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Enlightened Nation Building: The "Science of the Legislator" in Adam Smith and Rousseau

Author(s): Ryan Patrick Hanley


Source: American Journal of Political Science, Vol. 52, No. 2 (Apr., 2008), pp. 219-234
Published by: Midwest Political Science Association
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Nation
Enlightened
Building: The "Science
in Adam Smith and Rousseau
of the Legislator"
Ryan Patrick Hanley

is famous
"
as

Rousseau

the legislator,
to
approach

Marquette University

as an
developed
Here

statecraft.

advocate

the politics

of

in the Geneva
Rousseau

of

and

Manuscript

claims

that

legislative

right with sensitivity to actual political conditions?a


account

of the science

conclusions:

of the

Smith's

first,

and prejudices

passions

legislator

and

Rousseau

But

"denaturing"

science

to his

attention
on Poland

his writings
requires

conception

and Corsica,

tempering

reveals

commitment

of modernity;

to principles

of political

claim that importantly and unexpectedly parallels the better known

In comparing
Smith.
these conceptions,
developed
by Adam
s shared moderation
reveals
their common
commitment
their fundamental

second,

of the "science
of
a more moderate

concerns

difference

not practical

this article
to

draws

accommodating

legislative

methods

three
the
but

rather differing conceptions of natural justice and political right; and finally, theirprudential approach to legislation helps
the specific

clarify

of "moderation"

types

and

"intelligence"

required

et al. 2003; Feldman 2004; Fukuyama


(see, e.g., Dobbins
on
Yet
debates
these subjects have been hampered
2006).
over the questions of the origins
serious
by
disagreement

tification

of rational, universal norms, the most valuable


legacy of Smith and Rousseau's approach to nation build
ing lies rather in its skeptical counsels of prudence, and

of national identity and of how national integration might


best be achieved; where some advocate the recovery of na
tive

cultural

others

characteristics,

of national

a more

envision

the necessity of both accommodating


the moral and cul
tural "passions and prejudices" of a nation and making
institutional provisions
for a nation's continued moral

artifi

In light of such dis


nation builders might wonder
identities.1

agreements, contemporary
where best to turn for guidance. The present article argues
that this debate would do well to reconsider the contri
butions of two leading thinkers of the Enlightenment
era,

and cultural flourishing.


With regard to the second question, comparing their
of the science of the legislator also affords
conceptions
an opportunity
to reconsider the standard contrast of

Adam Smith and Jean-Jacques Rousseau, and in particular


their concept of "the science of the legislator."
Two questions
thus animate this article. The first
ismore explicitly political: what insights do Smith and
second

Patrick

Ryan

as the champion of either primitivism or classi


cal republicanism
and Smith as the herald of commer
cial modernization.
On this front, my principal claim

Rousseau

nation builders? The


provide to contemporary
is perhaps more
scholarly: namely, how do

Rousseau

is assistant

Hanley

of

professor

political

science,

builders.

Rousseau's

gard to the proper role of the United States in constructing


self-governing democracies with stable national identities

cial fabrication

nation

and Smith's visions of the science of the legis


lator compare given their famously incommensurate
po
sitions on modernization
and commercial liberalism? The
article's answer to the first question
itself implies a need
to reconsider a certain conception of the Enlightenment.
In contrast to a received vision of the political thought
as mainly concerned with the jus
of the Enlightenment

American
foreign policy has reawakened,
with great urgency, interest in the methods and the
legitimacy of nation building, particularly with re

Recent

of contemporary

below is that Rousseau's vision of the true legislator's sci


ence closely parallels Smith's in one respect and
sharply
Marquette

PO

University,

Box

1881, Milwaukee,

WI

53201-1881

(ryan.hanley@marquette.edu).
Earlier

versions
of

of this article were

meetings
audiences?and

the New

reviewers?for

many

For a helpful

see

especially

American
?2008,

to Richard

particularly
helpful

review

Journal
Midwest

England

Barrington

in 2005

Science
Boyd,

at the
of Wisconsin
University
and the American

Association

Eric MacGilvary,

Alice

Behnegar,

Political
Political
Louis Hunt,

Theory Workshop,
Science Association.
David

Lay Williams,

and also at the 2005

annual

I am very
to those
grateful
and the three anonymous

suggestions.

of contemporary
(2006,

of Political
Political

delivered

Political

primordial,

constructivist,

and

instrumentalist

perspectives

on nationalism

and nation

building,

13-14).
Science,

Science

Vol.

Association

52, No.

2, 2008,
ISSN

Pp. 219-234

0092-5853

219
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220
departs from it in a second. The first two sections of the
article demonstrate
that Smith and Rousseau each sub
scribe to the classical distinction

of the best regime from


the best possible regime and also that each insists that the
task of a nation builder is to devise mod
fundamental

to

perverse,

tailored

erate, prudential
of particular given circumstances
universal political norms within existing conditions. The
next section of the article examines how this intention in

regard

Rousseau

as a contributor

to

this

project. Rousseau's advice to nation-building


legislators,
as presented
in his writings on Poland and Corsica and
Geneva, seems to counter Smith in advocating resistance
to commerce

and a recovery of
on classical re
based
good
in his early draft of the
ideals. Yet it is Rousseau,
and liberal individualism

a commitment

to the exigencies
in order to instantiate

mechanisms

not

RYANPATRICK
HANLEY

to the common

publican
Social Contract

who advances
(the Geneva Manuscript),
of "the science of the legislator" (GM
I.iv, 168; Il.i-vi, 179-94), elsewhere called "the true legis
lator's science" (L, 66).3 Our first task is to see how these

the second vision

practical works on Corsica and Poland,


that
in
these Rousseau practices his commitment
arguing
to accommodate
to accom
exigencies, and particularly
forms Rousseau's

two

visions

compare.

famously diagnosed
fourth section of the article turns to the tension between

is today famous as the champion of the


of
natural
is, as the champion of
"system
liberty"?that
a self-regulating
economic
would seem to
which
system

the moderation

have

modate

the conditions

and vices of modernity


that he
in the Discourse on Inequality. The
of these practical writings
of the legislative science described

characteristic

and the immoderation


in the Social Contract
arates Rousseau

and argues that the divide that sep


from Smith on this front is to be traced

to realism or idealism,
not to their differing attachments
of "natural justice" and
but rather to their conceptions
to be instantiated.
In
the
ideals
specific
"political right,"
the article examines two specific implications
concluding,
nation builders, ar
of these analyses for contemporary
that Smith and Rousseau's
greatest
guing in particular
on
to
in
their
the
front
lies
this
spe
ability
clarify
legacy
cific types of "moderation"
nation builders today.

and "intelligence"

Adam

Smith

of
little need, or even room for, the interventions
actors.
The
associated
of
fame
Smith's
political
advocacy
of such devices as the "invisible hand" and the theory of
spontaneous or unplanned order further seem to suggest
that Smith's political philosophy
defends or engenders a
minimization
of the importance of political agency and
leads to a "deflection" of politics towards
consequently
1993 ). But if true,
;
(see Cropsey 2001 Minowitz
on
articulating a science for the
why then does Smith insist
legislator? Thus Winch's helpful question: if indeed Smith
economics

means

required of

to teach that politics does better when directed


nature
rather than the "active statesman as purposive
by
then "what positive
moulder
of events and outcomes,"
part is there for any legislator to play?" (Winch 1996,94).
Smith's answer

rests on his distinction

between

two

he agrees
types of statesmen, one of whom
should be excluded from political action, but the other
of the
of whom he deems vital to the proper functioning
one
of his central
system.4 He presents this contrast in

different

Natural Justice and Particular


Circumstance:
Smith on the
Legislator's Science

one
of the legislator. Here Smith distinguishes
directed by "the science of a legislator, whose deliberations
are al
ought to be governed by general principles which
and
from
insidious
"that
the
same,"
ways
crafty animal,
or politician, whose councils
vulgarly called a statesman
discussions

offers students of the history of po


The Enlightenment
at
least two visions of "the science of
litical philosophy
the legislator."2 By far the more well known is that set
forth by Smith and David Hume, the philosophers
chiefly
and
for
subsequently defending
articulating
responsible
the project of commercial modernity. As has been shown,
Hume and Smith aspired to teach potential legislators in
their audiences how to devise political and economic insti
man's selfish passions
tutions capable of accommodating
or transforming them into agents
and in turn meliorating
of social stability and growth (see esp. Cohen 1989,51,54,
1996,
1998;Winch
1981; McNamara
59, 62; Haakonssen
117). Given

this objective,

itmay

at first seem strange,

if

are directed

by the momentary

variants
eighteenth-century
(1988), Haakonssen
esp. Lieberman
in n8 below.

see
of the legislator's
science,
cited
studies
and
the
(1996),

of affairs"

3
Rousseau's

are abbreviated
as CC = Plan for a Constitution
works
= Geneva
=
GP = Government
Emile; GM
Manuscript;
for Corsica; E
=
= Oeuvres
= Letter to d'Alembert;
L
OC
compl?tes; PE
of Poland;
SD = Second Discourse
SC = Social Contract;
Political
Economy;
have been used
on Inequality).
translations
Standard
as LJ = Lectures
are abbreviated
Smith's works
=
WN = Wealth
on Iurisprudence;TMS
Sentiments;
Theory ofMoral
of Nations.

{Discourse
whenever

possible.

of the science of
account
of Smith's understanding
following
in Haakonssen
made
claims
the
follows
central
the legislator
largely
M?ller
(1996,
(1993, 84-92,
139), and Winch
(1981, esp. 83-98),
are also acknowledged
more
90-123);
specific debts and deviations
4The

2
For other

fluctuations

below.

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IN SMITHAND ROUSSEAU221
THE "SCIENCE
OF THELEGISLATOR"
feature of legislative
IV.ii.39). The distinguishing
to those
is its commitment
science, on this account,
a politics so guided
"general principles" which prevent
Else
into vulgar Machiavellianism.
from degenerating
(WN

in noting the po
repeats
to
be abused, he hints that
tential for general principles
idea of the perfec
"some general, and even systematical,
tion of policy and law, may no doubt be necessary for

where

the claim. Even

Smith

directing the views of the statesman" (TMS VI.ii.2.18).


in sug
But what precisely did Smith have in mind
gesting that political deliberation ought to be governed by
attention

to "general principles"? Charles Griswold notes


insistence that the "general principles" which

that Smith's

to guide the science of the legislator "unquestion


ably echo" his discussion of those "general principles of
in the closing pages of
described
law and government"
on natural
TMS, inwhich he anticipates a book-to-come
ought

(Griswold 1999, 36n59). There he distin


for particular
law designed
guishes systems of positive
states in particular historical periods from "the natural
jurisprudence

of all positive
institution."
rules of justice independent
The latter were the intended focus of his project on "what
a the
might properly be called natural jurisprudence, or
run
to
ory of the general principles which ought
through
and be the foundation

of the laws of all nations"?a

field

from the study of


of study he rigorously distinguishes
"the particular institutions of any one nation" (cf. LJA Li;
LJB 1-3). This in turn led Smith to promise "an account
and of
of the general principles of law and government,
in the dif
the different revolutions they have undergone
ferent ages and periods of society" (TMS VII.iv.36-37).5
And while this project was not in fact executed, Smith's
essential claim is clear: that appreciation of the principles
justice is the "backbone" of the science of a
Haakonssen
1981, 151).
legislator (
of the legislator in the uni
science
the
By grounding
versal norms of justice, Smith intended to provide amech
of natural

above the pol


capable of elevating statesmanship
itics of interest characteristic of his insidious and crafty
"politician." Yet Smith was also acutely aware that a states

anism

in the abstract principles of natural


grounded
is
itself
justice
susceptible to abuses of another kind. His
own failure to execute a treatise on the idea of natural jus
tice itself suggests the difficulty of establishing
its princi

manship

ples. But lacking a clear definition of such principles, am


bitious politicians might well substitute their own more
convenient abstractions. This is precisely the problem that
Smith diagnoses

in his famous portrait of the "man of sys

tern." The man of system is first and foremost aman driven


own conceit" he
by his ideals: "apt to be very wise in his
is "often so enamoured with the supposed beauty of his
that he cannot suffer the
ideal plan of government,
smallest deviation from any part of it" (TMS VI.ii.2.17).
Indeed his fascination with his Utopian vision inspires his

own

political zealotry, for when this "spirit of system" mixes


with a certain kind of "public spirit," this "often inflames
of fanaticism," which in turn "in
fall under the sway of "the imaginary

it even to the madness


all who

toxicates"

Caught up
beauty of this ideal system" (TMS VI.ii.2.15).
seek in practice
in this dazzling beauty, such visionaries
and in all its parts, without
"to establish it completely
to
either
the
any regard
great interests, or to the strong
which
may oppose it." This leads to Smith's
prejudices
of the systemic political re
former who "seems to imagine that he can arrange the
of a great society with as much ease
different members
condemnation

well-known

arranges the different pieces upon a chess


indifferent to or unaware of the fact that "in the

as the hand

board,"
great chess-board
a principle
that which

society, every single piece has


of its own, altogether different from
the legislature might chuse to impress upon it"
of human

of motion

But good government


(TMS VI.ii.2.17).
requires that the
statesman's hand not deviate from the path traced by the
invisible hand. Smith repeatedly insists on this lesson in
for his system of natural liberty, claiming that
people should always be given free rein to pursue their in
terests, as they always know these interests better than any
IV.v.b.16; IV.v.b.43; IV.ix.51).
superior might
(e.g., WN
arguing

science is thus
Legislative
to the enthusiasm of systematic

intended

as an antidote

reformers. Yet this itself

insofar as the "system of


prompts an obvious question:
natural liberty" is itself a "system" in its own right, how
can Smith guarantee that the legislator claiming to act in
the name of this "system" will not himself be overcome
by the "spirit of system"? The problem ismade even more
acute by his recognition
that the legislator's tremendous
abilities render him capable of effecting "the greatest rev
... in the situations and
olutions
opinions of mankind"
Smith
describes
his
(TMS VI.iii.28).
remedy for this po
tential fanaticism in describing the importance of appre
He nods at this even in
ciating political circumstances.
man
his
with
the
of system: not only
frustration
venting
does he exhibit "the highest degree of arrogance" and a
to "fancy himself the only wise and worthy
predilection
man in the commonwealth,"
but he moreover
thinks "his
fellow-citizens
should accommodate
themselves to him
and not he to them"

that Smith,
in his own words,
rightly notes
only "partly
executed"
this project
Smith was capable of
(TMS, 3). On whether
see Griswold
the project,
cf. Fleischacker
(1999, 31-37);
executing
Ross
(2004, esp. 145-48);
(2004, 45-46).
5Griswold

an accommodation
calls for in building
the fanaticism

Yet it is precisely
(TMS VI.ii.2.18).
of interests and prejudices that Smith
actual nations if they are to be free of

to which

political

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idealism

is prone.

222

Smith's

claim

per his commitment


the specific contexts

then is that the legislator must tem


to idealism with an appreciation of

will

respect the established powers and privileges


even of individuals, and still more those of the
into which
the state
great orders and societies,

in which he serves. Only by so do


his project to the people, rather
ing will he accommodate
than force the people to accommodate his project. But this
claim sets the bar high for the legislator, as it compels him
to cultivate a political wisdom
or
differ
understanding
ent from that wisdom or
which
understanding
might en
able him to comprehend
the principles of natural justice.

is divided. Though he should consider some of


them as in some measure abusive, he will content
himself with moderating,
what he often cannot
annihilate without
great violence. When he can
not conquer the rooted prejudices of the
people
by reason and persuasion, he will not attempt to
subdue them by force; but will religiously observe

Haakonssen

nicely captures the distinction between these


two forms of comprehension
in distinguishing
"system
the knowledge
knowledge" from "contextual knowledge,"
of the connecting principles of a system from the knowl
edge that enables one to understand actual given political

what, by Cicero, is justly called the divine maxim


of Plato, never to use violence to his country no
more than to his parents. He will accommodate,
as well

as he can, his public arrangements


to the
confirmed habits and prejudices of the people;
and will remedy as well as he can, the inconve

conditions

1981, 79-82, 89; see also McNa


(Haakonssen
mara 1998, 87-91; Winch
1983, 510-11). This suggests
that the science of the legislator requires a "superior pru
dence," an appreciation of both the potential and limits of
actual peoples for whom one hopes tomake a normative
intervention

(TMS VI.i.15).6 Such prudence is


as it enables legislators to shape their

legislative

principally valuable
ideals to circumstances

and thereby better guarantee that


a political community will in fact receive the intended
benefits of the legislation.
Smith goes on to explain that an appreciation of such
circumstances will lead not only to a tempering of ideal
ism, but also to an appreciation of the limits of politics,
of po
legislation, owing to the imperfectability
litical phenomena
1996,
(Griswold 1999, 301-10; Winch
123). Smith's favorite historical example of a legislator,
Solon, is consistently praised for his capacity to legislate
and hence

within

the horizons

a second-best

and his ability to craft

of imperfection

approach

for

such

situations;

hence

his

en

of a modern

dorsement

that
policy with the observation
"with all its imperfections,
however, we may perhaps say
of itwhat was said of the laws of Solon, that, though not the
best in itself, it is the best which the interests, prejudices,
and temper of the times would admit of WN
(
IV.v.b.53).7

niencies which may flow from the want of those


regulations which the people are averse to submit
to.When

he cannot establish

the right, he will not


the wrong; but like Solon,
when he cannot establish the best system of laws,
to establish the best that the
he will endeavour
can
bear.
(TMS VI.ii.2.16)
people
to ameliorate

disdain

Here

Smith teaches that political humility


is a prerequi
site for the science of a legislator. In contrast to the arro
gance and superiority of the man of system, Smith here
praises the humility of statesmen who work with rather
than against the prejudices and preconditions
of a nation.
Such statesmen, Smith further insists, know the limits of
their wisdom;
that they lack the omni
fully conscious
science of the divine, they instead represent the more lim
ited "perfection of human political wisdom"
(Griswold
such legislators
1999, 308). Unlike Caesar and Alexander,
never fall under the spell of the delusive and "excessive
that might suggest the direct inspiration
self-admiration"
of divinity (TMS VI.iii.28). A properly scientific legisla
tor thus strikes a balance between
the ideals of natural

The Solonic

recom

justice and the reality of actual

mends

(Winch

achieves

example is itself the example Smith


to remedy the idealism of men of system
1996, 96-97, 104-5). Thus the best legislator

tween

In this context

eration
13, where

see the excellent

in Brubaker
Smith's

ingly immoderate
see Anhalt
(1993,

(2006,
legislator
"moralism"

discussion

201-205)
is explicitly

of Smith's
but

Solonic

cf.

191-92,
distanced
from

of Rousseau's.

mod

200, 212
the seem

salutary

moderation

the hubris

naticism
here is Haakonssen's
observation
that "the intention
be
6Helpful
or utopianism,
criticism
of excessive
in
hind Smith's
rationalism,
no means
a
is
the
abdication
of
but
"rather
reason,"
very
politics
by
rational
of its limits"
(1981, 92).
appreciation

RYANPATRICK
HANLEY

conditions

and thereby

in

a course

steering

of scientific management
of the idealists.8 Smith's emphasis

be

and the fa
on respecting

and prejudices
indeed represents a recov
ancient
of
the
ery
conception of the distinction between
the best and the most fitting or best possible regime (see
Aristotle
1999, 305).
1984, 1269a30, 1337al0; Griswold
Before turning to Rousseau, a final aspect of Smith's
settled habits

approach

to the science of the legislator demands

notice.

For Solon's

intentions,
of Solon's
self

Anhalt's
11-14,
135-39).
study
as
conscious
of himself
is a useful point
presentation
poet-lawgiver
for the claim that legislators
of reference
should
seek to "persuade
see esp.
without
(SC II.vii.10);
Kelly (1987, 326-31).
convincing"

8
Such

of Hume
echo the legislative methods
proposals
particularly
see Hume
and Montesquieu;
and
260-63,
280, 512-13)
(1985,
Winch
75; 1983, 506); Montesquieu
6, 14;
(1996,
(1989, XIX.5,
and Pangle
XXVI.23)
(1973, 273-77).

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IN SMITH AND

THE "SCIENCE OF THE LEGISLATOR"

reputation for a commitment


in the civil or economic
interventions

Smith's

ROUSSEAU 223

to limited political
spheres would seem

to a restricted view of the proper sphere


of the legislator within a well-ordered
state; there indeed
would seem to be little room for a legislator if in fact "little
else is requisite to carry a state to the highest degree of
to commit

him

opulence from the lowest barbarism, but peace, easy taxes,


and a tolerable administration
of justice; all the rest being
about by the natural course of things" (Smith in
in a
1982, 322). But elsewhere?and
particularly
in
The
little-noted passage
Theory ofMoral Sentiments?

brought
Stewart

takes a much

Smith
moral

stronger

stance on the necessity

of

to suffer from his own Problem.10 Aside

lem initially posed by Cassirer?the


question of whether
or
is better seen as a classical eudaemonist
Rousseau
more political Problem concerns
Kantian deontologist?a
or as a friend of totalitarianism.11

Res

tional democracy
olution of this question

is unlikely to be reached soon


and is not attempted here, but attention to his conception
of the science of the legislator and how it compares to
Smith's helps illuminate certain moderate
aspects of his
to
and
accommodate
his
thought,
especially
willingness
the characteristic prejudices of modernity.
To begin by suggesting
or

moderate

ity of the commonwealth,


by establishing good
and by discouraging
every sort of
discipline,

as a friend of constitu

he is better understood

whether

legislation:

The civil magistrate


is entrusted with the power
not only of preserving
the public peace by re
but
of
the prosper
straining injustice,
promoting

from the Prob

that there might

accommodating

at first seem odd. The most

be anything

in Rousseau's

famous

science

may

account

of the legis
offered in Book

lator in Rousseau's

account
corpus?the
seems to
II, chapter vii of the Social Contract?certainly
read as a direct challenge to, if not rejection of, several fun
damental tenets of the Smithean science. First Rousseau

rules,
impropriety; he may prescribe
which not only prohibit mutual
in
mu
but
command
juries among fellow-citizens,
tual good offices to a certain degree ... Of all the

the divine and the political


openly questions whether
should be separated, arguing that legislation benefits con
siderably from the popular impression of the legislator's
intimate association with the divine. Further, where Smith

duties

of a law-giver, however, this, perhaps,


is
it requires the greatest delicacy and re
serve to execute with propriety and judgment. To

cautions

that which

ciples foreign to their nature, Rousseau seems to endorse


precisely this in claiming that the nation-building
legisla
tor's first and most important task is to "transform" the

vice

and

therefore,

neglect it altogether exposes the commonwealth


tomany gross disorders and shocking enormities,
and to push it too far is destructive of all liberty,
security, and justice.

the

attempt

to

"impress"

on men

prin

people:

(TMS II.ii.1.8)

dares to institute a people must feel


so
to speak, changing human nature;
of,
capable
of transforming
each individual who by himself
is a perfect and solitary whole into part of a larger
whole from which that individual would as itwere
Anyone

Smith does not provide precise rules for the conduct of


such judgment, but from his comments above it is evident
good legislation requires amiddle ground
be established between libertarianism and totalitarianism.
But even as Smith was silent on this front, the attempt to
define this middle ground was to become the particular
that he believes

intention

against

who

receive his life and his being; of weakening man's


in order to strengthen it; of substitut
constitution
a
and
moral existence for the indepen
ing partial

of Rousseau.

dent and physical


from

nature.

existence we have all received

In a word,

he must

take

from

man

his own forces in order to give him forces which


are foreign to him and of which he cannot make
use without
the help of others. The more these
natural forces are dead and destroyed, the greater

Realism and Idealism and Rousseau's


"Science of the Legislator"

and more

lasting are the acquired ones, and the


solid and lasting also is the institution.
(SC
II.vii.3; GM Il.ii, 179-80; cf. PE, 12-13)

study of Smith was once dominated


by the famed
Adam Smith Problem: the question of how to reconcile
The

more

Smith's analysis of sympathy inmoral life with his analy


sis of self-interest in economic
life.9 But Rousseau seems

'Iowe
91 do

not

treatments

to treat

aspire
of the relative

(2002) andMontes

this

problem

significance

(2004).

here.

For

excellent

of this problem,

recent

see Otteson

this suggestion

to Eric
MacGilvary.

1*
Cassirer

totalitarianism
(1954). The classic sources on Rousseau's
Berlin
(2002) and Talmon
(1960). For a recent attempt
see Williams
in Rousseau,
liberalism
(2005a).

remain
find

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to

224
It is difficult
Smith's. Not

to imagine a position
only does Rousseau's

more

repugnant to
legislator annihilate

the prejudices that Smith's is concerned to respect, but he


also seeks the alteration of human nature itself. Rousseau
on his intentions

in this regard in Emile. Such


is
he
necessary,
explains, because of the vi
denaturing
olence already done to human nature by the civilizing
institutions
that Smith defends. It is the corruptions
of
elaborates

civilized man, or the bourgeois, which make it necessary


"to denature man, to take his absolute existence from him
in order to give him a relative one and transport the I
into the common

unity" (E, 40). Yet modern


legislators
are not alone in seeking to "transform" human nature; the
greatest ancient legislators, Rousseau suggests, had similar
ambitions. Thus we are told that when Lycurgus legislated
for Spartans he "transformed them into beings more than
merely human," that Moses "made bold to transform this
herd of servile emigrants
into a political society, a free
Numa
that
and
gave Rome strength by "trans
people,"
forming the robbers into citizens..
.bymildly restrictive
institutions that bound each of them to the rest and all of
Such legislators cannot help
compared to Smith's.
call for "transformation"
hardly ex

them to the soil" (GP, 6-7).


but seem immoderate when
But Rousseau's

hausts his conception of the legislator, for alongside this


vision. In
grandiose vision lies another more moderate
the published version of Social Contract, this moderate
vision takes the form of an attempt to mitigate what the
subtitle calls the "principles of political right" with
the "maxims of politics" (SC III.xviii.3). As Arthur Melzer
the Social Contract
and Roger Masters have demonstrated,
at its heart seeks to establish a balance between these two

work's

principles?a

balance

between,

on

the

one

hand,

a com

to the abstract principles of "universal justice"


of
(SC II.vi.2), and on the other, the practical maxims
to bring a project to fruition (see es
politics necessary
1968, 290-93, 301-13;
322; Masters
1987,
pecially Kelly
Masters
1990, 114-19). Rousseau's
1972, 412-18; Melzer
mitment

study of the aims of legislation in the chapter prior to his


of the legislator in SC Il.vii makes clear that
description
such

a balance

is necessary,

as a commitment

to univer

sal justice in the absence of positive law cannot guarantee


re
of actual justice; hence Rousseau's
the establishment
comes
from God, he alone
that while "all justice
minder
is its source," it remains true that to be realized, justice
requires a set of positive institutions; hence "conventions
and laws are therefore necessary to combine rights with
duties and to bring justice back to its object" (SC II.vi.2).
Such a conception will remind us of Smith's commitment
to balancing natural justice and positive law at the end of
to establish
TMS. But more crucially, the commitment
a
the
best
and
the
best
possible also
ing balance between

serves to mitigate
most

rhetorically
his transformative

RYANPATRICK
HANLEY

the seeming extremism of Rousseau's


charged comments on the legislator and

duties. In this way Rousseau's concep


tion of the legislator leads back to Smith's, for the at
tempt to establish a balance between "universal justice"

and the "maxims

of politics" parallels Smith's commit


to describing a balance between the universal prin
ciples of "natural justice" and "contextual knowledge."
This parallel is extended when we turn to Rousseau's
on the science of the legislator.
comments
explicit

ment

Rousseau's

complete account comes in


or the Geneva
the Social Contract,
As Masters
details, Rousseau
comprehen

first and most

the first draft


Manuscript.
sively revised

of

this section of the work, with SC II.vii vir


all
that
remains
of the sustained investigation of the
tually
science of the legislator that occupied most of Book II of
in
GM; the "science of the legislator" is never mentioned
the final published version (Masters 1968, 293 and 1972,
the "true
413, 417). Yet Rousseau does explicitly mention
to
in
Letter
Here he
science"
the
dAlembert.
legislator's
explains that the mere task of crafting and writing legisla
tion is not a difficult one: "On the whole, the institution
of laws is not such a marvelous
thing that any man of
sense and equity could not easily find those which,
observed, would be the most beneficial for society."
challenge of legislating lies not simply in writing
laws, but inwriting laws well suited to a people: "the

well
The
good
force

of the laws has itsmeasure,


and the force of the vices that
one
too.
It
is
has
only after one has compared
they repress
two
and
found
that the former surpasses
these
quantities
the latter that the execution of the laws can be depended
the
of these relations constitutes
upon. The knowledge
true legislator's science" (L, 66). The central claim here
is that legislation cannot be judged good in the abstract,
but only by the degree of its fittingness for the people and
problems

for which

it is established.
legislators should strive to fit
of the people and the needs of
takes an important step back from the
on "transforming"
and "denaturing"

that wise

By insisting
their laws to the nature
the state, Rousseau
Utopian insistence
that he elsewhere

seems to advocate. This continues when


of the
example of a practitioner

he offers us a historical

"true legislator's science." In the Letter to dAlembert, his


a
example is Solon. Solon did more than simply author
to
adapt
legal code, Rousseau explains: "The problem is
it ismade and to the
this code to the people for which
it decrees to such an extent that its
things about which
of these re
execution follows from the very conjunction
lations; it is to impose on the people, after the fashion
of Solon, less the best laws in themselves than the best of
in the given situation" (L, 66). In echo
of Solon by Smith,
the endorsement
ing (or anticipating)

which

it admits

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IN SMITHAND ROUSSEAU
THE "SCIENCE
OF THELEGISLATOR"
225
makes plain that legislative science is a science
the Letter one
of the second-best.12
Indeed throughout
a
realist insistence on the need
finds less idealism than

Rousseau

to accommodate

proposals

to circumstances:

"let

us

not

of perfection but for the best pos


sible according to the nature of man and the constitution
of society" (L, 110).
In GM Rousseau would further explore this aspect
of the Solonic or second-best approach to legislation. His
seek for the chimaera

constant

lesson throughout GM is that "these general ob


in each
institutions
should be modified

jects of all good

that arise as much


country according to the relationships
from the local situation as from the character of the in
habitants; and it is on the basis of these relationships that
each people must be assigned a particular system of leg
islation that is the best, not perhaps in itself, but for the

that a sole emphasis


otherwise

on transforming

or denaturing might

encourage.13

One

final aspect of Rousseau's


tor requires review before turning

science of the legisla


to the practical polit
to
above that common

It has been argued


ical writings.
both Rousseau's
and Smith's science

is an insistence

ical writings
we

that we

are about

turn to Rousseau's

accommodating

context.

Such

To see how,
for the import of

to examine.

final argument

accommodation

is neces

sary, he insists, because the particular ills of a given society


themselves contain the key to their reconciliation. This is
suggested explicitly in GM:

State for which

it is intended" (GM Il.vi, 193; SC II.xi.4;


In developing
cf. E, 34-35).
this claim, Rousseau makes
clear that legislators must tailor specific policies to the
In
exigencies of particular customs and circumstances.

But although there is no natural and general soci


ety among men, although men become unhappy
in becoming
and wicked
sociable, although the

GM this contrast takes the form of a distinction between


"right" on the one hand and "those matters of expedi
to every good institution"
ency which are indispensable
on the other (GM Il.iii, 183). The published version drops

who

the explicit distinction between right and expedience, but


claim that this distinction
in
repeats the fundamental
troduces, namely, that "just as a skillful architect, before
putting up a building, observes and tests the ground to see
whether
it can bear the weight, so the wise founder does
not start by drafting laws at random, but first examines
whether the people for whom he intends them is suited
to bear them" (GM Il.iii, 183; cf. SC Il.viii.l). The lesson
in each case is that legislators must begin their efforts to
improve men by taking them as they are (Masters 1972,
429). This leads Rousseau to insist that one should strive
always to work within the context of the material one has
been given: "he should not try to change the institution
of a people that is already subject to laws, let alone try
to restore an institution that has been abolished or to re
vive worn

out mechanisms"
(GM Il.iii, 188). Further, it
is the task of a wise legislator to take not just people but
also conditions as they are, and hence the call for the law

giver to attend to "the location, the climate, the soil, the


the neighbors, and all the particular relations of
morals,
the people that itwas his task to institute" (PE, 12). Seen
thusly, the science of the legislator

12Excellent

tempers

the idealism

of Rousseau's
account
of "Solonic"
analyses
legislation
on his "contextualism"
its influence
are provided
in Forman
Barzilai
and now inWilliams
(2003, 445-50)
17-18, 25-27,
(2007,
and

29-31).

on

the import of tailoring legislation to the ills of the times.


But this suggestion was to have a particularly
important
effect, and take on a unique cast, in the practical polit

laws of justice and equality mean nothing to those


live both in the freedom of the state of na

ture and subject to the needs of the social state,


far from thinking that there is neither virtue nor
happiness for us and that heaven has abandoned
us without
resources to the depravation
of the
us
to
let
draw
the
ill
itself
from
species,
attempt
the remedy that should cure it. Let us use new as
sociations to correct, if possible, the defect of the
general association. Let our violent speaker him
self judge its success. Let us show him in perfected
art the reparation of the ills that the beginnings
of art caused to nature. (GM I.ii, 162)
Herein

lies what

Starobinski

has called "the fundamental

the idea that


insight" of Rousseau's political philosophy:
the most effective political remedies are homeopathic,
or
internal to the disease being treated (Starobinski
1993,
118-31, quote at 127; Forman-Barzilai
2003, 462-63).
But what

precise form should this homeopathic


remedy
take? And put more directly: what are the "ills that the
beginnings of art caused to nature?" Rousseau's most di

rect treatment of this question


comes in the Discourse
on Inequality. In
transition between
the
the
describing
state
nature
of
and the corruptions of the civil state,
pure
Rousseau
identifies a middle position
characterized by
precisely the incipient ills that separate art from nature.
This he describes as the "period in the development
of
13
Masters

notes

that

such

commitment

Rousseau's
see Masters

also

from those of "value-free"


prescriptions
Smith's critique of positivistic
( 1972,419).
is a principal
theme of Fleischacker
(2004).

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distinguishes
social science;
social science

226
faculties, occupying a just mean between the in
state and the petulant activity
of the primitive
state in which the "idea of
of our amour propre"?the

human

dolence

had been awakened in its nascent form,


consideration"
and "public esteem acquired a price" (SD 11.16-18). In
what follows I argue that it is Rousseau's
identification
of the civilizing potential of incipient love of consider
ation properly directed that characterizes his moderate
to Corsica

advice

remedy for their ills,


in the violent uprooting of the

and Poland.

The

RYANPATRICK
HANLEY

edy proposed is not simply eradication of amour-propre,


of the common good
but its redirection to the promotion
Smith's and
1968, 380-82).
(Dent 1988, 225; cf. Masters
a
sciences of
Rousseau's
legislator thus share a common
aim: namely, demonstrating
how vanity can be steered
an agent of social stability and the promotion
The difference
in their sciences
well-being.

to become
of common

to which

their respective
seems
their
Smith's
train
attention;
legislator
legislators
to have inmind the prudent regulation of economic
self
lies in the forms of selfishness

argues, lies not


and
that constitute
the evidence of
passions
prejudices
their corruption, but rather the redirection of such pas

Rousseau

sions and prejudices towards more useful ends. For if in


deed it is true that today "everybody wants to be admired,"
it is then necessary "to excite the desire and to facilitate

of the love of honor and glory. But both are keenly sensitive
and
to the empire of opinion that dominates modernity,
both recognize that the central task of modern
legislators

of attracting by virtue the same admiration


that one today attracts only by wealth"
(OC III, 502-3;
cf. GP, 17).

and thereby redirect the vices modernity


encourages. This strategy is suggested in the discussion of
censors in the Social Contract:

Rousseau

the means

interest (see, e.g., M?ller


1993; Rosenberg
1960), whereas
seems more interested in the proper regulation

is to cultivate

to draw

It is useless

Science in Practice:
and Poland

The Legislator's
Corsica

The previous section of the article sought to demonstrate


that beneath Rousseau's extreme depiction of the legisla
claim:
tor in his theoretical writings
lies amore moderate

a distinction

between

the objects of its esteem;


from the same principle and
converges. Among all peoples of the
and

nation's morals

for all this follows

necessarily
the
determines
world, not nature but opinion
Reform
their
men's
choice of
opin
pleasures.
ions and their morals will be purified of them
is fine or what
selves. One always loves what

that so far from denaturing or transforming citizens, wise


same
legislators instead meet them where they stand. This

one finds

practical writings on
In
each
of
these
Corsica and Poland.14
works, Rousseau's
extreme republican rhetoric is striking. But when exam

that has to be regulated. Whoever


judges morals
whoever
and
honor,
judges honor takes
judges

tension

ined

is to be found

closely,

so

far

in Rousseau's

from

revealing

Rousseau

as

an

advo

cate of political denaturing or the recovery of supposed


instead suggest
these writings
ancient disinterestedness,
In each es
to
a more prudential
legislation.
approach
to the problems of existing
to
and
encouraging
passions and
regimes by appealing
to
As
these
endemic
such,
they stand
regimes.
prejudices
as examples of Rousseau's
efforts to practice the funda
crafts solutions

say, Rousseau

task of legislative science: namely, "to draw from


the ill itself the remedy that should cure it." Yet it is not

mental

that binds Rousseau's


ap
only this general formulation
to
ill that Rousseau diag
The
Smith's.
principal
proach
noses in each of the nations he examines is precisely a
form of the incipient selfishness characteristic of moder
in the Second Discourse
(see especially SD
nity diagnosed
the rem
in
of
these
each
11.27, 52, 57). Further,
writings,

to
that Rousseau
argues
applied
to the po
below
with
described
regard
strategies
and Corsica.
of Poland

14See also Hanley


the same
Geneva
litical ordering

(2006),

which

that one

opinion

to be

so, but

is mistaken;

it is in this judgment
it is this judgment

hence

as his law. (SC IV.vii.3; cf. Masters

1968,

385)
own advice
applies precisely this strategy in his
to actual states. It is perhaps most evident in his advice
to Geneva in the Letter to dAlembert. The seeming story
in its uncorrupted
of the Letter is that Geneva,
purity,

Rousseau

should ban the theater and thereby preserve its republican


simplicity. But the true story, always present just beneath
the surface, is that corruption has already made significant
headway

in Geneva,

and that its efforts might be better


that which it is already too

to meliorate

spent attempting
late to cure. Thus directly after introducing
legislator's

science,"

Rousseau

us to the "true

asks,

on
a
By what means can the government get hold
If
answer
is
it
that
I
morals?
by public opinion.
sen
own
our
are
our habits in retirement
born of
timents, in society they are born of others' opin
ions. When we do not live in ourselves but in oth
ers, it is their judgments which

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guide everything.

THE "SCIENCE OF THE LEGISLATOR"

IN SMITH AND

ROUSSEAU

22J

appears good or desirable to individuals


Nothing
which the public has not judged to be such, and
the only happiness which most men know is to be
esteemed

(L, 67)

happy.

So far from a hopeful


tion, Rousseau's most

call of the idealist for transforma

forthright advice for the ennobling


to precisely the
demands a concession

of his fatherland

worst of all corruptions, the empire of amour-propre.


Put
state
receiv
knows
of
he
is incapable
differently: the best
must rest content
Rousseau
the
best
and
absolutely,
ing
of a nation whose
focusing on the transformation
tastes are already corrupted. Such advice is in fact con
sistent across Rousseau's works. He knows that he "may
be told that anyone who has to govern men should not

with

look for a perfection beyond their nature


are not capable," yet he remains optimistic

of which

they
that "it is not

impossible to teach them to love one object rather than


another, and to love what is genuinely fine rather than
what ismalformed,"
and "thus to transform into a sub

In recommending
this course of moral
simplicity
Rousseau of course seems
and economic self-sufficiency,
for
far from Smith's own practical
recommendations
Britain.16 Yet as the essay develops, Rousseau moderates
the extremism of his opening republican sallies, qualify
ing his initial statements with the disclaimers that his hope
was "not to destroy private property absolutely, because
that is impossible, but to restrict itwithin the narrowest
can
limits" (CC, 148), and his hope that even ifmoney
not practically be done away with altogether, "at least it
can be reduced to so small a thing that itwill be difficult
to arise" (CC, 147). As he continues he also
he has not forgotten his earlier lessons on
that
suggests
to specific conditions,
tailoring proposals
reminding us
that there are qualities "in the nature and the soil of each

for abuses

country" that render a particular type or form of govern


ment particularly well suited to it (CC, 127), and that wise
legislators must begin by taking the principle of "national
character" into account (CC, 133). In so doing Rousseau

lime virtue

reminds us that he remains aware that he is not legislat


ing for a new people, but one with cultural traditions and

of our vices"

institutions

the dangerous disposition


that gives rise to all
form the foun
This
advice
would
(PE, 36).
of his practical legislative advice to Corsica and

dation
Poland.15

Rousseau's Plan for a Constitution of Corsica presents


itself on its face as a rejection of accommodation
and an
endorsement
Its intro
of the politics of transformation.
duction reads as an explicit rejection of accommodation
to exigencies. Noting
ment from the people
Rousseau

that the separation of the govern


is the source of Corsica's difficulties,

that

explains

in such

a case,

wise

men,

"observ

for the
ing relations of suitability, form the government
nation. Nevertheless,
there is something much better to
do, that is to form the nation for the government"
(CC,
123). And he is clear on how Corsica should best pursue
this course. Throughout
is unstinting
his piece Rousseau
in his admonitions
for the Corsicans not to encourage
commerce.

So

far

from

of Corsica within wider

advocating

an

accommodation

European trade networks,


to take all possible means

stead calls the Corsicans


sure their economic
self-sufficiency.
on money,

he in
to en

Not

only must they


but they must also dis

discourage dependence
courage the growth of large urban centers and encourage
of both
agriculture that will promote the self-sufficiency
the nation and its citizens, and in so doing eradicate the
indolence, selfishness, and "stupid pride of bourgeois"
(CC, 131).

Furthermore, Rousseau also explicitly recognizes that


Corsica is the product of a series of specific historical cir
cumstances.
In the Social Contract, he praised Corsica as
the only country in Europe still capable of receiving leg
islation, owing to "the valor and steadfastness with which
this brave people was able to recover and defend its free
dom"

(SC II.x.6). Back then Corsica seemed the perfect


of a state "fit for legislation" on account of its self
sufficiency, independence, moderate wealth, and civic af
fection (SC II.x.5). But what does Rousseau find when he
reexamines Corsica from the point of view of a poten

model

tial legislator? Now he explains that the fundamental


fact
that shaped the Corsicans was their occupation by the Ge
noese who succeeded in "crushing" Corsica and reducing
it to abject poverty and dependence.
This leads him to
observe that even though Corsica has retained some of its
original virtues, in its servitude it contracted tremendous
vices that cannot be removed without recourse to extreme
measures
(CC, 137).
How

fledged
advice,

associated

with

regarding

rather than one who merely


legislator
see
(2003, 78-81).
especially
Kelly

Rousseau
provides

as a full
legislative

then does Rousseau

respond to such incipient


His
actual
corruption?
remedy is in fact far more accom
than
his
modating
opening rhetoric might have led one to
his poli
expect. In particular he strives to accommodate
cies to the main passion that has already been encouraged
in the Corsicans,

the consequence

presumably

of their

consists

same time, Rousseau's


distinction
between
and
money
that national
wealth
(CC, 140; cf. GP, 73) and his claim
in available
are also central
labor (CC, 125-26)
themes of

Smith's

antimercantilist

16At the
15On the difficulties

and habits.

wealth

argument

inWN

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IV.

228

RYANPATRICK
HANLEY

at the hands of the commercial Genoese;


is precisely the same passion on which
it
terestingly,
famous diagnosis of corruption
in the SD rests:

occupation

in
his

This stridency is particularly


regard to modernity.
evident in the choice Rousseau compels the Poles tomake
between agriculture and commerce.
"If what you wish is

with

merely
Thus

in order

to awaken

a nation's

it is

activity
necessary to give it great desires, great hopes, great
positive motives for acting. When well examined,
the great motive powers that make men act are

sciences,

to vanity alone.

claim in light of what has come before.


not
For
only does Rousseau here concede that his legisla
tive project for Corsica is conceived within the horizon

of the second best rather than the best absolutely, but he


also suggests that the key to its success lies in the prudent
directing of the chief passion of modernity. He goes on to
explain that the vanity of which he here speaks "is only
one of the two branches of amour-propre,"
the modern
failing on which SD focused. But rather than up
root amour-propre,
he here suggests that the legislator's
task lies in redirecting
it from vanity, its base form, to

moral

pride, its less base form (CC, 153-54).17 What is striking


then is the fact that even though Rousseau
is clearly an
advocate of ennobling
the moral conditions of the mod
ern Corsicans,
the ascent that he envisions is the limited
from

one

form

of

amour-propre

to

another.

Rousseau's advice to Poland follows a trajectory simi


to
lar his advice to Corsica. By far the most striking feature
of GP is its fervor for a recovery of republican simplicity.
Yet read closely it appears that rather than simply ad
the rejection of corruption, Rousseau means to
encourage the Poles to discover a solution to their vices
that emerges from their incipient corruption. Rousseau's
a practical application
advice in this respect constitutes

vocating

of the vanity-directing
project described in CC. Yet again
this may seem an odd place to start. GP frequently seems
as adamant as CC in calling for an institution of ideals
and rejection

of contextual

17
Rousseau's

methods

to its nobler

form

Smith's methods
terman

accommodation,

particularly

from
its base
of educating
amour-propre
are nicely
I compare
in Cooper
treated
(1999);
on this front in
to Rousseau's
(2008). Put
Hanley
account
of how both
offers a very helpful
485-89)

(2001,
amour
to the desire
and CC appeal
for opinion
prompted
by
to Rousseau's
these intentions
propre
(though without
connecting
account
For a quite different
of Rousseau's
science of the legislator).
in GP see Jeffrey Smith, which
claims
that far from ac
intentions
Rousseau
the conditions
of modernity,
forthrightly
commodating

virtue?a

in keeping with his call to the Poles


predilection
to "seize the opportunity
afforded by the events of the
and
raise
souls to the pitch of the souls
moment,
present
of the ancients" (GP, 12). And one must not be gentle in so

laws are not enough to ennoble men's


doing. Sumptuary
souls and "stamp out luxury": "You must reach deep into
men's hearts and uproot it by implanting there healthier
and nobler tastes" (GP, 18).
Here again the plan seems clear: not moderation
but
measures
are necessary if corruption
dire
is to be defeated
and expelled. Yet elsewhere Rousseau reminds us that he
has not forgotten the prudence of the legislator's science.
In the opening of the book he reminds us of the im
portance of sensitivity to context. "One must know thor
lest the
oughly the nation for which one is building,"
final product, "however excellent itmay be in itself, will
prove imperfect when it is acted upon" (GP, 1). Rousseau
presents his own proposal as tailored to the Poles, and
thus

an

exception

to the
pan-European

in his day; rather than imitate others, he seeks to


craft legislation suited to Poland itself (GP, 11,80,82,86).
But what then does he find when he turns to the nation
in question? The truth is that it fits his model of the ideal
state for legislation no better than had Corsica. Poland is
hardly the sort of small nation inwhich the bonds of civic
and unity,
affection guarantee national self-identification
but rather a large state, wracked by internal faction and
and bordered by large, powerful neighbors
dissension,
(GP, 10, 31; cf. GM ILiii, 183-84; SC II.x.5). In addition,
it seems that Poland may be no more free of the cor
than the rest of Europe.
ruptions endemic to modernity
Thus just before examining
the three great legislators of
antiquity, Rousseau describes the difference between the
and the moderns:

ancients

aspires

18
It should, however,
be noted
in the piece,
claims elsewhere

of ancient

virtue"

(2003,

412).

systems

legislative

common

GP

to "the cultivation

industry."

the

if perchance

try to combine them" (GP, 67-68). Thus not only does a


seem unlikely, Rousseau also
moderate
accommodation
here states his preference for ancient virtue over modern

This is a remarkable

ascent

commerce,

"cultivate

"But

if possible, useless besides."18 Yet either way, one must


choose: "Since the two plans of action I speak of are for
the most part mutually
exclusive, you must, above all, not

(CC, 153)

or moderate

arts,

a great splash," he counsels,

to be a free nation, a peaceful nation, a wise


nation," you must both recover older customs and tastes,
to become an object of contempt and,
and "cause money

to two, sensual pleasure and vanity, still if


remove
from the first everything that belongs
you
to the second, in the final analysis, you will find
is reduced almost

the

you wish

reduced

that everything

tomake

that Rousseau
just as he does

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qualifies
in CC

these

extreme

(see GP,

73).

IN SMITHAND ROUSSEAU229
THE "SCIENCE
OF THELEGISLATOR"
base to its less base form. The same movement

prevents us from being the kind of men they


and
were? The prejudices,
the base philosophy,
the passions of narrow self-interest which, along
to the welfare of others, have
with indifference

What

in the examination
Poland:

in all our hearts by ill-devised


inwhich we find no trace of the hand

been

One

inculcated

This of course

admits of several different readings. On


the one hand, itmight be seen as a call for modern
leg
islators to emulate those ancients who sought to trans

republicanism
insisting that "we" today are shaped by "prejudices"
well as by the "passions of narrow self-interest"?indeed

Such advice is indeed

(cf. Danford

1980,694-95).
passions
fully in keeping with Rousseau's earlier admonition

that

are established

and prejudices have taken


to want
root, it is a dangerous and foolhardy undertaking
to touch them" (GM Il.iii, 184).
As we read on, it at least becomes clear that Rousseau

to appeal to the modern passions, if not pre


cisely the "passions of narrow self-interest."
Interestingly
he uses the example of the ancients to introduce this de
is concerned

man

conception
on

founded

the
rather

emulation,

republican

proper

channeling

than

the

of

recovery

amour-propre

of

recognition
In

seeking

is to direct
individual

to

V.i.f.4;

encourage

the native
Poles

emulation,

via

love of honor

to work

upon public esteem as to be unable


dependent
to do anything, acquire anything, or achieve any
it. The resulting emulation among
thing without
its turn, would
raises

men?as

above themselves.

nothing

else

can

raise

them?

(GP, 87)

goal

in the hearts of the


In this

good.
sense, it is lesson analogous to the lesson taught in Corsica.
There Rousseau's goal was not to abolish amour-propre,
but to effect an ascent from vanity

produce a ferment that, in


awaken that patriotic fervor which

all the citizens would

I.iii.2).

for the common

passions,

that everyone?from
the least of the nobles, or
even the least of the peasants, up to the king him
be so completely
self, if that were possible?shall

disinterestedness.

Rousseau's

these

upward and win success except by public appro


shall be
bation; that every post and employment
filled in accordance with the nation's wishes; and

not merely
to
but also to the modern
love of
cf. TMS

foment

It consists in seeing to it that every citizen shall


feel the eyes of his fellow-countrymen
upon him
no
man
of the day; that
shall move
every moment

for the self that is fundamental


(cf.WN

to

insists, can the characteristic


Only in this way, Rousseau
vice of modernity,
the love of opinion, be employed to
recover what modernity
has lost. Thus the remedy most
likely to succeed:

ing that emulation and "the love of glory" will prove the
best means of shaping the hearts and minds of the Poles,
Rousseau advocates a prudent means of appealing to the
love of honor

reservoir of several strong

seek to overcome selfishness; his legislative proposals rest


on steering self-interest well rather than attempting
to
transcend it. Secondly, Rousseau makes clear how he in
tends to steer selfishness, namely by attempting to direct
it to the love of glory and away from the love of wealth.

is striking here is less Rousseau's endorsement of


ancient methods
than his sense that such methods might
be particularly suited to modern Poland. For in suggest

the ancient

how

The effect of this passage is twofold. First, Rousseau clearly


distances his position from that of the idealism that would

But what

concern

.Learn

learn how to open up a direct path to their satis


faction that can be travelled without money, and
money will soon lose its price. (GP, 70)

that is, is itself

virtue,

heart

there is a natural

passions..

cidedly modern approach. Thus he explains the principal


aim of Greek legislators seeking to fashion peoples was
to "set them on fire with the spirit of emulation," which
"tied them tightly to the fatherland" (GP, 8). Rousseau's
of classical

act only by appealing to their


I know. Of all interests, how

(I reiterate this with confidence


least im
and shall always insist upon it)?the
In the heart of every
portant and compelling.

as

it is to this fact that his advocacy of Polish nationalism has


been traced (Hassner 1997, 209). But such a formulation
brings Rousseau much closer to Smith; both emphasize
the largely overlooked fact that the proper task of legisla
tors is principally to attend to these existing prejudices and

"once customs

the human

in

of ancient

That

ever, that in pecuniary gain is the most evil, the


most vile, the readiest to be corrupted,
though
of
the eyes of one who has knowledge
also?in

peoples. On the other hand, Rousseau


to remind us of our distance from the

disinterestedness

ostensible

can make men

self-interest.

institutions,
of genius. (GP, 5)

form corrupted
explicitly means

is suggested
that Rousseau makes in

of selfishness

to pride, or its more

The key to elevating the moral character of the Poles is to


them where they stand. So far from insisting that the
love of opinion engendered by amour-propre
should be
abolished, Rousseau employs it as the source of its tran

meet

scendence.

Already

corrupted

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by an extreme

solicitude

230
for esteem, the Poles' best hope lies in total submission to
opinion. The division of the bourgeois between his pri
vate happiness and his solicitude for public esteem which
always transports him outside of himself is to be rectified
by rendering the solicitude for esteem the only source of
his happiness: "let him be conscious always that every de
tail of his conduct is being observed and evaluated by his
that no step he takes will go unnoticed,
fellow-citizens,
that no action he performs will be disregarded, and that
the good and the evil he does are being posted upon a
that will affect every
scrupulously accurate balance-sheet
subsequent moment

of his life" (GP, 88). The struggle for


thus become the only concern of
public recognition
the good citizen (GP, 15,22,64,102).
Rousseau hopes that
such competition
for the honors and esteem of the public
must

will ultimately
lead each to "channel all their efforts into
the
glory and prosperity of the state" (GP, 52).
forwarding
In such amanner, his legislative science comes full circle
back to Smith's, for what is true of Smith's market holds
true for Rousseau's

not the disinterested

Poland:

love of

virtue, but the competition of each with all, inwhich every


individual is driven by a desire for the external good of es
for promoting
the universal
teem, becomes amechanism
of the whole.

well-being

RYANPATRICK
HANLEY

the moderation

of their
necessary for the instantiation
and Smith
ideals, how do Rousseau
respective political
understand
those principles themselves?
We begin with Smith. The foundations of Smith's sys
tem of natural

liberty are to be found in his commitment


to the existence of "rules of natural justice." The question
has rightly been raised by several of Smith's commentators
as towhether

in fact the sort of skeptical epistemology


that
allows him to claim that the principles of

Smith articulates

natural justice are in fact humanly knowable; on this view,


it is held that the "standpoint external to the human spec
tacle" necessary for the investigation of the first principles
of natural

(Griswold 1999, 256


justice is "unavailable"
58 and 2006, 182-86; Fleischacker 2004, 166-69). This
question of whether Smith's skepticism can be reconciled
with his faith in the existence of natural order is impor
tant and demands

separate treatment. But what ismost


us
here
is less the potential epistemological
important for
of natural order
problems posed by Smith's conception
than the positive political work that this conception does
in Smith's system of natural liberty. Indeed, in one sense,
the fact that the universal principles of natural justice can
not be comprehensively
known is of the greatest political
Smith.
Smith's
for
import
primary defense of individual
is founded not in an ap
liberty in the Wealth ofNations
to
in the evidence that he
but
rather
natural
peal
rights

"Rules of Natural Justice" and


"Principles of Political Right"

adduces

for what Griswold calls "the epistemic limits of


(Griswold 1999, 302-4). One of Smith's
statesmanship"
the science
normative
intentions in presenting
principal

I have argued that both Rousseau's and Smith's vi


sions of the science of the legislator seek to promote mod

of the legislator in the manner


that he does is clearly to
the
induce humility?and
hence a greater restraint?via
our
of
reminder that the imperfection
ability to under

Above
eration

as each

insofar

emphasizes

the need

to

mitigate

principles of justice with a


a
to
of
the
given political context. Yet
sensitivity
exigencies
itself raises a
this emphasis on expedience, or moderation,
heretofore unaddressed question: how is Rousseau's con
commitment

to the universal

stand

natural

order

ought

to restrain

our

interventions.

Yet such an approach to legislation can only work


if indeed the system of natural liberty can be assumed

immoderation

to operate with minimal


external involvement. Much of
Smith's positive political program rests on the claim that
natural order ismore efficient than the constructs of men,
a view that itself seems to be founded on Smith's faith in

dressing a second question. For while it has been argued


above that both Smith and Rousseau are dedicated to tem
pering the ideal with the real, it is by no means clear that

natural or
the existence of a providential or ideological
der (see esp. Alvey 2004; Hill 2001; Waterman
2002; cf.
Haakonssen
1981, 77). Put differently, Smith's argument
interests by ambi
the
of human
manipulation
against

to be squared with the explicit political


that the
of SC Il.vii?19 It is this question
article's remainder will address. Yet doing so requires ad
cealed moderation

of what it is that requires


they have similar conceptions
not
that Smith's vision of
is
clear
That
it
is,
tempering.
or
"rules of natural justice" is
the "general principles"
commensurate
with Rousseau's vision of the principles
justice" or the "principles of political right."
to
Thus we might ask: given their shared commitment
of "universal

19I am
question.

grateful

to Louis

Hunt

for compelling

me

to address

this

tious legislators is founded on the claim that human in


terests are naturally self-regulating
and can promote the
common
interest of the whole,
independent of extensive
It is, however, precisely this claim
to challenge. Despite
concerned
his several explicit invocations of natural order, Rousseau
serve
consistently denies that it can be known or might
as a guide for political order. Given this skepticism, the

human

intervention.

that Rousseau

fundamental

is most

legislative

task is not

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imitation

of natural

231
IN SMITHAND ROUSSEAU
OF THELEGISLATOR"
THE "SCIENCE
of an artificial order to replace a nat
and to the degree
ural order that is largely unknowable,
to justice.
to
inimical
be
is
that it knowable, appears
on
the
front?indeed
this
Rousseau's consistent claim
claim that necessitates the extensive political proposals of
order but creation

the claim that unregulated nature


tends towards injustice. Thus Rousseau's
striking rejoin
der to Smith's natural justice is that nature, left unto it
self, tends to promote injustice: "Far from there being an

1983, 640-42). This in turn be


I.vii, 178; PE 19;Melzer
comes the task of the legislator. Realizing the absence of
justice, the legislator is charged with the responsi
of
replacing natural law with positive law (GM I.iii;
bility

natural

SCI.i.2).21

the Social Contract?is

private interest and the general good,


exclusive in the natural order of things"
Rousseau
claims, nature
(GM I.ii, 160). Consequently,
cannot serve as a guide for politics (GM I.ii, 158-60; cf.
1983, 639, 645), insofar as politics must
PE, 6; Melzer
alliance between
they are mutually

nature.
artificially create the justice that is absent from
Hence Rousseau's departure from Smith: where Smith's
that
finds its anchor in his conviction
"libertarianism"
the natural order is capable of self-regulating private in
terest for the sake of general interest, Rousseau
argues
in this regard that
that it is precisely nature's insufficiency
requires replacing natural disorder with artificial order.
And hence Rousseau's

version

of Hume's

sensible knave

man necessarily fol


problem. Left unto nature, he insists,
lows his selfish instincts, and it is this that necessitates
order with the
conventional
creation of a comprehensive
sole purpose of redirecting individuals from the pursuit
of
of their "apparent interest" towards an appreciation
their interest "properly understood"
(GM I.ii, 163)?that
is to say, politics must be dedicated to "substituting justice
for instinct" (GM I.ii-iii, 163-65; SC I.viii.l).20 It is then
Rousseau's pessimism over the existence of natural justice
that leads him to propose the creation through convention
of "the rules of rational natural right" in order to supplant
what goes under the name of "natural right properly so
called," and is "based only on a true but very vague senti
that is often stifled by love of ourselves" (GM II.iv,
is founded on the
191 ). In this light, Rousseau's positivism
of
natural
of
the
justice that Smith is
principles
rejection
concerned to establish. "Law comes before justice and not

ment

nat
justice before law" precisely because the injustice of
it: "The true principles of the just
ural interest demands
and unjust must, therefore, be sought in the fundamental
and universal law of the greatest good of all, and not in
the private relations between one man and another; and
there is no particular rule of justice that cannot be easily
deduced from that first law" (GM Il.iv, 190-91; cf. GM
that wise
with
the suggestion
in conjunction
legis
to the gods"
their own wisdom
"attribute
(GM II.ii,
the ac
whether
182; SC II.vii.4, 9; cf. PE, 19), leads one to wonder
count of justice at SC II.vi.2 is delivered
in the voice of the political
20This

lators

claim,
should

philosopher
addressing

addressing
a people.

a potential

legislator

or that of the legislator

and

Conclusion: The Enlightenment


Nation Building Today

of the
conceptions
the legislator compare? Their fundamental
I have argued, lies in their shared insistence
agreement,
that legislators must temper their efforts at instituting
a prudential and moderate
sensi
general principles with
In
work.
contexts
in
which
to
and
the
conditions
they
tivity
an
the
of
"passions"
appreciation
particular they require
then do Smith's and Rousseau's

How

of

science

and "prejudices" native to the people for whom they legis


late, as well as an appreciation of the degree to which these
native passions and prejudices have been transformed by
exposure to passions and prejudices of alternative prove
nance. Their difference then lies not in their positions on
the conditions of modernity?
the need to accommodate
rather their differing concep
they agree?but
are intended
tions of the ideals that such accommodations

on which

science of the legislator, dedi


Rousseau's
to
cated
creating the principles of political right, in this
respect sharply clashes with Smith's. Where Smith seeks to
preserve natural justice, Rousseau seeks to create justice to
to instantiate.

remedy the challenges that an unregulated nature would


is
the goal of Smith's moderation
otherwise pose. Where
life and thereby
then to restrain the claims of political
allow for the persistence of nature in society, Rousseau's
is dedicated to the comparatively
legislative moderation
immoderate goal of transcending the injustice and chaos
that

are,

on

his

nation

Contemporary
to Smith's

attention

and

It would

agreements.
thinker in the history
ready

to our

answers

to nature.

endemic

view,

builders

Rousseau's

to gain

stand
agreements

and

from
dis

to suggest that any


be dangerous
can provide
of political philosophy
to extract

attempting

problems;

con

texts would be particu


in which the texts
in
the
instance,
present
larly egregious
in question teach the import of appreciating nuances and
in discrete situations and of resisting urges
particularities
temporary

21
Hence
ernment
and

lessons from historical

Rousseau's
is nothing

anti-foundationalism:
but

a science

"For the science

of gov

combinations,

applications
circumstances"
(Let

to times, places,
according
Later Political Writ
26 July 1767, in Gourevitch,
to the "positivistic"
important
reading of
challenges
see
Scott (1994) and Williams
(2005b).
especially

exceptions,
ter to Mirabeau,
ings, 269). For

Rousseau,

of

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HANLEY
232 RYANPATRICK
to legislate via imposition of ideal templates. At the same
of the science of
time, the Enlightenment's
conception
the legislator is worthy of our attention for at least two

peoples

reasons.

important task is to grasp the nature of the particular


loves of a particular people, and craft legislation that ap
peals to such loves, however corrupted by recent experi
ences. The lesson isparticularly apt for democratic nation

cur
First, for all their internal disagreements,
over
concur
rent debates
in recognizing
nation building
that America is likely to be engaged in nation building for
some time, and that we have thus far failed to establish
an adequate framework
for dealing with its challenges
(Dobbins 2003, xiii-xxix;
Fukuyama 2006, 8-12). Con
temporary lack of clarity thus provides one argument in
favor of returning to the Enlightenment.
conception
tantly, the Enlightenment's

Yet more

impor
of the science of

the legislator also enables us to understand better both the


necessary disposition
required of nation builders, as well
as how nation builders might most effectively cultivate
a no

less necessary receptivity to the dispositions


peoples who comprise the nation to be built.

of the

featured
of initial

and the pessimism and despair of retrospective


in the
Itwould be easy to counsel "moderation"

reformers
assessors.

builders

to build democratic

seeking

nations.

America's
in na

recent nation-building
projects have largely been
tions emerging from undemocratic
and sometimes

total

to the science of the legisla


tor proposed by Smith and Rousseau would suggest that
while freedom and democratic
self-rule remain noble and
itarian conditions.

Attention

proper goals for these efforts, a direct appeal to such a peo


ple's love of freedom is unto itself unlikely to succeed; also
needed is engagement with the actual present loves and
of such a people, and not merely
those loves and
needs one might wish them to have (see also Williams
that is, can remind
2007, 30-31). Smith and Rousseau,
"our present-day
lawgivers, thinking exclusively in terms

needs

With regard to the former, Smith and Rousseau de


scribe a disposition
likely to be both more sustainable and
more successful than those often seen today. Recent Amer
efforts have prominently
ican nation-building
two dispositions:
the enthusiasm
and idealism

in which this psychology has been


In particular, Smith
their
shaped by
political experience.
and Rousseau counsel that the legislator's first and most
and the ways

they err in for


in the question

of coercion

and punishment,"
how much
that the essential problem consists

getting
of "how to reach men's

hearts"

(GP, 4).

this would miss the subtlety


face of such extremes?yet
Smith and Rousseau
of the particular sort of moderation
In the first place, their moderation
empha
intervention and calls for an
sizes the limits of political
solutions. But to leave matters at
embrace of second-best
to
realism rather
recommend a deflationary
that would be
recommend.

their vision
than genuine moderation. What distinguishes
of the science of a legislator is that it joins to this tempering
of idealism a steady attachment to guiding universal prin
realize that the hard-nosed
ciples. Smith and Rousseau
is likely to degenerate
dismissal of universal principles
into Machiavellianism,
just as the too-eager embrace of
is likely to lead to hubristic enthusiasm.
such principles
lies in its effort to establish
The genius of their moderation
ideals and context, and thereby enable
to navigate a course between the Scylla of un

a balance between
a legislator

practicality

mitigated
idealism.

and the Charybdis

of immoderate

References
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James E. 2004.

also provide
insight into the
as the spirit of contemporary
practical
nation building. While on some level true, it would be
facile to suggest that both emphasize the importance of
so
to be lack
gathering the "intelligence" that is often said
Their
claim is
our
recent
projects.
nation-building
ing in
more specific. In calling for legislators to come to an ap
preciation of the passions and "prejudices" of the peoples
for whom they legislate, their aim is to encourage an ap
state of the psychology of such
preciation of the current
and Rousseau
as well
methods

Secret,

Natural,

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