CHAPTER FIVE
Understanding the EUs institutional communication.
Principles and structure of a contested policy
Cristiano Bee
Introduction
This paper aims to increase understanding of the system of institutional
communication developed by the European Union, and in particular the European
Commission. As such, it sits within a body of work recently produced by different
European scholars (Bee 2008, Brggemann 2005, Foret 2008, Golding 2007, Meyer
1999, Sarikaris 2005, Statham 2008), focusing on the development of complex
communicative practices between the EUs institutional realm and different social actors
(such as the media, journalists and civil society organisations). Attention to this area of
policy has increased somewhat in recent years, partly because of a growing interest in
both the public sphere debate and the related, but broader, question of the EUs
democratisation process. The prominence that the European Commission has given to
the development of a communication strategy, in order to increase awareness of the
European Integration project (CEC 2001a, 2005a, 2006c, 2008a, 2008b), has also been
influential, particularly since the beginning of the new millenium, as, in order to
improve its image, both globally and within the enlarged community, the European
Commission has been trying to develop its own means of
communication both
117
and educational fields. Although the first concrete attempts to develop a communication
strategy were made soon after the ratification of the Maastricht Treaty, the process really
got started in the eighties, when the EU began to promote itself by developing a set of
policies for a Citizens Europe. The social imaginary of Europe was to be created
through the development of a symbolic reality. The Adonnino Report in 1985 is the
starting point (CEC 1985); on its recommendation a wide variety of instruments was
created to enable the forging of an imagined Europe and the development of a
perception of a homogenous European public space (Shore 2000, Sassatelli 2002).
Following this, at the beginning of the nineties, the field of information and
communication was established by the European Commission for Europe-building
purposes (Shore 2000: 54). However, the Treaty of Maastricht had not considered the
implementation of policies in this area, and so began a discussion on the need to
improve the communication flow about European matters.
In 1993 Willy DeClercq a member of the European Parliament at the timewas appointed by the European Commission to lead a working group that would draft a
report on the creation of an information and communication policy (CEC 1993). At the
same time, through the Oostlander Report adopted by the European Parliament, the
necessity for better cooperation in this sector was strongly affirmed (EP 1993). These
documents formed the basis of Pinheiros 1994 report Information, communication and
openness (CEC 1994).
Within these documents, information and communication are seen as tools to
strengthen the link between institutions and citizens and to persuade the general public
of the value of the European project. The DeClerq report, for example, was severely
criticised because of its strong emphasis on the need to obtain consensus on the
118
European project, by overcoming mistrust and ignorance and the EUs lack of visibility.
These were considered the reasons for the French near-rejection of the Maastricht
Treaty in their 1992 referendum. In his report, DeClerq stated that the construction of
Europe is not being communicated in a relevant and persuasive way to the citizens of
Europe. Consequently, we are running the risk that the public concludes that the
construction itself is not being carried out. After years of mounting anticipation, 1992
passed by in enigmatic silence (CEC 1993: 3).
So, the first concrete communication campaigns were implemented by the
European Commission in the 1990s, as part of the Prince action plan and then
throughout the Euro campaign. The latter was probably the first mass attempt to
communicate facts about Europe to the general public (Caligiuri 1998). It offered
European Institutions the opportunity to define both the actors and their objectives
clearly, thus improving internal and external communication structures.
More recently, information and communication have become priorities for the
European Commission, who have focused on improving structures, increasing resources
and developing routines for better and fuller communication with the citizens of Europe.
In some ways the governance reform of 2001 and the subsequent period of reflection
that began in 2005 led the European Commission to move beyond the Euro
campaigning styles, by developing the use of dialogic and interactive instruments in its
communication policy.
It is not by chance that in the 2001 White Paper on Governance, information
and communication were considered key tools for creating an effective bond with the
citizens of Europe (CEC 2001a: 11). The approach taken since then has thus been that of
involving a wide set of local authorities, environments and actors. However, the public
119
sphere development, central to the proposed governance reform, has been strongly
criticized by a number of European scholars. The role to be assumed by communication
under the new policy came under particular attack. For example Eriksen commented
that by focusing on apathy and ignorance one not only puts the blame on the people,
but reduces the problem to an information problem it is about lack of knowledge. This
represents a rather superficial understanding of the causes for distrust, and one that is at
odds with the post Nice debate (Eriksen 2001: 2). Even though in general scholars
remained sceptical, between 2001 and 2004 three documents that dealt with the
development of this policy were published by the European Commission; a sign of the
high level of interest in creating a precise architecture for it (CEC 2001b, 2002b,
2004a). These documents were intended to prepare the ground for the implementation
of this new policy; identifying actors, prioritising certain themes, and clearly defining
means for communicating with the general public.
More recently, the publication of the Plan D for Democracy, Dialogue and
Debate (CEC 2005d) and the White Paper on a European Communication Policy (CEC
2006c) show a renewed attempt to develop a two-way model of institutional
communication in the EU, structurally different from the top-down model of the
nineties Euro campaign. This paper provides some insights into the present context,
characterizing the evolution of communication policy in recent years.
My argument is that in recent years the EU has tried to develop its own
institutional communication policy, adopting well defined principles in order to
communicate with different social actors and involve them in interactions with the
institutions themselves. The EU has assumed principles that typically characterize the
management of public relations campaigns. In the following sections I outline the
120
It necessitates: 1) an
awareness (on the part of the institutions) of what needs to be communicated 2) the
possibility (for the citizens) to interact with policy makers 3) continuous feedback on
the activities of public bodies 4) the possibility to influence and change institutional
activities through feedback.
Of course these factors are closely interlinked: the basic assumption is that to
be fully democratic a political system must find its own ways to develop accessible
communication tools, enabling citizens to exchange ideas on questions of public
concern.
Two basic principles need to be considered by institutions wishing to develop a
workable relationship with a citizenry: trustworthiness and accountability. Both are
necessary to improve an institutions image. Thus, for an institution, developing a good
I will particularly refer to data I collected through indepth interviews conducted with representatives of
Europe Direct and functionaries of European Institutions (Commissioners and MEPs) in the frame of the
MIUR 2006 project The Uncertainity of Europe. In order to give some examples of different models of
institutional communication I will also refer to some cases taken from field work on Healthy lifestyles
promotion in European Cities that I conducted in 2007/2008, sponsored by the Autonomous Province of
Trento (Italy).
121
reputation basically means being trustworthy and accountable and capable of fulfilling
its promises, through the implementation of public policy. Trust between institutions
and citizens is obviously essential, since the latter need to be sure that the former are
reliable and able to manage resources and answer specific questions.
Citizens should be able to express opinions about public activities and
articulate a common will through deliberative processes, thus influencing the public
agenda. Interest in institutional communication has recently grown in Europe (Van
Ruler and Vercic 2004), especially since institutions started to stress the importance of
involving public relations organisations in order to increase and improve dialogue with
the general public (Mancini 2003). This challenged the typical structures of public
administration, which had to reorganise their practices in order to improve their
communication methods. Professionalism is essential in this context, and
administrators have started to specialise in certain areas, so that they can communicate
internally, with other sections of the EU infrastructure and also externally, with the
general public, through different modalities and styles of campaigning. This has meant
the development of specialised professionals, able to deal with the complexities of
communication management and to plan specific strategies in collaboration with the
various social actors involved in public policy development.
A specific focus of institutional communication is the development of a
feedback mechanism, which makes exchanges between citizens and institutions
possible. Through the feedback mechanism institutions gain an insight into the
opinions and beliefs of the general public and can form an idea of the common will in
relation to public proceedings and specific policy developments. For example, feedback
is an important aspect of urban planning management in a number of European cities,
122
where public administrations use it to prioritize issues when deciding public policy. In
the city of Turku (Finland), citizenship evenings are a common practice, and in 2009 I
went there as a participatory observer to study institutional communication on healthy
lifestyles and sustainable mobility (Bee and Gadotti 2009). In Turku, administrators
have open meetings with citizens and through these discussions they engage in
deliberative routines in order to get feedback and plan activities 2. The process of public
planning and subsequent policy implementations then followed up by the so called
measurement of customer satisfaction: the collection of data through qualitative or
quantitative methodologies in order to understand whether interventions have met with
approval. This has become common practice in a number of public institutions
throughout Europe, having developed during the restructuring of public administrations
over the last few decades. Central to this is the idea of the citizen as the principal
customer of the institutional realm: communicating by focusing on the specific needs
of the target audience therefore becomes one of the main services a public
administration performs. The development of institutional communication translates
into practice ideas of citizens rights to participate in, and strengthen the foundation of
participatory democracy within a political community. In this context the fundamental
distinction between information and communication must be drawn; the former
connoting passivity and allowing citizens to get to know about what is public, and the
latter being an active process which enables citizens to have a say about what is
public. Working with this distinction, in the next sections I go on to contrast one-way
(informative) and two-way (communicative) models of public relations.
One-way communication: from propaganda to public information
2
For an overview of initiatives developed in Turku under the Who Healthy Cities programme visit
http://www.turku.fi/public/
123
See also Dozier, Grunig and Grunig (2001) and Grunig and Grunig (1992). For a discussion of models
124
of information
from
governments and, finally, the public. Principles of subsidiarity were followed in the
deciding of priorities: general themes were established by the European Commission
under the Prince programme, and national governments were responsible for organising
public campaigns appropriate to their specific audiences and targets.
At the same time however, one-way communication can be considered a
constitutive part of evolving EU information strategies. The development of the Europa
website, for example, follows the public information format, with the supranational
institutions guaranteeing access to public documents, working papers, reports in fact,
to all the most up to date material on the development of EU policy. The importance of
the portals function as a disseminator of information should not be underestimated. The
Europa website represents a massive experiment which has evolved over the years,
allowing those in need of specific information to access it; it was conceived and
developed to provide the prerequisites of transparency and openness.
Two-way communication: asymmetrical and symmetrical models
Two-way public relations models were divided by Grunig and Hunt (1984)
according to the role played by the public in relation to public institutions. Whenever
institutions try to effect a change in public behaviour on a particular issue the
communication flow can be considered asymmetric or imbalanced: the flow moves
from sender to receiver and then back to sender (through the collection of relevant data
on citizens attitudes, criticisms and concerns). Stakeholders and civil society
organisations can have a say in shaping the institutional agenda and they lobby to gain
a voice in the public arena. This sort of public campaigning involves a wide variety of
instruments (face-to-face relationships, development of on-line communication,
125
workshop organisation, and so on) which are based on the interactive idea that
proximity is needed for bidirectionality between sender and receiver.
In recent years campaigning has thus become more complex and improving
participation in public life has thus become one of the tasks of institutions. Health
promotion campaigns, those against alcohol for example, have traditionally tried to
persuade people to change their behaviour in order to achieve both personal and
collective benefits. There are a number of recent examples of health promotion
campaigns that refer to face-to-face activities in order to promote a collective idea of
healthy living (Bee and Gadotti 2009). Integrated projects developed by some European
municipalities to promote alternative mobility are hoping to forge a shared
commitment between institutions and the social actors of their community. The
municipality of Odense (DK), has been promoting cycling as an alternative to using the
car, and has involved civil society, media, voluntary organisations and the private sector
in developing the communitarian idea of a healthy and sustainable city.4 The numerous
communication strategies the city administration has developed over the years have
involved various instruments. People have been able to take part in the management of
the communication itself (ranging from public meetings in the city squares to social
events encouraging people to develop the habit of cycling together). These public
initiatives have resulted in the development of a mutual social imaginary shaping the
collective identity of the city itself, and institutional communication has been based on
asymmetrical public relations management.
Other EU campaigns follow this PR style of institutional communication,
which is one of the main modalities used in the recent campaign Help-for a life without
126
tobacco, which has used a wide variety of methods to persuade people to quit
smoking.5 It was conceived in collaboration with civil society organisations, particularly
the European Youth Forum, who worked with the DG Sanco to agree common messages
and develop the actual campaign.
The advocacy and lobbying of NGOs in Brussels through institutionalised
instruments, like the Civil Dialogue procedures, is a good example of the development
of structured dialogue between institutions and civil society organisations. Over time the
Civil Dialogue has become an institutionalised form of interaction between NGOs and
European Institutions, and can be considered a fundamental tool for strengthening
participatory democracy at the EU level. However, this instrument has a functional
dimension, since it is closely linked to the advocacy and lobby routines NGOs are
committed to as part of their activities. It is important to note that the Civil Dialogue has
been fundamental to the processes of change, through its influence on policy making,
and in realising a shared responsibility for decision making on political priorities.
However, the various NGOs
policy making,
depending on their position within both horizontal power nexuses (between the different
organisations, networks and platforms in Brussels) and the vertical ones (between
actors in Brussels and those at the subnational and national levels). The strengthening
of mechanisms that increase interaction between institutions and civil society entails
both the building of new capacities and a new professionalism within the organisations
involved. There is an ever growing number of public relations managers, policy officers,
fundraisers and so on, whose job it is to communicate both within the institutional realm
and with representatives of networks and organisations in order to increase the level of
representation of Brussels-based organisations. In principle, these mechanisms tend to
5
127
health
promotion and healthy living. The Shop is a structure in the centre of Horsens, visible to
all and accessible to anyone with an interest in the health field. Its role is to provide
information, through the production of bulletins, newsletters, thematic leaflets and so
128
on, which are available at the shops desk and online. The HCS also aids
communication, since its everyday routines are based on principles of citizenship
empowerment: listening to peoples concerns and enabling voluntary associations to
plan activities in collaboration with public administration experts.
It is important to understand whether or not this model could be traslated to the
EU level. I think that the development of the Europe Direct relays is moving in this
direction, in so far as they are directly involved in the process of communicating about
EU issues. Europe Direct is a network developed in 2005 following a call by the
European Commission for a proposal to reorganize the old system of relays run by Info
Point Europe (IPE) and Carrefours. These two, since the end of the 1980s and 2004
respectively, have been the main actors at the local level. IPEs usually organised
activities targeting the general public, whereas Carrefours generally focused on more
specific targets, such as rural or agricultural groups.
It is not by chance that the initial idea to develop the EUs information centres
was formed in the eighties, at the same time as the development of the Citizens
Europe policies. The number of initiatives begun in the second half of the 1980s by the
European Community to raise awareness of the European project is quite impressive:
European awards, sports competitions, the formation of a European orchestra, the
implementation of the Jean Monnet Programme and other exchange programmes such
as Erasmus, Europe-wide celebrations like the 9th of May (date of the Schuman
Declaration Celebration), projects to define Europe as a new cultural space such as the
European City of Culture (Booth and Boyle, 1993, Hitters, 2000) and so on. The
European space was thus to be conceived as a culturally and educationally mediated
symbolic entity. Information relays were intended to help develop a social imaginary of
129
In Italy, for example, IPEs have long been coordinated by the Turin relay which was informally
130
131
The two flows of communication structure was one of the main innovations
Wallstrm announced when the process of the EUs redefinition of communication
started in 2005. However, the adoption of an effective and substantial communication
policy is still far from being realised. In this section I underline three aspects to which
EU institutions should pay more attention in order to improve their institutional
communication: the necessity to redefine relationships and interactions between actors,
to better define subjects for communication, and to develop coherent feedback
mechanisms.
By looking at the European Commissions structure it seems that
communication should be improved both internally, between different DGs, and
externally, between the DG Communication and others supranational actors
communicating at the EU level. These include the European Parliament press offices
and the various agencies who refer to Brussels and cooperate, more or less
independently, in framing communication strategies, the Maastricht-based European
Journalism Centre, for example, or the supranational media Euractiv. Supranational
actors of course have the fundamental task of shaping agendas and drafting specific
discourses on the European Integration process. They comprise what Eriksen (2004) has
defined as the strong public sphere: those actors who have a direct and established
relationship with the supranational institutions and are powerful enough to shape policy.
This kind of public sphere is an elite composed of intellectuals, professionals,
functionaries - with a particular interest in European issues.
More challenging, however, is the task of improving the management of
vertical communication: the relationships and interactions between the supranational,
the national, and the local. Social actors at the bottom of the system of European
132
governance represent the weak public sphere; they have few opportunities to gain a
voice in the framing of European issues. Civil society actors working at the local level
in member states, for example, need to ask experts working in umbrella organisations
and operating at the supranational level to represent their interests within the EUs
institutional setting, whenever they wish to include a European dimension in their
activities.
Looking more specifically at the European Commission and vertical
coordination, it is worth remembering that since 2004 the Commission Representatives
in the member states have been given greater prominence in the organization of public
communication in these states. They should be able to act as bridges between interests
in the different territorial contexts and translate priorities decided in Brussels into
communicable messages to be transmitted to the general public, through the Europe
Direct networks. However, this process of communication management faces resistance
from national governments, who do not want the Representatives of the Commission to
gain so much influence over the shaping of institutional communication .
In fact, one of the most pressing current difficulties in proposing a coherent
approach to communication is what a number of interviewees described as the
nationalisation of European issues by member states. Indeed, the EUs ability to
communicate depends more on the political will of national governments to facilitate
such communication, than on the European Commissions efforts to promote it. Much
still also depends on the way in which the various national media report EU issues. The
media re-contextualize the politics and themes of the EU through the prism of each
member states political, social and cultural orientation and particular interest in Europe,
questioning the European Commissions attempts to develop a transnational public
133
sphere. The lack of a shared commitment and a common strategy between different
institutional and non-institutional actors, both at the supranational and national levels,
seems to be undermining the ability of any EU communication to influence public
opinion.
Representatives of Europe Directs relays recognise this as one of the main
problems with the process attempting to redefine institutional policy. As one of them put
it to me in a recent interview:
There is a problem in the relationship with Brussels. The Plan D and all the different
documents published in these last years address the problem of Communicating Europe, but
the concrete meaning of this is not clear yet. The development of Europe Directs relays is
positive and important for us and has helped us make steady progress in this policy area.
But our problem is that our relationship with the EU just consists of a series of bureaucratic
practices. (Interview n.8 in Italy, Europe Direct)
So, the strategy behind the implementation of the institutional policy is not
generally considered clear or well defined; it lacks a vision of the concrete aims, themes
and priorities that need to be communicated. This can be interpreted as the result of the
European Commissions schizophrenic approach to Communication, to quote one of
Europe Directs representatives, since the crisis of the European Union started with the
failure of the referenda on the Constitutional Treaty in France and the Netherlands in
2005 and then flared up again when the Irish rejected the Lisbon Treaty in 2008. The
term schizophrenia refers to the use of institutional communication as a tool to solve
the EUs democratic deficit and to obtain consensus on European Policy making. It also
expresses a clear opinion about the situation subsequent to the failure of the
134
It does not really matter what people say because everyone is convinced that the
Commission, the Brussels guysalways have a Plan B but I can tell you that this was
not the case, there was no Plan B but there was a need for a Plan D. The referenda results
showed that there was a big gap between the political elites and their own citizens, so it
was time for democracy, dialogue and debate. (interview n. 2 in Brussels, European
Commission)
The big gap to fill through the improvement of communication has become a
recurrent and over-used - metaphor for the democratic deficit in many of the
institutional discussions since 2005 on the overall mission of communication policy. A
number of attempts to fill this gap have been initiated: funded projects, festivals and
workshops across the member states, aimed at involving citizens in consultations and
debates on various topics. These range from the role of the European Institutions 7, to
European issues affecting citizens lives8, and they usually seek to encourage discussion
Like the project Wir Sind Europa in Vienna (A), focused on the European Parliament. For further
information: www.wirsindeuropa.at
8
One example is the Festival Debate organised in the Czech Republic, covering different themes like
135
between politicians and target groups.9 Even looking briefly at the various projects
funded by the EU between 2005 and 2008, one must acknowledge the remarkable
attempts made to enhance interactivity with a large set of audiences and targets.
A further criticism must, however, be made. This model is still intended to
benefit the Commission itself, rather than to foster mutual understanding between
institutions and the general public; the agenda chosen for debate is established on the
basis of the EUs political priorities rather than on citizens needs. Many Europe Direct
representatives cite this top-down philosophy that shapes the agenda as one of the
reasons for the continued asymmetry of the EUs institutional communication: its
content is not balanced, and tends towards European Commission priorities.
This tallies with what has been remarked upon by various Civil Society and
media Organisations based in Brussels. In 2006 Euractiv published a Yellow Paper on
EU Communication entitled Euractivs Plan D: Diversify, Decentralise, Disseminate,
Decide (EurActiv 2006). The European Commission held discussions with civil society
actors, media and policy makers between February and September 2006, following the
publication of the White Paper on Communication. Euractivs Plan D is based on
feedback from, and consultations about, these discussions. In it, EurActiv found much
to criticise and made various suggestions for improvement, pointing particularly to the
philosophy behind the definition of this policy area, which still seemed to be too reliant
on abstract principles and lacking a more substantial and well defined architecture. One
basic criticism made in the Yellow Paper was of the White Paper on Communication
itself: the analysis of issues is good, as well as the understanding of opportunities with
9
The project EU citizens on opportunities, challenges and the future of Europe, in Slovenia until summer
2009, aimed to engage citizens in the EU debate through interactive approaches. For further information
www.mojasoseska.si
136
civil society and the media. However, it does not constitute a full strategy: principles are
conceptual rather than creating deep change, actions should be more specific, and the
timeline is slow again (Euractiv 2006: 5). The Active Citizenship Network followed the
same line, criticizing the European Commissions strategy for not clarifying precisely
what to communicate, questioning the modalities through which European
communication campaigns have been carried on, these being often too general and
focused on the European institutions interests and not the citizens interests (ACN
2006: 1).
This is a crucial point, at the root of the difficulties experienced trying to
design relevant campaigns on European issues. It also emerged in some interviews with
representatives of Europe Direct, as contrasts between the European Commissions and
general publics needs emerge in their day-to-day work in local communities. On the
one hand, the Commission has been asking for communication campaigns focused on
very precise themes (such as the Constitutional Treaty, enlargement, the 2009 European
Parliament elections) whereas, on the other hand, the general public often asks Europe
Direct workers for information about very precise and concrete themes (structural funds,
the environment, health, social protection, and others).
The following quotation is quite telling in this context:
The kind of information and communication that the European Commission wants to
establish does not correspond to the kind of information the citizens ask for, and this is one
of the problems that creates an unsatisfactory situation. The citizens think that there is a
lack of information, even that the information on Europe is often abounding. The problem
is that the kind of information needed or wanted by the public is not available. (Interview n.
16 in Italy, Europe Direct)
137
Europe Direct has the unpleasant task of mediating between the established
priorities (of the European Commission) and the voiced needs (of the general public),
thus reducing their capacity to work as a public relations office and to really support the
strengthening of dialogue between the institutional and non-institutional realms.
To conclude this section, it is necessary to address one last open question, since the
lack of mutual commitments between social actors, and the discrepancies between
different ideas of what should be communicated, result from difficulties in using the
feedback, collected by Europe Direct through customer satisfaction measurement
efficiently. This, as already mentioned, permits institutions to collect data on the general
publics priorities and to then adapt their communications accordingly. It is still not
clear what the European Commission is doing with the various reports and policy
recommendations that have been collected in recent years. The overall impression, as
the following quotation shows, is that inputs get lost when they reach the supranational
level:
We lack a feedback mechanism. We have been trying to discuss this with the European
Institutions for a long time. This kind of information and communication is unidirectional
and the opposite direction has not been developed yet. We have been standing at the bottom
level: we listen, we promote, we try to communicate, collecting criticisms and instances
which we send back to the Commission. But who gets them?. (Interview n. 15 in Italy,
Europe Direct)
138
139
140
still based on rhetorical and ambiguous visions of the future of European Democracy
and the idealistic view that communication is necessary for democratising the system.
This overestimates the need for debate and dialogue on European issues, creating a
situation in which the focus is on building consensus and legitimacy, and not on the
genuine promotion of knowledge generated by open dialogue and effective listening to
the voice of the public, even when this is critical and questioning of policy. Institutions
communicating with citizens about questions of public concern can certainly strengthen
the democratic bases of a political community. However, this should be part of a process
consequent to the democratisation of the political community itself, not the prerequisite.
In giving so much importance to communication as a precondition for democracy, the
Commission seems to be putting the cart before the horse. Its strategy is too focused on
resolving the dilemmas afflicting the European project, rather than on gaining the
necessary credibility to develop a commitment to Europe among its citizens. A serious
overhaul of the ways of thinking about institutional communication, and a more realistic
view of its functions, could certainly help to achieve an open model of bidirectional
communication in the near future.