Document: 01019450454
Page: 1
No. 14-4152
IN THE UNITED STATES COURT OF APPEALS
FOR THE TENTH CIRCUIT
WASATCH EQUALITY, a Utah nonprofit corporation; RICK ALDEN, an
individual; DREW HICKEN, an individual; BJORN LEINES, an individual; and
RICHARD VARGAS, an individual,
Plaintiffs - Appellants,
v.
ALTA SKI LIFTS COMPANY, a Utah corporation, dba Alta Ski Area; UNITED
STATES FOREST SERVICE, an agency of the United States Department of
Agriculture; and DAVID WHITTEKIEND, in his official capacity as Forest
Service Supervisor in the Wasatch-Cache National Forest,
Defendants - Appellees.
Document: 01019450454
Page: 2
Document: 01019450454
Page: 3
TABLE OF CONTENTS
CORPORATE DISCLOSURE STATEMENT .........................................................2
STATEMENT OF RELATED CASES ...................................................................10
STATEMENT REGARDING NECESSITY OF SEPARATE BRIEFS ................10
STATEMENT OF THE ISSUES.............................................................................10
STATEMENT OF THE CASE ................................................................................11
SUMMARY OF THE ARGUMENT ......................................................................13
STANDARD OF REVIEW .....................................................................................15
ARGUMENT ...........................................................................................................16
I.
II.
B.
Document: 01019450454
Page: 4
B.
2.
C.
D.
E.
1.
2.
2.
Document: 01019450454
Page: 5
3.
4.
CONCLUSION ........................................................................................................67
STATEMENT REGARDING ORAL ARGUMENT .............................................68
CERTIFICATE OF SERVICE ................................................................................69
CERTIFICATE OF COMPLIANCE .......................................................................70
CERTIFICATE OF DIGITAL SUBMISSION .......................................................71
Document: 01019450454
Page: 6
TABLE OF AUTHORITIES
Cases
Animal Legal Def. Fund v. Otter, 44 F. Supp. 3d 1009 (D. Idaho 2014) ................62
Ashcroft v. Iqbal, 556 U.S. 662 (2009) ....................................................... 16, 22, 54
Aulson v. Blanchard, 83 F.3d 1 (1st Cir. 1996) .................................... 16, 43, 45, 47
Bell Atlantic Corp. v. Twombly, 550 U.S. 544 (2007) .............. 16, 26, 29, 38, 54, 65
Bishop v. Smith, 760 F.3d 1070 (10th Cir. 2014) ................................. 59, 60, 61, 66
Blum v. Yaretsky, 457 U.S. 991 (1982) ................................................. 24, 26, 32, 62
Bray v. Alexandria Womens Health Clinic, 506 U.S. 263 (1993)................... 44, 47
Burton v. Wilmington Parking Authority,
365 U.S. 715 (1961) .................................................................... 36, 37, 38, 39, 52
City of Cleburne v. Cleburne Living Ctr., 473 U.S. 432 (1985)........... 19, 59, 60, 61
City of Cuyahoga Falls v. Buckeye Community Hope Foundation, 538 U.S.
188 (2003).............................................................................................................63
Corey Airport Servs., Inc. v. Clear Channel Outdoor, Inc.,
682 F.3d 1293 (11th Cir. 2012) ............................................................... 42, 43, 47
Davis v. Richmond, 512 F.2d 201 (1st Cir. 1975) ...................................................31
Dept of Agric. v. Moreno, 413 U.S. 528 (1973) .............................................. 60, 61
Doe v. Keane, 658 F. Supp. 216 (W.D. Mich. 1987) ..............................................31
Doe v. Lower Merion Sch. Dist., 665 F.3d 524 (3d Cir. 2011) ...............................66
Douglas Asphalt Co. v. Qore, Inc., 541 F.3d 1269 (11th Cir. 2008).......................50
Engquist v. Oregon Department of Agriculture,
553 U.S. 591 (2008) ............................................ 10, 13, 14, 42, 48, 49, 50, 51, 52
Evans v. Newton, 382 U.S. 296 (1966) ....................................................................41
Farber v. City of Paterson, 440 F.3d 131 (3d Cir. 2006) ................................. 46, 47
6
Document: 01019450454
Page: 7
Document: 01019450454
Page: 8
Document: 01019450454
Page: 9
Document: 01019450454
Page: 10
Whether Altas business decision to create and enforce its Equipment Policy
5.
Document: 01019450454
Page: 11
differently?
6.
Equipment Policy?
8.
9.
season resort, in part on United States Forest Service (Forest Service)1 land
pursuant to a Ski Area Term Special Use Permit that was approved by the Forest
Service on October 25, 2002 (Permit). (Aplts. App. at JA-16 26, JA-19 43
44, JA-20 47, JA-67.) For nearly thirty years, Alta has made the private business
decision to only allow skiing at its resort, creating a successful niche business
model that thrives by focusing on a unique skiing-only experience. (See, e.g., id. at
JA-11 2, JA-19JA-20 4346, JA-22JA-23 6165, JA-24JA-26 73
74, 7779.) Altas private decision to only permit skiing is privately enforced
1
Appellee David Whittekiend is the Forest Service Supervisor for the WasatchCache National Forest and has been sued in his official capacity. (Aplts. App. at
JA-16 28.) The United States Forest Service and Mr. Whittekiend are
collectively referred to herein as the Forest Service.
11
Document: 01019450454
Page: 12
through rules regarding the devices Alta permits individuals to use (the
Equipment Policy). (See id. at JA-20JA-21 2021.) That is, only skis can be
used on Altas slopes. (See id. at JA-277JA-278.) But, although only skiing is
allowed, anyone can ski Altas slopes. (See id. at JA-429.)
The Forest Service neither initiated nor enforces Altas Equipment Policy.
(See id. at JA-20JA-21 2021, JA-22 61.) It is alleged, however, that Alta
has authority to implement and enforce its Equipment Policy by virtue of the
Permit and Alta Ski Area Winter Site Operation Plan (Plan) that is annually
submitted by Alta to the Forest Service. (See id. at JA-20JA-21 4752.) The
Equipment Policy is not, however, found within either the Permit or Plan. (See id.)
On January 15, 2014, Wasatch Equality, Rick Alden, Drew Hicken, Bjorn
Leines, and Richard Varga (Appellants) filed suit against Alta and the Forest
Service alleging Altas Equipment Policy violates the Equal Protection Clause,
based in part on alleged animus toward snowboarders. (See generally id. at JA10JA-35.) Subsequently, Alta and the Forest Service both moved to dismiss
Appellants complaint on various grounds, (id. at JA-36JA-158, JA-251JA-311),
which Appellants opposed, (id. at JA-159JA-250). The District Court heard
argument on the motions to dismiss, (id. at JA-312JA-402), and later entered a
Memorandum Decision and Order, (id. at JA-403JA-432), that was appealed in its
entirety by Appellants, (id. at JA-8).
12
Document: 01019450454
Page: 13
Specifically, the District Court correctly held that (1) Appellants failed to
establish state action, (id. at JA-408JA-412); (2) Appellants equal protection
claims must proceed under a class-of-one framework, (id. at JA-416); (3)
Appellants class-of-one challenge is barred pursuant to Engquist and the Property
Clause, (id. at JA-418JA-423); (4) Appellants failed to plead a plausible claim for
relief under the rational basis standard, (id. at JA-423JA-427); (5) Appellants
animus allegations are irrelevant because numerous rational bases support Altas
Equipment Policy, (id. at JA-427JA-429); and (6) Appellants animus allegations
are inadequate because they are not plausible and it is undeniable that Altas
[Equipment Policy] bans only snowboards from Alta, not people, (id. at JA-429).
SUMMARY OF THE ARGUMENT
The Court should affirm the District Courts decision and dismiss
Appellants complaint for failure to state a claim for which relief can be granted
because (1) it falls outside the Equal Protection Clauses zone-of-interests and
(2) fails to establish the prima facie elements of an equal protection claim.
First, Altas Equipment Policy makes no distinction as to persons, only
different things. Importantly, anyone can ski Altas slopes. Therefore,
Appellants challenge falls outside the Equal Protection Clauses zone-of-interests.
Second, Appellants have failed to (1) establish that the Equipment Policy
and its enforcement are products of state action; (2) define a discrete and
13
Document: 01019450454
Page: 14
identifiable class of people; (3) show that such class of people are treated
differently by the Equipment Policy than other similarly situated classes of people;
(4) negate every reasonably conceivable rational basis for the Equipment Policy;
and (5) properly invoke the animus doctrine.
Altas Equipment Policy is a private business decision. The Forest Service
did not participate in creating Altas Equipment Policy and is not involved in its
enforcement. The Forest Service has no connection to Altas Equipment Policy,
and its only connection to Alta is through its general relationship with Alta
pursuant to the Permit and Plan. However, this is insufficient to establish state
action. At most, Appellants have alleged the Forest Service is aware of Altas
private decision.
Appellants challenge is also deficient because snowboarders are not a
discrete and identifiable class of persons protected by the Equal Protection Clause.
Anyone can wear a snowboard, rendering the alleged class without discrete
boundaries and unidentifiable. Further, reference to intangible personality traits,
and self-identification with a snowboarding counterculture, provides no readily
identifiable characteristics that would allow the Court to objectively determine if
an individual is a snowboarder or not.
Thus, Appellants claim falls within the class-of-one framework. However,
Engquist bars Appellants challenge because the Property Clause establishes the
14
Document: 01019450454
Page: 15
federal government as proprietor over public lands, requiring broad discretion for
land-use decisions.
Altas Equipment Policy treats all similarly situated persons alike. Anyone
can ski Altas slopes. No one can use an unapproved device.
Further, Altas Equipment Policy is supported by numerous rational bases.
Importantly, Altas Equipment Policy is central to its successful niche business
model that thrives by focusing on a unique skiing-only experience.
Finally, under binding Tenth Circuit precedent, animus is irrelevant because
rational bases support Altas Equipment Policy. But regardless, Appellants have
not credibly alleged animus against Alta, let alone against the Forest Service.
STANDARD OF REVIEW
The court reviews de novo the district courts grant of a motion to dismiss
pursuant to Rule 12(b)(6), applying the same legal standard applicable in the
district court. Teigen v. Renfrow, 511 F.3d 1072, 1078 (10th Cir. 2007). That is,
[a]ll well-pleaded facts, as distinguished from conclusory allegations are accepted
as true and viewed in the light most favorable to the nonmoving party. Id.
In reviewing a motion to dismiss, th[e] [C]ourt must look for plausibility
in the complaint, requiring that the complaint include enough facts to state a
claim for relief that is plausible on its face. Id. A claim has facial plausibility
when the plaintiff pleads factual content that allows the [C]ourt to draw the
15
Document: 01019450454
Page: 16
reasonable inference that the defendant is liable for the misconduct alleged.
Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009). Where a complaint pleads facts that
are merely consistent with a defendants liability, it stops short of the line
between possibility and plausibility of entitlement to relief. Id.
Although deferential, this standard does not force an appellate court to
swallow the [Appellants] invective hook, line, and sinker; bald assertions,
unsupportable conclusions, periphrastic circumlocutions, and the like need not be
credited. Aulson v. Blanchard, 83 F.3d 1, 3 (1st Cir. 1996). Factual allegations
must be enough to raise a right to relief above the speculative level, and more is
required than labels and conclusions. Bell Atlantic Corp. v. Twombly, 550 U.S.
544, 555 (2007). Further, the Court is not bound to accept as true a legal
conclusion couched as a factual allegation. Id. (quoting Papasan v. Allain, 478
U.S. 265, 286 (1986)); see also Iqbal, 556 U.S. at 67879 (Rule 8 . . . does not
unlock the doors of discovery for a plaintiff armed with nothing more than
conclusions.).
ARGUMENT
The assertion that the Equal Protection Clause recognizes and protects a
constitutional right to snowboard taxes the credulity of the credulous. See
Maryland v. King, 133 S. Ct. 1958, 1980 (2013) (Scalia, J., dissenting). Yet, this
16
Document: 01019450454
Page: 17
incredible question lies at the heart of this appeal and begs this question: If I have a
constitutional right to snowboard, what do I not have the constitutional right to do?
Quite simply, the Constitution neither recognizes nor protects a right to
snowboard. First, Appellants challenge falls outside the Equal Protection
Clauses zone-of-interests because Altas Equipment Policy does not distinguish
among persons. Second, Appellants have failed to establish a prima facie equal
protection violation.
I.
interests because it does not distinguish among persons. The zone-of-interests test
requires that a plaintiffs complaint fall within the zone of interests to be
protected or regulated by the statute or constitutional guarantee in question.
Valley Forge Christian College v. Americans United for Separation of Church &
State, Inc., 454 U.S. 464, 475 (1982). In Lexmark, the Supreme Court held this
inquiry is critical because a cause of action extends only to plaintiffs whose
interests fall within the zone of interests protected by the law invoked. Lexmark
Intl, Inc. v. Static Control Components, Inc., 134 S. Ct. 1377, 1388 (2014). Thus,
the zone-of-interests test determines who may invoke [a] cause of action
provided for by the . . . constitutional guarantee in question. Id. at 138889. And,
to ask what conduct [a law] reaches is to ask what conduct [a law] prohibits,
17
Document: 01019450454
Page: 18
18
Document: 01019450454
Page: 19
added).2 In other words, [t]he Equal Protection Clause directs that all persons
similarly circumstanced shall be treated alike. Plyler v. Doe, 457 U.S. 202, 216
(1982) (emphasis added); see also City of Cleburne v. Cleburne Living Ctr., 473
U.S. 432, 439 (1985).
The Constitution does not, however, require things which are different in
fact or opinion to be treated in law as though they were the same. Tigner v.
Texas, 310 U.S. 141, 147 (1940); see also Plyler, 457 U.S. at 216. Thus, distilled
to its essence, the Equal Protection Clause protects people, not things. See Joseph
Tussman & Jacobus tenBroek, The Equal Protection of the Laws, 37 Calif. L. Rev.
341, 344 (1949) (The essence of the doctrine can be stated with deceptive
simplicity. The Constitution does not require that things different in fact be treated
as though they were the same.).
Here, Altas Equipment Policy makes no distinction between persons; rather,
it defines what devices can and cannot be used at Alta. (See, e.g., Aplts. App. at
JA-11, JA-95JA-96, JA-277JA-278, JA-429.) Put simply, skis, snowboards,
snowbikes, and other devices do not constitute persons, or even the same
things. Therefore, the Forest Service and Alta can facially distinguish between
such devices without infringing the Equal Protection Clause.
Appellants have admitted this. (See Aplts. Br. at 40 (quoting Olech, 528 U.S. at
564).)
19
B.
Document: 01019450454
Page: 20
Document: 01019450454
Page: 21
device is prohibited by Alta depends on the identity of the individual using it.
(Aplts. Br. at 41; see also Aplts. App. at JA-164.) But, this is not the case.
Appellants complaint is devoid of any allegation that a snowboarder who comes
to Alta wearing skis is not permitted to access and otherwise enjoy Altas slopes.
In fact, [Appellants] [have] concede[d] that they are welcome at Alta so long as
they, just like sledders and snowshoers, or any other person, abide by the skiersonly policy. There is no ban against [Appellants] as people . . . . (Aplts. App. at
JA-429.) This is fatal to Appellants challenge.
Laying unsupported rhetoric aside, close consideration of Appellants
complaint reveals no plausible allegation that Altas Equipment Policy
distinguishes between people. The complaint simply alleges that Wasatch
Equalitys members, including its officers and directors, as well as the individual
defendants, have been denied access to snowboard at Alta. (See id. at JA-15
2125 (emphasis added).) Appellants further allege that the individual
defendants purchased Alta lift tickets, but were not allowed to ride Altas chairlifts
while they each had one foot strapped into their snowboards. (See id. at JA-30
JA-31.) Specifically, Appellants allege that Altas lift operators told Plaintiffs
that snowboards were not allowed at Alta and that they therefore could not ride on
the chairlift. (Id. at JA-30 93.) Based on these allegations, Appellants
implausibly allege Plaintiffs Alden, Hicken, and Varga . . . departed having been
21
Document: 01019450454
Page: 22
denied the opportunity to use their purchased lift tickets at Alta because they were
snowboarders. (Id. at JA-30 97.)
But, Appellants allegation is untenable because Appellants fail to allege that
they came to Alta wearing an approved device and still were not permitted to
access and enjoy Altas slopes. As in Iqbal: Where a complaint pleads facts that
are merely consistent with a defendants liability, it stops short of the line
between possibility and plausibility of entitlement to relief. Iqbal, 556 U.S. at
678. Appellants allegations are inconsistent with Alta denying access based on
the identity of [an] individual using [a device], (see Aplts. Br. at 41); rather, they
are consistent with Alta denying access based on the fact that Appellants were not
complying with the Equipment Policy.
If they came to Alta and used an approved device, Appellants would be free
to access and enjoy Altas slopesnotwithstanding their alleged self-identification
as snowboarders, membership in the snowboarding movement and
counterculture, (see Aplts. App. at JA-17 32), and exhibition of certain
intangible personality traits, (see id. at JA-23 67). On the other hand, even the
quintessential skieran Alta season-pass holder who skis Altas slopes 100-plus
days each yearwould not be allowed to access and enjoy Altas slopes while
using a snowboard, snowbike, or other unapproved device. Device identification is
relevant. Personal identification is irrelevant.
22
Document: 01019450454
Page: 23
23
II.
Document: 01019450454
Page: 24
Document: 01019450454
Page: 25
Here, the District Court properly held Altas Equipment Policy constitutes
private action. (See Aplts. App. at JA-408JA-412.) While recognizing that the
state-action doctrine is typically quite challenging to understand and decipher,
(id. at JA-408), the District Court concluded that [w]hile this may be true in
certain situations, this case is not one of them, (id. at JA-409). The District Court
stated:
For purposes of demonstrating state action, the question
is whether Altas decision to ban snowboards may fairly
be attributable to the Federal Defendants, and here there
are no facts alleged to support such involvement by the
government. The Plaintiffs make no allegation, and have
presented no evidence whatsoever, that the Forest
Service did anything to influence Altas decision to ban
snowboards at its resort. The decision was Altas, and
Altas alone, operating as a private business. The Forest
Service did not encourage the rule, discourage the rule,
agree with the rule, or disagree with the rule; nor was the
Forest Service consulted on the appropriateness of the
rule. Under such circumstances, pursuant to all existing
precedent binding on this court, there is no state action.
(Id.)
Alta, not the Forest Service, created and enforces its Equipment Policy.
Thus, it is not a product of state action.
1.
Document: 01019450454
Page: 26
Document: 01019450454
Page: 27
Document: 01019450454
Page: 28
Document: 01019450454
Page: 29
Forest Service are Partners in Skiing, and a separate statement by Alta that
Snowboarding is not allowed. (Aplts. Br. at 2627; see also Aplts. App. at JA22JA-23 6366.)3
However, none of these allegations show any direct involvement by the
Forest Service in enforcing Altas Equipment Policy. Despite this, Appellants
make numerous unsupported legal conclusions, including that: (1) the Forest
Service has entered into a joint enterprise and a symbiotic relationship with
Alta in its ski-resort business, (see Aplts. App. at JA-21 57); and (2) Altas
Equipment Policy is therefore enforced on federally-owned land and is
reviewed and endorsed annually by the [Forest Service] in approving Altas Permit
and/or Plan as well as under the terms of its contract with Alta, (id. at JA-22
58).
But, it is apparent that Appellants conclusions do not rest on any allegations
of actual enforcement action by the Forest Service. Rather, Appellants rely on the
Forest Services general involvement with Alta, which is the same as with any
other ski area located on public land pursuant to a Forest Service permit.
Document: 01019450454
Page: 30
Appellants also essentially ask the Court to hold that the general presence of a
Forest Service flag and logo at Alta, somehow transmutes a No Snowboards sign
that was unilaterally posted by Alta in its sole discretion, into one that instead
states: By Official Order of the United States Forest Service, Snowboarders are
Not Welcome on the Public Lands Located at Alta.
To be clear, Altas Equipment Policy is not found within the Permit or Plan.
The Permit and Plan simply allow Alta to take certain actions, and Appellants
allege that it is [o]stensibly under [such] provision[s] that Alta enforces its
Equipment Policy. (See Aplts. App. at JA-21 52.) Importantly, though, it is
evident on the face of the Plan that the Forest Service does not enforce Altas
Equipment Policy. (See id. at JA-86 II.B (Alta is responsible for the execution
of all provisions of this plan and all subordinate plans.); id. at JA-95JA-96
VIII.E (Alta Ski Area . . . may revoke a skiers pass or ticket, remove a skier or
person from the Special Use Permit area and no-trespass them for, among other
things, violating Altas Equipment Policy).) Thus, enforcement of Altas
Equipment Policy falls on Altas shoulders. Therefore, Appellants cannot establish
that state action . . . enforces privately originated discrimination. Moose Lodge,
407 U.S. at 172.
30
Document: 01019450454
Page: 31
Document: 01019450454
Page: 32
Appellants attempt to make much of the assertion that Gallagher was decided
on summary judgment when facts ha[d] been developed through discovery and
c[ould] be analyzed properly. (Aplts. Br. at 2223.) But, the Supreme Courts
seminal state-action case was decided on a motion to dismiss. See Jackson, 419
U.S. at 349.
32
Document: 01019450454
Page: 33
where the commission has not put its own weight on the side of the proposed
practice by ordering it, does not transmute a practice initiated by the utility and
approved by the commission into state action. Id. at 357. At most, Appellants
allege that the Forest Service was aware of Altas Equipment Policy; but, that
cannot transmute a private decision initiated and enforced by Alta into state action.
If the Court were to find state action here, such a holding would utterly
emasculate the distinction between private as distinguished from state conduct.
Moose Lodge, 407 U.S. at 173. That is, if all that were required to establish stateaction is to show that a private entity had general authority to make discretionary
business decisions pursuant to a federal permit, then all such actions taken by the
[n]umerous other resorts operat[ing] on federal land under similar permits would
likewise be state action. (See Aplts. App. at JA-22 59.) Indeed, state action
would be imputed to the federal government for the private actions of myriad other
private entities operating on public lands. (See id. at JA-266 & nn.45.) As
recognized in Jackson: If the mere existence of this regulatory scheme made
Metropolitans action that of the State, then presumably the actions of a lone
Philadelphia cab driver could also be fairly treated as those of the State of
Pennsylvania. Jackson, 419 U.S. at 350 n.7. This cannot be.
Therefore, Appellants failed to allege any plausible state action.
33
2.
Document: 01019450454
Page: 34
The fact that Appellants cannot establish state action is further demonstrated
by considering Gallaghers nexus, symbiotic relationship, joint action, and public
function tests.
a. Nexus Test
Under the nexus test, a plaintiff must demonstrate that there is a
sufficiently close nexus between the government and the challenged conduct such
that the conduct may be fairly treated as that of the State itself. Gallagher, 49
F.3d at 1448. Under this approach, a state normally can be held responsible for a
private decision only when it has exercised coercive power or has provided such
significant encouragement, either overt or covert, that the choice must in law be
deemed to be that of the State. Id. The nexus test [e]nsures that the state will be
held liable for constitutional violations only if it is responsible for the specific
conduct of which the plaintiff complains. Id.
As with all 120 ski resorts on Forest Service land, undoubtedly, there is
some regulation of Alta by the Forest Service. But, this is not the relevant inquiry.
Rather, the Court must focus on the nexus between the Forest Service and Altas
Equipment Policythe challenged conduct. That is, the focus must be whether
Appellants have demonstrate[d] that there is a sufficiently close nexus between
the [Forest Service] and [Altas Equipment Policy] such that [Altas Equipment
34
Document: 01019450454
Page: 35
Policy] may be fairly treated as that of the [Forest Service] itself. See id.
Through this lens, Appellants have not plausibly alleged that the Forest Service has
actually enforced Altas Equipment Policy. See id. at 1451 (emphasizing
importance of a government entity actually enforcing a challenged rule, as opposed
to mere acquiescence).
Appellants have alleged that the Forest Services oversight, administration,
and control over nearly every aspect of operations at Alta is extensive. (See
Aplts. App. at JA-192; see also id. at JA-20JA-22 4759.) Appellants assert
they have detailed many specific examples of the mandatory and pervasive
oversight, administration, and control of Altas operations and management by the
[Forest Service] and the strict obligations, procedures, protocols, and other
requirements imposed on Alta under the Permit and Plan. (Aplts. Br. at 26.)
However, these allegations do not illustrate any close nexus between the Forest
Service and Altas Equipment Policy, much less that the Forest Service has
exercised coercive power or has provided such significant encouragement, either
overt or covert, that [Altas Equipment Policy] must in law be deemed to be that of
the [Forest Service]. See Gallagher, 49 F.3d at 1448.
To the contrary, Appellants have illustrated the express exceptions to the
nexus test: (1) [T]he existence of governmental regulations, standing alone, does
not provide the required nexus, id.; (2) [T]he fact that a private entity contracts
35
Document: 01019450454
Page: 36
Document: 01019450454
Page: 37
Contrary to the Supreme Courts direction, Appellants ask the Court to read
Burton expansively. See Burton, 365 U.S. at 726 ([T]he conclusions drawn from
the facts and circumstances of this record are by no means declared as universal
truths on the basis of which every state leasing agreement is to be tested.); see
also Gallagher, 49 F.3d at 1451 (Subsequent Supreme Court decisions have read
Burton narrowly.). The Court has never held, of course, that discrimination by
an otherwise private entity would be violative of the Equal Protection Clause if the
private entity receives any sort of benefit or service at all from the State, or if it is
subject to state regulation in any degree whatever. Moose Lodge, 407 U.S. at 173.
Cases interpreting Burton have emphasized that the alleged
interdependence must enable the state to carry out its primary public purpose.
See id. at 175. In Burton, the Wilmington Parking Authoritys (WPA) statutory
purpose was to provide adequate parking facilities for the convenience of the
public and thereby relieve the parking crisis, which threaten[ed] the welfare of the
community. Burton, 365 U.S. at 717. The WPAs first project was the parking
structure at issue in Burton. See id. at 718. Prior to construction, the WPA was
advised by its retained experts that the anticipated revenue from the parking of cars
and proceeds from [the] sale of its bonds would not be sufficient to finance the
construction costs of the facility, which was designed to operate as a selfsustaining unit. Id. at 719, 724. Thus, to enable the parking structure to be
37
Document: 01019450454
Page: 38
economically feasible, the WPA entered into a long-term lease with, among others,
the Eagle Restaurantwhich refused to serve [the] appellant food or drink
because he [wa]s a Negro.5 Id. at 716, 719.
Regarding the alleged interdependence in this case, [f]actual allegations
must be enough to raise a right to relief above the speculative level. Twombly, 550
U.S. at 555. Here, there is simply no plausible argument that without Alta the
Forest Service could not carry out its primary public purpose. Similarly, the Court
is not bound to accept as true a legal conclusion couched as a factual allegation.
Id. If anything, Appellants unsupported assertion of interdependence constitutes
mere speculation of a legal conclusion, falling short of the recognition in Burton
that the parking structurethe primary public purpose of the WPAcould not be
built without the lease. See Burton, 365 U.S. at 719. Similarly, in Gallagher, the
Court emphasized that the government actors long-term dependence on the
operations of a private entity is critical to establishing state action under the
symbiotic relationship test. See Gallagher, 49 F.3d at 1452. It is beyond credible
to think that the United States Forest Service is dependent on Alta.
As the Tenth Circuit noted in a similar case, the problem is that Appellants
read Burton and its progeny too broadly. Gallagher, 49 F.3d at 1453.
Document: 01019450454
Page: 39
Document: 01019450454
Page: 40
and private entity; rather, courts examine whether state officials and private
parties have acted in concert in effecting a particular deprivation of constitutional
rights. Id. Under the joint action test, the Court has held that state action may be
found if a state actor has participated in or influenced the challenged decision or
action. Id. at 1454. This requires a substantial degree of cooperative action
between state and private officials, or overt and significant state participation.
Id.
There are no allegations tying Altas Equipment Policy to the Forest Service.
Instead, all Appellants do is rely on general allegations regarding the Permit and
Plan. (See Aplts. App. at JA-20JA-22 4758.)7 But, such allegations do not
show that the Forest Service has participated in or influenced Altas Equipment
Policy. See Gallagher, 49 F.3d at 1454. At most, Appellants have alleged the
Forest Services awareness of Altas private initiative. But, [j]ust as with the
other tests for state action, the mere acquiescence of a state official in the actions
Document: 01019450454
Page: 41
of a private party is not sufficient. Id. at 1453. Appellants cannot satisfy the joint
action test.
d. Public Function Test
Finally, the public function test recognizes that [i]f the state delegates to a
private party a function traditionally exclusively reserved to the State, then the
private party is necessarily a state actor. Gallagher, 49 F.3d at 1456. The Court
has been clear that [t]his test is difficult to satisfy, and [w]hile many functions
have been traditionally performed by governments, very few have been exclusively
reserved to the State. Id. (internal quotation marks omitted).
Quite simply, ski resort operation is not a function that has been exclusively
reserved to the State, or even traditionally performed by governments. See id.
Undeterred, Appellants argue: Few public functions are as traditionally and
exclusively performed by the Government as management of National Forest
property, which has been integral to the Government for over a century.8 (Aplts.
Br. at 34.) However, the Forest Service, not Alta, manages the land by deciding
who to issue the permit to. Alta, not the Forest Service, manages the operations of
Appellants rely on Evans v. Newton, 382 U.S. 296 (1966). In Evans, the
Supreme Court held that it could not take judicial notice that, by simply changing
the trustee of a municipal park that excluded and discriminated against blacks, the
parks status immediately transformed from public to private. Id. at 301. But,
Evans is inapposite and simply does not stand for the proposition that
management of a city park is sufficient to show state action. (See Aplts. Br. at
34.)
41
Document: 01019450454
Page: 42
the ski resort and makes all of the business decisions, just like the 119 other ski
resorts on permitted land.
In sum, Appellants allegations are insufficientunder any analysisto
establish state action with respect to the promulgation and enforcement of Altas
Equipment Policy.
B.
Document: 01019450454
Page: 43
43
Document: 01019450454
Page: 44
See also Bray v. Alexandria Womens Health Clinic, 506 U.S. 263, 269 (1993);
United Bhd. of Carpenters & Joiners v. Scott, 463 U.S. 825, 850 (1983)
(Blackmun, J., dissenting).
10
See Number of People Both Skiing and Snowboarding Keeps Increasing
Nationwide, Examiner.com (Feb. 11, 2012, 3:50 PM),
http://www.examiner.com/article/ number-of-people -both- skiing-andsnowboarding-keeps-increasing-nationwide (last visited May 7, 2015) (Most
44
Document: 01019450454
Page: 45
snowboarder one minute, and a skier the nextencompassing an everchanging group of individuals. See LaManque v. Massachusetts Dept of Empt
& Training, 3 F. Supp. 2d 83, 92 (D. Mass. 1998).
What results is an impermissibly vague and overbroad classification.
Anyone can be a snowboarder at any given time. See, e.g., id. (As so defined,
the class of whistleblowers is virtually without limits. It would include an everchanging group of individuals, from the child who reports to his or her parent that
a sibling has taken cookies from the cookie jar without permission, to the person
who exposes billions of dollars of fraud and waste in a government agency. . . .
Therefore, while whistleblowers might be said to meet the first Aulson inquiry, that
is, they are defined by [a] substantive characteristic, namely whistleblowingthey
fail the second inquiry, in that they do not constitute an identifiable class at all.).
Therefore, as in LaManque, because nearly everyone in America could be a
snowboarder, the alleged class lacks discrete boundaries and is unidentifiable.
snow sport enthusiasts typically either ski or snowboard. However, the gap is
narrowing for the number of people who now do both. Industry groups estimate
there were 7.4 million to 11.5 million skiers in 2010, with a quarter of them also
snowboarding at least once that year. Similarly, about a third of the 6.1 million to
8.1 million snowboarders also skied at least once. The change is primarily by
snowboarders, who have discovered they can do more tricks with two boards on
their feet than one, according to a recent story by the Vail Daily. Skis allow for
more tricks in the pipes, and also provide more backcountry accessibility, where
flat terrain frustrates most boarders.).
45
Document: 01019450454
Page: 46
Document: 01019450454
Page: 47
that did not. Corey, 682 F.3d at 1297. But, [n]o objective criteria plainly fix
whether a person is a snowboarder. See id. at 1298 (The most one can hope
for in separating persons based on such subjective criteria . . . would be a spectrum
or a fuzzy series of wholly indeterminate and overlapping groups each of which
would be inadequate to qualify as identifiable for purposes of an Equal Protection
Clause claim.). As in Aulson, membership in [Appellants] proposed class [of
snowboarders] and the antagonist class ([of non-snowboarders]) is, like
beauty, almost exclusively in the eye of the beholder. This is not the stuff of
cognizability. See Aulson, 83 F.3d at 6.11
The Court should apply Coreys reasoning:
Corey does not offer sufficient substantive group
characteristics. Instead, Corey attempts to identify
groups based on affiliation or connection to the City, the
supposed discriminator: insiders and outsiders. This
vague category is inadequate because these idea-based
characteristics do not allow us to separate readily people
and entities into discrete groupingsa necessary part of
identifying the group that suffered the alleged
discrimination. The proposed categories are too loose,
too shifting to be useful to courts.
Corey, 682 F.3d at 1298.
11
See also Farber, 440 F.3d at 137 (Simply put, some groups, particularly those
deemed to be distinguishable from others by immutable characteristics, such as
African-Americans, women, and the mentally retarded, are so clearly accepted as
objectively identifiable that no extended analysis is needed. As the Court in Bray
demonstrated, however, it is not always a simple matter, particularly when what is
at issue is a putative class defined, as here, by mutable characteristics such as
opinion or conduct.).
47
Document: 01019450454
Page: 48
Document: 01019450454
Page: 49
Document: 01019450454
Page: 50
internal operation. Engquist, 553 U.S. at 598. There, the Supreme Court held
that because the government acts as a proprietor in its role as an employer, the
government enjoys far broader powers than [it] does . . . as sovereign. Id. This
reasoning has since been applied outside the context of the government acting as
an employer. See, e.g., Flowers v. City of Minneapolis, 558 F.3d 794, 799800
(8th Cir. 2009); Douglas Asphalt Co. v. Qore, Inc., 541 F.3d 1269, 1274 (11th Cir.
2008); United States v. Moore, 543 F.3d 891, 89899 (7th Cir. 2008).
Importantly, the Supreme Court has determined that, pursuant to the
Property Clause, the government is the proprietor of public lands, with all the
rights of an ordinary proprietor. See Light v. United States, 220 U.S. 523, 53637
(1911). Thus, the federal government is required to make individualized
assessments as to which lands it should make available for mineral leasing, which
lands should be free from roads or motorized use, which lands allow hunting and
fishing, and which lands should preclude them. (Aplts. App. at JA-421.) Not
only does the [federal government] make individualized assessments about the
general types of activities that may occur on federal land, but the [federal
government] also decides to allow or exclude certain activities within [a] specific
area of land. (Id.) This includes making decisions as to permissible recreational
activities on public land. (See, e.g., id. (discussing restrictions on fishing and the
50
Document: 01019450454
Page: 51
12
Appellants argue that Engquist does not apply because the Forest Service is
simply acting as a licensor or regulator. (See Aplts. Br. at 3540.) Appellants
cannot have their cake and eat it too. If, as Appellants now admit, the Forest
Service is only acting as a licensor or regulator, their case clearly fails as there is
no state action. See supra Part II.A; see also Jackson, 419 U.S. at 346, 35051
(holding issuance of certificate of public convenience is insufficient to establish
state action and stating [t]he mere fact that a business is subject to state regulation
does not by itself convert its action into that of the State for purposes of the
Fourteenth Amendment); United Auto Workers, Local No. 5285 v. Gaston
Festivals, Inc., 43 F.3d 902, 910 (4th Cir. 1995) (The possession of a permit to
perform on public property what are ordinarily private functions does not convert
the permit holder into a state actor.); Watson v. Kenlick Coal Co., 498 F.2d 1183,
119293 (6th Cir. 1974) ([W]e hold that the issuance of a permit to strip mine to a
private coal company . . . is not such state action . . . .).
51
Document: 01019450454
Page: 52
Another fatal flaw in Appellants case is that they fail to plausibly allege that
similarly situated persons are not treated alike. As discussed supra Part I.B, Altas
52
Document: 01019450454
Page: 53
Document: 01019450454
Page: 54
Document: 01019450454
Page: 55
Document: 01019450454
Page: 56
App. at JA-426);
(2)
(3)
at Alta, (id.);
13
Appellants assert Alta has . . . publicly admitted it would make more money if
it allowed snowboarders, and [a] business interest in losing money simply to
exclude a certain group of people from public land shows the Ban lacks a rational
basis. (Aplts. Br. at 43.) This is false. As support, Appellants cite a hearsay
statement allegedly made by Bill Leavitt, former Alta Town Mayor and owner of
the Alta Lodge. (Id. (citing Aplts. App. at JA-26 79).) Importantly, Mr. Leavitt
and Alta Lodge are not associated with Appellee Alta Ski Lifts Company. But
regardless, this quote simply establishes that there was a determination that 94
percent of their loyal guests preferred a skier-only destination. (See Aplts. App. at
JA-26 79.) This quote supports the rational basis that Altas chosen business
model caters to a skier-only market. (See id. at JA-426.)
56
(5)
Document: 01019450454
Page: 57
snowboarders face differently than skiers, both of which cause concern about
safety.14 This is based, among other anecdotes provided in the Complaint, on
skiers claims that snowboarders cut you off, and get in the way, and that
without snowboards the entire experience was more peaceful, safe, and
enjoyable,15 (id.);
(6)
skiers ski around moguls, snowboarders cut them off, (id.); and
(7)
Appellants assert they consistently alleged and disputed any purported blind
spot, . . . [a]nd, Defendants self-serving and conclusory assertions cannot
establish such a legitimate governmental interest given the procedural posture of
the Motions. (Aplts. Br. at 4344.) This is incorrect, and another example of
Appellants attempting to diminish their burden. The Supreme Court has stated:
[I]t is the very admission that the facts are arguable that immunizes from
constitutional attack the congressional judgment represented by this statute: It
makes no difference that the facts may be disputed . . . . Vance v. Bradley, 440
U.S. 93, 112 (1979). Here, according to Appellants, some of Altas guests may
believe there is a blind spot implicating safety. That Alta may have allegedly taken
these concerns into consideration renders this justification arguable, at a minimum,
and thus immunizes it from attack. See id.
57
Document: 01019450454
Page: 58
Appellants have failed to negate these rational bases, much less every other
reasonably conceivable rational basis which simple common sense illustrates.
Plain and simple, Alta has a unique niche business model that provides a skiingonly experience. There are no snowbikes, snowtrikes, snowboards, kitewings,
sleds, innertubes, or other devicesonly skiing. That is Altas successful business
model. It is impossible that this deliberate and well-thought-out business decision
does not constitute a rational basis.
In sum, there are plausible rationales for [Altas Equipment Policy]
challenged by [Appellants] in this case. It could be that [t]he assumptions
underlying these rationales [are] erroneous, but the very fact that they are
arguable is sufficient, on rational-basis review, to immunize [Altas Equipment
Policy] from constitutional challenge. See Heller v. Doe, 509 U.S. 312, 333
(1993).
E.
Document: 01019450454
Page: 59
plausibly allege any animus that can be attributed to the Forest Service, even under
Judge Holmes concurrence in Bishop v. Smith, 760 F.3d 1070 (10th Cir. 2014).
1.
Animus is Irrelevant
Despite Appellants contrary wish, this Courts binding precedent holds that
animus is irrelevant if a rational basis exists. The District Court held that
if there is an independent basis (other than animus) to
support a finding of rational basis it does not matter for
Equal Protection Clause analysis purposes that animus
may also have influenced the decision. The requirement
under the law is that there is some rational basis for the
action taken, not that there is an absence of animus.
(Aplts. App. at JA-428 (internal citation omitted).) Appellants take issue with this
holding, declaring that it is not the law, (see Aplts. Br. at 4546); but, Appellants
are just wrong.
In fact, Appellants fail to mentionor even acknowledge the existence of
the cases cited by the District Court to support its holding that animus is irrelevant.
(Compare Aplts. Br. at 4550 (failing to cite Powers v. Harris, 379 F.3d 1208
(10th Cir. 2004), and Flying J, Inc. v. City of New Haven, 549 F.3d 538 (7th Cir.
2008)), with Aplts. App. at JA-428 (relying on Powers and Flying J).) Appellants
avoidance of this Courts precedent is telling.
In Powers, the Court stated: Despite the hue and cry from all sides, no
majority of the Court has stated that the rational-basis review found in Cleburne
and Romer . . . differs from the traditional variety applied above. Id. (internal
59
Document: 01019450454
Page: 60
footnote omitted). The Court continued: Perhaps, after considering all other
conceivable purposes, the Romer and Cleburne Courts found that a bare . . . desire
to harm a politically unpopular group, constituted the only conceivable state
interest in those cases. Id. at 1224 (quoting Dept of Agric. v. Moreno, 413 U.S.
528, 534 (1973) (internal citations omitted). On this basis, the Court held that
[u]nder this reading, Cleburne would . . . not apply here because [the Court] ha[d]
conceived of a legitimate state interest other than a bare desire to harm. Id.
Thus, Tenth Circuit precedent provides that if a rational basis exists, other
than a bare desire to harm, animus is irrelevant. See id.; see also Flying J, 549
F.3d at 547 (It is only when courts can hypothesize no rational basis for the action
that allegations of animus come into play.).16 Therefore, because rational bases
exist for Altas Equipment Policy, animus is irrelevant. See supra Part II.D.
Appellants only argument that animus is relevant finds its basis in Judge
Holmes recent concurrence in Bishop. As discussed infra Part II.E.4, however,
16
Animus is also irrelevant because Appellants have failed to plausibly allege that
snowboarders constitute a historically unpopular group[]. See Powers, 379
F.3d at 1224. Appellants cannot plausibly allege that snowboarders occupy a
similar historical unpopularity as homosexuals, see United States v. Windsor, 133
S. Ct. 2675, 2682 (2013); Lawrence v. Texas, 539 U.S. 558, 562 (2003); Romer v.
Evans, 517 U.S. 620, 62324 (1996); mentally retarded individuals, see Cleburne,
473 U.S. 432, 435 (1985); or even hippies, see Moreno, 413 U.S. at 53435. This
is particularly the case in light of Appellants allegations regarding the popularity
and general acceptance of snowboarding. (See Aplts. App. at JA-18JA-19 36
42.) Thus, the lone fact that snowboarders are not a historically unpopular
group[] is sufficient to render animus irrelevant. See Powers, 379 F.3d at 1224.
60
Document: 01019450454
Page: 61
Judge Holmes concurrence does not help Appellants. But regardless, such
authority is insufficient: One panel of the court[, much less a concurrence
authored by a single judge,] cannot overrule the decision of another panel in the
absence of en banc reconsideration or an intervening decision of the United States
Supreme Court. See Starzynski v. Sequoia Forest Indus., 72 F.3d 816, 819 (10th
Cir. 1995).
2.
Laying the irrelevance of animus aside, there is no alleged animus that could
be attributed to the government. Each of the animus cases Appellants rely on dealt
with a situation involving clear state action: i.e., enacting legislation or a
constitutional amendment. See, e.g., Windsor, 133 S. Ct. at 2682 (enacting the
federal Defense of Marriage Act); Lawrence, 539 U.S. at 56263 (enacting Texas
sodomy statute); Romer, 517 U.S. at 62324, 635 (adopting Colorado
constitutional amendment through statewide voter referendum to make
homosexuals unequal to everyone else); Cleburne, 473 U.S. at 435 (enacting
municipal zoning ordinance excluding homes for mentally retarded individuals
based on irrational fears of neighboring property owners); Moreno, 413 U.S. at
529, 53435 (enacting federal legislation to prevent hippies from receiving food
stamps); Bishop, 760 F.3d at 1074 (enacting Oklahomas constitutional same-sex
marriage ban); Animal Legal Def. Fund v. Otter, 44 F. Supp. 3d 1009, 1014 (D.
61
Document: 01019450454
Page: 62
Idaho 2014) (enacting Idaho ag-gag law). Thus, importantly, the animus at issue
infected the lawmaking process and was fairly attributable to the state.
In contrast, Appellants have not alleged any animus that could be attributed
to the Forest Service. (See Aplts. App. at JA-24 72.) If anything, they have
alleged the opposite. (See, e.g., id. at JA-22 59 (Numerous other resorts operate
on federal land under similar permits, including other resorts in Utah, such as
Snowbird and Brighton. All of these resorts allow snowboarders.); id. at JA-170
n.1 ([C]oincidentally at the same time the [Forest Service] was pressuring Aspen
ski resort to lift a similar snowboarding ban.); id. at JA-206; id. at JA-371.) In
fact, Appellants have not even alleged the Forest Service had knowledge of any
alleged private animus toward snowboarders. (See generally id. at JA-11JA35.)
Importantly, the Fourteenth Amendment erects no shield against merely
private conduct, however discriminatory or wrongful. Blum, 457 U.S. at 1002.
This begs a novel question that must be decided before the Court could accept
Appellants animus argumentsWhen can private animus be attributed to the
state, potentially running afoul of the Equal Protection Clause? Alta asserts that, if
the Court were to reach this issue, traditional state action analysis should determine
whether private animus is fairly attributable to the state. See id. at 1004.
62
Document: 01019450454
Page: 63
Such an approach would require that [t]he complaining party . . . show that
there is a sufficiently close nexus between the State and the [private animus] so
that the [private animus] may be fairly treated as that of the State itself. See id.
This would assure that [animus is] invoked only when it can be said that the State
is responsible for the specific [private animus] of which the plaintiff complains.
The importance of this assurance is evident when, as in this case, the complaining
party seeks to hold the State liable for the [animus] of private parties. See id.
The Supreme Court has taken this approach in an analogous case under the
Fourteenth Amendment. In City of Cuyahoga Falls v. Buckeye Community Hope
Foundation, 538 U.S. 188 (2003), the Supreme Court considered whether private
discriminatory intentsimilar to the private animus alleged herecan be
attributed to the state. Id. at 19598. In that context, the Supreme Court stated:
[T]o establish discriminatory intent, respondents and the
Sixth Circuit both rely heavily on evidence of allegedly
discriminatory voter sentiment. But statements made by
private individuals in the course of a citizen . . . petition
drive, while sometimes relevant to equal protection
analysis, do not, in and of themselves, constitute state
action for the purposes of the Fourteenth
Amendment. Moreover, respondents put forth no
evidence that the private motives [that] triggered the
referendum drive can be fairly attributed to the State.
Id. at 19596 (internal citations omitted). Since the Supreme Court has held that a
traditional state action analysis must be applied to determine whether private
motives can be attributed to the state under a Fourteenth Amendment analysis, the
63
Document: 01019450454
Page: 64
Even if animus were relevant and could be attributed to the Forest Service,
Appellants have not plausibly alleged any animus toward snowboarders. The
District Court correctly held:
[E]ven if Plaintiffs allegations of animus were relevant,
the court nevertheless finds them inadequate under
Twombly and Iqbal. First, the allegations consist almost
entirely of anecdotes based on second and third-hand
hearsay from YouTube videos and the like, with virtually
64
Document: 01019450454
Page: 65
65
4.
Document: 01019450454
Page: 66
17
Document: 01019450454
Page: 67
67
Document: 01019450454
Page: 68
68
Document: 01019450454
Page: 69
CERTIFICATE OF SERVICE
I hereby certify that on this 25th day of June, 2015, the foregoing
RESPONSE BRIEF OF APPELLEE ALTA SKI LIFTS COMPANY (Oral
Argument Requested) was filed using the Courts CM/ECF system which will
send notification of such filing to the following:
Jonathan R. Schofield
Michael S. Anderson
Rachel L. Wertheimer
PARR BROWN GEE & LOVELESS
101 South 200 East
Suite 700
Salt Lake City, UT 84111
Attorneys for Appellants
Jared C. Bennett
OFFICE OF THE UNITED STATES ATTORNEY
DISTRICT OF UTAH
185 South State Street
Room 300
Salt Lake City, UT 84111
Attorneys for Appellees United States Forest Service and David Whittekiend
/s/ Frederick R. Thaler
Frederick R. Thaler
Robert O. Rice
Calvin R. Winder
Ray Quinney & Nebeker P.C.
36 South State Street, Suite 1400
Salt Lake City, UT 84111
(801) 532-1500
Attorneys for Appellee Alta Ski Lifts Company
1326957
69
Document: 01019450454
Page: 70
CERTIFICATE OF COMPLIANCE
Certificate of Compliance with Type-Volume Limitation,
Typeface Requirements, and Type Style Requirements
1.
2.
70
Document: 01019450454
Page: 71
All required privacy redactions have been made pursuant to 10th Cir. R.
25.5;
2.
3.
the digital submissions have been scanned for viruses with the most recent
version of a commercial virus scanning program, Symantec Endpoint
Protection (Version 12.1.4100.4126), and according to the program are free
of viruses.
DATED this 25th day of June, 2015.
71