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Audit Program Area:

AUDIT PROCEDURES
(1)

Carry out a surprise physical verification of cash.

(2)
Check that the physical cash balance tallies with the balance shown
by the cash book.
(3)

Check that the cash book is upto date at all times.

(4)
Check that the cash in safe/cash in transit is within the insurance
cover taken.
(5)
Check that fidelity insurance cover is taken in the names of persons
who have the custody of cash.
(6)
Check that receipts are issued by the cashier at the time of receipt
of cash from the employees / others.

(5)
Check that signatures of the payee are taken by the cashier on
the cash payment Voucher at the time of making cash payment.

WP Ref

Auditor
Initials

Time
Spent

Date
Date
Checked
Expected Finished Remarks
By:

Client Name
Internal Control Framework
Date Completed:
Completed By:
Reviewed By:
Question

Yes No* Comments /Description

To the best of my knowledge, the answers and comments noted above are accu
internal controls within this department:

* For a No answer, cross-reference to either a compensating control or to audit work which has been performed
Questionnaire
or is to be performed.

Name and Title of Person Completing Form (please print)

Signature of Person Completing Form

Name and Title of Department Dir

Signature of Departmen

12/22/2015
Date Form Completed

Date of Department Directo

* For a No answer, cross-reference to either a compensating control or to audit work which has been performed
Questionnaire
or is to be performed.

Employee Responsible for Task

s noted above are accurate and reflect the current

this department:

* For a No answer, cross-reference to either a compensating control or to audit work which has been performed
Questionnaire
or is to be performed.

Name and Title of Department Director (please print)

Signature of Department Director

Date of Department Director's Signature

* For a No answer, cross-reference to either a compensating control or to audit work which has been performed
Questionnaire
or is to be performed.

Finding Ref #

Control Testing

Finding

Management Response & Treatment