COPD and osteoporosis are strongly associated because of common risk factors such as age,
smoking, and inactivity. In addition, COPD-related systemic inflammation, vitamin D deficiency,
and the use of systemic corticosteroids enhance ongoing bone destruction. Osteoporosis, in turn,
may cause fragility fractures, which further impair mobility and increase morbidity and mortality.
Vertebral compression fractures and rib cage fractures in patients with COPD may also reduce
pulmonary function or enhance exacerbations. Early prevention and treatment of osteoporosis in
COPD is, therefore, important and should be based on integrated risk assessment tools such as FRAX,
which take bone mineral density, history of fragility fractures, and population-specific clinical
factors into account. As long as intervention studies focusing on the bone in COPD are lacking, a
more rigorous application of existing treatment guidelines of osteoporosis in general is mandatory.
CHEST 2011; 139(3):648657
Abbreviations: 1,25(OH)2D 5 1,25 dihydroxyvitamin D; 25-OHD 5 25 hydroxyvitamin D; BMD 5 bone mineral density;
DXA 5 dual-energy x-ray absorptiometry; GCS 5 glucocorticosteroid; GOLD 5 Global Initiative for Chronic Obstructive Lung Disease; ICS 5 inhaled corticosteroid; OPG 5 osteoprotegerin; PTH 5 parathyroid hormone; RANK 5 receptor
activator of nuclear factor-kB; RANKL 5 receptor activator of nuclear factor-kB ligand
quality of life, and increase mortality.2 Of these, osteoporosis is increasingly being appreciated as an important target for therapeutic intervention.
Osteoporosis is a systemic skeletal disorder that is
characterized by compromised bone strength due to
an impaired bone quality, leading to increased fracture risk. Bone strength depends on the structural and
material properties of bone, both of which are influenced by the rate of bone turnover. Not all determinants of bone strength are well represented by a bone
mineral density (BMD) measurement, but BMD provides a very useful estimate of fracture risk.3 BMD is
measured accurately by dual-energy x-ray absorptiometry (DXA) and is used to define osteoporosis.
DXA measures BMD by dividing bone mineral content by bone area. The T score is calculated by subtracting the mean BMD of a young-adult reference
population from the patients BMD and dividing
by the SD of the reference population. Z scores are
used to compare the patients BMD to a population of peers. According to the World Health Organization, a T score . 21 is accepted as normal, and
T scores between 21 and 22.5 are considered to
be osteopenia, whereas T scores of , 22.5 are
defined as osteoporosis, at least in postmenopausal
women.4 Osteoporosis-related fractures are divided
Recent Advances in Chest Medicine
into vertebral fractures (predominantly at the thoracolumbar spine) and nonvertebral or peripheral
fractures, including hip fractures. Hip bone density is
slightly more predictive of hip fracture risk than BMD
measured at the spine; for other fracture types, DXA
measurements at the spine and hip have similar predictive value. In this regard, hip bone density is preferred for estimating fracture risk, whereas for treatment monitoring, spine bone density is often selected
because the trabecular bone of the spine is more rapidly affected by treatment. Measures of bone turnover, on the other hand, like C-terminal cross-linked
telopeptide of type 1 collagen, or bone alkaline phosphatase, are less predictive of fracture risk, at least
in the individual. As a result, such markers are not
used routinely in clinical practice to identify patients
at risk. However, in osteoporotic patients receiving
treatment, biochemical markers are more sensitive
than BMD to therapeutic interventions, allowing early
feedback and, potentially, enhanced compliance.5
Because of pain and decreased mobility, osteoporotic fractures frequently cause significant morbidity in
older individuals. At this stage in life, hip fractures
and other types of nonvertebral fractures are associated with increased mortality, functional decline, loss
of quality of life, and need for institutionalization.6 In
disabled patients with COPD who are more at risk of
osteoporosis, the impact of such events may be even
worse. Furthermore, vertebral compression fractures
may also lead to increased kyphosis and reduced rib
cage mobility, leading to a further deterioration of pulmonary function.7 Finally, fragility fractures of the rib
may cause hypoventilation and reduce sputum evacuation, which may lead to, or aggravate, exacerbations.8
Hence, more attention should be attributed to the intimate relationship between COPD and osteoporosis.
Prevalence of Osteoporosis
and Fractures in COPD
Prevalence of Osteoporosis in COPD
The prevalence of osteoporosis in COPD varies
between 4% and 59%, depending on the diagnostic
methods used, the population studied, and the severity of the underlying respiratory disease.9 Table 1 summarizes the most important studies. Overall, a higher
prevalence of osteoporosis is generally found in patients
with COPD when compared with healthy control
subjects. In addition, the majority of studies report
an increased risk of osteoporosis with lower FEV1.10-16
Prevalence of Vertebral Compression
Fractures in COPD
Several studies, summarized in Table 1, have explored
by radiograph the prevalence of vertebral compreswww.chestpubs.org
649
Study
Patient Group
Osteoporosis
Graat-Verboom et al10 COPD patients
(GOLD I-IV) referred
for PR
Ferguson et al11
COPD patients
(GOLD II-IV)
Sin et al12
COPD patients
(GOLD I-IV)
COPD patients awaiting
Forli et al13
LTX
Patients with chronic
Iqbal et al14
lung disease
Sabit et al15
COPD patients
(GOLD I-IV)
Respiratory outpatients
Bolton et al16
referred for PR
Compression fractures
Ambulatory COPD
Jorgensen et al17
outpatients
(GOLD III-IV)
Ambulatory COPD
Nuti et al18
outpatients
(GOLD I-IV)
Papaioannou et al19
COPD patients
(GOLD not reported)
Male COPD patients
McEvoy et al20
(GOLD not reported)
Prevalence of
Osteoporosis,
Subjects BMD Measurements
%
RX diagnosis of VCF
Prevalence of
VCF, %
554
Whole-body BMD
(DXA)
21
658
24
4-33
59
36
24
32
5215
40
130
75
81
62
24
2981
41
127
27
312
49-63
BMD 5 bone mineral density; DXA 5 dual-energy x-ray absorptiometry; FN 5 femoral neck; GOLD 5 Global Initiative for Chronic Obstructive
Lung Disease; LS 5 lumbar spine; LTX 5 lung transplant; PR 5 pulmonary rehabilitation; RX 5 radiograph; VCF 5 vertebral compression fractures.
factor-kB ligand (RANKL). When binding to its receptor (receptor activator of nuclear factor-kB [RANK])
on the surface of preosteoclast cells, the latter differentiate into mature and activated osteoclasts. Additionally, osteoblasts but also stromal cells secrete a
soluble decoy receptor, osteoprotegerin (OPG), which
blocks the RANK/RANKL interaction, thereby acting
as a physiologic regulator of bone turnover.30 Imbalance between RANKL and OPG results in excessive
activity of osteoclasts and is considered a major cause
of osteoporosis.31 Another pathway that is less well
understood is the Wnt/b-catenin signaling cascade
downstream of a number of osteoblast-activating proteins and receptors. Wnt signaling activates osteoblasts and bone formation, whereas reduced Wnt
signaling may lead to osteoporosis.32 Several factors
that have often been described in COPD patients
(ie, systemic inflammation, use of corticosteroids,
and vitamin D deficiency) clearly interact with these
pathways and are discussed in the following sections.
Systemic Inflammation
Systemic inflammation is thought to play an important role in the development of osteoporosis in
COPD.33 Key inflammatory cytokines such as tumor
650
72. Troosters T, Casaburi R, Gosselink R, Decramer M. Pulmonary rehabilitation in chronic obstructive pulmonary disease.
Am J Respir Crit Care Med. 2005;172(1):19-38.
73. Chapuy MC, Arlot ME, Duboeuf F, et al. Vitamin D3 and
calcium to prevent hip fractures in the elderly women. N Engl
J Med. 1992;327(23):1637-1642.
74. Dawson-Hughes B, Harris SS, Krall EA, Dallal GE. Effect
of withdrawal of calcium and vitamin D supplements on
bone mass in elderly men and women. Am J Clin Nutr.
2000;72(3):745-750.
75. Bischoff-Ferrari HA, Willett WC, Wong JB, et al. Prevention
of nonvertebral fractures with oral vitamin D and dose dependency: a meta-analysis of randomized controlled trials. Arch
Intern Med. 2009;169(6):551-561.
76. Boonen S, Lips P, Bouillon R, Bischoff-Ferrari HA,
Vanderschueren D, Haentjens P. Need for additional calcium
to reduce the risk of hip fracture with vitamin D supplementation: evidence from a comparative metaanalysis of randomized controlled trials. J Clin Endocrinol Metab. 2007;92(4):
1415-1423.
77. Avenell A, Gillespie WJ, Gillespie LD, OConnell D. Vitamin D
and vitamin D analogues for preventing fractures associated with involutional and post-menopausal osteoporosis.
Cochrane Database Syst Rev. 2009;(2):CD000227.
78. Bischoff-Ferrari HA, Dawson-Hughes B, Staehelin HB, et al.
Fall prevention with supplemental and active forms of vitamin D: a meta-analysis of randomised controlled trials. BMJ.
2009;339:b3692:1-11.
79. Janssens W, Lehouck A, Carremans C, Bouillon R, Mathieu C,
Decramer M. Vitamin D beyond bones in chronic obstructive
pulmonary disease: time to act. Am J Respir Crit Care Med. 2009;
179(8):630-636.
80. Russell RG, Watts NB, Ebetino FH, Rogers MJ. Mechanisms
of action of bisphosphonates: similarities and differences and
their potential influence on clinical efficacy. Osteoporos Int.
2008;19(6):733-759.
www.chestpubs.org
81. Bilezikian JP. Efficacy of bisphosphonates in reducing fracture risk in postmenopausal osteoporosis. Am J Med. 2009;
122(2 Suppl):S14-S21.
82. Smith BJ, Laslett LL, Pile KD, et al. Randomized controlled
trial of alendronate in airways disease and low bone mineral
density. Chron Respir Dis. 2004;1(3):131-137.
83. Langdahl BL, Marin F, Shane E, et al. Teriparatide versus
alendronate for treating glucocorticoid-induced osteoporosis:
an analysis by gender and menopausal status. Osteoporos Int.
2009;20(12):2095-2104.
84. Saag KG, Shane E, Boonen S, et al. Teriparatide or alendronate in glucocorticoid-induced osteoporosis. N Engl J
Med. 2007;357(20):2028-2039.
85. Lim LS, Hoeksema LJ, Sherin K; ACPM Prevention Practice
Committee. Screening for osteoporosis in the adult U.S.
population: ACPM position statement on preventive practice.
Am J Prev Med. 2009;36(4):366-375.
86. Kanis JA, McCloskey EV, Johansson H, Strom O, Borgstrom F,
Oden A; National Osteoporosis Guideline Group. Case finding
for the management of osteoporosis with FRAXassessment
and intervention thresholds for the UK. Osteoporos Int.
2008;19(10):1395-1408.
87. Compston J. US and UK guidelines for glucocorticoid-induced
osteoporosis: similarities and differences. Curr Rheumatol Rep.
2004;6(1):66-69.
88. Devogelaer JP, Goemaere S, Boonen S, et al. Evidence-based
guidelines for the prevention and treatment of glucocorticoidinduced osteoporosis: a consensus document of the Belgian
Bone Club. Osteoporos Int. 2006;17(1):8-19.
89. Bell KJ, Hayen A, Macaskill P, et al. Value of routine monitoring of bone mineral density after starting bisphosphonate
treatment: secondary analysis of trial data. BMJ. 2009;338:
b2266:1-5.
90. Watts NB, Lewiecki EM, Bonnick SL, et al. Clinical value
of monitoring BMD in patients treated with bisphosphonates
for osteoporosis. J Bone Miner Res. 2009;24(10):1643-1646.
657
Use of Corticosteroids
Systemic GCSs are used as evidence-based treatment of COPD exacerbations despite their deleterious effect on BMD and fracture incidence. A survey
of seven studies in 42,500 subjects concluded that
prior and current exposure to GCSs is correlated
with an increased risk of fractures.55 A meta-analysis
by van Staa et al56 showed a strong inverse correlation between bone density and total cumulative
dose of GCSs. A significant correlation was also
found between the daily dose of GCSs and the risk
of fractures. Even oral doses as low as 2.5 to 5 mg
prednisone equivalent daily were associated with an
increase in fracture risk. The risk of fracture increased
rapidly after the start of oral corticosteroid therapy
(within 3 to 6 months) but most of the excess risk
of fracture disappeared within 1 year after stopping
therapy. For COPD patients in particular, different
studies demonstrate that patients receiving oral GCS
are more likely to have one or more vertebral fractures.20,25 The effect of inhaled corticosteroids (ICSs)
on bone loss and fracture risk, on the other hand, is less
clear, with several cross-sectional studies reporting
mild effects of high doses of ICSs on bone turnover.57
In a meta-analysis, Drummond et al58 included three
large randomized controlled trials on ICSs in COPD
with fractures as secondary outcome and could not
find any statistically significant difference between
groups. Similarly, a recent substudy of Towards a
Revolution in COPD Health (TORCH) in 658 patients
revealed no significant effect of ICS on BMD over
the course of 3 years.11 Because the follow-up in most
of these studies was relatively short compared with
the need for long-term treatment of COPD patients
in real life and because high doses have been associated with increased rates of bone turnover,59 further
studies are needed and further care should be given
to prescribe the lowest dose of ICSs possible.
Gonadal Sex Steroids
Sex steroids and their receptors play a crucial role
in skeletal growth and maturation but are also important for the maintenance of skeletal integrity at later
stages in life. It is well established that a decrease
in bioavailable sex steroid hormones is related to
bone loss not only in postmenopausal women, but
also in elderly men.60,61 Although estrogen concentrations (17b-estradiol) are linked with bone turnover, bone loss, and even fracture risk in both postmenopausal women and elderly men, the evidence
for androgens is less convincing.62,63 Testosterone
may have direct effects on the bone via androgen
receptors, but it may also act on estrogen receptors
after aromatization to estradiol in vivo.64 Hypogonadism in men is an accepted risk factor for osteoporosis,
Recent Advances in Chest Medicine
Figure 3. Flow diagram summarizing risk assessment, diagnosis, and therapy of osteoporosis in COPD
*25-OHD , 10 ng/mL: start high dose vitamin D supplements with control of 25-OHD after 3 months.
25-OHD 5 25 hydroxyvitamin D; DXA 5 dual-energy x-ray absorptiometry; Vit D 5 vitamin D.
vention in COPD patients, and the benefits of multidisciplinary rehabilitation in symptomatic patients
have been clearly established.72 However, although
several training methods have demonstrated positive
effects on bone density in a healthy general population, studies in COPD patients are lacking. Randomized controlled trials are definitely required to
determine which training modalities, from a skeletal
perspective, are most efficient in the context of COPD.
Indirectly, training benefits on skeletal muscle force,
balance impairment, and self-confidence may also
reduce the risk of falling and prevent osteoporosis
from causing symptoms. Furthermore, the beneficial
effects of other lifestyle modifications, such as smoking cessation and healthy diet, on osteoporosis and
osteoporotic fracture occurrence in established COPD
should still be confirmed with intervention studies.
Calcium and Vitamin D Supplementation
Supplementation of calcium and vitamin D enhances
bone density, suppresses bone remodeling, and
reduces fracture risk in older individuals.73 However,
compliance with supplements is essential, with no
long-lasting benefits once calcium and vitamin D have
been discontinued.74 In a recent meta-analysis, BischoffFerrari et al75 studied the efficacy of oral vitamin D
supplements on nonvertebral fractures in an elderly
CHEST / 139 / 3 / MARCH, 2011
653
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73. Chapuy MC, Arlot ME, Duboeuf F, et al. Vitamin D3 and
calcium to prevent hip fractures in the elderly women. N Engl
J Med. 1992;327(23):1637-1642.
74. Dawson-Hughes B, Harris SS, Krall EA, Dallal GE. Effect
of withdrawal of calcium and vitamin D supplements on
bone mass in elderly men and women. Am J Clin Nutr.
2000;72(3):745-750.
75. Bischoff-Ferrari HA, Willett WC, Wong JB, et al. Prevention
of nonvertebral fractures with oral vitamin D and dose dependency: a meta-analysis of randomized controlled trials. Arch
Intern Med. 2009;169(6):551-561.
76. Boonen S, Lips P, Bouillon R, Bischoff-Ferrari HA,
Vanderschueren D, Haentjens P. Need for additional calcium
to reduce the risk of hip fracture with vitamin D supplementation: evidence from a comparative metaanalysis of randomized controlled trials. J Clin Endocrinol Metab. 2007;92(4):
1415-1423.
77. Avenell A, Gillespie WJ, Gillespie LD, OConnell D. Vitamin D
and vitamin D analogues for preventing fractures associated with involutional and post-menopausal osteoporosis.
Cochrane Database Syst Rev. 2009;(2):CD000227.
78. Bischoff-Ferrari HA, Dawson-Hughes B, Staehelin HB, et al.
Fall prevention with supplemental and active forms of vitamin D: a meta-analysis of randomised controlled trials. BMJ.
2009;339:b3692:1-11.
79. Janssens W, Lehouck A, Carremans C, Bouillon R, Mathieu C,
Decramer M. Vitamin D beyond bones in chronic obstructive
pulmonary disease: time to act. Am J Respir Crit Care Med. 2009;
179(8):630-636.
80. Russell RG, Watts NB, Ebetino FH, Rogers MJ. Mechanisms
of action of bisphosphonates: similarities and differences and
their potential influence on clinical efficacy. Osteoporos Int.
2008;19(6):733-759.
www.chestpubs.org
81. Bilezikian JP. Efficacy of bisphosphonates in reducing fracture risk in postmenopausal osteoporosis. Am J Med. 2009;
122(2 Suppl):S14-S21.
82. Smith BJ, Laslett LL, Pile KD, et al. Randomized controlled
trial of alendronate in airways disease and low bone mineral
density. Chron Respir Dis. 2004;1(3):131-137.
83. Langdahl BL, Marin F, Shane E, et al. Teriparatide versus
alendronate for treating glucocorticoid-induced osteoporosis:
an analysis by gender and menopausal status. Osteoporos Int.
2009;20(12):2095-2104.
84. Saag KG, Shane E, Boonen S, et al. Teriparatide or alendronate in glucocorticoid-induced osteoporosis. N Engl J
Med. 2007;357(20):2028-2039.
85. Lim LS, Hoeksema LJ, Sherin K; ACPM Prevention Practice
Committee. Screening for osteoporosis in the adult U.S.
population: ACPM position statement on preventive practice.
Am J Prev Med. 2009;36(4):366-375.
86. Kanis JA, McCloskey EV, Johansson H, Strom O, Borgstrom F,
Oden A; National Osteoporosis Guideline Group. Case finding
for the management of osteoporosis with FRAXassessment
and intervention thresholds for the UK. Osteoporos Int.
2008;19(10):1395-1408.
87. Compston J. US and UK guidelines for glucocorticoid-induced
osteoporosis: similarities and differences. Curr Rheumatol Rep.
2004;6(1):66-69.
88. Devogelaer JP, Goemaere S, Boonen S, et al. Evidence-based
guidelines for the prevention and treatment of glucocorticoidinduced osteoporosis: a consensus document of the Belgian
Bone Club. Osteoporos Int. 2006;17(1):8-19.
89. Bell KJ, Hayen A, Macaskill P, et al. Value of routine monitoring of bone mineral density after starting bisphosphonate
treatment: secondary analysis of trial data. BMJ. 2009;338:
b2266:1-5.
90. Watts NB, Lewiecki EM, Bonnick SL, et al. Clinical value
of monitoring BMD in patients treated with bisphosphonates
for osteoporosis. J Bone Miner Res. 2009;24(10):1643-1646.
657