetic
field , and the subscript denotes the - or -component.
as the
Following the above steps, we can express
and its derivatives. If there is no
linear combination of
interface between the grid points, such expansion and boundary
matching is the same as normal Taylor series expansion in a homogeneous material. For the second-order scheme, we need use
nine grid points and corresponding derivative terms. We collect
all relation equations based on the nine points shown in Fig. 2(a),
itself, and express them in a matrix
including the point
form:
(1)
where
is the vector of the fields
is the matrix of coeffiat the nine points,
cients derived with the above steps, and
is the
vector contains the field quantities at the point
and
its derivatives with respect to or . We can obtain a final
set of FD formulas by taking inverse operation of (1), and
,
,
the improved FD formulas for the terms
,
, and so on in
are then expressed
as a linear combination of the field values at the nine sampled
points.
Note that the interface between materials of refractive indexes
and can be slanted or curved. No staircase approximation
is required as that in common FD formulation. The boundary
conditions across the slanted or curved interface in our formulation are satisfied through coordinate transformation of the fields.
Noteworthily, the derivation process is the same for both E- and
H-formulations. For waveguides made of nonmagnetic media,
H is continuous across the interface between two media, while
E may be discontinuous. Therefore, we generally expect the
H-formulation converges faster. They do normally, but there is
slight difference between two formulations, since derivative of
H may also be discontinuous. Therefore, the singular behavior
around a corner exists for E and H formulations.
B. Treatment Near the Corner
We may adopt another strategy in the analysis of the corner
problems, since we have proposed an improved full-vectorial
Authorized licensed use limited to: Svetlana Boriskina. Downloaded on September 6, 2009 at 14:50 from IEEE Xplore. Restrictions apply.
CHIOU et al.: FINITE-DIFFERENCE MODELING OF DIELECTRIC WAVEGUIDES WITH CORNERS AND SLANTED FACETS
2079
Fig. 3. Contours of the electric field distributions for the fundamental mode of the square channel waveguide. (a) E and (b) E .
Fig. 4. Contours of the magnetic field distributions for the fundamental mode of the square channel waveguide. (a) H and (b) H .
Fig. 5. 3-D plot of the electric field distributions for the fundamental mode of the square channel waveguide. (a) E and (b) E .
FD scheme to rigorously treat linear and curved step-index interfaces as in last section. As shown in Fig. 2(b), we model the
rather than a recorner as a tiny arc with effective radius
ally sharp wedge. In fact, this replacement may be even closer
to the realistic engineering implementations. Outside the corner
region, we adopt the linear slanted scheme to model the interface. The relation between the arc angle and the original corner
angle is
arc
corner
(2)
where corner is the angle of the corner and arc is the arc
angle used to approximate the corner, as shown in Fig. 2(b). To
Authorized licensed use limited to: Svetlana Boriskina. Downloaded on September 6, 2009 at 14:50 from IEEE Xplore. Restrictions apply.
2080
JOURNAL OF LIGHTWAVE TECHNOLOGY, VOL. 27, NO. 12, JUNE 15, 2009
Fig. 6. 3-D plot of the electric field distributions for the fundamental mode of the square channel waveguide. (a)
Fig. 7. Electric field profiles along the diagonal of the waveguide near a corner obtained by using different
TABLE I
CONVERGENCE OF THE COMPUTED REFRACTIVE INDEXES OF THE
SQUARE CHANNEL WAVEGUIDE
r . (a) E
and (b)
and (b)
Authorized licensed use limited to: Svetlana Boriskina. Downloaded on September 6, 2009 at 14:50 from IEEE Xplore. Restrictions apply.
CHIOU et al.: FINITE-DIFFERENCE MODELING OF DIELECTRIC WAVEGUIDES WITH CORNERS AND SLANTED FACETS
2081
Fig. 8. Magnetic field profiles along the diagonal of the waveguide near a corner obtained by using different r . (a) H and (b) H .
TABLE II
MODE FOR THE RIB WAVEGUIDE FOR DIFFERENT D s COMPUTED BY DIFFERENT AUTHORS
of the relatively higher equivalent refractive index in the rib region. Since this structure is relatively easier for semiconductor
processing, it is one of the most popular structures in the design
of integrated optic devices and systems.
In our calculation, we use the following parameters: the opm, rib width
m, and
erating wavelength
m. The outer slab depth varies from 0.1 to
0.9 m. The refractive indexes of the cover, the guiding layer,
,
, and
,
and the substrate are
respectively. The parameters for the computational window are
m,
m, and
m. We present
in the last two columns of Table II the computed effective index
mode obtained by our improved of the lowest order
and -formulations. TBC is adopted. Table II also provides
values obtained by previous authors using different methods:
the VFEM with Aitken extrapolation [16], the VFEM with highorder mixed-interpolation-type elements (Edge-FEM) [17], and
VFEM-I [13]. Figs. 10 and 11 show the contours of the com,
,
, and
for
puted transverse field components
mode using our improved formulations with
the lowest
m. Note that the field confinement is not very good in
-direction for
and 0.9, and using PEC instead of TBC
may affect the sixth and fifth significant digits, respectively.
C. Rib Waveguides With One Slanted Side Wall
A typical photonic integrated system includes many components that are polarization sensitive, for example, integrated
switches, interferometers, amplifiers, receivers, etc. Thus, it is
often necessary to manipulate or convert polarization state in
Authorized licensed use limited to: Svetlana Boriskina. Downloaded on September 6, 2009 at 14:50 from IEEE Xplore. Restrictions apply.
2082
JOURNAL OF LIGHTWAVE TECHNOLOGY, VOL. 27, NO. 12, JUNE 15, 2009
Fig. 12. The schematic representation of the single-section polarization converter. (a) The converter structure. (b) Cross-sectional view of the PRW section.
[20][22]. Such passive components may be simpler to fabricate and an important characteristic of these converters is that
the polarization rotation is achieved simply by adjusting the
geometry of the devices. Most of these passive polarization
converters employ a longitudinally periodic perturbation structure. Recently, it has been reported that it is possible to achieve
polarization rotation in a single-section design [23][25], as
mode is launched from a standard
shown in Fig. 12(a). If an
input waveguide (IW), this incident field excites both the first
and second hybrid modes of nearly equal modal amplitudes.
As these two hybrid modes propagate along the polarization
rotating waveguide (PRW), they would become out of phase at
the half-beat length and their combined modal fields produce
mode in the following output waveguide (OW).
mainly a
The PRW is based on a rib waveguide with one side wall slanted
at an angle around 45 , and the cross-sectional view of this
structure is shown in Fig. 12(b).
The parameters we use for an asymmetrical slanted-wall rib
m, rib width
waveguide are the operating wavelength
m,
m, and the outer slab depth
m. The refractive indexes of the cover, the guiding layer,
and the substrate are
,
, and
,
respectively. The parameters for the computational window are
m,
m, and
m. The slanted angle
Authorized licensed use limited to: Svetlana Boriskina. Downloaded on September 6, 2009 at 14:50 from IEEE Xplore. Restrictions apply.
CHIOU et al.: FINITE-DIFFERENCE MODELING OF DIELECTRIC WAVEGUIDES WITH CORNERS AND SLANTED FACETS
2083
Fig. 13. 3-D plot of the electric field distributions for the first hybrid mode of the asymmetric slanted-wall rib waveguide. (a) E and (b) E .
Fig. 14. 3-D plot of the magnetic field distributions for the first hybrid mode of the asymmetric slanted-wall rib waveguide. (a) H and (b) H .
Fig. 15. 3-D plot of the electric field distributions for the second hybrid mode of the asymmetric slanted-wall rib waveguide. (a) E and (b) E .
is 52 . Figs. 13 and 14 show the 3-D plots of the E and M components for the first hybrid mode, respectively. Figs. 15 and 16
show the 3-D plots of the E and M components for the second
hybrid mode, respectively. We use 317 by 251 grid meshes in
calculation. The calculated effective refractive indexes for the
first hybrid mode are 3.3273423 and 3.3272512 by using and -formulations, respectively. The calculated effective refractive indexes for the second hybrid mode are 3.3263567 and
3.3263383 by using - and -formulations, respectively. We
can see that both hybrid modes have comparable field components in - and -directions, and their polarizations are no longer
in the - or -direction but in the direction parallel or perpendicular to the slanted wall. Thus, they cannot be correctly obtained by using semivectorial formulation. To verify our simulation, FEM and Yee-mesh-based FD beam propagation method
(Yee-FD-BPM) [26] are adopted, as shown in Table III. Both
and
fields are used at the same time in the formulation
of Yee-FD-BPM. Furthermore, we also use conventional FD
scheme [2] with staircase approximation and index-average approximation to calculate the same problem. We find that the hybrid mode cannot be correctly obtained either by our codes or
IV. CONCLUSION
Replacing sharp wedges with tiny arcs, we have implemented
full-vectorial FD scheme to investigate the field behavior near
dielectric waveguide corners. Nonuniform grids are adopted to
save computation. The electrical fields show singularity-like
distribution due to abrupt field discontinuities around the
corner, while the magnetic fields show smooth distribution due
to field continuity. Numerical results are convergent and show
excellent approximation to the real wedge structure. Five-digit
accuracy or more is achieved as compared with the full-vectorial FEM. In addition, the formulation is applicable to slanted
facets without staircase approximation. Numerical results from
a passive polarization converter shows it can model well the
full-vectorial properties of fields.
Authorized licensed use limited to: Svetlana Boriskina. Downloaded on September 6, 2009 at 14:50 from IEEE Xplore. Restrictions apply.
2084
JOURNAL OF LIGHTWAVE TECHNOLOGY, VOL. 27, NO. 12, JUNE 15, 2009
Fig. 16. 3-D plot of the magnetic field distributions for the second hybrid mode of the asymmetric slanted-wall rib waveguide. (a)
TABLE III
EFFECTIVE INDEXES OF COMPUTED BY DIFFERENT METHODS
and (b)
(17)
(18)
for the electric field.
For the curved interface case, the interface conditions required in addition to those in [14] are
APPENDIX
For the linear slanted interface case, the interface conditions
required in addition to those in [14] are
(19)
(20)
(3)
(21)
(4)
(22)
(5)
(6)
(23)
(7)
(24)
(8)
(9)
(25)
(10)
for the magnetic field and
(11)
(12)
(26)
for the magnetic field and
(13)
(27)
(14)
(28)
(15)
(16)
Authorized licensed use limited to: Svetlana Boriskina. Downloaded on September 6, 2009 at 14:50 from IEEE Xplore. Restrictions apply.
(29)
CHIOU et al.: FINITE-DIFFERENCE MODELING OF DIELECTRIC WAVEGUIDES WITH CORNERS AND SLANTED FACETS
(30)
(31)
(32)
(33)
(34)
for the electric field.
REFERENCES
[1] R. E. Collin, Field Theory of Guided Waves, ser. IEEE/OUP Series on
Electromagnetic Wave Theory, 2nd ed. Oxford, U.K.: Oxford University Press, 1990, sec. 1.5.
[2] C. L. Xu, W. P. Huang, M. S. Stern, and S. K. Chaudhuri, Full vectorial mode calculations by finite-difference method, Proc. Inst. Electr.
Eng., J, vol. 141, no. 5, pp. 281286, Oct. 1994.
[3] G. R. Hadley and R. E. Smith, Full-vector waveguide modeling using
an iterative finite-difference method with transparent boundary conditions, J. Lightw. Technol., vol. 13, no. 3, pp. 465469, Mar. 1995.
[4] S. Dey and R. Mittra, A conformal finite-difference time-domain technique for modeling cylindrical dielectric resonators, IEEE Trans. Microw. Theory Tech., vol. 47, pp. 17371739, 1999.
[5] A. S. Sudb, Why are accurate computations of mode fields in rectangular dielectric waveguides difficult?, J. Lightw. Technol., vol. 10,
no. 4, pp. 418419, Apr. 1992.
[6] J. Meixner, The behavior of electromagnetic fields at edges, IEEE
Trans. Antennas Propag., vol. AP-20, no. 4, pp. 442446, Jul. 1972.
[7] J. B. Andersen and V. V. Solodukhov, Field behavior near a dielectric wedge, IEEE Trans. Antennas Propag., vol. AP-26, no. 4, pp.
598602, Jul. 1978.
[8] G. I. Makarov and A. V. Osipov, Structure of Meixners series,
Radio-Phys. Quantum Electron., vol. 29, no. 6, pp. 544549, Dec.
1986.
[9] G. R. Hadley, High-accuracy finite-difference equations for dielectric
waveguide analysis II: Dielectric corners, J. Lightw. Technol., vol. 20,
no. 7, pp. 12191231, Jul. 2002.
[10] N. Thomas, P. Sewell, and T. M. Benson, A new full-vectorial higher
order finite-difference scheme for the modal analysis of rectangular dielectric waveguides, J. Lightw. Technol., vol. 25, no. 9, pp. 25632570,
Sep. 2007.
[11] W. W. Lui, C.-L. Xu, W.-P. Huang, K. Yokoyama, and S. Seki, Fullvectorial mode analysis with considerations of field singularities at corners of optical waveguides, J. Lightw. Technol., vol. 17, no. 8, pp.
15091513, Aug. 1999.
[12] M. Koshiba and Y. Tsuji, Curvilinear hybrid edge/nodal elements with
triangular shape for guided-wave problems, J. Lightw. Technol., vol.
18, no. 5, pp. 737743, May 2000.
[13] D.-U. Li and H.-C. Chang, An efficient full-vectorial finite element
modal analysis of dielectric waveguides incorporating inhomogeneous
elements across dielectric discontinuities, IEEE J. Quantum Electron.,
vol. 36, no. 11, pp. 12511261, Nov. 2000.
[14] Y.-C. Chiang, Y.-P. Chiou, and H.-C. Chang, Improved full-vectorial
finite-difference mode solver for optical waveguides with step-index
profiles, J. Lightw. Technol., vol. 20, no. 8, pp. 160911618, Aug.
2002.
[15] J. E. Goell, A circular-harmonic computer analysis of rectangular dielectric waveguides, Bell Syst. Tech. J., vol. 51, pp. 21332160, 1969.
[16] B. M. A. Rahman and J. B. Davies, Vector-H finite-element solution
of GaAs/GaAlAs rib waveguides, Proc.-J. Inst. Electr. Eng., vol. 132,
pp. 349353, 1985.
[17] M. Koshiba, S. Maruyama, and K. Hirayama, A vector finite element
method with the high-order mixed-interpolation-type triangular elements for optical waveguiding problems, J. Lightw. Technol., vol. 12,
no. 3, pp. 495502, Mar. 1994.
2085
Chih-Hsien Lai, photograph and biography not available at the time of publication.
Cheng-Han Du, photograph and biography not available at the time of publication.
Authorized licensed use limited to: Svetlana Boriskina. Downloaded on September 6, 2009 at 14:50 from IEEE Xplore. Restrictions apply.
2086
JOURNAL OF LIGHTWAVE TECHNOLOGY, VOL. 27, NO. 12, JUNE 15, 2009
Authorized licensed use limited to: Svetlana Boriskina. Downloaded on September 6, 2009 at 14:50 from IEEE Xplore. Restrictions apply.