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essentially playful, not a vital aspect of life on earth. Borges has no more love
for the superhuman than for the supernatural.
He is that precious and edifying anachronism: a literary thinker
thoroughly Classical in his beliefs. Borges's Classicism indeed is all the
firmer for being reactionary:he is a reformedRomantic whose early writing
strained hard after the colourful effects conventionally taken as evidence of
literary distinction. But having practised and seen through the meretricious
principles on which Romanticism rests, he turned to the writing of sly and
fascinating stories which work to undermine them. The satirical component
of these stories is of an unusually radical sort, because what Borges is out to
do is to purify our understanding of fiction as a whole and of the problematical relation of language to the world. He is not in any orthodox way a
moralist, with prescriptions to offerfor social betterment, but he does seek to
make us share his own scepticism in respect of the mythology of Romanticism. He is the witty adversary of the overblown, of the rhapsodic; and if, as is
usually supposed, the parodic originated with the Greeks in counterpoint to
the rhapsodic, as its other, less comely face, then Borges can be numbered
among our age's most genuine parodists.
Of that complex of indefensible notions which together make up the
mythology of Romanticism, the one he concentrates on most tellingly is that
of originality. Borges would preferthat we discard this false notion or at least
come to redefine the word itself. Originality, as he sees it, is another and a
lesser thing from what we are taught. In his campaign to expel the old idea of
originality from our minds Borges is the precursor, and a refreshingly
succinct one, of the deconstructionists. His whole drift is to expropriate texts
from their authors, if by this last term we mean those transcendent beings of
whose intimate concerns the text is read as an objective materialization. His
own paradoxical modernity lies in this: that he keeps always in front of us the
awareness that we ourselves are not the originators of the language in which
we write or speak nor even its provisional masters. Language both precedes
and exceeds us.
We cannot endow the words of our native language with meaning, they
bear meanings already: if it were not so they would not constitute a language.
We can only combine them in what we fancy are newly meaningful groups.
This is the simple but salutary axiom at the heart of one of Borges's bestknown stories, 'The Library of Babel', in which he toys, to our discomfort,
with the combinatorial riches of any given language as well as with the
knowledge that our human powers of expression are circumscribed by the
finite repertoireof signs and intelligible syntagma available to us. Language,
in its immense though not truly infinite productivity, is the hero of 'The
Library of Babel', and the realization that the specifically authorial task of
composition might be taken over by some tirelessly creative machine is, for
all its fantasy and obvious irony, corrosive of our self-esteem. Human
authorship could come to seem a stop-gap, an antediluvian prelude to the
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literary mass-production of the future. And who is to say that the electronic
dispositions of the word-hoard we get then will not be found as warmly
expressive as those of our own and past ages, given the propensity we share
to pass beyond what we read to its palpitant 'human' source?
On the other hand, even the prodigious resources of the library of Babel
are inadequate inasmuch as they are merely verbal and reality is real. This
inadequacy is something else that Borges will not allow us to forget. It is built
in to all his finest stories, and it brings with it, inescapably, an element of
self-mockery, since all verbal constructs, including his own, the one we are
reading, are afflicted by the same unreality. But if language is inadequate to
reality it is also relatively stable; indeed, its failure and success in these
respects are indivisible. Everything in reality is unique and mutable, it is
what it is and it changes through time. But the signs of a language change
slowly or not at all, and they are defined by their repeatability. They are, by
definition, banal. It is Borges's contention that we would be well advised to
accept this necessary banality and work to it rather than, as we so often try
to, against it. A pristine language is a contradiction in terms, and the search
for one would be strictly anti-social since a pristine language would also need
to be a private language. Borges, like any satirist, is on the side of sociability.
These ideas are consummately if secretivelydramatized in a story which is
full of roundabout hints as to Borges's literary purposes. The story was first
collected in El Alephof 1957; its title, in Spanish, is 'La busca de Averroes'.
This is the first of many planned and instructive ambiguities: an equivocal
title for a tale whose theme is equivocation. 'La busca de Averroes' could be,
in English, 'The Search for Averroes' or it could be 'Averroes'ssearch'. Or it
could be, and with Borges it must be, both. Averroesis searching, for the true
meaning of two terms which he has encountered in Aristotle and which are
unfamiliar to him; and the author of the tale (let us call him Borges) is
likewise searching, for Averroes, a long-dead Arab philosopher whom he
reconstructs from absurdly scant and less than historical evidence. Thus
Aristotle is to Averroes as Averroes is to 'Borges' or to the 'I' who comes
forward at the end of the narrative to point to the fragility and the symmetry
of the whole undertaking. This authorial intervention is made necessary by
ignorance: Averroes looks at himself in a mirror and the illusion of his
existence is broken because 'Borges' knows nothing of how his hero looked.
Borges gives himself the opportunity to play the game of realism, of
individuation through physical description, and then refuses the challenge
on grounds of scruple: there is no knowingwhat Averroes looked like and to
imagine his features would be cheap.
By his sly and graceful capitulation at this late point in his story, Borges is
making quiet fun of the illusion of immediacy on which all realism depends.
The local colour in 'La busca de Averroes' is of a perfunctory nature: the
Cordoban philosopher is surrounded by a few props only, the trite indices of
southern Spain, that country 'in which there are few things, but where each
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JOHN STURROCK
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experiences which Averroes has had as the stages of his enlightenment. The
understanding he has come to is imperfect but commendable. He writes:
'Aristuigives the name of tragedy to panegyrics and comedy to satires and
anathemas. Admirable tragedies and comedies abound in the pages of the
of the sanctuary.'
Koran and in the mohalacas
Aristotle has been naturalized, even down to his name, eroded by its
translation through time and space (like Averroes's own name, which the
story opens by giving as Abulgulaid Muhammed Ibn-Ahmed ibnMuhammed ibn-Rushd; this cumbersome appellation has evolved in the
space of a century into that of Averroes, but the longer form can be taken as
the adumbration of Borges's theme that one text is born of other texts just as
one name is born of other names). Averroes's version of Aristotle is well
removed from the original yet preserves a filiation with it. It is like a
quotation which has passed from mouth to mouth without ever being
accurately recorded.
What has survived from Aristotle (or from our own reading of Aristotle) in
this Cordoban translation is the essential polarity between tragedy and
comedy. As panegyric, tragedy elevates and singularizes; as satire, comedy
demeans and collectivizes or renders anonymous. There is no doubting as to
which of these alternative modes Borges stands for. The tragic, with its
inflation of literary means and ends, is foreign to him, who is unable to see
literature as more than a supreme distraction. The comic is the mode he
must pursue, if he is to reveal artifice as artifice. His is a satire not of society
but of art, and his mission is to blow the artificer'scover by making plain the
ruses by which he lives.
But Borges has also seen that satire can not be quite free of panegyric: the
two modes are not wholly exclusive of one another. This is because the mere
act of representation singularizes, it makes an example of whoever or
whatever it is representing. The victim of a satire, if it is a person, owes a part
or all of his subsequent fame to his satirist; to that extent he has been raised
up in the act of being cast down. It might be unusual but it would not be
ridiculous to speak of the 'hero' of a satire.
There is a contradiction here between the simple purpose and the mixed
effect of any narrative, and it is a contradiction of which Borges has made
clever use. The way he chooses to escape the inescapably panegyric effects
even of a satire is to reveal those effects for what they are. It is by such
extreme self-awareness that Borges absolves himself from connivance in the
naiveties of lesser writers. Far from succumbing to the ambivalence of the
fictive, he thrives on it. In the story of Averroes, with its Islamic context, he
uses the Koran as his shorthand term for Literature in general, and calls on
the authority, real or not, of Chahiz of Basra, to declare the Koran 'a
substance which can take the form of a man or an animal, an opinion which
seems to agree with that of those who attribute to it two faces'. The Koran it
is which is eventually held by Averroes to abound in Tragedies and
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JOHN STURROCK
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in the East, to have reached indeed 'the kingdomsof the empire of Sin'. Sin is a
happy inspiration on Borges's part (if I may be forgiven the use of so inaptly
Romantic a term as 'inspiration';a happy discovery is what he would preferto
have it thought). It leads the mind in three different directions, all of them
relevant: to China firstof all, forwhich Sinawas the Latin name; to the English
word 'Sin', with its reprobatoryimplications, hinting that 'travel' of the kind
Abulcasim goes in for is morally deplorable (Borges has a comprehensive
knowledge of English and often introduces its words tojocular ends like this);
and lastly to the Spanish word sin meaning 'without', suggesting that
wherever the traveller has been it was not to a real country.
The Borgesian travelleris always a makerof fictions, he travels exclusively
in the mind. Abulcasim is the locus of a peculiar contradiction:his detractors
say that he has never set foot in China and that when he was there he
blasphemed Allah. This conjunctive where reason should have imposed a
disjunctive between incompatible propositions,is, it seems, 'the peculiar logic
which comes fromhatred'. Abulcasim's detractorswill have it both ways: he is
a sinner whether or not he has been to China, a liar if he hasn't been there in
fact, a blasphemer if he has. This is detraction in its pure state, resourcefulyet
also dependent, since it can only sustain, never initiate, the dialogue.
The question of the truthofAbulcasim's claims as to where he has been does
not arise. The travellerabove all is the narratorwho must be taken at his word;
he cannot be in two places at once: if he is here,now, he can only tell us about
there,he cannot bring therewith him in order to convince us of his truthfulness.
He is the exemplary story-teller, and that is what he is doing in 'La busca de
Averroes'. Abulcasim's listeners do not ask fortruths fromhim in any case but
'marvels'; they understand the charms and responsibilities of narration. But
this traveller, we suddenly find, is no hero to himself. 'Then as now, the world
was a terrible place; the stout-hearted might travel it, but so might the
contemptible, those who submitted to everything.Abulcasim's memory was a
mirror of intimate cowardices. What could he recount?'
Cowardice is the markofthe anti-herobecause it is the negation ofthe virtue
commonly definitive of heroism, which is bravery. The craven anti-hero
amuses us by his abjectness and, in so doing, persuades of his own greater
realism as compared to his heroic counterpart.Borges uses cowardice (again I
would say, satirically) as an inspiration, as representing that intimate lack
without which there would be no urge to narration at all. There is something
personal to himself in this, tojudge by his fondnessfor comparing his own safe
and cautious existence with the daring lives of his ancestors. He likes to belittle
literatureas the sedentary compensation of an unadventurousman. But if it is
personal it is not merely personal:it is a principlewith Borges that in narrative
there is transfiguration.
The cowardly Abulcasim is all story-tellers, and a necessarily vainglorious
man: he would of course be plain-gloriousand not vainglorious had Borges not
so exposed him at the outset. He is nothing more than a narrativefunctionary,
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without personality of his own. When asked whether the city of Canton is far
from the wall built by Alexander the Great (like Averroes, a pupil of Aristotle
and referred to here as the 'two-horned' as evidence of his potential
duplicity) to hold back Gog and Magog (yet another tragi-comic twosome),
he answers 'with involuntary haughtiness', involuntary because he could not
in his role answer otherwise. He cannot divest himself of the authority of the
narrator. Similarly, once he has told what he has to tell, of a stage
performancewitnessed in a theatre in Canton, he finds himself, in answering
a question, 'converted into an apologist for a function he scarcely remembered and which he had found somewhat tedious'. His conversion is the
unavoidable effect of the question, which recognizes his independence of the
tale he has been recounting and creates an attitude towards it. This is the
small act of separation, be it noted, without which we are unable to 'identify'
the story-teller with his tale, since identification is not possible unless there
are separate entities to be made one.
Abulcasim is thus an actor, on a par with the figures in crimson masks (a
rather lurid disguise which it would be hard to confuse with the trappings of
realism) he claims to have seen on a stage in Canton. It is pointed out to him
by his questioner, the Koranist Farach, that because the twenty actors and
actresses on the stage use words in their performance, the same story could
as well be told by a single hablistaor speaker. The audience approve this
typically Borgesian economy of means, and so they should, for they havejust
been attending such a performance themselves, as they listened to the
hablistaAbulcasim telling of his complex experience in Canton. The word
hablistais an oddity which gives me pause: it seems to have the force in
Spanish not really of'speaker' but of'scholar' or of someone distinctive for
the purity of the language he uses. Borges introduces it, I would say, to make
more precisewhat the role of the story-telleris. It is a role markedbeforeall else
by rigourand by unoriginality.The tellerservesthe tale, not the tale the teller.
The defence of Classicism is, as I began by saying, the cause to which the
mature Borges has bent himself. And yet it is a cause which he also weakens
by appearing to take it to fanciful lengths. This is his ultimate abdication
from seriousness. Following the narration of Abulcasim, the discussion
among the guests in 'La busca de Averroes' turns to poetry and to the virtues
of metaphor. One disputant argues that metaphors need constant renewal, if
they are not to lose their power to amaze. The argument is approved, by men
who, as the story mockingly observes, have heard it put forwardmany times
before. That recognition is the cue for Averroes to uphold the opposite point
of view, that poets should stick to traditional metaphors, that the aim of
poetry is not to instil amazement, that the poet is less inventor than
discoverer, that the image which is private to a single individual is anti-social
in so far as it will not affect others.
Averroes believes that the poet's highest responsibility is to quote, for
'time, which despoils castles, enriches verses'. This he describes as 'perhaps
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the essence of my reflections':the essence indeed, for this is Borges's plea for
a partly corrective and partly playful essentialism. The premise is that all we
can hope to say has already been said, that the quest for novelty in expression
is mistaken. Here, once more, we meet with the cruel inequality between a
plethoric reality, of unique and transient phenomena, and the parsimony of
language, which possesses only general terms in which to allude to it.
Language is by its nature Platonic, and in the tract on which he is working at
the start of his story Averroes is maintaining against Ghazali that 'the deity
only knows the general laws of the universe, that which concerns species, not
individuals'. This deity, we might conclude, is language. Rather than fight
against this necessary limitation of terms, as Romantics in their quest for
particularization always will, Averroes asks that we should embrace it and
make use of it. In quoting the lines of our literary predecessors when we feel
them appropriate to our circumstances, we establish our solidarity with the
past. He gives an example:
Thus, tormentedyearsagoin Marrakeshby memoriesofCordoba,I tookcomfortin
repeatingthe apostrophewhichAbdurrahmanaddressedin the gardensof Ruzafa
to an Africanpalm-tree:
You also,oh palmtree
Werein thisforeignsoil ...
A singularbenefitof poetry:wordscomposedby a kingpiningforthe Orientserved
me, exiledin Africa,in my nostalgiaforSpain.
Averroes goes on to condemn the ambition to innovate as 'vain and
illiterate'.
His recycling of the earlier poet's couplet is respectful enough. But it
needn't have been. Two contradictory attitudes are possible when it comes
to using ready-made lines like this, because to the possibility of courteous
endorsement of their sentiments must be added the possibility of derision; to
the possibility of panegyric that of satire. In other circumstances, Abdurrahman's lines might be cited to comic effect: Averroes has pointed to the
simplest form of parody, which is to quote word for word but in circumstances or a context which distort what we take to have been the original
bearing and dignity of the words quoted. Parody proves Borges's point, that
language enjoys (or suffersfrom) a terribleautonomy in respect of that world
of particulars which gives rise to it. Its sense is unstable the moment it
becomes public property. Borges is as radical in his belief in the anonymity of
what is written or recorded as Derrida.
But his is a satirical spirit and he knows, as Derrida too knows, though he
chooses not to dwell on it, that he is also a cheat and not entirely to be
trusted. For innovation is not only possible, it is inevitable; there is more to
literary composition than quotation, as Borges's own compositions demonstrate. Innovation is inevitable simply because words break free so
anarchically from those who thought to have mastered them in proffering
them. Each use of them is a new and unique occasion. The writer who quotes
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does not vanish without trace into the quotation and become one with the
quoted; the act of quotation itself keeps the two apart. This is the point so
beautifully made in the most quoted of Borges's own tales, 'Pierre Menard,
author of the Quixote'. Menard is an innovator indeed, who has produced
something new without departing by so much as a punctuation mark from
an existing text. It is perhaps the newest of all twentieth-century texts, for
newness is a function of difference and Menard's chapters of Cervantes's
work are pure difference: the same words arrived at altogether otherwise.
The story of Pierre Menard, like that of Averroes, is at once satirical of the
thirst for an impossible novelty in literature and a serious plea for modesty
and self-effacement among those who write. It is for such modesty that
Borges is justly famed.