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337
Review Article
THE
IN
Revolutionary Independence
Social and racial strife was the salient feature of the labyrinthine course
of the independence movement in Saint Dominique. By the late eighteenth
century the social hierarchy was composed of 24,000 whites, an almost equal
number of free coloureds, and a slave population of 408,000. Tensions existed
between bureaucrat and grand blanc, grand and petit blanc, white and
mulatto, mulatto and black, black and white. Beginning with the French
Revolution in 1789, each played a vital role on the Haitian stage. Between
1789 and I79I the grands and petits blancs created an explosive situation
with their intra-caste struggle; from I790 to 1799 the mulattoes sought
elevation to white status, yet ignored slave pressure for freedom and
citizenship.
Ott's 1 scholarly account of the Haitian revolutionary wars shows that the
blacks were ultimately the chief beneficiaries of the warfare. To further
their own ends whites and mulattoes triggered, but failed to control, slave
rebellion and thus set the blacks on a course for freedom and independence
which otherwise, he argues, might have been beyond their awareness and
ability to achieve. Haitian scholars will reject this interpretation, preferring
to stress the active role of the slaves. Yet they will probably agree that
important though the French Revolution, key personalities, and foreign
intervention were to the detailed course of events, these factors should be
considered subsidiary to the process of social and racial conflict which culminated in the expulsion and massacre of the whites by Dessalines. In a
wide-ranging conclusion, Ott extends his discussion into the post-revolutionary period. He emphasizes the influence of the protracted period of
armed conflict on the subsequent pattern of militarism and dictatorship;
and he traces black-mulatto rivalry through to the Duvalier regime.
A larger time-scale than Ott's provides the framework for Jonathan
Brown's account of Santo Domingo, first published in two volumes in
I837.2 It eschews Ott's sympathetic treatment of the black revolutionaries
and lacks his voluminous documentation. However, Brown's concluding
chapter, despite the tincture of color prejudice so common among whites
in his day, offers an interesting eye-witness account of Haitian life in the
I830s: he documents administrative malpractice and judicial ineptitude,
ecclesiastical anarchy, the decay of the plantations, and hostility between
mulattoes and blacks.
1 Thomas, O. Ott, The Haitian Revolution 1789-i8o4
Jonathan Brown, The History and Present Condition of St Domingo (London, Frank Cass,
1972; first published Philadelphia, William Marshall and Co., I837). I, Pp. iv + 307; IT,.
Pp. 289. $34.50.
For nineteenth-century whites, Haiti, the Black Republic, and the second
oldest autonomous state in the Americas, was a symbol of the dangers
inherent in slave emancipation and coloured self-government. 'The fact is
indisputable', Brown asserted, 'that as a nation the blacks of St Domingo
are in a retrograde movement as regards intellectual improvement, and no
obstacle seems to exist to prevent this descent to barbarism'. It is hardly
surprising, therefore, that Britain imposed a century-long hiatus between
emancipation and the granting of universal adult suffrage in its Caribbean
colonies, and almost two more decades of constitutional decolonization were
to pass before independence was finally achieved by the larger territories in
the i96os.
Constitutional Decolonization
however purposeful. To seize and maintain the better future that can be
ours, we must impel ourselves towards purposeful union. We must build up
the nation of the Caribbeanin our own likeness.' 5
But Caribbeanidentity is riven by race as well as by insularity. Robinson,
with Creole sleight of hand, disregards the East Indian segment in Trinidad's society. However, black-East Indian relations are the focus of two
of the three books which deal with Guyana, Trinidad's sociological 'twin'
on the mainland of South America.
Vere Daly has written a slight, but clearlypresented, textbook that
chronicles the development of Guyana within the context of European
exploration and colonization.6 He describes the establishment of European
hegemony in Guyana, the creation of sugar plantations and the system of
black slavery, the dyking of the coastlands, British annexation in 1814, the
free village movement among the emancipated slaves, and the settling of
indentured East Indians. Yet the involvement of race in national elections
is glossed over, and political issues are confined to boundary disputes, independence in 1966, and the creation of a Co-operative Republic in I970.
Significantly, Daly has nothing to say about the West Indies Federation or
Guyana's refusal to join this British-inspiredinstitution unless independence
was instantly granted
Guyana's road to independence was infinitely more tortuous than that of
the larger British islands which were originally part of the Federation. iBasil
Ince has charted Guyana's protracted struggle to escape the colonial fold by
looking at the territory's social, political and economic evolution, and by
setting its constitutional changes against the debate which was taking place
contemporaneously in the Special Committee on Colonialism at the United
Nations.7
Ince locates the origins of the idea of self-determination in the American
and French Revolutions, the Peace Treaties of I9I9, the Atlantic Charter
of I94I, and the Cairo Declaration of I943. However, he attributes the
practice, as distinct from the theory, of decolonization to the Cold War:
the two major post-war powers, the United States and the USSR have been
concerned with bloc-building and adding to their list of iclient states and
satellites. 'Since suppressing colonial peoples' struggles for independence
was not conducive to bloc-building, the obvious move was to support, willingly or unwillingly, the subjugated peoples' struggle for freedom'.8
t, Ibid., p. I68.
Vere T. Daly, The Making of Guyana (London, Macmillan, 1974). Pp. vi + I28. /I-20.
7 Basil A. Ince, Decolonization and Conflict in the United Nations: Guyana's Struggle for
Independence (Cambridge, Mass., Schenkman Publishing Company, 1974). Pp. xiv + 202.
$6.70.
8 Ibid., p. 2.
Why then, was there so much opposition to Guyana's bid for independence in the I95os and early Ig6os? Ince plausibly argues that it was due to
the Marxist ideology of the ruling Peoples' Progressive Party (the PPP).
This party, led by Cheddi Jagan, came to power in i953, winning eighteen
out of the twenty-four seats in the first Guyanese general election based on
universal adult suffrage. After less than five months, the constitution was
suspended. The British Government asserted that 'from actions and public
statements of these extremists it is clear that their objective was to turn
Guyana into a state subordinate to Moscow and a dangerous platform for
extending communist influence in the Western Hemisphere'.9 Communist
Guyana in the I95os might prove as infectious to South America as Haiti's
independence a century and a half earlier!
British policy was initially to halt and later to proceed very gradually with
Guyana's constitutional advance to self-government and independence until
a more acceptable leadership emerged. After the Cuban Revolution in 1959
and the election of President Kennedy, strong United States support was
given to British strategy. Through the CIA and the AFL-CIO the United
States funded a strike in 1963 aimed at destabilizing the self-governing
Jagan administration. A beleaguered Jagan joined opposition leaders in
inviting the British colonial secretary, Duncan Sandys, to impose a constitutional settlement as a prelude to independence. Proportional representation was introduced - the only instance of its application in the Commonwealth Caribbean- and Jagan was swept out of office at the general election
in 1964. Support for Jagan at the United Nations from the Soviet bloc and
from Afro-Asian countries failed to counter British and United States'
machinations - a point which Ince takes three chapters to explore.
However, Ince correctly concludes that Guyana's plight in the early I96os
was not due entirely to Jagan's ideological position or to Cold War tactics.
Guyana's economic dependence - 80 per cent of its exports were provided by
bauxite and sugar, both of which were exclusively owned by North American and British companies - complicated the issue. More important still was
the cultural plurality of the society and the sharp distinction between
Africans and East Indians. This cleavage was prised apart by British and
United States' policy to produce, temporarily at least, an ideologically more
acceptable Guyanese government into whose hands independence could be
placed.
The schism in Guyanese,society and the fluctuating relationship between
race and electoral politics are the subject of J. E. Greene's careful and
9 Ibid., p. 39.
I74.
$I.25.
13
Robert A. Crampsey, Puerto Rico (Newton Abbot, David and Charles, I973). Pp. 206.
?3-75'
Juan Angel Silen, We, the Puerto Rican People: a Story of Oppressionand Resistance (New
.2'25.
World War. Paulette Cooper's interesting vignettes depict Puerto RicanAmerican youth as victims of white prejudice and police harassment.'1
Within their own group they are handicapped by overcrowding and broken
homes. Only a few succeed by white standards and their own; a few are
'saved' by conversion to Protestant sects; but the majority drop out of
school and are soon enmeshed in drugs and crime. The Puerto Rican in the
United States is just as trapped as the islander. Indeed, Jose Torres avers
that American children of Puerto Rican parentage ' who have never been
to Puerto Rico, would even kill for the freedom' of the island.l7
These books clearly demonstrate the constraints on sovereignty experienced by Caribbean societies, and illuminate the persistence of dependency
and social inequality as crucial dimensions of life for islanders and Guyanese.
Moreover, they provide a context for the anger of young West Indian
radicals. But can the radicals transform rhetoric into action?
COLIN G. CLARKE
16 Paulette
Cooper
$1.25.
17
Ibid., p. viii.
I972).
Pp. xii +
31..
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I37
Review Article
LATIN
AMERICA
IN THE FOREIGN
RELATIONS
OF THE UNITED
STATES
security of the United States. This was underlined when, in ratifying the
Kellogg-Briand Pact (Treaty of Paris) of 1928, the United States Senate declared: 'The United States regards the Monroe Doctrine as a part of its
national security and defense. Under the right of self-defense allowed by the
treaty must necessarilybe included Itheright to maintain the Monroe Doctrine,
which is a part of our system of national defense.' The Monroe Doctrine was
likewise felt to be at stake in the Cuban missile crisis of 1962, although the
Kennedy administration deemed it wiser to justify its response by reference
to the collective security pact signed with the countries of Latin America at
Rio de Janeiroin I947. T'he United States has been particularlysensitive over
her security in the Caribbeanregion and approachesto the Panama Canal. It
is in this area that the great majority of her armed interventions have taken
place. In 1904 President Theodore Roosevelt enunciated what became known
as the 'Roosevelt Corollary' to the Monroe Doctrine. This affirmed the duty
of the United States to intervene in cases of 'chronic wrongdoing ' or 'impotence' on the part of Latin American governments which might otherwise
justify intervention by non-American powers. The Roosevelt Corollary thus
provided a rationale for the United States policy of intervention: to forestall
intervention by extra-continental powers. Although in principle applying to
Latin America as a whole, the Corollary was in practice limited to the sensitive Caribbeanregion. But it caused the Monroe Doctrine to be associatedin
the minds of Latin Americans not with extra-continentalintervention, but
with intervention by the United States herself.
A useful overview of Latin America's relations with the United States is
furnished for undergraduate courses in political science and history by
Federico Gil.1 In his judgement:
Perhapsthe most prominentfeaturein the historyof inter-Americanrelationshas
been its cyclicalnature.Periodsof risinginterestin and concernwith LatinAmerica
on the part of the United Stateshave invariablybeen followed by periodsof declining interest,increasingconflict,and almosttotal disregardfor the fate of these
nations.
And, he notes:
The cyclesof amityand attentiontowardLatinAmericahaveconsistentlycoincided
with particularcrises: the world conflictin I914-19I9, the great economicdepression, the emergenceof Europeanfascismand Nazism, the SecondWorld War, and
the new threatof Communismand the CubanRevolution.2
Two of the high-water marks for Latin America in the foreign relations of
1 Federico G. Gil, Latin American-United States Relations (New York, Harcourt Brace
Jovanovich, Inc., I97I). Pp. x + 339. Paperback, ?Ig9o.
2
Ibid., p. 284.
the United States were the Good Neighbour policy associated with President
Franklin Roosevelt, and the launching by President Kennedy of the Alliance
for Progress. Gil is expressing a widely held view when he asserts that 'The
unprecedented example of continental unity that marked the conduct of the
American republics during the... [Second World War] more than vindicated the prescience of the builders of the Good Neighbor Policy '; while
'The advent of John F. Kennedy's administrationand the subsequent formation of the Alliance for Progress constituted a major turning point in the history of United States-LatinAmerican relations '.4 But President Kennedy died
less than three years after the Alliance had been launched, and Gil declares
that' The indifference of the Johnson and Nixon administrationstoward Latin
America' contributed to a feeling among Latin Americans that the United
States had again lost interest in the region.5
Inevitably, Latin America became a lower priority area for the United
States as the latter expanded her foreign relations. For Professor Joseph Tulchin,6 'This was part of the impact of World War I: to make Latin American
policy subordinateitothe expanded needs of American security and consistent
with American policy in other areas of the world '. At the same time, 'The
Great War in Europe presented the United States with a golden opportunity
to establish its hegemony in Latin America'.8 Hitherto, although she had a
firm grip upon 'the Caribbean danger zone ', European (especially British)
interests were still strongly entrenched in South America. During the war the
United States was able to pursue a more aggressive economic policy at the
expense of her European rivals. The war transformed her from a debtor
nation into the world's greatest creditor,and her businessmen and bankers saw
Latin America as a natural field for further expansion of their interests. The
United States government encouraged on traditional strategic grounds activities which diminished European influence in Latin America, even apart from
the particulareconomic and financial interests pressing for its support.
'At the end of World War I', in Tulchin's words, 'it became a part of
official policy to encourage foreign trade and investment by United States
citizens.' 9 Tulchin presents three case studies showing how the United States
government 'energetically sought to expand communications facilities under
American control, to win control over foreign petroleum reserves, and to
replace European bankers with United States bankers as arbitersof the Latin
3 Ibid., p. I84.
5 Ibid., p. 281.
6
4 Ibid., p. 227.
Joseph S. Tulchin, The Aftermath of War: World War I and U.S. Policy Toward Latin
Ibid., p. vi.
13 Ibid.,
p. 93.
14 Dana G. Munro, The United States and the Caribbean Republics, 1921-1933 (Princeton,
N.J., and London, Princeton University Press, I974). Pp. x + 394. $I7.50. /8-40.
12
foreign policy has always (necessarily) been complex.l5 National security, the
main consideration, includes safeguarding economic interests - especially, as
Tulchin shows, when the control of strategic materials is involved. Moreover,
Munro reflectsthe views of the Department of State, and he and his colleagues
were by no means the sole architectsof United States policy in the Caribbean.
Interestingly, although Munro has rebutted charges of United States imperialism, his picture of the State Department acting as trustee of the interests
of the inexperienced Caribbeangovernments is reminiscent of a colonial office
approach.
One interesting incident illustrates the significance of an insider's contribution to the understanding of political matters. The publication of the Clark
Memorandum on the Monroe Doctrine, popularly believed to constitute a
repudiation of 'theRoosevelt Corollary, traditionally has marked a not unimportant step in the development of the Good Neighbour policy. Munro dismisses this. 'The fact was ', he says,' that the American government had not
taken any new official position about the Monroe Doctrine or about the
Roosevelt corollary.' 16 He believes that after it had been produced in 1928 the
Clark Memorandum was forgotten: ' I do not rememberthat I was told about
it when I took charge of the Latin American division in the spring of...
[1929].'
Cf. my review of Munro's earlier volume, Intervention and Dollar Diplomacy in the
Caribbean, I900-1921
(Princeton,
N.J.,
p. 378.
L,
142
United States. There was no Marshall Plan for Latin America, and economic
aid to the latter was minimal. Nor, when Latin America became more closely
concerned with the Cold War, did relations with the United States improve.
For the intervention issue again came to overshadow them.
In a new book based upon a diligent study of contemporarysources,18Dr
Parkinson examines the different phases of the Cold War as they affected
Latin America. He demonstratesnot only the reactions of the Latin American
governments as these developed, but also how cold war issues influenced intraLatin American relations and domestic politics in individual countries. In the
early stages of the Cold War Latin America was 'a pawn of the world
powers ,19 but by the late I96os, in Parkinson's judgement, the Cold War was
'largely out of the way' and 'a new diplomatic climate was beginning to
pervade Latin America .20 He concludes that:
With the direct influenceof the world powers declining in the underdeveloped
world in general,intra-LatinAmericanissues are likely to acquirea new importance, with greaterattentionbeing paid consequentlyto the notion of the balanceof
power. It is not impossible that, under these conditions, the future of Latin
America's internationalsystem will begin to resemble that of the nineteenth
centuryrathermore than that of the twentieth.21
This last possibilityimplies a very dramaticlessening of United States influence
over the region.
From his scant references to it, Dr Parkinson clearly does not believe that
the much-heralded Alliance for Progress importantly influenced Latin
America's response to the Cold War situation in the western hemisphere
during the I96os. JeromeLevinson and Juan de Onis,22in a' critical report ',23
conclude that 'A decade of the Alliance for Progress has yielded more
shattered hopes than solid accomplishment, more discord than harmony,
more disillusionment than satisfaction'.24 Yet, in words comparable with
those of Federico Gil,25 they declare at the beginning of their book: 'The
birth of the Alliance for Progressin I96I marked a dramatic and fundamental
18 F. Parkinson, Latin America, The Cold War, & The World Powers, 1945-I973: A Study in
Diplomatic History (Beverley Hills, Calif., and London, Sage Publications, 1974: Sage
Library of Social Research, vol. 9). Pp. 288. ?500o. Paperback, ?3-00.
19 Ibid.,
p. i I f.
20 Ibid.,
p. 231.
21 Ibid.,
pp. 248-9.
A United States foreign aid official and a New York Times correspondent assigned to
report on the Alliance.
23 Jerome Levinson and Juan de Onis, The Alliance That Lost Its Way: A Critical Report
on the Alliance for Progress (Chicago, Quadrangle Books for The Twentieth Century
22
Ibid., p. 307.
25 See above.
29
F. Kennedy in the White House (paperback edn., London, I967), p. 287, that the President's interest in counter-insurgencywas ' an old preoccupationfrom Senate days '. More
recently, Schlesinger has written of 'the worst folly of his administration: the infatuation
with counterinsurgency': ' The Alliance for Progress: A Retrospective', in Ronald G.
Hellman and H. Jon Rosenbaum(eds.), Latin America: The Search for a New International
Role (New York, Center for Inter-AmericanRelations, 1975), p. 74.
Richard B. Gray (ed.), Latin America and the United States in the 1970's (Itasca, Illinois,
F. E. Peacock Publishers, Inc., I97I). Pp. xii + 370). $Io.oo. Paperback, $5.95.
30 Ibid., p.
274.
President Nixon a year earlier (I969). Senator Church has since been a prominent critic of the activities of the CIA and the transnationalcompanies in
Latin America. But those who think like him are a minority in the United
States Senate where, for example, there is strong opposition to a new treaty
with Panama which would give the latter substantial concessions in respect
of the Canal. The Canal question is presently a focal point of Latin American
nationalism, and could prove, with the easing of the Cuban problem, the
major issue in United States relations with Latin America during the later
1970S. Strong domestic opposition in the United States to the granting of substantial concessions to Latin American demands has been a constant political
reality of the hemisphere situation.
What are termed 'the changing political realities' of relations between
Latin America and the United States are discussed in a book which consists
of papers (with commentaries) prepared for a conference of distinguished
social scientists held at Lima in i972.31The topics discussed are grouped into
four parts: 'Some Latin American Perspectives'; 'Some North American
Perspectives'; 'Brazil, Mexico, and the United States'; and 'Armed Forces
and Multinational Corporations in Hemispheric Relations'. The editors
declare that scholarship on inter-American relations ' must face squarely the
challenge of a Latin America that can no longer be understood as merely the
shadow cast by the Colossus of the North .32 For, in the words of one contributor, ' Latin America's " margin of freedom " is substantial and growing,
and is overlooked by an overly great concentration on " dependence " .33
The editors want to get away from ' the basic model in use... one of the
structure and functioning of U.S. imperialism .34 But they ruefully admit:
country as important in its own right as Mexico or Brazil was under consideration,
Changing Political Realities (Stanford, Calif., Stanford University Press; London, Oxford
`2
34
35
Ibid., p. I8.
L.A.S.-IO
But, however regrettable, this does reflect a basic realty. For while Latin
America is a low priority area in the foreign relations of the United States,
the latter dominates the foreign relations of her weak neighbours. The papers
contained in this book are likely to prove more useful to theorists of international relations than to those concerned with analyzing specific contemporary issues in the western hemisphere. To draw upon the book's
plentiful jargon, there is not over-much 'policy-relevant knowledge',
although there is a great deal to be gleaned about the views of Latin American
and United States writers on the matters discussed. There is a considerable
variety of comments, for example, on the Alliance for Progress.
Discussion of United States relations with Latin America always raises
the question of how far the Twenty Republics can be meaningfully grouped
together in this context, given the very considerabledifferencesbetween them
in such important respects as size, natural resources, population, racial composition and the degree of political and economic maturity each has achieved.
This question can be illuminated by considering the cases of two major Latin
American countries, Brazil and Mexico, whose leaders have, in fact, claimed
a 'special relationship' with the United States. Brazil, then largest and most
populous Latin American country, differs from the others in the region both
for historical reasons and in her contemporary aspirations and prospects.
Mexico is 'special' because she borders upon the United States, and thus
constitutes the frontier between the two Americas. She has been described as
furnishing a barometer or touchstone of United States relations with Latin
America as a whole. But both Brazil and Mexico share with the rest of Latin
America (except, of course, Cuba) a high degree of dependence upon the
United States.
From the establishment of the First Republic (in I889) Brazil has generally
pursued a policy of co-operationwith the United States as being the best means
of achieving her foreign policy objectives. She has often been described as
seeking leadership of a ' sub-system' in South America under the overall
hemisphere hegemony of the United States. While aspiring to be something
of an intermediary between the latter and Spanish America, Brazil has sometimes been regarded as a ' Trojan Horse,' undermining efforts to confront the
United States with a common Latin American position on vital issues.
Argentina, with her own aspirations'to South American leadership, has been
especially suspicious of the 'unwritten alliance' between the United States
and Brazil. A recent book by ProfessorFrank McCann 36analyzes a significant
phase of 'Brazil's relations with the United States: the years of Getllio
D. McCann, Jr, The Brazilian-American Alliance,
Princeton University Press, I973). Pp. xiv + 527. $I8.50.
36 Frank
I937-1945
(Princeton,
N.J.,
Ibid., p. 308.
L.A.S.-IO*
According to McCann, the drive for United States domination of the hemisphere accelerated after Roosevelt's death, while President Truman's
Secretaries of State, Stettinius and Byrnes, 'had limited knowledge of
Brazilian-American relations and even less sympathy for Brazilian aspirations.4l
In the early i96os, under Presidents Quadros and Goulart, Brazil attempted
to pursue an 'independent' foreign policy, which expressed itself most
obviously in a refusal to support the United States position on Castro's Cuba.
It also involved broadening Brazil's foreign relations, notably with the Third
World: what Professor Selcher calls 'The Afro-Asian Dimension of
Brazilian Foreign Policy'.42 Within the context of a growing self-identification of Latin America with the Third World it was argued 'that Brazil is
uniquely suited to approach non-white Afro-Asia because it has achieved a
racial democracy through lack of racial discrimination and a natural process
of miscegenation, which represents the ultimate solution to the dangerous
racial problem '.43 The practicaldifficulties of implementing a policy of closer
relations with the countries of Africa and Asia, and the limited advantages
to Brazil (at least in the short-term)of so doing, are well analysed by Selcher.
With the overthrow of Goulart in 1964 a more pragmatic approach was
adopted towards the Third World, and Brazil reverted to a policy of close
co-operationwith itheUnited States. When the military government sought to
lessen Brazil's economic dependence upon the latter, it did so primarily
through expanding economic relations with other industrialized countries,
including communist ones.
While the vast power of the United States has been the determining factor
in her relations with Latin America, inevitably no country of the region has
felt the weight of that power more than has Mexico. Fulfilment of her
' Manifest Destiny' led the United States to acquire through conquest more
than half Mexico's national territory, and Mexico has experienced intervention by her powerful neighbour in all its main forms. Karl Schmitt has produced a useful new survey of relations between Mexico and the United
States 44 which, while essentially narrative, does reflect the power imbalance
between the two countries. In his final chapter, Schmitt considers ,the options
which have been open to Mexico in her situation, and the choices her leaders
have made. He concludes:
41 Ibid., p. 341.
42 Wayne A. Selcher, The Afro-Asian Dimension of Brazilian Foreign Pohcy, 1956-1972
(Gainesville, Fla., University of Florida Press, 1974: Latin American Monographs, Second
43 Ibid., p. 55.
Series, no. 13). Pp. viii + 252. $IO.00.
44 Karl M. Schmitt, Mexico and the United States, 1821-1973:
Conflict and Coexistence
(New York, John Wiley & Sons, Inc., I974). Pp. xvi + 288. ?5.80. Paperback, z2.35.
Ibid., p. 269.
CONNELL-SMITH