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CONTINUOUS MEDICAL EDUCATION AND QUALITY DEVELOPMENT

The patient-centred interview: the key to


biopsychosocial diagnosis and treatment
Pekka Larivaara, Jorma Kiuttu and Anja Taanila
Department of Public Health Science and General Practice, University of Oulu, Oulu, Finland.

Scand J Prim Health Care 2001;19:8– 13. ISSN 0281-3432 patient-centred interview helps the GP to better understand the
patient and helps to explain the data that the patient presents.
The article reports on some ideas and experiences gained from a Patient-centred orientation and interviewing also change the com-
holistic approach to working with patients and introduces a view- munication between doctor and patient in a direction which sup-
point that includes opinions on how postmodernism, the biopsycho- ports the patient’s and his/ her family members’ own resources in
social model and a patient-centred interviewing style can change the healing process.
traditional, biomedical-oriented medicine. During the past 10 years,
we have been instructing medical students in the use of this pa- Key words: patient-centred interview, doctor– patient communica-
tient-centred interviewing model and have trained experienced gen- tion, biopsychosocial approach, postmodernism, consultations, gen-
eral practitioners (GPs) in adopting it in 2-year family-oriented eral practice, medical education.
continuing medical education courses. We believe that doctors and
other health care providers, particularly in primary care settings, Pekka LariØaara, Family and Community Medicine, Department
need a comprehensive concept of human health and illness, and of Public Health Science and General Practice, UniØ ersity of
that skill in patient-centred interviewing is the product of a deep Oulu, P.O. Box 5000, FIN-90014 UniØ ersity of Oulu, Finland.
learning process. In conclusion, we have learned that a successful E-mail: plariØaa@cc.oulu.Ž

Medicine in the Western world has for long been In Europe, Michael Balint (4) was one of the Ž rst
based on natural sciences, and teaching at medical pioneers with a postmodern perspective to medicine.
schools has been mainly disease-oriented. The He started analysing the communication between
biomedical treatment model is deeply connected with doctor and patient as long ago as the 1950s. Since
modernistic thinking of human beings and illnesses. then, many doctors and researchers have made a
Modernism refers to a Western philosophical tradi- close study of the details of this communication
tion that views knowledge as objective and Ž xed (1). process (3,5 – 7). Today, American medicine is also in
Knower and knowledge are independent, and lan- the midst of a professional evolution driven by re-fo-
guage is a representation of objective truth and real- cusing medicine’s regard for the patient’s point of
ity. Doctors are authorities as decision-makers and view (8). The biomedical model was concretely chal-
lenged there by George Engel (9), who addressed the
patients are in a deferential position. Typically, in
psychosocial aspect of medicine and formulated a
this conŽ guration, doctors are the culturally deŽ ned
biopsychosocial diagnosis and treatment model in the
experts who have empowering knowledge that is of-
1970s. On the basis of the work of these pioneers
ten private and unavailable to a patient (2).
during the last three decades, a patient-centred inter-
The emergence of a postmodern discourse in the
viewing and treatment model has been created (10 –
human sciences is challenging the modernistic per-
13), and medical education has gradually taken a
spective of how we see and think about the world and patient-centred and learner-centred turn (14).
our experiences in it. Postmodernism is an umbrella In this paper, we Ž rst try to clarify the key elements
term referring not to an era but to a philosophical and theoretical differences of the doctor-centred and
perspective that includes an ideological critique of the patient-centred interviews. The patient-centred inter-
foundation of medical and social thinking – a contin- viewing model formulated by us is based on the
ual questioning and re-examination of the familiar literature, our previous study outcomes and our
(2). From a postmodern perspective, everything is teaching, supervision and clinical experiences. Sec-
open to criticism. The doctor’s knowledge, diagnosis ondly, we introduce an illustrative patient case that
and treatment plans are not ‘‘objective truths’’ any helps readers to understand how these two interview-
more. Postmodernism favours the idea that a knower ing styles differ from each other and how a doctor’s
participates in creating the world he or she lives in, patient-centred interviewing and attitude offer an op-
observes and knows. In that paradigm, both the portunity to formulate a biopsychosocial diagnosis
doctor and the patient are equal knowers who, by for the starting point of a comprehensive treatment
communicating together, create shared expertise (3). plan.

Scand J Prim Health Care 2001; 19


The patient-centred inter×iew 9

THE DOCTOR-CENTRED INTERVIEW patient’s problem and to assess the full spectrum of
A doctor-centred attitude and interview is appropri- the patient’s concerns. It has been estimated that
ate in acute clinical situations when there is imminent two-thirds of diagnoses can still be made by the
danger to the patient’s life and when very rapid history alone, despite the technological innovations
action is needed, e.g. in emergency clinics. The goal of modern medicine (11). However, taking a good
of the doctor-centred interview is to make a clinical history is not easy. Doctors seem not to be good
symptom or disease diagnosis based on an authorita- listeners, and often interrupt their patients within the
tive, modernistic and biomedical approach. The doc- Ž rst 18 seconds of the encounter (15). Therefore, in
tor leads the conversation and interrupts the patient’s many cases, patients’ reasons for coming to the doc-
story shortly (15) by starting to present a sequence of tors are not fully elicited.
closed questions (11). The doctor makes decisions A good interview should begin with a patient-led
about what information and knowledge is necessary storytelling process in which the patient has in uence
and important. over the selection of the headlines and details of the
With the exception of these few acute clinical in- story told. Skilled interviewers convey warmth and
stances, especially in primary care settings, the doc- attention by their forward posture, eye contact and
tor-centred interview has several disadvantages: the expressive face, gesture and tone (11,12). Their ques-
patient’s own expectations, views of the symptoms, tions are single and to begin with open-ended, con-
concerns, fears and other feelings are not fully elic- trary to the closed ones used in the doctor-centred
ited. Even his or her real reasons for coming to the interview: ‘‘What can I do for you today? ’’ Questions
physician may be ignored (15). The patient readily invite the patient to describe their problems by using
begins to believe that his or her ideas are not impor- their own vocabulary and personal experience of the
tant while planning the treatment. He or she may symptoms: ‘‘Tell me some more – whate×er you feel is
become passive and lose conŽ dence in his or her own important? ’’ By allowing the patient the opportunity
strengths. Then symptoms and a feeling of illness to describe his or her own complaints, the skilled
often increase, resulting in heavy use of medical care doctor can more efŽ ciently develop diagnostic hy-
(16). potheses and recognise patterns that are relevant for
that particular patient’s problems.
However, very often the patient’s story includes
THE PATIENT-CENTRED INTERVIEW ambiguity and jargon, in which case the doctor has to
The essence of the patient-centred method is that the interrupt (not too early during the interview) and to
doctor tries to enter the patient’s world and tries to present some clarifying comments: ‘‘I’m not clear
get a holistic picture of the patient. This includes about that – tell me again’’ or ‘‘Let me see if I’×e
information from all the levels of the biopsychosocial understood that correctly …’’ or ‘‘Let me check to see
model: cell-organ level, psychological-individual level, if I understand what you ha×e told me so far.’’ Check-
and family-community level (9). The goal is also to ing (11) gives an important message to the patient,
reach shared expertise with the patient (3). Further- including reassurance about the doctor’s active listen-
more, in the patient-centred treatment model the ing and interest in gaining an accurate understanding
physician has to support the patient’s autonomy of the problem.
(2,3,5,11,12), i.e. the personal authority and compe- At the end of the interview, the patient-centred
tence of the patient fully and responsibly to take a interviewer often explicitly introduces the summary
central role in his or her health and illness and invites the patient’s comment, not just medical
management. but also social and emotional issues are included.
Summarising also demonstrates that the doctor has
Key elements of the patient-centred encounter been attentive (3,11,12).
In this decade, a growing consensus has emerged on
deŽ ning some key elements of the patient-centred Responding to patients’ emotions
encounter (11). These include: (i) assessing the full All experiences of symptoms and illness produce
spectrum of patient concerns, (ii) getting to the heart many emotions in patients and their families. In
of the problem, (iii) delivering diagnostic informa- order to get to the heart of the patient’s problems, the
tion, (iv) developing treatment plans, and (v) educat- doctor must somehow perceive these emotions and
ing and motivating patients. respond to them either verbally or non-verbally. The
manner in which the doctor responds to the patient’s
Gathering data emotions will, to a large extent, determine the quality
Everyone agrees that a doctor has to be able to of the overall doctor – patient relationship. Even a
gather data accurately if s:he is to understand a competent technical procedure may be felt unsuccess-

Scand J Prim Health Care 2001; 19


10 P. Lari×aara et al.

ful by a patient if the doctor is not supportive and succinct. Every now and then the patient’s response is
emotionally available (16). only non-verbal. The patient may be silent or may
The empathic doctor encourages the patient to look sad, or anxious.
describe his:her feelings about the illness and treat- When making treatment plans it is also important
ment. S:he has a small packet of tissues on the table for the doctor to give due attention to the patient’s
of the consulting room for tearful patients. It helps motivation. However, even experienced doctors know
the patient if the doctor states that an emotion is that one of the most difŽ cult tasks is to motivate a
recognised and accepted. ‘‘This must be ×ery hard for patient into making changes in their lifestyle. There
you. Now I understand your situation better.’’ are at least seven steps in a basic motivational se-
quence that the doctor can use to help motivate
Respect and personal support patients to adhere to treatment plans (18): (i) check
The patient-centred doctor acknowledges and appre- adherence carefully; (ii) diagnose speciŽ c adherence
ciates the patient’s efforts to cope with his:her symp- problems; (iii) respond to emotions and offer sup-
toms and problems. Respectful comments add a great port, partnership and respect; (iv) elicit a statement of
deal to improving the relationship. Sometimes it is commitment; (v) negotiate solutions; (vi) obtain an
good to move closer to the patient, even to touch and afŽ rmation of intent and follow-up; and (vii) rein-
use warm tones while speaking. Once in a while, force the patient’s own strengths (empowerment).
limited self-disclosure is appropriate and supportive This means that the doctor has to create with the
(11): ‘‘When my mother had symptoms like yours some patient an atmosphere in which it is possible to
years ago, she and I felt upset like you do now.’’ discuss all problems regarding non-adherence openly.
Patient-centred doctors are also honest to patients When patients describe their difŽ culties in trying to
and their family members (17). They tell them what is follow advice, the doctor should indicate an under-
possible to manage in the ‘here and now’ and what standing of the problem. ‘‘I understand that this is
issues are outside their knowledge. ‘‘I want to help difŽ cult for you. I ha×e seen the same kind of
you in any way I can. Please, let me know what you difŽ culties in se×eral other patients.’’ As the problems
expect me to do to help.’’ have been clariŽ ed, it is easier for the doctor and the
patient to develop a plan together to address them.
Diagnosis, treatment plans, education and moti×ating When the patient has successfully accomplished even
The Ž nal function of the patient-centred interview a small part of the plan, the doctor must respect this
concerns a kind of summary of the information from issue and praise the patient. ‘‘I am ×ery impressed that
the doctor to the patient. This is a special part of the you ha×e succeeded in cutting down smoking so much.’’
communication process to which more attention Motivational efforts usually arouse many emotions
should be paid, because, even when patients become in the patients. These can include for example sad-
fully informed, only 22– 72% of doctors’ recommen- ness, anger, humiliation or enjoyment and happiness.
dations are followed (14). Many doctors are frus- Responding to all the patient’s emotions fosters a
trated, and often ask: ‘‘How can we get the patient to relationship and can result in better health outcomes.
understand and remember the diagnostic information
and advice?’’ There are at least six steps in the
affective process of educating a patient about his or
her illness (11): (i) establish the patient’s perception
of the problem, (ii) provide a basic diagnosis, (iii) AN ILLUSTRATIVE CASE
respond to the patient’s feelings about the diagnosis, The following example, based on recent experience in
(iv) check the patient’s knowledge of the illness, (v) a health care centre, illustrates the differences be-
provide details of the diagnosis, and (vi) check the tween the doctor-centred and the patient-centred in-
patient’s understanding of the problem. terview. The details have been changed so that the
In this phase of the interview, it is therefore impor- patient cannot be identiŽ ed and conversations are
tant Ž rst to elicit the patient’s ideas about the cause presented as abridged versions. A 46-year-old female
of the main symptom. ‘‘What do you think might be patient was Ž rst interviewed by a young GP with no
causing your problem or illness? ’’ At this moment, special training in patient-centred interviewing. After
patients very often reveal their fears about some this, an experienced GP, who had received special
particular illness or severe disease. Patients are also training in a biopsychosocial approach and in pa-
often fearful and very anxious in listening to the tient-centred and family-oriented interviewing, met
doctor’s diagnostic information, especially if the in- with the patient and performed a patient-centred
formation includes some bad news. Therefore this interview without seeing the previous one. Both inter-
information and any instructions need to be brief and views were videotaped, transcribed and analysed.

Scand J Prim Health Care 2001; 19


The patient-centred inter×iew 11

Doctor-centred inter×iew Doctor: I see. Did you have a party there? (Facilitat-
Doctor: How are you today? ing beha×iour)
Patient: I have had stomach-aches. It is an old trou- Patient: No, not anything special, I was there only
ble and it has bothered me, perhaps, four years. It is with my friend. We sometimes eat some grilled food
a kind of sense of burning here (pointing to the pit of after sauna. (Life situation)
the stomach). There must be something. Doctor: You mentioned your friend. (Facilitating
Doctor: Hmm. Let us look at it. beha×iour)
Patient: Now it bothers me all the time. It is a terrible Patient: Yes, I am engaged to him.
pain. Doctor: Yes, and… (In×iting her to continue)
Doctor: How long you have suffered from it? (The Then she describes that she has been divorced for
doctor starts to dominate the inter×iew.) about 2 years. The marriage had lasted 20 years. She
Patient: For a long time, but during the last two has two adult daughters who have already moved out
weeks it has been especially serious. I feel that it has of the home.
been even difŽ cult to walk, my legs do not bear me, Doctor: So, your life situation has changed a lot
and it is troublesome to see in my way. recently. (Facilitating beha×iour)
Doctor: Was it the pain which made walking so Patient: Yes and my father died of cancer a year ago
difŽ cult? (A closed question) and one of my friends passed away just recently with
Patient: Perhaps, yes. I don’t know. (The doctor breast cancer. (Feeling)
doesn’t react to the patient’s ×ague answer) Doctor: You must have had a hard time. (Empathy
Doctor: Can you eat anything? and support)
Patient: Yes, but I think that fatty food makes the Her eyes are Ž lled with tears and the doctor gives
aches worse. When I ate grilled sausages at our her a tissue. She dries away her tears and then tells
summer place, the trouble began. (No attention to the how her father died. However, not until her friend
died did she remember that a gastroscopy had been
patient’s suggestion about her life situation)
performed on her about 4 years previously and that a
Doctor: Have you lost any weight? (A close question)
follow-up was recommended in a year but she never
Patient: I don’t think so. I have had some pills and
went there.
they have helped a bit.
Patient: I have been thinking that it may be stress
Then they discuss the pills for a while. The patient
behind my stomach-aches. My stomach has always
says that a gastroscopy was performed about four
been a bit sensitive. Now, I should get married and
years previously and that the doctor recommended a
trust in my new friend. I should also sell my house
repeat procedure in a year.
and my daughters don’t like this idea. I am faced
Doctor: Is the pain either during the night and day or with very difŽ cult decisions and I have been thinking
at what time? (A closed question) about that all the time. (Feeling)
Patient: It is, perhaps, less difŽ cult in the night. Doctor: I understand, and these changes in your life
Doctor: Have you seen any blood in your stools? Any situation may affect your stomach. (Empathy, starting
nausea or vomiting? (A closed question) to consult about diagnosis and treatment plan)
Patient: No. After negotiation they jointly agree that a gas-
Doctor: Well, let us look at your stomach. troscopy should be performed soon. She believes that
Then the doctor performed a physical examination she does not need any further medication right now.
and recommended some laboratory tests and sug- (Shared understanding and treatment plan). The con-
gested a further gastroscopy. Psychosocial issues were sultation Ž nishes with the following discussion:
not elicited. Doctor: Do you have any other comments or ques-
tions? Have we discussed all the topics and concerns
Patient-centred inter×iew you were thinking about before the visit? (Checking)
Doctor: Hello, what can I do for you? Patient: Yes, thank you for your help. I hope it is
Patient: I have had stomach-aches for about two only stress. However, very often it seems that there is
weeks or even longer. It is a sense of burning here something extra there (pointing at the stomach ). Actu-
(pointing to the pit of the stomach). There must be ally, I believe that when I have solved my problems
something. It is difŽ cult to sit and when walking I and made the important decisions, my distress will
feel myself too weak. It has been a very difŽ cult ease off and my stomach will be better. But they are
situation during the last few days. (Feeling) such difŽ cult decisions. I don’t want to make the
Doctor: Hmm. I understand. So two terrible weeks. same mistakes that I did with my ex-husband, and
(Empathy, facilitating beha×iour) just recently when my anger towards him has disap-
Patient: Yes, it has been bad, perhaps, since I ate peared I have started to miss him and my daugh-
some fatty sausages at my summer place. ters… (She has difŽ culty Ž nishing her story).

Scand J Prim Health Care 2001; 19


12 P. Lari×aara et al.

Doctor: Yes, I understand. Well, I think we have to tors have in most cases adopted a doctor-centred way
end this consultation, but I would like to see you of working with their clients (16). The doctor-centred
soon after the gastroscopy. It seems to me that attitude and interview is appropriate in hospital
despite all your aches and problems, you are strong emergency rooms when there is an imminent danger
enough to make the right decisions. (Empowering). to the patient’s life and when very rapid action is
The doctor-centred patient’s encounter was typi- needed. In these situations the goal of the interview is
cally biomedically oriented. The doctor listened to the to make a quick clinical symptom, trauma or disease
patient’s story for only a few moments and while diagnosis. However, on many other clinical occasions
hearing the patient mentioning the stomach-ache and the doctor-centred interview has several disadvan-
pointed at her stomach, she started leading the con- tages and the patient’s real reasons for coming to the
versation. The doctor’s questions were mostly closed physician may be ignored (6,9,13,15).
and she only paid attention to symptoms and physi- Until now, consultations have often been assessed
cal examination. Psychosocial issues were ignored as mostly doctor-centred (3,16,19). Doctors almost
and therefore no picture was received of the patient’s always do most of the talking. Furthermore, most
life situation. After the gastroscopy the patient might interviews focus solely on biomedical issues (20). The
have got the answer that nothing serious could be situation becomes more difŽ cult because patients sel-
found. The patient might have been relieved, but dom verbalise their emotions directly and sponta-
probably her symptoms would have continued with- neously. They tend to offer clues instead, and if
out her being able to connect them to her life stress. invited to elaborate they may then express their emo-
She might then have re-visited the doctor and the tional concern directly. In addition, although more
physical examinations and biochemical tests would and better information is usually obtained in a given
have been continued. Based on our experience (16) time using patient-centred techniques (4 – 6,11,14),
this kind of process may be the iatrogenic starting many doctors still believe that using patient-centred
point for heavy consumption of medical services. interviewing techniques is time-consuming and
In reality, 2 weeks later, another patient-centred inefŽ cient.
consultation took place. A gastroscopist did not Ž nd Postmodernism (2), the biopsychosocial diagnostic
anything abnormal in her stomach. Most of the time and treatment model (6,9), including patient-centred
the patient wanted to talk about her life situation. working style (5,11,13) may provide current medicine
She had not yet made all the decisions, but she with revolutionary ideas and challenge the tradi-
seemed to feel relieved. The doctor felt that it was tional, authoritarian doctor-centred treatment model.
important to listen to her, to be empathic and to Recent studies have shown that patients are most
avoid giving direct advice. He believed that by em- satisŽ ed by interviews that encourage them to talk
powering the patient she would manage to solve her also about psychosocial issues in an atmosphere not
life problems herself. In addition, the doctor told her dominated by the doctor (21,22). On the contrary,
that now it was easy to understand her having symp- when doctors only ask questions about biomedical
toms like these in that kind of stressful life situation. topics, this has been shown to relate negatively to
patient satisfaction. An additional beneŽ t of the pa-
tient-centred treatment model is that this approach is
DISCUSSION more satisfying for the doctor, too (11,21); the en-
Communication is both the most common and the hancement of the therapeutic relationship works both
most important procedure used by doctors to diag- ways.
nose and treat illness. It is probably also the single Based on our own studies and experiences, we
most important factor in uencing patient satisfaction believe that a doctor-centred working style may be
and patients’ ratings of their doctors’ performance. the cause of ‘doctor-shopping’ behaviour (16,21,
Furthermore, good communication is now seen as a 23,24). The authoritarian, purely biomedical orienta-
right by patients, and therefore criteria for compe- tion of the health care system may in this way
tence in communication have been developed for iatrogenically increase patients’ feelings of illness and
doctors (10). The medical interview is part of a produce heavy usage of medical care. If the patient’s
communicative process and the most essential clinical stories are not listened to and understood by the
tool available to health practitioners (11). The devel- doctor, and their concerns and fears are not elicited,
opment of high-quality, low-cost audio and video they begin to think that their ideas and opinions are
recordings has made possible the observation and not important at all in the treatment process. Their
analysis of a range of encounters (14). often basically holistic idea of an illness disappears;
Traditionally, teaching in medical schools has been they become biomedically oriented and somehow
mainly biomedically oriented and the qualifying doc- start to trust only medical tests and procedures. We

Scand J Prim Health Care 2001; 19


The patient-centred inter×iew 13

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