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This paper was supported in part by a grant from the National Science Foundation
(SES 79 27238). I am indebted to Annette Bernhardt, Karen Ginsberg, and, most
especially, Alfred Nordmann for research aid and to Harriet Zuckerman, Robert C.
Merton, Vanessa Merton, and Byron Shafer for thoughtful suggestions. Requests for
reprints should be sent to Robert K. Merton, Fayerweather Hall, Columbia University,
New York, New York 10027.
2 Begun in 1933, completed as a doctoral dissertation in 1935, partly published in the
form of three selected articles between 1935 and 1937, this monograph was fully
published in 1938, appearing in Osiris: Studies on the History and Philosophy of
Science at the invitation of its founder-editor and my teacher, the doyen of historians
of science, George Sarton. The citation in my text expressly includes the 1935 dissertation, "Sociological Aspects of Scientific Development in Seventeenth-Century England," deposited in Harvard's Widener Library, although the Becker critique pays
no mind to this earliest version of what Kuhn (1977, p. 115-22) and other historians
of science have come to describe as "the Merton thesis." The reference to the 1935
document is intended as a reminder that this and the other formulations of a similar
hypothesis in the mid-1930s (Stimson 1935;Jones [1936] 1961, 1939) were independently
developed and, to this extent, were mutually confirming rather than any one of them
being derived from the others.
(C 1984 by The University of Chicago. All rights reserved.
0002-9602/84/8905-0005$01.50
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AND EMPIRICAL
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A critically relevant context describes the logical status of such a sociohistorical idea in these terms:
It would have been fatuous for the author to maintain, as some swiftreading commentators upon the book would have him maintain, that, without Puritanism, there could have been no concentrated development of
modern science in seventeenth-century England [or, mutatis mutandis, with
regard to Pietism and science in Germany]. Such an imputation betrays a
basic failure to understand the logic of analysis and interpretation in historical sociology. In such analysis, a particular concrete historical development cannot be properly taken as indispensable to other concurrent or
subsequent developments. In the case in hand, it is certainly not the case
that Puritanism [or Pietism] was indispensable in the sense that if it had
not found historical expression at the time, modern science would not then
have emerged. The historically concrete movement of Puritanism [or Pietism] is not being put forward as a prerequisite to the substantial thrust
of English [or German] science in that time; otherfunctionally
equivalent
ideological movements could have served to provide the emerging science
with widely acknowledged claims to legitimacy. The interpretation in this
study assumes the functional requirement of providing socially and culturally patterned support for a not yet institutionalized science; it does not
presuppose that only Puritanism [or Pietism] could have served that function. [These preceding italics are added.] As it happened, Puritanism [and
Pietism] provided major (not exclusive) support in that historical time and
place. However, and this requires emphasis, neither does this functional
conception convert Puritanism [or Pietism] into something epiphenomenal
and inconsequential. It, rather than conceivable functional alternatives,
happened to advance the institutionalization
of science by providing a
substantial basis for its legitimacy. [Italics added.] But the imputed drastic
simplification that would make Puritanism [or Pietism] historically indispensable only affords a splendid specimen of the fallacy of misplaced abstraction (rather than concreteness). It would mistakenly have the author
undertake an exercise in historical prophecy (to adopt the convenient term
that Karl Popper uses to describe efforts at concrete historical forecasts and
retrodictions), even though the much less assuming author himself had only
tried his hand at an analytical interpretation in the historical sociology of
science. [Merton (1938) 1970; preface, pp. xviii-xix]
reference to "men" sans women in this quoted passage is no inadvertent sexist
statement; there simply was no place provided for women during the 16th and 17th
centuries in what was known first as "natural philosophy" and later as "natural science."
5The
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In its more general and analytical form, it [the hypothesis] holds that
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As early as the mid-1930s, even a logical positivist such as Rudolf Carnap would be
writing, soon after the Merton 1936 article which he surely did not know, that "psychology and the social sciences . . . must locate the irrational [better: nonrational]
sources of both rational and illogical thought" (Carnap 1937, p. 118). This is akin to
the "Copernican revolution" in the sociology of knowledge which consists in the basic
"hypothesis that not only error, illusion, or unauthenticated belief but also the discovery
of truth is socially (historically) conditioned. As long as attention was focused only on
the social determinants of ideology, illusion, myth, and moral norms, the sociology of
knowledge could not emerge" (Merton 1968, pp. 513-14).
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the archives by Kuno Francke [1896], p. 63, and quoted by Merton [(1936)
1968], p. 643).
More specifically and more in point for the sociohistorical hypothesis
under review, Pietism shared all but one of the elements of the Puritan
ethos which had been taken to contribute to the rise of modern English
science. Briefly itemized, these elements of Puritanism were (1) a strong
emphasis on everyday utilitarianism, (2) intramundane interests and actions (Weber's "inner-worldly asceticism"), (3) the belief that scientific
understanding of the world of nature serves to manifest the glory of God
as "the great Author of Nature," (4) the right and even the duty to challenge various forms of authority, (5) a strong streak of antitraditionalism,
all these coupled with the exaltation of both (6) empiricism and (7) rationality. Albeit with differing degrees of intensity of adherence to some
of these elements, the ethos of Pietism was significantly equivalent, except
for the strong exception of an emphasis on rationality.
It is well known that Pietism, in its various forms, was given to "enthusiasm and irrationalism," emphasizing "the emotional as opposed to
the rational" (Pinson 1934, chap. 1 and p. 36). Thus, just as Quakerism
and the later "enthusiastic" Methodism provided cases that bear on the
relative significanceof rationality for an emerging interest in science within
the English tradition, so, too, it was assumed, would "enthusiastic" Pietism as a weaker counterpart in Germany. Max Weber had made analytical comparisons among the varieties of Anglo-American Puritanism
and Pietism. For the immediate purposes of the 1930s study, most in point
was his conclusion that "all in all, when we consider German Pietism
from the point of view important for us, we must admit a vacillation and
uncertainty in the religious basis of its asceticism which makes it definitely
weaker than the iron consistency of Calvinism, and which is partly the
result of Lutheran influence and partly of its emotional character"(Weber
[1904-5] 1930, pp. 128-39, at p. 137; italics added).
In drawing on Weber's observations on this emotional element in Pietism, the Becker critique apparently fails to recognize that it is precisely
this difference from many Puritan sects which made Pietism a strategic
8 "One of the persistent popular fallacies is the belief that the American pulpit, dom-
inated throughout the period by New England Puritanism, was antagonistic to science.
It was, on the contrary, a powerful ally in many instances. . . . Increase and Cotton
Mather, the foremost American Puritans . . . labored earnestly to use science as a
bulwark for religion, and in the course of this self-appointed task served an important
educational function" (Hornberger [1937], p. 13; for details, see Hornberger [1935] and
the monumental volumes by Perry Miller, The New England Mind [(1939) 1954]).
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The fallacy consists in the usually tacit belief that the latest word on a
given subject or problem is necessarily the best word, at least pro tem,
if indeed it is not the definitive, once-and-for-all word. Sometimes the
1101
type of situation. The critic might have done well to attend to a cautionary
note about Wirtschaftsgeschichte (translated by Frank H. Knight as General Economic History)9 appearing in both the article and the monograph
under review. He might then have hesitated to say that "Weber wrote"
that sentence. He might instead have gone on to inform readers that this
book of Weber's must be read with caution, particularly when it seems
to contradict positions Weber repeatedly expressed in books he did write
with typical care. For as that cautionary note observed,
. . . it is surprising to note the statement accredited to Max Weber that the
opposition of the Reformers is sufficient reason for not coupling Protestantism with scientific interests. See Wirtschaftsgeschichte(Miinchen, 1923,
314). This remark is especially unanticipated since it does not at all accord
9 It may be of interest, and not only to present-day sociologists making critical systematic use of quantitative and qualitative citation analysis, that Frank Knight (in
Weber [1923] 1950) opens his translator's preface by noting that "Max Weber is probably
the most outstanding name in German social thought since Schmoller, and a recent
survey finds him the most quoted sociologist in Germany." Incidentally, Weber's citations were being reported by the then young Louis Wirth (1926) writing a decade
before his sterling translation, along with Edward Shils, of Mannheim's Ideology and
Utopia. (See American Journal of Sociology, November 1926, p. 464.)
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lll
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Later words need not negate earlier words. So it is that in his much
later monograph, Helmreich (1959, p. 28) says next to nothing about
Semler's short-lived effort but does describe the "disciple of Francke,"
Hecker, as "the dominant influence in the many educational reforms of
the mid-eighteenth century," among them, the Realschule, "destined for
great expansion and development in the next century."These conclusions
have their Whiggish tinge but that is not a matter for discussion here.
The point is not that this or that condensed statement in the 1930s
study fails to be quite the "serious . . . faulty assertion"the critique makes
it out to be. The point is, rather, that the continuing focus in the critique
on ambiguous shadings of detail and the impression conveyed in that
latest word that historians uniformly argue to the contrary combine to
obscure the overriding conclusion that there did obtain a historically
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