To:
Subject:
Date:
Molly Batchelder
Kalb, Dan
Very disappointed
Wednesday, June 03, 2015 1:13:41 PM
I am your constituent. I witnessed your rant regarding the FBI, telling the people they were wrong
about their concerns about this notorious agency coming into our community. It was in poor taste,
and very offensive, considering you are a white European settler with no personal experience of the
oppression, pain and fear that comes with structural racism. I am a white European settler too, yet I
try to be extremely compassionate and understanding in these matters, and listen to people who
have experienced firsthand this oppression and do my best to amplify their voices and discontinue
my perpetration of white supremacy. It is immoral to act simply within my own privileged
perspective.
I only heard about your rant regarding the Eucalyptus trees and their inferior non-native status. I
realize this is a very contentious, emotional issue. I also realize there is a lot of fear induced
misinformation floating around, and yet some only rally around ideas that support their own
personal notions of what is beautiful and acceptable and what is not. Even when it means
destroying established ecosystems and 100s of gallons of poison. This is not a holistic approach.
This is a selfish approach.
I would like to point out that you are not native, sir. But yet you vote to continue to desecrate this
land without even permission or consultation from the Ohlone people who have tended to it
sustainably for a millennia. There was one indigenous woman who spoke before you that brought
tears to my eyes, her perspective was so tender and compassionate. Did you not listen?
Sincerely,
Molly Batchelder
From:
To:
Subject:
Date:
Shannon, Christopher
Henry, James; DL - OPD Executive Notifications; DL - OPD Watch Supervisor; Hamilton, Freddie; Encinias, Jill;
Armstrong, Leronne
Barricaded Hostage at 10588 Topanaga
Sunday, May 17, 2015 1:46:27 AM
At 1841 hours, CHP advised that they were in pursuit of an armed 211 bank robbery suspect (later
identified as Shawn McGee Sr) from Antioch. At 1850 hours, the suspect exited the freeway on 98 th
Ave and eventually crashed his vehicle into a fence in the 500 block of 105th Ave. The suspect then
fled on foot and into 10588 Topanga Dr #A where he took the occupant, Rita Reed (older female),
hostage. CHP, CoCo Sheriffs deputies, and OPD units surrounded the apartment.
Two the hostages adult daughters were outside the apartment when this occurred. One was
speaking with their mother (the hostage) via phone. Officers worked with the daughter to obtain
information about the suspect and interior.
OPD evacuated the other three apartment units. OPD made announcements for the suspect to exit
the residence or make contact, but received no response from the suspect. A blue alert was made at
2102 hours.
OPDs tactical team responded and established an ERT. At 2307 hours, the hostage advised she was
going to self-rescue by running out the door because the suspect was nodding off from drinking and
using heroin. The hostage fled the residence and was safely secured by the ERT. The door to the
residence was left open and the suspect was taken into custody.
Antioch PD responded to the scene and took custody of McGee. The FBI also responded.
I was the initial incident commander and then became the tactical commander after Capt. Toribio
responded and became the incident commander.
Lt. Wehrly was on scene as an assistant tactical commander, but also evaluated the case for CID.
OPD is completing a report for 211/212.5/236 PC. Lt. Wehrly will coordinate with Antioch PD and
the FBI. Antioch PD will be conducting the initial interview and the FBI might handle the entire case
(decision pending until next week).
Lt. Shannon
Good evening,
This is an update regarding incident 150516000755. A suspect has been detained. A security
search of the residence was conducted and deemed secure.
Good evening,
This is an update regarding incident 150516000755. Some neighbors in the area have been
relocated for their safety. A Tactical Team Call Out has been authorized. The BLUE
ALERT message has been sent.
Good evening,
On May 16, 2015, at approximately 1841 hours the Oakland Police Department
Communications Section received notice that California Highway Patrol units, along with
their helicopter, were in a vehicle pursuit of a 211PC armed suspect and that the pursuit was
entering Oakland. Initial reports indicate that the pursuit originated in the City of Antioch
and that the suspect was armed with a handgun.
It appears that the pursuit ended in the area of 105th Ave and Topanga Drive. The suspect
fled on foot into possibly a nearby apartment building. A perimeter has been established.
Oakland Police field units are assisting with the incident. Updates in regards to this incident
will be forthcoming.
Media Contact:
Officer Frank Bonifacio
Officer Johnna Watson
Media Relations Office
510-238-7230
opdmedia@oaklandnet.com
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To:
Subject:
Date:
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Subject:
Date:
Stoffmacher, Bruce
Luby, Oliver
FBI Build-Out Report
Friday, May 15, 2015 3:43:55 PM
https://oakland.legistar.com/LegislationDetail.aspx?ID=2287624&GUID=B4865125-298F-43559EA3-CA7D22BA471D&Options=&Search=
Oliver, pls let me know if you/Dan have any questions, concerns. Happy to meet.
Bruce
Bruce Stoffmacher
Management Assistant
From:
To:
Subject:
Date:
Luby, Oliver
Harris, Monica
FW: constituent seeking more info about CEASEFIRE
Thursday, March 19, 2015 5:30:00 PM
Dan has written some overviews of what he is doing to address crime, but the should probably be
updated to reflect the latest information. After checking Dans Sent box to see if an email was ever
sent to her, can you get back to Joanne and apologize for the delay?
Hey Oliver!
Joanne Lafler (senior citizen) lives on
. She would like to know more
about CEASEFIRE and what exactly Dan is doing to prevent further crime. She is concerned about
violence in Oakland as a whole.
Her phone # (510)
Email Jwlafler@ix.netcom.com
If you wish to speak before the Oversight Committee, please fill out a speaker card and hand it to
Staff of the Oversight Committee.
If you wish to speak on a matter not on the agenda, please sign up for Open Forum and wait for your name
to be called.
If you wish to speak on a matter on the agenda, please approach the Committee when called, give your
name, and your comments.
Please be brief and limit your comments to the specific subject under discussion. Only matters within the Oversight
Committees jurisdictions may be addressed. Time limitations shall be at the discretion of the Chair.
ITEM
TIME
TYPE
ATTACHMENTS
6PM
AD
2 Minutes
AD
3. Agenda Approval
2 Minutes
4. Coordinators Announcements
a. Recusals Update
b. Online Tools for SSOC
c. MYOC Upcoming Agendas
5. Open Forum
4 Minutes
10 Minutes
AD
15 Minutes
I/A
20 Minutes
Attachment 1
(will be available at meeting)
Attachment 2
Attachment 3
ITEM
TIME
TYPE
ATTACHMENTS
AD
2. Agenda Approval
2 Minutes
3. Approval of Minutes
MYOC February 9, 2015
MYOC Special Meeting April 22, 2015
4. MYOC Agenda Building
3 Minutes
5 Minutes
AD
5 Minutes
Attachment 4
Attachment 5
AD
2 Minutes
5 Minutes
4. Approval of Minutes
SSOC April 27, 2015
3 Minutes
15 Minutes
10 Minutes
5 Minutes
15 Minutes
5 Minutes
5 Minutes
A = Action Item
Attachment 6
Attachment 7
I/A
Attachment 8
Attachment 8A
Attachment 8B
Attachment 8C
Attachment 8D
I/A
Attachment 9
Attachment 9A
Attachment 9B
I/A
Attachment 10
I/A
Attachment 11
Attachment 11A
Attachment 11B
I = Informational Item
AD = Administrative Item
ATTACHMENT 2
OAKLAND UNITE:
SUMMARY OF EVALUATION FINDINGS
AND RECOMMENDATIONS FOR
PROGRAM IMPROVEMENTS
May 18, 2015
Patricia Marrone Bennett, PhD
Mikaela Rabinowitz, PhD
Agenda
Overview of Measure Z and Oakland Unite
Legislation and programming structure
Evaluation Findings
Successes and Challenges in Evolution and Implementation in
Measure Y Violence Prevention Programs
Recommendations
Recommendations for addressing program challenges,
leveraging best practices in Measure Z
Questions
4
Oakland Unite
Evaluation Overview
Qualitative data collection
Interviews and focus groups with clients
Interviews and focus groups with providers
Interviews with partners
Service receipt
Client surveys
School outcomes
Justice-system outcomes
Evaluation Findings
10
12
Strong Partnerships
Partnerships
between HSD and
Probation, OPD,
County Agencies
Internal
partnerships
between providers
Collaborative case
planning only in
certain
strategy/program
areas
13
17
Employment Services
Difficult for clients to
transition to unsubsidized
employment
Weak links to
employers
Lack of certification
programs
Absence of links to
apprenticeships
18
20
Overview of recommendations
Shortterm
Longterm
21
members
Potential perpetrators
If
22
Recommendations: Partnerships
interviewing
Validated assessment tools
informed care
Evidence based practices
24
delivery approach
Recommendations: Employment
Services
Questions?
Patricia Marrone Bennett, PhD
pbennett@resourcedevelopment.net
510.488.4345 x105
Mikaela Rabinowitz, PhD
mrabinowitz@resourcedevelopment.net
510.488.4345 x114
27
ATTACHMENT 3
Oakland
Unite
Violence
Prevention
Programs
Retrospective
Evaluation:
2005-2013
Prepared
by:
Resource
Development
Associates
December
2014
28
December 2014 | 0
This
page
left
intentionally
blank.
29
Table
of
Contents
Summary
of
Abbreviations
and
Acronyms
..................................................................................................
2
Executive
Summary
.....................................................................................................................................
3
I.
Introduction
...........................................................................................................................................
6
II.
Methodology
........................................................................................................................................
9
III.
Findings ............................................................................................................................................. 18
30
December 2014 | 1
Definition
Alameda
County
Health
Care
Services
Agency
Alameda
County
Probation
Department
Bay
Area
Women
Against
Rape
California
Department
of
Corrections
and
Rehabilitation
Caught
in
the
Crossfire
Crisis
Response
and
Support
Network
Outreach
to
Commercially
Sexually
Exploited
Minors
East
Bay
Asian
Youth
Center
City
of
Oakland
Human
Services
Department
Juvenile
Justice
Center
Juvenile
Justice
Center/Oakland
Unified
School
District
Wraparound
Services
Motivating,
Inspiring,
Supporting
and
Serving
Sexually
Exploited
Youth
Oakland
Police
Department
Oakland
Street
Outreach
Oakland
Unite
Oakland
Unified
School
District
Resource
Development
Associates
Restorative
Justice
for
Oakland
Youth
Safe
Place
Alternative
Violence
Prevention
Networks
Violence
Prevention
Programs
Youth
Employment
Partnership
Youth
UpRising
31
December 2014 | 2
Executive
Summary
Background
and
Context
The
City
of
Oaklands
Measure
Y
ordinance
provides
approximately
$6
million
annually
for
the
City
to
spend
on
violence
prevention
programs
(VPP),
with
an
emphasis
on
services
for
youth
and
children.
The
four
service
areas
identified
in
the
legislation
and
funded
via
Measure
Y
include:
1)
youth
outreach
counselors;
2)
after
and
in-school
programs
for
youth
and
children;
3)
domestic
violence
and
child
abuse
counselors;
and
4)
offender/parolee
employment
training.
The
Citys
Human
Services
Department
(HSD)
is
responsible
for
implementing
the
VPP
component
of
the
Measure
Y
legislation,
which
it
does
through
the
Oakland
Unite
programs.
In
consultation
with
the
Measure
Y
Oversight
Committee
and
the
City
Councils
Public
Safety
Committee,
HSD
develops
triennial
funding
strategies
that
align
with
the
services
delineated
in
the
legislation
and
that
meet
the
shifting
needs
of
the
City
of
Oakland.
HSD
then
administers
and
monitors
grants
to
community-based
organizations
and
public
agencies
that
provide
these
services
across
the
City.
Since
2008,
the
City
of
Oakland
has
contracted
with
Resource
Development
Associates
(RDA)
to
evaluate
various
components
of
Measure
Y,
including
the
Oakland
Unite
Violence
Prevention
Programs.
Over
the
past
six
years,
these
evaluations
have
taken
a
variety
of
approaches
to
assessing
the
implementation
and
effectiveness
of
Oakland
Unite,
collecting
a
range
of
qualitative
and
quantitative
data
to
evaluate
individual
programs,
funding
strategies,
and
the
initiative
as
a
whole.
This
report
integrates
these
approaches
to
provide
a
retrospective
analysis
of
Oakland
Unite,
with
a
focus
on
the
programs
and
strategies
that
directly
address
crime
and
violence,
from
the
initiatives
inception
in
2005
through
Fiscal
Year
2012-2013.
In
particular,
the
evaluation
examines:
How
the
Oakland
Unite
service
model
has
changed
over
time,
including
target
population,
service
array,
and
service
dosage;
How
participants
justice
system
involvement
changes
after
participation
in
Oakland
Unite
programs;
and
How
participants
post-service
justice
system
contact
has
changed
over
the
course
of
the
initiative.
Methodology
This
evaluation
uses
a
mixed
methods
approach
to
evaluate
the
implementation
and
effectiveness
of
the
Oakland
Unite
initiative
and
of
specific
Oakland
Unite
strategies
from
the
inception
of
the
initiative
through
the
end
of
the
most
recent
funding
cycle.
Qualitative
Data
Qualitative
data
collection
activitiesincluding
interviews
and
focus
groups
with
Oakland
Unite
leadership,
service
providers
and
participants,
as
well
as
external
stakeholders
from
a
variety
of
City
of
32
December 2014 | 3
Key
Findings
A. Evolution
of
Oakland
Unite
Service
Delivery
Model
Oakland
Unite
has
refined
its
service
delivery
model
to
serve
a
higher
risk
population.
Oakland
Unite
used
data
to
target
its
programs
to
individuals
who
are
at
higher
risk
for
justice
system
involvement.
As
a
result,
over
time,
Oakland
Unite
served
older
clients;
a
greater
proportion
of
men
and
boys
compared
to
women
and
girls;
and
a
greater
proportion
of
clients
with
histories
of
justice
system
involvement.
Funding
strategies
have
also
evolved
to
reflect
a
better
understanding
of
the
Citys
changing
needs,
including
a
greater
emphasis
on
intervention
rather
than
prevention.
Over
the
years,
Oakland
Unite
has
shifted
its
funding
strategiesincluding
the
addition
or
discontinuation
of
some
strategies,
as
well
as
modifications
to
funding
levelsto
give
more
emphasis
to
Street
Outreach
and
Crisis
Response
services,
and
services
for
Commercially
Sexually
Exploited
Children
(CSEC),
as
compared
to
strategies
targeting
young
children
and
after-school
programs.
Over
time,
Oakland
Unite
has
built
a
coordinated
infrastructure
for
delivering
high-quality
services.
Despite
limited
service
coordination
when
the
HSD
began
implementing
Measure
Y
in
2005,
Oakland
Unite
has
helped
build
a
broad
and
integrated
network
of
violence
prevention
services.
This
network
involves
extensive
collaboration
between
various
Oakland
Unite
providers
as
well
as
between
Oakland
Unite
providers
and
other
public
and
private
partners,
including
the
Oakland
Unified
School
District
(OUSD),
Alameda
County
Behavioral
Health
Care
Services
Agency
(BHCS),
CeaseFire,
the
Oakland
Police
Department
(OPD),
and
more.
This
coordination
enables
Oakland
Unite
and
its
partners
to
provide
needed
services
efficiently
and
without
duplication.
33
December 2014 | 4
Conclusion
The
retrospective
analysis
of
Oakland
Unite
has
shown
that
over
time,
Oakland
Unite
has
refined
its
service
delivery
model
and
funding
strategies
to
meet
Oaklands
changing
needs
within
the
parameters
of
Measure
Y
legislation.
Participants
in
Oakland
Unite
programs
from
2005
to
2013
demonstrated
progressively
decreasing
post-program
arrest
and
conviction
rates,
even
while
Oakland
Unite
shifted
to
serve
individuals
with
higher
pre-program
arrest
rates,
suggesting
that
Oakland
Unite
programming
has
continually
improved
over
time.
34
December 2014 | 5
I.
Introduction
35
December 2014 | 6
Legislation
Youth
Outreach
Counselors
Implementation
Juvenile
Jushce
Center/Oakland
Unied
School
District
Wraparound
Oakland
Street
Outreach
Crisis
Response
and
Support
Network
Highland
Hospital
Intervenhon
Restorahve
Jushce
Gang
Prevenhon
OUR
KIDS
Middle
School
Family
Violence
Intervenhon
Unit
Outreach
to
Commercially
Sexually
Exploited
Children
Mental
Health
Services
for
Ages
0-5
Reentry
Employment
Youth
Employment
Project
Choice
Consistent
with
the
Measure
Y
legislation,
Oakland
Unite
programs
are
designed
to
comprehensively
address
the
risk
factors
associated
with
violence
in
Oakland.
Oaklands
effort
is
built
on
the
premises
that
violence
can
be
reduced
and
prevented
through:
Individual
interventions
to
redirect
high-risk
clients
toward
education,
career,
and
pro-social
peer
opportunities;
Systems
change
efforts
that
lead
to
improved
public
safety
at
the
school
or
community
level;
Improved
capacity
to
identify
and
engage
high-risk
populations;
and/or
Improved
coordination
across
systems.
Oakland
Unite
strategy
areas
include
a
diversity
of
programs
that
share
either
a
common
target
population
(e.g.
young
adults
on
probation
or
parole)
or
a
common
intervention
(e.g.
school
placement
and
case
management).
Oakland
Unite
programs
target
populations
at
risk
for
perpetrating,
falling
victim
to,
or
experiencing
negative
consequences
resulting
from
exposure
to
violencefrom
young
children
36
December 2014 | 7
Examines
how
the
Oakland
Unite
service
model
changed
over
time,
including
its
target
population,
service
array,
and
service
dosage;
Assess
whether
and
to
what
extent
Oakland
Unite
participants
demonstrate
reduced
criminal
and/or
juvenile
justice
involvement
following
their
participation
Oakland
Unite
programs
and
strategies;
and
Assesses
whether
and
to
what
extent
Oakland
Unite
participants
post-service
recidivism
rates
changed
as
the
initiatives
service
delivery
model
evolved
over
time.
37
December 2014 | 8
II.
Methodology
This
evaluation
uses
a
mixed
methods
approach
to
evaluate
the
implementation
and
effectiveness
of
the
Oakland
Unite
initiative
and
of
specific
Oakland
Unite
strategies
from
the
inception
of
the
initiative
through
the
end
of
the
most
recent
funding
cycle.
To
do
so,
this
report
draws
on
interviews
and
focus
groups
with
Oakland
Unite
leadership,
service
providers
(programs)
and
participants
(clients),
as
well
as
external
stakeholders
from
a
variety
of
City
of
Oakland
and
Alameda
County
agencies.
In
addition,
this
report
draws
on
eight
years
of
data
about
Oakland
Unite
clients,
including
their
service
history
and
demographic
profiles,
and
more
than
15
years
of
data
from
the
Alameda
County
Probation
Department
(ACPD)
and
the
California
Department
of
Corrections
and
Rehabilitation
(CDCR).
Further
details
of
data
collection
and
analysis
follow.
Qualitative
Data
To
learn
about
the
Oakland
Unite
initiative
as
a
whole,
the
evaluation
team
interviewed
leaders
from
agencies
and
organizations
across
the
City
of
Oakland
and
Alameda
County,
as
well
as
national
violence
prevention
experts.
These
interviews,
which
were
conducted
in
2013,
provided
high-level
perspective
about
the
successes
of
the
initiative
over
the
past
eight
years,
as
well
as
challenges
it
has
overcome
and
others
it
continues
to
face.
Table
1
presents
a
list
of
all
leaders
interviewed
for
the
evaluation.
Table
1.
City
and
County
Leaders
Interviewed
Name
Position/Affiliation
Sara Bedford
Shay Bilchik
Alex Briscoe
Dyanna Christie
Kevin Grant
Mark Henderson
Josie
Halpern-Finnerty
Program
Planner,
Oakland
Unite
Programs,
City
of
Oakland
HSD
Reygan
Harmon
Priya Jagannathan
Stefania Kaplanes
38
December 2014 | 9
Nancy OMalley
Curtiss Sarikey
Dan Simmons
To
learn
about
changes,
successes,
and
challenges
at
the
strategy
level,
the
evaluation
team
conducted
more
than
40
interviews
and
focus
groups
with
service
providers
and
clients.
Leadership,
senior
staff,
and
case
managers
from
all
the
funded
providers
participated
in
key
informant
interviews
in
which
they
described
the
factors
they
believe
make
their
programs
effective
and
the
barriers
they
encounter.
Following
the
interviews,
the
evaluation
team
held
client
focus
groups
to
learn
about
clients
experiences
with
the
services,
including
aspects
that
were
especially
helpful
and
areas
for
improvement.
Table
2
presents
the
strategies
and
providers
that
participated
in
staff
interviews
and/or
client
focus
groups
for
this
evaluation.
Table
2.
Strategies
and
Providers
Participating
in
Interviews
and
Focus
Groups
Strategy
Providers
Staff
Interview(s)
Client
Focus
Groups
Youth ALIVE!
Healthy Oakland
Youth ALIVE!
39
December 2014 | 10
Providers
Staff
Interview(s)
Client
Focus
Groups
Restorative Justice2
Gang Prevention
Outreach
to
Commercially
Sexually
Exploited
Children
(CSEC)
Civicorps
Youth UpRising
Youth Radio
Youth UpRising
Reentry Employment
Youth Employment
Project Choice
Each
of
the
above
qualitative
data
collection
activities
provides
context
for
understanding
the
evolution
of
the
Oakland
Unite
initiative,
the
changes
it
has
made
to
its
service
delivery
model
over
time,
and
the
improvement
in
client
outcomes
that
are
evident
both
observationally
and
in
the
quantitative
data
analysis.
Quantitative
Data
The
recidivism
analysis
in
this
report
relies
on
data
from
the
Oakland
Unite
programs
and
justice
system
agencies.
The
evaluation
team
analyzed
client-level
service
data
from
HSDs
CitySpan
data
system,
which
Oakland
Unite
providers
use
to
track
clients
date
of
enrollment;
hours
of
services
provided;
service
type
(individual,
group,
or
work
hours);
and
client
demographic
information.
These
client-level
records
were
2
The
evaluation
team
observed
two
Restorative
Justice
Circles
instead
of
conducting
a
focus
group
with
clients.
No
clients
from
this
program
were
available
for
a
focus
group.
4
No
clients
from
this
program
were
available
for
a
focus
group.
3
40
December 2014 | 11
The majority of programs obtained consent from the majority of their clients.
41
December 2014 | 12
42
December 2014 | 13
Figure
3.
Proportion
of
Total
Oakland
Unite
Clients
Served
in
Each
Enrollment
Cohort
Oakland
Unite
VPP
strategies
were
also
divided
according
to
a
set
of
groupings
that
represent
a
shared
focus
in
the
service
delivery
model.
The
providers
and
programs
that
comprise
each
strategy
grouping
are
listed
in
Table
4.
43
December 2014 | 14
Funding Strategy
Community
Initiative/Restorative
Justice
for
Oakland
Youth
Gang
Prevention
Leadership
Excellence
Recidivism
Analysis
To
assess
the
extent
to
which
clients
had
decreasing
justice
system
involvement
following
enrollment
in
Oakland
Unite
VPPs,
the
evaluation
team
calculated
the
percentage
of
clients
who
were
arrested
and/or
convicted
of
a
crime
(or
for
juveniles,
adjudicated
delinquent)
during
the
years
prior
and
subsequent
to
their
enrollment
date.
For
the
five
years
before
clients
Oakland
Unite
start
date,
the
evaluation
team
examined
justice
data
to
determine
whether
or
not
the
client
had
one
or
more
arrests
or
convictions
for
violent,
nonviolent,
and
technical
violations.
Similarly,
two
years
of
justice
system
data
after
each
clients
Oakland
Unite
start
date
were
also
examined
in
the
same
way.
Note
that
these
are
not
analogous
timeframes
and
that
there
were
practical
and
methodological
considerations
involved
in
using
these
pre-and
post-service
time
periods.
In
particular,
many
Oakland
Unite
clients
were
incarcerated
for
some
period
of
time
prior
to
enrolling
in
an
Oakland
Unite
program,
but
the
evaluation
was
not
able
to
obtain
release
dates
for
many
of
the
individuals.
Because
of
this
limitation,
we
extended
our
analysis
of
arrests
and
convictions
to
five
years
prior
to
program
enrollment,
in
order
to
capture
more
of
the
offenses
that
preceded
(and
led
to)
individuals
incarcerations.
Figure
4.
Seven
Years
of
Justice
Data
Examined
for
Each
Client
Up
to
5
years
prior
to
enrollment
Through
2
years
ajer
enrollment
44
December 2014 | 15
Data
Limitations
Being
able
to
match
provider
service
data
to
justice
system
data
is
a
big
success
for
Oakland
Unite,
and
one
that
greatly
strengthens
the
evaluation
of
its
program
model.
Still,
there
are
limitations
to
the
data
in
addition
to
the
potential
for
missed
matches
noted
above,
all
of
which
are
beyond
the
control
of
Oakland
Unite.
First,
justice
system
data
is
based
on
official
records
of
arrests
and
convictions,
which
may
not
reflect
the
true
rate
at
which
offenses
occur.
In
addition,
given
the
fragmented
nature
of
the
criminal
justice
system
in
California
and
elsewhere,
it
was
only
feasible
to
analyze
data
from
two
agencies:
Alameda
County
Probation
and
the
California
Department
of
Corrections.
While
the
large
majority
of
Oakland
Unite
clients
justice
system
involvement
is
likely
to
be
with
one
of
these
agencies,
missing
data
from
other
jurisdictions
makes
it
impossible
to
determine
true
rates
of
involvement.
Both
of
the
above
factors
contribute
to
the
likely
undercounting
of
justice
system
involvement
in
this
report.
In
addition,
the
justice
system
agencies
from
which
we
received
data
serve
somewhat
different
functions
and
thus
capture
somewhat
different
information.
In
particular,
Juvenile
Probation
records
include
all
instances
in
which
a
youth
was
referred
to
the
Probation
Department
for
an
arrest
as
well
as
all
instances
in
which
youth
were
found
responsible
(adjudicated
delinquent)
for
an
offense.
Thus,
for
individuals
with
juvenile
probation
records
(approximately
half
of
our
sample),
we
have
data
on
arrests
and
delinquency
adjudications.
Adult
Probation
records,
by
contrast,
only
include
information
on
individuals
who
were
placed
on
probation,
and
not
those
who
were
arrested
but
not
convicted.
CDCR
data
falls
somewhere
in-between:
because
an
individual
is
only
sentenced
to
a
CDCR
facility
if
he/she
is
convicted
of
a
crime,
data
on
initial
offenses
only
includes
those
offenses
for
which
individuals
were
convicted,
not
incidents
in
which
individuals
were
arrested
but
not
convicted.
CDCR
parole
data,
on
the
other
hand,
includes
all
alleged
parole
violations,
including
those
that
were
upheld
and
those
that
were
dismissed.
For
example
a
strategy
might
have
80%
of
clients
arrested
for
a
violent
or
non-violent
incident
in
the
five
years
prior
to
enrollment,
but
40%
of
clients
arrested
for
the
same
type
of
incidents
in
the
two
years
after
enrollment.
The
difference
in
arrest
rates
is
(40%-80%)/80%
=
-50%,
or
a
50%
decline
in
the
likelihood
a
client
was
arrested
after
enrollment
compared
to
before.
45
December 2014 | 16
46
December 2014 | 17
III.
Findings
Overview
When
Measure
Y
was
passed,
its
language
was
largely
oriented
toward
violence
prevention.
HSD
began
to
plan
for
and
implement
services
in
alignment
with
this
vision,
which
included
funding
afterschool
programs
and
services
targeted
at
young
children.
In
light
of
new
data
on
the
Citys
rising
crime,
both
the
City
and
Oakland
Unite
began
to
prioritize
a
focus
on
serving
higher
risk
populations
in
order
to
47
December 2014 | 18
Key
Finding:
Data
on
the
individuals
served
by
Oakland
Unite
from
2005-2013
show
that
Oakland
Unite
has
successfully
shifted
its
service
delivery
model
to
serve
a
higher-risk
population.
As
Oakland
Unite
shifted
toward
more
intervention
compared
to
prevention,
its
target
population
shifted,
too.
Over
time,
Oakland
Unite
served
older
clients;
more
men
and
boys
compared
to
girls
and
women;
and
more
clients
with
histories
of
justice
system
involvement.
Overall,
Oakland
Unite
served
its
primary
intended
target
population
of
youth
and
young
adults,
with
the
average
age
of
clients
rising
across
cohorts.
Over
the
course
of
all
cohorts,
Oakland
Unite
served
its
primary
intended
target
population
of
youth
and
young
adults,
which
data
show
is
the
age
range
most
likely
to
commit
violent
crimes.
Figure
5
shows
that
across
all
cohorts,
most
clients
were
14
to
18
years
old.
Their
mean
age
was
19
years
and
their
median
age
was
17
years.
Overall,
the
clients
enrolled
in
Oakland
Unite
fit
the
age
profile
foreseen
by
the
authorizing
legislation.
Figure
5.
Distribution
of
Client
Ages
on
Date
of
Enrollment
in
Oakland
Unite
As
the
initiative
progressed,
Oakland
Unite
began
to
target
its
enrollment
to
reach
an
older
population,
as
additional
analysis
of
available
data
began
to
show
that
young
adults,
rather
than
youth,
were
responsible
for
most
of
the
violent
crime
in
Oakland.
David
Muhammad,
who
has
been
involved
in
the
48
December 2014 | 19
Across
all
cohorts,
Oakland
Unite
served
predominantly
African
American
and
Latino
clients,
consistent
with
the
groups
most
likely
to
be
arrested
and/or
incarcerated
in
Oakland.
Figure
7
shows
that
more
than
two-thirds
of
clients
in
each
cohort
identified
as
Black/African
American
or
Latino/Hispanic.
The
racial/ethnic
composition
has
been
relatively
static
over
time
(while
Cohort
1
showed
a
lower
percentage
of
Black/African
American
clients,
this
may
be
due
to
data
collection
and
entry
processes,
which
recorded
a
higher
proportion
of
Other/Multi-Ethnic/Unknown
individuals
in
Cohort
1).
Figure
7
also
suggests
that
providers
improved
their
data
collection
and
entry
techniques:
the
percentage
of
clients
whose
race/ethnicity
was
marked
as
Other/Multi-Ethnic/Unknown
in
Cohort
1
was
18%,
but
much
lower
thereafter.
49
December 2014 | 20
Oakland
Unite
served
a
higher
proportion
of
male
clients
over
time,
in
line
with
data
showing
that
males
commit
most
crime.
Figure
8
shows
the
relative
increase
in
male
clients
served
by
Oakland
Unite
over
time.
In
Cohort
1,
60%
of
Oakland
Unite
clients
were
men
or
boys;
in
Cohort
4
the
proportion
was
69%.
Figure
8.
Gender
of
Oakland
Unite
Clients
by
Cohort
50
December 2014 | 21
Figure
10
looks
specifically
at
the
proportion
of
clients
in
Reentry
Services
programs
(including
the
Project
Choice,
Reentry
Employment,
and
Juvenile
Justice
Center/Oakland
Unified
School
District
(JJC/OUSD)
Wraparound
Services
strategies)
with
a
history
of
criminal
involvement,
showing
that
the
percentage
of
clients
who
had
a
history
of
involvement
with
ACPD
and/or
CDCR
increased
from
57%
in
the
first
cohort
to
77%
by
the
last
cohort.7
As
noted
in
the
Methodology
section,
the
percentage
of
Oakland
Unite
participants
justice
system
involvement
is
likely
higher,
since
Oakland
Unite
programs
often
serve
Oakland
residents
who
are
on
probation
in
other
counties.
51
December 2014 | 22
In
addition,
among
programs
serving
clients
with
a
criminal
or
juvenile
justice
history,
the
percentage
of
clients
who
were
arrested
for
or
convicted
of
a
crime
in
the
five
years
prior
to
enrolling
in
an
Oakland
Unite
program
increased
steadily
over
time.
As
Figure
11
shows,
in
the
first
cohort,
56%
of
individuals
with
prior
criminal
histories
had
been
arrested
in
the
five
years
before
enrolling
in
an
Oakland
Unite
program,
with
18%
having
been
arrested
for
a
violent
crime.
In
contrast,
by
the
fourth
cohort,
75%
had
been
arrested
prior
to
enrollment,
with
24%
having
been
arrested
for
a
violent
crime.
The
trend
is
similar
when
looking
at
clients
with
prior
convictions
as
well
(Figure
12).
Figure
11.
Pre-Program
Arrest
Rate
Over
Time
52
December 2014 | 23
*
Juvenile
Probation,
Alameda
County
(JP);
Adult
Probation,
Alameda
County
(AP);
California
Department
of
Corrections
and
Rehabilitation
(CDCR)
Evolution
of
Strategies
and
Funding
Allocations
Over
Time
Key
Finding:
As
Oakland
Unite
moved
to
serve
a
higher-risk
population,
Oakland
Unite
also
modified
its
funding
strategies
to
meet
Oaklands
changing
violence
prevention
needs,
while
working
within
the
parameters
of
the
Measure
Y
legislation.
When
Oakland
Unite
began
in
2005,
the
funded
programs
provided
a
broad
spectrum
of
prevention
services.
Today,
the
funding
strategy
mix
has
evolved
to
give
greater
emphasis
to
intervention
strategies,
including
Street
Outreach,
Crisis
Response,
and
outreach
to
Commercially
Sexually
Exploited
Children,
as
compared
to
strategies
targeting
young
children
and
after-school
programs.
53
December 2014 | 24
Shifting
some
of
the
youth-oriented
strategies
from
school-based
services
to
programs
that
work
with
justice-system-involved
youth
coming
out
of
juvenile
hall;
Increasing
funding
for
offender
reentry
employment;
Refining
the
Street
Outreach
strategy
to
engage
in
more
conflict
mediation
to
prevent
retaliatory
violence;
and
Investing
more
funding
and
enrolling
more
clients
in
the
Street
Outreach
and
Crisis
Response
strategies
and
in
CSEC.
Figure
14
shows
the
proportion
of
Oakland
Unite
clients
who
were
served
under
five
strategy
groupings:
Adult
Reentry
and
Employment;
Youth
Reentry
and
Employment;
Other
Youth
Services,
Street
Outreach
and
Crisis
Responses,
and
CSEC.
Funding
for
Youth
Reentry
and
Employment
programs
declined
from
50%
to
35%
of
allocated
Oakland
Unite
funding
over
the
four
cohort
periods,
while
Adult
Reentry
and
Employment
declined
from
29%
to
19%.
In
contrast,
Street
Outreach
and
Crisis
Response
programs
increased
from
8%
to
27%
of
Oakland
Unite
program
funding,
and
CSEC
increased
from
no
funding
to
7%
of
program
funding
in
the
fourth
cycle.
Moreover,
funding
within
these
strategy
groupings
has
changed.
The
programs
within
Other
Youth
Services,
for
example,
have
shifted
from
those
that
provide
generalized
activities
to
a
broad
population
of
youth
to
programs
that
provide
targeted
services
to
youth
who
are
specifically
identified
as
at-risk.
Similarly,
the
Young
Adult
Reentry
and
Employment
and
Street
Outreach
and
Crisis
Response
strategies
have
shifted
their
target
populations
to
include
Oakland
residents
up
to
the
age
of
35,
to
better
account
for
the
individuals
who
are
being
arrested
and
returning
from
prison
and
jail
in
Oakland.
54
December 2014 | 25
Over
time,
Oakland
Unite
also
took
steps
to
shift
programs
outside
of
its
primary
focus
areas
to
other
City
agencies,
recommending
that
the
Oakland
Fund
for
Children
and
Youth
take
over
most
services
for
children
ages
0-5,
for
example.
Such
moves
were
supported
by
Reygan
Harmon,
former
Senior
Policy
Advisor
for
Public
Safety
at
the
Oakland
Mayors
Office
and
current
Oakland
CeaseFire
Project
Manager,
who
noted
that
shifting
some
services
allowed
Oakland
Unite
to
concentrate
on
higher-risk
clients
and
violent
crime.
Stakeholders
from
a
number
of
City
and
County
agencies
pointed
to
the
willingness
of
Oakland
Unite
leadership
to
adapt
its
strategies
based
on
proven
need,
with
Curtiss
Sarikey,
Deputy
Chief
of
Oakland
OUSD
Community
Schools
and
Student
Services,
noting,
They
really
are
interested
in
seeing
these
programs
be
successful,
and
Alameda
County
Health
Care
Services
Agency
(ACHCSA)
Director
Alex
Briscoe
affirming
that
Oakland
Unite
changed
investment
strategies
effectively
and
appropriately.
Other
stakeholders
stated
that
certain
Oakland
Unite
strategies,
such
as
domestic
violence
services
and
CSEC-focused
strategies,
have
met
the
Citys
needs
from
the
start.
For
example,
Alameda
County
District
Attorney
Nancy
OMalley
observed
that
victim
advocates
working
with
OPD
have
made
a
significant
difference
in
domestic
violence,
and
commented
that
Measure
Y
has
been
strong
springboard
for
innovative
work
in
the
area
of
sexually
exploited
youth.
55
December 2014 | 26
Key
Finding:
Over
time,
Oakland
Unite
has
built
a
coordinated
network
for
delivering
high-
quality
services.
Findings
indicate
that,
in
addition
to
modifying
its
strategies
to
be
more
aligned
with
the
Citys
violence
prevention
needs,
over
time
Oakland
Unite
has
built
a
coordinated
infrastructure
for
delivering
high-
quality
services.
To
achieve
this
coordination,
HSD
both
helped
strengthen
existing
interagency
partnerships
and
also
developed
new
ones.
For
example,
OU
began
requiring
regular
cross-sector
meetings
for
grantees.
Leadership
from
agencies
including
HSD,
OUSD,
OPD,
and
Highland
Hospital
pointed
to
the
effectiveness
of
such
meetings.
Such
meetings
have
helped
foster
We
have
constant
collaboration
with
HSD;
[its
a]
very
a
high
level
of
coordination
and
supportive
partnership,
high
trust.
communication
between
Oakland
Unite
service
providers
and
across
Oakland
Unite
-
Staff
Member,
JJC/OUSD
Wraparound
Services
providers
and
City
and
County
agencies,
including
OUSD,
Probation,
OPD,
and
ACHCSA.
Among
grantees,
Oakland
Unite
has
fostered
a
culture
of
collaboration
to
facilitate
cooperation.
Oakland
leaders
and
partners
noted
that
while
many
grantees
were
initially
resistant
to
collaborate
with
each
other
and
with
public
agencies,
such
partnerships
are
now
the
norm.
Oakland
Unite
providers
were
nearly
unanimous
in
describing
positive
relationships
with
HSD,
OUSD,
and
other
Oakland
Unite
providers.
For
example,
staff
members
of
JJC/OUSD
Wraparound
Services
commented,
Collaboration
with
Project
Reconnect
and
California
Youth
Outreach
is
going
well.
[We
have]
good
long-standing
relationships.
They
also
noted,
We
have
constant
collaboration
with
HSD;
[its
a]
very
supportive
partnership,
[with]
high
trust.
Oakland
Unite
initiated
several
regularly-scheduled
conference
calls
and
meetings
to
support
coordination
of
services
and
build
cross-cutting
relationships
among
providers.
The
JJC
strategy
conducts
monthly
case-conferencing;
Street
Outreach
and
Crisis
Response
services
meet
monthly,
as
do
employment
providers;
and
a
homicide
review
team
meets
weekly.
There
is
also
a
weekly
Crisis
Coordination
conference
call
that
the
VPN
Coordinator
facilitates
with
Oakland
Street
Outreach
(OSO),
Catholic
Charities
of
the
East
Bays
Crisis
Response
Support
Network
(CRSN),
and
YouthALIVE!-Caught
in
the
Crossfire
(CiC).
This
call
helps
the
Street
Outreach
and
Crisis
Response
teams
share
information
about
incidents
or
dynamics
across
the
City
that
might
lead
to
violence,
organize
an
intervention,
and
coordinate
their
responses.
For
example,
CRSN
staff
who
are
working
with
the
surviving
victims
of
a
violent
incident
alert
the
VPN
Coordinator
and
OSO
providers
when
they
hear
of
potential
retaliatory
violence
so
that
Street
Outreach
workers
can
intensify
their
activities
in
the
affected
area.
CRSN
also
works
with
OUSD
leadership
to
provide
school-wide
crisis
response
after
a
homicide
in
the
neighborhood
and
reduce
the
likelihood
of
retaliation
(as
well
as
to
address
the
trauma
experienced
by
peers
of
young
homicide
victims).
56
December 2014 | 27
Together,
the
Violence
Prevention
Programs
have
built
an
infrastructure
to
deliver
high-quality,
coordinated
services
to
their
clients.
The
infrastructure
includes
the
VPN
Coordinator,
the
crisis
response
providers
weekly
Crisis
Call,
and
most
importantly,
the
relationships
providers
have
built
and
deepened
among
themselves
with
support
from
HSD.
Summary
of
Findings
This
section
tells
the
story
of
how
Oakland
Unite
clients
and
strategies
have
evolved
over
time.
Data
on
clients
characteristics
confirms
that
Oakland
Unites
intention
to
target
higher
risk
clients
was
successful;
over
time,
Oakland
Unite
served
greater
proportions
of
clients
who
were
older,
male,
and
had
greater
pre-program
justice
system
involvement.
In
addition,
this
section
documents
Oakland
Unites
progression
to
focus
its
strategies
on
more
intensive
interventions
to
meet
its
target
population,
as
well
as
concerted
efforts
to
improve
collaboration
among
partner
agencies.
The
next
section
presents
findings
on
the
criminal
justice
involvement
of
Oakland
Unite
VPP
clients
both
before
and
after
their
57
December 2014 | 28
58
December 2014 | 29
Oakland
Unite
participants
had
reduced
criminal
justice
involvement
after
participating
in
Oakland
Unite
programs.
Data
show
that
Oakland
Unite
clients
have
had
consistently
reduced
contact
with
the
justice
system
following
their
engagement
in
Oakland
Unite.
Participants
were
less
likely
to
b e
arrested
or
convicted
of
any
new
offenseeither
violent
or
non-violentafter
participating
in
an
Oakland
Unite
program.
This
is
true
when
looking
at
Oakland
Unite
as
a
whole,
as
well
as
for
individual
strategies,
especially
the
strategy
serving
Commercially
Sexually
Exploited
Children,
the
Juvenile
Justice
Center/Oakland
Unified
School
District
Wraparound
Services,
and
Oakland
Street
Outreach.
How has the effectiveness of Oakland Unite programs and strategies changed over time?
Oakland
Unite
clients
post-enrollment
recidivism
rates
have
declined
over
time,
suggesting
interventions
may
have
become
more
effective.
Oakland
Unite
clients
have
had
progressively
lower
post-service
arrest
and
conviction
rates,
even
as
the
initiative
has
targeted
increasingly
high-risk,
more
justice-involved
clients.
Put
together,
this
means
that
the
gap
has
grown
between
clients
p re-Oakland
Unite
justice
system
involvement
and
their
post-Oakland
Unite
justice
system
involvement.
This
finding
is
consistent
with
increasing
effectiveness
of
the
initiative.
Overview
The
findings
in
this
section
explore
data
on
the
criminal
justice
involvement
of
Oakland
Unite
VPP
clients
in
order
to
shed
light
on
the
effectiveness
of
Oakland
Unite
programs
in
improving
client-level
outcomes.
Further,
by
examining
changes
in
client
outcomes
across
the
four
enrollment
cohorts,
these
findings
suggest
the
extent
to
which
Oakland
Unite
has
improved
its
program
effectiveness
over
time.
Specifically,
the
sections
below
explore
the
following
topics:
Changes
in
criminal
justice
involvement
pre-
and
post-program
participation.
How
has
clients
involvement
in
the
criminal
justice
system
changed
since
participating
in
Oakland
Unite
programs?
Changes
in
recidivism
rates
of
Oakland
Unite
participants
over
time.
How
have
participant
outcomes
changed
over
the
course
of
the
four
cohorts?
59
December 2014 | 30
Key
Finding:
From
2005-2013,
individuals
who
participated
in
Oakland
Unite
programs
had
substantially
lower
rates
of
arrest
or
conviction
than
they
had
prior
to
program
enrollment,
with
particularly
striking
decreases
in
the
percentage
of
clients
arrested
or
convicted
for
violent
offenses.
Following
Oakland
Unite
participation,
participants
show
a
substantial
decline
in
arrests
for
both
violent
and
non-violent
offenses.
As
Figure
15
shows,
78%
of
Oakland
Unite
participants
were
arrested
at
least
once
in
the
five
years
prior
to
starting
an
Oakland
Unite
program,
with
36%
having
been
arrested
for
a
violent
offense.
By
contrast,
only
37%
of
participants
were
arrested
in
the
two
years
following
their
enrollment
in
Oakland
Unite,
with
only
13%
having
been
arrested
for
a
violent
offense.
Figure
15.
Percentage
of
Clients
Arrested
for
New
Crimes
Before
and
After
Oakland
Unite
Participation
60
December 2014 | 31
Less
than
half
as
many
Oakland
Unite
participants
were
arrested
following
program
participation
compared
to
before
program
participation.
Oakland
Unite
participants
were
only
about
one-third
as
likely
to
have
been
arrested
for
a
violent
offense
following
program
participation
compared
to
before
program
participation.
Participants
show
a
substantial
decline
in
convictions
and/or
delinquency
adjudications
for
both
violent
and
non-violent
offenses
following
program
participation.
As
Figure
16
shows,
these
trends
are
consistent
when
looking
at
criminal
convictions
and/or
delinquency
adjudications
prior
to
and
following
Oakland
Unite
participation,
with
the
proportion
of
participants
receiving
convictions
or
delinquency
adjudications
decreasing
from
70%
before
to
31%
after
their
participation.
Within
this
finding,
the
proportion
of
Oakland
Unite
participants
receiving
convictions
or
delinquency
adjudications
for
violent
offenses
decreased
from
22%
to
8%
before
and
after
participationa
63%
decrease.
Figure
16.
Percentages
of
Clients
Convicted
of
a
New
Crime
Before
and
After
Oakland
Unite
Participation
Changes
in
Client
Outcomes
Over
Time
The
findings
above
indicate
that
participants
in
Oakland
Unite
VPP
programs
had
reduced
criminal
justice
involvement,
including
reduced
rates
of
both
arrest
and
conviction,
following
their
Oakland
Unite
participation.
In
order
to
understand
how
these
client
outcomes
changed
over
time,
and
thus
begin
to
understand
how
program
effectiveness
has
changed,
this
section
considers
participants
arrest
and
conviction
rates
across
the
four
enrollment
cohorts.
61
December 2014 | 32
Key
Finding:
The
percentage
of
Oakland
Unite
participants
who
were
arrested
for
or
convicted
of
a
new
crime
after
participating
in
Oakland
Unite
progressively
decreased
over
time
for
both
violent
and
non-violent
offenses,
even
as
Oakland
Unite
evolved
to
serve
higher
risk
and
more
justice-involved
clients.
The
figures
below
show
client
outcomes
across
the
four
cohorts.
The
left-hand
side
of
each
figure
demonstrates
the
percentages
of
clients
in
each
cohort
who
were
arrested
or
convicted
of
a
new
crime
before
Oakland
Unite
participation,
while
the
right-hand
side
demonstrates
the
percentage
in
each
cohort
who
were
arrested
or
convicted
of
a
new
crime
after
participating
in
an
Oakland
Unite
program.
The
percentage
of
Oakland
Unite
clients
with
post-program
arrests
for
both
violent
and
non-violent
offenses
fell
by
nearly
half
from
Cohorts
1
to
4.
As
discussed
in
Section
A,
the
percentage
of
clients
who
were
arrested
prior
to
enrolling
in
an
Oakland
Unite
program
increased
over
the
course
of
the
initiative,
from
68%
in
the
first
cohort
to
82%
in
the
most
recent
cohort,
demonstrating
a
successful
shift
to
serve
a
greater
proportion
of
clients
with
pre-
program
criminal
justice
involvement.
This
is
shown
again
in
the
left-hand
side
of
Figure
17,
below.
Compare
the
left-hand
side
to
the
right-hand
side
of
Figure
17,
which
shows
the
proportion
of
clients
who
were
arrested
after
participating
in
an
Oakland
Unite
program
for
each
cohort.
The
difference
between
the
two
sides
shows
a
decrease
in
post-program
arrests
over
time,
from
nearly
half
of
participants
(48%)
in
Cohort
1
to
one-quarter
of
participants
(26%)
in
Cohort
4a
46%
decrease.
Figure
17.
Percentage
of
Clients
Arrested
for
a
New
Crime
Before
and
After
Oakland
Unite
Participation
by
Cohort
62
December 2014 | 33
To
reiterate,
the
decrease
across
cohorts
in
post-program
arrests
and
convictions
occurred
even
as
Oakland
Unite
programs
shifted
to
serve
increasingly
high-risk
clients
with
greater
rates
of
justice
system
involvement.
The
combination
of
the
shifting
target
population
and
progressively
decreasing
post-program
arrest
and
conviction
rates
means
there
is
a
widening
gap
between
participants
pre-
and
63
December 2014 | 34
64
December 2014 | 35
As
with
arrests,
the
proportion
of
clients
with
at
least
one
post-program
conviction
steadily
decreased
over
time,
despite
the
fact
that
the
proportion
with
pre-program
convictions
steadily
increased.
Figure
20
shows
the
percent
differences
in
rates
of
conviction
before
and
after
participation
in
Oakland
Unite.
Conviction
rates
follow
the
same
trends
as
arrest
rates.
The
downward
sloping
yellow
and
red
lines
demonstrate
that
the
proportion
of
participants
with
at
least
one
pre-program
conviction
increased
over
time,
while
the
proportion
of
participants
with
at
least
one
post-program
conviction
decreased
over
time,
resulting
in
a
continuous
increase
in
the
percent
difference
in
participants
pre-
and
post-
program
conviction
rates
from
2005-2013.
At
the
same
time,
the
upward
sloping
green
line
demonstrates
that
the
proportion
of
participants
with
no
pre-program
convictions
decreased
over
time,
while
the
proportion
of
participants
with
no
post-
program
convictions
increased
over
time,
resulting
in
a
continuous
increase
in
the
percent
difference
in
participants
with
no
pre-
and
post-program
arrests
over
time.
Together,
these
diverging
trends
lead
to
the
widening
gap
between
pre-
and
post-program
conviction
rates.
65
December 2014 | 36
Strategy-Level
Highlights
This
section
presents
findings
on
the
pre-
and
post-program
criminal
justice
involvement
of
clients
participating
in
particular
Oakland
Unite
strategies,
highlighting
those
strategies
that
appear
to
have
been
particularly
effective
in
improving
client
outcomes.
In
addition,
by
looking
at
changes
in
client
outcomes
by
strategy
over
time,
we
are
able
to
see
which
strategies
may
have
improved
their
effectiveness
over
time.
Following
the
structure
of
the
previous
two
sections,
the
first
part
of
this
section
discusses
pre-
and
post-program
arrests
and
convictions
at
the
strategy
level.
The
second
part
of
this
section
explores
changes
in
client
outcomes
over
time
at
the
strategy
level.
Oakland
Unite
Client
Outcomes
by
Strategy
Key
Findings:
Participants
in
nearly
all
strategies
had
lower
rates
of
arrest
and
conviction
after
Oakland
Unite
enrollment
compared
with
pre-Oakland
Unite.
The
strategies
whose
participants
show
particularly
marked
improvementsCSEC,
JJC/OUSD
Wraparound,
and
OSOcorrespond
with
Oakland
Unites
shifting
funding
priorities
over
time.
66
December 2014 | 37
Strategy
JJC/OUSD
Wraparound
Youth
Employment
Project
Choice
Reentry
Employment
Caught
in
the
Crossfire
Oakland
Street
Outreach
Gang
Prevention
Leadership
Excellence
CSEC
Total
Pre-
88%
70%
83%
79%
65%
72%
72%
39%
80%
78%
Post-
41%
39%
42%
39%
37%
28%
47%
42%
25%
37%
%
Diff.
-47%
-30%
-41%
-40%
-28%
-44%
-26%
3%
-55%
-41%
Table
6:
Percent
of
Clients
Convicted
of
Violent
or
Nonviolent
Offense
Youth
Reentry
and
Employment
Adult
Reentry
Street
Outreach
and
Crisis
Response
Other
Youth
Services
CSEC
Strategy
JJC/OUSD
Wraparound
Youth
Employment
Project
Choice
Reentry
Employment
Caught
in
the
Crossfire
Oakland
Street
Outreach
Gang
Prevention
Leadership
Excellence
CSEC
Total
Pre-
80%
53%
78%
78%
43%
65%
49%
26%
70%
70%
Post-
32%
27%
38%
38%
29%
23%
37%
32%
21%
31%
%
Diff.
-48%
-26%
-41%
-40%
-14%
-43%
-12%
6%
-50%
-38%
There
are
several
strategies
whose
participants
have
had
especially
impressive
improvements,
including
CSEC,
JJC/OUSD
Wraparound,
and
OSO.
Recalling
that
Oakland
Unite
shifted
its
target
population
and
funding
strategies
over
time
to
serve
higher-risk
clients,
the
strategies
whose
participants
demonstrated
the
greatest
drops
in
post-program
arrest
and
conviction
rates
are
clearly
aligned
with
Oakland
Unites
evolving
focus.
Client
outcomes
in
each
of
these
three
strategies
are
discussed
below.
67
December 2014 | 38
Conversations
with
CSEC
staff
and
clients
highlight
that
the
organizations
within
the
strategy
use
several
approaches
to
effectively
engage
youth
and
prevent
further
criminal
justice
system
involvement.
First,
the
CSEC
Strategy
is
unique
among
Oakland
Unite
strategies
in
that
the
providers
within
the
strategy
create
a
continuum
of
care
for
sexually
exploited
minors,
with
BAWAR
acting
as
the
first
responder,
meeting
the
young
women
through
police
sweeps
or
work
in
Alameda
Countys
Juvenile
Justice
Center,
and
MISSSEY
acting
as
the
second
responder,
providing
longer-term
services
through
their
JJC
wraparound
program
and
their
SPA
drop-in
recovery
center
program.
Although
clients
and
staff
from
both
programs
note
the
importance
of
all
of
the
services
provided
through
this
service
continuum,
they
especially
highlight
the
importance
of
the
first
responder
component
of
this
network.
BAWAR,
which
has
developed
a
strong
relationship
with
OPD,
is
invited
to
join
the
police
department
when
they
68
December 2014 | 39
69
December 2014 | 40
OSO
staff
and
City
stakeholders
alike
agreed
that
the
OSO
strategy
has
been
particularly
effective
in
preventing
violence
among
its
target
population.
OSO
staff
attribute
this
to
several
reasons.
First
and
foremost,
they
reported
that
the
trust
they
have
developed
in
the
neighborhoods,
among
community
members,
and
with
clients
has
allowed
them
access
to
historically
more
violent
areas
of
the
City
that
other
providers
cannot
reach.
Outreach
workers
relay
that
just
their
presence
oftentimes
will
help
prevent
violent
activity
from
occurring.
As
a
result
of
the
access
they
have
in
these
parts
of
Oakland,
residents
trust
them
and
communicate
with
them
when
altercations
arise.
This
communication
helps
staff
to
intervene
in
conflicts
to
prevent
violent
incidents
or
to
reduce
retaliation.
Youth
participants
report
that
working
with
their
OSO
case
managers
has
made
a
significant
difference
in
their
lives
and
helped
redirect
their
lives.
Clients
describe
the
influence
these
programs
have
had
on
them
and
the
ways
in
which
their
case
managers
have
helped
them
see
their
life
with
new
perspective
and
given
them
hope
that
they
can
achieve
their
goals.
The
youth
described
being
more
future-oriented,
thinking
about
pursuing
education
and
employment
opportunities,
and
contrast
these
goals
with
where
they
might
have
been
had
they
not
participated
in
the
program.
Having
their
case
managers
support
them
and
provide
them
with
guidance
has
created
opportunities
for
young
people
to
sustain
changes
they
have
made
in
their
lives.
Clients
shared:
I
would
say
its
working
aint
no
telling
its
working.
I,
we,
wouldnt
be
here.
I
might
be
out
hurting
someone.
Its
keeping
us
busy
and
off
the
street.
And
with
other
teens
who
went
through
what
we
went
through,
going
through
the
right
direction
instead
of
making
the
City
work,
its
making
it
better,
thats
what
Ive
seen.
If
I
hadnt
been
with
him
[case
manager]
for
the
last
year
and
a
half,
I
might
not
even
be
here,
I
dunno.
If
you
ask
me,
its
saving
lives.
70
December 2014 | 41
71
December 2014 | 42
Key
Findings:
Caught
in
the
Crossfire
and
Reentry
Employment
showed
the
greatest
improvement
over
time,
suggesting
increasing
effectiveness
of
Oakland
Unite
strategies
designed
to
target
adults
and
high-risk
youth.
The
strategies
that
showed
the
greatest
improvement
between
the
first
and
last
cohorts
were
Caught
in
the
Crossfire,
which
had
the
largest
change
in
percent
difference
for
all
arrests
and
convictions,
and
Reentry
Employment,
which
had
the
greatest
change
in
convictions
for
violent
offenses.
Caught
in
the
Crossfire
Strategy:
The
Caught
in
the
Crossfire
(CiC)
program
of
Youth
ALIVE!
provides
case
management
and
retaliatory
violence
prevention
services
to
youth
who
have
been
admitted
to
Highland
Hospital
and
have
been
involved
in
an
Oakland-based
incident
involving
a
gunshot
or
stab
wound.
CiC
is
an
evidence-based
practice/program
and
a
leading
national
expert
in
hospital-based
violence
intervention
(HVIP).
CiC
demonstrated
the
largest
change
over
time
in
the
percent
difference
between
pre-
and
post-
program
arrests
and
convictions.
Figure
27
shows
that
in
Cohort
1,
the
proportion
of
CiC
clients
with
post-program
arrests
was
15%
higher
than
the
proportion
with
pre-program
arrests.
By
Cohort
4,
the
proportion
of
CiC
participants
with
post-
program
arrests
was
92%
lower
than
the
proportion
with
pre-program
arrestsa
700%
change.
72
December 2014 | 43
Figure
28
shows
that
CiC
participants
in
Cohort
1
were
50%
more
likely
to
have
a
post-program
conviction
compared
to
the
five
years
before
their
program
participation.
By
Cohort
4,
however,
not
a
single
Caught
in
the
Crossfire
participant
(0%)
had
a
conviction
or
delinquency
adjudication
for
a
new
offense
in
the
two
years
following
his
or
her
starting
Oakland
Unite,
despite
half
(50%)
having
had
a
conviction
or
delinquency
adjudication
in
the
five
years
prior
to
starting
CiC.
Figure
28.
Percentage
of
Caught
in
the
Crossfire
Clients
Convicted
of
a
New
Crime
Before
and
After
Oakland
Unite
Participation
by
Cohort
73
December 2014 | 44
74
December 2014 | 45
When
describing
why
they
believe
the
Reentry
Employment
programs
to
be
successful
in
improving
client
outcomes,
staff
and
clients
point
to
employment
as
one
of
the
most
important
factors
in
helping
individuals
involved
in
the
criminal
justice
system
redirect
their
lives.
They
noted
that
the
Reentry
Employment
programs
help
clients
gain
the
soft
and
hard
skills
they
need
to
be
successfully
employed
through
a
combination
of
educational
support,
soft-skills
training,
and
subsidized
employment.
One
client
emphasized
the
educational
support
he
received,
noting:
They
helped
me
with
a
program
called
Second
Start
I
have
a
reading
disability
and
they
helped
me
a
lot.
When
I
first
started
YEP
[Youth
Employment
Partnership],
I
was
reading
at
a
fifth
grade
level
and
now
Im
reading
at
a
10th
and
11th
grade
level.
YEP
gave
me
the
biggest
hug
ever.
I
came
a
long
way.
A
number
of
other
clients
highlighted
the
impact
of
the
programs
counselors
and
case
managers
in
helping
clients
believe
in
themselves
and
choose
a
different
path:
They
saw
something
in
my
heart.
They
keep
you
off
the
streets,
keep
you
out
of
drama.
They
help
you
stay
in
school,
help
put
money
in
your
pockets
so
youre
not
relying
on
other
families,
and
to
stay
out
of
trouble.
It
really
changed
my
life.
When
I
was
24
I
had
an
attitude
problem.
I
always
thought
I
knew
everything.
But
once
I
sat
myself
down
and
looked
in
the
mirror
I
knew
I
needed
help
and
they
helped
me.
When
I
started
the
program,
I
just
lost
my
brother.
I
really
wanted
to
keep
that
off
my
mind.
I
sat
down
with
my
counselor
and
told
him
I
was
thinking
negative
after
this
happened.
He
sat
down
and
told
me
to
take
one
day
at
a
time
and
dont
put
too
much
pressure
on
yourself.
He
told
me
that
I
have
a
beautiful
heart
and
said
he
saw
more
in
me
than
being
on
the
streets.
He
motivated
75
December 2014 | 46
76
December 2014 | 47
IV.
Conclusions
Since
2008,
the
City
of
Oakland
has
contracted
with
RDA
to
evaluate
the
Oakland
Unite
Violence
Prevention
Programs.
Over
the
past
6
years,
the
evaluations
have
taken
a
variety
of
approaches
to
assess
the
implementation
and
effectiveness
of
the
initiative.
The
present
evaluation
is
a
retrospective
analysis
of
Oakland
Unite
from
2005
to
2013
that
assesses
changes
in
the
initiatives
implementation,
and
in
its
effectiveness,
with
a
focus
on
programs
and
strategies
that
work
with
Oakland
residents
who
are
most
at
risk
for
perpetrating
crime.
The
evaluations
main
questions
and
findings
are
summarized
below.
How
has
the
Oakland
Unite
service
model
changed?
Oakland
Unite
has
refined
its
service
delivery
model
to
serve
a
higher
risk
population.
Responding
to
evidence
in
data,
Oakland
Unite
(re)targeted
its
programs
to
serve
an
older,
more
male
population
with
h igher
levels
of
prior
justice
system-involvement.
Funding
strategies
have
evolved
to
meet
Oaklands
changing
needs
w ithin
the
parameters
of
Measure
Y
legislation.
Over
the
years,
Oakland
Unite
has
shifted
its
funding
strategies
to
give
more
emphasis
to
intervention
rather
than
prevention,
with
more
funding
for
Street
Outreach
and
Crisis
Response
services,
and
services
for
Commercially
Sexually
Exploited
Children.
Oakland
Unite
has
built
a
coordinated
infrastructure
for
delivering
high-quality
services.
The
initiative
has
helped
create
an
integrated
network
of
violence
prevention
services,
with
extensive
collaboration
among
Oakland
Unite
providers
and
between
Oakland
Unite
providers
and
other
public
and
private
p artners.
How does participation in Oakland Unite impact clients justice system involvement?
Oakland
Unite
clients
have
fewer
arrests
and
convictions
for
both
violent
and
nonviolent
offense
following
their
participation
in
Oakland
Unite
programs.
Oakland
Unite
clients
were
less
likely
to
be
arrested
or
convicted
of
any
new
offense,
whether
violent
or
non-violent,
after
participating
in
an
Oakland
Unite
program.
This
is
true
for
Oakland
Unite
as
a
whole,
as
well
as
for
individual
strategies,
especially
for
Commercially
Sexually
Exploited
Children,
JJC/OUSD
Wraparound,
and
Oakland
Street
Outreach.
Notably,
these
correspond
with
the
strategies
that
have
grown
over
the
course
of
the
initiative.
How has the effectiveness of Oakland Unite programs and strategies changed over time?
The
strategies
whose
clients
showed
particularly
marked
improvement
included
Caught
in
the
Crossfire
and
Reentry
Employment.
These
two
strategies,
both
of
which
focus
on
higher
risk
and/or
older
clients
showed
the
greatest
improvement
in
client
outcomes
over
time.
77
December 2014 | 48
ATTACHMENT 4
CALL TO ORDER
ROLL CALL
Present:
ITEM #3:
Excused:
Absent:
OPEN FORUM
Samuel P. Word shared that she had funds available for the committee if they wanted them.
ITEM #4
APPROVAL OF MINUTES
AGENDA DISCUSSION
None
ITEM #6
Ms. Cotton Gaines clarified that the new measure is referred to as the Safety and Services Act. There is already
a Measure Z that has nothing to do with the new measure so it could get confusing.
There has been outreach to the council members regarding nominating names to the new Commission. Staff
had hoped to get all the names by the end of January, but is still working on the nomination process. No one
has been scheduled for Council approval to date. The goal is to have all members approved by February with
an orientation for the new members in March. They need to hold their first meeting by the end of April 2015.
Commissioners recommended the following topics be covered during this orientation
Reviewing staff reports (Ms. Cotton Gaines noted that this might be hard to accomplish)
ITEM #7:
Ms. Taylor briefly reviewed the reports that were submitted as Attachment 2.
Chairperson Dorado was pleased to see that the percentage of time the PSOs are reporting is going up.
Ms. Taylor indicated that they are trying to keep PSOs at this assignment as much as possible, because for
November and December the numbers will go down, as many were redeployed for daily protests.
Ms. Taylor noted that software is included in the education totals along with training and conferences. It also
includes about $10,000 for the SARAnet software upgrade.
Ms. Taylor stated that originally 21 PSOs were scheduled to go to the training but only about 4 or 5 attended
(she did not have the names).
ITEM #8:
Mr. Peter Kim, HSD Oakland Unite Manager, briefly reviewed the report submitted in the agenda packet.
Commissioner Brown asked if any funds were held back from any provider.
Mr. Kim affirmed that some groups have been given an additional quarter if they under perform. This has
occurred with the Oakland Private Industry Council as well as the Unity Council. HSD takes actions to help the
organizations meet their contractual obligations.
ITEM #9:
Mr. Peter Kim, HSD Oakland Unite Manager, explained that HSD needs to get the 6-month extension request
approved by the Safety and Services Oversight Commission (Measure Z). They need the commission to go
approve contract extension until December to pay for the existing contracts to go through the end of the year
and to allow time to effectively execute the RFP process for new contracts under Measure Z.
Commissioner Hunter noted that the community organizations would need to know ASAP if they are extended
for 6 months so that they can properly plan.
Chairperson Dorado noted that this item should be a standing item at upcoming meetings for the Committee
to get regular status updates.
ITEM #10:
Mr. Peter Kim, HSD Oakland Unite Manager, stated that HSD has started collecting input from focus groups (818 people per focus group), staff retreat, and other meetings to know about program strengths and
weaknesses to date. They are currently doing a literature review. HSD will synthesize all of this information to
help in the RFP creation. He noted that HSD has also brought in Urban Strategies and another consultant to
help with analysis.
Chairperson Dorado noted that the information from the focus groups and research should be shared with
NSCs and NCPCs. He also noted that the NCPCs should be consulted for input.
ITEM #11:
Commissioner Brown reported that the committee had not met, but that she will be sending out a draft to the
members, which they will give input on. A document will be ready for the next meeting in May.
ITEM #12:
Vice Chairperson Peter Barnett moved that the MYOC authorize Chairperson Dorado to write a letter to the
Public Safety Committee of the critical importance of each council person appointing a member to the Safety
and Services Oversight Committee. The letter should include the potential disruption of services, the need for
training new appointees, by-laws, etc.
Commissioner Hunter noted that the results of the Ad Hoc Committee should go to the Public Safety
Committee.
Mr. Dorado gave an update that the SARAnet letter to the Public Safety Committee went well.
ITEM #13:
AGENDA BUILDING
ITEM #14:
ADJOURNMENT
It was moved by Vice Chair Barnett to adjourn the meeting; seconded by Commissioner Hunter.
6 Ayes. Motion passed.
Adjourned at 7:45pm
80
ATTACHMENT 5
MEASURE Y OVERSIGHT COMMITTEE SPECIAL MEETING
Wednesday, April 22, 2015
Hearing Room 1, First Floor
ITEM #1:
CALL TO ORDER
ROLL CALL
Present:
ITEM #3:
Excused:
Absent:
Resigned:
OPEN FORUM
No speakers
ITEM #4
The Safety and Services Oversight Commission (SSOC) was officially appointed yesterday, April 21st. A hold up
on the process was the term limits for the members. Staggered 2 year terms have been established. Half of
the commissioners will start with 1-year terms while the other half will have 2-year terms. The Commission
has a wide variety of experience: 3 have backgrounds in law enforcement or criminal justice; 2 with non-profit
management experience; 2 reflect the service eligible population; and 2 with general experience.
Ms. Shelby will be serving on the new committee.
Item 7.24 of the Council Agenda from April 21st, has all the members resumes if you are interested.
The first Safety and Services Oversight Commission meeting will be on April 27th at 6:30pm in Hearing Room 1.
In an informal conversation, the members of the SSOC were open to a joint meeting with MYOC on May 18th.
Staff will formally request this at the first SSOC meeting.
ITEM #5
Paige Alderete representing the City of Oakland Controllers Bureau explained that in accordance with
Government Code and the Citys ordinance, an independent audit is performed annually to ensure
accountability, proper disbursement of tax proceeds, and proper program status.
The independent accounting firm Patel & Associates, a sub-contractor to Macias Jeannie OConnell, the Citys
external auditor, conducted the audit.
Mr. Ramesh Patel presented their report. The 2014 report was performed In accordance with both general
and governmental accepted auditing standards.
During compliance testing they had a finding in the area of Police payroll. This is identified on page 9 of the
audit report as a significant deficiency. The controls over OPD payroll have not been implemented effectively
81
as recommended during last years evaluation. It appears there continues to be issues with charging the
correct funding source for the Problem Solving Officers (PSOs). A response has been received, but they have
not audited this response to see if any correcting action has taken place, as this will be reflected in the next
years audit.
Chairperson Dorado inquired if they have seen any improvement to the significant deficiencies. Mr. Patel
responded that there has been some improvement from Fiscal Year 2012-13 to 2013-14.
Nell Taylor, OPD Fiscal Manager concurred that the discrepancies with reconciliation as reported were
accurate. As was noted in their response, reconciliation was hampered due to staff turnover and new
employees hired in the middle of the fiscal year. OPD Fiscal brought in a temporary employee in May to assist
with the reconciliation, but at that time, there were only 2 months to complete an entire year.
They have implemented this year, payroll adjustments every 2 weeks. Overtime is done annually, to make
sure all overtime slips have been turned in.
Ms. Taylor stated that the training provided to anyone charging to Measure Y proved to be helpful. They also
began internal audits and more frequent coordination with Operations, Payroll and Personnel. A bi-weekly
assignment list is generated, which makes reconciliation easier.
Ms. Cotton Gaines added that this report would be presented at the Public Safety Committee Meeting on April
30th.
ITEM #6
Peter Kim, HSD Oakland Unite Manager, went over the RFP process and timeline PowerPoint. With the
Measure Z (Safety and Services Oversight Commission, SSOC) members just being approved, the earliest
contracts would be able to start would be January 2016. HSD will formally asking the SSOC on Monday, April
27, 2015 for a 6-month extension of contracts, until the new contacts can be delivered.
Commissioner Hunter appreciates the work already done and the identification of what still needs to be done.
What does Urban Strategies think is well covered and where are the gaps? Will the RFP be ready by July 1st?
Mr. Kim replied that if all goes well it would go to City Council on June 2nd. It is cutting it close. Poses a
difficultly for grantees as they are left in limbo until the approval from the SSOC for the 6-month extension.
The new SSOC members are loosely aware of the need for the 6-month extension.
Commissioner Joiner inquired if any current grantees address LGBTQ youth.
Mr. Kim noted that none of the current grantees currently focus exclusively on LGBTQ. Assessing the needs of
the clients was difficult as identification has been difficult. Training was provided to assist in identifying and
creating a safe environment.
Commissioner Zepeda noted that the focus is on work force development. Some non-profits have connections
with corporations but it would be nice to see more small business leaders connect with corporation leaders.
Mr. Kim stated that communication, coordination, and collaboration have improved. He gave the example of
how seven (7) years ago the JJC system wrap around model the coordination and collaboration wasnt there.
Previously there had been resistance in getting everyone together. Each agency was used to doing things as
they used to do them. Once the group owned the meeting, they began to engage one another in trying to
come up with different plans for the youth. The schools have a more buy-in as they are part of the process in
getting the youth back in school quickly after being released from the JJC.
82
Related to employment opportunities, Mr. Kim said many clients have trouble doing months of training
without pay. Additionally, the high school diploma or GED, Math Test or a CDL are also barriers to employment
that sometimes occur.
ITEM #7
AGENDA BUILIDING
ITEM #8
ADJOURNMENT
It was moved by Commissioner Shelby to adjourn the meeting; seconded by Commissioner Hunter.
6 Ayes. Motion passed.
Adjourned at 7:30pm
83
ATTACHMENT 6
Draft 2- Bylaws revised from the April 27, 2015 SSOC Meeting for the May 18, 2015 Discussion
84
Page 1 of 7
Draft 2- Bylaws revised from the April 27, 2015 SSOC Meeting for the May 18, 2015 Discussion
(d) Report issues identified in the annual fiscal audit to the Mayor and City Council.
(e) Review the annual fiscal and performance audits and evaluations.
(f) Report in a public meeting to the Mayor and the City Council on the implementation
of this Ordinance and recommend ordinances, resolutions, and regulations to ensure
compliance with the requirements and intents of this Ordinance.
(g) Provide input on strategies: At least every three (3) years, the department head or
his/her designee of each department receiving funds from this Ordinance shall present
to the Commission a priority spending plan for funds received from this Ordinance.
The priority spending plan shall include proposed expenditures, strategic rationales
for those expenditures and intended measurable outcomes and metrics expected from
those expenditures. The first presentation shall occur within 120 days of the effective
date of this Ordinance. In a public meeting, the Commission shall make
recommendations to the Mayor and City Council on the strategies in the plans prior to
the City Council adoption of the plans. Spending of tax proceeds of this Ordinance
must be sufficiently flexible to allow for timely responsiveness to the changing causes
of violent crime. The priority spending plans shall reflect such changes. The
Commission will recommend to the Mayor and City Council those strategies and
practices funded by tax proceeds of this Ordinance that should be continued and/or
terminated, based on successes in responding to, reducing or preventing violent crime
as demonstrated in the evaluation.
(h) Semi-Annual Progress Reports: Twice each year, the Commission shall receive a
report from a representative of each department receiving funds from this Ordinance,
updating the Commission on the priority spending plans and demonstrating progress
towards the desired outcomes.
2) Number, Appointing Authority and Qualifications:
The SSOC Commission membership shall be as described in the Safety and Services Act
and Ordinance13303, which specifies as follows:
(a) The Commission shall consist of nine (9) members.
(b) The Mayor and each councilmember shall recommend one member of the SSOC
each. All commissioners shall be appointed by the Mayor and confirmed by the City
Council in accordance with City Charter Section 601.
(c) The Safety and Services Act specifies that at least two (2) members will have
experience working with service eligible populations, two (2) members will reflect
the service-eligible populations, and two (2) members will have a professional law
enforcement or criminal justice background, while all other members will have
general experience in criminal justice, public health, social services, research and
evaluation, finance, audits, and/or public policy.
(d) As established in Ordinance 13303 C.M.S., Commission members shall be appointed
to one- or two-year staggered terms and shall be limited to no more than three (3)
consecutive terms.
(e) Vacancies and Holdover Status on the SSOC shall be conducted according to Section
2.F. and 2.D of Ordinance 13303 C.M.S.
85
Page 2 of 7
Draft 2- Bylaws revised from the April 27, 2015 SSOC Meeting for the May 18, 2015 Discussion
(f) As established in Ordinance 13303 C.M.S., Section 2.E., a member may be removed
pursuant to Section 601 of the City Charter. Among other things, conviction of a
felony, misconduct, incompetence, inattention to or inability to perform duties, or
absence from three (3) consecutive regular meetings except on account of illness or
when absent from the City by permission of the SSOC, shall constitute cause for
removal.
3) Compensation
Members of the SSOC shall serve without compensation.
4) Oath of Public Office
Acceptance of the Oath of Public Office constitutes a Commission member's sworn
responsibility of public trust. Members are required to serve well and to faithfully
discharge their duties and responsibilities diligently and consistent with the laws of the
City of Oakland and all pertinent state and federal laws.
5) Rules, Regulations and Procedures; Voting Requirements
Except for the two-thirds vote requirement in Article IX hereof, all actions by the SSOC
shall be by a majority vote of those present at a meeting at which a quorum exists.
Rules, regulations, and procedures for the conduct of SSOC business shall be established
by a vote of the members.
The Commission must vote to adopt any motion or resolution.
6) Conflict of Interest
All members shall adhere to the requirements stated in the Safety and Services Act,
Section 4.A.2 related to conflicts of interest. No member of the Commission shall cast a
vote on or participate in a decision-making capacity on the provision of services by that
member or any organization that the member directly represents, on any matter which
would provide a direct financial benefit to such member or a member of his or her
immediate family, or on any other matter which would result in the member violating any
conflict of interest law or regulation.
86
Page 3 of 7
Draft 2- Bylaws revised from the April 27, 2015 SSOC Meeting for the May 18, 2015 Discussion
2) Vice Chairperson
The Vice Chairperson shall assist the Chairperson as directed and shall assume all the
obligations and authority of the Chairperson in the absence or recusal of the Chairperson.
3) Election of Officers
The Officers shall initially be elected by vote from among the members of the
Commission at the Commission's first regular meeting after adoption of these bylaws, or
as soon thereafter as possible.
4) Removal of Chairperson
An affirmative vote of the SSOC members can remove any Officer from office.
5) Officers Terms of Office
The Officers shall hold office for one year. Their terms shall expire one year and one
meeting after their election. No person shall be elected as an Officer for longer than his or
her SSOC term of office.
6) Officer Vacancies
If the office of the Chairperson becomes vacant, the Vice Chairperson shall become
Chairperson. If the office of the Vice Chairperson becomes vacant for any reason, the
SSOC shall vote to elect a successor from among the SSOC members at the next regular
meeting, and such office shall be held for the unexpired term of said office.
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Draft 2- Bylaws revised from the April 27, 2015 SSOC Meeting for the May 18, 2015 Discussion
4) Custodian of Records
Pursuant to section 20.020.240 of the Sunshine Ordinance, the Commission shall
maintain a public records file that is accessible to the public during normal business
hours. The City Clerk shall be the official custodian of these public records, which shall
be maintained in the manner consistent with records kept by the City Clerk on behalf of
all other standing Commissions.
5) If authorized by the City Administrator, a designated member of City staff shall act as
Custodian of Records to the Commission. The Custodian of Records shall keep the
records of the Commission, shall record all votes, and shall prepare minutes and keep a
record of the meetings in a journal of the proceedings.
ARTICLE V: Ad Hoc Committees
1) Ad Hoc Committees
The Chairperson, at her or his discretion, may establish ad hoc committees to perform
specific tasks. An ad hoc committee shall dissolve when the task is completed and the
final report is given. Any ad hoc committee may not have more than 4 SSOC members.
ARTICLE VI: Meetings
1) Quorum
Ordinance 13303 C.M.S. created quorum for the SSOC as five (5) members. A quorum
shall be called for prior to any official business being conducted at the meeting. If there is
no quorum at that time, no official action may be taken at that meeting. In the event that a
quorum is not established within thirty (30) minutes of the noticed start time of the
meeting, the Chairperson, in her or his discretion, may cancel the meeting or may allow
the meeting to make place without any official action being taken at the meeting without
a quorum.
2) Voting
Each member of the Commission shall have one vote. Consistent with Article II, Section
5, a motion shall be passed or defeated by a simple majority of those members present
and voting at a meeting where a quorum has been established.
3) Public Input
(a) Public Input on Items Officially Noticed for the Agenda
At every regular meeting, members of the public shall have an opportunity to address
the SSOC on matters within the SSOCs subject matter jurisdiction. Public input and
comment on matters on the agenda, as well as public input and comment on matters
not otherwise on the agenda, shall be made during the time set aside for public
comment. Members of the public wishing to speak and who have filled out a speakers
card, shall have two (2) minutes to speak unless the chairperson otherwise
The Chairperson may limits the total amount of time allocated for public discussion on particular
issues and/or the time allocated for each individual speaker.
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Draft 2- Bylaws revised from the April 27, 2015 SSOC Meeting for the May 18, 2015 Discussion
(b) Public Input on Items Not Officially Noticed for the Agenda (Open Forum)
Matters brought before the Commission at a regular meeting which were not placed
on the agenda of the meeting shall not be acted upon or discussed by the SSOC at that
meeting unless action or discussion on such matters is permissible pursuant to the
Brown Act and the Sunshine Ordinance. Those non-agenda items brought before the
SSOC which the SSOC determines will require consideration and action and where
action at that meeting is not so authorized shall be placed on the agenda for the next
regular meeting.
(c) Identification of Speaker
Persons addressing the SSOC shall be asked to state their names and the organization
they represent, if any. They shall be asked to confine their remarks to the subject
under discussion, unless they speak during the Open Forum portion of the agenda.
4) Regular Meetings
The Commission shall meet regularly on the fourth Monday of each month, at the hour of
6:30 pm, in Oakland, California. In the event that the regular meeting date shall be a legal
holiday, then any such regular meeting shall be rescheduled at least two meetings prior to
the meeting for a business day thereafter that is not a legal holiday. A notice, agenda, and
other necessary documents shall be delivered to the members, personally or by mail, at
least seventy-two hours prior to the meeting.
5) Notice and Conduct of Regular Meetings
Notices and agendas of all regular SSOC meetings requiring notice shall be posted in the
City Clerk's Office and on an exterior bulletin board accessible twenty-four hours a day.
Notice of regular meetings shall be posted at least seventy-two hours before the meeting.
Action may only be taken on items for which notice was provided in compliance with the
Sunshine Ordinance and the Brown Act.
6) Minutes
Minutes shall be taken at every SSOC meeting. Minutes shall be prepared in writing by
the Custodian of Records. Copies of the minutes of each SSOC meeting shall be made
available to each member of the SSOC and the City. Approved minutes shall be filed in
the official SSOC file.
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and modification to the agenda as required by the Brown Act, Sunshine Ordinance or
other applicable law.
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ATTACHMENT 7
PUBLIC SAFETY AND SERVICES OVERSIGHT COMMITTEE MEETING MINUTESS
Monday, April 27, 2015
Hearing Room 1, First Floor
ITEM #1:
CALL TO ORDER
Chantal Cotton Gaines, staff, called the meeting to order at 6:31pm. Ms. Cotton Gaines, as secretary/staff of
the new Commission, will chair the meeting, until such time that a Chairperson has been elected.
ITEM #2
ROLL CALL
Present:
Ms. Cotton Gaines will come back to Open Forum as she heard others are in route to the meeting.
ITEM #4
Please feel free to fill out a speaker card and give it to staff, Nancy Marcus, or myself.
ITEM #5
Required for collection of tax the City shall maintain a level of 678 sworn Police Officers by July 1, 2016. The
City is prohibited from laying off any police officers if it would lead to a reduction of sworn police personnel to
a level of less than 800 sworn police personnel. If grant funding is lost for sworn police personnel or for any
severe unforeseen financial event or if attrition is higher than projected, the City can continue to collect the
tax so long as it goes through a public process as explained in the measure.
HSD:
Community focused violence prevention services and strategies could include street outreach and case
management to youth and young adults. Crisis response, advocacy and case management for victims of crime
with a strategic focus on reducing likelihood of being re-victimized. Re-entry programs for youth and young
adults including case management, school support and job training/placement. Also, young children exposed
to trauma or domestic and/or community violence.
OFD:
Maintain adequate personnel resources to respond to fire and medical emergencies including, but not limited
to homicides and gun-related violence and investigate fire causes.
Scope of Commission:
The Commission will consist of 9 members. They are recommended by the City Council and Mayor. They are
appointed by the Mayor and confirmed by the City Council. Two (2) members will have experience in working
with the service population; two (2) members will reflect the service population; two (2) members will have
experience with the criminal justice or law enforcement background, with remaining members having to meet
the criteria of doing research and general analytical thinking.
Holding regular meetings. This will be discussed a little later in the meeting during the bylaws discussion.
Duties of the Commission shall include evaluate, inquire and review the administration, coordination and
evaluation strategies and practices mandated in this ordinance. Make recommendations to the City
Administrator, and as appropriate the independent evaluator. Receive draft reviews and provide feedback
before the evaluator finalizes the report. Report Issues identified in the annual fiscal audit to the Mayor and
City Council; review the annual fiscal and performance audits and evaluations; report in a public meeting to
the Mayor and the City Council the implementation of this Ordinance as whole; and to receive and comment
on semi-annual progress reports on the priority spending plans from the departments.
Introduction of newly appointed Commissioners
Rebecca Alvarado was raised and educated in Oakland. Social Worker by trade. Currently working at Highland
Hospital as social worker/supervisor for domestic violence and sexual assault. Glad to be here.
Rev. Curtis Flemming Sr. serves in West Oakland at Bay Community Fellowship. Also serves as Bay Area
Director for World Impact (inner city urban agency which concentrates on the poor, disenfranchised youth and
young adults). He states that he was one of those youths, and was fortunate enough to escape through
education and given a change of life because of groups like this. Excited to be part of this commission and
hopes to make lasting and sustainable changes for the youth of Oakland.
Letitia Henderson home grown Oaklander! Currently works with Alameda County Probation Department as a
management analyst. Is a social worker by trade. Looking forward to contributing this great group of thinkers
and holding services providers accountable to deliver the great work that Oakland residents deserve.
Kevin McPherson is a native of Oakland. Currently a Sergeant in the San Francisco Police Department.
Assigned to Special Victims unit investigating crimes against the elderly. He has also worked in the
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Community Relations/Community Outreach, and also worked in the Bayview District. Hopes that he can bring
this side of law enforcement to the commission and bring the perspective on how difficult it is for the police to
interact with the community and help to make it better for everyone to work together.
Jennifer Madden currently works as an Assistant District Attorney for Alameda County. She heads the Juvenile
HEAT (Human Exploitation and Trafficking) Division. Has been a resident of Alameda County for 26 years.
Honored to be here and looking forward to working with this group of people and that the youth who are at
risk are being properly served and holding the organizations accountable.
Tony Marks-Block grew up in San Francisco. Currently a PhD student at Stanford. Used to work at the UC
Berkeley Outreach program in Oakland. Continues to work with a group in the Fruitvale area that have been
targeted by the gang injunctions. Excited to be here and provide his perspective.
Jody Nunez did not grow up on the Bay Area, but has been a resident of Oakland now for 25 years. Has
worked for the Alameda County Public Defenders Office for 27 years. Currently heads of the homicide team.
Hope she can be part of making sure that the City provides programs for the youth and that they are useful
and do what they are intended to do.
Gary Malachi Scott works for Westside Community Services in San Francisco. It is a mental wellness
organization. Also the Restorative Justice coordinator for Oakland Youth as well as the North Oakland Justice
Council. As a person who has been through the Juvenile and adult system himself.
Melanie Shelby is a current member of the Measure Y Oversight Committee and is looking forward to working
with the Measure Z commissioners as well. She is lobbyist specializing in government affairs and does work on
the state and federal level. Looking forward to working on how to develop the healing that needs to happen
between the general community and law enforcement, but a dialogue of bringing youth to the table that they
can facilitate change.
ITEM #3:
OPEN FORUM
Angie Tam supports the Ceasefire program, as this is something the community can do the make things
happen.
Rev. Damita Davis Howard knows what violence looks like up close and personal. Walked and talked to many
people during the weeks before the election encouraging residents to support the passage of Measure Z. She
told them that these funds would improve Oakland and reduce the gun violence. Measure Y could not reduce
homicides. We need to increase the number of case managers.
Paula Hawthorn also supports the Ceasefire program. It is a proven program that reduces the violence with
guns. She provided commissioners with the book on reducing homicides which the Ceasefire program is
modeled by. She also invited the commissioners to join a Friday night walk. They are a wonderful part of this
community program.
Bruce Nye is a board member of Make Oakland Better Now. Did not see the decrease in violence over the last
10 years under Measure Y. Wants to make sure to focus on who is at risk and providing them the outreach
and case management that helps to turn their lives around.
Ed Gerber is also a member of Make Oakland Better Now. Did a lot of telephoning for the Measure and was
met with a lot of skepticism on how we were going to get things done and how are you going to measure it.
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Geoff Collins has served on the Community Policing Advisory Board, President Emeritus and on the Police
Advisory Board of the Police Foundation. He says that the City doesnt have enough outreach and counselors
to reach out to the youth.
Peter Barnett, Vice Chair of the Measure Y Oversight Committee, would like to give you 3 pieces of advice:
1) Attendance is important. Many of our meetings we couldnt establish a quorum.
2) Need to give more than just the monthly meeting. Encourage you to establish ad-hoc committees
when needed.
3) Give yourself time to review documents. Dont feel pressured to make decisions. Set your own
agendas.
He wishes the SSOC members success and looks forward to seeing the commission accomplish some of the
items previous speakers talked about.
ITEM #6
Motion made by Commissioner Flemming to open the nominations for chair and vice-chair; seconded by
Commissioner McPherson. 9 Ayes
Commissioner Nunez nominated Rev. Curtis Flemming for Chairperson; seconded by Commissioner Madden.
9 Ayes
Chairperson Flemming nominated Jennifer Madden as the vice-chair; seconded by Commissioner Nunez.
9 Ayes.
ITEM #7
Draft bylaws have been provided to you. You can discuss today and carry them over to your next meeting.
Ms . Cotton Gaines reviewed draft of the bylaws.
Commissioner Nunez has concerns with the adequate timing for public speakers.
Chairperson Flemming noted that special rules can be made to set time limits for the public and
Commissioners, or to leave at the discretion of the Chairperson to determine time limits.
Ms. Cotton Gaines added that the Commission can set standards where on average speakers will receive X
amount of time, but at the discretion of the chair based on the volume of speakers or full agenda.
Commissioner Nunez volunteered to review along with Ms. Cotton Gaines and they will get back to the
Commission.
ITEM #8
Ms. Cotton Gaines explained that the hearing room is available on the 4th Monday of the month with the
exception of May 25th, which happens to be a holiday. Also, the Measure Y Oversight Committee had wanted
to hold a joint meeting with the new Safety and Services Oversight Commission in May, which is scheduled for
May 18th. She proposes that the SSOC meet an hour before the joint meeting to address items specific to
Measure Z. She also proposes an additional meeting date of May 27th as the adoption date for the priority
spending plans from OFD, OPD and HSD.
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Motion made by Commissioner Commissioner Nunez for the regular meeting schedule to be held on the 4th
Monday of each month with the exception of May 2015; seconded by Commissioner Shelby. 9 Ayes
ITEM #9
Mr. Peter Kim, manager of Oakland Unite, gave an overview of the documents provided in the meeting packet
regarding the development of the RFP process and timeline. This document was also provided to you by
Commission staff previously as background information. The proposed extension will allow for the time for
the RFP process while maintaining continuity in the program.
Mr. Kim stated we are asking for an approval of a 6 month extension of funds from Measure Z to prevent any
gap of services as of July 1, 2105.
Mr. Kim reported 4200 individuals and 1200 in group activities.
Public Speakers:
Peter Barnett commented and encouraged the commissioners to not be in the position to make hasty
decisions. However, there are exceptions to the rule. This is one of them. He hopes the SSOC will approve the
6 month extension, as he personally believes this request should be approved.
Bruce Nye feels that although there were good programs under Measure Y, some of these programs do not
necessarily fit the language of Measure Z. Agrees that a 90-180 days extension should be done, but through
the City, not the Measure Z funds.
Geoff Collins commented that the broader discussion has to be to bring all the stakeholders together who
worked so hard on public safety and the safety of the children. Work it out.
Rev. Damita Davis Howard agrees that Measure Y was an excellent program. The problem is the voters
approved Measure Z. Approving 6 months of Measure Z funds for Measure Y should not be done, as the
language in the Measure is quite different. It would be in my opinion, not a totally honest move. We need to
stay focused on what the language states.
Jen Leland of East Bay Agency for Children. Her organization is not afraid of data or evaluations. They are
happy to open their doors and see if the outcomes we are producing through the Measure Y funding is in align
with the Measure Z funding. Without the 6 month approval, her organization is looking at about 40 youth who
will no longer be able to provide them services if the contract is not extended beyond June 30, 2015.
Commission Discussion:
Commissioner Alvarado requested recusal from the discussion from Chairperson Flemming as she has
identified a possible conflict of interest. Chairperson Flemming granted.
Vice-Chair Madden requested recusal from the discussion from Chairperson Flemming as she has identified a
possible conflict of interest. Chairperson Flemming granted.
Commissioner Henderson requested recusal from the discussion from Chairperson Flemming as she has
identified a possible conflict of interest. Chairperson Flemming granted.
Commissioner Gary Malachi Scott requested recusal from the discussion from Chairperson Flemming as he has
identified a possible conflict of interest. Chairperson Flemming granted.
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Due to robust discussion, Chairperson Flemming inquired if this item was held over to our next meeting, would
this be problematic.
Mr. Kim replied it would add challenges to an already challenging situation, but if you need the time to
deliberate, you should take it.
Commissioner Mark-Block made a motion to grant the 6 month extension. Seconded by Commissioner
McPherson.
Commissioner Shelby: Having served on Measure Y, she had hoped that this conversation could have been
held earlier in the year with Measure Y, and then we could have vetted, which would have been helpful to
staff. Her concern is of having to make a decision without any type of back-up plan. Would recommend a
friendly amendment of extending support for 90 days with an abbreviated plan that is outlined by the HSD
team (simply put: extend funding for 3 months instead of 6 months).
Commissioner Mark-Block accepts the friendly amendment to his motion.
Ms. Bedford asked for clarification that the 90 day extension includes Measure Z funding. She still thinks it will
be a challenge to get the RFP to the Commission, Public Safety Committee before councils summer break, and
most likely we will be coming back before you explaining they will need to end services.
Commissioner McPherson commented that there was nothing stopping them from coming back and
requesting an additional 90 days, if the process isnt moving to meet the new deadline.
Chairperson Fleming explained that this body is an advisory committee, and will be advising the City Council.
The City Council will be the ones making the ultimate decision.
The motion for a 6 month contract by Commissioner Mark-Block was amended by Commissioner Shelby to 3
months. 4 Ayes (Flemming, McPherson, Nunez , Shelby) 1 No (Mark-Block) 4 Recused (Alvarado, Henderson,
Madden and Scott).
Regarding recusals, Ms. Cotton Gaines will find out what the potential conflicts of interest, and will check in
with the Office of the City Attorney and Public Ethics Commission Executive Director for clarification.
ITEM #10
Ms. Cotton Gaines commented that the priority spending plan is a very big deal as part of the scope of this
Commission. Every department that receives funds will need to present to you their spending plans. Tonight
you heard that HSDs spending plan will be in the form of the RFP. OFD and OPD will present to you how they
plan to allocate their staffing based on the funds they receive.
Ms. Cotton Gaines will be presenting the City Administrators, Mayors Office and Finance Department
Controllers Bureaus priority spending plans tonight. On May 18th the spending plans will be presented by
HSD, OPD and OFD. Staff will try to get you the materials as soon as possible, but you will have by Wednesday,
May 13th at the latest (that is when the packet is posted with the Clerks Office). On May 27th staff will be
asking you to approve these spending plans. For all departments except HSD, all spending plans will be part of
the actual City budget. If you have suggestions for different allocations than what is presented, it will be
important to get your suggestions to the City Council before June 30 when they have to adopt the budget.
Ms. Cotton Gaines reviewed the spending plans as submitted in the meeting packet for the CAO, Controllers
Bureau, and the Mayors Office.
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Commissioner Madden had questions as to why the amount for evaluation was so high.
Ms. Cotton Gaines explained that the amount for evaluation is increased from the amount allocated in
Measure Y to allow for a more robust evaluation. You will be able to discuss the evaluation scope before the
RFP is released for the evaluator.
Commissioner Henderson questioned the increase for 2016-2017 increase of $58,000 for the evaluation.
Ms. Cotton Gaines explained that 3% can be used for audit, evaluation, staff support and support to the
Commission. After these costs have been subtracted, staff allocated the remaining amount to evaluation which
should hopefully allow for a better evaluation. A draft scope of evaluation services for an evaluator will be
shared with the Commission later, then would go through the formal City contracting RFP process.
Ms. Cotton Gaines explained that the funding for the Finance Department Controllers Bureau is for the Annual
Audit. The funding for the Mayors Office is a special assistant to the Mayor whose primary focus is on public
safety. This particular position had previously been held by Reygan Harmon, who now oversees the Ceasefire
Program.
Commissioner Henderson made a motion to adopt the Priority Spending Plans for the City Administrator,
Mayor and Finance Department as presented; Seconded by Commissioner Alvarado. 9 Ayes
Discussion around timeliness of getting reports on which action is required. Ms. Cotton Gaines will work with
staff in getting materials quicker so that affords the committee ample time to review before the meeting.
It was moved by Commissioner Nunez to adjourn the meeting. Seconded by Vice-Chair Madden. Chairperson
Flemming adjourned the meeting at 9:45 pm.
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ATTACHMENT 8
MEMORANDUM
TO: Safety and Services Oversight Committee
Purpose: The purpose of the attached report and supplemental materials are to clarify options
for sustaining violence intervention and prevention services through the planning, roll-out and
selection period of a competitive Request for Proposals for new Measure Z services.
Summary of General Context Factors:
Measure Y final contracts end June 30, 2015.
Measure Z new contracts begin Jan 1, 2016
Six month gap: July 1, 2015 Dec 31, 2015
Cost to keep Measure Y programs fully operational for six month gap period: $3,141,889
History: On Monday, April 27, HSD staff recommended that the Safety and Services Oversight
Committee (SSOC) allocate up to $2,772,832 of Measure Z funds to support a six-month
extension of current violence prevention programs and services. Up to $734,057 of Measure Y
reserve funds are also recommended for use in this six-month extension, as discussed with the
Measure Y Oversight Committee (and pending Council approval).
The SSOC approved a three-month extension of programs and requested that HSD staff return
with options for how that could work, as well as additional information about the RFP timeline
and Oakland Unite performance and accountability measures.
Options: Details are in the attached report, but in summary, options include:
Three-month extension of all contracts, with programs ending by October 2015
Six-month extension of all contracts at half capacity, with programs ending December 2015
Six-month extension of selected contracts, with programs ending December 2015
Revisit Six-month extension of all contracts at full capacity, with programs ending December
2015 please note, staff continue to recommend this option for continuity of services.
Information Attached: To provide the SSOC with the information needed to make a decision,
staff have prepared the following:
Summary of transition options
Attachment A provides a list of the agencies and funding amounts options for gap period.
Attachment B provides a detailed RFP timeline.
Attachment C provides a HSD-generated summary of each currently funded agency that
includes performance data and a brief program description.
Attachment D provides HSD/Oakland Unite accountability measures.
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$3,141,889
$1,739,717
Option
Option 1 Measure Y
Three Month Only
Extension
Option Description
All contracts receive a three month
extension:
July-Aug-Sept, 2015.
Budget Impact
Cost for three months of
fully operational Measure Y
programs = $1,739,717
(with possible
reconsideration for a
second three month
extension)
Option 2 - Measure Y
Six Month Extension
At Reduced Capacity
Measure Z Cost =
$1,005,660
Option 3 Measure Y
Six Month Extension
For Selected Programs
ONLY
MY Reserve of $734,057
Cost for Six months of ALL
Measure Y programs HALF
operational = $1,739,717
Measure Z Cost =
$1,005,660
MY Reserve of $734,057
Cost for Six months of
selected Measure Y
programs FULLY operational
= $2,216,889
Measure Z Cost =
$1,482,832
MY Reserve of $734,057
Option 1 Three month extension of all Measure Y programs through July, August and Sept, 2015.
Contracted commitments for FY 14/15 are completed by June 30, 2015. In July, 2015, program staff will
begin the process of closing out client caseloads, transitioning clients that still need supports and
services to other providers, as available. Agencies have three months to ramp down services and
expectations in the community regarding needed supports.
For most strategies, with only three months to ramp down services and transition active clients,
deliverable expectations will be low as program staff will not be able to take on new clients. For
example, the Juvenile Justice Strategy (400+ youth per year), provides intensive case management for
1
Measure Y Transition to Measure Z Gap Period Funding Options
99
FY 13/14 Year
End Totals
FY 15/16
Projected
Services for 6
Months at Full
Capacity
9,511
2,038
967
4,756
1,019
484
FY 15/16
Estimated
Loss at Half
Capacity for 6
Months
-2,378
-510
-242
131,880
65,940
-32,970
3,292
967
87,592
15,222
421
316
510
369
44,288
1,646
484
43,796
7,611
211
158
255
185
22,144
-823
-242
-21,898
-3,806
-105
-79
-128
-92
-11,072
2
Measure Y Transition to Measure Z Gap Period Funding Options
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Please see Attachment A: Column for Select Programs Fully 6 Months, to see a list of the programs that
would remain intact at full funded for the six month gap period. With this option, the total funding to
preserve the remaining programs fully for six months is $2,216,889.
Attachment A provides a list of the agencies and funding amounts options for gap period.
Attachment B provides a detailed RFP timeline.
Attachment C provides a Human Services Department (HSD)-generated summary of each currently
funded agency that includes performance data and a brief program description.
Attachment D provides Oakland Unite accountability measures.
3
Measure Y Transition to Measure Z Gap Period Funding Options
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ATTACHMENT 8A
Attachment A: List of Agencies and Funding Amounts Options for Gap Period
ALL Programs
Fully
6 Months
AGENCY NAME
Bay Area Legal Aid
East Bay Agency for Children
East Bay Asian Youth Center
(EBAYC)
The Mentoring Center
MISSSEY
OUSD Alternative Education
Youth ALIVE!
Youth UpRising
Youth UpRising
The Unity Council
Youth Employment Partnership,
Inc
Youth Radio
Youth UpRising
OUSD
Community Initiatives
OUSD Alternative Education
Alameda County Health Care
Services Agency
PROGRAM STRATEGY
Option 1 & 2
All Programs
Fully for
3 Months
(or 6 mos at
reduced
capacity)
$5,000
$23,125
$2,500
$11,563
$137,500
$37,500
$56,000
$49,000
$55,000
$75,000
$9,375
$45,000
$68,750
$18,750
$28,000
$24,500
$27,500
$37,500
$4,688
$22,500
$97,233
$47,821
$51,258
$40,000
$75,000
$62,500
$48,617
$23,911
$25,629
$20,000
$37,500
$31,250
$100,000
$50,000
Youth Employment
Youth Employment
Youth Employment
JJC Wraparound/Enrollment Manager
Restorative Justice
Gang Prevention
OUR KIDS Middle School Program
FAMILY VIOLENCE INTERVENTION
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Option 3
Select
Programs
Fully
6 Months
$45,000
$97,233
$47,821
$51,258
Attachment A: List of Agencies and Funding Amounts Options for Gap Period
ALL Programs
Fully
6 Months
AGENCY NAME
Bay Area Women Against Rape
MISSSEY
Family Violence Law Center
Safe Passages
Center for Employment
Opportunities
Civicorps Schools
Men Of Valor Academy
Oakland Private Industry Council,
Inc.
The Mentoring Center
Youth Employment Partnership,
Inc
Youth UpRising
Volunteers of America Bay Area
The Mentoring Center
Volunteers of America Bay Area
Human Service Department, City
of Oakland
CalPEP
PROGRAM STRATEGY
Outreach to Commercially Sexually
Exploited Children (CSEC)
Outreach to Commercially Sexually
Exploited Children (CSEC)
Family Violence Intervention Unit
Mental Health 0 to 5
YOUNG ADULT REENTRY SERVICES
Option 1 & 2
All Programs
Fully for
3 Months
(or 6 mos at
reduced
capacity)
Option 3
Select
Programs
Fully
6 Months
$50,000
$25,000
$50,000
$37,500
$230,000
$20,000
$18,750
$115,000
$10,000
$37,500
$230,000
Reentry Employment
Reentry Employment
Reentry Employment
$77,892
$75,000
$50,000
$38,946
$37,500
$25,000
$77,892
$75,000
$50,000
Reentry Employment
Reentry Employment
$125,063
$9,375
$62,532
$4,688
$125,063
$9,375
Reentry Employment
Reentry Employment
Reentry Employment
Project Choice
Project Choice
$93,720
$55,890
$114,065
$50,000
$130,000
$46,860
$27,945
$57,033
$25,000
$65,000
$93,720
$55,890
$114,065
$65,000
*$65,000
$65,000
$12,500
$6,250
$12,500
Outreach Developer
VIOLENT INCIDENT/CRISIS RESPONSE
Oakland Street Outreach
103
Attachment A: List of Agencies and Funding Amounts Options for Gap Period
ALL Programs
Fully
6 Months
AGENCY NAME
Healthy Communities, Inc.
Oakland California Street
Outreach
Youth ALIVE!
Catholic Charities of the East Bay
(CCEB)
Human Service Department, City
of Oakland
Human Service Department, City
of Oakland
Human Service Department, City
of Oakland
CCNI
Mayor's Office, City of Oakland
PROGRAM STRATEGY
Option 1 & 2
All Programs
Fully for
3 Months
(or 6 mos at
reduced
capacity)
Option 3
Select
Programs
Fully
6 Months
$135,500
$67,750
$135,500
$349,035
$62,500
$174,518
$31,250
$349,035
$62,500
$150,000
$75,000
$150,000
$75,000
*$75,000
$75,000
$10,000
$5,000
$10,000
$65,000
$93,000
$39,537
*$65,000
*$93,000
*$39,537
$65,000
$93,000
$39,537
$3,141,889
$2,407,832
$734,057
$1,739,717
$1,005,660
$734,057
$2,216,889
$1,482,832
$734,057
TOTAL
Measure Z
Measure Y Reserve
* City staff positions are subject to no lay off requirements and are budgeted at full FTE for six months
104
ATTACHMENT 8B
What
When
January to
February 2015
January to
March 2015
- Page 1 105
May to June
2015
July to August
2015
August to
October 2015
October to
November
2015
November to
December
2015
January 2016
- Page 2 106
ATTACHMENT 8C
Table of Contents
Focused Youth Services
Juvenile Justice and OUSD Wraparound Services
East Bay Asian Youth Center . . . . . . . . .. . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . .
MISSSEY . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
OUSD Alternative Education . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
The Mentoring Center . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Youth ALIVE! . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Youth UpRising . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
OUSD JJC Manager . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Youth Employment
The Unity Council . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Youth Employment Partnership . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Youth Radio . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Youth UpRising . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Restorative Justice
Community Initiatives/Restorative Justice for Oakland Youth . . . . . . . . . . . . . . . . . . . .
Gang Prevention
OUSD Alternative Education . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
OUR KIDS Middle School Strategy
Alameda County Health Care Services Agency . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Family Violence Intervention
Outreach to Sexually Exploited Children (CSEC)
Bay Area Women Against Rape . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
MISSSEY . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Mental Health Services for Ages 0 to 5
Safe Passages . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Family Violence Intervention Unit
Family Violence Law Center . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
3
3
4
4
5
5
6
6
7
7
8
8
9
9
10
10
11
11
Page 1 of 19
107
Page 2 of 19
108
% of Goal Reached
Service
Clients re/enrolled in school or other education
Case management hours
Case managed clients
Violence prevention groups sessions
Clients enrolled in violence prevention groups
Clients referred to Measure Y Employment training
Clients with one supportive adult identified
Presentations at NCPC meetings
Annual
Goal
FY 12/13
FY 13/14
FY 14/15
Q3
101
3030
101
30
30
11
101
4
102%
157%
109%
167%
173%
436%
109%
100%
100%
137%
100%
817%
127%
379%
100%
100%
121%
105%
99%
423%
137%
491%
158%
75%
MISSSEY
Focused Youth Services
Juvenile Justice Center and OUSD Wraparound Services
Program Description: MISSSEY provides wraparound case management to 40 Commercially Sexually
Exploited Children (CSEC) and at risk girls leaving the Juvenile Justice Center and reengaging with OUSD;
provides assessment based life planning, incentives for achievement, violence prevention workshops,
and job placement services to promote school attendance and compliance with probation terms.
Deliverables:
% of Goal Reached
Service
Clients re/enrolled in school or other education
Page 3 of 19
109
Annual
Goal
FY 12/13
FY 13/14
FY 14/15
Q3
40
100%
93%
68%
1200
40
20
8
40
4
124%
103%
135%
113%
100%
100%
87%
105%
215%
100%
100%
100%
78%
100%
10%
0%
55%
100%
% of Goal Reached
Service
Annual
Goal
FY 12/13
FY 13/14
FY 14/15
Q3
36
111%
119%
86%
1080
36
90
36
6
36
4
100%
122%
170%
200%
250%
119%
100%
101%
139%
174%
100%
283%
133%
100%
73%
94%
126%
72%
200%
89%
75%
% of Goal Reached
Service
Clients re/enrolled in school or other education
Case management hours
Case managed clients
Violence prevention group sessions
Clients enrolled in violence prevention groups
Clients with one supportive adult identified
Clients referred to Employment and Training Programs
Presentations of NCPC meetings
Page 4 of 19
110
Annual
Goal
FY 12/13
FY 13/14
FY 14/15
Q3
34
1080
34
38
17
34
17
4
112%
115%
124%
132%
145%
100%
176%
100%
88%
101%
102%
111%
130%
100%
112%
100%
85%
82%
91%
84%
124%
91%
112%
50%
% of Goal Reached
Service
Annual
Goal
FY 12/13
FY 13/14
40
100%
1200
40
30
12
40
10
4
86%
115%
72%
6%
115%
100%
100%
103%
129%
120%
97%
67%
103%
110%
125%
FY 14/15
Q3
78%
66%
113%
113%
108%
113%
120%
125%
Youth UpRising
Focused Youth Services
Juvenile Justice Center and OUSD Wraparound Services
Program Description: Youth UpRising (YU) provides wraparound case management to counsel and
mentor 69 at risk youth leaving the Juvenile Justice Center (JJC) and reengaging with OUSD, to promote
school attendance and compliance with probation terms. Case management services include
assessments, individual development plans, academic tutoring and support and follow-up services.
Services are provided in collaboration with YUs clinical mental health staff. Man Up and Womens
Circle support groups are also implemented which include counseling and mentoring. They also receive
federal Second Chance funding for this work.
Deliverables:
% of Goal Reached
Service
Clients re/enrolled in school or other education
Page 5 of 19
111
Annual
Goal
FY 12/13
FY 13/14
62
2020
120%
113%
92%
116%
62
8
35
62
18
4
129%
625%
103%
120%
213%
100%
101%
1013%
100%
92%
100%
100%
FY 14/15
Q3
89%
83%
94%
725%
89%
89%
128%
75%
% of Goal Reached
Annual
Goal
FY 12/13
FY 13/14
360
12
108%
125%
110%
133%
11
4
NA
NA
109%
175%
737 total
161 total
109%
250%
661 total
392 total
Service
FY 14/15
Q3
98%
75%
82%
75%
539 total
715 total
% of Goal Reached
Service
Clients served
Page 6 of 19
112
Annual
Goal
FY 12/13
FY 13/14
32
97%
207
2424
192
2157
4
59%
80%
223%
70%
175%
34%
17%
19%
35%
39%
100%
FY 14/15
Q3
91%
59%
76%
192%
103%
75%
% of Goal Reached
Service
Clients served
Annual
Goal
FY 12/13
FY 13/14
90
113%
1800
7200
72
1800
1800
4
136%
129%
100%
408%
211%
150%
114%
159%
128%
113%
102%
100%
150%
FY 14/15
Q3
90%
105%
88%
88%
88%
213%
100%
Youth Radio
Focused Youth Services
Youth Employment
Program Description: Youth Radio, through the Media Advocates Transforming Community Health
Program (MATCH), provides job-training and stipend work experience that emphasizes media skills
building and health advocacy for 24 at-risk youth on probation or parole through hands on media
production workshops.
Deliverables:
% of Goal Reached
Annual
Goal
Service
Clients served
Page 7 of 19
113
24
200
5
1080
195
1700
140
15
24
4
FY 12/13
FY 13/14
121%
117%
97%
80%
96%
99%
100%
101%
73%
117%
100%
81%
100%
101%
179%
79%
107%
158%
129%
100%
FY 14/15
Q3
83%
44%
80%
63%
82%
62%
105%
40%
83%
75%
% of Goal Reached
Service
Clients completing 100 hours of work experience
Annual
Goal
FY 12/13
FY 13/14
24
70%
2400
30
4
600
540
4
146%
123%
100%
238%
121%
100%
100%
130%
100%
100%
119%
105%
100%
FY 14/15
Q3
46%
92%
120%
50%
213%
453%
75%
% of Goal Reached
Annual
Goal
FY 12/13
FY 13/14
10
160%
20
200
100
100
500
175
4
250%
339%
0%
251%
272%
170%
100%
130%
205%
Service
Page 8 of 19
114
495%
301%
142%
375%
132%
100%
FY 14/15
Q3
120%
175%
407%
224%
182%
177%
123%
75%
% of Goal Reached
Annual
Goal
Service
Community training event sessions
33
450
53
800
4
FY 12/13
FY 13/14
103%
100%
128%
146%
198%
109%
100%
238%
127%
100%
FY 14/15
Q3
70%
82%
177%
110%
75%
% of Goal Reached
Annual
Goal
FY 12/13
FY 13/14
520
189%
7500
800
150
650
4
169%
136%
199%
454%
0%
104%
164%
Service
Page 9 of 19
115
212%
86%
963%
100%
FY 14/15
Q3
85%
90%
60%
76%
520%
75%
% of Goal Reached
Service
Intensive outreach clients
General outreach clients
Referrals given for MISSSY SPA Drop-in Center
Community members trained/Professional Development
Presentations at NCPC meetings
Annual
Goal
FY 12/13
FY 13/14
FY 14/15
Q3
225
425
300
150
4
91%
521%
171%
245%
100%
95%
104%
120%
387%
75%
83%
4%
0%
172%
50%
MISSSEY
Family Violence Intervention
Outreach to Sexually Exploited Children
Program Description: Safe Place Alternative (SPA) offers a drop-in center program for commercially
sexually exploited children. The SPA is open from 2 to 7pm M-F and provides meals, incentives, field trip
activities and hygiene supplies in addition to a structured curriculum for building self care and life skills.
Youth are also referred to case management and employment opportunities.
Deliverables:
% of Goal Reached
Annual
Goal
Service
Intensive outreach clients
Intensive outreach hours
65
40
Page 10 of 19
116
10
100
50
1095
4
FY 12/13
FY 13/14
112%
106%
100%
57%
250%
125%
60%
93%
100%
58%
36%
102%
100%
100%
FY 14/15
Q3
48%
80%
80%
143%
86%
79%
100%
% of Goal Reached
Annual
Goal
FY 12/13
FY 13/14
160
109%
150
4
112%
25%
116%
102%
125%
Service
FY 14/15
Q3
116%
95%
125%
% of Goal Reached
Service
Clients placed into shelter/emergency housing
Intensive outreach clients
Intensive outreach hours
Intensive Care Services Clients
Intensive Care Services Hours
Clients provided with legal assistance
OPD Referrals/Police Reports reviewed by Advocate
OPD officers trained
0-5 mental health clients
0-5 mental health service hours
Presentations at NCPC meetings
Page 11 of 19
117
Annual
Goal
FY 12/13
FY 13/14
FY 14/15
Q3
40
1000
2000
20
250
200
n/a
215
70
400
4
355%
114%
100%
n/a
n/a
n/a
4096 total
153%
n/a
n/a
100%
545%
116%
200%
120%
134%
477%
4180 total
114%
n/a
n/a
100%
398%
117%
163%
130%
79%
195%
2525 total
84%
77%
120%
100%
% of Goal Reached
Annual
Goal
Service
Clients served
80
35
31
24
20
315
1280
4
FY 13/14
FY 14/15
Q3
104%
225%
109%
81%
54%
30%
100%
123%
50%
154%
1545%
17%
985%
124%
113%
75%
CiviCorps
Young Adult Reentry Services
Reentry Employment
Program Description:
Civicorps Schools provides case management, education, employment training, subsidized employment,
job placement, and job retention services to 30 youth/young adults (18-26 years of age) who are on
probation or parole.
Deliverables:
% of Goal Reached
Annual
Goal
Service
Clients placed in employment
Clients retained in employment 30 days
Client hours of work experience
Clients with 200 hours of work experience
Case management hours
Client hours of life skills and pre-employment skills
Client hours of education
# of presentations at NCPC meetings
8
6
5250
15
320
630
6300
4
Page 12 of 19
118
FY 12/13
FY 13/14
113%
133%
195%
69%
102%
120%
164%
100%
75%
67%
133%
63%
104%
103%
153%
75%
FY 14/15
Q3
150%
167%
62%
53%
139%
113%
77%
75%
% of Goal Reached
OU
OU &
Annual
FY 12/13
FY 13/14
*CBSCC
Service
Goal
Goal
Clients served
25
188%
204%
37
20
29
80%
Clients placed in employment
75%
15
20
60%
Clients retained in employment 30 days
127%
Clients retained in employment 90 days
12
50%
75%
15
Clients retained in employment 180 days
6
33%
83%
6
Case management hours
310
101%
63%
460
Client hours of life skills and pre-employment skills
1235
265%
156%
1795
Client hours of job skills/vocational training
1580
428%
169%
2300
# of NCPC presentations
4
100%
100%
4
* Deliverables were increased for FY 14/15 due to added CBSCC funding
FY 14/15
Q3
197%
97%
115%
80%
133%
66%
123%
64%
75%
OU
Annual
Goal
69
55
% of Goal Reached
OU &
FY 12/13
FY 13/14
*CBSCC
Goal
90%
114%
83
62
91%
62%
Page 13 of 19
119
70%
61%
60%
147%
63%
128%
95%
100%
62
47
22
7920
54
703
2650
4
FY 14/15
Q3
84%
45%
50%
60%
64%
69%
44%
73%
52%
25%
% of Goal Reached
Service
Clients placed in employment
Annual
Goal
FY 12/13
FY 13/14
125%
6
30
360
26
1426
5720
4
133%
143%
100%
123%
124%
100%
100%
100%
117%
157%
101%
100%
100%
104%
100%
FY 14/15
Q3
75%
83%
127%
78%
81%
75%
82%
100%
% of Goal Reached
Service
Clients placed in employment
Page 14 of 19
120
Annual
Goal
FY 12/13
FY 13/14
25
100%
14
16
30
300
4050
4944
1876
20
4
130%
100%
107%
339%
79%
129%
101%
65%
150%
33%
40%
0%
110%
457%
111%
82%
83%
100%
150%
FY 14/15
Q3
68%
86%
44%
97%
217%
73%
45%
61%
70%
100%
% of Goal Reached
Service
Clients placed in employment
Annual
Goal
FY 12/13
FY 13/14
58%
5
13
2730
435
562
4
50%
147%
91%
101%
78%
100%
11%
0%
115%
55%
152%
109%
100%
FY 14/15
Q3
33%
0%
131%
49%
62%
27%
75%
% of Goal Reached
Service
Annual
Goal
FY 12/13
FY 13/14
Clients
21
138%
840
1690
21
21
4
100%
100%
100%
100%
100%
157%
100%
100%
100%
110%
100%
Page 15 of 19
121
FY 14/15
Q3
119%
81%
90%
71%
81%
50%
% of Goal Reached
Annual
Goal
Service
Clients receiving mental health assessments
50
60
Clients
Case management hours
Case management contacts
Client hrs of support groups (pre- release)
Client hrs of support groups (post release)
Presentations at NCPC meetings
2000
2120
240
600
4
Page 16 of 19
122
FY 12/13
FY 13/14
94%
100%
177%
216%
105%
141%
65%
174%
125%
102%
103%
125%
125%
275%
FY 14/15
Q3
70%
143%
75%
82%
198%
79%
100%
% of Goal Reached
Annual
Goal
Service
# of outreach events where Rapid HIV testing occurs
# of general outreach event participants
# of clients provided with a referral
26
260
120
FY 12/13
FY 13/14
100%
100%
102%
168%
100%
120%
FY 14/15
Q3
77%
79%
156%
% of Goal Reached
Annual
Goal
Service
Case management clients
60
2100
200
1000
2400
300
5000
12
24
9
30
Page 17 of 19
123
FY 12/13
FY 13/14
152%
142%
100%
103%
104%
101%
107%
154%
n/a
92%
104%
100%
142%
105%
117%
151%
239%
263%
117%
104%
100%
338%
FY 14/15
Q3
160%
71%
75%
86%
98%
176%
191%
75%
75%
122%
437%
% of Goal Reached
Annual
Goal
Service
Intensive outreach clients
60
300
25
750
1600
190
2250
12
12
24
FY 12/13
FY 13/14
114%
100%
104%
103%
236%
142%
112%
95%
n/a
67%
108%
88%
FY 14/15
Q3
68%
78%
84%
106%
97%
76%
78%
108%
75%
67%
216%
102%
112%
102%
91%
117%
100%
92%
% of Goal Reached
Annual
Goal
260
1450
Service
Intensive outreach clients
Intensive outreach hours
115
1449
60
350
4
Page 18 of 19
124
FY 12/13
FY 13/14
87%
102%
110%
87%
122%
119%
200%
341%
100%
96%
112%
100%
149%
100%
FY 14/15
Q3
117%
88%
74%
67%
105%
91%
100%
% of Goal Reached
Annual
Goal
FY 12/13
FY 13/14
1260
105%
72
110
110
4
100%
148%
119%
100%
108%
113%
113%
166%
125%
Service
Page 19 of 19
125
FY 14/15
Q3
89%
99%
64%
95%
125%
ATTACHMENT 8D
Accountable to Who?
Developing a Client-Centered, Team Approach to Violence Intervention
A division of the City of Oaklands Human Services Department, Oakland Unite reduces violence
by funding and coordinating violence prevention and intervention programs throughout the
city. Oakland Unite staff work with community partners to support accountability to one
another, and, most importantly, to those served by programs.
- Page
126 1
When issues arise from site visits/reviews, staff issue corrective actions and work with
grantees to develop a plan to address. Corrective actions that are not addressed may result
in withholdings or not being recommended for renewal.
- Page
127 2
Street Outreach teams who track violence trends, retaliation threats, and the need for
interruption services related to shootings and homicides.
Oakland Unite hosts the meeting and track cross-agency follow-up with a focus on safety.
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128 3
ATTACHMENT 9
MEMORANDUM
TO: Safety and Services Oversight Committee
Purpose: The purpose of the attached report and supplemental materials are to provide the
Safety and Services Oversight Committee (SSOC) with an overview of the proposed spending
plan for Measure Z-funded violence intervention services and receive input.
History: Recommendations for strategy areas and overall funding amounts are based on a fivemonth planning process that has included:
Internal review of evaluation and service data, including deliverables, demographics and
client outcomes, as well as input from Program Officers on strategy strengths and gaps.
Review of the draft Asset Inventory and Gaps Analysis prepared by Urban
Strategies/Prevention Institute including determination of most highly stressed police beats
based on crime, probation, and school district data (to be released on May 27).
Review of recommendations provided by Resource Development Associates based on past
evaluations and literature review of current best and evidence-based practices.
Focus groups conducted by HSD staff with current Oakland Unite providers, clients, and
other members of Measure Z target population to gather input of program effectiveness
and areas for growth.
Interviews with public partners (such as Probation, OPD, Ceasefire Steering Committee) to
determine how Measure Z resources can best supplement and support broader City/County
violence prevention efforts.
Summary of Next Steps:
After receiving input, HSD will return to the SSOC on May 27 with a more detailed spending
plan that includes projected service numbers.
Pending SSOC approval, HSD hopes to present the detailed spending plan to the Public
Safety Committee on June 23 and (pending approval) to Full Council on June 30.
This timeline would allow for RFP release in mid-July/early August 2015, award
recommendations to be made in October, and new contracts to begin January 2016.
Information Attached: To provide the SSOC with the information needed to make a decision,
staff have prepared the following:
Overview of Proposed HSD/Oakland Unite Service Spending Plan
Attachment A provides a summary table of funding amounts by strategy and sub-strategy
Attachment B provides visual of proposed strategy areas
129
Innovation Fund
3%
Life
Coaching/Intensive
Case Management
30%
Violent Incident and
Crisis Response
34%
Education and
Economic SelfSufficiency
24%
Page 1
Major Ceasefire investment: over $1.5 million annually for expanded case management, client
leadership development, employment support, and coordination.
Increased overall focus on interventions serving those involved in and directly affected by
violence, such as Street Outreach and first response services for victims of gun violence, family
violence, and sexual exploitation.
Increased emphasis on coordination across providers, systems and community members through
case conferencing and other built-in partnerships.
Even higher intensity case management services, including shared standard of practice around
assessment and engagement, small caseloads, longer service periods, and structured stipends.
Community capacity-building fund to empower and engage clients, family members, and other
residents in neighborhoods most affected by violence.
Innovation fund to create space for emerging ideas and promising practices/programs in violence
intervention to prove their effectiveness.
Strategy Area
Life Coaching/Case Management
Life Coaching/ Case Management
Community Asset Building
Violent Incident & Crisis Response
Educ. & Economic Self-Sufficiency
Page 2
Estimated $1 million annually in adult employment services with priority for Ceasefire clients
Estimated $300,000 annually in community engagement efforts that focus on neighborhoods that
experience a disproportionate amount of gun violence.
Additionally, leveraged funds for Ceasefire include a state CalGRIP grant of $1.5 million over three years
to support mentorship development for Ceasefire clients.
I.
Goal: To form deep, long-term relationships with highest risk youth and young adults, including
coaching, advocacy, system navigation and connection to basic needs and resources.
Measure Z Language: (a) Street outreach and case management to youth and young adults at high-risk
of involvement in violence in order to connect individuals in need of employment, mental health, or
educational services to needed programs
Population(s):
Youth/Young adult considering using or using violence to solve conflicts
Youth/Young adult with a serious/violent offense returning to the community after incarceration
Key Components:
Client-centered approach prioritizing safety, health and personal development
Small caseloads (ratio 12:1)
High intensity engagement (daily touch)
12-18 month service period
Must use needs assessment to inform life/case plan
Case conferencing required
Incentivized participation for highest risk
Coaching includes basic life skills as well as critical thinking, attitudes and behaviors
Proposed Changes from Current Funding:
Case Management a stand-alone strategy area
Even more strategic, defined referral mechanisms (points of entry)
More emphasis on standard protocols for engagement and assessment
More investment in structured client incentives for milestones
More robust coordination across providers, strategies and systems
Sub-Strategies
Intensive Youth Case Management
Intensive Adult Case Management
Subtotal
Page 3
II.
Goal: To connect highest risk youth and young adults with employment through skills and job readiness
training, academic support, job placement, and strengthening employer relationships.
Measure Z Language: (c) Reentry programs for youth and young adults, including case management,
school support, job training and placement in order to reduce recidivism rates and improve educational
and employment outcomes;
Population(s):
Youth/Young adult at highest risk of violence
Youth/Young adult with a serious/violent offense returning to the community after incarceration
Key Components:
Prioritize referrals from Oakland Unite Case Managers
Employment Specialist at each agency works closely with client and Case Manager
Employment Specialist must demonstrate capacity to effectively work with target population
Case conferencing required
Incentives for employment retention
Funds to support client job readiness (travel, attire, tools, certification)
Soft and hard skills training
Paid job training/internships/transitional employment
Long-term job placement and retention
Proposed Changes from Current Funding:
Dedicated Job Developer/Retention Specialist to work with employers and Employment Specialists
on creating jobs and career pathways that meet employer needs
Focus on building employer-readiness that is aligned with client readiness
Increasing capacity to successfully support high-risk individuals in employment through strong
connection with dedicated case manager, training for employers, stipends
Sub-Strategies
Youth Employment/Academic Support
Adult Employment/Academic Support
Subtotal
III.
Goal: To provide individual and community support following a violent incident, with an eye to
developing relationships that can interrupt retaliation and prevent future violence.
Measure Z Language: (b) Crisis response, advocacy and case management for victims of crime
(including domestic violence victims, commercially sexually exploited children, and victims of shootings
Page 4
and homicides) with a strategic focus on reducing likelihood of being re-victimized and (d) Young
children exposed to trauma or domestic and/or community violence.
Population(s)
Young child/adult experiencing violence in the home
Young person being sexually exploited
Youth/young adult who is shot
Family, friends, community of young person who is shot or killed
Key Components
Direct response to shooting victims, families of homicide victims, and those experiencing family
violence within 24-48 hours of incident
Outreach and support for individuals experiencing sexual exploitation
Outreach and support to individuals and communities deeply impacted by gun violence
Trained specialists in intense conflict mediation and violence interruption
First response/outreach services integrated with longer-term clinical case management
Emphasis on mental health services that also address holistic needs associated with aftermath of
violence (housing, etc.)
Strong coordination among those involved in incident response including with Ceasefire efforts,
Highland Hospital, OPD and other law enforcement entities, and community networks
Proposed Changes from Current Funding:
Relocation pilot program for those at highest risk of immediate gun violence
Increased coordination between homicide/shooting response, Street Outreach and Ceasefire efforts
Street Outreach teams even more focused on incident response, violence interruption and
community engagement
Community healing circles following violent incident
Integration of services for young children in family violence and homicide response
Sub-Strategies
Homicide/Shooting Response & Support
Network
Street Outreach
Family Violence Intervention
Comm. Sexually Exploited Minor Intervention
Subtotal
IV.
$1,506,458
$461,161
$179,340
$2,736,220
Goal: To deepen the capacity of service providers and communities most affected by violence to change
norms and decision-making around violence.
Page 5
Measure Z Language: Coordination of public systems and community-based social services with a joint
focus on youth and young adults at highest risk of violence as guided by data analysis.
Population(s)
Providers in the Oakland Unite network
Community members (parents, residents, educators) in neighborhoods most impacted by violence
Key Components
Offer training, tools, and resources to providers that increase their effectiveness when working with
high-risk clients
Training may include: motivational interviewing, trauma-informed care, case planning, restorative
justice techniques, BMoC informed practices
Support structures, events, and trainings that develop and empower community leaders, helping
them to be active partners in community-wide violence reduction
Community capacity-building activities may include: Leadership Council for Ceasefire and Street
Outreach, Peace in the Parks Program, training for parents and educators
Proposed Changes from Current Funding
New strategy area that focuses on internal capacity of both providers and communities
Intended to highlight best practices within the provider network and encourage learning new skills
and shared approaches based on evidence
Sub-Strategies
Provider Network Skills and Capacity Building
Community Engagement and Support
Subtotal
V.
Innovation Fund
Goal: To create space for emerging ideas and promising practices/programs in violence intervention to
prove their effectiveness.
Population(s): priority given to services focused on those affected by gun violence
Key Components
Innovation programs/practices may include employment, diversion programs,
social/political/cultural education, healing approaches, leadership development
Mechanisms to capture lessons learned with an eye to informing future interventions
Proposed Changes from Current Funding:
New strategy area to provide seed funds that incubate high potential programs/practices
Subtotal
Page 6
ATTACHMENT 9A
Attachment A: Overview of Proposed HSD/Oakland Unite Spending Plan Strategies and Substrategies
Overview of Proposed HSD/Oakland Unite Service Spending Plan
Jan 2016 - June 2016
FY 16/17
500,000
1,024,802
687,500
1,409,102
Subtotal
1,187,500
2,433,904
375,000
768,601
550,000
1,127,282
Subtotal
925,000
1,895,883
287,500
589,261
Street Outreach
735,000
1,506,458
225,000
461,161
87,500
179,340
Subtotal
1,335,000
2,736,220
100,000
204,960
272,500
558,517
Subtotal
372,500
763,477
Subtotal
123,491
253,107
TOTAL
3,943,491
8,082,591
Innovation Fund
Page 7
ATTACHMENT 9 B
OPD/Ceasefire Call-ins
Probation/Parole
San Quentin/Santa Rita
Outreach & Crisis Response
Highland Hospital
OUTCOMES
-
Life Coaching
-
- Youth/Young adult
considering using or
using violence to solve
conflicts
- Youth/Young adult
with a serious/violent
offense returning to the
community after
incarceration
Young child/adult
experiencing violence in the
home
Page 8
ATTACHMENT 10
To:
From:
Date:
Subject:
SSOC Commissioners
Teresa Deloach-Reed, Chief, Oakland Fire Department
5/12/2015
Priority Spending Plan for OFD
The Oakland Public Safety and Services Violence Prevention Act of 2014 (Safety and Services Act) calls for
each department which will receive funds from the Act to present, every three (3) years, a priority spending
plan for funds received from the Act. The plan should include proposed expenditures, strategic rationales for
expenditures, and intended measureable outcomes expected from those expenditures. The Act calls for the
presentation of a plan to be presented within 120 days of January 1, 2015 which is the effective date of the
Act. This report presents a timeline for all priority spending plans which will come before the Commission as
well as presenting the priority spending plans for the City Administrator's Office, the Finance Department,
and the Mayor's Office.
The following page shows the priority spending plan for the Oakland Fire Department. The expenditure plan
only include a two-year projection because precise staff costs beyond the second year is currently unknown
because it is outside of the two-year cycle. The annual total allotment, however, is listed for each year
because it is a static dollar amount each year.
138
FY 15-16
2,000,000 $
Proposed Priority Spending Plan by Fiscal Year for One Engine Company
Item
FY 15-16
Salary and Benefits - Captain of Fire (2 FTE)
$
472,040
Salary and Benefits - Lieutenant of Fire (2FTE)
$
436,623
Salary and Benefits - Engineer of Fire (4 FTE)
$
816,224
Salary and Benefits - Fire Fighter Paramedic (4FTE)
$
824,531
Salary and Benefits - Fire Fighter (4FTE)
$
749,628
OFD Total for One Engine Company
$
$
$
$
$
3,299,046 $
FY 16-17
2,000,000 $
FY 16-17
486,599
450,064
841,398
849,961
772,748
Unknown
Unknown
Unknown
Unknown
Unknown
FY 17-18
2,000,000
FY 17-18
Descriptions:
Minimum staffing per Engine Company is as follows:
(1) Captain of Fire, (1) Lieutenant of Fire, (3) Engineers of Fire, (3) Fire Fighter Paramedics, and (3) Fire Fighters.
One company is one single fire house. The personnel costs (above) for staffing an Engine Company require an
additional position to be factored into each FTE rank. The additional personnel are assigned to fill vacancies for
personnel on leave (i.e., sick, vacation, regular day off).
The Oakland Fire Department has an authorized strength of 507 sworn members in the proposed FY 2015-17
budget. Aside from the $2 Million Measure Z Funds, the General Purpose Fund (GPF) funds all sworn positions,
except one positon that is fully grant funded and two positions that are partially grant funded.
Operations and Maintenance (O & M) costs are not included in the above calculations.
139
ATTACHMENT 11
AGENDA REPORT
TO: JOHN A. FLORES
INTERIM CITY ADMINISTRATOR
DATE:
City Administrator
Approval
Date
COUNCIL DISTRICT: City-Wide
RECOMMENDATION
Staff recommends that the Public Safety Committee approve this spending plan for Measure Z
funds from the Oakland Police Department (OPD).
OUTCOME
This report will help inform discussion between the Oakland Police Department, the Measure Z
Advisory Committee, and the Public Safety Committee regarding the planned expenditure of
Measure Z funds.
http://lawstreetmedia.com/crime-america-2015-top-10-dangerous-cities-200000-2/
140
The tax proceeds raised by these special taxes may be used only to pay for any
costs or expenses relating to or arising from efforts to achieve the following
objectives and desired outcomes:
1. Reduce homicides, robberies, burglaries, and gun-related violence;
2. Improve police and fire emergency 911 response times and other police
services; and,
3. Invest in violence intervention and prevention strategies that provide support
for at-risk youth and young adults to interrupt the cycle of violence and
recidivism.
To address these objectives the Oakland Police Department is seeking to sustain and expand the
Ceasefire strategy, enhance the Crime Reduction Teams, and Community Resource Officers.
History of the Ceasefire Strategy
In 2012, Oakland reached its highest homicide total since 2006, with 126 murders. In response to
this violence, City leadership and the Chief of Police considered re-implementing the Ceasefire
strategy. In previous years, the city had attempted and failed to fully implement the strategy.
With a significant spike in homicides at the close of 2012, City leadership made a commitment
to the Ceasefire strategy and began contracting with the California Partnership for Safe
Communities (CPSC) to implement it.
Figure 1: Homicides in the City of Oakland 1970-2014
180
165
160
146149
140
120
100
100
91
80
60
86
106
94 91
123
116
114
108
101
97 96
94
130
129
154
145
140137
114112
108109
93
80
99
72
66
104 103
93
80
84
82
126
120
116
90
90
80
60
Homicides
40
20
0
1970 1972 1974 1976 1978 1980 1982 1984 1986 1988 1990 1992 1994 1996 1998 2000 2002 2004 2006 2008 2010 2012 2014
In 2012, the CPSC began working with the City of Oakland to help implement the Ceasefire
strategy. They began by conducting and up-to-date analysis about Oakland homicides and gang
141
activity. This problem and opportunity analysis provided a shared understanding of the nature
of violence in Oakland and allowed all stakeholders to operate from a common understanding.
The CPSC offered the implementation of the Ceasefire strategy as a solution.
From this series of meetings, a community working group made up of faith leaders, service
providers, and staff from the Oakland Police Department and the mayors office was formed. A
law enforcement partners group and steering committee were created. The U.S. Attorneys
Office led the partnership that created the law enforcement partners group whose purpose was to
ensure that senior and mid-level law enforcement professionals from federal, state and local
agencies would focus their collective resources on individuals in groups and gangs who were
engaging in violence. The steering committee included the chairs of the community working
group, senior staff from the citys Human Services Department, staff from the mayors office,
and the Chief and Assistant Chief of Police. This steering committee decided what the goals of
the Ceasefire strategy would be:
In order to accomplish these goals the strategy utlizies two forms of direct communications.
They include call-ins and custom notifications:
Custom notifications are smaller, one-on-one meetings with law enforcement, one or two
community members, and participants who may or may not be on probation or parole.
These small meetings still reflect the full partnership: community leaders and residents
impacted by violence, outreach and support services, and law enforcement.
The first call-in was held in October 2012. Since then, call-ins, custom notifications, night walks,
and focused law enforcement actions have been held consistently, using data to ensure a laserlike focus on young men who are at highest risk of violence. Following these efforts, Oakland
has seen a 36.5 percent reduction in homicides during the past two years.
Leveraging Funding
Oakland received funding under a PSN (Project Safe Neighborhoods) grant in January 2014
through the U.S. Attorneys Office, and a Cal GRIP (California Gang Reduction Intervention and
Prevention Program) grant in 2014. A large portion of the PSN grant paid for the Ceasefire
program director that coordinates the strategy within OPD and works with the citys Human
Services Division (HSD) to ensure that high-risk individuals requesting social service assistance
can obtain it. Since the program director position was created and funding allocated to stabilize
it, three work groups have been established:
142
The Ceasefire program director coordinates and actively participates in these groups and shares
appropriate information between them.
The Cal GRIP grant is a three year grant that is being used to leverage the costs of the Oakland
Unite Case Managers, technical assistance, and the creation of a mentoring program for
Ceasefire clients. Oakland Unite is working closely with The Mentoring Center and the
Empower Initiative to develop and implement this mentoring program.
Coordination: Ceasefire Partnership Meetings
The Ceasefire Partnership includes participation from Oakland Unite staff (social services), the
Assistant Chief of the Oakland Police Department, the Ceasefire Unit and Crime Reduction
Team, CPSC staff, and community partners. At Partnership Committee meetings, the most upto-date version of the shooting scorecard gathered from the weekly Oakland police shooting
and homicide reviews is shared. This allows social service and community partners to ensure
that night walks by concerned residents and clergy take place in the most active areas and that
individuals from violence-involved groups receive higher-intensity case management. This
collaboration also provides for the continued development and implementation of the Procedural
Justice Police Legitimacy and Implicit Bias work. The committee also plans the call-in meetings
and its members often participate as speakers. These partnership meetings take place every 60 to
90 days, with smaller subcommittees meeting in between.
Law Enforcement Coordination & Data Driven Approach to Reducing Crime
The Oakland Police Departments Weekly Shooting and Homicide Reviews include full
participation from the departments Ceasefire CRT (Crime Reduction Team), the U.S. Marshals
Service, FBI analysts, ATF (the Bureau of Alcohol, Tobacco, and Firearms), Alameda County
Probation, California State Parole, Oakland Housing Authority, and OPDs Criminal
Investigations Division, crime analysts, and area commanders. At the meetings, partners review
and share information about every shooting and homicide during the previous week to ensure a
shared understanding of the groups or gangs driving violence. Participants also create and assess
solutions that sharply focus on individuals within groups who are at the highest risk of being
victims or perpetrators of gun violence. At each meeting the following items are discussed as
they pertain to each incident:
143
o Attention and support that Oakland police and other agencies might provide to
deter groups from shooting
o Direct communication strategies (custom notifications and call-ins) to address
these groups, including who the partners should focus on and how, and what
role each partner might play
The Law Enforcement Partners meeting occurs quarterly, and is largely informed by the weekly
shooting reviews. This meeting is attended by management from the U.S. Attorneys Office,
ATF, FBI, the Alameda County District Attorneys Office, California Department of Corrections
and Rehabilitation, Alameda County Probation, California Highway Patrol, Oakland Housing
Authority, DEA, Department of Homeland Security, Alameda County Sherriffs Department,
and the U.S. Marshals Service. The meetings provide the agencies with current data, and may
include requests to supplement Oakland police efforts in 90-day plans based on the shooting
reviews to determine the most active gang or group feuds and the vulnerabilities of
individuals involved in these groups.
Since the beginning of the strategy in October 2012, the Ceasefire Partnership has conducted
eight call-ins and more than 130 custom notifications with high-risk young adults. These occur
on the street, in hospitals, homes, and in custody. These efforts added up to 279 direct
communications with individuals at highest risk of gun violence.
Table 1: Areas of Oakland represented in Ceasefire Call-Ins
Call-In Date
October 2012
March 2013
September 2013
December 2013
March 2014
July 2014
November 2014
March 2015
Number of
Attendees
20
23
19
21
15
15
20
16
149
Signed Up for
Services
12 (60%)
18 (78%)
13 (68%)
19 (90%)
13 (80%)
15 (100%)
17 (85%)
15
(94%)
122
144
Negotiated Settlement Agreement addressing police misconduct. Given this history, it was clear
to all partners participating in the Ceasefire strategy that they could not solely focus on reducing
crime without also building community trust. As such, the third goal of the strategy is to
strengthen relationships between the police and communities most impacted by violence.
As an initial step, the partnership decided to embark on police legitimacy and procedural justice
training. A shared interest in improved outcomes for the city and those at highest risk of violence
brought community partners to the table with the OPD. With a commitment to accomplish the
following:
Applying the rationale that recipients of police services and those most affected by crime and
violence have perspectives that should be respected and taken into account, Oakland agreed that
the community partners would co-author Oaklands training and be involved in the instruction.
After observing Chicagos version of this training, Oakland engaged in six months of planning to
modify the curriculum and build internal capacity to deliver the training in partnership with the
community.
Oakland has already trained all sworn personnel, and has begun training civilian staff. Oakland
developed the first and only (we recently began working with the California Department of
Justice to create a course so that outside agencies could be trained) POST-certified procedural
justice course in California, and it is the only course with community instructors. The training
has been consistently rated as excellent or very good. Nearly every attendee expressed
appreciation that community partners co-taught the sessions. Participants said they felt
positively about hearing from community partners, that they appreciated a personal perspective
on the communitys experience, and that they liked that the history of policing in communities of
color was presented in a clear and relevant way. Additionally, the Presidents Task Force on 21st
Century Policing (see attached) recognizes Procedural Justice and Police Legitimacy as a best
practice in policing
The staff funded by Measure Z (and other staff), the CPSC, and community partners would
continue to co-create and develop Phase 2 and 3 of the procedural justice and implicit bias work.
Phase 2 will focus on implementation and evaluation of the Procedural Justice principles in
critical incidents before expansion to other incidents. Phase 3 will include refresher training for
all sworn staff and be inclusive of efforts addressing implicit bias. Both Phase 2 and 3 are under
development.
Oaklands Results Violence Reductions
In 2014 efforts of the Oakland Ceasefire Partnership achieved the following:
145
In addition, the most dramatic decreases in violence occurred in 2014 and 2015 in East Oakland,
the area of the City where the gang/group dynamic is the most complicated, violence is highest
but where the strategy and partnerships are the strongest.
600
500
400
300
Shootings (245)(a)(2)
Homicides
200
100
0
2010
2011
2012
2013
2014
During this two-year decline in shootings and homicides, OPD reached a staffing low of 613
officers, one of the lowest staffing totals in decades. Despite this challenge, the city has achieved
significant declines in violence. The staff funded by Measure Z (as well as other staff) will
continue to work on all aspects of this strategy discussed above.
ANALYSIS
OPD has had great success with evidence-based strategies that support all three of the Measure Z
objectives 2. OPD proposes placing the greatest emphasis on Objective 1 (Reduce homicides,
2
The residents of Oakland passed the Public Safety and Services Violence Prevention Act (Measure Z) in November 2014.
Measure Z outlines three objectives for the use of funds. Section A (Objectives) states:
The tax proceeds raised by these special taxes may be used only to pay for any costs or expenses relating to
or arising from efforts to achieve the following objectives and desired outcomes:
146
robberies, burglaries, and gun-related violence) and Objective 3 (Invest in violence intervention
and prevention strategies that provide support for at-risk youth and young adults to interrupt the
cycle of violence and recidivism).
Only if Objective 1 and Objective 3 are met, will OPD be able to meet Objective 2 (Improve
police and fire emergency response times and other police services) because less crime and fewer
calls for service will lead to improved response times and other police services. These objectives
will also emphasize appropriate strategy alignment with the Human Services Department (HSD)
because Oaklands violence problems are too big and complex for only one agency to focus on.
These areas of alignment are covered in this report as well as in the RFPs created by HSD.
Measure Z emphasizes community policing. According to the U.S. Department of Justice, Office
of Community Oriented Policing Services, community policing is defined as:
A philosophy that promotes organizational strategies that support the systematic
use of partnerships and problem-solving techniques to proactively address the
immediate conditions that give rise to public safety issues such as crime, social
disorder, and fear of crime.
This philosophy when aligned with the objectives of Measure Z, data, and evidenced-based
practices provides for two categories of community policing:
For fiscal year 2015-16, OPD projects that $13,150,968 of Measure Z funds will be available to
dedicate to these community policing efforts. $12,060,774 will be used for personnel costs;
$715,194 will be used for related costs; $125,000 will be used for technical assistance; and
$250,000 will be used for a program evaluation. The following table includes a breakdown of
personnel who are being funded to implement strategies to meet the objectives provided by the
Measure.
Group
CRO 3
CRO
1.
2.
3.
3
Classification
No. Indiv. Cost
Sergeant of Police
3 $ 205,121
Police Officer 17 $ 177,784
Total
$ 615,363
$ 3,022,328
CRO is Community Resource Officer and is similar to PSO (Problem Solving Officer) under Measure Y
147
CRT 4
CRT
Ceasefire
Ceasefire
Ceasefire
Ceasefire
Research &
Planning
Ceasefire
Sergeant of Police
Police Officer
Sergeant of Police
Police Officer
Project Manager II
(Program Director)
Volunteer Specialist
(Program Coordinator)
Management Assistant
(Crime Analysis Supervisor)
Position Total
Overtime
Personnel Cost Total
Related Costs 5
Technical Assistance
Program Evaluation
Measure Z FY 2015-16 Spending Plan
Measure Z FY 2015-16 Budget
5
30
1
6
$
$
$
$
205,121
177,784
205,121
177,784
$ 1,025,605
$ 5,333,520
$ 205,121
$ 1,066,704
$ 250,756
250,756
$ 114,309
114,309
1
65
$ 134,816
$ 134,816
$11,768,522
$ 292,252
$12,060,774
$ 715,194
$
125,000
$ 250,000
$13,150,968
$13,150,968
The below chart below indicates shows the percentage of funds dedicated to each strategy.
OPD Spending Plan
19%
Community Policing:
Problem Solving and
Community Engagement
Ceasefire (Includes
Procedural Justice and
Implicit Bias)
81%
148
Equipment and Office Supplies includes training books, maintenance, pens, paper, binder clips, binders,
computers, software
7
Internal Service/Work Order Expenditures include vehicle rental, radio rentals, contract and compliance
149
Measure Z provides that CRTs shall strategically and geographically deploy sworn police
personnel to investigate and respond to the commission of violent crimes in identified violence
hot spots using intelligence-based policing. These thirty-five sworn employees will work in
conjunction with the CROs to solve neighborhood based problems associated with homicides,
robberies, burglaries, and gun-related violence. While working with the Ceasefire CRT they will
use timely intelligence, data from problem analyses (Attachment A), data from the weekly
shooting review to assist in their efforts to reduce homicides and shootings. Funding for the
CRTs will be leveraged with existing Community Oriented Policing Grants received from the
Department of Justice.
Second Strategy/Activity: Sustaining the Ceasefire Strategy
Area of Focus: Reduction of Gang/Group Related Shootings and homicides
Budgeted Amount: $2,446,851
Personnel Costs: $1,771,706
One Ceasefire Sergeant of Police: $205,121
Six Ceasefire Police Officers: $1,066,706
One Project Manager II (Ceasefire Program Director): $250,756
One Volunteer Specialist (Ceasefire Program Coordinator): $114,309
One Management Assistant (Crime Analysis Supervisor): $134,816
Related Costs: $300,145
Computer Maintenance: $15,000
Database Costs: $49,000
Cellphones: $5,096
Training/Travel: $32,500
Equipment and Office Supplies: $57,500
Other Expenses: $28,200
Internal Service/Work Order Expenditures: $117,945
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evaluation would inform the OPD and City leadership on the outcomes and effectiveness of this
strategy.
The Ceasefire Strategy
Oaklands Ceasefire strategy is a data driven approach to reducing violence. Oaklands strategy
is based on a method first implemented in Boston almost 20 years ago. Its core is the direct
communication of a powerful anti-violence message to young people at highest risk of violence
by an alliance of community leaders. The Boston effort combined the careful analysis of serious
violent incidents and trends to identify those individuals and their social networks at highest risk
of violence; communicating to those individuals and groups the risks associated with continued
violence; enforcement efforts narrowly targeted to those individuals who persisted in violence;
and offering social services and supportive relationships to those who sought them.
In 2012 Oakland conducted a similar analysis of serious incidents to inform implementation
efforts. A preliminary analysis indicated that about 60 percent of Oaklands homicides and
shootings occurred in East Oakland, the Ceasefire strategy originally focused in this area, from
High Street to the San Leandro border. East Oakland covers a third of the citys territory but
accounts for 53 percent of homicides, as indicated in an analysis that provided an in-depth look
at homicides from January 2012 through June 2013 (Attachment B). The remaining 47 percent
of homicides are distributed primarily across West Oakland.
The disparity and concentration of crime became clearer through a Problem and Opportunity
Analysis conducted by CPSC. During the review period covered in the Problem and
Opportunity Analysis, 18 groups were associated with a majority of group-involved violence.
CPSC staff, working with the Oakland Police Department and Oakland Unite, completed the
Problem and Opportunity Analysis of every homicide in the city between January 2012 and June
2013 a total of 179. It showed that 80 percent of Oaklands homicide suspects and victims
were African-American even though they were only 28 percent of the population. It also showed
that the highest concentration of homicides were among adults aged 18 to34, with 30 being the
median age of victims and 26 the median age of suspects. Fifty-nine percent of all homicides
involved group or gang members as victims, suspects or both. Forty percent stemmed from
ongoing group feuds, personal disputes between group members, or internal group disputes.
Nineteen percent were instances in which group members used violence to resolve other kinds of
disputes. Twenty-five percent appear to have involved group members as suspects or victims.
Disputes over drugs, drug turf or drug business made up 13 percent of homicides. Risk of
involvement in homicide was concentrated within and among groups and their networks.
The analysis also demonstrated that there are approximately 50 violent groups or gangs in
Oakland, with an estimated active membership of 1,000 to 1,200 people, making up
approximately 0.3 percent of the citys population. At any time, only a small subset of the
groups are at highest risk of violence. The analysis showed that approximately 50 identifiable
street networks drove 59 to 84 percent of the citys violence. These networks were made up of
1,000 to 1,200 young men in their late teens to late 20s. Within this population, a smaller set of
about 18 groups, with a total active membership of about 200 to 350 people, were associated
with the greatest share of this violence. The analysis helped the partners focus on this small,
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highest-risk population. To keep the violence analysis up to date, the Oakland partners now
conduct two separate reviews of fatal and non-fatal shootings every week. This tends to reveal an
even smaller number of very highest-risk people and groups at any one time often 4 to 10
groups with fewer than 100 active members. These groups and individuals become the focus of
call-ins and custom notifications and of the outreach and support work led by Oakland Unite. In
addition to these shooting reviews, leaders in the Oakland Police Department and Oakland Unite
regularly communicate to reinforce their joint focus on the same highest risk groups. This
coordination takes place at the senior management level to protect the safety and credibility of
line staff.
This type of analysis continues to help inform the strategy. In the summer of 2015 another indepth analysis will be conducted that focuses on homicides and robberies. We expect that this
report will be completed in the fall of 2015. Necessary adjustments to the strategy will be made
and the information will be made available to the Measure Z Committee, Public Safety
Committee, and the City Council.
Connecting With Those at Highest Risk
There are two primary ways the partners come into contact with and communicate with the
highest-risk groups and individuals: call-ins and custom notifications.
Custom notifications are smaller, one-on-one meetings with law enforcement, one or two
community members, and participants who may or may not be on probation or parole.
These small meetings still reflect the full partnership: community leaders and residents
impacted by violence, outreach and support services, and law enforcement.
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dont often hear that the community loves and cares about them and is committed to helping
them walk another path.
At these meetings, local, state and federal law enforcement agencies tell attendees that their lives
matter and because the participants value life in their city, stopping gun violence is the highest
priority. Typically, most individuals and group members will heed the message and a smaller
number will not. Law enforcement agencies jointly focus their efforts on those individuals and
groups who continue to engage in violence.
Direct
Communication
: Call-in/Custom
Notifications
Ongoing
outreach and
relationshipbuilding through
Night Walks in
the focus area
Ceasefire
Strategy
Goals 1 and 2:
Reducing
Homicides,
Shootings, and
Recidivism
Tailored services
are made
available to direct
communication
participants who
express interest
Specific law
enforcement
follow-through on
the first and worst
groups that engage
in violence
If participants and their associates continue to engage in violence the Ceasefire CRT and the
Gang Unit gathers the intelligence, and develops the strategy to focus multiple law enforcement
agencies on these gangs/groups. Once information is gathered they will often work together with
the other CRTs and outside law enforcement agencies to implement their intelligence-driven
operations.
Objective 2: Improve Police and Fire Emergency 911 Response Times and Other Police Services
Strategy/Activity: Increase the Number of Sworn Police Personnel
Budgeted Amount: $6,408,880 (FY 2015-16); $6,508,582 (FY 2016-17)
Description: The primary means for OPD to meet this objective are to reduce crime and the
number of calls for service. This can best be done through increasing staffing so there is more
staff to respond to calls. Public Safety and increased police staffing are priorities in the Mayors
Proposed Fiscal Year 2015-17 Budget. She has proposed that $6.4 million be allocated to
increase police staffing by forty positions for FY 2015-16 and $6.5 for FY 2016-17. This will
result from five of academies over the next two years in order to reach 762 budgeted sworn
positions. The Measure Z funds will assist in sustaining current staffing levels while the Mayors
budget helps to increase staffing levels. Both of these actions and the work of the Oakland Fire
Department are efforts to meet this goal.
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Objective 3: Invest In Violence Intervention and Prevention Strategies that Provide Support for
At-Risk Youth and Young Adults to Interrupt the Cycle of Violence and Recidivism
Strategy/Activity: Expansion of the Ceasefire Program and Programming Efforts to Reduce
Domestic Violence and Commercially Sexually Exploited Children (CSEC)
Budgeted Amount: See above for Ceasefire and OPD General Fund Contribution of $1.4M+
Description: As mentioned throughout the report there is significant alignment and coordination
with Oakland Unite. Their RFP has a focus on working with clients at the highest risk of
violence which are all of the Ceasefire clients that have expressed a desire to accept services in
an effort to decrease their risk and involvement in gun violence. Their RFP includes a
commitment to providing high-level case management, stipends, mentoring, and other
wraparound services to those who data indicates are at the highest risk of engaging in shootings
and homicides.
This work will significantly enhance the work of the Ceasefire strategy and will help the City not
only deliver on the enforcement promise but also on the promise of appropriate services and
support. Since the first call-in and custom notification in 2012 there has been a significant uptick
in direct communications and the desire on behalf of participants to engage in services. This
investment by Oakland Unite helps the strategy move in this direction.
Domestic Violence & Human Trafficking
Since the mid-2000s, OPD has worked in collaboration with Bay Area Women Against Rape
(BAWAR) to provide services and support to children that are victims of human trafficking.
BAWAR, founded in 1971 works with OPD on undercover trafficking investigations; BAWAR
provides comprehensive counseling and wrap-around services for victims of human trafficking,
which helps OPD maintain a victim-centered approach to combatting human trafficking.
BAWAR also provides community education regarding human trafficking and sexual assault
issues. All BAWAR staff and advocates are California State Certified Rape Crisis Counselors
and BAWAR offers multi-lingual support.
Additionally, OPD has staff dedicated to the Family Violence Law Center to investigate and
provide criminal justice advocacy for victims of domestic violence. This work is done in close
coordination with the Alameda County District Attorneys Office. Although not paid out of
Measure Z funds OPD currently has one sergeant, seven officers, and one support staff totaling
working with BAWAR and the FVLC on the issues of domestic violence and CSEC. The total
annual personnel from OPDs General Purpose Fund for these positions is $1,425,633 for FY
2015-16 and $1,447,983 for FY 2016-17.
PUBLIC OUTREACH/INTEREST
This is of public interest as it directly relates to safety within the Oakland community.
154
COORDINATION
The Office of the City Attorney and the Controllers Bureau were consulted in preparation of this
report.
SUSTAINABLE OPPORTUNITIES
Economic: There are no economic opportunities identified in this report.
Environmental: No environmental opportunities have been identified.
Social Equity: This report provides valuable information to the Oakland community regarding
enforcement and crime reduction efforts in their communities.
For questions regarding this report, please contact Reygan Harmon, Ceasefire Program Director,
at 510-777-8675 and Nell Taylor, Fiscal Manager, 510-238-3288.
Respectfully submitted,
Sean Whent
Chief of Police
Oakland Police Department
Prepared by:
Reygan Harmon
Program Director
Ceasefire
155
ATTACHMENT 11A
I N T E R I M R E POR T O F
M A R CH 2 015
156
157
Recommended citation:
Presidents Task Force on 21st Century Policing. 2015. Interim Report of the Presidents Task Force on 21st
Century Policing. Washington, DC: Office of Community Oriented Policing Services.
First published March 1, 2015
Revised March 4, 2015
158
Contents
From the Co-Chairs ..................................................................................................................................... v
Members of the Task Force ...................................................................................................................... vii
Task Force Staff ......................................................................................................................................... ix
Acknowledgments ..................................................................................................................................... xi
Introduction................................................................................................................................................ 1
Pillar One: Building Trust & Legitimacy ...................................................................................................... 7
Pillar Two: Policy & Oversight .................................................................................................................. 19
Pillar Three: Technology & Social Media .................................................................................................. 31
Pillar Four: Community Policing & Crime Reduction ................................................................................ 41
Pillar Five: Training & Education............................................................................................................... 51
Pillar Six: Officer Wellness & Safety ......................................................................................................... 61
Implementation ........................................................................................................................................ 71
Appendix A. Public Listening Sessions & Witnesses ................................................................................. 73
Appendix B. Individuals & Organizations That Submitted Written Testimony ........................................ 79
Appendix C. Executive Order 13684 of December 18, 2014 .................................................................... 83
Appendix D. Task Force Members Biographies ....................................................................................... 85
Appendix E. Recommendations and Actions ........................................................................................... 89
159
160
While much work remains to be done to address many longstanding issues and challengesnot only
within the field of law enforcement but also within the broader criminal justice systemthis
experience has demonstrated to us that Americans are, by nature, problem solvers. It is our hope that
the recommendations included here will meaningfully contribute to our nations efforts to increase
trust between law enforcement and the communities they protect and serve.
Charles H. Ramsey
Co-Chair
Laurie O. Robinson
Co-Chair
161
Members
Cedric L. Alexander, Deputy Chief Operating Officer for Public Safety, DeKalb County, Georgia
Jose Lopez, Lead Organizer, Make the Road New York
Tracey L. Meares, Walton Hale Hamilton Professor of Law, Yale Law School
Brittany N. Packnett, Executive Director, Teach For America, St. Louis, Missouri
Susan Lee Rahr, Executive Director, Washington State Criminal Justice Training Commission
Constance Rice, Co-Director, Advancement Project
Sean Michael Smoot, Director and Chief Counsel, Police Benevolent & Protective Association of Illinois
Bryan Stevenson, Founder and Executive Director, Equal Justice Initiative
Roberto Villaseor, Chief of Police, Tucson Police Department
162
Ronald L. Davis
Melanca Clark
Silas Darden (Office of Justice Programs)
Charlotte Grzebien
Danielle Ouellette
Sheryl Thomas
Shannon Long
Deborah Spence
Katherine McQuay
Laurel Matthews
Michael Franko
Jennifer Rosenberger
Janice Delaney (Office of Justice Programs)
Faye Elkins
Strategic Applications International (SAI): 1 James Copple, Colleen Copple, Jessica Drake, Jason Drake,
Steven Minson, Letitia Harmon, Anthony Coulson, Mike McCormack, Shawnee Bigelow, Monica
Palacio, and Adrienne Semidey
Technical Advisors: Stephen Rickman and Darrel Stephens
Consultant Research Assistants: Jan Hudson, Yasemin Irvin-Erickson, Katie Jares, Erin Kearns, Belen
Lowrey, and Kristina Lugo
SAI provided technical and logistical support through a cooperative agreement with the COPS Office.
163
Acknowledgments
The task force received support from other components of the U.S. Department of Justice, including
the Office of Justice Programs, led by Assistant Attorney General Karol Mason, and the Civil Rights
Division, led by Acting Assistant Attorney General Vanita Gupta.
The following individuals from across the U.S. Department of Justice also assisted the task force in its
work: Eric Agner, Amin Aminfar, Pete Brien, Pamela Cammarata, Erin Canning, Ed Chung, Caitlin Currie,
Shanetta Cutlar, Melissa Fox, Shirlethia Franklin, Ann Hamilton, Najla Haywood, Esteban Hernandez,
Arthur Gary, Tammie Gregg, Valerie Jordan, Mark Kappelhoff, John Kim, Kevin Lewis, Robert Listenbee,
Cynthia Pappas, Scott Pestridge, Channing Phillips, Donte Turner, Melissa Randolph, Margaret
Richardson, Janice Rodgers, Elizabeth Simpson, Jonathan Smith, Brandon Tramel, and Miriam Vogel.
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Introduction
Trust between law enforcement agencies and the people they protect and serve is essential in a
democracy. It is key to the stability of our communities, the integrity of our criminal justice system,
and the safe and effective delivery of policing services.
In light of the recent events that have exposed rifts in the relationships between local police and the
communities they protect and serve, on December 18, 2014, President Barack Obama signed an
Executive Order establishing the Task Force on 21st Century Policing.
In establishing the task force, the President spoke of the distrust that exists between too many police
departments and too many communitiesthe sense that in a country where our basic principle is
equality under the law, too many individuals, particularly young people of color, do not feel as if they
are being treated fairly.
When any part of the American family does not feel like it is being treated fairly, thats a problem for
all of us, said the President. Its not just a problem for some. Its not just a problem for a particular
community or a particular demographic. It means that we are not as strong as a country as we can be.
And when applied to the criminal justice system, it means were not as effective in fighting crime as we
could be.
These remarks underpin the philosophical foundation for the Task Force on 21st Century Policing: to
build trust between citizens and their peace officers so that all components of a community are
treating one another fairly and justly and are invested in maintaining public safety in an atmosphere of
mutual respect. Decades of research and practice tell us that the public cares as much about how
police interact with them as they care about the outcomes that legal actions produce. People are more
likely to obey the law when they believe those who are enforcing it have the rightthe legitimate
authorityto tell them what to do. 2 Building trust and legitimacy, therefore, is not just a policing issue.
It involves all components of the criminal justice system and is inextricably bound to bedrock issues
affecting the community such as poverty, education, and public health.
The mission of the task force was to examine how to foster strong, collaborative relationships between
local law enforcement and the communities they protect and to make recommendations to the
President on how policing practices can promote effective crime reduction while building public trust.
The president selected members of the task force based on their ability to contribute to its mission
because of their relevant perspective, experience, or subject matter expertise in policing, law
enforcement and community relations, civil rights, and civil liberties.
T.R. Tyler, Why People Obey the Law (New Haven, CT: Yale University Press, 1990); M.S. Frazer, The Impact of
the Community Court Model on Defendant Perceptions of Fairness: A Case Study at the Red Hook Community
Justice Center (New York: Center for Court Innovation, 2006).
165
The task force was given 90 days to conduct hearings, review the research, and make
recommendations to the President, so its focus was sharp and necessarily limited. It concentrated on
defining the cross-cutting issues affecting police-community interactions, questioning the
contemporary relevance and truth about long-held assumptions about the nature and methods of
policing, and identifying the areas where research is needed to highlight examples of evidence-based
policing practices compatible with present realities.
To fulfill this mission, the task force convened seven listening sessions to hear testimonyincluding
recommendations for actionfrom government officials; law enforcement officers; academic experts;
technical advisors; leaders from established nongovernmental organizations, including grass-roots
movements; and any other members of the public who wished to comment. The listening sessions
were held in Washington, D.C., January 13; Cincinnati, Ohio, January 3031; Phoenix, Arizona, February
1314; and again in Washington, D.C., February 2324. Other forms of outreach included a number of
White House listening sessions to engage other constituencies, such as people with disabilities, the
LGBTQ community, and members of the armed forces, as well as careful study of scholarly articles,
research reports, and written contributions from informed experts in various fields relevant to the task
forces mission.
Each of the seven public listening sessions addressed a specific aspect of policing and policecommunity relations, although cross-cutting issues and concerns made their appearance at every
session. At the first session, Building Trust and Legitimacy, the topic of procedural justice was
discussed as a foundational necessity in building public trust. Subject matter experts also testified as to
the meaning of community policing in its historical and contemporary contexts, defining the
difference between implicit bias and racial discriminationtwo concepts at the heart of perceived
difficulties between police and the people. Witnesses from community organizations stressed the
need for more police involvement in community affairs as an essential component of their crime
fighting duties. Police officers gave the beat cops perspective on protecting people who do not
respect their authority, and three big-city mayors told of endemic budgetary obstacles to addressing
policing challenges.
The session on Policy and Oversight again brought witnesses from diverse police forcesboth chiefs
and union representativesfrom law and academia and from established civil rights organizations and
grass-root groups. They discussed use of force from the point of view of both research and policy and
internal and external oversight; explained how they prepare for and handle mass demonstrations; and
pondered culture and diversity in law enforcement. Witnesses filled the third session, on Technology
and Social Media, with testimony on the use of body-worn cameras and other technologies from the
angles of research and legal considerations, as well as the intricacies of implementing new
technologies in the face of privacy issues. They discussed the ever-expanding ubiquity of social media
and its power to work both for and against policing practice and public safety.
The Community Policing and Crime Reduction Listening Session considered current research on the
effectiveness of community policing on bringing down crime, as well as building up public trust. Task
force members heard detailed descriptions of the methods chiefs in cities of varying sizes used to
166
implement effective community policing in their jurisdictions over a number of years. They also heard
from a panel of young people about their encounters with the criminal justice system and the lasting
effects of positive interactions with police through structured programs as well as individual
relationships. The fifth listening session considered Training and Education in law enforcement over
an officers entire careerfrom recruitment through basic training to in-service trainingand the
support, education, and training of supervisors, leaders, and managers. Finally, the panel on Officer
Safety and Wellness considered the spectrum of mental and physical health issues faced by police
officers, from the day-to-day stress of the job, its likely effect on an officers physical health, and the
need for mental health screening, to traffic accidents, burnout, suicide, and how better to manage
these issues to determine the length of an officers career.
A Listening Session on the Future of Community Policing concluded the task forces public sessions
and was followed by the deliberations leading to the recommendations that follow on ways to
research, improve, support, and implement policies and procedures for effective policing in the 21st
century.
Many excellent and specific suggestions emerged from these listening sessions on all facets of policing
in the 21st century, but many questions arose as well. Paramount among them was how to bring unity
of purpose and consensus on best practices to a nation with 18,000 separate law enforcement
agencies and a strong history of a preference for local control of local issues. It became very clear that
it is time for a comprehensive and multifaceted examination of all the interrelated parts of the criminal
justice system and a focused investigation into how poverty, lack of education, mental health, and
other social conditions cause or intersect with criminal behavior. We propose two overarching
recommendations that will seek the answers to these questions.
0.1 OVERARCHING RECOMMENDATION: The President should support and provide funding for the
creation of a National Crime and Justice Task Force to review and evaluate all components of the
criminal justice system for the purpose of making recommendations to the country on
comprehensive criminal justice reform.
Several witnesses at the task forces listening sessions pointed to the fact that police represent the
face of the criminal justice system to the public. Yet police are obviously not responsible for laws or
incarceration policies that many citizens find unfair. This misassociation leads us to call for a broader
examination of such issues as drug policy, sentencing and incarceration, which are beyond the scope of
a review of police practices.
This is not a new idea.
In the 1967 Presidents Commission on Law Enforcement and Administration of Justice report, The
Challenge of Crime in a Free Society, one of the major findings stated, Officials of the criminal justice
167
system . . . must re-examine what they do. They must be honest about the systems shortcomings with
the public and with themselves. 3
The need to establish a formal structure to take a continuous look at criminal justice reform in the
context of broad societal issues has never faded from public consciousness. When former Senator Jim
Webb (D-VA) introduced legislation to create the National Criminal Justice Commission in 2009, a
number of very diverse organizations, from the Major Cities Chiefs Association, the Fraternal Order of
Police, the National Sheriffs Association, and the National District Attorneys Association to Human
Rights Watch, the American Civil Liberties Union, and the National Association for the Advancement of
Colored People all supported it. This legislation would have authorized a national criminal justice
commission to conduct a comprehensive review of the criminal justice system by a bipartisan panel of
stakeholders, policymakers, and experts that would make thoughtful, evidence-based
recommendations for reform. The bill received strong bipartisan support and passed the House but
never received a final vote.
More recently, a number of witnesses raised the idea of a national commission at the task forces
listening sessionsnotably Richard Beary, president of the International Association of Chiefs of Police
(IACP), who said,
For over 20 years, the IACP has called for the creation of a National Commission on
Criminal Justice to develop across-the-board improvements to the criminal justice
system in order to address current challenges and to increase the efficiency and
effectiveness of the entire criminal justice community. A deep dive into communitypolice relations is only one part of this puzzle. We must explore other aspects of the
criminal justice system that need to be revamped and further contribute to todays
challenges. 4
And Jeremy Travis, president of John Jay College of Criminal Justice, added, in the final listening
session,
You said it is time to look at the criminal justice system, and actually I would broaden
the scope. We have this question of how to reintegrate into our society those who
have caused harms . . . . It is not just the system but these big, democratic, societal
questions that go to government functions and how we deal with conflict as well. 5
The Presidents Commission on Law Enforcement and Administration of Justice, The Challenge of Crime in a
Free Society (Washington, DC: U.S. Government Printing Office, 1967), 15,
https://www.ncjrs.gov/pdffiles1/nij/42.pdf.
Listening Session on Building Trust and Legitimacy (oral testimony of Richard Beary, president, IACP, for the
Presidents Task Force on 21st Century Policing, Washington, DC, January 1314, 2015).
Listening Session on the Future of Community Policing (oral testimony of Jeremy Travis, president, John Jay
College of Criminal Justice, for the Presidents Task Force on 21st Century Policing, Washington, DC, January 24,
2015).
168
0.2 OVERARCHING RECOMMENDATION: The President should promote programs that take a
comprehensive and inclusive look at community based initiatives that address the core issues of
poverty, education, health, and safety.
As is evident from many of the recommendations in this report, the justice system alone cannot solve
many of the underlying conditions that give rise to crime. It will be through partnerships across sectors
and at every level of government that we will find the effective and legitimate long-term solutions to
ensuring public safety.
169
Research demonstrates that these principles lead to relationships in which the community trusts that
officers are honest, unbiased, benevolent, and lawful. The community therefore feels obligated to
follow the law and the dictates of legal authorities and is more willing to cooperate with and engage
those authorities because it believes that it shares a common set of interests and values with the
police. 9
Justin McCarthy, Nonwhites Less Likely to Feel Police Protect and Serve Them, Gallup: Politics, November 17,
2014, http://www.gallup.com/poll/179468/nonwhites-less-likely-feel-police-protect-serve.aspx.
Bryan Stevenson, Confronting Mass Imprisonment and Restoring Fairness to Collateral Review of Criminal
Cases, Harvard Civil Rights-Civil Liberties Law Review 41 (Summer 2006): 339367.
Lorraine Mazerolle, Sarah Bennett, Jacqueline Davis, Elise Sargeant, and Matthew Manning, "Legitimacy in
Policing: A Systematic Review," The Campbell Collection Library of Systematic Reviews 9 (Oslo, Norway: The
Campbell Collaboration, 2013).
Tom Tyler, Jonathon Jackson, and Ben Bradford, Procedural Justice and Cooperation, in Encyclopedia of
Criminology and Criminal Justice, eds. Gerben Bruinsma and David Weisburd (New York: Springer, 2014), 4011
4024.
170
There are both internal and external aspects to procedural justice in policing agencies. Internal
procedural justice refers to practices within an agency and the relationships officers have with their
colleagues and leaders. Research on internal procedural justice tells us that officers who feel respected
by their supervisors and peers are more likely to accept departmental policies, understand decisions,
and comply with them voluntarily. 10 It follows that officers who feel respected by their organizations
are more likely to bring this respect into their interactions with the people they serve.
External procedural justice focuses on the ways officers and other legal authorities interact with the
public and how the characteristics of those interactions shape the publics trust of the police. It is
important to understand that a key component of external procedural justicethe practice of fair and
impartial policingis built on understanding and acknowledging human biases, 11 both explicit and
implicit.
All human beings have biases or prejudices as a result of their experiences, and these biases influence
how they might react when dealing with unfamiliar people or situations. An explicit bias is a conscious
bias about certain populations based upon race, gender, socioeconomic status, sexual orientation, or
other attributes. 12 Common sense shows that explicit bias is incredibly damaging to police-community
relations, and there is a growing body of research evidence that shows that implicit biasthe biases
people are not even aware they haveis harmful as well.
Witness Jennifer Eberhardt said,
Bias is not limited to so-called bad people. And it certainly is not limited to police
officers. The problem is a widespread one that arises from history, from culture, and
from racial inequalities that still pervade our society and are especially salient in the
context of criminal justice. 13
To achieve legitimacy, mitigating implicit bias should be a part of training at all levels of a law
enforcement organization to increase awareness and ensure respectful encounters both inside the
organization and with communities.
10
Nicole Haas et al., Explaining Officer Compliance: The Importance of Procedural Justice and Trust inside a
Police Organization, Criminology and Criminal Justice (January 2015), doi: 10.1177/1748895814566288; COPS
Office, Comprehensive Law Enforcement Review: Procedural Justice and Legitimacy, accessed February 28,
2015, http://www.cops.usdoj.gov/pdf/taskforce/Procedural-Justice-and-Legitimacy-LE-Review-Summary.pdf.
11
Lorie Fridell, This is Not Your Grandparents Prejudice: The Implications of the Modern Science of Bias for
Police Training, Translational Criminology (Fall 2013):1011.
12
13
Listening Session on Building Trust and Legitimacy (oral testimony of Jennifer Eberhardt for the Presidents
Task Force on 21st Century Policing, Washington, DC, January 13, 2015).
171
The first witnesses at the task force sessions on Pillar One also directly addressed the need for a
change in the culture in which police do their work: the use of disrespectful language and the implicit
biases that lead officers to rely upon race in the context of stop and frisk. They addressed the need for
police officers to find how much they have in common with the people they servenot the lines of
authority they may perceive to separate themand to continue with enduring programs proven
successful over many years.
Several speakers stressed the continuing need for civilian oversight and urged more research into
proving ways it can be most effective. And many spoke to the complicated issue of diversity in
recruiting, especially Sherrilyn Ifill, who said of youth in poor communities,
By the time you are 17, you have been stopped and frisked a dozen times. That does
not make that 17-year-old want to become a police officer . . . . The challenge is to
transform the idea of policing in communities among young people into something
they see as honorable. They have to see people at local events, as the person who
lives across the street, not someone who comes in and knows nothing about my
community. 14
The task forces specific recommendations that follow offer practical ways agencies can act to promote
legitimacy.
1.1 RECOMMENDATION: Law enforcement culture should embrace a guardian mindset to build public
trust and legitimacy. Toward that end, police and sheriffs departments should adopt procedural
justice as the guiding principle for internal and external policies and practices to guide their
interactions with the citizens they serve.
How officers define their role will set the tone for the community. As Plato wrote, In a republic that
honors the core of democracythe greatest amount of power is given to those called Guardians. Only
those with the most impeccable character are chosen to bear the responsibility of protecting the
democracy.
Law enforcement cannot build community trust if it is seen as an occupying force coming in from
outside to rule and control the community.
14
Listening Session on Building Trust and Legitimacy (oral testimony of Sherrilyn Ifill, president and directorcounsel, NAACP Legal Defense and Educational Fund, Inc., for the Presidents Task Force on 21st Century Policing,
Washington, DC, January 13, 2015); Statement by the NAACP Legal Defense and Educational Fund, Inc. (written
testimony submitted for listening session at Washington, DC, January 13, 2015).
172
15
Sue Rahr, Transforming the Culture of Policing from Warriors to Guardians in Washington State,
International Association of Directors of Law Enforcement Standards and Training Newsletter 25, no. 4
(2014): 34.
16
Tracey L. Meares, Rightful Policing, New Perspectives in Policing Bulletin (Washington, DC: National Institute
of Justice, 2015), NCJ 248411.
173
Baltimore Police Commissioner Anthony Batts described the process in his city:
The process started with the commissioning of a study to evaluate the police
department and the communitys views of the agency . . . . The review uncovered
broken policies, outdated procedures, outmoded technology, and operating norms
that put officers at odds with the community they are meant to serve. It was clear that
dramatic and dynamic change was needed. 17
Ultimately, the Baltimore police created the Professional Standards and Accountability Bureau, tasked
with rooting out corruption, holding officers accountable, and implementing national best practices for
polices and training. New department heads were appointed and a use of force review structure based
on the Las Vegas model was implemented. These were critical infrastructure changes centered on the
need to improve the internal systems that would build accountability and transparency, inside and
outside the organization, noted Commissioner Batts. 18
1.2.1 ACTION ITEM: The U.S. Department of Justice should develop and disseminate case studies that
provide examples where past injustices were publically acknowledged by law enforcement agencies
in a manner to help build community trust.
1.3 RECOMMENDATION: Law enforcement agencies should establish a culture of transparency and
accountability in order to build public trust and legitimacy. This will help ensure decision making is
understood and in accord with stated policy.
1.3.1 ACTION ITEM: To embrace a culture of transparency, law enforcement agencies should make all
department policies available for public review and regularly post on the departments website
information about stops, summonses, arrests, reported crime, and other law enforcement data
aggregated by demographics.
1.3.2 ACTION ITEM: When serious incidents occur, including those involving alleged police
misconduct, agencies should communicate with citizens and the media swiftly, openly, and
neutrally, respecting areas where the law requires confidentiality.
One way to promote neutrality is to ensure that agencies and their members do not release
background information on involved parties. While a great deal of information is often publicly
available, this information should not be proactively distributed by law enforcement.
17
Listening Session on Community Policing and Crime Reduction: Building Community Policing Organizations
(oral testimony of Anthony Batts, commissioner, Baltimore Police Department, for the Presidents Task Force on
21st Century Policing, Phoenix, AZ, February 13, 2015).
18
Ibid.
174
Note: Survey conducted August 2024, 2014. Voluntary responses of None and Dont know/Refused not shown. Blacks
and Whites include only non-Hispanics. Hispanics are of any race.
Source: Jens Manuel Krogstad, Latino Confidence in Local Police Lower than among Whites, Pew Research Center, August
28, 2014, http://www.pewresearch.org/fact-tank/2014/08/28/latino-confidence-in-local-police-lower-than-among-whites/.
175
1.4 RECOMMENDATION: Law enforcement agencies should promote legitimacy internally within the
organization by applying the principles of procedural justice.
Organizational culture created through employee interaction with management can be linked to
officers interaction with citizens. When an agency creates an environment that promotes internal
procedural justice, it encourages its officers to demonstrate external procedural justice. And just as
employees are more likely to take direction from management when they believe managements
authority is legitimate, citizens are more likely to cooperate with the police when they believe the
officers authority is legitimate.
Internal procedural justice begins with the clear articulation of organizational core values and the
transparent creation and fair application of an organizations policies, protocols, and decision-making
processes. If the workforce is actively involved in policy development, they are more likely to use these
same principles of external procedural justice in their interactions with the community. Even though
the approach to implementing procedural justice is top down, the method should include all
employees to best reach a shared vision and mission. Research shows that agencies should also use
tools that encourage employee and supervisor collaboration and foster strong relationships between
supervisors and employees. A more effective agency will result from a real partnership between the
chief and the staff and a shared approach to public safety. 19
1.4.1 ACTION ITEM: In order to achieve internal legitimacy, law enforcement agencies should involve
employees in the process of developing policies and procedures.
For example, internal department surveys should ask officers what they think of policing strategies in
terms of enhancing or hurting their ability to connect with the public. Sometimes the leadership is out
of step with their rank and file, and a survey like this can be a diagnostic tool, a benchmark against
which leadership can measure its effectiveness and ability to create a work environment where
officers feel safe to discuss their feelings about certain aspects of the job.
1.4.2 ACTION ITEM: Law enforcement agency leadership should examine opportunities to
incorporate procedural justice into the internal discipline process, placing additional importance on
values adherence rather than adherence to rules. Union leadership should be partners in this
process.
1.5 RECOMMENDATION: Law enforcement agencies should proactively promote public trust by
initiating positive nonenforcement activities to engage communities that typically have high rates of
investigative and enforcement involvement with government agencies.
In communities that have high numbers of interactions with authorities for a variety of reasons, police
should actively create opportunities for interactions that are positive and not related to investigation
19
Tim Richardson (senior legislative liaison, Fraternal Order of Police), in discussion with Ajima Olaghere
(research assistant, COPS Office, Washington, DC), October 2014.
176
or enforcement action. Witness Laura Murphy, for example, pointed out how when law enforcement
targets people of color for the isolated actions of a few, it tags an entire community as lawless when in
actuality 95 percent are law-abiding. 20 This becomes a self-reinforcing concept. Another witness,
Carmen Perez, provided an example of police engaging with citizens in another way:
In the community [where] I grew up in southern California, Oxnard, we had the Police
Athletic League. A lot of officers in our communities would volunteer and coach at the
police activities league. That became our alternative from violence, from gangs and
things like that. That allows for police officers to really build and provide a space to
build trusting relationships. No longer was that such and such over there but it was
Coach Flores or Coach Brown. 21
In recent years, agencies across the county have begun to institutionalize community trust building
endeavors. They have done this through programs such as Coffee with a Cop (and Sweet Tea with the
Chief), Cops and Clergy, Citizens on Patrol Mobile, Students Talking It Over with Police, and The West
Side Story Project. Joint community and law dialogues and truth telling, as well as community and law
enforcement training in procedural justice and bias, are also occurring nationally. Some agencies are
even using training, dialogues, and workshops to take steps towards racial reconciliation.
Agencies engaging in these efforts to build relationships often experience beneficial results.
Communities are often more willing to assist law enforcement when agencies need help during
investigations. And when critical incidents occur, those agencies already have key allies who can help
with information messaging and mitigating challenges.
1.5.1 ACTION ITEM: In order to achieve external legitimacy, law enforcement agencies should involve
the community in the process of developing and evaluating policies and procedures.
1.5.2 ACTION ITEM: Law enforcement agencies should institute residency incentive programs such as
Resident Officer Programs.
Resident Officer Programs are arrangements where law enforcement officers are provided housing in
public housing neighborhoods as long as they fulfill public safety duties within the neighborhood that
have been agreed to between the housing authority and the law enforcement agency.
1.5.3 ACTION ITEM: Law enforcement agencies should create opportunities in schools and
communities for positive, nonenforcement interactions with police. Agencies should also publicize
the beneficial outcomes and images of positive, trust-building partnerships and initiatives.
20
Listening Session on Building Trust and Legitimacy (oral testimony of Laura Murphy to the Presidents Task
Force on 21st Century Policing, Washington, DC, January 13, 2015).
21
Listening Session on Building Trust and LegitimacyCommunity Representatives: Building Community Policing
Organizations (oral testimony of Carmen Perez, executive director, The Gathering for Justice, for the Presidents
Task Force on 21st Century Policing, Washington, DC, January 13, 2015).
177
For example, Michael Reynolds, a member of the Youth and Law Enforcement panel at the Listening
Session on Community Policing and Crime Reduction, told the moving story of a police officer who saw
him shivering on the street when he was six years old, took him to a store, and bought him a coat.
Despite many negative encounters with police since then, the decency and kindness of that officer
continue to favorably impact Mr. Reynolds feelings towards the police. 22
1.5.4 ACTION ITEM: Use of physical control equipment and techniques against vulnerable
populationsincluding children, elderly persons, pregnant women, people with physical and mental
disabilities, limited English proficiency, and otherscan undermine public trust and should be used
as a last resort. Law enforcement agencies should carefully consider and review their policies
towards these populations and adopt policies if none are in place.
1.6 RECOMMENDATION: Law enforcement agencies should consider the potential damage to public
trust when implementing crime fighting strategies.
Crime reduction is not self-justifying. Overly aggressive law enforcement strategies can potentially
harm communities and do lasting damage to public trust, as numerous witnesses over multiple
listening sessions observed.
1.6.1 ACTION ITEM: Research conducted to evaluate the effectiveness of crime fighting strategies
should specifically look at the potential for collateral damage of any given strategy on community
trust and legitimacy.
1.7 RECOMMENDATION: Law enforcement agencies should track the level of trust in police by their
communities just as they measure changes in crime. Annual community surveys, ideally
standardized across jurisdictions and with accepted sampling protocols, can measure how policing in
that community affects public trust.
Trust in institutions can only be achieved if the public can verify what they are being told about a
product or service, who is responsible for the quality of the product or service, and what will be done
to correct any problems. To operate effectively, law enforcement agencies must maintain public trust
by having a transparent, credible system of accountability.
Agencies should partner with local universities to conduct surveys by ZIP code, for example, to
measure the effectiveness of specific policing strategies, assess any negative impact they have on a
communitys view of police, and gain the communitys input.
22
Listening Session on Community Policing and Crime Reduction: Youth and Law Enforcement (oral testimony of
Michael Reynolds, co-president, Youth Power Movement, for the Presidents Task Force on 21st Century Policing,
Phoenix, AZ, February 13, 2015).
178
1.7.1 ACTION ITEM: The Federal Government should develop survey tools and instructions for use of
such a model to prevent local departments from incurring the expense and to allow for consistency
across jurisdictions.
A model such as the National Institute of Justice-funded National Police Research Platform could be
developed and deployed to conduct such surveys. This platform seeks to advance the science and
practice of policing in the United States by introducing a new system of measurement and feedback
that captures organizational excellence both inside and outside the walls of the agency. The platform is
managed by a team of leading police scholars from seven universities supported by the operational
expertise of a respected national advisory board.
1.8 RECOMMENDATION: Law enforcement agencies should strive to create a workforce that contains
a broad range of diversity including race, gender, language, life experience, and cultural background
to improve understanding and effectiveness in dealing with all communities.
Many agencies have long appreciated the critical importance of hiring officers who reflect the
communities they serve and also have a high level of procedural justice competency. Achieving
diversity in entry level recruiting is important, but achieving systematic and comprehensive
diversification throughout each segment of the department is the ultimate goal. It is also important to
recognize that diversity means not only race and gender but also the genuine diversity of identity,
experience, and background that has been found to help improve the culture of police departments
build greater trust and legitimacy with all segments of the population.
A critical factor in managing bias is seeking candidates who are likely to police in an unbiased
manner. 23 Since people are less likely to have biases against groups with which they have had positive
experiences, police departments should seek candidates who have had positive interactions with
people of various cultures and backgrounds. 24
1.8.1 ACTION ITEM: The Federal Government should create a Law Enforcement Diversity Initiative
designed to help communities diversify law enforcement departments to reflect the demographics
of the community.
1.8.2 ACTION ITEM: The department overseeing this initiative should help localities learn best
practices for recruitment, training, and outreach to improve the diversity as well as the cultural and
linguistic responsiveness of law enforcement agencies.
National and local affinity police organizations could be formally included in this effort. This program
should also evaluate and assess diversity among law enforcement agencies around the country and
issue public reports on national trends.
23
Lorie Fridell, Racially Biased Policing: The Law Enforcement Response to the Implicit Black-Crime Association,
in Racial Divide: Racial and Ethnic Bias in the Criminal Justice System, eds. Michael J. Lynch, E. Britt Patterson, and
Kristina K. Childs (Monsey, NY: Criminal Justice Press, 2008), 51.
24
Ibid., 5152.
179
1.8.3 ACTION ITEM: Successful law enforcement agencies should be highlighted and celebrated and
those with less diversity should be offered technical assistance to facilitate change.
Law enforcement agencies must be continuously creative with recruitment efforts and employ the
public, business, and civic communities to help.
1.8.4 ACTION ITEM: Discretionary federal funding for law enforcement programs could be influenced
by that departments efforts to improve their diversity and cultural and linguistic responsiveness.
1.8.5 ACTION ITEM: Law enforcement agencies should be encouraged to explore more flexible
staffing models.
As is common in the nursing profession, offering flexible schedules can help officers achieve better
work-life balance that attracts and encourages retention, particularly for officers with sole
responsibility for the care of family members.
1.9 RECOMMENDATION: Law enforcement agencies should build relationships based on trust with
immigrant communities. This is central to overall public safety.
Immigrants often fear approaching police officers when they are victims of and witnesses to crimes
and when local police are entangled with federal immigration enforcement. At all levels of
government, it is important that laws, policies, and practices do not hinder the ability of local law
enforcement to build the strong relationships necessary to public safety and community well-being. It
is the view of this task force that whenever possible, state and local law enforcement should not be
involved in immigration enforcement.
1.9.1 ACTION ITEM: Decouple federal immigration enforcement from routine local policing for civil
enforcement and nonserious crime.
The U.S. Department of Homeland Security should terminate the use of the state and local criminal
justice system, including through detention, notification and transfer requests, to enforce civil
immigration laws against civil and nonserious criminal offenders. 25
In 2011, the Major Cities Chiefs Association recommended nine points to Congress and the President
on this issue, noting that immigration is a federal policy issue between the United States government
and other countries, not local or state entities and other countries. Any immigration enforcement laws
or practices should be nationally based, consistent, and federally funded. 26
25
Listening Session on Building Trust and Legitimacy: Civil Rights/Civil Liberties (oral testimony of Maria Teresa
Kumar, president and CEO, Voto Latino, for the Presidents Task Force on 21st Century Policing, Washington, DC,
January 13, 2015).
26
Major Cities Chiefs Association Immigration Position October 2011, accessed February 26, 2015,
http://majorcitieschiefs.com/pdf/news/immigration_position112811.pdf.
180
1.9.2 ACTION ITEM: Law enforcement agencies should ensure reasonable and equitable language
access for all persons who have encounters with police or who enter the criminal justice system. 27
1.9.3 ACTION ITEM: The U.S. Department of Justice should remove civil immigration information
from the FBIs National Crime Information Center database. 28
27
Listening Session on Building Trust and Legitimacy (written testimony of Nicholas Turner, president and
director, Vera Institute of Justice, for the Presidents Task Force on 21st Century Policing, Washington, DC,
January 13, 2015).
28
Listening Session on Community Policing and Crime Reduction (written testimony of Javier Valdes, executive
director, Make the Road New York, for the Presidents Task Force on 21st Century Policing, Phoenix, AZ, February
1314, 2015).
181
29
Listening Session on Policy and Oversight: Use of Force Research and Policies (oral testimony of Geoffrey
Alpert, professor, University of South Carolina, for the Presidents Task Force on 21st Century Policing, Cincinnati,
OH, January 30, 2015).
30
Recommendations to the Presidents Task Force on 21st Century Policing, Listening Session on Training and
Education (written testimony of Anthony Braga et al., Ad Hoc Committee to the Presidents Task Force on 21st
Century Policing, Division of Policing, American Society of Criminology, February 1314, 2015).
31
Ibid.
182
research and data collection are also necessary to knowing what works and what does not work, which
policing practices are effective and which ones have unintended consequences. Greater acceptance of
the Federal Bureau of Investigations (FBI) National Incident-Based Reporting System could also benefit
policing practice and research endeavors.
Mass demonstrations, for example, are occasions where evidence-based practices successfully applied
can make the difference between a peaceful demonstration and a riot. Citizens have a Constitutional
right to freedom of expression, including the right to peacefully demonstrate. There are strong
examples of proactive and positive communication and engagement strategies that can protect
constitutional rights of demonstrators and the safety of citizens and the police. 32
2.1 RECOMMENDATION: Law enforcement agencies should collaborate with community members to
develop policies and strategies in communities and neighborhoods disproportionately affected by
crime for deploying resources that aim to reduce crime by improving relationships, greater
community engagement, and cooperation.
The development of a service model process that focuses on the root causes of crime should include
the community members themselves because what works in one neighborhood might not be equally
successful in every other one. Larger departments could commit resources and personnel to areas of
high poverty, limited services, and at-risk or vulnerable populations through creating priority units with
specialized training and added status and pay. Chief Charlie Beck of the Los Angeles Police Department
(LAPD) described the LAPDs Community Safety Partnership, in which officers engage the community
and build trust where it is needed most, in the public housing projects in Watts. The department has
assigned 45 officers to serve for five years at three housing projects in Watts and at an additional
housing project in East Los Angeles. Through a partnership with the Advancement Project and the
Housing Authority of the City of Los Angeles, the program involves officers going into the housing
developments with the intent not to make arrests but to create partnerships, create relationships,
hear the community, and see what they needand then work together to make those things
happen. 33
2.1.1 ACTION ITEM: The Federal Government should incentivize this collaboration through a variety
of programs that focus on public health, education, mental health, and other programs not
traditionally part of the criminal justice system.
32
Listening Session on Policy and Oversight: Mass Demonstrations (oral testimony of Garry McCarthy, chief of
police, Chicago Police Department, for the Presidents Task Force on 21st Century Policing, Cincinnati, OH,
January 31, 2015); Listening Session on Policy and Oversight: Mass Demonstrations (oral testimony of Rodney
Monroe, chief of police, Charlotte-Mecklenberg [NC] Police Department, for the Presidents Task Force on 21st
Century Policing, Cincinnati, OH, January 30, 2015).
33
Listening Session on Policy and Oversight: Civilian Oversight (oral testimony of Charlie Beck, chief, Los Angeles
Police Department, for the Presidents Task Force on 21st Century Policing, Cincinnati, OH, January 30, 2015).
183
2.2 RECOMMENDATION: Law enforcement agencies should have comprehensive policies on the use of
force that include training, investigations, prosecutions, data collection, and information sharing.
These policies must be clear, concise, and openly available for public inspection.
2.2.1 ACTION ITEM: Law enforcement agency policies for training on use of force should emphasize
de-escalation and alternatives to arrest or summons in situations where appropriate.
As Chuck Wexler noted in his testimony,
In traditional police culture, officers are taught never to back down from a
confrontation, but instead to run toward the dangerous situation that everyone else is
running away from. However, sometimes the best tactic for dealing with a minor
confrontation is to step back, call for assistance, de-escalate, and perhaps plan a
different enforcement action that can be taken more safely later. 34
Policies should also include, at a minimum, annual training that includes shoot/dont shoot scenarios
and the use of less than lethal technologies.
2.2.2 ACTION ITEM: These policies should also mandate external and independent criminal
investigations in cases of police use of force resulting in death, officer-involved shootings resulting in
injury or death, or in-custody deaths.
One way this can be accomplished is by the creation of multi-agency force investigation task forces
comprising state and local investigators. Other ways to structure this investigative process include
referring to neighboring jurisdictions or to the next higher levels of government (many smaller
departments may already have state agencies handle investigations), but in order to restore and
maintain trust, this independence is crucial.
In written testimony to the task force, James Palmer of the Wisconsin Professional Police Association
offered an example in that states statutes requiring that agency written policies require an
investigation that is conducted by at least two investigators . . . neither of whom is employed by a law
enforcement agency that employs a law enforcement officer involved in the officer-involved death. 35
Furthermore, in order to establish and maintain internal legitimacy and procedural justice, these
investigations should be performed by law enforcement agencies with adequate training, knowledge,
and experience investigating police use of force.
34
Listening Session on Policy and Oversight: Use of Force Investigations and Oversight (oral testimony of Chuck
Wexler, executive director, Police Executive Research Forum, for the Presidents Task Force on 21st Century
Policing, Cincinnati, OH, January 30, 2015).
35
Listening Session on Policy and Oversight (written testimony of James Palmer, executive director, Wisconsin
Professional Police Association, for the Presidents Task Force on 21st Century Policing, Cincinnati, OH, January
3031, 2015).
184
2.2.3 ACTION ITEM: The task force encourages policies that mandate the use of external and
independent prosecutors in cases of police use of force resulting in death, officer-involved shootings
resulting in injury or death, or in-custody deaths.
Strong systems and policies that encourage use of an independent prosecutor for reviewing police
uses of force and for prosecution in cases of inappropriate deadly force and in-custody death will
demonstrate the transparency to the public that can lead to mutual trust between community and law
enforcement.
2.2.4 ACTION ITEM: Policies on use of force should also require agencies to collect, maintain, and
report data to the Federal Government on all officer-involved shootings, whether fatal or nonfatal,
as well as any in-custody death.
In-custody deaths are not only deaths in a prison or jail but also deaths that occur in the process of an
arrest. The Bureau of Justice Statistics (BJS) implemented the Arrest Related Deaths data collection in
2003 as part of requirements set forth in the Deaths in Custody Reporting Act of 2000 and reenacted in
2014, but this is a voluntary reporting program. Access to this data is important to gain a national
picture of police use of force as well as to incentivize the systematic and transparent collection and
analysis of use of force incident data at the local level. The reported data should include information
on the circumstances of the use of force, as well as the race, gender, and age of the decedents. Data
should be reported to the U.S. Department of Justice through the FBIs Uniform Crime Reporting
System or an expansion of collections managed by the BJS.
2.2.5 ACTION ITEM: Policies on use of force should clearly state what types of information will be
released, when, and in what situation, to maintain transparency.
This should also include procedures on the release of a summary statement regarding the
circumstances of the incident by the department as soon as possible and within 24 hours. The intent of
this directive should be to share as much information as possible without compromising the integrity
of the investigation or anyones rights.
2.2.6 ACTION ITEM: Law enforcement agencies should establish a Serious Incident Review Board
comprising sworn staff and community members to review cases involving officer involved shootings
and other serious incidents that have the potential to damage community trust or confidence in the
agency. The purpose of this board should be to identify any administrative, supervisory, training,
tactical, or policy issues that need to be addressed.
2.3 RECOMMENDATION: Law enforcement agencies are encouraged to implement nonpunitive peer
review of critical incidents separate from criminal and administrative investigations.
These reviews, sometimes known as near miss or sentinel event reviews, focus on the
improvement of practices and policy. Such reviews already exist in medicine, aviation, and other
industries. According to the National Institute of Justice (NIJ), a sentinel event in criminal justice would
185
include wrongful convictions but also near miss acquittals and dismissals of cases that at earlier
points seemed solid; cold cases that stayed cold too long; wrongful releases of dangerous or factually
guilty criminals or of vulnerable arrestees with mental disabilities; and failures to prevent domestic
violence within at-risk families.
Sentinel events can include episodes that are within policy but disastrous in terms of community
relations, whether or not everyone agrees that the event should be classified as an error. In fact,
anything that stakeholders agree can cause widespread or viral attention could be considered a
sentinel event. 36
What distinguishes sentinel event reviews from other kinds of internal investigations of apparent
errors is that they are nonadversarial. As task force member Sean Smoot has written,
For sentinel event reviews to be effective and practical, they must be cooperative
efforts that afford the types of protections provided in the medical context, where
state and federal laws protect the privacy of participants and prevent the disclosure of
information to anyone outside of the sentinel event review . . . . Unless the sentinel
event process is honest and trustworthy, with adequate legal protectionsincluding
use immunity, privacy, confidentiality, and nondisclosure, for examplepolice officers,
who have the very best information about how things really work and what really
happened, will not be motivated to fully participate. The sentinel event review
approach will have a better chance of success if departments can abandon the process
of adversarial/punitive-based discipline, adopting instead education-based
disciplinary procedures and policies. 37
2.4 RECOMMENDATION: Law enforcement agencies are encouraged to adopt identification
procedures that implement scientifically supported practices that eliminate or minimize presenter
bias or influence.
A recent study by the National Academy of Sciences, Identifying the Culprit: Assessing Eyewitness
Identification, studied the important role played by eyewitnesses in criminal cases, noting that
research on factors affecting the accuracy of eyewitness identification procedures has given an
increasingly clear picture of how identifications are made and, more important, an improved
understanding of the limits on vision and memory that can lead to failure of identification. 38 Many
factors, including external conditions and the witnesss emotional state and biases, influence what a
36
James M. Doyle, Learning from Error in the Criminal Justice System: Sentinel Event Reviews, Mending Justice:
Sentinel Event Reviews (Special Report from the National Institute of Justice, September 2014): 320.
37
Samuel R. Gross et al., Rate of False Conviction of Criminal Defendants who are Sentenced to Death,
Proceedings of the National Academy of Sciences of the United States of America 111, no. 20 (2014): 72307235.
http://www.pnas.org/content/111/20/7230.full.pdf+html.
186
witness sees or thinks she sees. Memories can be forgotten, reconstructed, updated, and distorted.
Meanwhile, policies governing law enforcement procedures for conducting and recording
identifications are not standard, and policies and practices to address the issue of misidentification
vary widely.
2.5 RECOMMENDATION: All federal, state, local, and tribal law enforcement agencies should report
and make available to the public census data regarding the composition of their departments
including race, gender, age, and other relevant demographic data.
While the BJS collects information on many aspects of police activities, there is no single data
collection instrument that yields the information requested in this recommendation. Demographic
data should be collected and made available to the public so communities can assess the diversity of
their departments and do so in a national context. This data will also be important to better
understand the impact of diversity on the functioning of departments. Malik Aziz, National Chair of the
National Black Police Association (NBPA), reminded the task force that the NBPA not only urges all
departments to meet the demographics of the community in which they serve by maintaining a plan of
action to recruit and retain police officers of color but also has called for the DOJ to collect the annual
demographic statistics from the 18,000 police agencies across the nation. It is not enough to mandate
diversity, he stated, but it becomes necessary to diversify command ranks in departments that have
historically failed to develop and/or promote qualified and credentialed officers to executive and
command ranks. 39
2.5.1 ACTION ITEM: The Bureau of Justice Statistics should add additional demographic questions to
the Law Enforcement Management and Administrative Statistics (LEMAS) survey in order to meet
the intent of this recommendation.
2.6 RECOMMENDATION: Law enforcement agencies should be encouraged to collect, maintain, and
analyze demographic data on all detentions (stops, frisks, searches, summons, and arrests). This
data should be disaggregated by school and non-school contacts.
The BJS periodically conducts the Police-Public Contact Survey, a supplement to the National Crime
Victimization Survey. The most recent survey, released in 2013, asked a nationally representative
sample of U.S. residents age 16 or older about experiences with police during the prior 12 months. 40
But these surveys do not reflect what is happening every day at the local level when police interact
with members of the communities they serve. More research and tools along the lines of Lorie Fridells
39
Listening Session on Policy and Oversight: Law Enforcement Culture and Diversity (oral testimony of Malik Aziz,
chairman, National Black Police Association, for the Presidents Task Force on 21st Century Policing, Cincinnati,
OH, January 30, 2015).
40
Lynn Langton and Matthew Durose, Police Behavior during Traffic and Street Stops, 2011, Special Report
(Washington, DC: Office of Justice Programs Bureau of Justice Statistics, 2013), NCJ 242937; Matthew Durose and
Lynn Langton, Requests for Police Assistance, 2011, Special Report (Washington, DC: Office of Justice Programs
Bureau of Justice Statistics, 2013), NCJ 242938.
187
2004 publication, By the Numbers: A Guide for Analyzing Race Data From Vehicle Stopsto help local
agencies collect and analyze their data, understand the importance of context to the analysis and
reporting process, and establish benchmarks resulting from their findingswould improve
understanding and lead to evidence-based policies.
2.6.1 ACTION ITEM: The Federal Government could further incentivize universities and other
organizations to partner with police departments to collect data and develop knowledge about
analysis and benchmarks as well as to develop tools and templates that help departments manage
data collection and analysis.
2.7 RECOMMENDATION: Law enforcement agencies should create policies and procedures for policing
mass demonstrations that employ a continuum of managed tactical resources that are designed to
minimize the appearance of a military operation and avoid using provocative tactics and equipment
that undermine civilian trust.
Policies should emphasize protection of the First Amendment rights of demonstrators and effective
ways of communicating with them. Superintendent Garry McCarthy of the Chicago Police Department
detailed his police force training and operations in advance of the 2012 NATO Summit at the height of
the Occupy movement. The department was determined not to turn what it knew would be a mass
demonstration into a riot. Police officers refreshed perishable skills, such as engaging in respectful
conversations with demonstrators, avoiding confrontation, and using extraction techniques not only
on the minority of demonstrators who were behaving unlawfully (throwing rocks, etc.) but also on
officers who were becoming visibly upset and at risk of losing their composure and professional
demeanor. 41
2.7.1. ACTION ITEM: Law enforcement agency policies should address procedures for implementing a
layered response to mass demonstrations that prioritize de-escalation and a guardian mindset.
These policies could include plans to minimize confrontation by using soft look uniforms, having
officers remove riot gear as soon as practical, and maintaining open postures. When officers line up in
a military formation while wearing full protective gear, their visual appearance may have a dramatic
influence on how the crowd perceives them and how the event ends. 42
2.7.2 ACTION ITEM: The Federal Government should create a mechanism for investigating complaints
and issuing sanctions regarding the inappropriate use of equipment and tactics during mass
demonstrations.
41
Listening Session on Policy and Oversight (oral testimony of Garry McCarthy, Chicago Police Department, to
the Presidents Task Force on 21st Century Policing, Cincinnati, OH, January 30, 2015).
42
Listening Session on Policy and Oversight (written testimony of Edward MacGuire, American University, for the
Presidents Task Force on 21st Century Policing, Cincinnati, OH, January 30, 2015).
188
There has been substantial media attention in recent months surrounding the police use of military
equipment at events where members of the public are exercising their First Amendment rights. This
has led to the creation of the Presidents Interagency Law Enforcement Equipment Working Group.
This group has been tasked by the Executive Order of January 16, 2015 with a number of issues,
including ensuring that law enforcement agencies adopt organizational and operational practices and
standards that prevent the misuse or abuse of controlled equipment and ensuring compliance with
civil rights requirements resulting from receipt of federal financial assistance.
2.8 RECOMMENDATION: Some form of civilian oversight of law enforcement is important in order to
strengthen trust with the community. Every community should define the appropriate form and
structure of civilian oversight to meet the needs of that community.
Many, but not all, state and local agencies operate with the oversight or input of civilian police boards
or commissions. Part of the process of assessing the need and desire for new or additional civilian
oversight should include input from and collaboration with police employees because the people to be
overseen should be part of the process that will oversee them. This guarantees that the principles of
internal procedural justice are in place to benefit both the police and the community they serve.
We must examine civilian oversight in the communities where it operates and determine which
models are successful in promoting police and community understanding. There are important
arguments for having civilian oversight even though we lack strong research evidence that it works.
Therefore we urge action on further research, based on the guiding principle of procedural justice, to
find evidence-based practices to implement successful civilian oversight mechanisms.
As noted by witness Brian Buchner at the Policy and Oversight Listening Session on January 30,
Citizen review is not an advocate for the community or for the police. This impartiality
allows oversight to bring stakeholders together to work collaboratively and proactively
to help make policing more effective and responsive to the community. Civilian
oversight alone is not sufficient to gain legitimacy; without it, however, it is difficult, if
not impossible, for the police to maintain the publics trust. 43
2.8.1 ACTION ITEM: The U.S. Department of Justice, through its research arm, the National Institute
of Justice (NIJ), should expand its research agenda to include civilian oversight.
NIJ recently announced its research priorities in policing for FY 2015, which include such topics as
police use of force, body-worn cameras, and procedural justice. While proposals related to research on
police oversight might fit into several of these topical areas, police oversight is not highlighted by NIJ in
43
Listening Session on Policy and Oversight (oral testimony of Brian Buchner, president, National Association for
Civilian Oversight of Law Enforcement, for the Presidents Task Force on 21st Century Policing, Cincinnati, OH,
January 30, 2015).
189
any of them. NIJ should specifically invite research into civilian oversight and its impact on and
relationship to policing in one or more of these areas.
2.8.2 ACTION ITEM: The U.S. Department of Justices Office of Community Oriented Policing Services
(COPS Office) should provide technical assistance and collect best practices from existing civilian
oversight efforts and be prepared to help cities create this structure, potentially with some matching
grants and funding.
2.9 RECOMMENDATION: Law enforcement agencies and municipalities should refrain from practices
requiring officers to issue a predetermined number of tickets, citations, arrests, or summonses, or to
initiate investigative contacts with citizens for reasons not directly related to improving public
safety, such as generating revenue.
Productivity expectations can be effective performance management tools. But testimony from Laura
Murphy, Director of the Washington Legislative Office of the American Civil Liberties Union, identifies
some of the negative effects of these practices:
One only needs to paint a quick picture of the state of policing to understand the dire
need for reform. First, there are local and federal incentives that instigate arrests. At
the local level, cities across the country generate much of their revenue through court
fines and fees, with those who cant pay subject to arrest and jail time. These debtors
prisons are found in cities like Ferguson, where the number of arrest warrants in
201333,000exceeded its population of 21,000. Most of the warrants were for
driving violations. 44
2.10 RECOMMENDATION: Law enforcement officers should be required to seek consent before a
search and explain that a person has the right to refuse consent when there is no warrant or
probable cause. Furthermore, officers should ideally obtain written acknowledgement that they
have sought consent to a search in these circumstances.
2.11 RECOMMENDATION: Law enforcement agencies should establish search and seizure procedures
related to LGBTQ and transgender populations and adopt as policy the recommendation from the
Presidents HIV/AIDS Task Force to cease using the possession of condoms as the sole evidence of
vice.
44
Listening Session on Trust and Legitimacy (oral testimony of Laura Murphy, director of the Washington
Legislative Office, American Civil Liberties Union, for the Presidents Task Force on 21st Century Policing,
Washington, DC, January 13, 2015); Joseph Shapiro, In Ferguson, Court Fines and Fees Fuel Anger, NPR.com,
last updated August 25, 2014, http://www.npr.org/2014/08/25/343143937/in-ferguson-court-fines-and-feesfuel-anger; In For A Penny: The Rise of Americas Debtors Prisons (New York: American Civil Liberties Union,
2010), http://www.aclu.org/files/assets/InForAPenny_web.pdf.
190
2.12 RECOMMENDATION: Law enforcement agencies should adopt and enforce policies prohibiting
profiling and discrimination based on race, ethnicity, national origin, age, gender, gender
identity/expression, sexual orientation, immigration status, disability, housing status, occupation,
and/or language fluency.
The task force heard from a number of witnesses about the importance of protecting the safety and
dignity of all people. Andrea Ritchie noted that
Gender and sexuality-specific forms of racial profiling and discriminatory policing
[include] . . . . Failure to respect individuals gender identity and expression when
addressing members of the public and during arrest processing, searches, and
placement in police custody. 45
Invasive searches should never be used for the sole purpose of determining gender identity, and an
individuals gender identity should be respected in lock-ups and holding cells to the extent that the
facility allows for gender segregation. And witness Linda Sarsour spoke to how
an issue plaguing and deeply impacting Arab-American and American Muslim
communities across the country is racial and religious profiling by local, state, and
federal law enforcement. We have learned through investigative reports, Freedom of
Information Act (FOIA) requests, and lawsuits that agencies target communities by
religion and national origin. 46
2.12.1 ACTION ITEM: The Bureau of Justice Statistics should add questions concerning sexual
harassment of and misconduct toward LGBTQ and gender-nonconforming people by law
enforcement officers to the Police Public Contact Survey.
2.12.2 ACTION ITEM: The Centers for Disease Control should add questions concerning sexual
harassment of and misconduct toward LGBTQ and gender-nonconforming people by law
enforcement officers to the National Intimate Partner and Sexual Violence Survey.
2.12.3 ACTION ITEM: The U.S. Department of Justice should promote and disseminate guidance to
federal, state, and local law enforcement agencies on documenting, preventing, and addressing
sexual harassment and misconduct by local law enforcement agents, consistent with the
recommendations of the International Association of Chiefs of Police. 47
45
Listening Session on Training and Education (oral testimony of Andrea Ritchie, founder of Streetwise and Safe,
for the Presidents Task Force on 21st Century Policing, Phoenix, AZ, February 14, 2015).
46
Listening Session on Training and Education (oral testimony of Linda Sarsour, Advocacy And Civic Engagement
coordinator for the National Network for Arab American Communities, for the Presidents Task Force on 21st
Century Policing, Phoenix, AZ, February 14, 2015).
47
IACP, Addressing Sexual Offenses and Misconduct by Law Enforcement: Executive Guide (Alexandria, VA:
International Association of Chiefs of Police, 2011).
191
2.13 RECOMMENDATION: The U.S. Department of Justice, through the Office of Community Oriented
Policing Services and Office of Justice Programs, should provide technical assistance and incentive
funding to jurisdictions with small police agencies that take steps towards shared services, regional
training, and consolidation.
Half of all law enforcement agencies in the United States have fewer than ten officers, and nearly
three-quarters have fewer than 25 officers. 48 Lawrence Sherman noted in his testimony that so many
problems of organizational quality control are made worse by the tiny size of most local police
agencies . . . less than 1 percent of 17,985 U.S. police agencies meet the English minimum of 1,000
employees or more. 49 These small forces often lack the resources for training and equipment
accessible to larger departments and often are prevented by municipal boundaries and local custom
from combining forces with neighboring agencies. Funding and technical assistance can give smaller
agencies the incentive to share policies and practices and give them access to a wider variety of
training, equipment, and communications technology than they could acquire on their own.
Table 1. Full-time state and local law enforcement employees, by size of agency, 2008
Source: Brian A. Reaves, Census of State and Local Law Enforcement Agencies, 2008,Bulletin (Washington, DC: Bureau of
Justice Statistics, July 2011), http://www.bjs.gov/content/pub/pdf/csllea08.pdf.
48
Brian A. Reaves, Census of State and Local Law Enforcement Agencies, 2008, Bulletin (Washington, DC: Office
of Justice Programs Bureau of Justice Statistics, 2011), NCJ 233982.
49
Listening Session on the Future of Community Policing (oral testimony of Lawrence Sherman, Cambridge
University, for the Presidents Task Force on 21st Century Policing, Washington, DC, February 24, 2015).
192
2.14 RECOMMENDATION: The U.S. Department of Justice, through the Office of Community Oriented
Policing Services, should partner with the International Association of Directors of Law Enforcement
Standards and Training (IADLEST) to expand its National Decertification Index to serve as the
National Register of Decertified Officers with the goal of covering all agencies within the United
States and its territories.
The National Decertification Index is an aggregation of information that allows hiring agencies to
identify officers who have had their license or certification revoked for misconduct. It was designed as
an answer to the problem wherein a police officer is discharged for improper conduct and loses
his/her certification in that state . . . [only to relocate] to another state and hire on with another police
department. 50 Peace Officer Standards and Training (POST) boards can record administrative actions
taken against certified police and correctional officers. Currently the criteria for reporting an action on
an officer is determined by each POST independently, as is the granting of read-only access to hiring
departments to use as part of their pre-hire screening process. Expanding this system to ensure
national and standardized reporting would assist in ensuring that officers who have lost their
certification for misconduct are not easily hired in other jurisdictions. A national register would
effectively treat police professionals the way states licensing laws treat other professionals. If
anything, the need for such a system is even more important for law enforcement, as officers have the
power to make arrests, perform searches, and use deadly force. 51
2.15 RECOMMENDATION: Law enforcement agencies should adopt policies requiring officers to
provide their names to individuals they have stopped, along with the reason for the stop, the reason
for a search if one is conducted, and a card with information on how to reach the civilian complaint
review board.
50
Roger L. Goldman, Police Officer Decertification: Promoting Police Professionalism through State Licensing
and the National Decertification Index, Police Chief 81 (November 2014): 4042,
http://www.policechiefmagazine.org/magazine/index.cfm?fuseaction=display_arch&article_id=3538&issue_id=1
12014.
193
Elizabeth Groff and Tom McEwen, Identifying and Measuring the Effects of Information Technologies on Law
Enforcement Agencies: The Making Officer Redeployment Effective Program (Washington, DC: Office of
Community Oriented Policing Services, 2008), http://www.cops.usdoj.gov/Publications/e08084156-IT.pdf;
Christopher S. Koper, Cynthia Lum, James J. Willis, Daniel J. Woods, and Julie Hibdon, Realizing the Potential of
Technology in Policing: A Multi-Site Study of the Social, Organizational, and Behavioral Aspects of Implementing
Police Technologies (Washington, DC: National Institute of Justice, 2015), http://cebcp.org/wp-content/evidencebased-policing/ImpactTechnologyFinalReport.
53
IACP Technology Policy Framework (Alexandria, VA: International Association of Chiefs of Police, 2014),
http://www.theiacp.org/Portals/0/documents/pdfs/IACP%20Technology%20Policy%20Framework%20January%
202014%20Final.pdf.
194
control trial, in which the people being studied are randomly assigned either to a control group that
does not receive the treatment being studied or to a treatment group that does. The results of this 12month study are highly suggestive that the use of BWCs by the police can significantly reduce both
officer use of force and complaints against officers. They found that the officers wearing the cameras
had 87.5 percent fewer incidents of use of force and 59 percent fewer complaints than the officers not
wearing the cameras. One of the important findings of the study was the impact BWCs might have on
the self-awareness of officers and citizens alike. When police officers are acutely aware that their
behavior is being monitored (because they turn on the cameras), and when officers tell citizens that
the cameras are recording their behavior, everyone behaves better. The results of this study are highly
suggestive that this increase in self-awareness contributes to more positive outcomes in police-citizen
interaction. 54
But other considerations make the issue of BWCs more complex. A 2014 Police Executive Research
Forum (PERF) publication, funded by the Office of Community Oriented Policing Services (COPS Office),
reporting on extensive research exploring the policy and implementation questions surrounding
BWCs noted,
Although body-worn cameras can offer many benefits, they also raise serious
questions about how technology is changing the relationship between police and the
community. Body-worn cameras not only create concerns about the publics privacy
rights but also can affect how officers relate to people in the community, the
communitys perception of the police, and expectations about how police agencies
should share information with the public. 55
Now that agencies operate in a world in which anyone with a cell phone camera can record video
footage of a police encounter, BWCs help police departments ensure that events are also captured
from an officers perspective. 56 But when the public does not believe its privacy is being protected by
law enforcement, a breakdown in community trust can occur. Agencies need to consider ways to
involve the public in discussions related to the protection of their privacy and civil liberties prior to
implementing new technology, as well work with the public and other partners in the justice system to
develop appropriate policies and procedures for use.
Another technology relatively new to law enforcement is social media. Social media is a
communication tool the police can use to engage the community on issues of importance to both and
54
Listening Session on Technology and Social Media: Body Cameras-Research and Legal Considerations (oral
testimony of Jim Bueermann, president, Police Foundation, for the Presidents Task Force on 21st Century
Policing, Cincinnati, OH, January 31, 2015); Ariel Barak, William A. Farrar, and Alex Sutherland, The Effect of
Police Body-Worn Cameras on Use of Force and Citizens Complaints Against the Police: A Randomized
Controlled Trial, Journal of Quantitative Criminology 2014.
55
Lindsay Miller and Jessica Toliver, Implementing a Body-Worn Camera Program: Recommendations and
Lessons Learned (Washington, DC: Office of Community Oriented Policing Services, 2014), vii, http://ric-zaiinc.com/Publications/cops-p296-pub.pdf.
56
Ibid., 1.
195
to gauge community sentiment regarding agency policies and practices. Social media can also help
police identify the potential nature and location of gang and other criminal or disorderly activity such
as spontaneous crowd gatherings. 57
The Boston Police Department (BPD), for example, has long embraced both community policing and
the use of social media. The department put its experience to good and highly visible use in April 2013
during the rapidly developing investigation that followed the deadly explosion of two bombs at the
finish line of the Boston Marathon. The BPD successfully used Twitter to keep the public informed
about the status of the investigation, to calm nerves and request assistance, to correct mistaken
information reported by the press, and to ask for public restraint in the tweeting of information from
police scanners. This demonstrated the level of trust and interaction that a department and a
community can attain online. 58
While technology is crucial to law enforcement, it is never a panacea. Its acquisition and use can have
unintended consequences for both the organization and the community it serves, which may limit its
potential. Thus, agencies need clearly defined policies related to implementation of technology, and
must pay close attention to community concerns about its use.
3.1 RECOMMENDATION: The U.S. Department of Justice, in consultation with the law enforcement
field, should broaden the efforts of the National Institute of Justice to establish national standards
for the research and development of new technology. These standards should also address
compatibility and interoperability needs both within law enforcement agencies and across agencies
and jurisdictions and maintain civil and human rights protections.
The lack of consistent standards leads to a constantly spiraling increase in technology costs. Law
enforcement often has to invest in new layers of technology to enable their systems to operate with
different systems and sometimes must also make expensive modifications or additions to legacy
systems to support interoperability with newer technology. And these costs do not include the
additional funds needed for training. Agencies are often unprepared for the unintended consequences
that may accompany the acquisition of new technologies. Implementation of new technologies can
cause disruptions to daily routines, lack of buy-in, and lack of understanding of the purpose and
appropriate uses of the technologies. It also often raises questions regarding how the new
technologies will impact the officers expectations, discretion, decision making, and accountability. 59
57
Police Executive Research Forum, Social Media and Tactical Considerations for Law Enforcement (Washington,
DC: Office of Community Oriented Policing Services, 2013), http://ric-zai-inc.com/Publications/cops-p261pub.pdf.
58
Edward F. Davis III, Alejandro A. Alves, and David Alan Sklansky, Social Media and Police Leadership: Lessons
from Boston, New Perspectives in Policing (Washington, DC: National Institute of Justice, March 2014),
http://www.hks.harvard.edu/content/download/67536/1242954/version/1/file/SocialMediaandPoliceLeadershi
p-03-14.pdf.
59
196
Inconsistent or non-existent standards also lead to isolated and fractured information systems that
cannot effectively manage, store, analyze, or share their data with other systems. As a result, much
information is lost or unavailablewhich allows vital information to go unused and have no impact on
crime reduction efforts. As one witness noted, the development of mature crime analysis and
CompStat processes allows law enforcement to effectively develop policy and deploy resources for
crime prevention, but there is a lack of uniformity in data collection throughout law enforcement, and
only patchwork methods of near real-time information sharing exist. 60 These problems are especially
critical in light of the threats from terrorism and cybercrime.
3.1.1 ACTION ITEM: The Federal Government should support the development and delivery of
training to help law enforcement agencies learn, acquire, and implement technology tools and
tactics that are consistent with the best practices of 21st century policing.
3.1.2 ACTION ITEM: As part of national standards, the issue of technologys impact on privacy
concerns should be addressed in accordance with protections provided by constitutional law.
Though all constitutional guidelines must be maintained in the performance of law enforcement
duties, the legal framework (warrants, etc.) should continue to protect law enforcement access to data
obtained from cell phones, social media, GPS, and other sources, allowing officers to detect, prevent,
or respond to crime.
3.1.3 ACTION ITEM: Law enforcement agencies should deploy smart technology that is designed to
prevent the tampering with or manipulating of evidence in violation of policy.
3.2 RECOMMENDATION: The implementation of appropriate technology by law enforcement agencies
should be designed considering local needs and aligned with national standards.
While standards should be created for development and research of technology at the national level,
implementation of developed technologies should remain a local decision to address the needs and
resources of the community.
In addition to the expense of acquiring technology, implementation and training also requires funds, as
well as time, personnel, and physical capacity. A case in point is the Phoenix Police Departments
adoption of BWCs mentioned by witness Michael White, who said that the real costs came on the back
end for managing the vast amount of data generated by the cameras. He quoted the Chief of the
Phoenix Police Department as saying that it would cost their department $3.5 million to not only outfit
all of their officers with the cameras but also successfully manage the program.
3.2.1 ACTION ITEM: Law enforcement agencies should encourage public engagement and
collaboration, including the use of community advisory bodies, when developing a policy for the use
of a new technology.
60
Listening Session on Technology and Social Media (oral testimony of Elliot Cohen, Maryland State Police, for
the Presidents Task Force on 21st Century Policing, Cincinnati, OH, January 31, 2015).
197
Local residents will be more accepting of and respond more positively to technology when they have
been informed of new developments and their input has been encouraged. How police use technology
and how they share that information with the public is critical. Task force witness Jim Bueermann,
president of the Police Foundation, addressed this issue, noting that concerns about BWCs include
potential compromises to the privacy of both officers and citizens, who are reluctant to speak to police
if they think they are being recorded. And as the task force co-chair, Charles Ramsey, noted, Just
having the conversation can increase trust and legitimacy and help departments make better
decisions.
3.2.2 ACTION ITEM: Law enforcement agencies should include an evaluation or assessment process
to gauge the effectiveness of any new technology, soliciting input from all levels of the agency, from
line officer to leadership, as well as assessment from members of the community. 61
Witnesses suggested that law enforcement agencies create an advisory group when adopting a new
technology. 62 Ideally, it would include line officers, union representatives, and members from other
departmental units, such as research and planning, technology, and internal affairs. External
stakeholders, such as representatives from the prosecutors office, the defense bar, advocacy groups,
and citizens should also be included, giving each group the opportunity to ask questions, express their
concerns, and offer suggestions on policy and training.
3.2.3. ACTION ITEM: Law enforcement agencies should adopt the use of new technologies that will
help them better serve people with special needs or disabilities.
3.3 RECOMMENDATION: The U.S. Department of Justice should develop best practices that can be
adopted by state legislative bodies to govern the acquisition, use, retention, and dissemination of
auditory, visual, and biometric data by law enforcement.
These model policies and practices should at minimum address technology usage and data and
evidence acquisition and retention, as well as privacy issues, accountability and discipline. They must
also consider the impact of data collection and use on public trust and police legitimacy.
3.3.1 ACTION ITEM: As part of the process for developing best practices, the U.S. Department of
Justice should consult with civil rights and civil liberties organizations, as well as law enforcement
research groups and other experts, concerning the constitutional issues that can arise as a result of
the use of new technologies.
61
Sharon Stolting, Shawn Barrett, and David Kurz, Best Practices Guide for Acquisition of New Technology
(Alexandria, VA: International Association of Chiefs of Police, n.d.), http://www.theiacp.org/portals/0/pdfs/BPNewTechnology.pdf.
62
Listening Session on Technology and Social Media: Body CamerasResearch and Legal Considerations (oral
testimony of Michael White, professor, Arizona State University, for the Presidents Task Force on 21st Century
Policing, Cincinnati, OH, January 31, 2015).
198
3.3.2 ACTION ITEM: The U.S. Department of Justice should create toolkits for the most effective and
constitutional use of multiple forms of innovative technology that will provide state, local, and tribal
law enforcement agencies with a one-stop clearinghouse of information and resources.
3.3.3. ACTION ITEM: Law enforcement agencies should review and consider the Bureau of Justice
Assistances (BJA) Body Worn Camera Toolkit to assist in implementing BWCs.
A Body-Worn Camera Expert Panel of law enforcement leaders, recognized practitioners, national
policy leaders, and community advocates convened a two-day workshop in February, 2015 to develop
a toolkit and provide guidance and model policy for law enforcement agencies implementing BWC
programs. Subject matter experts contributed ideas and content for the proposed toolkit while a panel
composed of privacy and victim advocates contributed ideas and content for the toolkit to broaden
input and ensure transparency.
3.4 RECOMMENDATION: Federal, state, local, and tribal legislative bodies should be encouraged to
update public record laws.
The quickly evolving nature of new technologies that collect video, audio, information, and biometric
data on members of the community can cause unforeseen consequences. Public record laws, which
allow public access to information held by government agencies, including law enforcement, should be
modified to protect the privacy of the individuals whose records they hold and to maintain the trust of
the community.
Issues such as the accessibility of video captured through dashboard or body-worn cameras are
especially complex. So too are the officer use of force events that will be captured by video camera
systems and then broadcast by local media outlets. Use of force, even when lawful and appropriate,
can negatively influence public perception and trust of police. Sean Smoot, task force member,
addressed this by recalling the shooting of a Flagstaff, Arizona, police officer whose death was
recorded by his BWC. Responding to public record requests by local media, the police department
released the graphic footage, which was then shown on local TV and also on YouTube. 63 This
illustration also raises questions concerning the recording of police interactions with minors and the
appropriateness of releasing those videos for public view given their inability to give informed consent
for distribution.
63
Listening Session on Technology and Social Media (Sean Smoot, task force member, for the Presidents Task
Force on 21st Century Policing, Cincinnati, OH, January 31, 2015).
199
3.5 RECOMMENDATION: Law enforcement agencies should adopt model policies and best practices for
technology-based community engagement that increases community trust and access.
These policies and practices should at a minimum increase transparency and accessibility, provide
access to information (crime statistics, current calls for service), allow for public posting of policy and
procedures, and enable access and usage for persons with disabilities. They should also address issues
surrounding the use of new and social media, encouraging the use of social media as a means of
community interaction and relationship building, which can result in stronger law enforcement. As
witness Elliot Cohen noted,
We have seen social media support policing efforts in gathering intelligence during
active assailant incidents: the Columbia Mall shooting and the Boston Marathon
bombing. Social media allowed for a greater volume of information to be collected in
an electronic format, both audibly and visually. 64
Table 2. What types of social media does your agency currently use, and what types of
social media do you plan to begin using within the next 2 to 5 years?
Note: PERF, with the support of the COPS Office and Target Corporation, disseminated a Future of Policing survey in 2012
to more than 500 police agencies; nearly 200 responded.
Source: Police Executive Research Forum, Future Trends in Policing (Washington, DC: Office of Community Oriented Policing
Services, 2014), http://ric-zai-inc.com/Publications/cops-p282-pub.pdf.
64
Listening Session on Technology and Social Media: Technology Policy (oral testimony of Elliot Cohen,
lieutenant, Maryland State Police, for the Presidents Task Force on 21st Century Policing, Cincinnati, OH, January
31, 2015).
200
But to engage the community, social media must be responsive and current. Said Bill Schrier,
Regularly refresh the content to maintain and engage the audience, post content rapidly during
incidents to dispel rumors, and use it for engagement, not just public information. 65 False or incorrect
statements made via social media, mainstream media, and other means of technology deeply harm
trust and legitimacy and can only be overcome with targeted and continuing community engagement
and repeated positive interaction. Agencies need to unequivocally discourage falsities by underlining
how harmful they are and how difficult they are to overcome.
Agencies should also develop policies and practices on social media use that consider individual officer
expression, professional representation, truthful communication, and other concerns that can impact
trust and legitimacy.
3.6 RECOMMENDATION: The Federal Government should support the development of new less than
lethal technology to help control combative suspects.
The fatal shootings in Ferguson, Cleveland, and elsewhere have put the consequences of use of force
front and center in the national news. Policies and procedures must change, but so should the
weaponry. New technologies such as conductive energy devices (CED) have been developed and may
be used and evaluated to decrease the number of fatal police interventions. Studies of CEDs have
shown them to be effective at reducing both officer and civilian injuries. For example, in one study that
compared seven law enforcement agencies that use CEDs with six agencies that do not, researchers
found a 70 percent decrease in officer injuries and a 40 percent decrease in suspect injures. 66 But new
technologies should still be subject to the appropriate use of force continuum restrictions. And Vincent
Talucci made the point in his testimony that over-reliance on technological weapons can also be
dangerous. 67
65
Listening Session on Technology and Social Media: Technology Policy (oral testimony of Bill Schrier, senior
policy advisor, Office of the Chief Information Officer, State of Washington, for the Presidents Task Force on 21st
Century Policing, Cincinnati, OH, January 31, 2015).
66
Bruce Taylor et al., Comparing Safety Outcomes in Police Use-Of-Force Cases for Law Enforcement Agencies
That Have Deployed Conducted Energy Devices and A Matched Comparison Group That Have Not: A QuasiExperimental Evaluation (Washington, DC: Police Executive Research Forum, 2009),
https://www.ncjrs.gov/pdffiles1/nij/grants/237965.pdf; John M. MacDonald, Robert J. Kaminski, and Michael R.
Smith, The Effect of Less-Lethal Weapons on Injuries in Police Use-of-Force Events, American Journal of Public
Health 99, no. 12 (2009) 22682274, http://www.ncbi.nlm.nih.gov/pmc/articles/PMC2775771/pdf/2268.pdf;
Bruce G. Taylor and Daniel J. Woods, Injuries to Officers and Suspects in Police Use-of-Force Cases: A QuasiExperimental Evaluation, Police Quarterly 13, no. 3 (2010): 260289,
http://pqx.sagepub.com/content/13/3/260.full.pdf.
67
Listening Session on Technology and Social Media (oral testimony of Vincent Talucci, International Association
of Chiefs of Police, for the Presidents Task Force on 21st Century Policing, Cincinnati, OH, January 31, 2015).
201
3.6.1 ACTION ITEM: Relevant federal agencies, including the U.S. Departments of Defense and
Justice, should expand their efforts to study the development and use of new less than lethal
technologies and evaluate their impact on public safety, reducing lethal violence against citizens,
Constitutionality, and officer safety.
3.7 RECOMMENDATION: The Federal Government should make the development and building of
segregated radio spectrum and increased bandwidth by FirstNet for exclusive use by local, state,
tribal, and federal public safety agencies a top priority. 68
A national public safety broadband network which creates bandwidth for the exclusive use of law
enforcement, the First Responder Network (FirstNet) is considered a game-changing public safety
project, which would allow instantaneous communication in even the most remote areas whenever a
disaster or incident occurs. It can also support many other technologies, including video transmission
from BWCs.
68
Listening Session on Technology and Social Media: Technology Policy (oral testimony of Bill Schrier, senior
policy advisor, Office of the Chief Information Officer, State of Washington, for the Presidents Task Force on 21st
Century Policing, Cincinnati, OH, January 31, 2015).
202
69
Community Policing Defined (Washington, DC: Office of Community Oriented Policing Services, 2014),
http://ric-zai-inc.com/Publications/cops-p157-pub.pdf.
70
Crime Statistics for 2013 Released: Decrease in Violent Crimes and Property Crimes, Federal Bureau of
Investigation, last modified November 10, 2014, http://www.fbi.gov/news/stories/2014/november/crimestatistics-for-2013-released/crime-statistics-for-2013-released.
71
Listening Session on Community Policing and Crime Reduction: Building Community Policing Organizations
(oral testimony of Chris Magnus, chief, Richmond [CA] Police Department, for the Presidents Task Force on 21st
Century Policing, Phoenix, AZ, February 13, 2015).
72
Listening Session on Community Policing and Crime Reduction: Using Community Policing to Reduce Crime
(oral testimony of J. Scott Thomson, chief, Camden County [NJ] Police Department, for the Presidents Task Force
on 21st Century Policing, Phoenix, AZ, February 13, 2015).
203
Another aspect of community policing that was discussed in the listening session on this topic is the
premise that officers enforce the law with the people not just on the people. In reflecting this belief,
some commented on the negative results of zero tolerance policies, which mete out automatic and
predetermined actions by officers regardless of extenuating circumstances.
Community policing requires the active building of positive relationships with members of the
communityon an agency as well as on a personal basis. This can be done through assigning officers
to geographic areas on a consistent basis, so that through the continuity of assignment they have the
opportunity to know the members of the community. It can also be aided by the use of programs such
as Eagle County, Colorados Law Enforcement Immigrant Advisory Committee, which the police
department formed with Catholic Charities to help the local immigrant community. 73 This type of
policing also requires participation in community organizations, local meetings and public service
activities.
To be most effective, community policing also requires collaborative partnerships with agencies
beyond law enforcement, such as Philadelphias successful Police Diversion Program described by
Kevin Bethel, Deputy Commissioner of Patrol Operations in the Philadelphia Police Department in his
testimony to the task force. 74 This partnership with the Philadelphia Department of Human Services,
the school district, the District Attorneys office, Family Court, and other stakeholders significantly
reduced the number of arrests of minority youths for minor offenses.
Problem solving, another key element of community policing, is critical to prevention. And problems
must be solved in partnership with the community in order to effectively address chronic crime and
disorder problems. As Office of Community Oriented Policing Services Director Ronald L. Davis has
said, We need to teach new recruits that law enforcement is more than just cuffing perpsits
understanding why people do what they do. 75
73
Listening Session on Community Policing and Crime Reduction: Building Community Policing Organizations
(oral testimony of Chris Magnus, chief, Richmond [CA] Police Department, for the Presidents Task Force on 21st
Century Policing, Phoenix, AZ, February 13, 2015).
74
Listening Session on Community Policing and Crime Reduction: Using Community Policing to Reduce Crime
(oral testimony of Kevin Bethel, deputy police commissioner, Philadelphia Police Department, for the Presidents
Task Force on 21st Century Policing, Phoenix, AZ, February 13, 2015).
75
Faye Elkins, Five COPS Office Directors Look Back and Think Forward at the 20th Anniversary Celebration,
Community Policing Dispatch 8, no. 1 (January 12, 2014), http://cops.usdoj.gov/html/dispatch/012015/cops_office_20th_anniversary.asp.
204
In summary, law enforcements obligation is not only to reduce crime but also to do so fairly while
protecting the rights of citizens. Any prevention strategy that unintentionally violates civil rights,
compromises police legitimacy, or undermines trust is counterproductive from both ethical and costbenefit perspectives. Ignoring these considerations can have both financial costs (e.g., law suits) and
social costs (e.g., loss of public support).
It must also be stressed that the absence of crime is not the final goal of law enforcement. Rather, it is
the promotion and protection of public safety while respecting the dignity and rights of all. And public
safety and well-being cannot be attained without the communitys belief that their well-being is at the
heart of all law enforcement activities. It is critical to help community members see police as allies
rather than as an occupying force and to work in concert with other community stakeholders to create
more economically and socially stable neighborhoods.
4.1 RECOMMENDATION: Law enforcement agencies should develop and adopt policies and strategies
that reinforce the importance of community engagement in managing public safety.
Community policing is not just about the relationship between individual officers and individual
neighborhood residents. It is also about the relationship between law enforcement leaders and leaders
of key institutions in a community, such as churches, businesses, and schools, supporting the
communitys own process to define prevention and reach goals.
Law enforcement agencies cannot ensure the safety of communities alone but should seek to
contribute to the strengthening of neighborhood capacity to prevent and reduce crime through
informal social control. More than a century of research shows that informal social control is a much
more powerful mechanism for crime control and reduction than is formal punishment. And perhaps
the best evidence for the preventive power of informal social control may be the millions of unguarded
opportunities to commit crime that are passed up each day. 76
4.1.1 ACTION ITEM: Law enforcement agencies should consider adopting preferences for seeking
least harm resolutions, such as diversion programs or warnings and citations in lieu of arrest for
minor infractions.
4.2 RECOMMENDATION: Community policing should be infused throughout the culture and
organizational structure of law enforcement agencies.
76
Lawrence Cohen and Marcus Felson, Social Change and Crime Rate Trends: A Routine Activities Approach,
American Sociological Review 44 (August 1979): 588607.
205
Community policing must be a way of doing business by an entire police force, not just a specialized
unit of that force. 77 The task force heard testimony from Chief J. Scott Thomson of Camden County,
New Jersey, who noted that
Community policing cannot be a program, unit, strategy or tactic. It must be the core
principle that lies at the foundation of a police departments culture. The only way to
significantly reduce fear, crime, and disorder and then sustain these gains is to
leverage the greatest force multiplier: the people of the community. 78
This message was closely echoed by Chris Magnus, the police chief in Richmond, California. To build a
more effective partnership with residents and transform culture within the police department as well
as in the community, the Richmond police made sure that all officers, not just a select few, were doing
community policing and neighborhood problem solving. Every officer is expected to get to know the
residents, businesses, community groups, churches, and schools on their beat and work with them to
identify and address public safety challenges, including quality of life issues such as blight. Officers
remain in the same beat or district for several years or morewhich builds familiarity and trust. 79
Testimony from a number of witnesses also made clear that hiring, training, evaluating, and promoting
officers based on their ability and track record in community engagementnot just traditional
measures of policing such as arrests, tickets, or tactical skillsis an equally important component of
the successful infusion of community policing throughout an organization.
4.2.1 ACTION ITEM: Law enforcement agencies should evaluate officers on their efforts to engage
members of the community and the partnerships they build. Making this part of the performance
evaluation process places an increased value on developing partnerships.
4.2.2 ACTION ITEM: Law enforcement agencies should evaluate their patrol deployment practices to
allow sufficient time for patrol officers to participate in problem solving and community
engagement activities.
4.2.3 ACTION ITEM: The U.S. Department of Justice and other public and private entities should
support research into the factors that have led to dramatic successes in crime reduction in some
communities through the infusion of non-discriminatory policing and to determine replicable factors
that could be used to guide law enforcement agencies in other communities.
77
Tracey Meares, Praying for Community Policing, California Law Review 90 (2002): 15931634,
http://digitalcommons.law.yale.edu/fss_papers/518/.
78
Listening Session on Community Policing and Crime Reduction: Using Community Policing to Reduce Crime
(oral testimony of J. Scott Thomson, chief, Camden County [NJ] Police Department, for the Presidents Task Force
on 21st Century Policing, Phoenix, AZ, February 13, 2015).
79
Listening Session on Community Policing and Crime Reduction: Building Community Policing Organizations
(oral testimony of Chris Magnus, chief, Richmond [CA] Police Department, for the Presidents Task Force on 21st
Century Policing, Phoenix, AZ, February 13, 2015).
206
80
Listening Session on Community Policing and Crime Reduction: Using Community Policing to Reduce Crime
(oral testimony of David Kennedy, professor, John Jay College of Criminal Justice, for the Presidents Task Force
on 21st Century Policing, Phoenix, AZ, February 13, 2015).
207
4.4.1 ACTION ITEM: Because offensive or harsh language can escalate a minor situation, law
enforcement agencies should underscore the importance of language used and adopt policies
directing officers to speak to individuals with respect.
4.4.1 ACTION ITEM: Law enforcement agencies should develop programs that create opportunities
for patrol officers to regularly interact with neighborhood residents, faith leaders, and business
leaders.
4.5 RECOMMENDATION: Community policing emphasizes working with neighborhood residents to coproduce public safety. Law enforcement agencies should work with community residents to identify
problems and collaborate on implementing solutions that produce meaningful results for the
community.
As Delores Jones Brown testified, Neighborhood policing provides an opportunity for police
departments to do things with residents in the co-production of public safety rather than doing things
to or for them. 81 Community policing is not just about the behavior and tactics of police; it is also
about the civic engagement and capacity of communities to improve their own neighborhoods, their
quality of life, and their sense of safety and well-being. Members of communities are key partners in
creating public safety, so communities and police need mechanisms to engage with each other in
consistent and meaningful ways. One model for formalizing this engagement is through a civilian
governance system such as is found in Los Angeles. As Chief Charles Beck explained in testimony to the
task force,
The Los Angeles Police Department is formally governed by the Board of Police
Commissioners, a five-person civilian body with each member appointed by the
mayor. The Commission has formal authority to hire the Chief of Police, to set broad
policy for the department, and to hold the LAPD and its chief accountable to the
people. 82
Community policing, therefore, is concerned with changing the way in which citizens respond to police
in more constructive and proactive ways. If officers feel unsafe and threatened, their ability to operate
in an open and shared dialogue with community is inhibited. On the other hand, the police have the
responsibility to understand the culture, history, and quality of life issues of the entire community
youth, elders, faith communities, special populationsand to educate the community, including its
children, on the role and function of police and ways the community can protect itself, be part of
solving problems, and prevent crime. Community and police jointly share the responsibility for civil
dialogue and interaction.
81
Listening Session on Community Policing and Crime Reduction: Community Policing and Crime Prevention
Research (oral testimony of Delores Jones Brown, professor, Department of Law, Police Science & Criminal
Justice Administration, John Jay College of Criminal Justice, for the Presidents Task Force on 21st Century
Policing, Phoenix, AZ, February 13, 2015).
82
Listening Session on Policy and Oversight: Civilian Oversight (oral testimony of Charles Beck, chief, Los Angeles
Police Department, for the Presidents Task Force on 21st Century Policing, Cincinnati, OH, January 30, 2015).
208
4.5.1 ACTION ITEM: Law enforcement agencies should schedule regular forums and meetings where
all community members can interact with police and help influence programs and policy.
4.5.2 ACTION ITEM: Law enforcement agencies should engage youth and communities in joint
training with law enforcement, citizen academies, ride-alongs, problem solving teams, community
action teams, and quality of life teams.
4.5.3. ACTION ITEM: Law enforcement agencies should establish formal community/citizen advisory
committees to assist in developing crime prevention strategies and agency policies as well as
provide input on policing issues.
Larger agencies should establish multiple committees to ensure they inform all levels of the
organization. The makeup of these committees should reflect the demographics of the community or
neighborhood being served.
4.5.4 ACTION ITEM: Law enforcement agencies should adopt community policing strategies that
support and work in concert with economic development efforts within communities.
As several witnesses, including Bill Geller, testified, public safety and the economic health of
communities go hand in hand. 83 It is therefore important for agencies to work with local, state, and
federal partners on projects devoted to enhancing the economic health of the communities in which
departments are located.
4.6 RECOMMENDATION: Communities should adopt policies and programs that address the needs of
children and youth most at risk for crime or violence and reduce aggressive law enforcement tactics
that stigmatize youth and marginalize their participation in schools and communities.
The past decade has seen an explosion of knowledge about adolescent development and the
neurological underpinnings of adolescent behavior. Much has also been learned about the pathways
by which adolescents become delinquent, the effectiveness of prevention and treatment programs,
and the long-term effects of transferring youths to the adult system and confining them in harsh
conditions. These findings have raised doubts about a series of policies and practices of zero
tolerance that have contributed to increasing the school-to-prison pipeline by criminalizing the
behaviors of children as young as kindergarten age. Noncriminal offenses can escalate to criminal
charges when officers are not trained in child and adolescent development and are unable to
recognize and manage a childs emotional, intellectual, and physical development issues. School
district policies and practices that push students out of schools and into the juvenile justice system
cause great harm and do no good.
83
Listening Session on Community Policing and Crime Reduction: Community Policing and Crime Prevention
Research (oral testimony of Bill Geller, director, Geller & Associates, for the Presidents Task Force on 21st
Century Policing, Phoenix, AZ, February 13, 2015).
209
One witness told the task force a stunning story about what happened to him one day when he was a
high school freshman:
As I walked down the hall, one of the police officers employed in the school noticed I
did not have my identification badge with me. Before I could explain why I did not
have my badge, I was escorted to the office and suspended for an entire week. I had to
leave the school premises immediately. Walking to the bus stop, a different police
officer pulled me over and demanded to know why I was not in school. As I tried to
explain, I was thrown into the back of the police car. They drove back to my school to
see if I was telling the truth, and I was left waiting in the car for over two hours. When
they came back, they told me I was in fact suspended, but because the school did not
provide me with the proper forms, my guardian and I both had to pay tickets for me
being off of school property. The tickets together were 600 dollars, and I had a court
date for each one. Was forgetting my ID worth missing school? Me being kicked out of
school did not solve or help anything. I was at home alone watching Jerry Springer,
doing nothing. 84
4.6.1 ACTION ITEM: Education and criminal justice agencies at all levels of government should work
together to reform policies and procedures that push children into the juvenile justice system. 85
4.6.2 ACTION ITEM: In order to keep youth in school and to keep them from criminal and violent
behavior, law enforcement agencies should work with schools to encourage the creation of
alternatives to student suspensions and expulsion through restorative justice, diversion, counseling,
and family interventions.
4.6.3 ACTION ITEM: Law enforcement agencies should work with schools to encourage the use of
alternative strategies that involve youth in decision making, such as restorative justice, youth courts,
and peer interventions.
The Federal Government could incentivize schools to adopt this practice by tying federal funding to
schools implementing restorative justice practices.
4.6.4 ACTION ITEM: Law enforcement agencies should work with schools to adopt an instructional
approach to discipline that uses interventions or disciplinary consequences to help students develop
new behavior skills and positive strategies to avoid conflict, redirect energy, and refocus on learning.
84
Listening Session on Community Policing and Crime Prevention (oral testimony of Michael Reynolds for the
Presidents Task Force on 21st Century Policing, Phoenix, AZ, February 13, 2015).
85
For more information about such policies and procedures, see the U.S. Department of Justices Civil Rights
Division and U.S. Department of Educations Office for Civil Rights, Joint Dear Colleague Letter, last updated
February 4, 2014, http://www2.ed.gov/about/offices/list/ocr/letters/colleague-201401-title-vi.html.
210
4.6.5 ACTION ITEM: Law enforcement agencies should work with schools to develop and monitor
school discipline policies with input and collaboration from school personnel, students, families, and
community members. These policies should prohibit the use of corporal punishment and electronic
control devices.
4.6.6 ACTION ITEM: Law enforcement agencies should work with schools to create a continuum of
developmentally appropriate and proportional consequences for addressing ongoing and escalating
student misbehavior after all appropriate interventions have been attempted.
4.6.7 ACTION ITEM: Law enforcement agencies should work with communities to play a role in
programs and procedures to reintegrate juveniles back into their communities as they leave the
juvenile justice system.
Although this recommendationand therefore its action itemsspecifically focuses on juveniles, this
task force believes that law enforcement agencies should also work with communities to play a role in
re-entry programs for adults leaving prisons and jails.
4.6.8 ACTION ITEM: Law enforcement agencies and schools should establish memoranda of
agreement for the placement of School Resource Officers that limit police involvement in student
discipline.
Such agreements could include provisions for special training for School Resource Officers to help
them better understand and deal with issues involving youth.
4.6.9 ACTION ITEM: The Federal Government should assess and evaluate zero tolerance strategies
and examine the role of reasonable discretion when dealing with adolescents in consideration of
their stages of maturation or development.
4.7 RECOMMENDATION: Communities need to affirm and recognize the voices of youth in community
decision making, facilitate youth-led research and problem solving, and develop and fund youth
leadership training and life skills through positive youth/police collaboration and interactions.
Youth face unique challenges when encountering the criminal justice system. Law enforcement
contacts for apparent infractions create trauma and fear in children and disillusionment in youth, but
proactive and positive youth interactions with police create the opportunity for coaching, mentoring,
and diversion into constructive alternative activities. Moving testimony from a panel of young people
allowed the task force members to hear how officers can lead youth out of the conditions that keep
them in the juvenile justice system and into self-awareness and self-help.
211
Phoenix native Jose Gonzales, 21, first went to jail at age nine and had a chaotic childhood; but in
turning his life towards a productive and healthy future, he vividly remembers one officer who made a
difference:
Needless to say, I have had a fair amount of interaction with law enforcement in my
youth. Some has been very positive. Like the time that a School Resource Officer got
me involved in an after school club. Officer Bill D. helped me stop being a bad kid and
assisted with after school activities. He sought me out to be a part of a club that
included all sorts of youthathletes, academicsand helped me gain confidence in
reaching out to other social circles beyond my troubled community. The important
idea Id like to convey is that approach is everything. 86
4.7.1 ACTION ITEM: Communities and law enforcement agencies should restore and build trust
between youth and police by creating programs and projects for positive, consistent, and persistent
interaction between youth and police.
4.7.2 ACTION ITEM: Communities should develop community- and school-based evidence-based
programs that mitigate punitive and authoritarian solutions to teen problems.
86
Listening Session on Community Policing and Crime Reduction: Youth and Law Enforcement (oral testimony of
Jose Gonzales for the Presidents Task Force on 21st Century Policing, Phoenix, AZ, February 13, 2015).
212
Many who spoke before the task force recommended that law enforcement partner with academic
institutions; organizations such as the International Association of Chiefs of Police (IACP), the Major
Cities Chiefs Association (MCCA), the National Organization of Black Law Enforcement Executives
(NOBLE), and the Police Executive Research Forum (PERF); and other sources of appropriate training.
Establishing fellowships and exchange programs with other agencies was also suggested.
Other witnesses spoke about the police education now offered by universities, noting that
undergraduate criminal justice and criminology programs provide a serviceable foundation but that
short courses of mixed quality and even some graduate university degree programs do not come close
to addressing the needs of 21st-century law enforcement.
In addition to discussion of training programs and educational expectations, witnesses at the listening
session made clear that approaches to recruitment, hiring, evaluation, and promotion are also
essential to developing a more highly educated workforce with the character traits and social skills
that enable effective policing and positive community relationships.
To build a police force capable of dealing with the complexity of the 21st century, it is imperative that
agencies place value on both educational achievements and socialization skills when making hiring
decisions. Hiring officers who reflect the community they serve is also important not only to external
213
relations but also to increasing understanding within the agency. On the other hand, task force
member Connie Rice described the best line officer she knewWhite, but better at relating to the
African-American community than his Black colleagues. Her recommendation was to look for the
character traits that support fairness, compassion, and cultural sensitivity. 87
The need for understanding, tolerance, and sensitivity to African Americans, Latinos, recent
immigrants, Muslims, and the LGBTQ community was discussed at length at the listening session, with
witnesses giving examples of unacceptable behavior in law enforcements dealings with all of these
groups. Participants also discussed the need to move towards practices that respect all members of
the community equally and away from policing tactics that can unintentionally lead to excessive
enforcement against minorities.
Witnesses noted that officers need to develop the skills and knowledge necessary in the fight against
terrorism by gaining an understanding of the links between normal criminal activity and terrorism, for
example. What is more, this training must be ongoing, as threats and procedures for combatting
terrorism evolve.
The need for realistic, scenario based training to better manage interactions and minimize using force
was discussed by a number of witnesses. Others focused more on content than delivery: Dennis
Rosenbaum suggested putting procedural justice at the center of training, not on the fringes. 88 Ronal
Serpas recommended training on the effects of violence not only on the community and individual
victims but also on police officers themselves, noting that exposure to violence can make individuals
more prone to violent behavior. 89 And witnesses Bruce Lipman and David Friedman both spoke about
providing officers with historical perspectives of policing in order to provide context as to why some
communities have negative feelings towards the police and improve understanding of the role of the
police in a democratic society. 90
Though todays law enforcement professionals are highly trained and highly skilled operationally, they
must develop specialized knowledge and understanding that enable fair and procedurally just policing
and allow them to meet a wide variety of new challenges and expectations. Tactical skills are
87
Listening Session on Training and Education (Connie Rice, task force member, for the Presidents Task Force on
21st Century Policing, Phoenix, AZ, February 14, 2015).
88
Listening Session on Community Policing and Crime Reduction: Community Policing and Crime Prevention
Research (oral testimony of Dennis Rosenbaum, professor, University of Illinois at Chicago, for the Presidents
Task Force on 21st Century Policing, Phoenix, AZ, February 13, 2015).
89
Listening Session on Training and Education: Special Training on Building Trust (oral testimony of Ronal Serpas,
advisory board member, Cure Violence Chicago, for the Presidents Task Force on 21st Century Policing, Phoenix,
AZ, February 14, 2015).
90
Listening Session on Training and Education: Special Training on Building Trust (oral testimony of David C.
Friedman, director of National Law Enforcement Initiatives, Anti-Defamation League, for the Presidents Task
Force on 21st Century Policing, Phoenix, AZ, February 14, 2015); Listening Session on Training and Education:
Special Training on Building Trust (oral testimony of Bruce Lipman, Procedural Justice Training, for the Presidents
Task Force on 21st Century Policing, Phoenix, AZ, February 14, 2015).
214
important, but attitude, tolerance, and interpersonal skills are equally so. And to be effective in an
ever-changing world, training must continue throughout an officers career.
The goal is not only effective, efficient policing but also procedural justice and fairness. Following are
the task forces recommendations for implementing career-long education and training practices for
law enforcement in the 21st century.
5.1 RECOMMENDATION: The Federal Government should support the development of partnerships
with training facilities across the country to promote consistent standards for high quality training
and establish training innovation hubs.
A starting point for changing the culture of policing is to change the culture of training academies. The
designation of certain training academies as federally supported regional training innovation hubs
could act as leverage points for changing training culture while taking into consideration regional
variations. Federal funding would be a powerful incentive to these designated academies to conduct
the necessary research to develop and implement the highest quality curricula focused on the needs of
21st century American policing, along with cutting edge delivery modalities.
5.1.1 ACTION ITEM: The training innovation hubs should develop replicable model programs that use
adult-based learning and scenario based training in a training environment modeled less like boot
camp. Through these programs the hubs would influence nationwide curricula, as well as
instructional methodology.
5.1.2 ACTION ITEM: The training innovation hubs should establish partnerships with academic
institutions to develop rigorous training practices, evaluation, and the development of curricula
based on evidence-based practices.
5.1.3 ACTION ITEM: The Department of Justice should build a stronger relationship with the
International Association of Directors of Law Enforcement (IADLEST) in order to leverage their
network with state boards and commissions of Peace Officer Standards and Training (POST).
The POSTs are critical to the development and implementation of statewide training standards and the
certification of instructors and training courses, as well as integral to facilitating communication,
coordination, and influence with the more than 650 police academies across the nation. This
relationship would also serve as a pipeline for disseminating information and creating discussion
around best practices.
5.2 RECOMMENDATION: Law enforcement agencies should engage community members in the
training process.
Not only can they make important contributions to the design and implementation of training that
reflects the needs and character of their community but it is also important for police training to be as
transparent as possible. This will result in both a better informed public and a better informed officer.
215
5.2.1 ACTION ITEM: The U.S. Department of Justice should conduct research to develop and
disseminate a toolkit on how law enforcement agencies and training programs can integrate
community members into this training process.
5.3 RECOMMENDATION: Law enforcement agencies should provide leadership training to all
personnel throughout their careers.
Standards and programs need to be established for every level of leadership from the first line to
middle management to executive leadership. If there is good leadership and procedural justice within
the agency, the officers are more likely to behave according to those standards in the community. As
Chief Edward Flynn of the Milwaukee Police Department noted, Flexible, dynamic, insightful, ethical
leaders are needed to develop the informal social control and social capital required for a civil society
to flourish. 91 One example of leadership training is Leading Police Organizations, a program
developed by the IACP and modeled after the West Point Leadership Program, which offers training for
all levels of agency management in programs based on a behavioral science approach to leading
people groups, change, and organizations, focusing on the concept of every officer a leader.
5.3.1 ACTION ITEM: Recognizing that strong, capable leadership is required to create cultural
transformation, the U.S. Department of Justice should invest in developing learning goals and model
curricula/training for each level of leadership.
This training should focus on organizational procedural justice, community policing, police
accountability, teaching, coaching, mentoring, and communicating with the media and the public.
Chief Kim Jacobs noted this in her testimony discussing current issues with training on reviewing
investigations of police actions and prepare comprehensive reports for all stakeholders, including the
media and citizens. 92 These standards should also influence requirements for promotion and
continuing/ongoing education should also be required to maintain leadership positions.
5.3.2 ACTION ITEM: The Federal Government should encourage and support partnerships between
law enforcement and academic institutions to support a culture that values ongoing education and
the integration of current research into the development of training, policies, and practices.
91
Listening Session on Training and Education (oral testimony of Edward Flynn, chief, Milwaukee Police
Department, for the Presidents Task Force on 21st Century Policing, Phoenix, AZ, February 14, 2015).
92
Listening Session on Training and Education (oral testimony of Kim Jacobs, chief, Columbus [OH] Division of
Police, for the Presidents Task Force on 21st Century Policing, Phoenix, AZ, February 14, 2015).
216
5.3.3 ACTION ITEM: The U.S. Department of Justice should support and encourage cross-discipline
leadership training.
This can be within the criminal justice system but also across governments, non-profits, and the
private sector, including social services, legal aid, businesses, community corrections, education, the
courts, mental health organizations, civic and religious organizations, and others. When people come
together from different disciplines and backgrounds, there is a cross-fertilization of ideas that often
leads to better solutions. Furthermore, by interacting with a more diverse group of professionals,
police can establish a valuable network of contacts whose knowledge and skills differ from but
complement their own. This opportunity does exist for front-line staff on a variety specialty topics but
also needs to happen at decision/policy maker levels. For example, the National Alliance for Drug
Endangered Children is an especially appropriate model for the value of cross-discipline training. Their
written testimony to the task force explains how their training approach focuses on the formation of
community partnerships that engage law enforcement and professionals from multiple disciplines to
collaboratively identify and protect drug endangered children and their families. 93
5.4 RECOMMENDATION: The U.S. Department of Justice should develop, in partnership with
institutions of higher education, a national postgraduate institute of policing for senior executives
with a standardized curriculum preparing them to lead agencies in the 21st century.
To advance American law enforcement, we must advance its leadership. To that end, the task force
recommends the establishment of a top quality graduate institute of policing to provide ongoing
leadership training, education, and research programs which will enhance the quality of law
enforcement culture, knowledge, skills, practices and policies. Modeled after the Naval Postgraduate
School in Monterey, California, this institute will be staffed with subject matter experts and instructors
drawn from the nations top educational institutions, who will focus on the real world problems that
challenge todays and tomorrows law enforcement, teaching practical skills and providing the most
current information for improving policing services throughout the nation. This institute could even, as
witness Lawrence Sherman proposed, admit qualified applicants to a three-month residential course
for potential police executives, concluding in an assessment center and examination that would certify
qualified graduates to serve as chief police executives anywhere in the United States. 94
93
Listening Session on Training and Education (written testimony of the National Alliance for Drug Endangered
Children for the Presidents Task Force on 21st Century Policing, Phoenix, AZ, February 14, 2015).
94
Listening Session on The Future of Community Policing (oral testimony of Lawrence Sherman, Wolfson
Professor of Criminology, University of Cambridge, and Distinguished University Professor, University of
Maryland, for the Presidents Task Force on 21st Century Policing, Washington, DC, February 24, 2015).
217
5.5 RECOMMENDATION: The U.S. Department of Justice should instruct the Federal Bureau of
Investigation to modify the curriculum of the National Academy at Quantico to include prominent
coverage of the topical areas addressed in this report. In addition, the COPS Office and the Office of
Justice Programs should work with law enforcement professional organizations to encourage
modification of their curricula in a similar fashion. 95
The Office of Community Oriented Policing Services (COPS Office) and the Office of Justice Programs
(OJP) should work with the law enforcement professional organizations to encourage modification of
their curriculafor example, the Senior Management Institute for Police run by PERF and the Police
Executive Leadership Institute managed by the Major Cities Chiefs Association.
5.6 RECOMMENDATION: POSTs should make Crisis Intervention Training (CIT) a part of both basic
recruit and in-service officer training.
Crisis intervention training (CIT) was developed in Memphis, Tennessee, in 1988 and has been shown
to improve police ability to recognize symptoms of a mental health crisis, enhance their confidence in
addressing such an emergency, and reduce inaccurate beliefs about mental illness. 96 It has been found
that after completing CIT orientation, officers felt encouraged to interact with people suffering a
mental health crisis and to delay their rush to resolution. 97 Dr. Randolph Dupont, Chair of the
Department of Criminology and Criminal Justice at the University of Memphis, spoke to the task force
about the effectiveness of the Memphis Crisis Intervention Team (CIT), which stresses verbal
intervention and other de-escalation techniques.
Noting that empathy training is an important component, Dr. Dupont said the Memphis CIT includes
personal interaction between officers and individuals with mental health problems. Officers who had
contact with these individuals felt more comfortable with them, and hospital mental health staff who
participated with the officers had more positive views of law enforcement. CIT also provides a unique
opportunity to develop cross-disciplinary training and partnerships.
5.6.1 ACTION ITEM: Because of the importance of this issue, Congress should appropriate funds to
help support law enforcement crisis intervention training.
95
Listening Session on Training and Education: Supervisory, Leadership and Management Training (oral
testimony of Kimberly Jacobs, chief, Columbus [OH] Division of Police, for the Presidents Task Force on 21st
Century Policing, Phoenix, AZ, February 14, 2015); Listening Session on Training and Education (e-mail of Annie
McKee, senior fellow, University of Pennsylvania, for the Presidents Task Force on 21st Century Policing,
Phoenix, AZ, February 1314, 2015); Listening Session on Training and Education (written testimony of Anthony
Braga et al. for the Presidents Task Force on 21st Century Policing, Phoenix, AZ, February 1314, 2015).
96
Natalie Bonfine, Christian Ritter, and Mark R. Munetz, Police Officer Perceptions of the Impact of Crisis
Intervention Team (CIT) Programs, International Journal of Law and Psychiatry 37, no. 4 (JulyAugust 2014):
341350, doi:10.1016/j.ijlp.2014.02.004.
97
Kelly E. Canada, Beth Angell, and Amy C. Watson, Crisis Intervention Teams in Chicago: Successes on the
Ground, Journal of Police Crisis Negotiations 10, no. 12 (2010), 86100, doi:10.1080/15332581003792070.
218
5.7 RECOMMENDATION: POSTs should ensure that basic officer training includes lessons to improve
social interaction as well as tactical skills.
These include topics such as critical thinking, social intelligence, implicit bias, fair and impartial
policing, historical trauma, and other topics that address capacity to build trust and legitimacy in
diverse communities and offer better skills for gaining compliance without the use of physical force.
Basic recruit training must also include tactical and operations training on lethal and nonlethal use of
force with an emphasis on de-escalation and tactical retreat skills.
5.8 RECOMMENDATION: POSTs should ensure that basic recruit and in-service officer training include
curriculum on the disease of addiction.
It is important that officers be able to recognize the signs of addiction and respond accordingly when
they are interacting with people who may be impaired as a result of their addiction. Science has
demonstrated that addiction is a disease of the braina disease that can be prevented and treated
and from which people can recover. The growing understanding of this science has led to a number of
law enforcement agencies equipping officers with overdose-reversal drugs such as naloxone and the
passage of legislation in many states that shield any person from civil and criminal liability if they
administer naloxone.
The Obama Administrations drug policy reflects this understanding and emphasizes access to
treatment over incarceration, pursuing smart on crime rather than tough on crime approaches to
drug-related offenses, and support for early health interventions designed to break the cycle of drug
use, crime, incarceration, and re-arrest. 98 And the relationship between incarceration and addiction is
a significant one. A 2004 survey by the U.S. Department of Justice estimated that about 70 percent of
state and 64 percent of federal prisoners regularly used drugs prior to incarceration. 99
5.9 RECOMMENDATION: POSTs should ensure both basic recruit and in-service training incorporates
content around recognizing and confronting implicit bias and cultural responsiveness.
As the nation becomes more diverse, it will become increasingly important that police officers be
sensitive to and tolerant of differences. It is vital that law enforcement provide training that recognizes
the unique needs and characteristics of minority communities, whether they are victims or witnesses
of crimes, subjects of stops, or criminal suspects.
Keeshan Harley, a young Black man, testified that he estimates that hes been stopped and frisked
more than 100 times and that he felt that the problem is not just a few individual bad apples, but the
98
A Drug Policy for the 21st Century, July 2014, accessed February 27, 2015,
http://www.whitehouse.gov/ondcp/drugpolicyreform.
99
C. Mumola and J.C. Karberg, Drug Use and Dependence, State and Federal Prisoners, 2004 (Washington, DC:
U.S. Department of Justice, Office of Justice Programs, Bureau of Justice Statistics, 2007),
http://www.bjs.gov/content/pub/pdf/dudsfp04.pdf.
219
systemic way policing treats certain communitiesincluding low-income and young people, African
Americans, LGBTQ people, the homeless, immigrants, and people with psychiatric disabilities. In so
doing, police have produced communities of alienation and resentment. 100 He is arguably not alone in
his opinions, given that research has shown that of those involved in traffic and street stops, a smaller
percentage of Blacks than Whites believed the police behaved properly during the stop. 101
And in a 2012 Survey of LGBTQ/HIV contact with police, 25 percent of respondents with any recent
police contact reported at least one type of misconduct or harassment, such as being accused of an
offense they did not commit, verbal assault, being arrested for an offense they did not commit, sexual
harassment, physical assault, or sexual assault. 102
5.9.1 ACTION ITEM: Law enforcement agencies should implement ongoing, top down training for all
officers in cultural diversity and related topics that can build trust and legitimacy in diverse
communities. This should be accomplished with the assistance of advocacy groups that represent
the viewpoints of communities that have traditionally had adversarial relationships with law
enforcement.
5.9.2 ACTION ITEM: Law enforcement agencies should implement training for officers that covers
policies for interactions with the LGBTQ population, including issues such as determining gender
identity for arrest placement, the Muslim, Arab, and South Asian communities, and immigrant or
non-English speaking groups, as well as reinforcing policies for the prevention of sexual misconduct
and harassment.
5.10 RECOMMENDATION: POSTs should require both basic recruit and in-service training on policing
in a democratic society.
Police officers are granted a great deal of authority, and it is therefore important that they receive
training on the Constitutional basis of and the proper use of that power and authority. Particular focus
should be placed on ensuring that Terry stops 103 are conducted within constitutional guidelines.
100
Listening Session on Training and Education: Voices in the Community (oral testimony of Keeshan Harley,
member, Communities United for Police Reform, for the Presidents Task Force on 21st Century Policing,
Phoenix, AZ, February 14, 2015); see also Tracey L. Meares, Programming Errors: Understanding the
Constitutionality of Stop-and-Frisk as a Program, Not an Incident, University of Chicago Law
Review (forthcoming).
101
Lynn Langton, and Matthew Durose, Police Behavior During Traffic and Street Stops, 2011, Special Report
(Washington, DC: U.S. Department of Justice Programs, Bureau of Justice Statistics, 2013), NCJ 242937.
102
Listening Session on Policy and Oversight (written testimony of Lambda Legal for the Presidents Task Force on
21st Century Policing, Cincinnati, OH, January 3031, 2015); Lambda Legal, Protected and Served? Survey of
LGBT/HIV Contact with Police, Courts, Prisons, and Security, 2014, accessed February 28, 2015,
http://www.lambdalegal.org/protected-and-served.
103
220
5.11 RECOMMENDATION: The Federal Government, as well as state and local agencies, should
encourage and incentivize higher education for law enforcement officers.
While many believe that a higher level of required education could raise the quality of officer
performance, law enforcement also benefits from a diverse range of officers who bring their cultures,
languages, and life experiences to policing. Offering entry level opportunities to recruits without a
college degree can be combined with the provision of means to obtain higher education throughout
their career, thereby ensuring the benefits of a diverse staff with a well-educated police force and an
active learning culture. Current student loan programs allow repayment based on income, and some
already provide tuition debt forgiveness after 120 months of service in the government or nonprofit
sector.
5.11.1 ACTION ITEM: The Federal Government should create a loan repayment and forgiveness
incentive program specifically for policing.
This could be modeled on similar programs that already exist for government service and other fields
or the reinstitution of funding for programs such as the 1960s and 70s Law Enforcement Education
Program.
Table 3. College degree requirements for full-time instructors in state and local law
enforcement training academies, by type of operating agency, 2006
Source: Brian A. Reaves, State and Local Law Enforcement Training Academies, 2006, Special Report (Washington, DC:
Bureau of Justice Statistics, 2009), http://www.bjs.gov/content/pub/pdf/slleta06.pdf.
221
5.12 RECOMMENDATION: The Federal Government should support research into the development of
technology that enhances scenario based training, social interaction skills, and enables the
dissemination of interactive distance learning for law enforcement.
This will lead to new modalities that enhance the effectiveness of the learning experience, reduce
instructional costs, and ensure the broad dissemination of training through platforms that do not
require time away from agencies.
This would be especially helpful for smaller and more rural departments who cannot spare the time for
their officers to participate in residential/in-person training programs. Present day technologies should
also be employed more oftenweb based learning, behavior evaluations through body worn camera
videos, software programs for independent learning, scenario-based instruction through videos, and
other methods. This can also increase access to evidence based research and other sources of
knowledge.
5.13 RECOMMENDATION: The U.S. Department of Justice should support the development and
implementation of improved Field Training Officer programs.
This is critical in terms of changing officer culture. Field Training Officers impart the organizational
culture to the newest members. The most common current program, known as the San Jose Model, is
more than 40 years old and is not based on current research knowledge of adult learning modalities. In
many ways it even conflicts with innovative training strategies that encourage problem-based learning
and support organizational procedural justice.
5.13.1 ACTION ITEM: The U.S. Department of Justice should support the development of broad Field
Training Program standards and training strategies that address changing police culture and
organizational procedural justice issues that agencies can adopt and customize to local needs.
A potential model for this is the Police Training Officer program developed by the COPS Office in
collaboration with PERF and the Reno (Nevada) Police Department. This problem based learning
strategy used adult learning theory and problem solving tools to encourage new officers to think with
a proactive mindset, enabling the identification of and solution to problems within their communities.
5.13.2 ACTION ITEM: The U.S. Department of Justice should provide funding to incentivize agencies
to update their Field Training Programs in accordance with the new standards.
222
104
Listening Session on Officer Safety and Wellness (comment of Tracey Meares, task force member, for the
Presidents Task Force on 21st Century Policing, Washington, DC, February 23, 2015).
105
Listening Session on Officer Safety and Wellness (oral testimony of Laurence Miller, psychologist, for the
Presidents Task Force on 21st Century Policing, Washington, DC, February 23, 2015).
223
Physical injuries and death in the line of duty, while declining, are still too high. According to estimates
of U.S. Bureau of Labor Statistics, more than 100,000 law enforcement professionals are injured in the
line of duty each year. Many are the result of assaults, which underscores the need for body armor,
but most are due to vehicular accidents.
To protect against assaults, Orange County (Florida) Sheriff Jerry Demings talked about immersing new
officers in simulation training that realistically depicts what they are going to face in the real world. I
subscribe to an edict that there is no substitute for training and experience . . . deaths and injuries can
be prevented through training that is both realistic and repetitive. 106
But to design effective training first requires collecting substantially more information about the
nature of injuries sustained by officers on the job. Dr. Alexander Eastmans testimony noted that the
field of emergency medicine involves the analysis of vast amounts of data with regard to injuries in
order to improve prevention as well as treatment.
In order to make the job of policing more safe, a nationwide repository for [law
enforcement officer] injuries sustained is desperately needed. A robust database of
this nature, analyzed by medical providers and scientists involved in law enforcement,
would allow for recommendations in tactics, training, equipment, medical care and
even policies/procedures that are grounded in that interface between scientific
evidence, best medical practice and sound policing. 107
Poor nutrition and fitness are also serious threats, as is sleep deprivation. Many errors in judgment can
be traced to fatigue, which also makes it harder to connect with people and control emotions. But
administrative changes such as reducing work shifts can improve officers feelings of well-being, and
the implementation of mental health strategies can lessen the impact of the stress and trauma.
However, the most important factor to consider when discussing wellness and safety is the culture of
law enforcement, which needs to be transformed. Support for wellness and safety should permeate all
practices and be expressed through changes in procedures, requirements, attitudes, and behaviors. An
agency work environment in which officers do not feel they are respected, supported, or treated fairly
is one of the most common sources of stress. And research indicates that officers who feel respected
by their supervisors are more likely to accept and voluntarily comply with departmental policies. This
transformation should also overturn the tradition of silence on psychological problems, encouraging
officers to seek help without concern about negative consequences.
106
Listening Session on Officer Safety and Wellness: Officer Safety (oral testimony of Jerry Demings, sheriff,
Orange County, FL, for the Presidents Task Force on 21st Century Policing, Washington, DC, February 23, 2015).
107
Listening Session on Officer Safety and Wellness: Officer Safety (oral testimony of Dr. Alexander Eastman,
lieutenant and deputy medical director, Dallas Police Department, for the Presidents Task Force on 21st Century
Policing, Washington, DC, February 23, 2015).
224
Partnerships are another crucial element. An agency cannot successfully tackle these issues without
partners such as industrial hygienists, chaplains, unions, and mental health providers. But no program
can succeed without buy-in from agency leadership as well as the rank and file.
The bulletproof cop does not exist. The officers who protect us must also be protectedagainst
incapacitating physical, mental, and emotional health problems as well as against the hazards of their
job. Their wellness and safety are crucial for them, their colleagues, and their agencies, as well as the
well-being of the communities they serve.
6.1 RECOMMENDATION: The U.S. Department of Justice should enhance and further promote its
multi-faceted officer safety and wellness initiative.
As noted by all task force members during the listening session, wellness and safety supports public
safety. Officers who are mentally or physical incapacitated cannot serve their communities adequately
and can be a danger to the people they serve, to their fellow officers, and to themselves.
6.1.1 ACTION ITEM: Congress should establish and fund a national Blue Alert warning system.
Leveraging the current Amber Alert program used to locate abducted children, the Blue Alert would
enlist the help of the public in finding suspects after a law enforcement officer is killed in the line of
duty. Some similar state systems do exist, but there are large gaps; a national system is needed. In
addition to aiding the apprehension of suspects, it would send a message about the importance of
protecting law enforcement from undue harm.
6.1.2 ACTION ITEM: The U.S. Department of Justice, in partnership with the U.S. Department of
Health and Human Services, should establish a task force to study mental health issues unique to
officers and recommend tailored treatments.
Law enforcement officers are subject to more stress than the general population owing to the nature
of their jobs. In addition to working with difficulteven hostileindividuals, responding to tragic
events, and sometimes coming under fire themselves, they suffer from the effects of everyday
stressorsthe most acute of which often come from their agencies, because of confusing messages or
non-supportive management; and their families, who do not fully understand the pressures the
officers face on the job. And as witness Laurence Miller said, When both work and family relations
fray, the individuals coping abilities can be stretched to the limit, resulting in alcohol abuse, domestic
violence, overaggressive policing, even suicide. 108
108
Listening Session on Officer Safety and Wellness (oral testimony of Laurence Miller, psychologist, for the
Presidents Task Force on 21st Century Policing, Washington, DC, February 23, 2015).
225
To add to the problems of those suffering from psychological distress, law enforcement culture has not
historically supported efforts to treat or even acknowledged mental health problems, which are
usually seen as a sign of weakness. The challenges and treatments of mental health issues should
therefore be viewed within the context of law enforcements unique culture and working
environment.
This task force should also look to establish a national toll-free mental health hotline specifically for
police officers. This would be a fast, easy, and confidential way for officers to get advice whenever
they needed to; and because they would be anonymous, officers would be more likely to take
advantage of this resource. Since nobody understands the challenges an officer faces like another
officer, it should be peer drivenanonymously connecting callers to officers who are not in the same
agency and who could refer the caller to professional help if needed. An advisory board should be
formed to guide the creation of this hotline service.
6.1.3 ACTION ITEM: The Federal Government should support the continuing research into the
efficacy of an annual mental health check for officers, as well as fitness, resilience, and nutrition.
Currently, most mental health checks are ordered as interventions for anger management or
substance abuse and are ordered reactively after an incident. Mental health checks need to be more
frequent to prevent problems. Because officers are exposed to a wide range of stressors on a
continuous basis as part of their daily routines, mental and physical health check-ups should be
conducted on an ongoing basis. Furthermore, officer nutrition and fitness issues change with time,
varying widely from those of the new academy graduate to those of the veteran who has spent the last
five years sitting in a squad car. Many health problemsnotably cardiac issuesare cumulative.
6.1.4. ACTION ITEM: Pension plans should recognize fitness for duty examinations as definitive
evidence of valid duty or non-duty related disability.
Officers who have been injured in the line of duty can exist in limbo, without pay, unable to work but
also unable to get benefits because the fitness for duty examinations given by their agencies are not
recognized as valid proof of disability. And since officers, as public servants, cannot receive social
security, they can end up in a precarious financial state.
6.1.5 ACTION ITEM: Public Safety Officer Benefits (PSOB) should be provided to survivors of officers
killed while working, regardless of whether the officer used safety equipment (seatbelt or antiballistic vest) or if officer death was the result of suicide attributed to a current diagnosis of dutyrelated mental illness, including but not limited to post-traumatic stress disorder (PTSD).
226
Families should not be penalized because an officer died in the line of duty but was not wearing a seat
belt or body armor. Though these precautions are very important and strongly encouraged, there are
occasions when officers can be more effective without them. 109
A couple of situations were mentioned by task force member Sean Smoot, who described the efforts
of an officer who took off his seat belt to tend to the injuries of a victim in the back of the car as his
partner sped to the hospital. Another scenario he mentioned was the rescue of a drowning woman by
an officer who shed his heavy body armor to go into the water. Charles Ramsey, task force co-chair,
also noted that these types of situations could be further mitigated by the invention of seatbelts that
officers could quickly release without getting tangled on their belts, badges, and radios, as well as body
armor that is lighter and more comfortable.
6.2 RECOMMENDATION: Law enforcement agencies should promote safety and wellness at every level
of the organization.
Safety and wellness issues affect all law enforcement professionals, regardless of their management
status, duty, or tenure. Moreover, line officers are more likely to adopt procedures or change practices
if they are advised to do so by managers who also model the behavior they encourage. According to
witness David Orr, buy-in from the leaders as well as the rank and file is essential to the success of any
program. 110
6.2.1 ACTION ITEM: Though the Federal Government can support many of the programs and best
practices identified by the U.S. Department of Justice initiative described in recommendation 6.1,
the ultimate responsibility lies with each agency.
Though legislation and funding from the Federal Government is necessary in some cases, most of the
policies, programs, and practices recommended by the task force can and should be implemented at
the local level. It is understood, however, that there are no one size fits all solutions and that
implementation will vary according to agency size, location, resources, and other factors.
6.3 RECOMMENDATION: The U.S. Department of Justice should encourage and assist departments in
the implementation of scientifically supported shift lengths by law enforcement.
109
Listening Session on Officer Safety and Wellness: Voices from the Field (oral testimony of William Johnson,
executive director, National Association of Police Organizations, for the Presidents Task Force on 21st Century
Policing, Washington, DC, February 23, 2015).
110
Listening Session on Officer Safety and Wellness (oral testimony of David Orr, sergeant, Norwalk [CT] Police
Department, to the Presidents Task Force on 21st Century Policing, Washington, DC, February 23, 2015).
227
It has been established by significant bodies of research that long shifts can not only cause fatigue,
stress, and decreased ability to concentrate but also lead to other more serious consequences. 111
Fatigue and stress undermine not only the immune system but also the ability to work at full capacity,
make decisions, and maintain emotional equilibrium. Though long shifts are understandable in the
case of emergencies, as a standard practice they can lead to poor morale, poor job performance,
irritability, and errors in judgment that can have serious, even deadly, consequences.
6.3.1 ACTION ITEM: The U.S. Department of Justice should fund additional research into the efficacy
of limiting the total number of hours an officer should work within a 2448 hour period, including
special findings on the maximum number of hours an officer should work in a high risk or high stress
environment (e.g., public demonstrations or emergency situations).
6.4 RECOMMENDATION: Every law enforcement officer should be provided with individual tactical
first aid kits and training as well as anti-ballistic vests.
Task force witness Dr. Alexander Eastman, who is a trauma surgeon as well as a law enforcement
professional, noted that tactical first aid kits would significantly reduce the loss of both officer and
civilian lives due to blood loss. Already available to members of the military engaged in combat
missions, these kits are designed to save lives by controlling hemorrhaging. They contain tourniquets,
an Olaes modular bandage, and QuikClot gauze and would be provided along with training in
hemorrhage control. Dr. Eastman estimated that the kits could cost less than $50 each and require
about two hours of training, which could be provided through officers who have completed train the
trainer programs. 112
This would be a national adoption of the Hartford Consensus, which calls for agencies to adopt
hemorrhage control as a core law enforcement skill and to integrate rescue/emergency medical
services personnel into community-wide active shooter preparedness and training. These activities
would complement the current Save Our Own law enforcement-based hemorrhage control
programs. 113
111
Bryan Vila, Tired Cops: The Importance of Managing Police Fatigue, (Washington, DC: Police Executive
Research Forum, 2000); Mora L. Fiedler, Officer Safety and Wellness: An Overview of the Issues (Washington, DC:
Office of Community Oriented Policing Services, 2011), 4, http://cops.usdoj.gov/pdf/OSWG/e091120401OSWGReport.pdf.
112
Listening Session on Officer Safety and Wellness: Officer Safety (oral testimony of Dr. Alexander Eastman,
lieutenant and deputy medical director, Dallas Police Department, for the Presidents Task Force on 21st Century
Policing, Washington, DC, February 23, 2015).
113
M. Jacobs Lenworth, Jr., Joint Committee to Create a National Policy to Enhance Survivability from Mass
Casualty Shooting Events: Hartford Consensus II, Journal of the American College of Surgeons 218, no. 3 (March
2014): 476478.
228
To further reduce officer deaths, the task force also strongly recommends the provision of body armor
to all officers with replacements when necessary.
6.4.1 ACTION ITEM: Congress should authorize funding for the distribution of law enforcement
individual tactical first-aid kits.
6.4.2 ACTION ITEM: Congress should reauthorize and expand the Bulletproof Vest Partnership (BVP)
program.
Created by statute in 1998, this program is a unique U.S. Department of Justice initiative designed to
provide a critical resource to state and local law enforcement. Based on data collected and recorded
by Bureau of Justice Assistance staff, in FY 2012 protective vests were directly attributed to saving the
lives of at least 33 law enforcement and corrections officers.
6.5 RECOMMENDATION: The U.S. Department of Justice should expand efforts to collect and analyze
data not only on officer deaths but also on injuries and near misses.
Another recommendation mentioned by multiple witnesses is the establishment of a nationwide
repository of data on law enforcement injuries, deaths, and near misses. Though the Federal Bureau of
Investigation (FBI) does maintain a database of information pertinent to police procedures on officers
killed in the line of duty, it does not contain the medical details that could be analyzed by medical
providers and scientists to improve medical care, tactics, training, equipment, and procedures that
would prevent or reduce injuries and save lives. The Police Foundation, with the support of a number
of other law enforcement organizations, launched an online Law Enforcement Near Miss Reporting
System in late 2014, but it is limited in its ability to systematically analyze national trends in this
important data by its voluntary nature. 114
6.6 RECOMMENDATION: Law enforcement agencies should adopt policies that require officers to wear
seat belts and bullet-proof vests and provide training to raise awareness of the consequences of
failure to do so.
According to task force witness Craig Floyd, traffic accidents have been the number one cause of
officer fatalities in recent years, and nearly half of those officers were not wearing seat belts. 115 He
suggests in-car cameras and seat belt sensors to encourage use along with aggressive safety
campaigns. Some witnesses endorsed mandatory seat belt policies as well.
114
Deborah L. Spence, One on One with LEO Near Miss, Community Policing Dispatch 8, no. 2 (February 2015),
http://cops.usdoj.gov/html/dispatch/02-2015/leo_near_miss.asp.
115
Listening Session on Officer Safety and Wellness (oral testimony of Craig Floyd, National Law Enforcement
Officer Memorial Foundation, for the Presidents Task Force on 21st Century Policing, Washington, DC, February
23, 2015).
229
The Prince Georges County Arrive Alive Campaign initiated by task force witness Chief Mark Magraw
to promote 100 percent seat belt usage relied on incentives and peer pressure for success. The
message was, it is not just about you, it is also about your family and your department. 116
There were also many calls for mandatory requirements that all officers wear soft body armor any
time they are going to be engaging in enforcement activities, uniformed or not. It was also suggested
that law enforcement agencies be required to provide these for all commissioned personnel.
6.7 RECOMMENDATION: Congress should develop and enact peer review error management
legislation.
The task force recommends that Congress enact legislation, similar to the Healthcare Quality
Improvement Act of 1986, 117 that would support the development of an effective peer review error
management system for law enforcement similar to what exists in medicine. A robust but nonpunitive
peer review error management programin which law enforcement officers could openly and frankly
discuss their own or others mistakes or near misses without fear of legal repercussionswould go a
long way toward reducing injuries and fatalities by improving tactics, policies, and procedures.
Protecting peer review error management findings from being used in legal discovery would enable
the widespread adoption of this program by law enforcement.
The Near Miss anonymous reporting system developed by the Police Foundation in Washington, D.C.
currently collects anonymous data that can be very helpful in learning from and preventing mistakes,
fatalities, and injuriesbut a program that enabled peer review of errors would provide even more
valuable perspectives and solutions.
6.8 RECOMMENDATION: The U.S. Department of Transportation should provide technical assistance
opportunities for departments to explore the use of vehicles equipped with vehicle collision
prevention smart car technology that will reduce the number of accidents.
Given that the FBIs 2003 to 2012 Law Enforcement Officers Killed in Action report showed that 49
percent of officer fatalities were a result of vehicle-related accidents, the need for protective devices
cannot be understated. New technologies such as vehicle prevention systems should be explored.
116
Listening Session on Officer Safety and Wellness (oral testimony of Mark Magraw, chief, Prince Georges
County [MD] Police Department, for the Presidents Task Force on 21st Century Policing, Washington, DC,
February 23, 2015).
117
The Health Care Quality Improvement Act of 1986 (HCQIA), 42 USC 11101 et seq., sets out standards for
professional review actions. If a professional review body meets these standards, then neither the professional
review body nor any person acting as a member or staff to the body will be liable in damages under most federal
or state laws with respect to the action. For more information, see Medical Peer Review, American Medical
Association, accessed February 28, 2015, http://www.ama-assn.org/ama/pub/physician-resources/legaltopics/medical-peer-review.page.
230
Source: 126 Law Enforcement Fatalities Nationwide in 2014, Preliminary 2014 Law Enforcement Officer Fatalities Report
(Washington, DC: National Law Enforcement Officers Memorial Fund, December 2014),
http://www.nleomf.org/assets/pdfs/reports/Preliminary-2014-Officer-Fatalities-Report.pdf.
231
Implementation
The members of the Presidents Task Force on 21st Century Policing are convinced that these 59
concrete recommendations for research, action, and further study will bring long-term improvements
to the ways in which law enforcement agencies interact with and bring positive change to their
communities. But we also recognize that the Administration, through policies and practices already in
place, can start right now to move forward on the bedrock recommendations in this report.
Accordingly, we propose the following items for immediate action.
7.1 RECOMMENDATION: The President should direct all federal law enforcement agencies to review
the recommendations made by the Task Force on 21st Century Policing and, to the extent
practicable, to adopt those that can be implemented at the federal level.
7.2 RECOMMENDATION: The U.S. Department of Justice should explore public-private partnership
opportunities, starting by convening a meeting with local, regional, and national foundations to
discuss the proposals for reform described in this report and seeking their engagement and support
in advancing implementation of these recommendations.
7.3 RECOMMENDATION: The U.S. Department of Justice should charge its Office of Community
Oriented Policing Services (COPS Office) with assisting the law enforcement field in addressing
current and future challenges.
For recommendation 7.3, the COPS Office should consider taking actions including but not limited to
the following:
Create a National Policing Practices and Accountability Division within the COPS Office.
Establish national benchmarks and best practices for federal, state, local, and tribal police
departments.
Provide technical assistance and funding to national, state, local, and tribal accreditation bodies
that evaluate policing practices.
Recommend additional benchmarks and best practices for state training and standards boards.
Provide technical assistance and funding to state training boards to help them meet national
benchmarks and best practices in training methodologies and content.
Support departments through an expansion of the COPS Office Collaborative Reform Initiative.
232
Collaborate with universities, the Office of Justice Programs and its bureaus (Bureau of Justice
Assistance [BJA], Bureau of Justice Statistics [BJS], National Institute of Justice [NIJ], and Office of
Juvenile Justice and Delinquency Prevention [OJJDP]), and others to review research and literature
in order to inform law enforcement agencies about evidence-based practices and to identify areas
of police operations where additional research is needed.
establish a central repository for data concerning police use of force resulting in death, as well
as in-custody deaths, and disseminate this data for use by both community and police;
provide local agencies with technical assistance and a template to conduct local citizen
satisfaction surveys;
compile annual citizen satisfaction surveys based on the submission of voluntary local surveys,
develop a national level survey as well as surveys for use by local agencies and by small
geographic units, and develop questions to be added to the National Crime Victimization
Survey relating to citizen satisfaction with police agencies and public trust.
Collaborate with the BJS and others to develop a template of broader indicators of performance
for police departments beyond crime rates alone that could comprise a Uniform Justice Report.
Collaborate with the NIJ and the BJS to publish an annual report on the State of Policing in the
United States.
Provide support to national police leadership associations and national rank and file
organizations to encourage them to implement task force recommendations.
Work with the U.S. Department of Homeland Security to ensure that community policing tactics in
state, local, and tribal law enforcement agencies are incorporated into their role in homeland
security.
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Sherrilyn Ifill, President and Director-Counsel, National Association for the Advancement of Colored
People Legal Defense and Educational Fund
Maria Teresa Kumar, President and CEO, Voto Latino
Laura Murphy, Director, Washington Legislative Office, American Civil Liberties Union
Vikrant Reddy, Senior Policy Analyst, Texas Public Policy Foundation Center for Effective Justice
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235
Hassan Aden, Director, Research and Programs, International Association of Chiefs of Police
DeRay McKesson, This is the Movement
Steve Spiker, Research and Technology Director, Urban Strategies Council
Lauri Stevens, Founder and Principal Consultant, LAwS Communications
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237
Allie Bones, MSW, Chief Executive Officer, Arizona Coalition to End Sexual and Domestic Violence
Renaldo Fowler, Staff Advocate, Arizona Center for Disability Law
Keeshan Harley, Member, Communities United for Police Reform
Andrea Ritchie, Senior Policy Counsel, Streetwise and Safe
Linda Sarsour, Director, Arab American Association of New York
Lt. Sandra Brown (retired), Principal Trainer, Fair and Impartial Policing
Dr. Randolph Dupont, Professor and Clinical Psychologist, University of Memphis
David C. Friedman, Director of National Law Enforcement Initiatives, Anti-Defamation League
Lt. Bruce Lipman (retired), Procedural Justice Training
Dr. Ronal Serpas, Advisory Board Member, Cure Violence Chicago
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Individuals
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Organizations
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Sec. 6. General Provisions. (a) Nothing in this order shall be construed to impair or otherwise affect:
(i) the authority granted by law to a department, agency, or the head thereof; or
(ii) the functions of the Director of the Office of Management and Budget relating to budgetary,
administrative, or legislative proposals.
(b) This order is not intended to, and does not, create any right or benefit, substantive or procedural,
enforceable at law or in equity by any party against the United States, its departments, agencies, or
entities, its officers, employees, or agents, or any other person.
(c) Insofar as the Federal Advisory Committee Act, as amended (5 U.S.C. App.) (the Act) may apply to
the Task Force, any functions of the President under the Act, except for those in section 6 of the Act,
shall be performed by the Attorney General.
THE WHITE HOUSE,
December 18, 2014.
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Charles Ramsey
Charles Ramsey is the commissioner of the Philadelphia Police Department (PPD), a position he has
held since 2008. Since 2010, he has served as president of the Major Cities Chiefs Association and the
Police Executive Research Forum. Commissioner Ramsey began his law enforcement career in 1968 as
a cadet with the Chicago Police Department (CPD). Over the next 30 years, he held various positions
with the CPD, including commander of the Narcotics Division, deputy chief of the Patrol Division, and
deputy superintendent, a role he held from 1994 to 1998. In 1998, he was named chief of the
Metropolitan Police Department of the District of Columbia (MPDC), where he served until early 2007.
In 2007, Commissioner Ramsey served on the Independent Commission on Security Forces of Iraq,
leading a review of the Iraqi Police Force. In addition to his current role at the PPD, he also serves as a
member of the Homeland Security Advisory Council. Commissioner Ramsey received a BS and MS from
Lewis University.
Laurie Robinson
Laurie Robinson is the Clarence J. Robinson Professor of Criminology, Law and Society at George
Mason University, a position she has held since 2012. She served as assistant attorney general for the
Office of Justice Programs (OJP) in the U.S. Department of Justice (DOJ) from 2009 to 2012. Prior to
that, Ms. Robinson served as the Principal deputy assistant attorney general for OJP and acting
assistant attorney general for OJP. Previously, she was a member of the Obama-Biden Transition
Team. From 2003 to 2009, Ms. Robinson was the director of the Master of Science Program in
Criminology at the University of Pennsylvania. From 1993 to 2000, she served her first term as
assistant attorney general for OJP. Before joining DOJ, Ms. Robinson spent over 20 years with the
American Bar Association, serving as assistant staff director of the Criminal Justice Section from 1972
to 1979, director of the Criminal Justice Section from 1979 to 1993, and director of the Professional
Services Division from 1986 to 1993. She is a senior fellow at the George Mason University Center for
Evidence-Based Crime Policy and serves as co-chair of the Research Advisory Committee for the
International Association of Chiefs of Police. She also serves on the board of trustees of the Vera
Institute of Justice. Ms. Robinson received a BA from Brown University.
Members
Cedric L. Alexander
Cedric L. Alexander is the deputy chief operating officer for Public Safety in DeKalb County, Georgia, a
position he has held since late 2013. Dr. Alexander is also the national president of the National
Organization of Black Law Enforcement Executives. In 2013, he served as chief of police for the DeKalb
County Police Department. Prior to this, Dr. Alexander served as federal security director for the
Transportation Security Administration (TSA) at Dallas/Fort Worth International Airport from 2007 to
2013. And from 2006 to 2007, he was deputy commissioner of the New York State Division of Criminal
246
Justice Services. From 2005 to 2006, Dr. Alexander was chief of the Rochester (New York) Police
Department (RPD), where he previously served as deputy chief of police from 2002 to 2005. Before
joining RPD, Dr. Alexander was a faculty member in the Department of Psychiatry at the University of
Rochester Medical Center from 1998 to 2002. He began his career as a deputy sheriff in Florida from
1977 to 1981, before joining the Miami-Dade Police Department, where he was as an officer and
detective from 1981 to 1992. He received a BA and MS from St. Thomas University in Miami, Florida,
and a PsyD from Wright State University.
Jose Lopez
Jose Lopez is currently the lead organizer at Make the Road New York (MRNY), a Brooklyn-based nonprofit community organization focused on civil rights, education reform, and combating poverty. He
became lead organizer of MRNY in 2013. Mr. Lopez began his career in 2000 as youth organizer with
Make the Road by Walking, which later merged with the Latin American Integration Center to form
MRNY in 2007. He continued to serve as youth organizer with MRNY until 2009 when he became
senior organizer. Since 2011, Mr. Lopez has represented MRNY on the steering committee of
Communities United for Police Reform, a New York City organization advocating for law enforcement
reform. From 2001 to 2004, he was an active contributor to the Radio Rookies Project, an initiative of
New York Public Radio. He received a BA from Hofstra University.
Tracey L. Meares
Tracey Meares is the Walton Hale Hamilton Professor of Law at Yale Law School, a position she has
held since 2007. From 2009 to 2011, she also served as deputy dean of Yale Law School. Before joining
the faculty at Yale, she served as a professor at the University of Chicago Law School from 1995 to
2007. She has served on the Committee on Law and Justice, a National Research Council Standing
Committee of the National Academy of Sciences. She was appointed by Attorney General Eric Holder
to serve on the inaugural U.S. Department of Justice, Office of Justice Programs Science Advisory
Board. She also currently serves on the board of directors of the Joyce Foundation. Ms. Meares began
her legal career as a law clerk for Judge Harlington Wood, Jr. of the U.S. Court of Appeals for the
Seventh Circuit. She later served as a trial attorney in the Antitrust Division at the U.S. Department of
Justice. Ms. Meares received a BS from the University of Illinois and a JD from the University of Chicago
Law School.
Brittany N. Packnett
Brittany Packnett is currently executive director of Teach For America in St. Louis, Missouri, a position
she has held since 2012. From 2010 to 2012, she was a director on the Government Affairs Team at
Teach For America. Ms. Packnett was a legislative assistant for the U.S. House of Representatives from
2009 to 2010. From 2007 to 2009, she was a third grade teacher in Southeast Washington, D.C., as a
member of the Teach For America Corps. Ms. Packnett has volunteered as executive director of Dream
Girls DMV, a mentoring program for young girls, and was the founding co-chair of The Collective-DC, a
regional organization for Teach For America alumni of color. She currently serves on the board of New
City School, the COCA (Center of Creative Arts) Associate Board, the Urban League of Metro St. Louis
Education Committee, and the John Burroughs School Board Diversity Committee. Ms. Packnett
received a BA from Washington University in St. Louis and an MA from American University.
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248
Roberto Villaseor
Roberto Villaseor is chief of police for the Tucson (Arizona) Police Department (TPD), a position he
has held since 2009. He joined the TPD in 1980 and has served as officer, sergeant, lieutenant, and
captain and as assistant chief from 2000 to 2009. Chief Villaseor was named Officer of the Year for
the TPD in 1996 and has been awarded the TPD Medal of Merit three times. He also received the TPD
Medal of Distinguished Service. Chief Villaseor is the incoming president of the Arizona Association of
Chiefs of Police and a board member of the Police Executive Research Forum (PERF). He received a BS
from Park University and a MEd from Northern Arizona University.
249
1.3 RECOMMENDATION: Law enforcement agencies should establish a culture of transparency and
accountability in order to build public trust and legitimacy. This will help ensure decision making is
understood and in accord with stated policy.
1.3.1 ACTION ITEM: To embrace a culture of transparency, law enforcement agencies should
make all department policies available for public review and regularly post on the
departments website information about stops, summonses, arrests, reported crime, and
other law enforcement data aggregated by demographics.
1.3.2 ACTION ITEM: When serious incidents occur, including those involving alleged police
misconduct, agencies should communicate with citizens and the media swiftly, openly, and
neutrally, respecting areas where the law requires confidentiality.
1.4 RECOMMENDATION: Law enforcement agencies should promote legitimacy internally within the
organization by applying the principles of procedural justice.
1.4.1 ACTION ITEM: In order to achieve internal legitimacy, law enforcement agencies should
involve employees in the process of developing policies and procedures.
1.4.2 ACTION ITEM: Law enforcement agency leadership should examine opportunities to
incorporate procedural justice into the internal discipline process, placing additional
importance on values adherence rather than adherence to rules. Union leadership should be
partners in this process.
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1.5 RECOMMENDATION: Law enforcement agencies should proactively promote public trust by initiating
positive nonenforcement activities to engage communities that typically have high rates of
investigative and enforcement involvement with government agencies.
1.5.1 ACTION ITEM: In order to achieve external legitimacy, law enforcement agencies should
involve the community in the process of developing and evaluating policies and procedures.
1.5.2 ACTION ITEM: Law enforcement agencies should institute residency incentive programs
such as Resident Officer Programs.
1.5.3 ACTION ITEM: Law enforcement agencies should create opportunities in schools and
communities for positive, nonenforcement interactions with police. Agencies should also
publicize the beneficial outcomes and images of positive, trust-building partnerships and
initiatives.
1.5.4 ACTION ITEM: Use of physical control equipment and techniques against vulnerable
populationsincluding children, elderly persons, pregnant women, people with physical and
mental disabilities, limited English proficiency, and otherscan undermine public trust and
should be used as a last resort. Law enforcement agencies should carefully consider and
review their policies towards these populations and adopt policies if none are in place.
1.6 RECOMMENDATION: Law enforcement agencies should consider the potential damage to public trust
when implementing crime fighting strategies.
1.6.1 ACTION ITEM: Research conducted to evaluate the effectiveness of crime fighting
strategies should specifically look at the potential for collateral damage of any given strategy
on community trust and legitimacy.
1.7 RECOMMENDATION: Law enforcement agencies should track the level of trust in police by their
communities just as they measure changes in crime. Annual community surveys, ideally standardized
across jurisdictions and with accepted sampling protocols, can measure how policing in that
community affects public trust.
1.7.1 ACTION ITEM: The Federal Government should develop survey tools and instructions for
use of such a model to prevent local departments from incurring the expense and to allow for
consistency across jurisdictions.
1.8 RECOMMENDATION: Law enforcement agencies should strive to create a workforce that contains a
broad range of diversity including race, gender, language, life experience, and cultural background to
improve understanding and effectiveness in dealing with all communities.
1.8.1 ACTION ITEM: The Federal Government should create a Law Enforcement Diversity
Initiative designed to help communities diversify law enforcement departments to reflect the
demographics of the community.
1.8.2 ACTION ITEM: The department overseeing this initiative should help localities learn best
practices for recruitment, training, and outreach to improve the diversity as well as the
cultural and linguistic responsiveness of law enforcement agencies.
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1.8.3 ACTION ITEM: Successful law enforcement agencies should be highlighted and celebrated
and those with less diversity should be offered technical assistance to facilitate change.
1.8.4 ACTION ITEM: Discretionary federal funding for law enforcement programs could be
influenced by that departments efforts to improve their diversity and cultural and linguistic
responsiveness.
1.8.5 ACTION ITEM: Law enforcement agencies should be encouraged to explore more flexible
staffing models.
1.9 RECOMMENDATION: Law enforcement agencies should build relationships based on trust with
immigrant communities. This is central to overall public safety.
1.9.1 ACTION ITEM: Decouple federal immigration enforcement from routine local policing for
civil enforcement and nonserious crime.
1.9.2 ACTION ITEM: Law enforcement agencies should ensure reasonable and equitable
language access for all persons who have encounters with police or who enter the criminal
justice system.
1.9.3 ACTION ITEM: The U.S. Department of Justice should remove civil immigration
information from the FBIs National Crime Information Center database.
2.1 RECOMMENDATION: Law enforcement agencies should collaborate with community members to
develop policies and strategies in communities and neighborhoods disproportionately affected by
crime for deploying resources that aim to reduce crime by improving relationships, greater community
engagement, and cooperation.
2.1.1 ACTION ITEM: The Federal Government should incentivize this collaboration through a
variety of programs that focus on public health, education, mental health, and other programs
not traditionally part of the criminal justice system.
2.2 RECOMMENDATION: Law enforcement agencies should have comprehensive policies on the use of
force that include training, investigations, prosecutions, data collection, and information sharing.
These policies must be clear, concise, and openly available for public inspection.
2.2.1 ACTION ITEM: Law enforcement agency policies for training on use of force should
emphasize de-escalation and alternatives to arrest or summons in situations where
appropriate.
2.2.2 ACTION ITEM: These policies should also mandate external and independent criminal
investigations in cases of police use of force resulting in death, officer-involved shootings
resulting in injury or death, or in-custody deaths.
2.2.3 ACTION ITEM: The task force encourages policies that mandate the use of external and
independent prosecutors in cases of police use of force resulting in death, officer-involved
shootings resulting in injury or death, or in-custody deaths.
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2.2.4 ACTION ITEM: Policies on use of force should also require agencies to collect, maintain,
and report data to the Federal Government on all officer-involved shootings, whether fatal or
nonfatal, as well as any in-custody death.
2.2.5 ACTION ITEM: Policies on use of force should clearly state what types of information will
be released, when, and in what situation, to maintain transparency.
2.2.6 ACTION ITEM: Law enforcement agencies should establish a Serious Incident Review
Board comprising sworn staff and community members to review cases involving officer
involved shootings and other serious incidents that have the potential to damage community
trust or confidence in the agency. The purpose of this board should be to identify any
administrative, supervisory, training, tactical, or policy issues that need to be addressed.
2.3 RECOMMENDATION: Law enforcement agencies are encouraged to implement nonpunitive peer
review of critical incidents separate from criminal and administrative investigations.
2.4 RECOMMENDATION: Law enforcement agencies are encouraged to adopt identification procedures
that implement scientifically supported practices that eliminate or minimize presenter bias or
influence.
2.5 RECOMMENDATION: All federal, state, local, and tribal law enforcement agencies should report and
make available to the public census data regarding the composition of their departments including
race, gender, age, and other relevant demographic data.
2.5.1 ACTION ITEM: The Bureau of Justice Statistics should add additional demographic
questions to the Law Enforcement Management and Administrative Statistics (LEMAS) survey
in order to meet the intent of this recommendation.
2.6 RECOMMENDATION: Law enforcement agencies should be encouraged to collect, maintain, and
analyze demographic data on all detentions (stops, frisks, searches, summons, and arrests). This data
should be disaggregated by school and non-school contacts.
2.6.1 ACTION ITEM: The Federal Government could further incentivize universities and other
organizations to partner with police departments to collect data and develop knowledge about
analysis and benchmarks as well as to develop tools and templates that help departments
manage data collection and analysis.
2.7 RECOMMENDATION: Law enforcement agencies should create policies and procedures for policing
mass demonstrations that employ a continuum of managed tactical resources that are designed to
minimize the appearance of a military operation and avoid using provocative tactics and equipment
that undermine civilian trust.
2.7.1. ACTION ITEM: Law enforcement agency policies should address procedures for
implementing a layered response to mass demonstrations that prioritize de-escalation and a
guardian mindset.
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2.7.2 ACTION ITEM: The Federal Government should create a mechanism for investigating
complaints and issuing sanctions regarding the inappropriate use of equipment and tactics
during mass demonstrations.
2.8 RECOMMENDATION: Some form of civilian oversight of law enforcement is important in order to
strengthen trust with the community. Every community should define the appropriate form and
structure of civilian oversight to meet the needs of that community.
2.8.1 ACTION ITEM: The U.S. Department of Justice, through its research arm, the National
Institute of Justice (NIJ), should expand its research agenda to include civilian oversight.
2.8.2 ACTION ITEM: The U.S. Department of Justices Office of Community Oriented Policing
Services (COPS Office) should provide technical assistance and collect best practices from
existing civilian oversight efforts and be prepared to help cities create this structure,
potentially with some matching grants and funding.
2.9 RECOMMENDATION: Law enforcement agencies and municipalities should refrain from practices
requiring officers to issue a predetermined number of tickets, citations, arrests, or summonses, or to
initiate investigative contacts with citizens for reasons not directly related to improving public safety,
such as generating revenue.
2.10 RECOMMENDATION: Law enforcement officers should be required to seek consent before a search
and explain that a person has the right to refuse consent when there is no warrant or probable cause.
Furthermore, officers should ideally obtain written acknowledgement that they have sought consent
to a search in these circumstances.
2.12 RECOMMENDATION: Law enforcement agencies should adopt and enforce policies prohibiting
profiling and discrimination based on race, ethnicity, national origin, age, gender, gender
identity/expression, sexual orientation, immigration status, disability, housing status, occupation,
and/or language fluency.
2.12.1 ACTION ITEM: The Bureau of Justice Statistics should add questions concerning sexual
harassment of and misconduct toward LGBTQ and gender-nonconforming people by law
enforcement officers to the Police Public Contact Survey.
2.12.2 ACTION ITEM: The Centers for Disease Control should add questions concerning sexual
harassment of and misconduct toward LGBTQ and gender-nonconforming people by law
enforcement officers to the National Intimate Partner and Sexual Violence Survey.
2.12.3 ACTION ITEM: The U.S. Department of Justice should promote and disseminate guidance
to federal, state, and local law enforcement agencies on documenting, preventing, and
addressing sexual harassment and misconduct by local law enforcement agents, consistent
with the recommendations of the International Association of Chiefs of Police.
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2.13 RECOMMENDATION: The U.S. Department of Justice, through the Office of Community Oriented
Policing Services and Office of Justice Programs, should provide technical assistance and incentive
funding to jurisdictions with small police agencies that take steps towards shared services, regional
training, and consolidation.
2.14 RECOMMENDATION: The U.S. Department of Justice, through the Office of Community Oriented
Policing Services, should partner with the International Association of Directors of Law Enforcement
Standards and Training (IADLEST) to expand its National Decertification Index to serve as the National
Register of Decertified Officers with the goal of covering all agencies within the United States and its
territories.
2.15 RECOMMENDATION: Law enforcement agencies should adopt policies requiring officers to
provide their names to individuals they have stopped, along with the reason for the stop, the reason
for a search if one is conducted, and a card with information on how to reach the civilian complaint
review board.
3.1 RECOMMENDATION: The U.S. Department of Justice, in consultation with the law enforcement field,
should broaden the efforts of the National Institute of Justice to establish national standards for the
research and development of new technology. These standards should also address compatibility and
interoperability needs both within law enforcement agencies and across agencies and jurisdictions and
maintain civil and human rights protections.
3.1.1 ACTION ITEM: The Federal Government should support the development and delivery of
training to help law enforcement agencies learn, acquire, and implement technology tools and
tactics that are consistent with the best practices of 21st century policing.
3.1.2 ACTION ITEM: As part of national standards, the issue of technologys impact on privacy
concerns should be addressed in accordance with protections provided by constitutional law.
3.1.3 ACTION ITEM: Law enforcement agencies should deploy smart technology that is designed
to prevent the tampering with or manipulating of evidence in violation of policy.
3.2 RECOMMENDATION: The implementation of appropriate technology by law enforcement agencies
should be designed considering local needs and aligned with national standards.
3.2.1 ACTION ITEM: Law enforcement agencies should encourage public engagement and
collaboration, including the use of community advisory bodies, when developing a policy for
the use of a new technology.
3.2.2 ACTION ITEM: Law enforcement agencies should include an evaluation or assessment
process to gauge the effectiveness of any new technology, soliciting input from all levels of the
agency, from line officer to leadership, as well as assessment from members of the
community.
3.2.3. ACTION ITEM: Law enforcement agencies should adopt the use of new technologies that
will help them better serve people with special needs or disabilities.
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3.3 RECOMMENDATION: The U.S. Department of Justice should develop best practices that can be
adopted by state legislative bodies to govern the acquisition, use, retention, and dissemination of
auditory, visual, and biometric data by law enforcement.
3.3.1 ACTION ITEM: As part of the process for developing best practices, the U.S. Department of
Justice should consult with civil rights and civil liberties organizations, as well as law
enforcement research groups and other experts, concerning the constitutional issues that can
arise as a result of the use of new technologies.
3.3.2 ACTION ITEM: The U.S. Department of Justice should create toolkits for the most effective
and constitutional use of multiple forms of innovative technology that will provide state, local,
and tribal law enforcement agencies with a one-stop clearinghouse of information and
resources.
3.3.3. ACTION ITEM: Law enforcement agencies should review and consider the Bureau of
Justice Assistances (BJA) Body Worn Camera Toolkit to assist in implementing BWCs.
3.4 RECOMMENDATION: Federal, state, local, and tribal legislative bodies should be encouraged to
update public record laws.
3.5 RECOMMENDATION: Law enforcement agencies should adopt model policies and best practices for
technology-based community engagement that increases community trust and access.
3.6 RECOMMENDATION: The Federal Government should support the development of new less than
lethal technology to help control combative suspects.
3.6.1 ACTION ITEM: Relevant federal agencies, including the U.S. Departments of Defense and
Justice, should expand their efforts to study the development and use of new less than lethal
technologies and evaluate their impact on public safety, reducing lethal violence against
citizens, Constitutionality, and officer safety.
3.7 RECOMMENDATION: The Federal Government should make the development and building of
segregated radio spectrum and increased bandwidth by FirstNet for exclusive use by local, state, tribal,
and federal public safety agencies a top priority.
4.1 RECOMMENDATION: Law enforcement agencies should develop and adopt policies and strategies
that reinforce the importance of community engagement in managing public safety.
4.1.1 ACTION ITEM: Law enforcement agencies should consider adopting preferences for
seeking least harm resolutions, such as diversion programs or warnings and citations in lieu
of arrest for minor infractions.
4.2 RECOMMENDATION: Community policing should be infused throughout the culture and
organizational structure of law enforcement agencies.
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4.2.1 ACTION ITEM: Law enforcement agencies should evaluate officers on their efforts to
engage members of the community and the partnerships they build. Making this part of the
performance evaluation process places an increased value on developing partnerships.
4.2.2 ACTION ITEM: Law enforcement agencies should evaluate their patrol deployment
practices to allow sufficient time for patrol officers to participate in problem solving and
community engagement activities.
4.2.3 ACTION ITEM: The U.S. Department of Justice and other public and private entities should
support research into the factors that have led to dramatic successes in crime reduction in
some communities through the infusion of non-discriminatory policing and to determine
replicable factors that could be used to guide law enforcement agencies in other communities.
4.3 RECOMMENDATION: Law enforcement agencies should engage in multidisciplinary, community team
approaches for planning, implementing, and responding to crisis situations with complex causal
factors.
4.3.1 ACTION ITEM: The U.S. Department of Justice should collaborate with others to develop
and disseminate baseline models of this crisis intervention team approach that can be adapted
to local contexts.
4.3.3 ACTION ITEM: Communities should look to involve peer support counselors as part of
multidisciplinary teams when appropriate. Persons who have experienced the same trauma
can provide both insight to the first responders and immediate support to individuals in crisis.
4.3.4 ACTION ITEM: Communities should be encouraged to evaluate the efficacy of these crisis
intervention team approaches and hold agency leaders accountable for outcomes.
4.4 RECOMMENDATION: Communities should support a culture and practice of policing that reflects the
values of protection and promotion of the dignity of all, especially the most vulnerable.
4.4.1 ACTION ITEM: Because offensive or harsh language can escalate a minor situation, law
enforcement agencies should underscore the importance of language used and adopt policies
directing officers to speak to individuals with respect.
4.4.1 ACTION ITEM: Law enforcement agencies should develop programs that create
opportunities for patrol officers to regularly interact with neighborhood residents, faith
leaders, and business leaders.
4.5 RECOMMENDATION: Community policing emphasizes working with neighborhood residents to coproduce public safety. Law enforcement agencies should work with community residents to identify
problems and collaborate on implementing solutions that produce meaningful results for the
community.
4.5.1 ACTION ITEM: Law enforcement agencies should schedule regular forums and meetings
where all community members can interact with police and help influence programs and
policy.
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4.5.2 ACTION ITEM: Law enforcement agencies should engage youth and communities in joint
training with law enforcement, citizen academies, ride-alongs, problem solving teams,
community action teams, and quality of life teams.
4.5.3. ACTION ITEM: Law enforcement agencies should establish formal community/citizen
advisory committees to assist in developing crime prevention strategies and agency policies as
well as provide input on policing issues.
4.5.4 ACTION ITEM: Law enforcement agencies should adopt community policing strategies that
support and work in concert with economic development efforts within communities.
4.6 RECOMMENDATION: Communities should adopt policies and programs that address the needs of
children and youth most at risk for crime or violence and reduce aggressive law enforcement tactics
that stigmatize youth and marginalize their participation in schools and communities.
4.6.1 ACTION ITEM: Education and criminal justice agencies at all levels of government should
work together to reform policies and procedures that push children into the juvenile justice
system.
4.6.2 ACTION ITEM: In order to keep youth in school and to keep them from criminal and
violent behavior, law enforcement agencies should work with schools to encourage the
creation of alternatives to student suspensions and expulsion through restorative justice,
diversion, counseling, and family interventions.
4.6.3 ACTION ITEM: Law enforcement agencies should work with schools to encourage the use
of alternative strategies that involve youth in decision making, such as restorative justice,
youth courts, and peer interventions.
4.6.4 ACTION ITEM: Law enforcement agencies should work with schools to adopt an
instructional approach to discipline that uses interventions or disciplinary consequences to
help students develop new behavior skills and positive strategies to avoid conflict, redirect
energy, and refocus on learning.
4.6.5 ACTION ITEM: Law enforcement agencies should work with schools to develop and
monitor school discipline policies with input and collaboration from school personnel,
students, families, and community members. These policies should prohibit the use of corporal
punishment and electronic control devices.
4.6.6 ACTION ITEM: Law enforcement agencies should work with schools to create a continuum
of developmentally appropriate and proportional consequences for addressing ongoing and
escalating student misbehavior after all appropriate interventions have been attempted.
4.6.7 ACTION ITEM: Law enforcement agencies should work with communities to play a role in
programs and procedures to reintegrate juveniles back into their communities as they leave
the juvenile justice system.
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4.6.8 ACTION ITEM: Law enforcement agencies and schools should establish memoranda of
agreement for the placement of School Resource Officers that limit police involvement in
student discipline.
4.6.9 ACTION ITEM: The Federal Government should assess and evaluate zero tolerance
strategies and examine the role of reasonable discretion when dealing with adolescents in
consideration of their stages of maturation or development.
4.7 RECOMMENDATION: Communities need to affirm and recognize the voices of youth in community
decision making, facilitate youth-led research and problem solving, and develop and fund youth
leadership training and life skills through positive youth/police collaboration and interactions.
4.7.1 ACTION ITEM: Communities and law enforcement agencies should restore and build trust
between youth and police by creating programs and projects for positive, consistent, and
persistent interaction between youth and police.
4.7.2 ACTION ITEM: Communities should develop community- and school-based evidencebased programs that mitigate punitive and authoritarian solutions to teen problems.
5.1 RECOMMENDATION: The Federal Government should support the development of partnerships with
training facilities across the country to promote consistent standards for high quality training and
establish training innovation hubs.
5.1.1 ACTION ITEM: The training innovation hubs should develop replicable model programs
that use adult-based learning and scenario based training in a training environment modeled
less like boot camp. Through these programs the hubs would influence nationwide curricula,
as well as instructional methodology.
5.1.2 ACTION ITEM: The training innovation hubs should establish partnerships with academic
institutions to develop rigorous training practices, evaluation, and the development of
curricula based on evidence-based practices.
5.1.3 ACTION ITEM: The Department of Justice should build a stronger relationship with the
International Association of Directors of Law Enforcement (IADLEST) in order to leverage their
network with state boards and commissions of Peace Officer Standards and Training (POST).
5.2 RECOMMENDATION: Law enforcement agencies should engage community members in the training
process.
5.2.1 ACTION ITEM: The U.S. Department of Justice should conduct research to develop and
disseminate a toolkit on how law enforcement agencies and training programs can integrate
community members into this training process.
259
5.3 RECOMMENDATION: Law enforcement agencies should provide leadership training to all personnel
throughout their careers.
5.3.1 ACTION ITEM: Recognizing that strong, capable leadership is required to create cultural
transformation, the U.S. Department of Justice should invest in developing learning goals and
model curricula/training for each level of leadership.
5.3.2 ACTION ITEM: The Federal Government should encourage and support partnerships
between law enforcement and academic institutions to support a culture that values ongoing
education and the integration of current research into the development of training, policies,
and practices.
5.3.3 ACTION ITEM: The U.S. Department of Justice should support and encourage crossdiscipline leadership training.
5.4 RECOMMENDATION: The U.S. Department of Justice should develop, in partnership with institutions
of higher education, a national postgraduate institute of policing for senior executives with a
standardized curriculum preparing them to lead agencies in the 21st century.
5.5 RECOMMENDATION: The U.S. Department of Justice should instruct the Federal Bureau of
Investigation to modify the curriculum of the National Academy at Quantico to include prominent
coverage of the topical areas addressed in this report. In addition, the COPS Office and the Office of
Justice Programs should work with law enforcement professional organizations to encourage
modification of their curricula in a similar fashion.
5.6 RECOMMENDATION: POSTs should make Crisis Intervention Training (CIT) a part of both basic recruit
and in-service officer training.
5.6.1 ACTION ITEM: Because of the importance of this issue, Congress should appropriate funds
to help support law enforcement crisis intervention training.
5.7 RECOMMENDATION: POSTs should ensure that basic officer training includes lessons to improve
social interaction as well as tactical skills.
5.8 RECOMMENDATION: POSTs should ensure that basic recruit and in-service officer training include
curriculum on the disease of addiction.
5.9 RECOMMENDATION: POSTs should ensure both basic recruit and in-service training incorporates
content around recognizing and confronting implicit bias and cultural responsiveness.
5.9.1 ACTION ITEM: Law enforcement agencies should implement ongoing, top down training
for all officers in cultural diversity and related topics that can build trust and legitimacy in
diverse communities. This should be accomplished with the assistance of advocacy groups that
represent the viewpoints of communities that have traditionally had adversarial relationships
with law enforcement.
99
5.9.2 ACTION ITEM: Law enforcement agencies should implement training for officers that
covers policies for interactions with the LGBTQ population, including issues such as
determining gender identity for arrest placement, the Muslim, Arab, and South Asian
communities, and immigrant or non-English speaking groups, as well as reinforcing policies for
the prevention of sexual misconduct and harassment.
5.10 RECOMMENDATION: POSTs should require both basic recruit and in-service training on policing in a
democratic society.
5.11 RECOMMENDATION: The Federal Government, as well as state and local agencies, should
encourage and incentivize higher education for law enforcement officers.
5.11.1 ACTION ITEM: The Federal Government should create a loan repayment and forgiveness
incentive program specifically for policing.
5.12 RECOMMENDATION: The Federal Government should support research into the development of
technology that enhances scenario based training, social interaction skills, and enables the
dissemination of interactive distance learning for law enforcement.
5.13 RECOMMENDATION: The U.S. Department of Justice should support the development and
implementation of improved Field Training Officer programs.
5.13.1 ACTION ITEM: The U.S. Department of Justice should support the development of broad
Field Training Program standards and training strategies that address changing police culture
and organizational procedural justice issues that agencies can adopt and customize to local
needs.
5.13.2 ACTION ITEM: The U.S. Department of Justice should provide funding to incentivize
agencies to update their Field Training Programs in accordance with the new standards.
6.1 RECOMMENDATION: The U.S. Department of Justice should enhance and further promote its multifaceted officer safety and wellness initiative.
6.1.1 ACTION ITEM: Congress should establish and fund a national Blue Alert warning system.
6.1.2 ACTION ITEM: The U.S. Department of Justice, in partnership with the U.S. Department of
Health and Human Services, should establish a task force to study mental health issues unique
to officers and recommend tailored treatments.
6.1.3 ACTION ITEM: The Federal Government should support the continuing research into the
efficacy of an annual mental health check for officers, as well as fitness, resilience, and
nutrition.
6.1.4. ACTION ITEM: Pension plans should recognize fitness for duty examinations as definitive
evidence of valid duty or non-duty related disability.
261
6.1.5 ACTION ITEM: Public Safety Officer Benefits (PSOB) should be provided to survivors of
officers killed while working, regardless of whether the officer used safety equipment (seatbelt
or anti-ballistic vest) or if officer death was the result of suicide attributed to a current
diagnosis of duty-related mental illness, including but not limited to post-traumatic stress
disorder (PTSD).
6.2 RECOMMENDATION: Law enforcement agencies should promote safety and wellness at every level of
the organization.
6.2.1 ACTION ITEM: Though the Federal Government can support many of the programs and
best practices identified by the U.S. Department of Justice initiative described in
recommendation 6.1, the ultimate responsibility lies with each agency.
6.3 RECOMMENDATION: The U.S. Department of Justice should encourage and assist departments in the
implementation of scientifically supported shift lengths by law enforcement.
6.3.1 ACTION ITEM: The U.S. Department of Justice should fund additional research into the
efficacy of limiting the total number of hours an officer should work within a 2448 hour
period, including special findings on the maximum number of hours an officer should work in a
high risk or high stress environment (e.g., public demonstrations or emergency situations).
6.4 RECOMMENDATION: Every law enforcement officer should be provided with individual tactical first
aid kits and training as well as anti-ballistic vests.
6.4.1 ACTION ITEM: Congress should authorize funding for the distribution of law enforcement
individual tactical first-aid kits.
6.4.2 ACTION ITEM: Congress should reauthorize and expand the Bulletproof Vest Partnership
(BVP) program.
6.5 RECOMMENDATION: The U.S. Department of Justice should expand efforts to collect and analyze
data not only on officer deaths but also on injuries and near misses.
6.6 RECOMMENDATION: Law enforcement agencies should adopt policies that require officers to wear
seat belts and bullet-proof vests and provide training to raise awareness of the consequences of failure
to do so.
6.7 RECOMMENDATION: Congress should develop and enact peer review error management legislation.
6.8 RECOMMENDATION: The U.S. Department of Transportation should provide technical assistance
opportunities for departments to explore the use of vehicles equipped with vehicle collision
prevention smart car technology that will reduce the number of accidents.
7.1 RECOMMENDATION: The President should direct all federal law enforcement agencies to review the
recommendations made by the Task Force on 21st Century Policing and, to the extent practicable, to
adopt those that can be implemented at the federal level.
262
7.2 RECOMMENDATION: The U.S. Department of Justice should explore public-private partnership
opportunities, starting by convening a meeting with local, regional, and national foundations to discuss
the proposals for reform described in this report and seeking their engagement and support in
advancing implementation of these recommendations.
7.3 RECOMMENDATION: The U.S. Department of Justice should charge its Office of Community Oriented
Policing Services (COPS Office) with assisting the law enforcement field in addressing current and
future challenges.
For recommendation 7.3, the COPS Office should consider taking actions including but not limited to
the following:
Create a National Policing Practices and Accountability Division within the COPS Office.
Establish national benchmarks and best practices for federal, state, local, and tribal police
departments.
Provide technical assistance and funding to national, state, local, and tribal accreditation bodies
that evaluate policing practices.
Recommend additional benchmarks and best practices for state training and standards boards.
Provide technical assistance and funding to state training boards to help them meet national
benchmarks and best practices in training methodologies and content.
Support departments through an expansion of the COPS Office Collaborative Reform Initiative.
Collaborate with universities, the Office of Justice Programs and its bureaus (Bureau of Justice
Assistance [BJA], Bureau of Justice Statistics [BJS], National Institute of Justice [NIJ], and Office of
Juvenile Justice and Delinquency Prevention [OJJDP]), and others to review research and literature
in order to inform law enforcement agencies about evidence-based practices and to identify areas
of police operations where additional research is needed.
establish a central repository for data concerning police use of force resulting in death, as well
as in-custody deaths, and disseminate this data for use by both community and police;
provide local agencies with technical assistance and a template to conduct local citizen
satisfaction surveys;
263
compile annual citizen satisfaction surveys based on the submission of voluntary local surveys,
develop a national level survey as well as surveys for use by local agencies and by small
geographic units, and develop questions to be added to the National Crime Victimization
Survey relating to citizen satisfaction with police agencies and public trust.
Collaborate with the BJS and others to develop a template of broader indicators of performance
for police departments beyond crime rates alone that could comprise a Uniform Justice Report.
Collaborate with the NIJ and the BJS to publish an annual report on the State of Policing in the
United States.
Provide support to national police leadership associations and national rank and file
organizations to encourage them to implement task force recommendations.
Work with the U.S. Department of Homeland Security to ensure that community policing tactics in
state, local, and tribal law enforcement agencies are incorporated into their role in homeland
security.
264
ATTACHMENT 11B
Contents
1. Problem Analysis: Introduction, Purpose, Methodology, 3 6
Objectives, Activities
7 12
13 23
24 32
33 45
46 49
50 55
56 58
9. Appendix
59 67
266
The problem analysis method has been developed and refined over
the past 20 years, as Ceasefire interventions have been tested in
numerous cities across the U.S. and internationally. For more
information on problem analyses, see slide 60.
268
2.
3.
4.
5.
269
2.
3.
4.
5.
6.
Contents
1. Problem Analysis: Introduction, Purpose, Methodology, 3 6
Objectives, Activities
7 12
13 23
24 32
33 45
46 49
50 55
56 58
9. Appendix
59 67
271
In recent years:
Oaklands violent crime rate has been 3x 4x the state
rate
272
44-year = 107.04
Homicide Averages:
10-year = 108.9
5-year = 107.8
273
3-year = 106.67
274
10
275
11
276
12
Contents
1. Problem Analysis: Introduction, Purpose, Methodology, 3 6
Objectives, Activities
7 12
13 23
24 32
33 45
46 49
50 55
56 58
9. Appendix
59 67
277
13
278
14
Suspects
N = 67
Oakland
Population,
2010 Census
Male
84%
94%
49.5%
Female
16%
6%
51.5%
8%*
6%
17.4%
Black
78%
82%
28%
Hispanic
9%
10.5%
25.4%
White
5%
1.5%
34.5%
Sex
Race
15
Known Suspects
N = 67
17 and under
8%
15%
18 - 24
36%
36%
25 - 34
30%
33%
35 - 44
12%
9%
45 and older
14%
7%
30.25
26.36
Age Distribution
Mean Age
280
16
281
17
282
18
12.5%
18 - 24
48.75%
25 - 34
27.5%
35 - 44
7.5%
45 and older
3.75%
Mean Age
24.59
283
19
284
20
Suspects
69.84%
90.38%
N = 88
N = 47
Average age
30.90
28.64
11.65
9.40
7.99
6.64
Prior probation
79.55%
76.60%
19.32%
36.17%
Prior parole
31.82%
25.53%
Prior Incarceration
84.10%
82.98%
Convicted of Felony
73.86%
72.34%
285
21
286
22
Suspects
N = 88
N = 47
1.68
1.85
0.65
1.47
0.68
1.09
Drug
3.30
2.62
Property
2.70
2.30
Disorderly
1.93
1.98
Sex Industry
0.06
.04
Fraud
0.34
0.38
Other
2.82
1.75
287
23
Contents
1. Problem Analysis: Introduction, Purpose, Methodology, 3 6
Objectives, Activities
7 12
13 23
24 32
33 45
46 49
50 55
56 58
9. Appendix
59 67
288
24
N = 43
N = 27
N = 101
289
25
Percentage
101
59%
30
17.5%
12
7%
1.1%
Personal Dispute
26
15.2%
5.3%
4.6%
Instant Dispute
2.9%
Robbery
2.3%
Motive Unknown
2.3%
Domestic
0.5%
290
26
Percentage
43
25.1%
Personal Dispute
10
5.8%
11
6.4%
11
6.4%
Motive Unknown
2.9%
Instant Dispute
2.3%
Domestic
0.5%
Witness Intimidation
0.5%
291
27
Percentage
27
15.7%
Domestic
3.5%
Instant Dispute
2.9%
Personal
2.3%
Residential Robbery
1.1%
Drug Business
1.1%
Motive Unknown
0.5%
4%
292
28
Homicide Circumstances:
As Percentage of Homicides Citywide and Percentage Group Member
Involvement (GMI) Across Each Circumstance Category
Circumstance
Total % of
Homicides
% GMI
% GMI
Unknown/Not
Confirmed
% No
GMI
Ongoing Conflict
Between Groups
17.5%
100%
0%
0%
Personal Dispute
23%
65%
25%
10%
Robbery (includes
residential robbery)
10%
23%
65%
12%
Drug Business
13%
41%
50%
9%
Instant Dispute
8%
36%
48%
36%
Motive Unknown
6%
40%
50%
10%
Domestic
5%
12.5%
12.5%
75%
4.6%
100%
0%
0%
Other Business
(Non-drug)
293
29
30
31
Victims
N = 16
N = 75
N = 80
Suspects
N = 34
N = 47
N = 90
296
32
Contents
1. Problem Analysis: Introduction, Purpose, Methodology, 3 6
Objectives, Activities
7 12
13 23
24 32
33 45
46 49
50 55
56 58
9. Appendix
59 67
297
33
298
34
35
36
37
38
39
Associations change
frequently; Updated
December 2013
304
40
41
*When specific Norteo or Border Brother set is306known, those incidents are counted twicewithin all
42
sets, and separately by set
FOR PRESENTATION - NOT FOR DISTRIBUTION - JANUARY 2014
307
43
308
44
309
45
Contents
1. Problem Analysis: Introduction, Purpose, Methodology, 3 6
Objectives, Activities
7 12
13 23
24 32
33 45
46 49
50 55
56 58
9. Appendix
59 67
310
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1.792116% - 2.580645%
2.580646% - 3.44086%
3.440861% - 6.308244%
City of Oakland
0.7
1.4 Miles
312
FOR PRESENTATION
- NOT FOR
DISTRIBUTION - JANUARY 2014
48
AS H
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2012-2013 187A
LO
DIL
AV
40.22866517 - 80.45733032
80.45733033 - 120.6859955
120.6859956 - 160.9146606
DR
0 - 40.22866516
VIS
DA
ST
RT
PO
AIR
14
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160.9146607 - 201.1433258
City of Oakland
0.65
1.3 Miles
49
Contents
1. Problem Analysis: Introduction, Purpose, Methodology, 3 6
Objectives, Activities
7 12
13 23
24 32
33 45
46 49
50 55
56 58
9. Appendix
59 67
314
50
316
52
53
318
54
Summary Observations
The following summary observations are relevant to quality
implementation of Oakland Ceasefire:
1. Risk of involvement in violence in Oakland tends to be highly
concentrated among young men ages 18-34 that are involved in
fluid and complicated but recognizable groups and networks.
2. These young men tend to come into contact with the criminal
justice system frequently.
3. Making progress on reducing the risk these young men present to
themselves and the community depends on making them a joint
and sustained focus of the full range of Ceasefire partners.
4. Oakland has experienced especially high rates of violence for
several decades. Continued progress will require intensive
sustained effort.
5. Maintaining progress on violence reduction in East Oakland should
be factored into any consideration of expanding full
implementation of Ceasefire to other areas of Oakland
55
319
Acknowledgements
Thank you to the personnel of the Oakland Police Department for
dedicating their time and expertise to this process and product.
Thank you to the Department of Human Services for their
administration and management of the funding that made this
product possible.
Special thanks to the following people for their effort and support:
Interim Chief Sean Whent
Interim Assistant Chief Paul Figueroa
Captain Ersie Joyner
Andrea Van Peteghem
Reygan Harmon
Lieutenant Tony Jones
Sergeant Fred Shavies
Officer Gerardo Melero
Julian Ware
Robert Batty FOR PRESENTATION - NOT FOR DISTRIBUTION - JANUARY 2014
320
56
Sources
Notes
10-12
14-20
21-23
25-45
47-50
321
57
Appendix
1. Additional Maps of Violence in Oakland
60 65
66 67
323
59
AV
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Heat Map
Density
of Homicides
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Shootings
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2009 November 20, 2013
DR
U
EST
LO
DIL
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VIS
DA
ST
14
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624.7274903 - 780.9093628
324
City of Oakland
0.65
1.3 Miles
60
AV
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UN IV
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MAR TIN LU T HE
2012-2013
Shootings and Homicides
Heat Map Density
of Homicides
and Nonfatal Shootings During Review
Period, January 2012 June 2013
DR
U
EST
LO
DIL
AV
0 - 58.56820679
117.1364137 - 175.7046204
175.7046205 - 234.2728271
DR
58.5682068 - 117.1364136
R
PO
AIR
VIS
DA
ST
14
TH
ST
234.2728272 - 292.8410339
City of Oakland
0.65
1.3 Miles
325
FOR PRESENTATION
- NOT FOR
DISTRIBUTION - JANUARY 2014
61
AV
CL
AR
EM
ON
T
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2009-2013 187A
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ED
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<VALUE>
AV
LO
DIL
0 - 18.14234009
36.28468019 - 54.42702026
54.42702027 - 72.56936035
DR
18.1423401 - 36.28468018
R
PO
AIR
VIS
DA
ST
14
TH
ST
72.56936036 - 90.71170044
City of Oakland
0.65
1.3 Miles
326
FOR PRESENTATION
- NOT FOR
DISTRIBUTION - JANUARY 2014
62
AV
AV
NT
E L RD
TUN
MO
CL
AR
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SNA
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T
98
DO
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Legend
ED E
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2012-2013
187A
Density
Homicide Density
Map
with
Pins of Incidents, Review Period, January
2012 June 2013
DR
U
EST
<VALUE>
LO
DIL
AV
0 - 7.099176025
DR
7.099176026 - 14.19835205
14.19835206 - 21.29752808
R
PO
AIR
21.29752809 - 28.3967041
VIS
DA
ST
14
TH
ST
28.39670411 - 35.49588013
327
City of Oakland
0.65
1.3 Miles
63
FOR PRESENTATION - NOT FOR DISTRIBUTION - JANUARY 2014
AV
AV
NT
CL
AR
EM
O
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SNA
RI
S
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N EY R
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DR
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2009-2013 245A(2)
LO
DIL
AV
113.5868165 - 227.1736328
227.1736329 - 340.7604492
340.7604493 - 454.3472656
454.3472657 - 567.934082
City of Oakland
DR
0 - 113.5868164
RT
PO
AIR
328
FOR PRESENTATION
- NOT FOR
DISTRIBUTION - JANUARY 2014
VIS
DA
ST
14
TH
ST
64
AV
AV
NT
E L RD
TUN
MO
CL
AR
E
SNA
HE
SHEP
ST
S TE R
WEB
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S
ST
SK
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AV
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11
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15
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35
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73
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77
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TH
77
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AV
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TL
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DO
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IT
Legend
ED E
SA
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AV
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BA
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M E CAR T
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SA
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21
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AV
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E
UN IV
R K IN G
MAR TIN LU T HE
2012-2013
245A(2) Map
Density with Pins of Incidents, Review Period,
Nonfatal Shooting
Density
January 2012 June 2013
DR
U
EST
2012-2013 245A(2)
LO
DIL
AV
0 - 40.22866516
DR
40.22866517 - 80.45733032
80.45733033 - 120.6859955
R
PO
AIR
120.6859956 - 160.9146606
VIS
DA
ST
14
TH
ST
160.9146607 - 201.1433258
329
City of Oakland
0.65
1.3 Miles
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FOR PRESENTATION - NOT FOR DISTRIBUTION - JANUARY 2014
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From:
To:
Subject:
Date:
Attachments:
Marcus, Nancy
Al Leu; Allen Valenzuela; Angela Haller; Angie Tam; Argueta, Jennifer; Barbara Azad; Bedford, Sara; Beverly A.
Williams; Bill Puskas; Bruce Nye; Bryan Parker; Carl Chan; Cary Barbane; Christie, Dyanna; Cotton, Chantal;
Cynthia Balagtas; Dalia Dynes; Deloach Reed, Teresa; DL - City Council; DL - OPD Command; Dorothy Smith;
Eboni Hynes; Esther Guolsley; Fern Stronde; Geoff Collins; Grant, Kevin; Haile, Maereg; Halpern-Finnerty,
Johanna; Harmon, Reygan E.; Holly Colvin; Howard D. Yakoff; J. Copes; Jagannathan, Priya; Jared Williams;
Jay Askford; Jennifer Lynn-Whaley; Jeremy Danky; Jerry Budin; Jesse Strauss; Jessica Chen; Jim Dexter;
Jimenez, Javier; Joe Tuman; Halpern-Finnerty, Johanna; Joseph Tudisco; Judy Cox; Katherine Enad; Ken
Chambers; Kilgore, Kelli; Kim, Peter; Kyle Franklin; Lauren Palmetto; Lena Toney; Linda Taylor; Marc Guillory;
Marcus, Nancy; Margurite Fuller; Marion Mius; Henderson, Mark B; Marleen Sacks ; Mena, Emilio; Wetzel,
Michael; Michael Ubel; Miguel Vargas; Mikela Rabinowitz; Minci XZE; Mitchell, Adriana; Natasha Middleton;
Patricia Bennett ; Paul Junge; Paula Hawthorn; Peg Lum; Renee Wiess; Rita Beles
(Rik@electroncartifacts.com); Rodney Brooks; Scott Olsen; Serin-Christ, Sara; Sheryl Walton; Simmons, Dan;
Sze_old, Sun-Kwong_old; Suo Fong; Treva Reid; Wang, Mailee; William Elman
Joint Meeting for MYOC and Public Safety Oversight Committees
Wednesday, May 13, 2015 4:24:29 PM
Joint Meeting #1 - Final.pdf
Good Evening,
You are receiving this email as a subscriber to the Measure Y Oversight Committee (MYOC) and/or
Public Safety and Services Oversight Committee (SSOC) meeting notices.
Attached is the agenda for the joint MYOC & SSOC meeting to be held on Monday, May 18, 2015 at
6:00pm in Council Chambers.
If you no longer want to receive these emails, please respond to this email, and I will remove your
name from the distribution list.
Thanks,
Nancy Marcus
Special Business Permits
Office of the City Administrator
1 Frank H. Ogawa Plaza 11th Fl.
Oakland, CA 94612
510-238-3294
510-238-7084 (fax)
The investigation focused on two of the most active and violent street gangs in the
City of Oakland, 65th Ave Gang and 69th Ave Village Gang. The 65th Ave and 69th
Ave Village gangs have a long history of violence and feuding that goes back
decades. The 2014 murder of a high ranking 69th Ave Village gang member
prompted increased tension between the groups.
Recognizing the serious potential for retaliation and continued violence, we
utilized the Ceasefire Strategy to focus our attention on the groups. We
communicated directly with several members of each gang warning them to stop
the violence and advising them that alternatives existed. Some of the individuals
we communicated with chose not to engage in violence. We focused our collective
resources on those individuals who chose to continue their involvement in violent
crime.
Together with our partner agencies, we worked diligently to gather the information
and intelligence needed to put together these criminal cases. The suspects
identified are responsible for numerous violent crimes, including shootings,
assaults, burglaries, and street robberies.
Chief Whent said, We are relieved to have built cases on these violent individuals.
This extensive investigation was made possible because of the continued
commitment of our partner agencies. We understand we have much more work to
do and we are dedicated to our role in creating a safer Oakland.
This community has made it clear that stopping gun violence is our number one
priority. That is why we are using the proven strength of the Ceasefire partnership
to help end this plague in our city, said Mayor Libby Schaaf. This partnership is
about giving people the opportunity to make better choices, but also being
extremely clear that we will make good on our promise of harsh consequences if
you continue on a path of violence. The individuals that were arrested today were
not only guilty of gang violence, but also of terrorizing Oaklanders with
carjackings, home invasions and street robberies. Taking them off our streets is an
important step toward helping Oakland realize its amazing potential and giving
residents back their right to live without fear.
We are committed to dismantling violent street gangs terrorizing our
From:
To:
Cc:
Subject:
Date:
Attachments:
Oakland, CA Today Mayor Libby Schaaf and Oakland Police Chief Sean Whent were joined by
representatives from the community; the California Department of Justice; the Alameda County
District Attorneys Office; the Alameda County Probation Department; the Oakland Housing
Authority; the Federal Bureau of Investigation; the U.S. Marshals; City of Oakland councilmembers
Desley Brooks and Larry Reid; Bishop Bob Jackson, Pastor of Acts Full Gospel Church; and the
California Highway Patrol at a press conference discussing the culmination of a long-term criminal
investigation.
The investigation focused on two of the most active and violent street gangs in the City of Oakland,
65th Ave Gang and 69th Ave Village Gang. The 65th Ave and 69th Ave Village gangs have a long
history of violence and feuding that goes back decades. The 2014 murder of a high ranking 69th Ave
Village gang member prompted increased tension between the groups.
Recognizing the serious potential for retaliation and continued violence, we utilized the Ceasefire
Strategy to focus our attention on the groups. We communicated directly with several members of
each gang warning them to stop the violence and advising them that alternatives existed. Some of
the individuals we communicated with chose not to engage in violence. We focused our collective
resources on those individuals who chose to continue their involvement in violent crime.
Together with our partner agencies, we worked diligently to gather the information and intelligence
needed to put together these criminal cases. The suspects identified are responsible for numerous
violent crimes, including shootings, assaults, burglaries, and street robberies.
Chief Whent said, We are relieved to have built cases on these violent individuals. This extensive
investigation was made possible because of the continued commitment of our partner agencies. We
understand we have much more work to do and we are dedicated to our role in creating a safer
Oakland.
This community has made it clear that stopping gun violence is our number one priority. That is
why we are using the proven strength of the Ceasefire partnership to help end this plague in our
city, said Mayor Libby Schaaf. This partnership is about giving people the opportunity to make
better choices, but also being extremely clear that we will make good on our promise of harsh
consequences if you continue on a path of violence. The individuals that were arrested today were
not only guilty of gang violence, but also of terrorizing Oaklanders with carjackings, home invasions
and street robberies. Taking them off our streets is an important step toward helping Oakland
realize its amazing potential and giving residents back their right to live without fear.
We are committed to dismantling violent street gangs terrorizing our communities, said Attorney
General Kamala Harris. I want to thank our Department of Justice agents and the Oakland Police
Department for their work to keep our communities safe.
Anonymous Tipping allows residents to proactively connect with the Oakland Police Department by
submitting anonymous tips via web form and text message. Additionally, with the issuance of a
tipping passcode to tipsters, we can initiate a two-way, anonymous communication to help gather
more information.
For more information, please contact the Media Relations Office at 510-238-7230 or
opdmedia@oaklandnet.com.
Visit Nixle.com to receive Oakland Police Department alerts, advisories and community messages, or
follow OPD on Twitter, @oaklandpoliceca.
Sylvia McDaniel
Technical Communications Specialist
Media Relations Office, Office of the Chief of Police
Oakland Police Department
smcdaniel@oaklandnet.com
MEMORANDUM
TO:
________________
INFORMATION
This information memorandum describes efforts underway by the City of Oakland staff to
implement the requirements of the 2014 Public Safety and Services Violence Prevention Act
(Safety and Services Act, Measure Z). It outlines the relationship between Measure Y and the
Safety and Services Act, gives a high level overview of the Safety and Services Act
requirements, and outlines the qualifications and timeline for the Safety and Services Act
Oversight Commission.
I.
Page 2
III.
Page 3
7. Provide input on strategies: At least every three (3) years, the department head or
his/her designee of each department receiving funds from this Ordinance shall
present to the Commission a priority spending plan for funds received from this
Ordinance. The priority spending plan shall include proposed expenditures,
strategic rationales for those expenditures and intended measurable outcomes and
metrics expected from those expenditures. In a public meeting, the Commission
shall make recommendations to the Mayor and City Council on the strategies in the
plans prior to the City Council adoption of the plans.
8. The Commission will recommend to the Mayor and City Council those strategies
and practices funded by the Safety and Services Act that should be continued and/or
terminated, based on successes in responding to, reducing or preventing violent
crime as demonstrated in the evaluation.
9. Semi-Annual Progress Reports: Twice each year, the Commission shall receive a
report from a representative of each department receiving funds from this
Ordinance, updating the Commission on progress towards the desired outcomes.
10. Have a Joint Meeting of the Commission and City Council: The City Council, the
Commission and other public safety-related boards and commissions shall conduct
an annual joint special public informational meeting devoted to the subject of public
safety.
IV.
Page 4
Category 3: At least two (2) members with a professional law enforcement or criminal
justice background (retirees welcome). This could include backgrounds such as the
following:
Public defenders
Court experience
Probation experience
District Attorneys Office
Parole experience
Police officer
All members should have the ability to think about larger policy implications. The
remaining three (3) members should have one or more of the general qualifications as set
forth in the Safety and Services Act including individuals with experience in criminal
justice, public health, social services, research and evaluation, finance, audits, and/or
public policy.
The Safety and Services Act does not require residency in Oakland, but an intimate
knowledge of Oakland and its communities and/or residency or employment in Oakland
are highly preferred.
Staff will work with Council offices, if needed, to help generate interviewees for
potential members. With the short timeframe to get the Commission seated and operating,
staff will also coordinate with the Mayors Office to ensure membership balance.
V.
VI.
Next Steps
The commission should be chosen soon because the first order of business for the
commission has to occur by April 2015 (the first priority spending plan presentation must
occur by 120 days after the effective date of the ordinance). This means that the
commission should be confirmed by City Council, seated, and have received orientation
about roles, process, etc., by early March 2015.
Page 5
Staff requests that the City Council and the Mayor brainstorm potential candidates and
recommend those candidates by January 31, 2015 to allow the Mayors office and
City staff the time needed to organize all necessary details.
Respectfully submitted,
/s/
HENRY L. GARDNER
City Administrator
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24
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Summary of Measure Z
RFP Planning Process
Measure Y Oversight Committee
April 22, 2015
34
36
Six focus groups were held with a total of 26 Oakland Unite agencies represented, across all
program strategies: Family Violence and CSEC; Shooting and Homicide Response; Street
Outreach; Youth Employment; Young Adult Reentry; and Youth Case Management
Three intense focus groups were held with: 6 OU youth participants, 7 OU young adult
participants, and 10 members of the Youth Advisory Commission
Additionally, three listening sessions were held with: 17 Executive Directors in the Oakland Unite
Network; 8 members of the Ceasefire Partnership Committee; and a general public Youth Forum
with over 120 youth participants (co-sponsored with OFCY)
This input will be combined with participant and provider feedback collected by RDA from
prior year evaluations and interviews, along with a services gap analysis and community
stressor report created by Urban Strategies
Researching best practices and innovative programming in other cities including San
Francisco, Richmond, Los Angeles, Seattle, Chicago, New Orleans, Baltimore, and Boston
Interviews with key stakeholders and systems leaders, including the Mayor, Councilmembers,
OUSD Superintendant, Chief of Probation, District Attorney, State Parole Office, Highland Hospital,
and Public Health Dept
37
Success
Focused Youth
Services (JJC and
OUSD Wraparound
Services; and Youth
Employment)
Family Violence
Intervention
Violence
Incident/Crisis
Intervention
Gaps/Challenges
consistent presence of
mentor/advocate/case manager are
critical elements to participant
success
Improved
coordination/collaboration across
Hopes/Aspiration
39
2015
OAKLAND
SUMMIT
Mayor Libby Schaaf and Chief of Police
Sean Whent will present their vision of
Oakland through Community Policing.
Laney College*
Public Works
Violence Prevention
Programs
How to Register:
Visit: www.oaklandnet.com/summit
Call: (510) 986-2715
Deadline to register is May 22nd, 2015
From:
To:
Cc:
Subject:
Date:
Attachments:
Once identified as being involved in or at risk for violence, individuals and/or groups are
offered resources and encouragement to choose a different path but also warned that violence
will result in arrest and prosecution. Ceasefire is a fair, ethical, and effective violence
intervention strategy that has been successfully implemented in other U.S. cities.
Nixle Tip Watch allows tipsters to send OPD a tip three ways:
For more information, please contact the Media Relations Office at 510-238-7230 or
opdmedia@oaklandnet.com.
Visit Nixle.com to receive Oakland Police Department alerts, advisories and community
messages, or follow OPD on Twitter, @oaklandpoliceca.
# # #
Sylvia McDaniel
From:
To:
Cc:
Subject:
Date:
Luby, Oliver
Birch, Timothy; Coleman, Kirk
Gibbons, Mary; Stoffmacher, Bruce
RE: CID Report
Monday, April 20, 2015 4:12:00 PM
Thank you.
Please find attached the report on CID for our meeting tomorrow.
Tim
Timothy Birch
Police Services Manager
Research and Planning
Office of the Chief
Oakland Police Department
455 7th Street, 8th floor
Oakland, CA 94607
(510) 238-6443
From:
To:
Cc:
Subject:
Date:
Luby, Oliver
Birch, Timothy
Gibbons, Mary; Stoffmacher, Bruce
RE: Conference Call this Morning re: Crime Lab
Wednesday, April 15, 2015 10:59:00 AM
Dan will be here in 6 min. We will call you then. Sorry for the delay.
Timothy Birch
Police Services Manager
Research and Planning
Office of the Chief
Oakland Police Department
455 7th Street, 8th floor
Oakland, CA 94607
(510) 238-6443
Hi Tim.
Thanks. Im still waiting on CM Kalb. If he makes it in by 11 am, well call Mary from his office.
Otherwise, I will call to represent our office.
Oliver
Bruce Stoffmacher scheduled a conference call for 11:00 this morning between your office and
Mary Gibbons, our Crime Lab Manager.
Thank you,
Tim
Timothy Birch
Police Services Manager
Research and Planning
Office of the Chief
Oakland Police Department
455 7th Street, 8th floor
Oakland, CA 94607
(510) 238-6443
From:
To:
Cc:
Subject:
Date:
Attachments:
Birch, Timothy
Bolotina, Olga
Luby, Oliver; Stoffmacher, Bruce
Agenda Report on Investigations
Monday, April 13, 2015 3:47:05 PM
Report on CID.docx
Attachment A Investigators in Large California Cities Final.docx
Attachment B Grand Jury Crime Lab Report.pdf
Hello Olga,
Please find attached a draft report in response to Council Member Kalbs request concerning
Investigations in the Oakland Police Department.
I still have a meeting on this subject scheduled for next week. Please let me know if you would still
like to meet.
Thank you,
Tim
Timothy Birch
Police Services Manager
Research and Planning
Office of the Chief
Oakland Police Department
455 7th Street, 8th floor
Oakland, CA 94607
(510) 238-6443
AGENDA REPORT
TO: JOHN A. FLORES
INTERIM CITY ADMINISTRATOR
DATE:
Date
This report also recommends substantial expansion or replacement of the current Crime Lab to
accommodate additional positions.
OUTCOME
This report will help facilitate discussion between the Oakland Police Department and the Public
Safety Committee regarding the investigative capacity of the Criminal Investigation Division.
Item: __________
Public Safety Committee
May 12, 2015
Page 2
Homicide
Robbery and Burglary
Theft/Misdemeanor Crimes and Field Support/Task Forces
Special Victims
Youth and Family Services
Felony Assault and Gangs
Page 3
Section
Homicide
Robbery and Burglary
Theft/Misdemeanor Crimes
and Field Support/Task Forces
Special Victims
Youth and School Services
Felony Assault and Gangs
Sergeants
Approved Actual
6
5
3
2
2
1
Ideal
8
5
Unk.
4
3
3
18
Unk.
5
4
1
3
Officers
Approved Actual
6
5
13
11
19
18
27
16
18
25
16
18
Ideal
8
27
Unk.
140
Unk.
38
HOMICIDE SECTION
A 2008 study by the Federal Bureau of Investigation (FBI) found that of fifty-five
agencies with a minimum of twenty-five homicides per year for five years, homicide
investigators handled an average of five cases annually. The study found that law
enforcement agencies with smaller homicide investigator caseloads had a 5.4 percent
higher clearance rate than those agencies with larger homicide investigator caseloads. 1
The Oakland Police Department currently has twelve investigators. There were eightysix homicides (including eighty murders) in 2014, resulting in an average of nearly seven
homicide cases per investigator. Decreasing the caseload even to the average from this
study would require increasing the number of OPD homicide investigators to sixteen.
SPECIAL VICTIMS SECTION
A 2014 survey was conducted by OPD concerning the investigator caseloads within the
Special Victims Unit and the Domestic Violence Unit (part of the Special Victims
Section of CID). Alameda County law enforcement agencies provided an average
caseload of twenty to twenty-five per investigator. At the time of the survey, OPD was
averaging 147 cases per Special Victims investigator and 657 cases per Domestic
Violence investigator. The Special Victims Unit investigates allegations of rape and
child molest, abuse, endangerment, pornography, and neglect.
In order to meet the Countywide average, OPD would require six times the current
number of Special Victims Unit investigators and twenty-six times the current number of
Domestic Violence Unit investigators. There are currently seven investigators assigned
to the Special Victims Unit and five assigned to the Domestic Violence Unit. To equal
the average caseload of investigators in Alameda County law enforcement, the Special
Victims Unit would require forty-two investigators and the Domestic Violence Unit
would require 130 investigators.
http://leb.fbi.gov/2008-pdfs/leb-february-2008
Item: __________
Public Safety Committee
May 12, 2015
Page 4
Human trafficking is also handled by the Special Victims Section. In order to have
greater impact upon human trafficking, OPD needs to add a significant number of
personnel. Four additional Vice/Child Exploitation Unit investigators are needed to
perform operations. Six additional Special Victims Unit investigators are needed to
perform follow-up work resulting from these operations.
ROBBERY AND BURGLARY SECTION/FELONY ASSAULT AND GANGS
SECTION
Concerning investigator caseloads for Robbery, Burglary, and Aggravated Assault, few
guidelines exist. Attachment A provides a detailed comparison of the City of Oakland to
five of the other largest cities within California. By using 2014 FBI Uniform Crime
Report (UCR) information and the current number of specialized investigators actually
assigned for each city, the following ratios of reported offenses to investigator were
determined:
Oakland
Average including Oakland
Average excluding Oakland
Average excluding Oakland and San Jose
Robbery Burglary
419:1
735:1
206:1
1,332:1
164:1
1,451:1
522:1
Aggravated
Assault
443:1
292:1
262:1
The Oakland Police Department had the highest ratio of offenses to investigators in all
categories except for Burglary. If the average number of investigators actually assigned
was applied to Oakland, OPD would have sixteen Robbery investigators, three Burglary
investigators, and nine Aggravated Assault investigators. Excluding Oakland from the
averages increases the numbers to twenty Robbery investigators and ten Aggravated
Assault investigators. Excluding Oakland and San Jose from the Burglary average would
call for Oakland to have seven Burglary investigators. (The San Jose Police Department
has only one Burglary investigator to handle over 5,000 burglaries per year.)
Concerning Gang investigations, the Oakland Police Department has experienced great
success through using the Ceasefire strategy to reduce violent crime in Oakland. One
critical component of this success is the ability to respond effectively to shootings
through the deployment of a dedicated Crime Reduction Team (CRT). Adding two
additional Ceasefire CRTs would greatly enhance the violence reduction capabilities and
further reduce aggravated assaults.
THEFT/MISDEMEANOR CRIMES AND FIELD SUPPORT/TASK FORCES AND
YOUTH AND FAMILY SERVICES SECTIONS
Unfortunately, there is no known way to determine the ideal staffing number for the
Theft/Misdemeanor Crimes and Field Support/Task Forces or Youth and Family Services
sections of CID. Because both of these sections are so specialized and each one handles
such a variety of services, it is unknown how many additional staff are needed.
Item: __________
Public Safety Committee
May 12, 2015
Page 5
Number of Incidents
2500
2000
1500
1000
500
0
1990 1995 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014
Calendar Year
Item: __________
Public Safety Committee
May 12, 2015
Page 6
Item: __________
Public Safety Committee
May 12, 2015
Page 7
There is no doubt that the expansion of crime scene latent print processing to all property
crimes or even just to burglary will dramatically increase the numbers of AFIS searchable
prints submitted to the Laboratory. This will require a commensurate, but known,
increase in latent print staff to process. However, the dividends of collection and testing
could be significant for public safety given the recidivistic nature of these crimes and the
fact that such offenses are a step stone to more serious crime.
Another important consideration in favor of further evidence collection, processing, and
testing for property crimes with potential for DNA or latent print evidence is an increase
in efficiency. With true intelligence-led policing, it is much more cost effective to use
available technology (and accompanying civilian personnel) than to simply assign more
sworn investigators who will not be able to make informed decisions based on science.
Based on space considerations alone, significant expansion or replacement of the Crime
Lab is necessary to accommodate the staff currently allotted to the Crime Laboratory,
much less any additional positions. Significant additional staff is necessary to process
biological evidence and latent print evidence collected by additional Police Evidence
Technicians in all property crime cases. Significant expansion or replacement of the
Crime Lab is necessary to accommodate additional positions.
Any increase in the number of investigators within CID would necessitate a
corresponding increase in the number of Crime Lab personnel, as the demand for lab test
results would increase. This, in turn, would necessitate additional space for the Crime
Lab, which is already insufficient. While there are no established standards for caseload
and staff size, there are standards/guidelines on space per staff. These standards/
guidelines provide 800 to 1,000 square feet per staff member. The Crime Lab currently
provides about 200 square feet per staff member. Actual laboratory space is about
ninety-six square feet per staff member.
A copy of the September 2013 Agenda Report concerning the follow-up to the Grand
Jury Report on Crime Lab Services (Attachment B) provides additional information
concerning the OPD Crime Lab staffing, facility, and success in investigations.
Attachment C provides further updates in response to the Grand Jury Report.
Bratton-Wasserman Recommendations on Investigations
In May 2013, the Bratton Group, LLC (Bill Bratton) produced a report for the City of
Oakland. This report, Rapid and Effective Response to Robberies, Burglaries and
Shootings, included a recommendation that each of the five OPD patrol areas be staffed
with a District-Investigative Unit (DIU) made up of an investigative sergeant, three
experience investigators, and three to five police officers. The recommendation was that
the DIU would work staggered hours in the afternoons and evenings seven days a week.
This would allow DIU personnel to respond to crime scenes to interview victims, canvass
for witness, and gather evidence. The DIU sergeant would be responsible for
coordinating with the Criminal Investigations Division (CID), evidence technicians, and
the crime lab. The DIU sergeant would also report to the Area Captain and represent
Item: __________
Public Safety Committee
May 12, 2015
Page 8
Item: __________
Public Safety Committee
May 12, 2015
Page 9
In October 2013, the Strategic Policy Partnership, LLC (Bill Bratton and Robert
Wasserman) produced a report for the City of Oakland. This report, Best Practices
Review, included recommendations that the Oakland Police Department:
Item: __________
Public Safety Committee
May 12, 2015
Page 10
Crime Analysis
Though not part of the request by Council Member Kalbs Office, the importance of an
effective Crime Analysis Section cannot be overstated. At present, OPD has four
Administrative Analyst II positions that serve as Crime and Intelligence Analysts. There
is currently no separate Crime and Intelligence Analyst classification within the City of
Oakland, thus the minimum requirements for the position are no different than for any
other Administrative Analyst II position within the City. In addition to a lack of specific
credentials (such as certification from the renowned California State University,
Sacramento Crime Analysis training program), there is a significant lack of capacity to
perform Crime Analysis. As part of the forthcoming OPD Strategic Plan, it is
recommended that a Crime Analysis Section be created in OPD. This section should
include a Police Services Manager I, two Management Assistants (or Supervising Crime
Analysts, as a new classification), and twenty Administrative Analyst IIs (or Crime
Analysts, as a new classification).
The return on investment in creating a Crime and Intelligence Analysis Section would be
substantial in making the City of Oakland a safer community. The analysis performed by
the section would provide CID, Ceasefire, and all other operational units with
information that would allow sworn personnel to perform in a far more efficient manner.
Due to caseload and other more appropriate duties, sworn investigators do not currently
have the opportunity to perform adequate analysis of crimes such as robbery to determine
patterns or trends. Even with properly trained Administrative Analyst IIs in this role, the
sheer volume of crime dictates much greater numbers of personnel. Having an effective
Crime Analysis Section in place would greatly increase the efficiencies of OPD
particularly CID and lead to lower crime throughout the City of Oakland.
PUBLIC OUTREACH/INTEREST
This is of public interest as it directly relates to safety within the Oakland community.
COORDINATION
The City Attorneys Office was consulted in preparation of this report.
Item: __________
Public Safety Committee
May 12, 2015
Page 11
SUSTAINABLE OPPORTUNITIES
Economic: There are no economic opportunities identified in this report.
Environmental: No environmental opportunities have been identified.
Social Equity: This report provides valuable information to the Oakland community regarding
social equity through criminal investigation and crime reduction.
For questions regarding this report, please contact Captain Kirk Coleman, Criminal Investigation
Division, at (510) 238-4486 or Police Services Manager Mary Gibbons, Criminalistics Section,
at (510) 238-3386.
Respectfully submitted,
Sean Whent
Chief of Police
Oakland Police Department
Prepared by:
Timothy Birch
Police Services Manager I
Research and Planning
Office of the Chief
Oakland Police Department
Item: __________
Public Safety Committee
May 12, 2015
AGENDA REPORT
TO: JOHN A. FLORES
INTERIM CITY ADMINISTRATOR
DATE:
City Administrator
Approval
April 7, 2015
Date
Homicide
Robbery and Burglary
Theft/Misdemeanor Crimes and Field Support/Task Forces
Special Victims
Youth and Family Services
Felony Assault and Gangs
Item: __________
Public Safety Committee
May 12, 2015
Page 2
ANALYSIS
As requested by Council Member Dan Kalb, this report will attempt to answer all of the
following requests:
Crime
Homicide
Robbery
Burglary
Aggravated Assault
Domestic Violence
Sexual Assault and Child Abuse
Vice/Child Exploitation
Number of
Incidents
80
3,691
11,136
1,384
7,270
1,150
423
Number
Assigned
80
720
366
915
4,908
1,150
326
Percent
Assigned
100.0%
19.5%
3.3%
66.1%
67.5%
100%
77.0%
Section
Homicide
Robbery and Burglary
Theft/Misdemeanor Crimes
and Field Support/Task Forces
Special Victims
Youth and School Services
Felony Assault and Gangs
Sergeants
Approved Actual
6
5
3
2
2
1
Ideal
7
5
Unk.
4
3
3
18
Unk.
5
4
1
3
Officers
Approved Actual
6
5
13
13
19
18
27
23
18
24
13
18
Ideal
8
38
Unk.
140
Unk.
38
Item: __________
Public Safety Committee
May 12, 2015
Page 3
HOMICIDE SECTION
A 2008 study by the Federal Bureau of Investigation (FBI) found that of fifty-five
agencies with a minimum of twenty-five homicides per year for five years, homicide
investigators handled an average of five cases annually. The study found that law
enforcement agencies with smaller homicide investigator caseloads had a 5.4 percent
higher clearance rate than those agencies with larger homicide investigator caseloads. 1
The Oakland Police Department currently has twelve investigators. There were eighty
homicides in 2014, resulting in an average of nearly seven homicide cases per
investigator. Decreasing the caseload even to the average from this study would require
increasing the number of OPD homicide investigators to fifteen.
SPECIAL VICTIMS SECTION
A 2014 survey was conducted by OPD concerning the investigator caseloads within the
Special Victims Unit and the Domestic Violence Unit (part of the Special Victims
Section of CID). Alameda County law enforcement agencies provided an average
caseload of twenty to twenty-five per investigator. At the time of the survey, OPD was
averaging 147 cases per Special Victims investigator and 657 cases per Domestic
Violence investigator. The Special Victims Unit investigates allegations of rape and
child molest, abuse, endangerment, pornography, and neglect.
In order to meet the Countywide average, OPD would require six times the current
number of Special Victims Unit investigators and twenty-six times the current number of
Domestic Violence Unit investigators. There are currently seven investigators assigned
to the Special Victims Unit and five assigned to the Domestic Violence Unit. To equal
the average caseload of investigators in Alameda County law enforcement, the Special
Victims Unit would require forty-two investigators and the Domestic Violence Unit
would require 130 investigators.
Human trafficking is also handled by the Special Victims Section. In order to have
greater impact upon human trafficking, OPD needs to add a significant number of
personnel. Four additional Vice/Child Exploitation Unit investigators are needed to
perform operations. Six additional Special Victims Unit investigators are needed to
perform follow-up work resulting from these operations.
ROBBERY AND BURGLARY SECTION/FELONY ASSAULT AND GANGS
SECTION
Concerning investigator caseloads for Robbery, Burglary, and Aggravated Assault, few
guidelines exist. Attachment A provides a detailed comparison of the City of Oakland to
five of the other largest cities within California. By using 2014 FBI Uniform Crime
Report (UCR) information and the current number of specialized investigators actually
assigned for each city, the following ratios of reported offenses to investigator were
determined:
1
http://leb.fbi.gov/2008-pdfs/leb-february-2008
Item: __________
Public Safety Committee
May 12, 2015
Oakland
Average including Oakland
Average excluding Oakland
Average excluding Oakland and San Jose
Robbery Burglary
419:1
2,263:1
206:1
1,586:1
164:1
1,451:1
522:1
Page 4
Aggravated
Assault
443:1
292:1
262:1
The Oakland Police Department had the highest ratio of offenses to investigators in all
categories among all cities except for Burglary in San Jose. If the average number of
investigators actually assigned was applied to Oakland, OPD would have sixteen
Robbery investigators, seven Burglary investigators, and nine Aggravated Assault
investigators. Excluding Oakland from the averages increases the numbers to twenty
Robbery investigators and ten Aggravated Assault investigators. Excluding Oakland and
San Jose from the Burglary average would call for Oakland to have twenty-two Burglary
investigators. (The San Jose Police Department has only one Burglary investigator.)
Concerning Gang investigations, the Oakland Police Department has experienced great
success through using the Ceasefire strategy to reduce violent crime in Oakland. One
critical component of this success is the ability to respond effectively to shootings
through the deployment of a dedicated Crime Reduction Team (CRT). Adding two
additional Ceasefire CRTs would greatly enhance the violence reduction capabilities and
further reduce aggravated assaults.
THEFT/MISDEMEANOR CRIMES AND FIELD SUPPORT/TASK FORCES AND
YOUTH AND FAMILY SERVICES SECTIONS
Unfortunately, there is no known way to determine the ideal staffing number for the
Theft/Misdemeanor Crimes and Field Support/Task Forces or Youth and Family Services
sections of CID. Because both of these sections are so specialized and each one handles
such a variety of services, it is unknown how many additional staff are needed.
Police Evidence Technicians
The Oakland Police Department has eighteen civilian Police Evidence Technician (PET)
positions allocated. All eighteen positions are filled as of the writing of this report. In
addition, there are four sworn PETs. Three of these sworn Technicians are assigned one
to each Patrol shift and the fourth serves as the Evidence Technician Coordinator.
There is an insufficient number of PETs to respond adequately to every significant crime
scene in the City of Oakland. Minimum staffing for PETs is two per shift. Each
homicide scene requires a minimum of two PETs to process and should use three to four
PETs to process well. Each homicide scene requires a minimum of two hours to process
and may take as long as ten hours. After processing the scene, several hours (up to two
or three additional shifts) are required to process the evidence collected. With at least
eighty homicides annually over the last few years, the availability of PETs to respond to
other serious crimes is very limited.
Item: __________
Public Safety Committee
May 12, 2015
Page 5
Increasing the number of civilian PETs from eighteen to twenty-two would reduce the
number of shifts in which only two PETs are working. This increase would greatly
enhance the opportunity for PETs to respond to every significant crime scene. In turn,
the evidence collected and processed would provide further opportunity to investigate
and reduce crime in Oakland. An additional fifty PETs are required to process property
crimes for biological evidence in coordination with the Crime Lab.
Crime Lab Staffing, Facility, and Success in Investigations
The Oakland Police Department has an authorized staff of thirty-two civilian positions.
As of this report, twenty-seven positions are filled. Two of the five vacancies cannot be
filled because of inadequate laboratory space for the Firearms Unit. Laboratory staffing
is a major factor in the success of investigations principally in latent prints and firearms
casework. The size of the facility is the single greatest impediment to full staffing.
Having an adequately-sized facility would assist in attracting and retaining staff as well
as improving casework efficiency and lead to greater success in investigations.
Any increase in the number of investigators within CID would necessitate a
corresponding increase in the number of Crime Lab personnel, as the demand for lab test
results would increase. This, in turn, would necessitate additional space for the Crime
Lab, which is already insufficient. While there are no established standards for caseload
and staff size, there are standards/guidelines on space per staff. These standards/
guidelines provide 800 to 1,000 square feet per staff member. The Crime Lab currently
provides about 200 square feet per staff member. Actual laboratory space is about
ninety-six square feet per staff member.
A copy of the September 2013 Agenda Report concerning the follow-up to the Grand
Jury Report on Crime Lab Services (Attachment C) provides additional information
concerning the OPD Crime Lab staffing, facility, and success in investigations.
Bratton-Wasserman Recommendations on Investigations
In May 2013, the Bratton Group, LLC (Bill Bratton) produced a report for the City of
Oakland. This report, Rapid and Effective Response to Robberies, Burglaries and
Shootings, included a recommendation that each of the five OPD patrol areas be staffed
with a District-Investigative Unit (DIU) made up of an investigative sergeant, three
experience investigators, and three to five police officers. The recommendation was that
the DIU would work staggered hours in the afternoons and evenings seven days a week.
This would allow DIU personnel to respond to crime scenes to interview victims, canvass
for witness, and gather evidence. The DIU sergeant would be responsible for
coordinating with the Criminal Investigations Division (CID), evidence technicians, and
the crime lab. The DIU sergeant would also report to the Area Captain and represent
district investigations at CompStat meetings. The report provided a number of
appendices that included detailed information on a district-level case-management
system.
Item: __________
Public Safety Committee
May 12, 2015
Page 6
The Oakland Police Department has attempted to implement the above recommendation
with varying levels of completion over the past two years. Unfortunately, low staffing
levels have plagued OPD and prevented full implementation. What has been successful
for CID is a limited implementation in which investigators within CID are assigned to
handle specific types of crime within designated patrol areas. Even if additional staffing
is provided, physically decentralized investigators may not be the best model for OPD.
In its limited implementation, DIU personnel are housed in CID so that they can report to
their respective lieutenants more effectively. The designated personnel also maintain
relationships and active communication with respective area captains.
In October 2013, the Strategic Policy Partnership, LLC (Bill Bratton and Robert
Wasserman) produced a report for the City of Oakland. This report, Best Practices
Review, included recommendations that the Oakland Police Department:
Item: __________
Public Safety Committee
May 12, 2015
Page 7
Relationship between Investigators and the Alameda County District Attorneys Office
The Oakland Police Department particularly CID has an excellent relationship with
the Alameda County District Attorneys (District Attorneys) Office. The District
Attorneys Office has provided the Oakland Police Department with two full-time
Deputy District Attorneys to assist with criminal legal issues and case consultation. One
is situated on-site in CID at the Police Administrative Building. The other is co-located
with the Domestic Violence Unit and Special Victims Unit at the Family Violence
Center.
Crime Analysis
Though not part of the request by Council Member Kalbs Office, the importance of an
effective Crime Analysis Section cannot be overstated. At present, OPD has four
Administrative Analyst II positions that serve as Crime and Intelligence Analysts. There
is currently no separate Crime and Intelligence Analyst classification within the City of
Oakland, thus the minimum requirements for the position are no different than for any
other Administrative Analyst II position within the City. In addition to a lack of specific
credentials (such as certification from the renowned California State University,
Sacramento Crime Analysis training program), there is a significant lack of capacity to
perform Crime Analysis. As part of the forthcoming OPD Strategic Plan, it is
recommended that the following structure be put in place for a Crime Analysis Section:
The return on investment in creating a Crime and Intelligence Analysis Section would be
substantial in making the City of Oakland a safer community. The analysis performed by
the section would provide CID, Ceasefire, and all other operational units with
information that would allow sworn personnel to perform in a far more efficient manner.
Due to caseload and other more appropriate duties, sworn investigators do not currently
have the opportunity to perform adequate analysis of crimes such as robbery to determine
patterns or trends. Even with properly trained Administrative Analyst IIs in this role, the
sheer volume of crime dictates much greater numbers of personnel. Having an effective
Crime Analysis Section in place would greatly increase the efficiencies of OPD
particularly CID and lead to lower crime throughout the City of Oakland.
PUBLIC OUTREACH/INTEREST
This is of public interest as it directly relates to safety within the Oakland community.
COORDINATION
The City Attorneys Office was consulted in preparation of this report.
Item: __________
Public Safety Committee
May 12, 2015
Page 8
SUSTAINABLE OPPORTUNITIES
Economic: There are no economic opportunities identified in this report.
Environmental: No environmental opportunities have been identified.
Social Equity: This report provides valuable information to the Oakland community regarding
social equity through criminal investigation and crime reduction.
For questions regarding this report, please contact Captain Kirk Coleman, Criminal Investigation
Division, at (510) 238-4486 or Police Services Manager Mary Gibbons, Criminalistics Section,
at (510) 238-3386.
Respectfully submitted,
Sean Whent
Chief of Police
Oakland Police Department
Prepared by:
Timothy Birch
Police Services Manager I
Research and Planning
Office of the Chief
Oakland Police Department
Item: __________
Public Safety Committee
May 12, 2015
From:
To:
Subject:
Date:
Attachments:
Cotton, Chantal
Kalb, Dan; Bolotina, Olga
Request for a Meeting to Discuss the Measure Z Safety and Services Commission
Monday, February 09, 2015 8:35:26 PM
Memo-12.9.14-oversight commission duties.pdf
I hope all is well. I am hoping to get a quick (30 minutes tops) meeting with you to talk about the
Measure Z Safety and Services Commission. We are hoping that all of the councilmembers can
choose someone to recommend for appointment soon so we can get them appointed this month
with a hope of having our first Oversight meeting in March. Do you have time this week to briefly
chat about this?
Ive also attached the info memo that we published in December with the information on the
required backgrounds for the Commission members as well as a list of duties.
Thanks so much,
Chantal C. G.
From:
To:
Subject:
Date:
Attachments:
Marcus, Nancy
Al Leu; Allen Valenzuela; Angela Haller; Angie Tam; Barbara Azad; Bedford, Sara; Beverly A. Williams; Bill
Puskas; Bruce Nye; Bryan Parker; Caceres, Patrick; Carl Chan; Cary Barbane; Christie, Dyanna; Cotton,
Chantal; Cynthia Balagtas; Dalia Dynes; Deloach Reed, Teresa; DL - City Council; DL - OPD Command; Dorothy
Smith; Eboni Hynes; Esther Guolsley; Fern Stronde; Geoff Collins; Harmon, Reygan E.; Holly Colvin; Howard D.
Yakoff; J. Copes; Jagannathan, Priya; Jared Williams; Jay Askford; Jennifer Lynn-Whaley; Jeremy Danky; Jerry
Budin; Jesse Strauss; Jessica Chen; Jim Dexter; Joe Tuman; Halpern-Finnerty, Johanna; Joseph Tudisco; Judy
Cox; Katherine Enad; Kathleen Russell (krussell@russell-govdm.cms); Ken Chambers; Kim, Peter; Kyle Franklin;
Lauren Palmetto; Lena Toney; Linda Taylor; Marc Guillory; Marcus, Nancy; Margurite Fuller; Marion Mius;
Henderson, Mark B; Marleen Sacks ; Melanie Wallace; Wetzel, Michael; Michael Ubel; Miguel Vargas; Mikela
Rabinowitz; Minci XZE; Mitchell, Adriana; Natasha Middleton; Patricia Bennett ; Paul Junge; Paula Hawthorn;
Peg Lum; Renee Wiess; Rita Beles (Rik@electroncartifacts.com) ; Rodney Brooks; Russ Jeung; Scott Olsen;
Serin-Christ, Sara; Sheryl Walton; Sze_old, Sun-Kwong_old; Suo Fong; Treva Reid; William Elman
Special Meeting for the Measure Y Overisght Committee for April 22
Thursday, April 16, 2015 7:33:16 PM
MYOC Special Meeting Apr 22 packet.pdf
Attached is the meeting packet for a special meeting of the Measure Y Oversight Committee for
Wednesday, April 22 at 6:30pm in Hearing Room 1.
Nancy Marcus
Special Business Permits
Office of the City Administrator
1 Frank H. Ogawa Plaza 11th Fl.
Oakland, CA 94612
510-238-3294
510-238-7084 (fax)
From:
To:
Cc:
Subject:
Date:
Attachments:
Oakland, CA Oakland Police Department homicide investigators worked with the Alameda County
District Attorneys Office in charging Carlton Broussard, 29, with two counts of murder for the
double homicide of Marcus Sims, 29, and Donald Ray Ward Jr., 22. Broussard is one of several
suspected gunmen in the shooting of Sims and Ward. Investigators continue to identify other
persons of interest in the case.
OPD homicide investigators worked with the Federal Bureau of Investigation (FBI), which assisted in
the March 21, 2015 arrest of Broussard in Middleburg, Florida. He was recently extradited to
California.
Besides the murder counts, Broussard is charged with an armed robbery committed with two others
on January 25, 2015 in Brentwood.
Background: On January 20, 2015, at about 5:25 PM Marcus Sims and Donald Ray Ward Jr. were
shot and killed as they sat in a parked van in the 1600 block of 10th Street.
Nixle Tip Watch allows ANONYMOUS tipsters to send OPD a tip three ways:
1. Text TIP OAKLANDPD to 888777 from your cell phone followed by your tip
2. Call our toll-free tip hotline at 855-TIPS-247 (855-847-7247)
3. Submit a tip by web form - see the option at the bottom of OPD's Nixle messages or visit
http://nixle.us/tip/oakland-police-department-ca/ to complete and send.
Anonymous Tipping allows residents to proactively connect with the Oakland Police Department by
submitting anonymous tips via web form and text message. Additionally, with the issuance of a
tipping passcode to tipsters, we can initiate a two-way, anonymous communication to help gather
more information.
For more information, please contact the Media Relations Office at 510-238-7230 or
opdmedia@oaklandnet.com.
Visit Nixle.com to receive Oakland Police Department alerts, advisories and community messages, or
follow OPD on Twitter, @oaklandpoliceca.
# # #
Sylvia McDaniel
Technical Communications Specialist
Media Relations Office, Office of the Chief of Police
Oakland Police Department
smcdaniel@oaklandnet.com