Simmel and Ferdinand Toennies: Social Relationships and the Elements of Action]
Author(s): Talcott Parsons
Source: The American Sociologist, Vol. 29, No. 2 (Summer, 1998), pp. 21-30
Published by: Springer
Stable URL: http://www.jstor.org/stable/27698869 .
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on Simmel
The "Fragment"
[From
XVIII
Draft Chapter
(Structure
of
Simmel
Social
and
Action):
Georg
Toennies:
Ferdinand
and the
Social Relationships
Elements
of Action]
Talcott
Parsons
less even
the residual
Simmel
sociology
with
experience
things on
is most
should
important
or two of
ship" as distinct
"content." This tenet has
become
called
much
but somehow
ready to raise
have reserved
we
have
shown
to exist
in the directions
of Weber's
systematical
thinkings. In dealing with his "general ideal types" his
main explicit
out of
saw, the form of the construction,
took, as we
theorizing
a
units
social
of
whole
of
of
structural
relation,
types
system
elementary
possible
which
could be thought of as "composed"
of these units. This mode
of theoriz
theoretical
Parsons
21
In introducing
the subject, Simmel2 takes the position
is
that a new science
not normally constituted
facts which
by the discovery of a new class of concrete
has never
line"
to be
"form"
understood.
so often proved
to be the case, in this one it should prove fruitful to
start by inquiring what
it is that Simmel primarily distinguishes
his "form" from.
It is what he calls "content."4 He is very careful to state that nothing
is to be
inferred from the terms "form and content" as such. Their meanings
in logic or
As has
must
epistemology
in
the
ing
present
ticular
above
all be held
context
is to be
to constitute
taken directly
at best analogies.
from observation
The mean
of the par
facts.5
Human
social
in terms of process.
Men have a
primarily
motivations
which
constitute
of
ends,
interests,
impulses,
are not "social." They have social impli
such these motivations
life he
conceives
of different
variety
their action.
As
In so far
individuals.
only in so far as they lead to interaction6 between
as this interaction
takes place,
exists. In so far as
"society" (Vergesellschaftung)
this is true there will be relatively constant and determinant
of
forms or modes
cations
It is as such modes
interaction.
"social
of interaction
that Simmel
defines
his concept
form."7
it legitimate
has peculiarities
of its own which make
to regard it as the object of a separate
science. This is looking at the subject
matter of this group of sciences
from the subjective
point of view. A corre
etc.
Each
of these
classes
22
sciences."
The
American
Sociologist/Summer
1998
sification
of
exhaustive
sciences
and
anywhere
class means,
Particularly
the social
the motives
how
are
an
to the point of an
their subject-matters
"et cetera." And above
all he does not
causal
to be
explanation
thought of as
of the acts
in a given
the acts.
"producing"
sense a separate
far, and in what
to each of these classes
of concrete
how
integrated
"economic"
taken both
the case the list tends to begin with
fact. As is usually
as a class of concrete
state
without
facts and as a theoretical
system,
explicit
to each other. It should be clear from
ment of the relations of the two meanings
our previous
discussion
that, had he pursued
certainly have run into very serious difficulties
views
radically.
Simmel would
inquiries,
and might well have altered his
these
It is not altogether
surprising that he did not, since
the principle
of the social sciences was
of classification
specific
concrete
motives
and kinds
of acts. All
existing
concretely
actually do involve
he called
"social form."
It may most
conveniently
of action,
be
thought
arising when
of, I think, as an
and in so far as
the same
in quite
emergent property,
on
Simmel went
which
sense.
has much
One
in common
same
form could
be found
"embodied"
in different contents
and vice
versa.
Thus
which
he
as such
with
them which
will
result
further, either
foundation,
in the
or of a
first-rate contributions,
but they are of relatively little help for our purposes.
What,
then, does it all amount to for our context? It seems evident in the first
Parsons
23
place
which
that Simmel's
concentration
characterizes
"social"
on
interaction
focuses
between
individuals
his attention
on social
as
that
relation
phenomena
then is form? Nothing,
four sch?mas.8 What
ships, among Professor Znaniecki's
I think, but the structural
aspect of social relationships. We may speak mean
It is a matter of
entity in this sense.
ingfully of the "form" of any empirical
as
relations
such
the
of
the
from
structural
"parts" related
abstracting
properties
of the latter are definable
in the structure in so far as the properties
apart from
every empirical
entity has "form." The earth has a
form, its orbit around the sun an elliptical form, etc. Social form differs
spheroid
it are different,
for describing
from these examples
only in that the categories
the relations.
In this sense
a spatial reference.
Social structure is not a structure
a
in
in
but
related
different frame of reference.9 Simmel does
of elements
space
not himself go very far in defining what
is beyond
the frame of reference
refer
as
to
it
social
ring
relationships.
all do not contain
above
are
the implications
for explanatory
is meant when
theory? What
as
an
are
in the sense
forms of relationship
variable,
spoken of
independent
from content? To answer this we must go back to the general question
separable
of the nature of structure. Let us first take an example
from the natural sciences.
But what
A waterfall
has
another
flow of water
is a resultant. Moreover,
to changes
in either or
any change
in the rate of flow, or erosion
both of these other factors, such as an increase
a
case
to deeper-lying
is epiphenomenal
of
part of the bed. Thus form in this
on the other.
of structure on the one hand, and those of process
elements
On the other hand, it is at least true to say that a major
school of biologists
from Aristotle
epiphenomenal
life processes.
far as
down
has held
to other
facts itwas
framed
of structural
to fit. Yet
on
the social
level
too we
which
of social
aspects
relationships
dichotomy
on the other hand not.
hand epiphenomenal,
the stage of "Crusoe economics"
theory thinks in
Beyond
ordinary economic
terms which
involve social relationships,
above all those of the division of labor
analysis the rela
of
arise are quite definitely resultants
the
demand
the interaction of the elements with which
is
the theory
concerned,
in ques
and supply schedules
of the various
individuals
involved in the market
On
and exchange,
but also competition.
for
instance
of
which
exchange
tionships
tion. The
sense
24
"form" of these
in exactly
is epiphenomenal
the same
relationships
in the
and will equally change as a result of change
The
American
Sociologist/Summer
1998
in
underlying data. The same is true of the broader class of relationships, which
are generally called "contractual"
cludes those of exchange, which
relationships.
At the same time it is equally true that there are social relationships
the form
cannot
of which
as the resultant
be understood
of the immediate
ad hoc
action
as in the case
in marriage
of contract. Thus
there is
to the case economic
analogous
theory is con
income on the one hand, management
of the
for instance. Yet it is quite clear that in this case one
of the parties,
of services closely
earning a money
elements11
an exchange
cerned with;
on
household
the other,
takes without
for the "form" the exchange
referring to the fact
a married
case no such ref
In
that the parties constitute
the
market
couple.12
erence beyond
situation
is necessary.13
the immediate
cannot
account
as a limiting type is
of a contractual
the concept
relationship
and highly important, Durkheim
has, I think, shown con
perfectly meaningful
alone is concretely
clusively14 that a total system consisting of such relationships
Now
while
impossible.
individuals
elements
relation.
Hence
on
large
of a different
we
These
institutional
far as
for there
not be
to exist
have
contractual
there must
not
order
found
framework within
this institutional
latter will
scale
exist
formulated
to lie above
elements
in the same
in the relations
social
of
other
system
in the conception
of contractual
in the
all, though not exclusively,
framework
accounted
the contracting
shows clearly that the element
parties. But just this example
over and above
is necessary
these ad hoc interests to account
for the
which
concrete
cannot
even here
nant
"historicism"
the differentiation
The
"content"
All
of different
of social
severely
theory.
of German
social
social
life is ever
the expression
in its capability
of development
It is true that uform of relationship"
is not
limited
into
it is very
scientific
systematic
a concrete
descriptive
Parsons
cat
25
a "descriptive
It is rather what may be tentatively called
element.
In spite of the abstraction
it is a mode
involved
abstraction
of
which
cuts across the line of analysis into elements of action which
has been
concern.
main
evident
becomes
This
we
have
alone
to which
referred.
of the case
of contractual
form
relations,
already
cannot be understood
of such relationships
entirely in terms of the contractual
to "the non
elements
terms, involves references
alone, but also, in Durkheim's
to say
contractual
element of contract." But it is at the same time not possible
accounts
the "contractual
ele
ments"
from
or factors which
tant elements
in any way
be generalized
with
influence
the concrete
relationship.
to the category of struc
reference
may
ture. Structure is in the first place a "descriptive
aspect" of all concrete phenom
It is, as such, not an explanatory
individuals."
ena, of all "historical
category at
on
It
all but a descriptive
take
may, however,
category.
significance
explanatory
conclusion
This
it can
in so far as
of relation
neither an analytical element nor a mode
of type parts in a whole,19
same
sense that
in
the
of them. It can have explanatory
significance
precisely
statement
that a
The
and
them
have.
about
type-part concepts
generalizations
is to be
has a given form or structure
system of relationship
a concrete
a statement
it. Like any other fact about
of fact about
as a "causal factor" for purposes
it may acquire
of
significance
phenomenon
given
taken
concrete
as
historical
in hand
26
combinations
of these units.
Finally,
The
the different
American
"objectively
Sociologist/Summer
pos
1998
sible"
these
"forms"
"Verein"23
admit
may
in the case
"religious ends"
of the American
We
of widely
differing
"economic
ends"
involve
Sociological
already criticized
have
of a sect, and
"content"
in the case
scientific
in Simmel's
sense.
Thus
of a joint-stock company,
in the case
ends (we hope)
Society.
in terms of its gen
this kind of conceptualization
as
not
It
is
the
sole mode,
but for
theory.
adequate
eral adequacy
for scientific
certain purposes
and within certain limits it is not only valid but indispensable.
is an excellent
The fate of Simmel's position
difficul
illustration of the practical
ties a creative
in making
itsway. Simmel set up the concept
"form" as
of sociology.
The great majority of the critics have not
itwas
it be in scientific
kind of concept
and of what use could
idea has
for a science
the basis
inquired what
work generally.
was
"wrong."24 As we shall see in the next chapter I also do not think it a useful
as a "science of social forms." But that does not
to define sociology
procedure
that
Simmel
had very important insights into the facts and
prevent
recognizing
a very genuine
made
contribution.
with his specific essays
Any acquaintance
one of that. Let us hope that some day we will get over feeling
convince
as either "right" or "wrong."
to dub a writer
the necessity
to me
It seems
on reading only a few of his pages
a highly intelligent
obvious
that Simmel was
man. Then
it is a fair presumption
that he had something
in
important in mind
should
his
talk about
what
with.
"form." The
it is, especially
Then he should
it seems
critic,
in relation
attempt
the critic regards as objectionable.
restated the author's empirical
insights
sitions
to "criticize."
restatement
concrete
descriptive
historical
aspect
individual
on which
of this, structure
interest is centered. As a
explanatory
not an explana
is something to be explained,
Parsons
27
to explain
certain features of this concrete
quite possible
that certain other structures have existed
the ground
the
among
constitute
in
the direct antecedents
of the one
individuals which
It is however
tion.
structure
on
historical
question.
have, however,
already noted that it is only legitimate to employ a struc
in this sense for explanatory
it may
within
the limits in which
purposes
a
as
matter
to
soon
be
As
of
assumed
be
legitimately,
(relatively) unchanged.
fact
We
ture
as
are transcended
in circumstances,
limits, of change
But when
this is done the category
away into process.
our
these
solves
structure
of structure
dis
reap
The
to be constant,
itwill
be assumed
the process
certain other more
of erosion
structural elements will be relevant, that of the kind of rock at the
"elementary"
brink of the fall. By this process we may fall back on more and more elementary
even farther back.
structures, reaching
finally that of the atom, or perhaps
As Simmel very clearly saw, structure
is not an ultimate
It is a
category.
sufficiently
But
erode.
long period
to the explanation
of
are
of relatively constant
"forms" or modes
of process. What
elements
structural and what processual
is not "inherent"
in the phenomena
in hand. We must break down structure
but a matter of the scientific problem
fixation
to be called
into combinations
sary to arrive
so far as they
level for concrete social phenomena
rily those on the first descriptive
to the social scientist. Hence
constitute interesting problems
the narrow limitations
to their explanatory
usefulness and the fact that formal sociology
tends to run off
Weber
have
been
"formalist"
a systematic
theorist on the ideal type level would
in just this sense. Probably at the same time he was
have made
him a
saved by his
structural
types in
also
of action which
tied his
system of the elements
in
researches
and prevented
them from running wild
securely with his empirical
uncontrolled
fictional proliferation.
had
Weber
formulated
spe
Every concept
emerging
cific empirical
applications
directly in mind.
One more
remark should be made
about these structural concepts
of form.
histori
They are inherently concerned with the relations of "parts" of concrete
cal individuals and can only constitute
"factors" in the same sense that the latter
28
The
American
Sociologist/Summer
1998
of which
the causal
is to be
significance
They are among the "elements"
use of
concrete
Simmel's
demonstrated
by their "thinking away" or alteration.
Thus again we see clearly that "analysis" in
them demonstrates
this conclusively.
can.
this sense
cuts clean
of action
the elements
across
In principle
that in terms of analytical elements.
all
to the understanding
of any particular
"social
are relevant
form."
Finally,
dence.
ology
atics
science
involve
the development
it in a serious
of formal
system
I
and,
think, quite
It is for the sociologist,
unnecessary
jurisprudence.
jurisdictional
dispute with
above all in the institutional field, to make use of the jurists' schemes when
needs
himself to fill in gaps for his particular
them, if necessary
purposes,
not
to make
are
concepts
the development
of such
tools
indispensable
schemes
his main
for sociological
theoretical
but not
research,
he
but
task. Form
the aim of
systematic
Thus we
sociological
theory.
see that the principal
of the concept
of social form lies
significance
in the direction
of attention toward structure and above all differentiation
of
structural types. It is thus a product
of the soundest
elements
of the idealistic
systematic
It does,
scheme
however,
of analytical elements.
show the importance of not confining attention to any one
inwhich
sch?mas
the facts of human social life may be stated.
of the descriptive
I am quite convinced
of elements
of action
is quite adequate26
aspects of social life.
as any other
for the explanation
of the structural as well
have seen, particularly
in the case of Weber,
the common
ultimate value
element
is peculiarly
relevant to this problem,
in
to non
the
relation
especially
As we
scientific
For example
the predominant
feature of Indian social struc
to this. But these conse
is most
ture, the caste hierarchy,
intimately related
come out in relation to the action schema only when
in its
quences
analysis
terms has been pushed
a
to
advanced
On
the
whole
the
stage.
through
relatively
action
tural
"ideas."
schema
elements.
states
social
facts
in a form which
tends
to minimize
the struc
Hence
the relationship
throws them directly
schema, which
of attention,
is a highly important descriptive
corrective.
It is
itself ultimate but it states the facts in such a way as to throw the problems
analytical
theory
has
to solve,
into a much
clearer
Parsons
relief
and wider
29
a signal service
Simmel has performed
perspective.27
so forcibly to our attention....
this
[At
point, Parsons
in bringing
these things
turned to his discussion
of T?nnies.]
Notes
This material on Georg Simmel is from Parson's draft chapter XVIII of a book manuscript with the working
and the Elements
title of Sociology
Action. While
the chapter itself was ultimately excluded
of Human
from what became The Structure of Social Action, a somewhat revised segment of the chapter that dealt
with T?nnies was retained as an extended note on "Gemeinschaft
and Gesellschaft."
The "fragment" on
Simmel published here has been taken directly from the original draft chapter located in the Talcott Parsons
[HUG (FP) 42.41, Box 2] at the Harvard University Archives. The chapter has previously been
Papers
in its entirety in Teor?a Sociol?gica
(Parsons
1993) and in the Simmel Newsletter
(Parsons
published
to endnotes. For
1994). Full references have been added, and the original footnotes have been converted
a discussion
of when
the chapter was likely written, see note 17 on page 70 of William J. Buxton*s article
in this issue of The American
Sociologist.
of the present discussion
1. For the limited purposes
I shall not attempt an intensive textual criticism even
in the respects relevant here, but shall confine myself to the most general references.
2. Most of the material
relevant to the present discussion
is to be found in the essay "Das Problem der
Soziologie"
printed as chapter I of his Soziologie.
3.
4.
pp. 3-4.
Soziologie,
Inhalt.
in seinem einzigartigen Sinn unmittelbar erkant werden m?ssen."
5. "Dieser Gegensatz wird
p.
(Soziologie,
that Simmel relied on some sort of
4). This Statement has often, quite unjustly, been taken to mean
"intuition." He is simply stating that he wishes his distinction to be clarified in relation to the
mysterious
particular empirical facts of human social life, not any others.
6. Wechselwirkung.
7. Soziologie,
p. 5.
in chapter I.
8. Mentioned
it is kept clearly in mind that the term is used by
9. It is legitimate to talk of "social space" but only when
analogy only.
10. Aesthetic, for instance.
11. That is, their immediate concrete ends, and the means and conditions directly related to them.
12. We
shall speak of this type of relationship below.
13. It seems to me that this difficulty lies at the basis of the criticism sometimes made of Simmel (for instance
that the concept of form shifts from
Theories, pp. 500-1)
by Professor Sorokin, Contemporary
Sociological
being merely the general element common to a plurality of particular cases, to being an independent factor.
In the Division
du travail. See above, Chapter VIII.
in the "sociologistic"
school.
15. On this basis Simmel may quite legitimately be placed
16. This can to be sure be maintained
only in terms of certain classes of motives or ends, not, as we have seen,
for the concrete "content" of ultimate values. This points to the limitation on Simmel's scheme just noted.
I know is that of W. K?hler, Gestalt Psychology,
17. The best account of the logic of this situation which
IV, "Dynamics and Machine Theory."
Chapter
18. Chapter XVI.
in so far as the whole
is "organic."
19. And becomes
important precisely
independently
20. So long as the "alteration" of the historical imputation required does not transcend the limits within which
to hold.
the constancy of the structure may legitimately be assumed
in his Beziehungslehre.
21. The other most notable
See, in English,
is, I think, that of Leopold von Wiese
I personally find Weber's
Wiese-Becker,
distinctly more satisfactory.
Systematic Sociology.
14.
22.
It is also
"social structure" may be described.
The use of the "relational" unit is not the only way inwhich
of "individuals" and
in terms of the "group schema" to think of social structure as "composed"
possible
from forms of relationship. The two are not the same though often confused. They
groups as distinguished
into terms of each other.
are, of course, "translatable"
23.
24.
roughly.
"Voluntary association,"
This seems to me a not unfair rendering of the attitude Professor Abel
in Germany,
chapter I.
Sociology
Theories, pp. 496-7.
Contemporary
Sociological
As far as it has itself been adequately developed.
have profited greatly by its use.
for instance, would
Marshall,
25.
26.
27.
See Systematic