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Original Article
Characterization of
starch/poly(vinyl alcohol)/
clay nanocomposite films
prepared in twin-screw
extruder for food
packaging application
Abstract
Starch/poly(vinyl alcohol)/montmorillonite (MMT) nanocomposites were prepared in a twin-screw extruder for food packaging film application. In order to
obtain a better compatibility between starch and silicate layers, MMT modification
was performed using citric acid. X-ray diffraction (XRD) analysis was used to
characterize the expanded microstructure of citric acid-modified MMT
(CMMT). The effects of some compositional and operational factors including
poly(vinyl alcohol) content, CMMT content, screw speed, and temperature profile
in the extruder, on the tensile strength parameter of resulted films were investigated by using Taguchi experimental design. It was found that PVA content, CMMT
percentage and screw speed were the most important factors, respectively, affecting the tensile strength property; while the temperature profile was insignificant
factor, in the range of examined levels. The best levels of examined factors that
could lead to the maximum tensile strength were obtained. The optimum sample
was further characterized by XRD, transmission electron microscopy (TEM),
Fourier transform infrared (FTIR), thermogravimetric analysis (TGA), water
uptake, biodegradability, oxygen permeability, and overall migration test.
Keywords
Nanocomposite, starch, poly(vinyl alcohol), clay, packaging film
Introduction
Synthetic polymers have long been utilized for packaging applications. Their
synthesis involves production of hazardous waste and the products made by
these plastics are not easily degradable, causing environmental problems.1
Therefore, the biodegradable materials, derived from renewable resources,
have been carried into the center of public interest for environmental protection and sustainable development.2 Biodegradable polymers have become
important materials tailored to new environmental friendly products, especially in the packaging industry.3
Starch is a natural polymer that is known to be completely biodegradable
in soil and water.4 In the food packaging sector, starch-based material has
received great attention owing to its biodegradability, wide availability, and
low cost.5 It is produced in plants and is mainly a mixture of linear amylose
(poly-a-1,4-D-glucopyranoside) and branched amylopectin (poly-a-1,4-D-glucopyranoside and a-1,6-D-glucopyranoside). The ratio of amylose to amylopectin varies with the starch source. Amylose is the minor component
(approximately 20%) of the starch and forms the amorphous regions,
whereas the short branching chains of the amylopectin are predominantly
responsible for crystalline properties of the starch due to its helical form
that can be packed together.6,7 This crystalline property of amylopectin
leads to its poor process capability, and therefore plasticizers are often introduced to make the starch ow when processed.
Thermoplastic starch (TPS) or plasticized starch is obtained after disruption and plasticization of native starch macromolecules, by temperature and
in presence of water and/or another plasticizer, such as glycerol. However, the
TPS has some limitations: it is mostly water-soluble and has low mechanical
strength.8 These properties may be improved by adding certain synthetic
polymers, inorganic materials, or lignin (Table 1). Poly(vinyl alcohol)
(PVA), has been used previously in TPS to improve properties such as elongation, reduce brittleness, and facilitate processability.9 On the other hand,
with development of nanotechnology, polymer/layered silicate (PLS) nanocomposites have attracted great attention because of their remarkably
improved mechanical, thermal, and barrier properties compared with the original polymers. Montmorillonite (MMT), as an environmentally-friendly
layered silicate, has been successfully used to prepare TPS/clay composites
by melt intercalation. Experimental results have already revealed that MMT
can be dispersed in the TPS matrix and the TPS/clay composites exhibited
Navarchian et al.
higher tensile strength, thermal stability, and moisture barrier properties than
TPS itself.10 Our previous work proved that citric acid-modied montmorillonite (CMMT) clay represented even better mechanical properties in comparison with MMT in the starch. The interactions between citric acid and
starch chains were responsible for this improvement.4
TPS and TPS/clay lms can be made by various techniques such as solution casting and thermoplastic extrusion processing. Compared with solution
casting, thermoplastic extrusion is a green and facile process.11 Melt extrusion is an attractive route for cost eective polymer processing, which
enhances the commercial viability and cost-competitiveness of these materials.12 Various compositional factors and processing parameters may inuence the nal properties of TPS-based packaging lms. Many authors have
investigated just the eects of material composition including clay and/or
PVA content8,9,1316 on physical and mechanical properties of these lms.
There are also some limited reports available on the eects of processing
conditions such as screw speed and extruder temperature prole.1720
Although there are many papers recently published on the starch-based
nanocomposite lms as shown in Table 1, there are few reports that apply
experimental design to analyze the eects of both material and process parameters on the physical and mechanical properties of starch/clay nanocomposites produced in extruder.
In this study, the inuence of clay content, PVA percentage, screw speed,
and temperature prole on the tensile stress of starch/PVA/clay nanocomposite lms prepared in a twin-screw extruder (followed by thermo-pressing) has
been statistically investigated by using a Taguchi experimental design
approach. The optimum conditions to attain the maximum tensile stress
have been obtained for above factors and the optimum sample has been
characterized by X-ray diraction (XRD), transmission electron microscopy
(TEM), Fourier transform infrared (FTIR), and thermogravimetric analysis
(TGA). The water absorption, oxygen permeability, biodegradability, and
overall migrated materials of the lms were also examined.
27
26
25
24
PVA
(40%)
Carboxymethylcellulose
(10%)
PVA
(0%, 40%, 50%, 60%,
100%)
Second polymer
MMT
(0%, 2.5%, 5%)
Nano-TiO2
(0.5%, 1%, 2%)
Talc
(0%, 1.7%, 5.2%, 8.7%)
MMT
(0%, 1%, 3%, 5%, 7%)
Nano-TiO2
(0%, 2.5%, 5%)
Beta Zeolite
Na-Beidellite
(1%, 2%, 4%)
MMT
(0%, 3%, 6%)
MMT
Compression molding
Solution casting
Solution casting
Solution casting
Solution casting
Solution casting
Film preparation
method
Filler content
Filler content
Filler content
PVA content
Filler content
(continued)
Water content
Clay content
PVA content
Clay content
Filler type
Filler content
Investigated factors
23
22
21
13
Ref.
32
31
30
29
28
Ref.
PVA
(20%, 33%, 50%, 67%,
80%)
Poly(lactic acid)
(58%)
PVA
(0%, 10%, 30%)
Second polymer
Table 1. Continued
MMT
(0, 5, 10, 15, 20)
MMT
OMMT (Cloisite 30B)
(3%, 5%)
MMT
(2%, 4%, 6%, 8%)
MMT
(3%, 5%)
MMT
(0%, 1%, 3%, 5%, 7%, 10%)
Solution casting
Extrusion/thermopressing
Thermo-pressing
Extrusion/thermopressing
Solution casting
Film preparation
method
Filler content
Glycerol content
PVA content
PVA content
Filler content
PVA type
Filler content
Filler content
Film preparation
methodology
Filler type
Investigated factors
Navarchian et al.
5
Experimental
Material
Cornstarch with 28% amylose and 10.1% moisture was obtained from
Glucozan Ghazvin Company (Ghazvin, Iran). PVA with molecular weight
of 145,000 g/mol, 98% hydrolyzed and 1.3 g/cm3 density was supplied by
Merck (KGaA, Darmstadt, Germany). Sulfuric acid (98% w/w), citric acid
(C6H8O7) with 1.665 g/cm3 density, and glycerol (about 87% purity) were also
obtained from the same company. Cloisite Na (MMT) as untreated MMT
was purchased from Southern Clay Products (USA).
Design of experiments
The Taguchi experimental design approach was used as an eective technique
to reduce the number of experiments while retaining quality of data collection. The rst important step in designing an experiment is the proper selection of factors and their levels. In this study, the following main factors were
considered each at three levels (Table 2):
. clay content
. PVA content
. screw rotation speed
. extruder temperature prole.
The factors and their levels have been selected according to our literature
review on previous publications4,9,17,18,20,3336 and some screening experiments in this work. CMMT and PVA percentages were reported based on
a xed weight of starch. Three extruder temperature proles were used in
order to investigate thermal processing conditions on the extruded composites. Each temperature prole included four temperature zones from the feed
section to the die exit. The three temperature proles were:
. Low: 8090100110 ( C)
. Mid: 90100110120 ( C)
. High: 100110120130 ( C)
For a Taguchi-designed experiment with four factors all in three levels, a
standard L9 orthogonal array was employed as shown in Table 3.36 This
saturated design yields the main eects and is suitable for the experiments
for which it is assumed that there is no signicant interaction among the
selected factors. In order to avoid the systematic bias, the sequence in which
these runs were carried out was randomized.37 The statistical analysis of the
results was carried out using Qualitek-4 (Nutek Inc., USA) software. The
signal-to-noise ratio (S/N) is used as a transformed response in the Taguchi
method to indicate the magnitude of changes in response due to variations
Navarchian et al.
Unit
Level 1
Level 2
Level 3
CMMT content
PVA content
Screw speed
Extruder temperature profile
wt.%
wt.%
r/min
C
3
0
12
Low
5
5
24
Mid
7
10
36
High
Table 3. Designed experiments with coded variables based on the Taguchi method.
Factors
Trial no.
CMMT%
PVA%
Screw speed
Temperature
1
2
3
4
5
6
7
8
9
1
1
1
2
2
2
3
3
3
1
2
3
1
2
3
1
2
3
1
2
3
2
3
1
3
1
2
1
2
3
3
1
2
2
3
1
were added subsequently to 700 ml water at 80 C in a 1000 cm3 beaker. This
solution was gradually added to clay suspension containing 20 g MMT in
500 ml water. The mixture was stirred at 80 C for 3 h, and then cooled to
room temperature. The resulted suspension was subsequently ltered, and the
cake was washed with distilled water and centrifuged for 30 min. The modied
clays were dried at 60 C for 24 h, and nally ground into a ne powder. The
CMMT was obtained after screening.4,14
Characterization
X-ray diffraction. XRD analysis was carried out on a BrukerD8-Advance X-ray
diractometer (Bruker, Germany) using CuKa radiation (40 kV, 40 mA and
l 0.154 nm). Samples were scanned at 1 /min in the range of 2 210 .
The basal spacing of the silicate layer, d(001), was calculated using Braggs
equation (nl 2d sin ), where is the diraction angle and l is the
wavelength.
Tensile strength measurement. Tensile tests were performed according to ASTM
D882-02 by using H25KS tester (Hounseld, England). The crosshead speed
was 50 mm/min. Rectangular specimens were conditioned at 50 5% relative
humidity (RH) and 23 2 C for one week before testing. Two samples were
tested for tensile strength at each run.
Fourier-transformed infrared. FTIR spectra of nanocomposite lms were measured by Nicolet 400D Impact spectrometer (Nicolet Instrument
Navarchian et al.
w2 w1
100
w1
where
w1 dried sample weight (g)
w2 humidified sample weight (g)
10
WB
2R2 CTN
where
W total weight of migrant (s) in the liquid (mg)
B
According to Majdzadeh et al.,4 the initial distances between the layers (d0)
in MMT and CMMT used in our lab are 1.11 and 1.48 nm, respectively. As
observed in Figure 1, the XRD peak displacement toward the smaller angles
indicates the intercalation morphology for all nine samples. The d values
can be considered as a quantitative criterion for the degree of intercalation of
Navarchian et al.
11
polymer chains within the silicate layers. In this work, d variation among
various samples is 0.30 0.02 nm, representing a rather similar expansion of
silicate layer galleries in the polymer matrix for all nanocomposite lms.
The XRD patterns from trial numbers 2, 5, 6, and 7 (as representatives of
dierent values of d) are illustrated in Figure 1.
Table 4. XRD results and tensile strength of the starch/PVA/CMMT nanocomposite
films.
Tensile strength (MPa)
Trial No.
2 ( )
dnc (nm)
d (nm)
Replication 1
Replication 1
1
2
3
4
5
6
7
8
9
4.98
4.90
5.02
4.94
4.94
5.02
4.98
4.94
4.98
1.77
1.80
1.76
1.79
1.79
1.76
1.77
1.79
1.77
0.29
0.32
0.28
0.31
0.31
0.28
0.29
0.31
0.29
9.7
17.7
9.0
16.7
14.7
10.7
11.3
14.0
10.0
10.0
17.3
8.7
15.3
16.3
9.3
10.7
12.0
11.7
12
Figure 2. Correlation between tensile strength (average value for each run) and corresponding gallery spacing expansion (d) of nanocomposites.
Navarchian et al.
13
ANOVA table, among them the F-ratio is the most meaningful one.
As observed, the F-ratio values of some factors are greater than critical
value (9.00), with 90% condence level, indicating the signicance of these
factors on the response. According to ANOVA table, three factors namely
PVA percentage, screw speed, and clay percentage have the highest eects,
respectively, on the tensile strength of nanocomposite lms. The extruder
temperature prole however has a minor eect on the response. As the inuence contribution of this factor is less than 10% of the most important factor
(PVA wt.%), its eect can be pooled in the error term.37
The last column of the ANOVA table represents the percent contribution
of variability resulted from each factor after pooling the insignicant factor
with error term. The other/error term is therefore consisted of the eects of
three sources of variability:
. the uncontrollable factors,
. the pooled factors and/or those that are not considered in the experiments, and
. the experimental error.37
In the following, the eects of each factor on the tensile strength are
investigated as shown in some bar charts. Each data on these main eect
graphs is an average of replicated results obtained at each level of the corresponding factor according to Table 3. Thus, each graph is plotted based on 18
(9 2) experimental data. It should be noted that the interpretation of
ANOVA information (Table 5) is valid just in the range of examined levels
for the factors. That is why the level selection is very important in any experimental design approach.
Table 5. ANOVA table for tensile strength after pooling the effect of extruder temperature profile with the error term (confidence level of 90%).
Factors
CMMT content
PVA content
Screw speed
Extruder temperature
profile
Other/error
Total
DOF
Sum of
squares
Variance
2
2
2
(2)
3.756
21.445
10.603
(0.317)
1.878
10.722
5.301
2
8
0.316
36.122
0.158
F-ratio
Pure sum
11.842
3.439
67.609
21.128
33.427
10.286
Pooled (CI 90%)
Percent
contribution
9.520
58.491
28.476
3.513
100.000
14
Figure 3. Effect of PVA content on S/N of tensile strength for nanocomposite samples
(the data label on each point is the corresponding actual tensile strength (MPa)).
Navarchian et al.
15
ANOVA analysis of the results showed that screw speed at its mid-level
(24 r/min) led to the highest tensile strength for the nanocomposite lms
(Figure 4). When the screw speed is very high (say 36 r/min), the stress applied
to nanocomposite increases, while the residence time for material in the extruder decreases. In other words, there is not enough time for macromolecules to
migrate into the silicate layers. On the other hand, if the screw speed is very
low (12 r/min), materials suer lower stress which cannot force polymer into
clay galleries and as result cannot lead to well-intercalated morphology with
increased mechanical strength. Therefore, there will be an optimum point for
screw rotational velocity. The stressstrain behaviors of some nanocomposite
lms are illustrated in Figure 5.
Figure 4. Effect of screw speed on S/N of tensile strength for nanocomposite samples
(the data label on each point is the corresponding actual tensile strength (MPa)).
16
Navarchian et al.
17
Figure 6. Effect of CMMT content on S/N of tensile strength for nanocomposite samples (the data label on each point is the corresponding actual tensile strength (MPa)).
Optimum conditions
The optimum conditions to attain a starch/PVA/clay nanocomposite with
maximum tensile strength can be determined from maximum points in
main-eect plots (Figures 3, 4, 6). The nanocomposite with optimum properties is therefore obtained with 5% by weight CMMT, 5% by weight PVA, and
at 24 r/min screw speed for the current extruder. Since the extruder temperature prole was found to be an insignicant factor, it can be xed arbitrarily
for example on its mid-level. Applying the optimum condition, the contribution of each factor on improvement of response above the current grand
average of results can be found using Taguchi approach.36
18
sum of factor contributions plus the average value, that shows even 24.3%
improvement in tensile strength over the best result (i.e. run #2) in Table 4.
Navarchian et al.
19
Figure 7. FTIR spectra of (a) CMMT, (b) starch, (c) TPS, and (d) optimum nanocomposite film.
20
Morphology. Figure 8 indicates the XRD pattern of nanocomposite lm prepared at optimum condition. The peak position for this sample is slightly
shifted to the left showing a d-spacing of 1.88 nm (d 0.4 nm). Thus, the
XRD result represents an intercalated morphology for the optimum sample.
Generally, TEM is combined with XRD to arm the nanocomposite
microstructure. Figure 9 shows the TEM micrographs of optimum starch/
PVA/CMMT nanocomposite lm. As seen, most of the CMMT layers are
dispersed throughout the polymer matrix. It is very interesting that in this
image some exfoliation is also observed. The intercalation morphology is
however more cautioning remark as it corresponds better with XRD results.
The mechanism of this dispersion level can most probably be suggested by
the CMMT compatibility with starch and PVA chains. Citric acid in MMT
gallery space can make desirable hydrogen binding and, accordingly, it can
improve the intercalation of polymer chains within the gallery. This micrograph also justies the good mechanical behaviors of optimum nanocomposite lms, as the silicate layers can play the role of reinforcing action into the
matrix.4
Navarchian et al.
21
22
Figure 10. Water absorption behavior of some illustrated nanocomposite films and the
optimum one.
Navarchian et al.
23
24
Figure 12. Photographs for nanocomposite films; before soil burial (a); after soil burial
for 14 days (b), and for 30 days (c).
Navarchian et al.
25
Figure 13. Weight loss versus time for optimum nanocomposite film.
Permeability test. One of the most important characteristics of a food packaging lm is its barrier property against oxygen. Table 6 illustrates the oxygen
permeability values for sample 6 and for the optimal one. These two samples
contain same amounts of CMMT. The optimum sample however contains
silicate layers with slightly greater gallery distance (1.88 nm vs. 1.76 nm) and
therefore has probably better clay dispersion than sample 6. The optimum
sample has a lower diusivity and better barrier against oxygen molecules,
though the clay content is the same. The dierence can be ascribed to the
more intercalated microstructure that leads to more tortuous and longer diffusion pathways for oxygen molecules.40
Overall migration test. The total amount of migrated species from packaging
lms into the food is vital for preventing any hygienic problem. The migration
test showed that the average overall migration of components in the starch
nanocomposite lm into the water was 6.417 mg/dm2. According to Iranian
National Standard Test Number 1-13737, the total migration of a food
packaging lm should not exceed 10 mg/dm2. Thus the optimum nanocomposite sample has appropriate migration value as a food packaging lm. The
migrant materials most probably contain starch molecules, PVA, glycerol and
clay. The barrier properties of clay layers and the tortuous pathway for
migrant to exit from lm decelerate this migration process. Furthermore,
hydrogen bonds between nanocomposite components prevent them to be
released into the solution and result in a low migration value.42
26
Sample
Optimum
sample
Sample 6
Preparation condition
Screw
PVA
CMMT
cm3(STP)
Temperature speed content content
d-spacing
cm/cm2 S cmHg (Barrer) distribution (r/min)
(%)
(%)
(nm)
1.86
0.11 1010
0.11
Mid
24
1.76
0.24 1010
0.24
Mid
12
10
Conclusions
Plasticized starch/PVA/clay nanocomposites were prepared by melt extrusion
and the inuences of various factors on the microstructure, mechanical, and
physical properties of these nanocomposites were statistically analyzed using
a Taguchi experimental approach. The main conclusions in the range of considered levels can be listed as follows:
. The tensile strength is strongly inuenced by PVA content, screw
speed, and clay content. The temperature prole (in the range of examined levels in this study) was found to be an insignicant factor for
tensile property improvement.
. The optimum conditions for prepared starch/PVA/clay nanocomposites were obtained as follow: screw speed and temperature prole in
their mid-levels, PVA and clay content were 5 wt. % for both.
. The optimum sample indicated an intercalated/exfoliated morphology
with very low water uptake and oxygen permeability, sucient thermal
stability, and excellent biodegradability. The lms also passed the
migration test. This means that the starch/PVA/clay nanocomposites
have potential to be used as food packaging lm.
Conflict of interest
None declared.
Funding
This work was nancially supported by Iranian Nanotechnology Initiative.
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Biographies
Amir H Navarchian received his PhD in chemical engineering from Tarbiat
Modares University, Tehran, Iran, in 2003. He is currently an associate professor of chemical engineering at the University of Isfahan, Isfahan, Iran,
where he is also the Head of Oce for University-Industry Collaborations.
His research interests cover polymer/clay nanocomposites, starch-based
packaging lms, polymer gas sensors, polymer membranes and emulsion
polymerization.
30
Mehdi Jalalian received his MSc in chemical engineering from the University
of Isfahan, Isfahan, Iran, in 2012. His research was focused on starch/clay
nanocomposites and packaging lms. He is currently a process engineer in
National Iranian Gas Company (NIGC).
Majid Pirooz received his MSc in chemical engineering from the University of
Isfahan, Isfahan, Iran, in 2014. His research is focused on starch/clay nanocomposites and packaging lms.